UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-05346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Variable Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 12/31/2014 | ||||||||
Date of reporting period: | 07/01/2014 - 06/30/2015 |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Absolute Return 500 Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Genetically Modified Ingredients | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Alexandria Real Estate Equities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARE | CUSIP 015271109 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joel S. Marcus | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Jennings | Mgmt | For | For | For | |||
1.3 | Elect John L. Atkins III | Mgmt | For | For | For | |||
1.4 | Elect Maria C. Freire | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Hash | Mgmt | For | For | For | |||
1.6 | Elect Richard H. Klein | Mgmt | For | For | For | |||
1.7 | Elect James H. Richardson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alliant Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNT | CUSIP 018802108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann K. Newhall | Mgmt | For | For | For | |||
1.2 | Elect Dean C. Oestreich | Mgmt | For | For | For | |||
1.3 | Elect Carol P. Sanders | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Approval of 2015 Performance Incentive Plan | Mgmt | For | For | For | |||
13 | 2015 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Labor Policies | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | ShrHldr | Against | Against | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Simon Olswang | Mgmt | For | For | For | |||
5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
6 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
7 | Elect Clayton M. Christensen | Mgmt | For | For | For | |||
8 | Elect Eli Gelman | Mgmt | For | For | For | |||
9 | Elect James S. Kahan | Mgmt | For | For | For | |||
10 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
11 | Elect Giora Yaron | Mgmt | For | For | For | |||
12 | Increase of Dividends | Mgmt | For | For | For | |||
13 | Amendment to the 1998 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
14 | Accounts and Reports | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
America Movil SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMX | CUSIP 02364W105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors; Ratification of CEO and Board Acts; Committee Chairman; Directors' Fees. | Mgmt | For | Against | Against | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
American Campus Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACC | CUSIP 024835100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Bayless, Jr. | Mgmt | For | For | For | |||
2 | Elect R.D. Burck | Mgmt | For | For | For | |||
3 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
4 | Elect Cydney Donnell | Mgmt | For | For | For | |||
5 | Elect Dennis G. Lopez | Mgmt | For | For | For | |||
6 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
7 | Elect Oliver Luck | Mgmt | For | For | For | |||
8 | Elect C. Patrick Oles Jr. | Mgmt | For | Against | Against | |||
9 | Elect Winston W. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Capital Agency Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 02503X105 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Couch | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Randy E. Dobbs | Mgmt | For | For | For | |||
4 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
5 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
6 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
7 | Elect Malon Wilkus | Mgmt | For | For | For | |||
8 | Elect John R. Erickson | Mgmt | For | For | For | |||
9 | Elect Samuel A. Flax | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
9 | Elect Susan N. Story | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
4 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
5 | Elect James A. Champy | Mgmt | For | For | For | |||
6 | Elect Edward H. Frank | Mgmt | For | For | For | |||
7 | Elect John C. Hodgson | Mgmt | For | For | For | |||
8 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
9 | Elect Neil S. Novich | Mgmt | For | For | For | |||
10 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
11 | Elect Lisa T. Su | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Give Guarantees | Mgmt | For | For | For | |||
9 | Elect QI Shengli as Supervisor | Mgmt | For | Against | Against | |||
10 | Elect WANG Pengfei as Supervisor | Mgmt | For | Against | Against | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 07/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Shareholder Proposal to Call Special Meeting Regarding Increase in Board Size | ShrHldr | N/A | TNA | N/A | |||
2 | Shareholder Proposal to Call Special Meeting Regarding Takeover Offer | ShrHldr | N/A | TNA | N/A | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 07/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Shareholder Proposal to Call Special Meeting Regarding Increase in Board Size | ShrHldr | For | For | For | |||
2 | Shareholder Proposal to Call Special Meeting Regarding Takeover Offer | ShrHldr | For | For | For | |||
AU Optronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2409 | CINS Y0451X104 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
1.2 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
1.3 | Elect Richard T. Clark | Mgmt | For | For | For | |||
1.4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
1.5 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
1.6 | Elect Michael Gregoire | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John P. Jones | Mgmt | For | For | For | |||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
2 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
3 | Elect Sue E. Gove | Mgmt | For | For | For | |||
4 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For | |||
5 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
6 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
7 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
8 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
9 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | |||
10 | Elect Luis P. Nieto | Mgmt | For | For | For | |||
11 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
12 | 2015 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||
4 | Elect Ken C. Hicks | Mgmt | For | For | For | |||
5 | Elect David E.I. Pyott | Mgmt | For | For | For | |||
6 | Elect Dean A. Scarborough | Mgmt | For | For | For | |||
7 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
8 | Elect Julia A. Stewart | Mgmt | For | For | For | |||
9 | Elect Martha Sullivan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley T. Bieligk | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregor P. Bohm | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert M. McLaughlin | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect R. David Hoover | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Banco Do Brasil S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBAS3 | CINS P11427112 | 04/28/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
7 | Supervisory Council Fees | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Remuneration Report | Mgmt | For | TNA | N/A | |||
Banco Do Brasil S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBAS3 | CINS P11427112 | 04/28/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Capitalization of Reserves | Mgmt | For | TNA | N/A | |||
4 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
4 | Elect Ronald E. Deal | Mgmt | For | For | For | |||
5 | Elect James A. Faulkner | Mgmt | For | For | For | |||
6 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
7 | Elect John P. Howe, III | Mgmt | For | For | For | |||
8 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
9 | Elect Kelly S. King | Mgmt | For | For | For | |||
10 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
11 | Elect Edward C. Milligan | Mgmt | For | For | For | |||
12 | Elect Charles A. Patton | Mgmt | For | For | For | |||
13 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
15 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
16 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
17 | Elect Edwin H. Welch | Mgmt | For | For | For | |||
18 | Elect Stephen T. Williams | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHldr | Against | Against | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bemis Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMS | CUSIP 081437105 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Austen | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Floto | Mgmt | For | For | For | |||
1.3 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
1.4 | Elect William L. Mansfield | Mgmt | For | For | For | |||
1.5 | Elect Arun Nayar | Mgmt | For | For | For | |||
1.6 | Elect Edward N. Perry | Mgmt | For | For | For | |||
1.7 | Elect Philip G. Weaver | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Officer Performance Plan | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
Braskem SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKM5 | CINS P18533110 | 04/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Supervisory Council Member(s) Representative of Minority Shareholders | Mgmt | N/A | TNA | N/A | |||
Braskem SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKM5 | CINS P18533110 | 04/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Board Member(s) Representative of Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
Brixmor Property Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRX | CUSIP 11120U105 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael A. Carroll | Mgmt | For | Withhold | Against | |||
1.2 | Elect John Schreiber | Mgmt | For | Withhold | Against | |||
1.3 | Elect A.J. Agarwal | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael Berman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Anthony W. Deering | Mgmt | For | Withhold | Against | |||
1.6 | Elect Thomas W. Dickson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jonathon D. Gray | Mgmt | For | Withhold | Against | |||
1.8 | Elect William D. Rahm | Mgmt | For | Withhold | Against | |||
1.9 | Elect Wlliam J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
4 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
5 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
6 | Elect Maura A. Markus | Mgmt | For | For | For | |||
7 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
8 | Elect Alan J. Weber | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Bunge Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CUSIP G16962105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Ferrier | Mgmt | For | For | For | |||
1.2 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
1.3 | Elect John E. McGlade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Annual Incentive Plan Renewal | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Deforestation | ShrHldr | Against | Against | For | |||
C.H. Robinson Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHRW | CUSIP 12541W209 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott P. Anderson | Mgmt | For | For | For | |||
2 | Elect Robert Ezrilov | Mgmt | For | For | For | |||
3 | Elect Wayne M. Fortun | Mgmt | For | For | For | |||
4 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | |||
5 | Elect Jodee A. Kozlak | Mgmt | For | For | For | |||
6 | Elect ReBecca Koenig Roloff | Mgmt | For | For | For | |||
7 | Elect Brian P. Short | Mgmt | For | For | For | |||
8 | Elect James B. Stake | Mgmt | For | For | For | |||
9 | Elect John P. Wiehoff | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2015 Non-Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Management Proposal Regarding Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect David P. King | Mgmt | For | For | For | |||
11 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Material Terms of the Management Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 06/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2015 Fixed Asset Investment Budget | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Repurchase H Shares | Mgmt | For | For | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type and Size | Mgmt | For | For | For | |||
3 | Par Value and Issue Price | Mgmt | For | For | For | |||
4 | Maturity Date | Mgmt | For | For | For | |||
5 | Use of Proceeds | Mgmt | For | For | For | |||
6 | Issuance Method and Investor | Mgmt | For | For | For | |||
7 | Profit Distribution Method | Mgmt | For | For | For | |||
8 | Mandatory Conversion | Mgmt | For | For | For | |||
9 | Conditional Redemption | Mgmt | For | For | For | |||
10 | Voting Rights Restriction and Restoration | Mgmt | For | For | For | |||
11 | Repayment Priority and Manner of Liquidation | Mgmt | For | For | For | |||
12 | Rating | Mgmt | For | For | For | |||
13 | Security | Mgmt | For | For | For | |||
14 | Trading or Transfer Restriction | Mgmt | For | For | For | |||
15 | Trading Arrangement | Mgmt | For | For | For | |||
16 | Effective Period of Resolution | Mgmt | For | For | For | |||
17 | Board Authorization | Mgmt | For | For | For | |||
18 | Relationship Between Domestic Issuance and Offshore Issuance | Mgmt | For | For | For | |||
19 | Application and Approval Procedures | Mgmt | For | For | For | |||
20 | Type and Size | Mgmt | For | For | For | |||
21 | Par Value and Issue Price | Mgmt | For | For | For | |||
22 | Maturity Date | Mgmt | For | For | For | |||
23 | Use of Proceeds | Mgmt | For | For | For | |||
24 | Issuance Method and Investor | Mgmt | For | For | For | |||
25 | Profit Distribution Method | Mgmt | For | For | For | |||
26 | Mandatory Conversion | Mgmt | For | For | For | |||
27 | Conditional Redemption | Mgmt | For | For | For | |||
28 | Voting Rights Restriction and Restoration | Mgmt | For | For | For | |||
29 | Repayment Priority and Manner of Liquidation | Mgmt | For | For | For | |||
30 | Rating | Mgmt | For | For | For | |||
31 | Security | Mgmt | For | For | For | |||
32 | Lock-up Period | Mgmt | For | For | For | |||
33 | Effective Period of the Resolution | Mgmt | For | For | For | |||
34 | Trading/Listing Arrangement | Mgmt | For | For | For | |||
35 | Board Authorization | Mgmt | For | For | For | |||
36 | Relationship Between Domestic Issuance and Offshore Issuance | Mgmt | For | For | For | |||
37 | Application and Approval Procedures | Mgmt | For | For | For | |||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2015 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Supervisors' Fees | Mgmt | For | For | For | |||
10 | Elect WANG Hongzhang | Mgmt | For | For | For | |||
11 | Elect PANG Xiusheng | Mgmt | For | For | For | |||
12 | Elect ZHANG Gengsheng | Mgmt | For | For | For | |||
13 | Elect Li Jun | Mgmt | For | For | For | |||
14 | Elect Hao Aiqun | Mgmt | For | For | For | |||
15 | Elect Elaine La Roche | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | IMPACT ON DILUTION OF CURRENT RETURNS OF THE ISSUANCE OF PREFERENCE SHARES AND REMEDIAL MEASURES | Mgmt | For | For | For | |||
18 | Shareholder Return Plan 2015-2017 | Mgmt | For | For | For | |||
19 | Capital Plan 2015-2017 | Mgmt | For | For | For | |||
20 | Amendments to Articles | Mgmt | For | For | For | |||
21 | Type and Size | Mgmt | For | For | For | |||
22 | Par Value and Issue Price | Mgmt | For | For | For | |||
23 | Maturity Date | Mgmt | For | For | For | |||
24 | Use of Proceeds | Mgmt | For | For | For | |||
25 | Issuance Method and Investor | Mgmt | For | For | For | |||
26 | Profit Distribution Method | Mgmt | For | For | For | |||
27 | Mandatory Conversion | Mgmt | For | For | For | |||
28 | Conditional Redemption | Mgmt | For | For | For | |||
29 | Voting Rights Restriction and Restoration | Mgmt | For | For | For | |||
30 | Repayment Priority and Manner of Liquidation | Mgmt | For | For | For | |||
31 | Rating | Mgmt | For | For | For | |||
32 | Security | Mgmt | For | For | For | |||
33 | Trading or Transfer Restriction | Mgmt | For | For | For | |||
34 | Trading Arrangement | Mgmt | For | For | For | |||
35 | Effective Period of Resolution | Mgmt | For | For | For | |||
36 | Board Authorization | Mgmt | For | For | For | |||
37 | Relationship Between Domestic Issuance and Offshore Issuance | Mgmt | For | For | For | |||
38 | Application and Approval Procedures | Mgmt | For | For | For | |||
39 | Type and Size | Mgmt | For | For | For | |||
40 | Par Value and Issue Price | Mgmt | For | For | For | |||
41 | Maturity Date | Mgmt | For | For | For | |||
42 | Use of Proceeds | Mgmt | For | For | For | |||
43 | Issuance Method and Investor | Mgmt | For | For | For | |||
44 | Profit Distribution Method | Mgmt | For | For | For | |||
45 | Mandatory Conversion | Mgmt | For | For | For | |||
46 | Conditional Redemption | Mgmt | For | For | For | |||
47 | Voting Rights Restriction and Restoration | Mgmt | For | For | For | |||
48 | Repayment Priority and Manner of Liquidation | Mgmt | For | For | For | |||
49 | Rating | Mgmt | For | For | For | |||
50 | Security | Mgmt | For | For | For | |||
51 | Lock-up Period | Mgmt | For | For | For | |||
52 | Effective Period of the Resolution | Mgmt | For | For | For | |||
53 | Trading/Listing Arrangement | Mgmt | For | For | For | |||
54 | Board Authorization | Mgmt | For | For | For | |||
55 | Relationship Between Domestic Issuance and Offshore Issuance | Mgmt | For | For | For | |||
56 | Application and Approval Procedures | Mgmt | For | For | For | |||
57 | Elect WANG Zuji | Mgmt | For | For | For | |||
China Eastern Airlines Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0670 | CINS Y1406M102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Supervisors' Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Domestic and International Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Appointment of Internal Control Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Eligibility for Non-Public Issuance of A Shares | Mgmt | For | For | For | |||
13 | Class | Mgmt | For | For | For | |||
14 | Method | Mgmt | For | For | For | |||
15 | Target Subscriber | Mgmt | For | For | For | |||
16 | Number | Mgmt | For | For | For | |||
17 | Price Determination | Mgmt | For | For | For | |||
18 | Lock-up period | Mgmt | For | For | For | |||
19 | Place of Listing | Mgmt | For | For | For | |||
20 | Use of Proceeds | Mgmt | For | For | For | |||
21 | Distribution of Profits | Mgmt | For | For | For | |||
22 | Validity Period | Mgmt | For | For | For | |||
23 | Approval of Plan to Issue A Shares | Mgmt | For | For | For | |||
24 | Use of Proceeds from Past Fund Raising | Mgmt | For | For | For | |||
25 | Board Authorization | Mgmt | For | For | For | |||
26 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | |||
27 | Shareholder Return Plan 2015-2017 | Mgmt | For | For | For | |||
28 | Elect TIAN Liuwen | Mgmt | For | For | For | |||
29 | Elect SHAO Ruiqing | Mgmt | For | For | For | |||
30 | Master Lease Agreement | Mgmt | For | For | For | |||
China Eastern Airlines Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0670 | CINS Y1406M102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Class | Mgmt | For | For | For | |||
4 | Method | Mgmt | For | For | For | |||
5 | Target Subscriber | Mgmt | For | For | For | |||
6 | Number | Mgmt | For | For | For | |||
7 | Price Determination | Mgmt | For | For | For | |||
8 | Lock-up period | Mgmt | For | For | For | |||
9 | Place of Listing | Mgmt | For | For | For | |||
10 | Use of Proceeds | Mgmt | For | For | For | |||
11 | Distribution of Profits | Mgmt | For | For | For | |||
12 | Validity Period | Mgmt | For | For | For | |||
China Lesso Group Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2128 | CINS G2157Q102 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect HUANG Guirong | Mgmt | For | For | For | |||
6 | Elect LUO Jianfeng | Mgmt | For | For | For | |||
7 | Elect LIN Dewei | Mgmt | For | For | For | |||
8 | Elect BAI Chongen | Mgmt | For | For | For | |||
9 | Elect CHEUNG Man Yu | Mgmt | For | For | For | |||
10 | Elect LAN Fang | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Merchants Bank Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3968 | CINS Y14896115 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Annual Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Report on Duty Performance of Directors | Mgmt | For | For | For | |||
10 | Report on Duty Performance of Supervisors | Mgmt | For | For | For | |||
11 | Duty Performance and Cross-evaluation Reports of Independent Directors | Mgmt | For | For | For | |||
12 | Duty Performance and Cross-evaluation Reports of External Supervisors | Mgmt | For | For | For | |||
13 | Related Party Transaction Report | Mgmt | For | For | For | |||
14 | Extend Validity Period for Issue of Financial Bonds | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Compliance of Issuance of A Shares | Mgmt | For | For | For | |||
17 | Class and Nominal Value | Mgmt | For | For | For | |||
18 | Method and Time | Mgmt | For | For | For | |||
19 | Target and Method of Subscription | Mgmt | For | For | For | |||
20 | Issue Price | Mgmt | For | For | For | |||
21 | Issue Size | Mgmt | For | For | For | |||
22 | Lock-up Period | Mgmt | For | For | For | |||
23 | Place of Listing | Mgmt | For | For | For | |||
24 | Use of Proceeds | Mgmt | For | For | For | |||
25 | Arrangement of Profits | Mgmt | For | For | For | |||
26 | Effective Period | Mgmt | For | For | For | |||
27 | First Phase Employee Stock Ownership Scheme | Mgmt | For | For | For | |||
28 | Plan Regarding the Private Placement of A Shares | Mgmt | For | For | For | |||
29 | Connected Transaction Relating to the Private Placement of A Shares | Mgmt | For | For | For | |||
30 | Feasibility Report on Use of Proceeds from Private Placement of A Shares | Mgmt | For | For | For | |||
31 | Report on Use of Proceeds from Private Placement of A Shares | Mgmt | For | For | For | |||
32 | Board Authorization to Implement Private Placement | Mgmt | For | For | For | |||
33 | Termination of the H Share Appreciation Rights Scheme | Mgmt | For | For | For | |||
34 | Approval of Conditional Share Subscription Agreement | Mgmt | For | For | For | |||
35 | Adoption of Shareholders' Return Plan 2015-2017 | Mgmt | For | For | For | |||
36 | Adoption of Capital Management Plan 2015-2017 | Mgmt | For | For | For | |||
37 | Analysis on the Dilution by Private Placement of A Shares | Mgmt | For | For | For | |||
China Merchants Bank Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3968 | CINS Y14896115 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class and Nominal Value | Mgmt | For | For | For | |||
3 | Method and Time of Issue | Mgmt | For | For | For | |||
4 | Target and Method of Subscription | Mgmt | For | For | For | |||
5 | Issue Price | Mgmt | For | For | For | |||
6 | Issue Size | Mgmt | For | For | For | |||
7 | Lock-up Period | Mgmt | For | For | For | |||
8 | Place of Listing | Mgmt | For | For | For | |||
9 | Use of Proceeds | Mgmt | For | For | For | |||
10 | Arrangement of Profits | Mgmt | For | For | For | |||
11 | Effective Period | Mgmt | For | For | For | |||
12 | Plan of Private Placement of A Shares | Mgmt | For | For | For | |||
13 | Board Authorization to Implement Private Placement | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Mobile Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect XUE Taohai | Mgmt | For | For | For | |||
6 | Elect Frank WONG Kwong Shing | Mgmt | For | For | For | |||
7 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 03/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class and Nominal Value of Shares | Mgmt | For | For | For | |||
3 | Method of Issuance | Mgmt | For | For | For | |||
4 | Target Subscribers and Method of Subscription | Mgmt | For | For | For | |||
5 | Number of Shares | Mgmt | For | For | For | |||
6 | Issue Price and Pricing Principles | Mgmt | For | For | For | |||
7 | Lock-Up Arrangement | Mgmt | For | For | For | |||
8 | Amount and Use of Proceeds | Mgmt | For | For | For | |||
9 | Place of Listing | Mgmt | For | For | For | |||
10 | Accumulated Profit Distribution Prior to Issuance | Mgmt | For | For | For | |||
11 | Valid Period | Mgmt | For | For | For | |||
12 | Approval of Preliminary Plan of Non-Public Issuance | Mgmt | For | For | For | |||
13 | Subscription Agreement with China Railway Engineering Corporation | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 03/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | General Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
3 | Class and Nominal Value of Shares | Mgmt | For | For | For | |||
4 | Method of Issuance | Mgmt | For | For | For | |||
5 | Target Subscribers and Method of Subscription | Mgmt | For | For | For | |||
6 | Number of Shares | Mgmt | For | For | For | |||
7 | Issue Price and Pricing Principles | Mgmt | For | For | For | |||
8 | Lock-Up Arrangement | Mgmt | For | For | For | |||
9 | Amount and Use of Proceeds | Mgmt | For | For | For | |||
10 | Place of Listing | Mgmt | For | For | For | |||
11 | Accumulated Profit Distribution Prior to Issuance | Mgmt | For | For | For | |||
12 | Valid Period | Mgmt | For | For | For | |||
13 | Approval of Preliminary Plan of Non-Public Issuance | Mgmt | For | For | For | |||
14 | Subscription Agreement with China Railway Engineering Corporation | Mgmt | For | For | For | |||
15 | Related Party Transactions Involved in Non-public Issuance | Mgmt | For | For | For | |||
16 | Board Authorization to Implement Non-Public Issuance | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||
19 | Eligibility for Non-Public Issuance | Mgmt | For | For | For | |||
20 | Report on Deposit and Use of Previously Raised Funds | Mgmt | For | For | For | |||
21 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | |||
22 | Shareholder Returns Plan | Mgmt | For | For | For | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Supervisors' Report | Mgmt | For | For | For | |||
6 | Independent Directors' Report | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Appointment of Internal Control Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Special Self-Inspection Report | Mgmt | For | For | For | |||
14 | Company's Letter on Business Undertakings | Mgmt | For | For | For | |||
15 | Controlling Shareholder's Letter on Business Undertakings | Mgmt | For | For | For | |||
16 | Extension of Validity Period | Mgmt | For | For | For | |||
China Singyes Solar Technologies Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0750 | CINS G2161E111 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SUN Jinli | Mgmt | For | For | For | |||
6 | Elect CAO Zhirong | Mgmt | For | For | For | |||
7 | Elect WANG Ching | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Southern Airlines Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1055 | CINS Y1503W102 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Supplemental Agreement to Financial Services Agreement | Mgmt | For | Against | Against | |||
9 | Authority to Give Guarantees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
12 | Elect GUO Wei as Director | Mgmt | For | Against | Against | |||
13 | Elect JIAO Shu Ge as Director | Mgmt | For | Against | Against | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John S. Charlesworth | Mgmt | For | For | For | |||
1.2 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.3 | Elect Montgomery F. Moran | Mgmt | For | For | For | |||
1.4 | Elect Patrick J. Flynn | Mgmt | For | For | For | |||
1.5 | Elect Steve Ells | Mgmt | For | For | For | |||
1.6 | Elect Stephen E. Gillett | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
7 | Amend Bylaws to Provide for Proxy Access | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Annual Report | Mgmt | For | For | For | |||
7 | Financial Budget | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect LIU Jianzhong; Directors Fees | Mgmt | For | For | For | |||
10 | Elect XIE Wenhui; Directors Fees | Mgmt | For | For | For | |||
11 | Elect HE Zhiming; Directors Fees | Mgmt | For | For | For | |||
12 | Elect SUN Lida; Directors Fees | Mgmt | For | For | For | |||
13 | Elect DUAN Xiaohua; Directors Fees | Mgmt | For | For | For | |||
14 | Elect CHEN Xiaoyan; Directors Fees | Mgmt | For | For | For | |||
15 | Elect WEN Honghai; Directors Fees | Mgmt | For | For | For | |||
16 | Elect LI Zuwei; Directors Fees | Mgmt | For | For | For | |||
17 | Elect Zheng Haishan; Directors Fees | Mgmt | For | For | For | |||
18 | Elect Leland SUN Li Hsun; Directors Fees | Mgmt | For | For | For | |||
19 | Elect YIN Mengbo; Directors Fees | Mgmt | For | For | For | |||
20 | Elect LI Yao; Directors Fees | Mgmt | For | For | For | |||
21 | Elect YUAN Zengting; Directors Fees | Mgmt | For | For | For | |||
22 | Elect CAO Guohua; Directors Fees | Mgmt | For | For | For | |||
23 | Elect ZENG Jianwu; Supervisor's Fees | Mgmt | For | Against | Against | |||
24 | Elect ZUO Ruilan; Supervisor's Fees | Mgmt | For | Against | Against | |||
25 | Elect WANG Hong; Supervisor's Fees | Mgmt | For | Against | Against | |||
26 | Elect PAN Like; Supervisor's Fees | Mgmt | For | Against | Against | |||
27 | Elect HU Shuchun; Supervisor's Fees | Mgmt | For | Against | Against | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Church & Dwight Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHD | CUSIP 171340102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Rosie Albright | Mgmt | For | For | For | |||
2 | Elect Ravichandra K. Saligram | Mgmt | For | For | For | |||
3 | Elect Robert K. Shearer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cintas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTAS | CUSIP 172908105 | 10/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald S. Adolph | Mgmt | For | For | For | |||
2 | Elect John F. Barrett | Mgmt | For | For | For | |||
3 | Elect Melanie W. Barstad | Mgmt | For | For | For | |||
4 | Elect Richard T. Farmer | Mgmt | For | For | For | |||
5 | Elect Scott D. Farmer | Mgmt | For | For | For | |||
6 | Elect James J. Johnson | Mgmt | For | For | For | |||
7 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | |||
8 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
9 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
7 | Elect Delano E. Lewis | Mgmt | For | For | For | |||
8 | Elect Michael B. Polk | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey H. Brotman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel J. Evans | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard A. Galanti | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jeffrey S. Raikes | Mgmt | For | Withhold | Against | |||
1.5 | Elect James D. Sinegal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Director Tenure | ShrHldr | Against | Against | For | |||
Cullen/Frost Bankers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CUSIP 229899109 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | |||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | |||
1.3 | Elect Royce S. Caldwell | Mgmt | For | For | For | |||
1.4 | Elect Crawford H. Edwards | Mgmt | For | For | For | |||
1.5 | Elect Ruben M. Escobedo | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Evans, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Patrick B. Frost | Mgmt | For | For | For | |||
1.8 | Elect David J. Haemisegger | Mgmt | For | For | For | |||
1.9 | Elect Karen E. Jennings | Mgmt | For | For | For | |||
1.10 | Elect Richard M. Kleberg III | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | |||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | |||
1.14 | Elect Jack Wood | Mgmt | For | For | For | |||
2 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
DaVita HealthCare Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVA | CUSIP 23918K108 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
2 | Elect Charles G. Berg | Mgmt | For | For | For | |||
3 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
4 | Elect Paul J. Diaz | Mgmt | For | Against | Against | |||
5 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
6 | Elect John M. Nehra | Mgmt | For | For | For | |||
7 | Elect William L. Roper | Mgmt | For | For | For | |||
8 | Elect Kent J. Thiry | Mgmt | For | For | For | |||
9 | Elect Roger J. Valine | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F302 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Beck | Mgmt | For | For | For | |||
1.2 | Elect J. David Wargo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2005 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect Paula A. Price | Mgmt | For | For | For | |||
7 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
8 | Elect David B. Rickard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dollar Tree, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLTR | CUSIP 256746108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold S. Barron | Mgmt | For | For | For | |||
2 | Elect Macon F. Brock, Jr. | Mgmt | For | For | For | |||
3 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
4 | Elect H. Ray Compton | Mgmt | For | For | For | |||
5 | Elect Conrad M. Hall | Mgmt | For | For | For | |||
6 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||
7 | Elect J. Douglas Perry | Mgmt | For | For | For | |||
8 | Elect Bob Sasser | Mgmt | For | For | For | |||
9 | Elect Thomas A. Saunders III | Mgmt | For | For | For | |||
10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | |||
11 | Elect Carl P. Zeithaml | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Risks in Sugar Supply Chain | ShrHldr | Against | Against | For | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lamberto Andreotti | Mgmt | For | TNA | N/A | |||
1.2 | Elect Edward D. Breen | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert A. Brown | Mgmt | For | TNA | N/A | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eleuthere I. du Pont | Mgmt | For | TNA | N/A | |||
1.6 | Elect James L. Gallogly | Mgmt | For | TNA | N/A | |||
1.7 | Elect Marillyn A. Hewson | Mgmt | For | TNA | N/A | |||
1.8 | Elect Lois D. Juliber | Mgmt | For | TNA | N/A | |||
1.9 | Elect Ellen J. Kullman | Mgmt | For | TNA | N/A | |||
1.10 | Elect Ulf M. Schneider | Mgmt | For | TNA | N/A | |||
1.11 | Elect Lee M. Thomas | Mgmt | For | TNA | N/A | |||
1.12 | Elect Patrick J. Ward | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | TNA | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | Against | TNA | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | Against | TNA | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | Against | TNA | N/A | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Nelson Peltz | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee John H. Myers | Mgmt | N/A | Withhold | N/A | |||
1.3 | Elect Dissident Nominee Arthur B. Winkleblack | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Dissident Nominee Robert J. Zatta | Mgmt | N/A | Withhold | N/A | |||
1.5 | Elect Company Nominee Lamberto Andreotti | Mgmt | N/A | For | N/A | |||
1.6 | Elect Company Nominee Edward D. Breen | Mgmt | N/A | For | N/A | |||
1.7 | Elect Company Nominee Eleuthere I. du Pont | Mgmt | N/A | For | N/A | |||
1.8 | Elect Company Nominee James L. Gallogly | Mgmt | N/A | For | N/A | |||
1.9 | Elect Company Nominee Marillyn A. Hewson | Mgmt | N/A | For | N/A | |||
1.10 | Elect Company Nominee Ellen J. Kullman | Mgmt | N/A | For | N/A | |||
1.11 | Elect Company Nominee Ulf M. Schneider | Mgmt | N/A | For | N/A | |||
1.12 | Elect Company Nominee Patrick J. Ward | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | N/A | Against | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | N/A | Against | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | N/A | Against | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | N/A | For | N/A | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
3 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
4 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
6 | Elect John J. Donahoe | Mgmt | For | For | For | |||
7 | Elect David Dorman | Mgmt | For | For | For | |||
8 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
9 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
10 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
11 | Elect David M. Moffett | Mgmt | For | For | For | |||
12 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
13 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
14 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
15 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Cardis | Mgmt | For | For | For | |||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
3 | Elect Barbara J. McNeil | Mgmt | For | For | For | |||
4 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
5 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
6 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
7 | Approve the Edwards Incentive Plan in accordance with Internal Revenue 162(m) | Mgmt | For | For | For | |||
8 | Amendment to the Long-Term Stock Program | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Everest Re Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RE | CUSIP G3223R108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | |||
1.2 | Elect John J. Amore | Mgmt | For | For | For | |||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | |||
1.4 | Elect William F. Galtney, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gerri Losquadro | Mgmt | For | For | For | |||
1.6 | Elect Roger M. Singer | Mgmt | For | For | For | |||
1.7 | Elect Joseph V. Taranto | Mgmt | For | For | For | |||
1.8 | Elect John A. Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Non-Employee Director Equity Compensation Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Expeditors International Of Washington, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPD | CUSIP 302130109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert R. Wright | Mgmt | For | For | For | |||
2 | Elect Mark A. Emmert | Mgmt | For | For | For | |||
3 | Elect Dan P. Kourkoumelis | Mgmt | For | For | For | |||
4 | Elect Michael J. Malone | Mgmt | For | For | For | |||
5 | Elect Richard B. McCune | Mgmt | For | For | For | |||
6 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
7 | Elect Jeffrey S. Musser | Mgmt | For | For | For | |||
8 | Elect Liane J. Pelletier | Mgmt | For | For | For | |||
9 | Elect James L.K. Wang | Mgmt | For | For | For | |||
10 | Elect Tay Yoshitani | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2015 Stock Option Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Fiserv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISV | CUSIP 337738108 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alison Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher M. Flink | Mgmt | For | For | For | |||
1.3 | Elect Daniel P. Kearney | Mgmt | For | For | For | |||
1.4 | Elect Dennis F. Lynch | Mgmt | For | For | For | |||
1.5 | Elect Denis J. O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
1.7 | Elect Kim M. Robak | Mgmt | For | For | For | |||
1.8 | Elect Doyle R. Simons | Mgmt | For | For | For | |||
1.9 | Elect Thomas C. Wertheimer | Mgmt | For | For | For | |||
1.10 | Elect Jeffery W. Yabuki | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Folli Follie Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFGRP | CINS X1890Z115 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
8 | Board Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
10 | Capitalization of Reserves | Mgmt | For | Against | Against | |||
11 | Capital Repayment | Mgmt | For | Against | Against | |||
12 | Election of Directors; Election of Audit Committee Members | Mgmt | For | Against | Against | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Gentera S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMPARC | CINS P4831V101 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
4 | Authority to Cancel Treasury Shares | Mgmt | For | For | For | |||
5 | Report on Tax Compliance | Mgmt | For | For | For | |||
6 | Election of Directors; Election of Committee Chairmen; Fees. | Mgmt | For | Against | Against | |||
7 | Election of Board Chairman and Secretary | Mgmt | For | Against | Against | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Gentex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNTX | CUSIP 371901109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Bauer | Mgmt | For | For | For | |||
1.2 | Elect Gary Goode | Mgmt | For | For | For | |||
1.3 | Elect Pete Hoekstra | Mgmt | For | For | For | |||
1.4 | Elect James Hollars | Mgmt | For | For | For | |||
1.5 | Elect John Mulder | Mgmt | For | For | For | |||
1.6 | Elect Mark Newton | Mgmt | For | For | For | |||
1.7 | Elect Richard Schaum | Mgmt | For | For | For | |||
1.8 | Elect Frederick Sotok | Mgmt | For | For | For | |||
1.9 | Elect James Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Second Restricted Stock Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Greek Organisation Of Football Prognostics S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPAP | CINS X3232T104 | 04/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||
5 | 2014 Directors' Fees | Mgmt | For | For | For | |||
6 | 2015 Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Board Transactions | Mgmt | For | For | For | |||
9 | Related Party Transactions (2014) | Mgmt | For | For | For | |||
10 | Related Party Transactions (Neurosoft S.A.) | Mgmt | For | For | For | |||
11 | Related Party Transactions (Emerging Markets Capital) | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA.B | CINS P4948K121 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Presentation of Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Chairmen of the Audit and Corporate Governance Committees | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. John Anderson | Mgmt | For | For | For | |||
1.2 | Elect Richard I. Beattie | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.4 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.5 | Elect Donald A. James | Mgmt | For | For | For | |||
1.6 | Elect Matthew S. Levatich | Mgmt | For | For | For | |||
1.7 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
1.8 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
1.9 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
1.10 | Elect James A. Norling | Mgmt | For | For | For | |||
1.11 | Elect Jochen Zeitz | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Amendment to the Employee Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect James P. Hoffmann | Mgmt | For | For | For | |||
5 | Elect Lauralee E. Martin | Mgmt | For | For | For | |||
6 | Elect Michael D. McKee | Mgmt | For | For | For | |||
7 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Health Care Reit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCN | CUSIP 42217K106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||
2 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||
3 | Elect Fred S. Klipsch | Mgmt | For | For | For | |||
4 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
6 | Elect Sharon M. Oster | Mgmt | For | For | For | |||
7 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
8 | Elect Sergio D. Rivera | Mgmt | For | For | For | |||
9 | Elect R. Scott Trumbull | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HollyFrontier Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HFC | CUSIP 436106108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
3 | Elect R. Kevin Hardage | Mgmt | For | For | For | |||
4 | Elect Michael C. Jennings | Mgmt | For | For | For | |||
5 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
6 | Elect James H. Lee | Mgmt | For | For | For | |||
7 | Elect Franklin Myers | Mgmt | For | For | For | |||
8 | Elect Michael E. Rose | Mgmt | For | For | For | |||
9 | Elect Tommy A. Valenta | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Huadian Power International Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1071 | CINS Y3738Y101 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
3 | Short-Term Debentures | Mgmt | For | Against | Against | |||
4 | Medium-Term Notes | Mgmt | For | Against | Against | |||
5 | Non-Public Placed Bonds | Mgmt | For | Against | Against | |||
6 | Super Short-Term Commercial Papers | Mgmt | For | Against | Against | |||
7 | Corporate Bonds and/or RMB Denominated Bond | Mgmt | For | Against | Against | |||
8 | Directors' Report | Mgmt | For | For | For | |||
9 | Supervisors' Report | Mgmt | For | For | For | |||
10 | Accounts and Reports | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | Against | Against | |||
13 | Appointment of Internal Control Auditors | Mgmt | For | Against | Against | |||
14 | Independent Directors' Report | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Supervisors' Fees | Mgmt | For | For | For | |||
17 | Elect ZHANG Ke | Mgmt | For | Against | Against | |||
18 | Elect WANG Dashu | Mgmt | For | Against | Against | |||
19 | Elect WEI Jian | Mgmt | For | Against | Against | |||
20 | Elect ZONG Wenlong | Mgmt | For | Against | Against | |||
21 | Elect LI Jinghua as Supervisor | Mgmt | For | Against | Against | |||
22 | Elect ZHA Jianqiu as Supervisor | Mgmt | For | Against | Against | |||
Huadian Power International Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1071 | CINS Y3738Y101 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Acquisition | Mgmt | For | For | For | |||
3 | Supplemental Agreement to Financial Services Agreement | Mgmt | For | Against | Against | |||
Huaneng Power International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0902 | CINS Y3744A105 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
8 | Authority to Issue Short Term Debentures | Mgmt | For | For | For | |||
9 | Authority to Issue Super Short Term Debentures | Mgmt | For | For | For | |||
10 | Non-Public Placement of Debt Financing Instruments | Mgmt | For | For | For | |||
11 | Authority to Issue Debt Financing Instruments In or Outside of PRC | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Elect ZHU Youseng | Mgmt | For | For | For | |||
14 | Elect GENG Jianxin | Mgmt | For | For | For | |||
15 | Elect XIA Qing | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding H Share Issuance | Mgmt | For | For | For | |||
Indofood Sukses Makmur | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDF | CINS Y7128X128 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Indofood Sukses Makmur | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDF | CINS Y7128X128 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Elect QIAN Wenhui as Supervisor | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2015 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Elect WANG Xiquan as Director | Mgmt | For | For | For | |||
11 | Elect OR Ching Fai as Director | Mgmt | For | Against | Against | |||
Innolux Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3481 | CINS Y14056108 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Amendment to Articles | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
International Flavors & Fragrances Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFF | CUSIP 459506101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | |||
2 | Elect Linda B. Buck | Mgmt | For | For | For | |||
3 | Elect Michael L. Ducker | Mgmt | For | For | For | |||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
6 | Elect Andreas Fibig | Mgmt | For | For | For | |||
7 | Elect Christina A. Gold | Mgmt | For | For | For | |||
8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | |||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | |||
10 | Elect Dale Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Interpublic Group of Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPG | CUSIP 460690100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | |||
2 | Elect Deborah G. Ellinger | Mgmt | For | For | For | |||
3 | Elect H. John Greeniaus | Mgmt | For | For | For | |||
4 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | |||
5 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
6 | Elect William T. Kerr | Mgmt | For | For | For | |||
7 | Elect Henry S. Miller | Mgmt | For | For | For | |||
8 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
9 | Elect Michael I. Roth | Mgmt | For | For | For | |||
10 | Elect David M. Thomas | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William V. Campbell | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Diane B. Greene | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Brad D. Smith | Mgmt | For | For | For | |||
9 | Elect Jeff Weiner | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
JBS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS3 | CINS P59695109 | 04/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Merger Agreement | Mgmt | For | TNA | N/A | |||
4 | Ratification of Appointment of Appraiser | Mgmt | For | TNA | N/A | |||
5 | Valuation Report | Mgmt | For | TNA | N/A | |||
6 | Merger by Absorption (Biocamp and JBS Austria Holding) | Mgmt | For | TNA | N/A | |||
7 | Capitalization of Reserves w/o Share Issue | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
9 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
JBS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS3 | CINS P59695109 | 04/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.5 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
1.6 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
1.3 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
1.6 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
1.8 | Elect Michael Miller | Mgmt | For | For | For | |||
1.9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
1.10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
1.11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
1.12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
1.13 | Elect William A. Smith | Mgmt | For | For | For | |||
1.14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
1.15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
1.16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
2 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of the 2015 Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Certificate of Incorporation to Comply with Jones Act | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
King Yuan Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2449 | CINS Y4801V107 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
King's Town Bank Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2809 | CINS Y59448103 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven A. Burd | Mgmt | For | For | For | |||
3 | Elect Dale E. Jones | Mgmt | For | For | For | |||
4 | Elect Kevin Mansell | Mgmt | For | For | For | |||
5 | Elect John E. Schlifske | Mgmt | For | For | For | |||
6 | Elect Frank V. Sica | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
8 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
9 | Elect Stephen E. Watson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Koza Altin Isletmeleri AS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOZAL | CINS M6372R103 | 03/25/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Auditor's Report | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Dividend Policy | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Election of Directors; Board Term Length | Mgmt | For | TNA | N/A | |||
12 | Compensation Policy | Mgmt | For | TNA | N/A | |||
13 | Directors Fees' | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Presentation of Disclosure Policy | Mgmt | For | TNA | N/A | |||
16 | Presentation of Guarantees | Mgmt | For | TNA | N/A | |||
17 | Charitable Donations | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
19 | Wishes | Mgmt | For | TNA | N/A | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
5 | Elect Conrad L. Mallett, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
7 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBH | CINS S44440121 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Angus W.B. Band | Mgmt | For | Against | Against | |||
3 | Re-elect Tony Cunningham | Mgmt | For | Against | Against | |||
4 | Re-elect Mthandazo P. Moyo | Mgmt | For | Against | Against | |||
5 | Re-elect Monhla W. Hlahla | Mgmt | For | Against | Against | |||
6 | Elect Mike Ilsley | Mgmt | For | Against | Against | |||
7 | Elect Jacko H. Maree | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | General Authority to Issue Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
11 | Elect Audit and Actuarial Committee Member (Mike Ilsley) | Mgmt | For | For | For | |||
12 | Elect Audit and Actuarial Committee Member (Angus Band) | Mgmt | For | For | For | |||
13 | Elect Audit and Actuarial Committee Member (Tony Cunningham) | Mgmt | For | For | For | |||
14 | Elect Audit and Actuarial Committee Member (Mthandazo Moyo) | Mgmt | For | For | For | |||
15 | Elect Audit and Actuarial Committee Member (James Sutcliffe) | Mgmt | For | For | For | |||
16 | Approve Remuneration Policy | Mgmt | For | For | For | |||
17 | Authority to Issues Shares Pursuant to Share Incentive Scheme | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Chairman) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Lead Independent Director) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (International Board Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (International Board Member and Chairman of a Committee) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Chairman of Audit and Actuarial Committee) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Member of Audit and Actuarial Committee) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Chairman of Actuarial Committee) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Member of Actuarial Committee) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Chairman of Risk Committee) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Member of Risk Committee) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Chairman of Remuneration Committee) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Member of Remuneration Committee) | Mgmt | For | For | For | |||
31 | Approve NEDs' Fees (Chairman of Social, Ethics and Transformation Committee) | Mgmt | For | For | For | |||
32 | Approve NEDs' Fees (Member of Social, Ethics and Transformation Committee) | Mgmt | For | For | For | |||
33 | Approve NEDs' Fees (Member of Directors' Affairs Committee) | Mgmt | For | For | For | |||
34 | Approve NEDs' Fees (Chairman of STANLIB Limited Board) | Mgmt | For | For | For | |||
35 | Approve NEDs' Fees (Member of STANLIB Limited Board) | Mgmt | For | For | For | |||
36 | Approve NEDs' Fees (Fee per Ad Hoc Board Meeting) | Mgmt | For | For | For | |||
37 | Approve NEDs' Fees (Fee per Ad Hoc Board Committee Meeting) | Mgmt | For | For | For | |||
38 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
39 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
40 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
41 | Approve Creation of New Class No Par Value Preference Shares | Mgmt | For | Against | Against | |||
42 | General Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | |||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
4 | Elect David B. Burritt | Mgmt | For | For | For | |||
5 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
6 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Gwendolyn S. King | Mgmt | For | For | For | |||
9 | Elect James M. Loy | Mgmt | For | Against | Against | |||
10 | Elect Joseph W. Ralston | Mgmt | For | Against | Against | |||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Lukoil OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKO | CINS 677862104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | |||
6 | Elect Victor V. Blazheev | Mgmt | N/A | For | N/A | |||
7 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | |||
8 | Elect Igor S. Ivanov | Mgmt | N/A | For | N/A | |||
9 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | |||
11 | Elect Roger Munnings | Mgmt | N/A | For | N/A | |||
12 | Elect Richard H. Matzke | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Sergei A. Mikhailov | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Guglielmo Moscato | Mgmt | N/A | For | N/A | |||
15 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | |||
16 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | |||
17 | Elect Mikhail B. Maksimov | Mgmt | For | For | For | |||
18 | Elect Pavel A. Suloev | Mgmt | For | For | For | |||
19 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | |||
20 | Directors' Fees (2014) | Mgmt | For | For | For | |||
21 | Directors' Fees (2015) | Mgmt | For | For | For | |||
22 | Audit Commission's Fees (2014) | Mgmt | For | For | For | |||
23 | Audit Commission's Fees (2015) | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Amendments to Articles | Mgmt | For | For | For | |||
26 | Related Party Transactions (D&O Insurance) | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8002 | CINS J39788138 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Teruo Asada | Mgmt | For | For | For | |||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
4 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | |||
5 | Elect Shigeru Yamazoe | Mgmt | For | For | For | |||
6 | Elect Kaoru Iwasa | Mgmt | For | For | For | |||
7 | Elect Shinji Kawai | Mgmt | For | For | For | |||
8 | Elect Yukihiko Matsumura | Mgmt | For | For | For | |||
9 | Elect Hikaru Minami | Mgmt | For | For | For | |||
10 | Elect Akira Terakawa | Mgmt | For | For | For | |||
11 | Elect Ichiroh Takahara | Mgmt | For | For | For | |||
12 | Elect Takao Kitabata | Mgmt | For | For | For | |||
13 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | For | |||
14 | Elect Kaoru Kuzume as Statutory Auditor | Mgmt | For | Against | Against | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Walter E. Massey | Mgmt | For | For | For | |||
9 | Elect Andrew J. McKenna | Mgmt | For | For | For | |||
10 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Roger W. Stone | Mgmt | For | For | For | |||
13 | Elect Miles D. White | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report of Values in Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Educating the Public On Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Palm Oil | ShrHldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
6 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
7 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
8 | Elect David M. Lawrence | Mgmt | For | For | For | |||
9 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Karey D. Barker | Mgmt | For | For | For | |||
1.3 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.4 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
14 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
15 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
17 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
18 | Elect Hiroshi Kizaki as Statutory Auditor | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsui & Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masami Iijima | Mgmt | For | For | For | |||
4 | Elect Tatsuo Yasunaga | Mgmt | For | For | For | |||
5 | Elect Daisuke Saiga | Mgmt | For | For | For | |||
6 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||
7 | Elect Shintaroh Ambe | Mgmt | For | For | For | |||
8 | Elect Hiroyuki Katoh | Mgmt | For | For | For | |||
9 | Elect Yoshihiro Honboh | Mgmt | For | For | For | |||
10 | Elect Makoto Suzuki | Mgmt | For | For | For | |||
11 | Elect Keigo Matsubara | Mgmt | For | For | For | |||
12 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||
13 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||
14 | Elect Toshiroh Mutoh | Mgmt | For | For | For | |||
15 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
16 | Elect Jenifer Rogers | Mgmt | For | For | For | |||
17 | Elect Johji Okada | Mgmt | For | For | For | |||
18 | Elect Takashi Yamauchi | Mgmt | For | For | For | |||
19 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Transparent Business Operations | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Fukushima Daiichi Accident Response Business Unit | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Corporate Ethics Committee | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Deletion of Share Buyback Provision | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Rebuilding Head Office | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Mandatory Retirement Age for Counselors | ShrHldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Removal of Ikujiro Nonaka | ShrHldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Formatting of Shareholder Proposals | ShrHldr | Against | Against | For | |||
Motorola Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSI | CUSIP 620076307 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
2 | Elect Kenneth C. Dahlberg | Mgmt | For | For | For | |||
3 | Elect Michael V. Hayden | Mgmt | For | For | For | |||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | |||
7 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
8 | Elect Bradley E. Singer | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Employee Stock Option Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
MSC Industrial Direct Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSM | CUSIP 553530106 | 01/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||
1.3 | Elect Erik Gershwind | Mgmt | For | For | For | |||
1.4 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||
1.5 | Elect Roger Fradin | Mgmt | For | For | For | |||
1.6 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||
1.8 | Elect Philip R. Peller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | |||
NASDAQ OMX Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDAQ | CUSIP 631103108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
2 | Elect Steven D. Black | Mgmt | For | For | For | |||
3 | Elect Borje Ekholm | Mgmt | For | For | For | |||
4 | Elect Robert Greifeld | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect Essa Kazim | Mgmt | For | For | For | |||
7 | Elect Thomas A. Kloet | Mgmt | For | For | For | |||
8 | Elect John D. Markese | Mgmt | For | For | For | |||
9 | Elect Ellyn A. McColgan | Mgmt | For | For | For | |||
10 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Executive Corporation Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clay C. Williams | Mgmt | For | For | For | |||
2 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
3 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Ben A. Guill | Mgmt | For | For | For | |||
6 | Elect David D. Harrison | Mgmt | For | For | For | |||
7 | Elect Roger L. Jarvis | Mgmt | For | For | For | |||
8 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
9 | Elect Jeffery A. Smisek | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nedbank Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NED | CINS S5518R104 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Re-elect Paul Mpho Makwana | Mgmt | For | Against | Against | |||
2 | Re-elect Nomavuso P. Mnxasana | Mgmt | For | Against | Against | |||
3 | Re-elect Raisibe K. Morathi | Mgmt | For | Against | Against | |||
4 | Re-elect Julian V.F. Roberts | Mgmt | For | Against | Against | |||
5 | Elect Paul Hanratty | Mgmt | For | Against | Against | |||
6 | Elect Vasi Naidoo | Mgmt | For | Against | Against | |||
7 | Elect Mfundo Nkuhlu | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor (Deloitte & Touche) | Mgmt | For | For | For | |||
9 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | General Authority to Issue Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
13 | APPROVE REMUNERATION POLICY | Mgmt | For | For | For | |||
14 | Approve NEDs' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Approve Financial Assistance | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
4 | Elect Alberto Calderon | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Northern Trust Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTRS | CUSIP 665859104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
2 | Elect Susan Crown | Mgmt | For | For | For | |||
3 | Elect Dean M. Harrison | Mgmt | For | For | For | |||
4 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
5 | Elect Jose Luis Prado | Mgmt | For | For | For | |||
6 | Elect John W. Rowe | Mgmt | For | For | For | |||
7 | Elect Martin P. Slark | Mgmt | For | For | For | |||
8 | Elect David B. Smith, Jr. | Mgmt | For | For | For | |||
9 | Elect Donald Thompson | Mgmt | For | For | For | |||
10 | Elect Charles A. Tribbett III | Mgmt | For | For | For | |||
11 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
OHL Mexico SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHLMEX | CINS P7356Z100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Statutory Reports | Mgmt | For | For | For | |||
2 | Report of the CEO; Report of the Board; Auditor's Report; Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Financial Statements; Report on Board Activities; Report on Accounting Practices | Mgmt | For | Against | Against | |||
4 | Allocation of Profits; Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
5 | Election of Directors; Election of Board Committee Chairmen; Fees | Mgmt | For | Against | Against | |||
6 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
7 | Elect Errol M. Cook | Mgmt | For | For | For | |||
8 | Elect Susan S. Denison | Mgmt | For | For | For | |||
9 | Elect Michael A. Henning | Mgmt | For | For | For | |||
10 | Elect John R. Murphy | Mgmt | For | For | For | |||
11 | Elect John R. Purcell | Mgmt | For | For | For | |||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
13 | Elect Gary L. Roubos | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Patterson Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDCO | CUSIP 703395103 | 09/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John D. Buck | Mgmt | For | For | For | |||
1.2 | Elect Jody H. Feragen | Mgmt | For | For | For | |||
1.3 | Elect Sarena S. Lin | Mgmt | For | For | For | |||
1.4 | Elect Neil A. Schrimsher | Mgmt | For | For | For | |||
1.5 | Elect Les C. Vinney | Mgmt | For | For | For | |||
2 | Approval of 2014 Sharesave Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
People`s Insurance Company (Group) of China Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Investment Budget | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect LI Yuquan | Mgmt | For | For | For | |||
9 | Elect LI Fang | Mgmt | For | For | For | |||
10 | Elect TANG Shisheng | Mgmt | For | For | For | |||
11 | Elect LIN Yixiang | Mgmt | For | For | For | |||
12 | Remuneration Settlement Scheme for Directors and Supervisors | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Perrigo Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | Against | Against | |||
2 | Elect Gary M. Cohen | Mgmt | For | Against | Against | |||
3 | Elect Jacqualyn A. Fouse | Mgmt | For | Against | Against | |||
4 | Elect David T. Gibbons | Mgmt | For | Against | Against | |||
5 | Elect Ran Gottfried | Mgmt | For | Against | Against | |||
6 | Elect Ellen R. Hoffing | Mgmt | For | Against | Against | |||
7 | Elect Michael J. Jandernoa | Mgmt | For | Against | Against | |||
8 | Elect Gary K. Kunkle, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Herman Morris, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Donal O'Connor | Mgmt | For | Against | Against | |||
11 | Elect Joseph C. Papa | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Reduction of Share Premium Account | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jason Giordano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pinnacle West Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNW | CUSIP 723484101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald E. Brandt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Denis A. Cortese | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard P. Fox | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael L. Gallagher | Mgmt | For | Withhold | Against | |||
1.5 | Elect Roy A. Herberger, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Dale E. Klein | Mgmt | For | Withhold | Against | |||
1.7 | Elect Humberto S. Lopez | Mgmt | For | Withhold | Against | |||
1.8 | Elect Kathryn L. Munro | Mgmt | For | Withhold | Against | |||
1.9 | Elect Bruce J. Nordstrom | Mgmt | For | Withhold | Against | |||
1.10 | Elect David Wagener | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Porto Seguro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSSA3 | CINS P7905C107 | 03/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Ratification of Distribution of Interest on Capital | Mgmt | For | TNA | N/A | |||
6 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||
7 | Interest on Capital and Dividend Distribution Date | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Procter & Gamble Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela F. Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2014 Stock and Incentive Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect James E. Cartwright | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
RenaissanceRe Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNR | CUSIP G7496G103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian G. J. Gray | Mgmt | For | For | For | |||
1.2 | Elect William F. Hagerty IV | Mgmt | For | For | For | |||
1.3 | Elect Kevin J. O'Donnell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Performance-Based Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Reynolds American Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAI | CUSIP 761713106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Daly | Mgmt | For | For | For | |||
2 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
3 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||
4 | Elect Thomas C. Wajnert | Mgmt | For | For | For | |||
5 | Elect Ricardo Oberlander | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Labor Policies | ShrHldr | Against | Against | For | |||
RMB Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMH | CINS S6992P127 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Adopt New Memorandum | Mgmt | For | For | For | |||
3 | Authority to Create Preference Shares | Mgmt | For | For | For | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78388J106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian C. Carr | Mgmt | For | For | For | |||
2 | Elect Mary S. Chan | Mgmt | For | For | For | |||
3 | Elect George R. Krouse, Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Scripps Networks Interactive Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNI | CUSIP 811065101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jarl Mohn | Mgmt | For | For | For | |||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey F. Sagansky | Mgmt | For | For | For | |||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sibanye Gold Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGL | CINS S7627H100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Elect Christopher D. Chadwick | Mgmt | For | Against | Against | |||
3 | Elect Robert CHAN Tze Leung | Mgmt | For | Against | Against | |||
4 | Elect Timothy J. Cumming | Mgmt | For | Against | Against | |||
5 | Elect Richard P. Menell | Mgmt | For | Against | Against | |||
6 | Elect Jerry S. Vilakazi | Mgmt | For | Against | Against | |||
7 | Elect Audit Committee Member (Keith Rayner) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Richard Menell) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Nkosemntu Nika) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Susan van der Merwe) | Mgmt | For | For | For | |||
11 | General Authority to Issue Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
13 | Approve NEDs' Fees | Mgmt | For | For | For | |||
14 | Approve Financial Assistance | Mgmt | For | For | For | |||
15 | Authority to Increase Authorised Capital | Mgmt | For | For | For | |||
16 | Amendment to Memorandum | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sigma-Aldrich Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIAL | CUSIP 826552101 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | Against | Against | |||
2 | Elect Jon A. Boscia | Mgmt | For | Against | Against | |||
3 | Elect Henry A. Clark III | Mgmt | For | Against | Against | |||
4 | Elect Thomas A. Fanning | Mgmt | For | Against | Against | |||
5 | Elect David J. Grain | Mgmt | For | Against | Against | |||
6 | Elect Veronica M. Hagen | Mgmt | For | Against | Against | |||
7 | Elect Warren A. Hood, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Linda P. Hudson | Mgmt | For | Against | Against | |||
9 | Elect Donald M. James | Mgmt | For | Against | Against | |||
10 | Elect John D. Johns | Mgmt | For | Against | Against | |||
11 | Elect Dale E. Klein | Mgmt | For | Against | Against | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | Against | Against | |||
13 | Elect Steven R. Specker | Mgmt | For | Against | Against | |||
14 | Elect Larry D. Thompson | Mgmt | For | Against | Against | |||
15 | Elect E. Jenner Wood III | Mgmt | For | Against | Against | |||
16 | Approval of the Outside Directors Stock Plan | Mgmt | For | For | For | |||
17 | Amendment to Allow Action by Written Consent of Shareholders | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Spectra Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory L. Ebel | Mgmt | For | For | For | |||
2 | Elect F. Anthony Comper | Mgmt | For | For | For | |||
3 | Elect Austin A. Adams | Mgmt | For | For | For | |||
4 | Elect Joseph Alvarado | Mgmt | For | For | For | |||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
6 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
7 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
8 | Elect Miranda C. Hubbs | Mgmt | For | For | For | |||
9 | Elect Michael McShane | Mgmt | For | For | For | |||
10 | Elect Michael G. Morris | Mgmt | For | For | For | |||
11 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Spirit Realty Capital Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRC | CUSIP 84860W102 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin M. Charlton | Mgmt | For | For | For | |||
1.2 | Elect Todd A. Dunn | Mgmt | For | For | For | |||
1.3 | Elect David J. Gilbert | Mgmt | For | For | For | |||
1.4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
1.5 | Elect Diane M. Morefield | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Nolan, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.8 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||
1.9 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Starwood Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | For | For | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
5 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
6 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
7 | Elect Rod F. Dammeyer | Mgmt | For | For | For | |||
8 | Elect William K. Hall | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Sumitomo Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8053 | CINS J77282119 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kazuo Ohmori | Mgmt | For | For | For | |||
5 | Elect Kuniharu Nakamura | Mgmt | For | For | For | |||
6 | Elect Naoki Hidaka | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Inohara | Mgmt | For | For | For | |||
8 | Elect Michihiko Kanegae | Mgmt | For | For | For | |||
9 | Elect Masahiro Fujita | Mgmt | For | For | For | |||
10 | Elect Hideki Iwasawa | Mgmt | For | For | For | |||
11 | Elect Masao Tabuchi | Mgmt | For | For | For | |||
12 | Elect Hirohiko Imura | Mgmt | For | For | For | |||
13 | Elect Makoto Horie | Mgmt | For | For | For | |||
14 | Elect Akio Harada | Mgmt | For | For | For | |||
15 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
16 | Elect Yayoi Tanaka | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | Against | Against | |||
2 | Elect William H. Cary | Mgmt | For | Against | Against | |||
3 | Elect Daniel O. Colao | Mgmt | For | Against | Against | |||
4 | Elect Alexander Dimitrief | Mgmt | For | Against | Against | |||
5 | Elect Anne Kennelly Kratky | Mgmt | For | Against | Against | |||
6 | Elect Dmitri L. Stockton | Mgmt | For | Against | Against | |||
7 | Elect Roy A. Guthrie | Mgmt | For | Against | Against | |||
8 | Elect Richard C. Hartnack | Mgmt | For | Against | Against | |||
9 | Elect Jeffrey G. Naylor | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Material Terms Under the 2014 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Taishin Financial Holding Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2887 | CINS Y84086100 | 06/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Procedural: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
11 | Elect LIN Neng-Pai | Mgmt | For | For | For | |||
12 | Elect LIN Yi-Fu | Mgmt | For | For | For | |||
13 | Elect WANG Por-Yuan | Mgmt | For | For | For | |||
14 | Elect WU Tong-Liang | Mgmt | For | For | For | |||
15 | Elect KUO Jui-Sung | Mgmt | For | Against | Against | |||
16 | Elect WU Cheng-Ching | Mgmt | For | For | For | |||
17 | Elect WU Tong-Shung | Mgmt | For | For | For | |||
18 | Elect LIN Long-Su | Mgmt | For | For | For | |||
19 | Elect WANG Chu-Chan | Mgmt | For | For | For | |||
20 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
21 | Allocation of Profits/Dividends to Class D Preferred Shareholders | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends to Common Shareholders | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3.1 | Elect Morris CHANG | Mgmt | For | For | For | |||
3.2 | Elect F.C. TSENG | Mgmt | For | For | For | |||
3.3 | Elect Johnsee LEE | Mgmt | For | For | For | |||
3.4 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
3.5 | Elect Stan SHIH | Mgmt | For | For | For | |||
3.6 | Elect Thomas J. Engibous | Mgmt | For | Withhold | Against | |||
3.7 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
3.8 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Brian C. Cornell | Mgmt | For | Against | Against | |||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
5 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
6 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
9 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
10 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendment to 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For | |||
Taubman Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCO | CUSIP 876664103 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Graham T. Allison | Mgmt | For | For | For | |||
1.2 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William S. Taubman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tauron Polska Energia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPE | CINS X893AL104 | 04/23/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Voting Method | Mgmt | For | TNA | N/A | |||
7 | Election of Scrutiny Commission | Mgmt | For | TNA | N/A | |||
8 | Presentation of Accounts and Reports (Consolidated) | Mgmt | For | TNA | N/A | |||
9 | Presentation of Management Board Report (Consolidated) | Mgmt | For | TNA | N/A | |||
10 | Presentation of Financial Statements | Mgmt | For | TNA | N/A | |||
11 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | |||
12 | Presentation of Management Board Report on Profit Distribution | Mgmt | For | TNA | N/A | |||
13 | Presentation of Report on Supervisory Board Activities | Mgmt | For | TNA | N/A | |||
14 | Presenation of Supervisory Board Report on Evaluation of Consolidated Financial Statements | Mgmt | For | TNA | N/A | |||
15 | Presentation of Supervisory Board Report on Evaluation of Management Board Report and Profit Distribution | Mgmt | For | TNA | N/A | |||
16 | Financial Statements (Consolidated) | Mgmt | For | TNA | N/A | |||
17 | Management Board Report (Consolidated) | Mgmt | For | TNA | N/A | |||
18 | Financial Statements | Mgmt | For | TNA | N/A | |||
19 | Management Board Report | Mgmt | For | TNA | N/A | |||
20 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
21 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
22 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Tupperware Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUP | CUSIP 899896104 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine A. Bertini | Mgmt | For | For | For | |||
2 | Elect Susan M. Cameron | Mgmt | For | For | For | |||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
4 | Elect E. V. Goings | Mgmt | For | For | For | |||
5 | Elect Joe R. Lee | Mgmt | For | For | For | |||
6 | Elect Angel R. Martinez | Mgmt | For | For | For | |||
7 | Elect Antonio Monteiro de Castro | Mgmt | For | For | For | |||
8 | Elect Robert J. Murray | Mgmt | For | For | For | |||
9 | Elect David R. Parker | Mgmt | For | For | For | |||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
11 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Turk Hava Yollari As | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THYAO | CINS M8926R100 | 04/06/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Appointing Meeting Chairman | Mgmt | For | TNA | N/A | |||
5 | Ratification of the Co-Option of Board Members | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditor's Report | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Directors' Report | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital and Amendments to the Articles | Mgmt | For | TNA | N/A | |||
12 | Election of Directors | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
16 | Charitable Donations and Limit on Charitable Donations | Mgmt | For | TNA | N/A | |||
17 | Wishes; Closing | Mgmt | For | TNA | N/A | |||
Turkiye Is Bankasi A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISCTR | CINS M8933F115 | 03/31/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
5 | Directors' and Auditor's Reports | Mgmt | For | TNA | N/A | |||
6 | Accounts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Elect Turkay Berksoy | Mgmt | For | TNA | N/A | |||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
13 | Presentation of Report on Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
14 | Presentation of Report on Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Turkiye Petrol Rafinerileri A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUPRS | CINS M8966X108 | 03/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditor's Report | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Authority to Make Advance Payments of Dividends | Mgmt | For | TNA | N/A | |||
15 | Charitable Donations | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Wishes | Mgmt | For | TNA | N/A | |||
Turkiye Sinai Kalkinma Bankasi A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSKB | CINS M8973M103 | 03/26/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
5 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Accounts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Co-option of Directors | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Charitable Donations Policy | Mgmt | For | TNA | N/A | |||
14 | Presentation of Report of Charitable Donations; Limit on Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect D. Scott Davis | Mgmt | For | For | For | |||
5 | Elect William R. Johnson | Mgmt | For | For | For | |||
6 | Elect Candace Kendle | Mgmt | For | For | For | |||
7 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
8 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect John T. Stankey | Mgmt | For | For | For | |||
11 | Elect Carol B. Tome | Mgmt | For | For | For | |||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
13 | Approval of the 2015 Omnibus Incentive Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | Against | For | |||
Vantiv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNTV | CUSIP 92210H105 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Drucker | Mgmt | For | For | For | |||
1.2 | Elect David M. Mussafer | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey E. Stiefler | Mgmt | For | For | For | |||
1.4 | Elect Greg Carmichael | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
VF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | |||
1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | |||
1.3 | Elect Juan E. de Bedout | Mgmt | For | For | For | |||
1.4 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Hurst | Mgmt | For | For | For | |||
1.6 | Elect Laura W. Lang | Mgmt | For | For | For | |||
1.7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
1.10 | Elect Raymond G. Viault | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Amendment to the 1996 Stock Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Via Varejo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVAR3 | CINS P9783A153 | 04/23/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Investment Plan | Mgmt | For | TNA | N/A | |||
4 | Ratify Updated Director and Executive Remuneration | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
Via Varejo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVAR3 | CINS P9783A153 | 04/23/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
9 | Election of Supervisory Council Member Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Election of Directors | Mgmt | For | TNA | N/A | |||
13 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Michael T. Duke | Mgmt | For | For | For | |||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
7 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
8 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
9 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
10 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
11 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
12 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
13 | Elect Jim C. Walton | Mgmt | For | For | For | |||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||
15 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
4 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
5 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
6 | Elect John C. Pope | Mgmt | For | For | For | |||
7 | Elect W. Robert Reum | Mgmt | For | For | For | |||
8 | Elect David P. Steiner | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ramani Ayer | Mgmt | For | For | For | |||
2 | Elect Dale R. Comey | Mgmt | For | For | For | |||
3 | Elect Michael S. McGavick | Mgmt | For | For | For | |||
4 | Elect Robert R. Glauber | Mgmt | For | For | For | |||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
6 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
7 | Elect Anne L. Stevens | Mgmt | For | For | For | |||
8 | Elect John M. Vereker | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendment to the Directors Plan | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect XU Wen Jiong | Mgmt | For | For | For | |||
5 | Elect REN Yuanlin | Mgmt | For | For | For | |||
6 | Elect TEO Yi-dar | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT American Government Income Fund | ||||||||
Date of Fiscal Year End : | 12/31/2014 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Capital Opportunities Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Aaron's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAN | CUSIP 002535300 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Matthew E. Avril | Mgmt | For | For | For | |||
2 | Elect Leo Benatar | Mgmt | For | For | For | |||
3 | Elect Kathy T. Betty | Mgmt | For | For | For | |||
4 | Elect Brian R. Kahn | Mgmt | For | For | For | |||
5 | Elect H. Eugene Lockhart | Mgmt | For | For | For | |||
6 | Elect John W. Robinson III | Mgmt | For | For | For | |||
7 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2015 Equity and Incentive Plan | Mgmt | For | For | For | |||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George V. Bayly | Mgmt | For | For | For | |||
1.2 | Elect James A. Buzzard | Mgmt | For | For | For | |||
1.3 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
1.4 | Elect Boris Elisman | Mgmt | For | For | For | |||
1.5 | Elect Robert H. Jenkins | Mgmt | For | For | For | |||
1.6 | Elect Pradeep Jotwani | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Keller | Mgmt | For | For | For | |||
1.8 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
1.9 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.10 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
AECOM | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACM | CUSIP 00766T100 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James H. Fordyce | Mgmt | For | For | For | |||
1.2 | Elect Linda Griego | Mgmt | For | For | For | |||
1.3 | Elect William G. Ouchi | Mgmt | For | For | For | |||
1.4 | Elect Douglas W. Stotlar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AECOM | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACM | CUSIP 00766T100 | 10/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
2 | Elect Michael C. Arnold | Mgmt | For | For | For | |||
3 | Elect P. George Benson | Mgmt | For | For | For | |||
4 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
5 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
6 | Elect George E. Minnich | Mgmt | For | For | For | |||
7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
8 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
9 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Dhiren Fonseca | Mgmt | For | For | For | |||
5 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
6 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | Against | Against | |||
8 | Elect Katherine Savitt | Mgmt | For | For | For | |||
9 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
10 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
11 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Allegiant Travel Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGT | CUSIP 01748X102 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Montie Brewer | Mgmt | For | For | For | |||
1.2 | Elect Gary Ellmer | Mgmt | For | For | For | |||
1.3 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Linda A. Marvin | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Pollard | Mgmt | For | For | For | |||
1.6 | Elect John T. Redmond | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Analogic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALOG | CUSIP 032657207 | 01/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bernard C. Bailey | Mgmt | For | For | For | |||
2 | Elect Jeffrey P. Black | Mgmt | For | For | For | |||
3 | Elect James W. Green | Mgmt | For | For | For | |||
4 | Elect James J. Judge | Mgmt | For | For | For | |||
5 | Elect Michael T. Modic | Mgmt | For | For | For | |||
6 | Elect Fred B. Parks | Mgmt | For | For | For | |||
7 | Elect Sophie V. Vandebroek | Mgmt | For | For | For | |||
8 | Elect Edward F. Voboril | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ann Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANN | CUSIP 035623107 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James J. Burke, Jr. | Mgmt | For | For | For | |||
2 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | |||
3 | Elect Linda A. Huett | Mgmt | For | For | For | |||
4 | Elect Kay Krill | Mgmt | For | For | For | |||
5 | Elect Stacey Rauch | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcBest Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCB | CUSIP 03937C105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Alden | Mgmt | For | For | For | |||
1.2 | Elect Fred A. Allardyce | Mgmt | For | For | For | |||
1.3 | Elect William M. Legg | Mgmt | For | For | For | |||
1.4 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
1.5 | Elect John H. Morris | Mgmt | For | For | For | |||
1.6 | Elect Craig E. Philip | Mgmt | For | For | For | |||
1.7 | Elect Steven L. Spinner | Mgmt | For | For | For | |||
1.8 | Elect Janice E. Stipp | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Young, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Executive Officer Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
Arrow Electronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARW | CUSIP 042735100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.2 | Elect Philip K. Asherman | Mgmt | For | For | For | |||
1.3 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Richard S. Hill | Mgmt | For | For | For | |||
1.6 | Elect M.F. (Fran) Keeth | Mgmt | For | For | For | |||
1.7 | Elect Andrew S. Kerin | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Long | Mgmt | For | For | For | |||
1.9 | Elect Stephen C. Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amednement to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Assurant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIZ | CUSIP 04621X108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
2 | Elect Howard L. Carver | Mgmt | For | For | For | |||
3 | Elect Juan N. Cento | Mgmt | For | For | For | |||
4 | Elect Alan B. Colberg | Mgmt | For | For | For | |||
5 | Elect Elyse Douglas | Mgmt | For | For | For | |||
6 | Elect Lawrence V. Jackson | Mgmt | For | For | For | |||
7 | Elect Charles J. Koch | Mgmt | For | For | For | |||
8 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
9 | Elect Paul J. Reilly | Mgmt | For | For | For | |||
10 | Elect Robert W. Stein | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Reapprove the Performance Goals under the Long Term Equity Incentive Plan for purposes of Section 162(m) | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Atmos Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CUSIP 049560105 | 02/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert W. Best | Mgmt | For | For | For | |||
2 | Elect Kim R. Cocklin | Mgmt | For | For | For | |||
3 | Elect Richard W. Douglas | Mgmt | For | For | For | |||
4 | Elect Ruben E. Esquivel | Mgmt | For | For | For | |||
5 | Elect Richard K. Gordon | Mgmt | For | For | For | |||
6 | Elect Robert C. Grable | Mgmt | For | For | For | |||
7 | Elect Thomas C. Meredith | Mgmt | For | For | For | |||
8 | Elect Nancy K. Quinn | Mgmt | For | For | For | |||
9 | Elect Richard A. Sampson | Mgmt | For | For | For | |||
10 | Elect Stephen R. Springer | Mgmt | For | For | For | |||
11 | Elect Richard Ware II | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aicha Evans | Mgmt | For | For | For | |||
1.2 | Elect David E. Kepler | Mgmt | For | For | For | |||
1.3 | Elect Xiaozhi Liu | Mgmt | For | For | For | |||
1.4 | Elect George A. Lorch | Mgmt | For | For | For | |||
1.5 | Elect Kazuhiko Sakamoto | Mgmt | For | For | For | |||
1.6 | Elect Wolfgang Ziebart | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bio-Reference Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRLI | CUSIP 09057G602 | 07/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sam Singer | Mgmt | For | For | For | |||
1.2 | Elect Harry Elias | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Booz Allen Hamilton Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAH | CUSIP 099502106 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph W. Shrader | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joan L. Amble | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter Clare | Mgmt | For | Withhold | Against | |||
1.4 | Elect Philip A. Odeen | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Recapitalization | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
4 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
5 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
6 | Elect Maura A. Markus | Mgmt | For | For | For | |||
7 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
8 | Elect Alan J. Weber | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Brocade Communications Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 04/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Lloyd Carney | Mgmt | For | For | For | |||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
6 | Elect David L. House | Mgmt | For | For | For | |||
7 | Elect L. William Krause | Mgmt | For | For | For | |||
8 | Elect David E. Roberson | Mgmt | For | For | For | |||
9 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Director Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. McGillicuddy | Mgmt | For | For | For | |||
2 | Elect John F. O'Brien | Mgmt | For | For | For | |||
3 | Elect Lydia W. Thomas | Mgmt | For | For | For | |||
4 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2015 Directors' Stock Compensation Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 01/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
2 | Elect Michael D. O'Halleran | Mgmt | For | For | For | |||
3 | Elect Supratim Bose | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cato Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CATO | CUSIP 149205106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. D. Cato | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Meckley | Mgmt | For | For | For | |||
1.3 | Elect Bailey W. Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
3 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
4 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
5 | Elect David B. Pittaway | Mgmt | For | For | For | |||
6 | Elect Douglas L. Schmick | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | Against | Against | |||
8 | Amendment to 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Approval of the 2015 Amended and Restated Annual Performance Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Civeo Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVEO | CUSIP 178787107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation from Delaware to British Columbia | Mgmt | For | For | For | |||
2.1 | Elect C. Ronald Blankenship | Mgmt | For | For | For | |||
2.2 | Elect Charles Szalkowski | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | |||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||
5 | Elect Richard G. Lindner | Mgmt | For | For | For | |||
6 | Elect Alfred A. Piergallini | Mgmt | For | For | For | |||
7 | Elect Robert S. Taubman | Mgmt | For | For | For | |||
8 | Elect Reginald M. Turner | Mgmt | For | For | For | |||
9 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Incentive Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Commercial Metals Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMC | CUSIP 201723103 | 01/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Alvarado | Mgmt | For | For | For | |||
1.2 | Elect Anthony A. Massaro | Mgmt | For | For | For | |||
1.3 | Elect Joseph C. Winkler III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Reporting | ShrHldr | Against | Against | For | |||
Cooper Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTB | CUSIP 216831107 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
1.2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
1.3 | Elect Steven M. Chapman | Mgmt | For | For | For | |||
1.4 | Elect John J. Holland | Mgmt | For | For | For | |||
1.5 | Elect John F. Meier | Mgmt | For | For | For | |||
1.6 | Elect John H. Shuey | Mgmt | For | For | For | |||
1.7 | Elect Robert D. Welding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CSG Systems International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGS | CUSIP 126349109 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter E. Kalan | Mgmt | For | For | For | |||
2 | Elect Frank V. Sica | Mgmt | For | For | For | |||
3 | Elect James A. Unruh | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
DeVry Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DV | CUSIP 251893103 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
1.2 | Elect David S. Brown | Mgmt | For | For | For | |||
1.3 | Elect Fernando Ruiz | Mgmt | For | For | For | |||
1.4 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dillard's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDS | CUSIP 254067101 | 05/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank R. Mori | Mgmt | For | Against | Against | |||
2 | Elect Reynie Rutledge | Mgmt | For | Against | Against | |||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Nick White | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2005 Non-Employee Director Restricted Stock Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect David J. Illingworth | Mgmt | For | For | For | |||
5 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Domenic Pilla | Mgmt | For | For | For | |||
8 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
10 | Elect Denis A. Turcotte | Mgmt | For | For | For | |||
11 | Elect John D. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Abdun-Nabi | Mgmt | For | For | For | |||
1.2 | Elect Sue Bailey | Mgmt | For | For | For | |||
1.3 | Elect Jerome M. Hauer | Mgmt | For | For | For | |||
1.4 | Elect John E. Niederhuber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Endurance Specialty Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Endurance Specialty Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Baily | Mgmt | For | For | For | |||
2 | Elect Norman Barham | Mgmt | For | For | For | |||
3 | Elect Galen R. Barnes | Mgmt | For | For | For | |||
4 | Elect William H. Bolinder | Mgmt | For | For | For | |||
5 | Elect Philip M. Butterfield | Mgmt | For | For | For | |||
6 | Elect Steven W. Carlsen | Mgmt | For | Abstain | Against | |||
7 | Elect John R. Charman | Mgmt | For | For | For | |||
8 | Elect Susan S. Fleming | Mgmt | For | For | For | |||
9 | Elect Scott D. Moore | Mgmt | For | For | For | |||
10 | Elect William J. Raver | Mgmt | For | For | For | |||
11 | Elect Robert A. Spass | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Share Purchase Plan | Mgmt | For | For | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adoption of a Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
Engility Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CUSIP 29285W104 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Engility Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CUSIP 29286C107 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
1.2 | Elect Charles S. Ream | Mgmt | For | For | For | |||
1.3 | Elect Anthony Smeraglinolo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Factset Research Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDS | CUSIP 303075105 | 12/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin A. Abrams | Mgmt | For | For | For | |||
2 | Elect Michael F. DiChristina | Mgmt | For | For | For | |||
3 | Elect Walter F. Siebecker | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Federal Signal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSS | CUSIP 313855108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Goodwin | Mgmt | For | For | For | |||
1.2 | Elect Paul W. Jones | Mgmt | For | For | For | |||
1.3 | Elect Bonnie C. Lind | Mgmt | For | For | For | |||
1.4 | Elect Dennis J. Martin | Mgmt | For | For | For | |||
1.5 | Elect Richard R. Mudge | Mgmt | For | For | For | |||
1.6 | Elect William F. Owens | Mgmt | For | For | For | |||
1.7 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | |||
1.8 | Elect John L. Workman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2015 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
GAMCO Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBL | CUSIP 361438104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edwin L. Artzt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Raymond C. Avansino | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard L. Bready | Mgmt | For | Withhold | Against | |||
1.4 | Elect Marc Gabelli | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mario J. Gabelli | Mgmt | For | Withhold | Against | |||
1.6 | Elect Eugene R. McGrath | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert S. Prather, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Elisa M. Wilson | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employment Agreement | Mgmt | For | For | For | |||
GameStop Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GME | CUSIP 36467W109 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel A. DeMatteo | Mgmt | For | For | For | |||
2 | Elect Thomas N. Kelly, Jr. | Mgmt | For | For | For | |||
3 | Elect Shane S. Kim | Mgmt | For | For | For | |||
4 | Elect J. Paul Raines | Mgmt | For | For | For | |||
5 | Elect Gerald R. Szczepanski | Mgmt | For | For | For | |||
6 | Elect Kathy Vrabeck | Mgmt | For | For | For | |||
7 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Global Cash Access Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCA | CUSIP 378967103 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Miles Kilburn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Greatbatch, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GB | CUSIP 39153L106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Anthony P. Bihl, III | Mgmt | For | For | For | |||
1.3 | Elect Joseph W. Dziedzic | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | |||
1.5 | Elect Joseph A. Miller, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.7 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.8 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Greenbrier Cos. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBX | CUSIP 393657101 | 01/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William A. Furman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles J. Swindells | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2014 Stock Incentive Plan to Increase Director Compensation | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Brown | Mgmt | For | For | For | |||
2 | Elect William C. Cobb | Mgmt | For | For | For | |||
3 | Elect Robert A. Gerard | Mgmt | For | For | For | |||
4 | Elect David B. Lewis | Mgmt | For | For | For | |||
5 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
6 | Elect Bruce C. Rohde | Mgmt | For | For | For | |||
7 | Elect Tom D. Seip | Mgmt | For | For | For | |||
8 | Elect Christianna Wood | Mgmt | For | For | For | |||
9 | Elect James F. Wright | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Executive Performance Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924309 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
1.9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of a Forum Selection Bylaw Applicable to Derivative Litigation | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Helmerich & Payne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HP | CUSIP 423452101 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Armstrong | Mgmt | For | For | For | |||
2 | Elect Randy A. Foutch | Mgmt | For | For | For | |||
3 | Elect Hans Helmerich | Mgmt | For | For | For | |||
4 | Elect John W. Lindsay | Mgmt | For | For | For | |||
5 | Elect Paula Marshall | Mgmt | For | For | For | |||
6 | Elect Thomas A. Petrie | Mgmt | For | For | For | |||
7 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
8 | Elect Francis Rooney | Mgmt | For | For | For | |||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
10 | Elect John D. Zeglis | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Herbalife Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLF | CUSIP G4412G101 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pedro Cardoso | Mgmt | For | For | For | |||
1.2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
1.3 | Elect Keith Cozza | Mgmt | For | For | For | |||
1.4 | Elect James L. Nelson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Horace Mann Educators Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMN | CUSIP 440327104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel A. Domenech | Mgmt | For | For | For | |||
2 | Elect Mary H. Futrell | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hasenmiller | Mgmt | For | For | For | |||
4 | Elect Ronald J. Helow | Mgmt | For | For | For | |||
5 | Elect Beverley J. McClure | Mgmt | For | For | For | |||
6 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
7 | Elect Robert Stricker | Mgmt | For | For | For | |||
8 | Elect Steven O. Swyers | Mgmt | For | For | For | |||
9 | Elect Marita Zuraitis | Mgmt | For | For | For | |||
10 | Amendment to the 2010 Comprehensive Executive Compensation Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul D. Miller | Mgmt | For | For | For | |||
1.2 | Elect C. Michael Petters | Mgmt | For | For | For | |||
1.3 | Elect Karl M. von der Heyden | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Hyster-Yale Materials Handling Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect John P. Jumper | Mgmt | For | For | For | |||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | For | For | |||
1.5 | Elect Joesph F Loughrey | Mgmt | For | For | For | |||
1.6 | Elect Alfred M. Rankin, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Claiborne R. Rankin | Mgmt | For | For | For | |||
1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Britton T. Taplin | Mgmt | For | For | For | |||
1.10 | Elect Eugene Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
IAC/InterActiveCorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IACI | CUSIP 44919P508 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Chelsea Clinton | Mgmt | For | For | For | |||
1.3 | Elect Sonali De Rycker | Mgmt | For | For | For | |||
1.4 | Elect Barry Diller | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Eisner | Mgmt | For | For | For | |||
1.6 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
1.7 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||
1.8 | Elect Bryan Lourd | Mgmt | For | For | For | |||
1.9 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
1.11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||
1.12 | Elect Richard F. Zannino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ingram Micro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IM | CUSIP 457153104 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
2 | Elect David A. Barnes | Mgmt | For | For | For | |||
3 | Elect Leslie S. Heisz | Mgmt | For | For | For | |||
4 | Elect John R. Ingram | Mgmt | For | For | For | |||
5 | Elect Dale R. Laurance | Mgmt | For | For | For | |||
6 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
7 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
8 | Elect Carol G. Mills | Mgmt | For | For | For | |||
9 | Elect Alain Monie | Mgmt | For | For | For | |||
10 | Elect Wade Oosterman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
International Game Technology | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGT | CUSIP 459902102 | 02/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
ION Geophysical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IO | CUSIP 462044108 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Brian Hanson | Mgmt | For | For | For | |||
1.2 | Elect Huimin Hao | Mgmt | For | For | For | |||
1.3 | Elect James M. Lapeyre, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 12/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John E. Dean | Mgmt | For | For | For | |||
2 | Elect James D. Fowler, Jr. | Mgmt | For | For | For | |||
3 | Elect Vin Weber | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jens Bischof | Mgmt | For | For | For | |||
2 | Elect Peter Boneparth | Mgmt | For | For | For | |||
3 | Elect David Checketts | Mgmt | For | For | For | |||
4 | Elect Virginia Gambale | Mgmt | For | For | For | |||
5 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
6 | Elect Robin Hayes | Mgmt | For | For | For | |||
7 | Elect Ellen Jewett | Mgmt | For | For | For | |||
8 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
9 | Elect Joel Peterson | Mgmt | For | For | For | |||
10 | Elect Frank V. Sica | Mgmt | For | For | For | |||
11 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Crewmember Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
Jones Lang LaSalle Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JLL | CUSIP 48020Q107 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Colin Dyer | Mgmt | For | For | For | |||
4 | Elect DeAnne S. Julius | Mgmt | For | For | For | |||
5 | Elect Ming Lu | Mgmt | For | For | For | |||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
8 | Elect Ann Marie Petach | Mgmt | For | For | For | |||
9 | Elect Shailesh Rao | Mgmt | For | For | For | |||
10 | Elect David B. Rickard | Mgmt | For | For | For | |||
11 | Elect Roger T. Staubach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
5 | Elect Conrad L. Mallett, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
7 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lexmark International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXK | CUSIP 529771107 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph E. Gomory | Mgmt | For | For | For | |||
2 | Elect Michael J. Maples | Mgmt | For | For | For | |||
3 | Elect Stephen R. Hardis | Mgmt | For | For | For | |||
4 | Elect William R. Fields | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
7 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
8 | Elect Sandra L. Helton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Director Stock Plan | Mgmt | For | For | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
2 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
3 | Elect Roberto G. Mendoza | Mgmt | For | For | For | |||
4 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
5 | Elect Jonas Prising | Mgmt | For | For | For | |||
6 | Elect Paul Read | Mgmt | For | For | For | |||
7 | Elect Elizabeth Sartain | Mgmt | For | For | For | |||
8 | Elect John R. Walter | Mgmt | For | For | For | |||
9 | Elect Edward J. Zore | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ManTech International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANT | CUSIP 564563104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George J. Pedersen | Mgmt | For | For | For | |||
1.2 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
1.3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
1.4 | Elect Barry G. Campbell | Mgmt | For | For | For | |||
1.5 | Elect Walter R. Fatzinger, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Kerr | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Minihan | Mgmt | For | For | For | |||
1.8 | Elect Stephen W. Porter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Marvell Technology Group Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | |||
2 | Elect Weili Dai | Mgmt | For | For | For | |||
3 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
4 | Elect John G. Kassakian | Mgmt | For | For | For | |||
5 | Elect Arturo Krueger | Mgmt | For | For | For | |||
6 | Elect Randhir Thakur | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Executive Performance Incentive Plan | Mgmt | For | For | For | |||
9 | 1995 Stock Option Plan | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Karey D. Barker | Mgmt | For | For | For | |||
1.3 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.4 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Methanex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MX | CUSIP 59151K108 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | |||
1.4 | Elect John Floren | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |||
1.9 | Elect John Reid | Mgmt | For | For | For | |||
1.10 | Elect Janice G. Rennie | Mgmt | For | For | For | |||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |||
1.12 | Elect Margaret Walker | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||
Myriad Genetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYGN | CUSIP 62855J104 | 12/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter Gilbert | Mgmt | For | For | For | |||
1.2 | Elect Dennis H. Langer | Mgmt | For | For | For | |||
1.3 | Elect Lawrence C. Best | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Kotts | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||
1.4 | Elect Anthony G. Petrello | Mgmt | For | Withhold | Against | |||
1.5 | Elect Dag Skattum | Mgmt | For | For | For | |||
1.6 | Elect Howard Wolf | Mgmt | For | Withhold | Against | |||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Bylaw Amendment Regarding Treatment of Broker Non-Votes | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal regarding Proxy Access | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Navigant Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCI | CUSIP 63935N107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
3 | Elect Julie M. Howard | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
6 | Elect James R. Thompson | Mgmt | For | For | For | |||
7 | Elect Michael L. Tipsord | Mgmt | For | For | For | |||
8 | Elect Randy H. Zwirn | Mgmt | For | For | For | |||
9 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OFG Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Julian S. Inclan | Mgmt | For | For | For | |||
1.2 | Elect Pedro Morazzani | Mgmt | For | For | For | |||
1.3 | Elect Radames Pena | Mgmt | For | For | For | |||
1.4 | Elect Jorge Colon-Gerena | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Rosenthal | Mgmt | For | For | For | |||
1.3 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl R. Christenson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joseph M. Gingo | Mgmt | For | Withhold | Against | |||
1.3 | Elect David A. Lorber | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 09/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wen-Liang (William) Hsu | Mgmt | For | For | For | |||
1.2 | Elect Henry Yang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Donnelly | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Kathleen J. Hempel | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Stephen D. Newlin | Mgmt | For | For | For | |||
1.6 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.7 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.8 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.9 | Elect Richard G. Sim | Mgmt | For | For | For | |||
1.10 | Elect Charles L. Szews | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Owens & Minor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMI | CUSIP 690732102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Bierman | Mgmt | For | For | For | |||
2 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
3 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
4 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||
5 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
6 | Elect Eddie N. Moore, Jr. | Mgmt | For | For | For | |||
7 | Elect James E. Rogers | Mgmt | For | For | For | |||
8 | Elect David S. Simmons | Mgmt | For | For | For | |||
9 | Elect Robert C. Sledd | Mgmt | For | For | For | |||
10 | Elect Craig R. Smith | Mgmt | For | For | For | |||
11 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
12 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary F. Colter | Mgmt | For | For | For | |||
1.2 | Elect Gordon J. Hardie | Mgmt | For | For | For | |||
1.3 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
1.4 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.5 | Elect John J. McMackin, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Murray | Mgmt | For | For | For | |||
1.7 | Elect Hari N. Nair | Mgmt | For | For | For | |||
1.8 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
1.10 | Elect Carol A. Williams | Mgmt | For | For | For | |||
1.11 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
1.12 | Elect Thomas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to 2004 Equity Incentive Plan for Directors | Mgmt | For | For | For | |||
Patterson Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDCO | CUSIP 703395103 | 09/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John D. Buck | Mgmt | For | For | For | |||
1.2 | Elect Jody H. Feragen | Mgmt | For | For | For | |||
1.3 | Elect Sarena S. Lin | Mgmt | For | For | For | |||
1.4 | Elect Neil A. Schrimsher | Mgmt | For | For | For | |||
1.5 | Elect Les C. Vinney | Mgmt | For | For | For | |||
2 | Approval of 2014 Sharesave Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Kenneth N. Berns | Mgmt | For | For | For | |||
1.3 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.7 | Elect Tiffany J. Thom | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PhotoMedex Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHMD | CUSIP 719358301 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lewis C. Pell | Mgmt | For | For | For | |||
1.2 | Elect Dr. Yoav Ben-Dror | Mgmt | For | For | For | |||
1.3 | Elect Dr. Dolev Rafaeli | Mgmt | For | For | For | |||
1.4 | Elect Dennis M. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Trevor Harris | Mgmt | For | For | For | |||
1.6 | Elect James W. Sight | Mgmt | For | For | For | |||
1.7 | Elect Stephen P. Connelly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2000 Non-Employee Directors Stock Option Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pilgrim's Pride Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPC | CUSIP 72147K108 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilberto Tamazoni | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joesley Mendonca Batista | Mgmt | For | Withhold | Against | |||
1.3 | Elect Wesley Mendonca Batista | Mgmt | For | Withhold | Against | |||
1.4 | Elect William W. Lovette | Mgmt | For | Withhold | Against | |||
1.5 | Elect Andre Noguiera de Souza | Mgmt | For | Withhold | Against | |||
1.6 | Elect Wallim Cruz de Vasconcellos Junior | Mgmt | For | Withhold | Against | |||
1.7 | Elect David E. Bell | Mgmt | For | Withhold | Against | |||
1.8 | Elect Michael L. Cooper | Mgmt | For | Withhold | Against | |||
1.9 | Elect Charles Macaluso | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Piper Jaffray Companies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PJC | CUSIP 724078100 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew S. Duff | Mgmt | For | For | For | |||
1.2 | Elect William R. Fitzgerald | Mgmt | For | For | For | |||
1.3 | Elect B. Kristine Johnson | Mgmt | For | For | For | |||
1.4 | Elect Addison L. Piper | Mgmt | For | For | For | |||
1.5 | Elect Lisa K. Polsky | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Soran | Mgmt | For | For | For | |||
1.7 | Elect Scott C. Taylor | Mgmt | For | For | For | |||
1.8 | Elect Michele Volpi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Annual and Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Leav | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
4 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||
5 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alejandro M. Ballester | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Carlos A. Unanue | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Resmed Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMD | CUSIP 761152107 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Farrell | Mgmt | For | For | For | |||
2 | Elect Christopher G. Roberts | Mgmt | For | For | For | |||
3 | Elect John P. Wareham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
1.2 | Elect Jenny A. Hourihan | Mgmt | For | For | For | |||
1.3 | Elect Bettina M. Whyte | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
RPX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPXC | CUSIP 74972G103 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Baker, III | Mgmt | For | For | For | |||
1.2 | Elect John Bierbusse | Mgmt | For | For | For | |||
1.3 | Elect Mike Cockrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Scansource, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSC | CUSIP 806037107 | 12/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven R. Fischer | Mgmt | For | For | For | |||
1.2 | Elect Michael L. Baur | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.4 | Elect Michael J. Grainger | Mgmt | For | For | For | |||
1.5 | Elect John P. Reilly | Mgmt | For | For | For | |||
1.6 | Elect Charles R. Whitchurch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
SEI Investments Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEIC | CUSIP 784117103 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl A. Guarino | Mgmt | For | For | For | |||
2 | Elect Richard B. Lieb | Mgmt | For | For | For | |||
3 | Elect Carmen V. Romeo | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Medical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEM | CUSIP 81619Q105 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Dalton, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Rocco A. Ortenzio | Mgmt | For | For | For | |||
1.3 | Elect Thomas A. Scully | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
5 | Elect Christine King | Mgmt | For | For | For | |||
6 | Elect David P. McGlade | Mgmt | For | For | For | |||
7 | Elect David J. McLachlan | Mgmt | For | For | For | |||
8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Strayer Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRA | CUSIP 863236105 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert S. Silberman | Mgmt | For | For | For | |||
2 | Elect John T. Casteen III | Mgmt | For | For | For | |||
3 | Elect Charlotte F. Beason | Mgmt | For | For | For | |||
4 | Elect William E. Brock | Mgmt | For | For | For | |||
5 | Elect Robert R. Grusky | Mgmt | For | For | For | |||
6 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
7 | Elect Karl McDonnell | Mgmt | For | For | For | |||
8 | Elect Todd A. Milano | Mgmt | For | For | For | |||
9 | Elect G. Thomas Waite, III | Mgmt | For | For | For | |||
10 | Elect J. David Wargo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | 2015 Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Superior Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPN | CUSIP 868157108 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | |||
1.2 | Elect David D. Dunlap | Mgmt | For | For | For | |||
1.3 | Elect James M. Funk | Mgmt | For | For | For | |||
1.4 | Elect Terence E. Hall | Mgmt | For | For | For | |||
1.5 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.6 | Elect Michael McShane | Mgmt | For | For | For | |||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
1.8 | Elect Justin L. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Syntel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNT | CUSIP 87162H103 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paritosh K. Choksi | Mgmt | For | For | For | |||
1.2 | Elect Bharat Desai | Mgmt | For | For | For | |||
1.3 | Elect Thomas Doke | Mgmt | For | For | For | |||
1.4 | Elect Rajesh Mashruwala | Mgmt | For | For | For | |||
1.5 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Nitin Rakesh | Mgmt | For | For | For | |||
1.7 | Elect Prashant Ranade | Mgmt | For | For | For | |||
1.8 | Elect Vinod Sahney | Mgmt | For | For | For | |||
1.9 | Elect Neerja Sethi | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
TECO Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TE | CUSIP 872375100 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Ferman, Jr. | Mgmt | For | For | For | |||
2 | Elect Evelyn V. Follit | Mgmt | For | For | For | |||
3 | Elect Sherrill W. Hudson | Mgmt | For | For | For | |||
4 | Elect Joseph P. Lacher | Mgmt | For | For | For | |||
5 | Elect Loretta A. Penn | Mgmt | For | For | For | |||
6 | Elect John B. Ramil | Mgmt | For | For | For | |||
7 | Elect Tom L. Rankin | Mgmt | For | For | For | |||
8 | Elect William D. Rockford | Mgmt | For | For | For | |||
9 | Elect Paul L. Whiting | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Tenneco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 880349105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas C. Freyman | Mgmt | For | For | For | |||
2 | Elect Dennis J. Letham | Mgmt | For | For | For | |||
3 | Elect James S. Metcalf | Mgmt | For | For | For | |||
4 | Elect Roger B. Porter | Mgmt | For | For | For | |||
5 | Elect David B. Price, Jr. | Mgmt | For | For | For | |||
6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
7 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Terex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEX | CUSIP 880779103 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald M. DeFeo | Mgmt | For | For | For | |||
2 | Elect G. Chris Andersen | Mgmt | For | For | For | |||
3 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
6 | Elect Raimund Klinkner | Mgmt | For | For | For | |||
7 | Elect David A. Sachs | Mgmt | For | For | For | |||
8 | Elect Oren G. Shaffer | Mgmt | For | For | For | |||
9 | Elect David C. Wang | Mgmt | For | For | For | |||
10 | Elect Scott W. Wine | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thoratec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THOR | CUSIP 885175307 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
1.2 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | |||
1.4 | Elect Steven H. Collis | Mgmt | For | For | For | |||
1.5 | Elect William A. Hawkins, III | Mgmt | For | For | For | |||
1.6 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.7 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
1.8 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Incentive Stock Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Torchmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMK | CUSIP 891027104 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | |||
3 | Elect David L. Boren | Mgmt | For | For | For | |||
4 | Elect M. Jane Buchan | Mgmt | For | For | For | |||
5 | Elect Gary L. Coleman | Mgmt | For | For | For | |||
6 | Elect Larry M. Hutchison | Mgmt | For | For | For | |||
7 | Elect Robert W. Ingram | Mgmt | For | For | For | |||
8 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
9 | Elect Darren M. Rebelez | Mgmt | For | For | For | |||
10 | Elect Lamar C. Smith | Mgmt | For | For | For | |||
11 | Elect Paul J. Zucconi | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
2 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
5 | Elect Anne Pol | Mgmt | For | For | For | |||
6 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
7 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
8 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
9 | Elect John L. Walsh | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Katherine Klein | Mgmt | For | For | For | |||
1.2 | Elect Raymond Kurzweil | Mgmt | For | For | For | |||
1.3 | Elect Martine A. Rothblatt | Mgmt | For | For | For | |||
1.4 | Elect Louis W. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael E. A. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Therese M. Vaughan | Mgmt | For | For | For | |||
1.3 | Elect Christopher E. Watson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Valmont Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMI | CUSIP 920253101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Neary | Mgmt | For | For | For | |||
1.2 | Elect Kenneth E. Stinson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.4 | Elect Anton H. George | Mgmt | For | For | For | |||
1.5 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.7 | Elect J. Timothy McGinley | Mgmt | For | For | For | |||
1.8 | Elect Patrick K. Mullen | Mgmt | For | For | For | |||
1.9 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.10 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.11 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vishay Intertechnology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSH | CUSIP 928298108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc Zandman | Mgmt | For | For | For | |||
1.2 | Elect Ruta Zandman | Mgmt | For | For | For | |||
1.3 | Elect Ziv Shoshani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
W. R. Berkley Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRB | CUSIP 084423102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William R. Berkley | Mgmt | For | For | For | |||
2 | Elect Christopher L. Augostini | Mgmt | For | For | For | |||
3 | Elect George G. Daly | Mgmt | For | For | For | |||
4 | Elect Jack H. Nusbaum | Mgmt | For | Against | Against | |||
5 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Directors Stock Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Wabash National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNC | CUSIP 929566107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Giromini | Mgmt | For | For | For | |||
2 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
3 | Elect James D. Kelly | Mgmt | For | For | For | |||
4 | Elect John E. Kunz | Mgmt | For | For | For | |||
5 | Elect Larry J. Magee | Mgmt | For | For | For | |||
6 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
7 | Elect Scott K. Sorensen | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
WABCO Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBC | CUSIP 92927K102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael T. Smith | Mgmt | For | For | For | |||
1.2 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
1.3 | Elect David N. Reilly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Waddell & Reed Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDR | CUSIP 930059100 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas C. Godlasky | Mgmt | For | For | For | |||
1.2 | Elect Dennis E. Logue | Mgmt | For | For | For | |||
1.3 | Elect Michael F. Morrissey | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
WesBanco Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBC | CUSIP 950810101 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Wesbanco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBC | CUSIP 950810101 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest S. Fragale | Mgmt | For | For | For | |||
1.2 | Elect D. Bruce Knox | Mgmt | For | For | For | |||
1.3 | Elect Ronald W. Owen | Mgmt | For | For | For | |||
1.4 | Elect Reed J. Tanner | Mgmt | For | For | For | |||
1.5 | Elect Charlotte A. Zuschlag | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Westar Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WR | CUSIP 95709T100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Q. Chandler, IV | Mgmt | For | For | For | |||
1.2 | Elect R. A. Edwards | Mgmt | For | For | For | |||
1.3 | Elect Sandra A.J. Lawrence | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Diversified Income Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Biz Finance Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRSH | CINS X0726CAA8 | 04/13/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Loan Notes | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Connacher Oil and Gas Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLL | CUSIP 20588Y103 | 03/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Plan of Arrangement | Mgmt | For | For | For | |||
Connacher Oil and Gas Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLL | CUSIP 20588Y103 | 03/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Plan of Arrangement | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Equity Income Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
3 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005NB99 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Approval of 2015 Performance Incentive Plan | Mgmt | For | For | For | |||
13 | 2015 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Labor Policies | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
1.4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.5 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.7 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.8 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.9 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Scott T. Ford | Mgmt | For | For | For | |||
3 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
4 | Elect William E. Kennard | Mgmt | For | For | For | |||
5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
6 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
7 | Elect John B. McCoy | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Uma Chowdhry | Mgmt | For | For | For | |||
2 | Elect James R. Gavin III | Mgmt | For | For | For | |||
3 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
4 | Elect Kees J. Storm | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2015 Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol B. Einiger | Mgmt | For | Against | Against | |||
2 | Elect Jacob A. Frenkel | Mgmt | For | Against | Against | |||
3 | Elect Joel I. Klein | Mgmt | For | Against | Against | |||
4 | Elect Douglas T. Linde | Mgmt | For | Against | Against | |||
5 | Elect Matthew J. Lustig | Mgmt | For | Against | Against | |||
6 | Elect Alan J. Patricof | Mgmt | For | Against | Against | |||
7 | Elect Ivan G. Seidenberg | Mgmt | For | Against | Against | |||
8 | Elect Owen D. Thomas | Mgmt | For | Against | Against | |||
9 | Elect Martin Turchin | Mgmt | For | Against | Against | |||
10 | Elect David A. Twardock | Mgmt | For | Against | Against | |||
11 | Elect Mortimer B. Zuckerman | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
California Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRC | CUSIP 13057Q107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Justin A. Gannon | Mgmt | For | For | For | |||
1.2 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Sloan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.5 | Elect Gregory J. McCray | Mgmt | For | For | For | |||
1.6 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William A. Owens | Mgmt | For | For | For | |||
1.8 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.9 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.10 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
1.12 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2015 Executive Officer Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Elect James E. Rogers | Mgmt | For | For | For | |||
3 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Franz B. Humer | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
9 | Elect Joan E. Spero | Mgmt | For | For | For | |||
10 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
11 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
12 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
13 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
14 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
15 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
16 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
17 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
18 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
19 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
22 | Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Acquisition | Mgmt | For | For | For | |||
2 | Special: Cancellation of Shares | Mgmt | For | For | For | |||
3 | Ordinary: Issuance of Shares | Mgmt | For | For | For | |||
4 | Special: Amendments to Articles | Mgmt | For | For | For | |||
5 | Ordinary: Reduction in Share Premium Account | Mgmt | For | For | For | |||
6 | Ordinary: Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||
2 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
3 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
4 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Leadership Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Risks in Sugar Supply Chain | ShrHldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adoption of a Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley R. Edens | Mgmt | For | Withhold | Against | |||
1.2 | Elect David A. Handler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Susan Hockfield | Mgmt | For | For | For | |||
7 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
8 | Elect Andrea Jung | Mgmt | For | For | For | |||
9 | Elect Robert W. Lane | Mgmt | For | For | For | |||
10 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
11 | Elect James J. Mulva | Mgmt | For | For | For | |||
12 | Elect James E. Rohr | Mgmt | For | For | For | |||
13 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
14 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
15 | Elect James S. Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Nomination of Retiree Directors | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
4 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hatteras Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTS | CUSIP 41902R103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Hough | Mgmt | For | For | For | |||
1.2 | Elect Benjamin M. Hough | Mgmt | For | For | For | |||
1.3 | Elect David W. Berson | Mgmt | For | For | For | |||
1.4 | Elect Ira G. Kawaller | Mgmt | For | For | For | |||
1.5 | Elect Vicki McElreath | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey D. Miller | Mgmt | For | For | For | |||
1.7 | Elect William V. Nutt, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Thomas D. Wren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
3 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
4 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin S. Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect John T. Dillon | Mgmt | For | For | For | |||
1.3 | Elect Zachary Gund | Mgmt | For | For | For | |||
1.4 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.12 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
1.14 | Elect David K. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
4 | Elect Myra M. Hart | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Risks of Sourcing Eggs from Caged Hens | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Related to Sustainability Report | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect John A. Bryant | Mgmt | For | For | For | |||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
4 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mallinckrodt PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNK | CUSIP G5785G107 | 08/14/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | For | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clay C. Williams | Mgmt | For | For | For | |||
2 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
3 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Ben A. Guill | Mgmt | For | For | For | |||
6 | Elect David D. Harrison | Mgmt | For | For | For | |||
7 | Elect Roger L. Jarvis | Mgmt | For | For | For | |||
8 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
9 | Elect Jeffery A. Smisek | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall, II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
7 | Elect Toni Jennings | Mgmt | For | For | For | |||
8 | Elect Amy B. Lane | Mgmt | For | For | For | |||
9 | Elect James L. Robo | Mgmt | For | For | For | |||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||
13 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Voting Requirement for Shareholder Removal of Director | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Business with Shareholders | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement for Amending Charter and Bylaws | Mgmt | For | For | For | |||
19 | Eliminate thefor cause Requirement for Removal of Director | Mgmt | For | For | For | |||
20 | Lower Minimum Share Ownership Threshold to Call a Special meeting to 20% | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Julie Southern | Mgmt | For | For | For | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Supress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
3 | Elect John W. Conway | Mgmt | For | For | For | |||
4 | Elect Philip G. Cox | Mgmt | For | For | For | |||
5 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
6 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
7 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Elect Armando Zagalo De Lima | Mgmt | For | For | For | |||
14 | Amendment of Company’s Articles to Permit Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios | ShrHldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips S. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Charles B. Stanley | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2015 Long Term Incentive Plan | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Seagate Technology | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STX | CUSIP G7945M107 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | |||
5 | Elect William T. Coleman | Mgmt | For | For | For | |||
6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
7 | Elect Kristen M. Onken | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Gregorio Reyes | Mgmt | For | For | For | |||
10 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
11 | Elect Edward Zander | Mgmt | For | For | For | |||
12 | Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set the Price of Treasury Shares | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Brown | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
4 | Elect David Mahoney | Mgmt | For | For | For | |||
5 | Elect Robert S. Miller | Mgmt | For | For | For | |||
6 | Elect Anita Sands | Mgmt | For | For | For | |||
7 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
8 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
9 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Patrick Artus | Mgmt | For | For | For | |||
7 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
8 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
9 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
11 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Patrick Artus | Mgmt | For | For | For | |||
11 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
12 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
13 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Reincorporation from Minnesota to Delaware | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
4 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
5 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
6 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
7 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dominic Casserley | Mgmt | For | For | For | |||
2 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
3 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
4 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
5 | Elect Robyn S. Kravit | Mgmt | For | For | For | |||
6 | Elect Wendy E. Lane | Mgmt | For | For | For | |||
7 | Elect Francisco Luzón López | Mgmt | For | For | For | |||
8 | Elect James F. McCann | Mgmt | For | For | For | |||
9 | Elect Jaymin Patel | Mgmt | For | For | For | |||
10 | Elect Douglas B. Roberts | Mgmt | For | For | For | |||
11 | Elect Michael Somers | Mgmt | For | For | For | |||
12 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Issue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set Meeting Location | Mgmt | For | For | For | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 07/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dominic Casserley | Mgmt | For | For | For | |||
2 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
3 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
4 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
5 | Elect Robyn S. Kravit | Mgmt | For | For | For | |||
6 | Elect Wendy E. Lane | Mgmt | For | For | For | |||
7 | Elect Francisco Luzon Lopez | Mgmt | For | For | For | |||
8 | Elect James F. McCann | Mgmt | For | For | For | |||
9 | Elect Jaymin Patel | Mgmt | For | For | For | |||
10 | Elect Douglas B. Roberts | Mgmt | For | For | For | |||
11 | Elect Michael Somers | Mgmt | For | For | For | |||
12 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set Meeting Location | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT George Putnam Balanced Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Genetically Modified Ingredients | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Corti | Mgmt | For | For | For | |||
2 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
3 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
4 | Elect Barry Meyer | Mgmt | For | For | For | |||
5 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
6 | Elect Peter Nolan | Mgmt | For | For | For | |||
7 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
8 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.5 | Elect Darren R. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.7 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.8 | Elect J. Paul Raines | Mgmt | For | For | For | |||
1.9 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
1.10 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.11 | Elect O. Temple Sloan, III | Mgmt | For | For | For | |||
1.12 | Elect Jimmie L. Wade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Agnico-Eagle Mines Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEM | CUSIP 008474108 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leanne M. Baker | Mgmt | For | For | For | |||
1.2 | Elect Sean Boyd | Mgmt | For | For | For | |||
1.3 | Elect Martine A. Celej | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Gemmell | Mgmt | For | For | For | |||
1.5 | Elect Bernard Kraft | Mgmt | For | For | For | |||
1.6 | Elect Mel Leiderman | Mgmt | For | For | For | |||
1.7 | Elect Deborah A. McCombe | Mgmt | For | For | For | |||
1.8 | Elect James D. Nasso | Mgmt | For | For | For | |||
1.9 | Elect Sean Riley | Mgmt | For | For | For | |||
1.10 | Elect J. Merfyn Roberts | Mgmt | For | For | For | |||
1.11 | Elect Howard R. Stockford | Mgmt | For | For | For | |||
1.12 | Elect Pertti Voutilainen | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Amendment to the Incentive Share Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | Against | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
3 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
2 | Elect L. Rafael Reif | Mgmt | For | For | For | |||
3 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
4 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allegheny Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATI | CUSIP 01741R102 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.2 | Elect John R. Pipski | Mgmt | For | For | For | |||
1.3 | Elect James E. Rohr | Mgmt | For | For | For | |||
1.4 | Elect David J. Morehouse | Mgmt | For | For | For | |||
2 | Approval of the 2015 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Approval of the Material Terms of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | |||
10 | Amendment to the Senior Executive Performance Plan | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Alstom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALO | cins F0259M475 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Losses | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Philippe Marien (Societe Bouygues) | Mgmt | For | For | For | |||
9 | Elect Olivier Bouygues | Mgmt | For | Against | Against | |||
10 | Elect Katrina Landis | Mgmt | For | For | For | |||
11 | Elect Lalita Gupte | Mgmt | For | For | For | |||
12 | Elect Bi Yong Chungunco | Mgmt | For | For | For | |||
13 | Remuneration of Patrick Kron, chairman and CEO | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Amendments to Articles Regarding Voting Rights | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding General Meetings of Bondholders | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Reiner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | Withhold | Against | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | |||
7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
8 | Elect Richard C. Levin | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
11 | Elect Robert D. Walter | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
9 | Elect Susan N. Story | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect William H. Turner | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect R. A. Walker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Scott R. Peppet | Mgmt | For | For | For | |||
10 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Annie's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNNY | CUSIP 03600T104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly F. Ashby | Mgmt | For | For | For | |||
1.2 | Elect John M. Foraker | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Black | Mgmt | For | For | For | |||
1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | |||
1.5 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
1.6 | Elect Bettina M. Whyte | Mgmt | For | For | For | |||
1.7 | Elect Billie Ida Williamson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Antero Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AR | CUSIP 03674X106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Kagan | Mgmt | For | For | For | |||
1.2 | Elect W. Howard Keenan, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Christopher R. Manning | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Hill | Mgmt | For | For | For | |||
2 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
3 | Elect John H. Short | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 04/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Arista Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANET | CUSIP 040413106 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andreas Bechtolsheim | Mgmt | For | For | For | |||
1.2 | Elect Jayshree Ullal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
8 | Elect Betsy Rafael | Mgmt | For | For | For | |||
9 | Elect Stacy J. Smith | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 employee stock plan | Mgmt | For | For | For | |||
AutoNation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AN | CUSIP 05329W102 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Jackson | Mgmt | For | For | For | |||
2 | Elect Robert J. Brown | Mgmt | For | For | For | |||
3 | Elect Rick L. Burdick | Mgmt | For | For | For | |||
4 | Elect Tomago Collins | Mgmt | For | For | For | |||
5 | Elect David B. Edelson | Mgmt | For | For | For | |||
6 | Elect Robert R. Grusky | Mgmt | For | For | For | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect G. Mike Mikan | Mgmt | For | For | For | |||
9 | Elect Alison H. Rosenthal | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
2 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
3 | Elect Sue E. Gove | Mgmt | For | For | For | |||
4 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For | |||
5 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
6 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
7 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
8 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
9 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | |||
10 | Elect Luis P. Nieto | Mgmt | For | For | For | |||
11 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
12 | 2015 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
1.3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
1.5 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.7 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.8 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.9 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.10 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | |||
1.8 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.9 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.10 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
1.12 | Elect Paula Stern | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley T. Bieligk | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregor P. Bohm | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert M. McLaughlin | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Uma Chowdhry | Mgmt | For | For | For | |||
2 | Elect James R. Gavin III | Mgmt | For | For | For | |||
3 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
4 | Elect Kees J. Storm | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2015 Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHldr | Against | Against | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Boise Cascade Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCC | CUSIP 09739D100 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Fleming | Mgmt | For | For | For | |||
2 | Elect Mack L. Hogans | Mgmt | For | For | For | |||
3 | Elect Christopher J. McGowan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect L. Denis Desautels | Mgmt | For | For | For | |||
1.8 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.9 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory vote on Executive Compensation | Mgmt | For | For | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol B. Einiger | Mgmt | For | Against | Against | |||
2 | Elect Jacob A. Frenkel | Mgmt | For | Against | Against | |||
3 | Elect Joel I. Klein | Mgmt | For | Against | Against | |||
4 | Elect Douglas T. Linde | Mgmt | For | Against | Against | |||
5 | Elect Matthew J. Lustig | Mgmt | For | Against | Against | |||
6 | Elect Alan J. Patricof | Mgmt | For | Against | Against | |||
7 | Elect Ivan G. Seidenberg | Mgmt | For | Against | Against | |||
8 | Elect Owen D. Thomas | Mgmt | For | Against | Against | |||
9 | Elect Martin Turchin | Mgmt | For | Against | Against | |||
10 | Elect David A. Twardock | Mgmt | For | Against | Against | |||
11 | Elect Mortimer B. Zuckerman | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Townes Duncan | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jordan Hitch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Linda A. Mason | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mary Ann Tocio | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Mark D. Schwabero | Mgmt | For | For | For | |||
3 | Elect David V. Singer | Mgmt | For | For | For | |||
4 | Elect Jane L. Warner | Mgmt | For | For | For | |||
5 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys J. Best | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect James R. Gibbs | Mgmt | For | For | For | |||
4 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
1.3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
1.4 | Elect William L. Jews | Mgmt | For | For | For | |||
1.5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
1.6 | Elect J.P. London | Mgmt | For | For | For | |||
1.7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
1.8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
1.9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
1.10 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maxim Ohana | Mgmt | For | Against | Against | |||
2 | Elect Yonathan Melamed | Mgmt | For | Against | Against | |||
3 | Elect Moshe Ronen | Mgmt | For | Against | Against | |||
4 | Elect Avner Naveh | Mgmt | For | Against | Against | |||
5 | Elect Shachar Degani | Mgmt | For | Against | Against | |||
6 | Elect Ram Belinkov | Mgmt | For | Against | Against | |||
7 | Elect Ofer Tsimchi | Mgmt | For | Against | Against | |||
8 | Elect Amichai Beer | Mgmt | For | Against | Against | |||
9 | Elect Or Gilboa | Mgmt | For | Against | Against | |||
10 | Elect Ofer Borovsky | Mgmt | For | Against | Against | |||
11 | Declaration of Material Interest (Election of Mr. Borovsky) | Mgmt | N/A | Against | N/A | |||
12 | Elect Irit Ben-Dov | Mgmt | For | Against | Against | |||
13 | Declaration of Material Interest (Election of Mr. Ben-Dov) | Mgmt | N/A | Against | N/A | |||
14 | Directors' Fees (Not Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
15 | Directors' Fees (Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Chairman's Fees | Mgmt | For | For | For | |||
18 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Canadian Pacific Railway Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CP | CUSIP 13645T100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3.1 | Elect William A. Ackman | Mgmt | For | For | For | |||
3.2 | Elect John Baird | Mgmt | For | For | For | |||
3.3 | Elect Gary F. Colter | Mgmt | For | For | For | |||
3.4 | Elect Isabelle Courville | Mgmt | For | For | For | |||
3.5 | Elect Keith E. Creel | Mgmt | For | For | For | |||
3.6 | Elect E. Hunter Harrison | Mgmt | For | For | For | |||
3.7 | Elect Paul C. Hilal | Mgmt | For | For | For | |||
3.8 | Elect Krystyna T. Hoeg | Mgmt | For | For | For | |||
3.9 | Elect Rebecca MacDonald | Mgmt | For | For | For | |||
3.10 | Elect Anthony R. Melman | Mgmt | For | For | For | |||
3.11 | Elect Linda J. Morgan | Mgmt | For | For | For | |||
3.12 | Elect Andrew F. Reardon | Mgmt | For | For | For | |||
3.13 | Elect Stephen C. Tobias | Mgmt | For | For | For | |||
4 | Advance Notice Provision | Mgmt | For | For | For | |||
5 | Amendments to Articles Regarding Meeting Location | Mgmt | For | For | For | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | For | For | |||
1.2 | Elect Robert McDermott | Mgmt | For | For | For | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | For | For | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | For | For | |||
1.5 | Elect Andrew Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Management Proposal Regarding Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect David P. King | Mgmt | For | For | For | |||
11 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Material Terms of the Management Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
Castlight Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSLT | CUSIP 14862Q100 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Giovanni M. Colella | Mgmt | For | For | For | |||
1.2 | Elect Bryan Roberts | Mgmt | For | For | For | |||
2 | Approve Material Terms of the 2014 Equity Incentive Plan for Purposes of Section 162(m) | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Cemex S.A.B. De C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEMEX | CUSIP 151290889 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Technical Committee Chairman | Mgmt | For | For | For | |||
2 | Amendments to Trust | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
Cemex S.A.B. De C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEMEX | CUSIP 151290889 | 10/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Technical Committee Chairman; Approve Restatement of Clauses of Trust Agreement | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
Cerner Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CERN | CUSIP 156782104 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
2 | Elect Clifford W. Illig | Mgmt | For | For | For | |||
3 | Elect William B. Neaves | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Performance-Based Compensation Plan | Mgmt | For | For | For | |||
7 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
8 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
9 | Elect W. Anthony Will | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 03/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | GreatLand/CCH Transaction | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Lance Conn | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael P. Huseby | Mgmt | For | Withhold | Against | |||
1.3 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.5 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.6 | Elect John D. Markley, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect David C. Merritt | Mgmt | For | Withhold | Against | |||
1.8 | Elect Balan Nair | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas M. Rutledge | Mgmt | For | Withhold | Against | |||
1.10 | Elect Eric L. Zinterhofer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Nuno Brandolini | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
7 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
9 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Elect James E. Rogers | Mgmt | For | For | For | |||
3 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Franz B. Humer | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
9 | Elect Joan E. Spero | Mgmt | For | For | For | |||
10 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
11 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
12 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
13 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
14 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
15 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
16 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
17 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
18 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
19 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
22 | Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect Nicholas J. Deiuliis | Mgmt | For | For | For | |||
1.3 | Elect Philip W. Baxter | Mgmt | For | For | For | |||
1.4 | Elect Alvin R. Carpenter | Mgmt | For | For | For | |||
1.5 | Elect William E. Davis | Mgmt | For | For | For | |||
1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Maureen Lally-Green | Mgmt | For | For | For | |||
1.8 | Elect Gregory A. Lanham | Mgmt | For | For | For | |||
1.9 | Elect John T. Mills | Mgmt | For | For | For | |||
1.10 | Elect William P. Powell | Mgmt | For | For | For | |||
1.11 | Elect William N. Thorndike, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||
6 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
7 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey H. Brotman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel J. Evans | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard A. Galanti | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jeffrey S. Raikes | Mgmt | For | Withhold | Against | |||
1.5 | Elect James D. Sinegal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Director Tenure | ShrHldr | Against | Against | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Acquisition | Mgmt | For | For | For | |||
2 | Special: Cancellation of Shares | Mgmt | For | For | For | |||
3 | Ordinary: Issuance of Shares | Mgmt | For | For | For | |||
4 | Special: Amendments to Articles | Mgmt | For | For | For | |||
5 | Ordinary: Reduction in Share Premium Account | Mgmt | For | For | For | |||
6 | Ordinary: Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Croda International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRDA | CINS G25536106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alan Ferguson | Mgmt | For | For | For | |||
5 | Elect Martin Flower | Mgmt | For | For | For | |||
6 | Elect Steve E. Foots | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Helena Ganczakowski | Mgmt | For | For | For | |||
9 | Elect Keith Layden | Mgmt | For | For | For | |||
10 | Elect Jez Maiden | Mgmt | For | For | For | |||
11 | Elect Nigel Turner | Mgmt | For | For | For | |||
12 | Elect Stephen Williams | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 09/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Article Amendments | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Diplomat Pharmacy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPLO | CUSIP 25456K101 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip R. Hagerman | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Dreyer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect Paula A. Price | Mgmt | For | For | For | |||
7 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
8 | Elect David B. Rickard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lamberto Andreotti | Mgmt | For | TNA | N/A | |||
1.2 | Elect Edward D. Breen | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert A. Brown | Mgmt | For | TNA | N/A | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eleuthere I. du Pont | Mgmt | For | TNA | N/A | |||
1.6 | Elect James L. Gallogly | Mgmt | For | TNA | N/A | |||
1.7 | Elect Marillyn A. Hewson | Mgmt | For | TNA | N/A | |||
1.8 | Elect Lois D. Juliber | Mgmt | For | TNA | N/A | |||
1.9 | Elect Ellen J. Kullman | Mgmt | For | TNA | N/A | |||
1.10 | Elect Ulf M. Schneider | Mgmt | For | TNA | N/A | |||
1.11 | Elect Lee M. Thomas | Mgmt | For | TNA | N/A | |||
1.12 | Elect Patrick J. Ward | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | TNA | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | Against | TNA | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | Against | TNA | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | Against | TNA | N/A | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Nelson Peltz | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee John H. Myers | Mgmt | N/A | Withhold | N/A | |||
1.3 | Elect Dissident Nominee Arthur B. Winkleblack | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Dissident Nominee Robert J. Zatta | Mgmt | N/A | Withhold | N/A | |||
1.5 | Elect Company Nominee Lamberto Andreotti | Mgmt | N/A | For | N/A | |||
1.6 | Elect Company Nominee Edward D. Breen | Mgmt | N/A | For | N/A | |||
1.7 | Elect Company Nominee Eleuthere I. du Pont | Mgmt | N/A | For | N/A | |||
1.8 | Elect Company Nominee James L. Gallogly | Mgmt | N/A | For | N/A | |||
1.9 | Elect Company Nominee Marillyn A. Hewson | Mgmt | N/A | For | N/A | |||
1.10 | Elect Company Nominee Ellen J. Kullman | Mgmt | N/A | For | N/A | |||
1.11 | Elect Company Nominee Ulf M. Schneider | Mgmt | N/A | For | N/A | |||
1.12 | Elect Company Nominee Patrick J. Ward | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | N/A | Against | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | N/A | Against | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | N/A | Against | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | N/A | For | N/A | |||
Eagle Materials Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXP | CUSIP 26969P108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurence E. Hirsch | Mgmt | For | For | For | |||
2 | Elect Michael R. Nicolais | Mgmt | For | For | For | |||
3 | Elect Richard R. Stewart | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
7 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
8 | Elect Denise F. Warren | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Jane L. Peverett | Mgmt | For | For | For | |||
1.8 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.9 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.10 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Option Plan | Mgmt | For | For | For | |||
4 | Authority to Create Preferred Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Hargett | Mgmt | For | For | For | |||
2 | Elect Alan A. Kleier | Mgmt | For | For | For | |||
3 | Elect Stephen A. Snider | Mgmt | For | For | For | |||
4 | Elect Gary C. Youngblood | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adoption of a Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.3 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.4 | Elect William Luby | Mgmt | For | For | For | |||
1.5 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.6 | Elect Christopher B. Paisley | Mgmt | For | Withhold | Against | |||
1.7 | Elect Stephen M. Smith | Mgmt | For | For | For | |||
1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Brady | Mgmt | For | For | For | |||
1.2 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.3 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.4 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gary P. Martin | Mgmt | For | For | For | |||
1.6 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | |||
1.7 | Elect Thomas E. Randlett | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.9 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.10 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.11 | Elect Janice L. Sears | Mgmt | For | For | For | |||
1.12 | Elect Thomas P. Sullivan | Mgmt | For | For | For | |||
1.13 | Elect Claude Zinngrabe, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | For | For | |||
2 | Elect Maura C. Breen | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
6 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect William L. Roper | Mgmt | For | For | For | |||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | |||
1.4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
1.6 | Elect Joseph S. Vassalluzzo | Mgmt | For | For | For | |||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approve 2010 Performance Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Mussafer | Mgmt | For | For | For | |||
1.2 | Elect David Schlessinger | Mgmt | For | For | For | |||
1.3 | Elect Thomas Vellios | Mgmt | For | For | For | |||
1.4 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
1.5 | Elect Joel D. Anderson | Mgmt | For | For | For | |||
1.6 | Elect Kathleen S. Barclay | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Articles of Incorporation and Bylaws to Provide Majority Voting | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley R. Edens | Mgmt | For | Withhold | Against | |||
1.2 | Elect David A. Handler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaztransport Et Technigaz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CINS F42674113 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of financial statements and auditors' report, Approval of non-Deductible Expenses. | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
8 | Non-Compete Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Severance Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Olivier Jacquier | Mgmt | For | Against | Against | |||
11 | Elect Jacques Blanchard | Mgmt | For | Against | Against | |||
12 | Elect Michele Azalbert | Mgmt | For | Against | Against | |||
13 | Elect Christian Germa | Mgmt | For | Against | Against | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Remuneration of Philippe Berterottiere, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
General Growth Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 370023103 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect John K. Haley | Mgmt | For | For | For | |||
5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
6 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
7 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
9 | Elect Mark R Patterson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Allert | Mgmt | For | For | For | |||
1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.3 | Elect Ann N. Reese | Mgmt | For | For | For | |||
1.4 | Elect Hunter C.Smith | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Archbold | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Goldcorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP 380956409 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Bell | Mgmt | For | For | For | |||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | |||
1.3 | Elect Peter J. Dey | Mgmt | For | For | For | |||
1.4 | Elect Douglas M. Holtby | Mgmt | For | For | For | |||
1.5 | Elect Charles A. Jeannes | Mgmt | For | For | For | |||
1.6 | Elect Clement A. Pelletier | Mgmt | For | For | For | |||
1.7 | Elect P. Randy Reifel | Mgmt | For | For | For | |||
1.8 | Elect Ian W. Telfer | Mgmt | For | For | For | |||
1.9 | Elect Blanca Trevino de Vega | Mgmt | For | For | For | |||
1.10 | Elect Kenneth F. Williamson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendments to By-Laws | Mgmt | For | For | For | |||
4 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
1.8 | Elect Ann Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
GrubHub Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUB | CUSIP 400110102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. William Gurley | Mgmt | For | For | For | |||
1.2 | Elect Matthew Maloney | Mgmt | For | For | For | |||
1.3 | Elect Brian McAndrews | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.2 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.4 | Elect Franck J. Moison | Mgmt | For | For | For | |||
1.5 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.6 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.7 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.9 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.10 | Elect David V. Singer | Mgmt | For | For | For | |||
1.11 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCA Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Dennis | Mgmt | For | For | For | |||
1.3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
1.5 | Elect William R. Frist | Mgmt | For | For | For | |||
1.6 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
1.7 | Elect Jay O. Light | Mgmt | For | For | For | |||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
1.9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
1.10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.11 | Elect John W. Rowe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HD Supply Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDS | CUSIP 40416M105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.3 | Elect James A. Rubright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
6 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
7 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
8 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
1.3 | Elect Neal J. Keating | Mgmt | For | For | For | |||
1.4 | Elect John F. Malloy | Mgmt | For | For | For | |||
1.5 | Elect David G. Nord | Mgmt | For | For | For | |||
1.6 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | |||
1.7 | Elect John G. Russell | Mgmt | For | For | For | |||
1.8 | Elect Steven R. Shawley | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Incentive Award Plan | Mgmt | For | For | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
3 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
4 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
3 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
4 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Adoption of a General Voting Standard for Action by Shareholders | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.5 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
1.6 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin S. Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect John T. Dillon | Mgmt | For | For | For | |||
1.3 | Elect Zachary Gund | Mgmt | For | For | For | |||
1.4 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Keurig Green Mountain, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMCR | CUSIP 49271M100 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Steele | Mgmt | For | For | For | |||
1.3 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.12 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
1.14 | Elect David K. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Keysight Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEYS | CUSIP 49338L103 | 03/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald S. Nersesian | Mgmt | For | TNA | N/A | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Approval of 2014 Equity Plan | Mgmt | For | TNA | N/A | |||
5 | Approval of Performance-Based Compensation Plan | Mgmt | For | TNA | N/A | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
4 | Elect Myra M. Hart | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Risks of Sourcing Eggs from Caged Hens | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Related to Sustainability Report | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel K. Frierson | Mgmt | For | For | For | |||
2 | Elect Curtis M. Stevens | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect John A. Bryant | Mgmt | For | For | For | |||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
4 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MarkWest Energy Partners, L.P. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank M. Semple | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald D. Wolf | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael L. Beatty | Mgmt | For | Withhold | Against | |||
1.4 | Elect William A. Bruckmann, III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Donald C. Heppermann | Mgmt | For | Withhold | Against | |||
1.6 | Elect Randall J. Larson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Anne E. Fox Mounsey | Mgmt | For | Withhold | Against | |||
1.8 | Elect William P. Nicoletti | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David G. Maffucci | Mgmt | For | Against | Against | |||
2 | Elect William E. McDonald | Mgmt | For | Against | Against | |||
3 | Elect Frank H. Menaker, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Richard A. Vinroot | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Michael A. Sherman | Mgmt | For | For | For | |||
12 | Elect Elliott Sigal | Mgmt | For | For | For | |||
13 | Elect Robert Singer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Medtronic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.4 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.5 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.6 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.10 | Elect Preetha Reddy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote Standard for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.6 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.7 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.8 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to the 2014 Omnibus Long-term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Patrick Siewert | Mgmt | For | For | For | |||
11 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
3 | Elect James P. Gorman | Mgmt | For | For | For | |||
4 | Elect Robert H. Herz | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
Mylan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Georgens | Mgmt | For | For | For | |||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
3 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
4 | Elect Tor R. Braham | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reapproval of the Annual Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
4 | Elect Alberto Calderon | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall, II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
7 | Elect Toni Jennings | Mgmt | For | For | For | |||
8 | Elect Amy B. Lane | Mgmt | For | For | For | |||
9 | Elect James L. Robo | Mgmt | For | For | For | |||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||
13 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Voting Requirement for Shareholder Removal of Director | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Business with Shareholders | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement for Amending Charter and Bylaws | Mgmt | For | For | For | |||
19 | Eliminate thefor cause Requirement for Removal of Director | Mgmt | For | For | For | |||
20 | Lower Minimum Share Ownership Threshold to Call a Special meeting to 20% | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.2 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Julie Southern | Mgmt | For | For | For | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Supress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Charles H. O'Reilly, Jr. | Mgmt | For | For | For | |||
3 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
4 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect Paul R. Lederer | Mgmt | For | For | For | |||
8 | Elect John Murphy | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Elect Roland C. Smith | Mgmt | For | For | For | |||
5 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
6 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
7 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
8 | Elect V. James Marino | Mgmt | For | For | For | |||
9 | Elect Michael J. Massey | Mgmt | For | For | For | |||
10 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
11 | Elect David M. Szymanski | Mgmt | For | For | For | |||
12 | Elect Nigel Travis | Mgmt | For | For | For | |||
13 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
14 | Approval of the 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Corporate Annual Bonus Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pandora Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
P | CUSIP 698354107 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Leiweke | Mgmt | For | For | For | |||
1.2 | Elect Roger Faxon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Opt Out of Maryland's Unsolicited Takeover Act | ShrHldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jason Giordano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plum Creek Timber Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCL | CUSIP 729251108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rick R. Holley | Mgmt | For | For | For | |||
2 | Elect Robin Josephs | Mgmt | For | For | For | |||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
4 | Elect John G. McDonald | Mgmt | For | For | For | |||
5 | Elect Robert B. McLeod | Mgmt | For | For | For | |||
6 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Laurence A. Selzer | Mgmt | For | For | For | |||
9 | Elect Stephen C. Tobias | Mgmt | For | For | For | |||
10 | Elect Martin A. White | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
2 | Elect Oscar Bernardes | Mgmt | For | Against | Against | |||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Elect Ira D. Hall | Mgmt | For | For | For | |||
6 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | |||
7 | Elect Larry D. McVay | Mgmt | For | For | For | |||
8 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
9 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
10 | Elect Robert L. Wood | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Premier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PINC | CUSIP 74051N102 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. D'Arcy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Lloyd H. Dean | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles E. Hart | Mgmt | For | Withhold | Against | |||
1.4 | Elect Philip A. Incarnati | Mgmt | For | Withhold | Against | |||
1.5 | Elect Alan R. Yordy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Prologis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | CUSIP 74340W103 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||
2 | Elect George L. Fotiades | Mgmt | For | For | For | |||
3 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
5 | Elect J. Michael Losh | Mgmt | For | For | For | |||
6 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
7 | Elect David P. O'Connor | Mgmt | For | For | For | |||
8 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||
9 | Elect Carl B. Webb | Mgmt | For | For | For | |||
10 | Elect William D. Zollars | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PTC Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTC | CUSIP 69370C100 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas F. Bogan | Mgmt | For | For | For | |||
1.2 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.3 | Elect Donald K. Grierson | Mgmt | For | For | For | |||
1.4 | Elect James E. Heppelmann | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Lacy | Mgmt | For | For | For | |||
1.6 | Elect Robert P. Schechter | Mgmt | For | For | For | |||
1.7 | Elect Renato Zambonini | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Reapproval of Performance Goals under the 2009 Executive Cash Incentive Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips S. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Charles B. Stanley | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect James E. Cartwright | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
3 | Elect William S. Kaiser | Mgmt | For | For | For | |||
4 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2015 Long Term Incentive Plan | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexandre Behring | Mgmt | For | Withhold | Against | |||
2 | Elect Marc Caira | Mgmt | For | Withhold | Against | |||
3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
4 | Elect Paul J. Fribourg | Mgmt | For | Withhold | Against | |||
5 | Elect John A. Lederer | Mgmt | For | Withhold | Against | |||
6 | Elect Thomas V. Milroy | Mgmt | For | Withhold | Against | |||
7 | Elect Alan C. Parker | Mgmt | For | Withhold | Against | |||
8 | Elect Daniel S. Schwartz | Mgmt | For | Withhold | Against | |||
9 | Elect Carlos Alberto Sicupira | Mgmt | For | Withhold | Against | |||
10 | Elect Roberto Moses Thompson Motta | Mgmt | For | Withhold | Against | |||
11 | Elect Alexandre van Damme | Mgmt | For | Withhold | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Reduction of Stated Capital | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 02/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratify Previously Granted Equity Awards | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.2 | Elect Tim Coughlin | Mgmt | For | For | For | |||
1.3 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.4 | Elect John Kozarich | Mgmt | For | For | For | |||
1.5 | Elect Gary Lyons | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeffrey Meckler | Mgmt | For | For | For | |||
2 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Company's Certificate Regarding Director Indemnification | Mgmt | For | Against | Against | |||
5 | Bundled Amendments to the Company's Bylaws | Mgmt | For | For | For | |||
6 | Issuance of Common Stock | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Carbone | Mgmt | For | For | For | |||
1.2 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||
1.3 | Elect Cheryl L. Shavers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2015 Long-Term Incentives Plan | Mgmt | For | For | For | |||
Rollins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROL | CUSIP 775711104 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary W. Rollins | Mgmt | For | For | For | |||
1.2 | Elect Larry L. Prince | Mgmt | For | For | For | |||
1.3 | Elect Pamela R. Rollins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 08/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Capital Reduction | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
S&W Seed Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 04/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Private Placement | Mgmt | For | For | For | |||
S&W Seed Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glen D. Bornt | Mgmt | For | For | For | |||
2 | Elect Michael M. Fleming | Mgmt | For | For | For | |||
3 | Elect Mark S. Grewal | Mgmt | For | For | For | |||
4 | Elect Mark J. Harvey | Mgmt | For | For | For | |||
5 | Elect Charles B. Seidler | Mgmt | For | For | For | |||
6 | Elect William S. Smith | Mgmt | For | For | For | |||
7 | Elect Grover T. Wickersham | Mgmt | For | For | For | |||
8 | Elect Mark W. Wong | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Colin L. Powell | Mgmt | For | For | For | |||
6 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
7 | Elect John V. Roos | Mgmt | For | For | For | |||
8 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger Ltd. (Netherlands Antilles) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect K. Vaman Kamath | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Michael E. Marks | Mgmt | For | For | For | |||
7 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
8 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Seagate Technology | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STX | CUSIP G7945M107 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | |||
5 | Elect William T. Coleman | Mgmt | For | For | For | |||
6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
7 | Elect Kristen M. Onken | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Gregorio Reyes | Mgmt | For | For | For | |||
10 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
11 | Elect Edward Zander | Mgmt | For | For | For | |||
12 | Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set the Price of Treasury Shares | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | |||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
5 | Elect William D. Jones | Mgmt | For | For | For | |||
6 | Elect William G. Ouchi | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | For | For | |||
8 | Elect William C. Rusnack | Mgmt | For | For | For | |||
9 | Elect William P. Rutledge | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
5 | Elect Christine King | Mgmt | For | For | For | |||
6 | Elect David P. McGlade | Mgmt | For | For | For | |||
7 | Elect David J. McLachlan | Mgmt | For | For | For | |||
8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Liam O'Mahony | Mgmt | For | Against | Against | |||
5 | Elect Gary McGann | Mgmt | For | Against | Against | |||
6 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
7 | Elect Ian Curley | Mgmt | For | Against | Against | |||
8 | Elect Frits Beurskens | Mgmt | For | Against | Against | |||
9 | Elect Christel Bories | Mgmt | For | Against | Against | |||
10 | Elect Thomas Brodin | Mgmt | For | Against | Against | |||
11 | Elect Irial Finan | Mgmt | For | Against | Against | |||
12 | Elect Samuel Mencoff | Mgmt | For | Against | Against | |||
13 | Elect John Moloney | Mgmt | For | Against | Against | |||
14 | Elect Roberto Newell | Mgmt | For | Against | Against | |||
15 | Elect Paul T. Stecko | Mgmt | For | Against | Against | |||
16 | Elect Rosemary Thorne | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John C. Bates | Mgmt | For | For | For | |||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.11 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | |||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.7 | Elect James M. Mead | Mgmt | For | For | For | |||
1.8 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 10/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect John F. O'Brien | Mgmt | For | For | For | |||
9 | Elect Willow B. Shire | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Patrick Artus | Mgmt | For | For | For | |||
7 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
8 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
9 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
11 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 09/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduce Maximum Board Size | Mgmt | For | For | For | |||
2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerome Squire Griffith | Mgmt | For | For | For | |||
1.2 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Alexander W. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Ulta Salon, Cosmetics & Fragrance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTA | CUSIP 90384S303 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. DiRomualdo | Mgmt | For | For | For | |||
1.2 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||
1.3 | Elect Lorna E. Nagler | Mgmt | For | For | For | |||
1.4 | Elect Michelle L. Collins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Universal Health Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHS | CUSIP 913903100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amended 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
2 | Amended 2010 Employee Restricted Stock Purchase Plan | Mgmt | For | Against | Against | |||
3 | Approval of the Material Terms of Performance Goals Under 2010 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||
3 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms of the Incentive Compensation Plans | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
4 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
5 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
6 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
7 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
4 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
5 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
6 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
9 | Elect Robert D. Reed | Mgmt | For | For | For | |||
10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
11 | Elect James D. Shelton | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Roth | Mgmt | For | For | For | |||
1.2 | Elect Michael D. Fascitelli | Mgmt | For | For | For | |||
1.3 | Elect Russell B. Wight, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
2 | Elect J. Thomas Hill | Mgmt | For | For | For | |||
3 | Elect Cynthia L. Hostetler | Mgmt | For | For | For | |||
4 | Elect Richard T. O'Brien | Mgmt | For | For | For | |||
5 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
6 | Elect Donald B. Rice | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Michael T. Duke | Mgmt | For | For | For | |||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
7 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
8 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
9 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
10 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
11 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
12 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
13 | Elect Jim C. Walton | Mgmt | For | For | For | |||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||
15 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 12/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Walgreens Boots Alliance Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Ledrerer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
10 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
11 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Waters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAT | CUSIP 941848103 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael J. Berendt | Mgmt | For | For | For | |||
1.3 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||
1.5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
1.6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||
1.7 | Elect William J. Miller | Mgmt | For | For | For | |||
1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 09/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Butters | Mgmt | For | For | For | |||
2 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
3 | Elect John D. Gass | Mgmt | For | For | For | |||
4 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
5 | Elect William E. Macaulay | Mgmt | For | For | For | |||
6 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
7 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | |||
8 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
9 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Authorize 2015 Annual Meeting to be Held Outside Ireland | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
4 | Elect Len J. Lauer | Mgmt | For | For | For | |||
5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect John D. Liu | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
WuXi PharmaTech (Cayman) Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WX | CUSIP 929352102 | 11/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Xiaozhong Liu | Mgmt | For | Against | Against | |||
2 | Elect Kian-Wee Seah | Mgmt | For | Against | Against | |||
3 | Elect William R. Keller | Mgmt | For | Against | Against | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.2 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.6 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.7 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/24/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine P. Wynn | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect J. Edward Virtue | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Article Amendment Regarding Dividend Limitation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | N/A | TNA | N/A | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Hagenbuch | Mgmt | For | For | For | |||
1.2 | Elect J. Edward Virtue | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendment Regarding Dividend Limitation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
2 | Elect Greg Creed | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
7 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
8 | Elect David C. Novak | Mgmt | For | For | For | |||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
ABB Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBN | CINS H0010V101 | 04/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Reduction in Par Value of Shares; Capital Distribution | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
9 | Board Compensation | Mgmt | For | TNA | N/A | |||
10 | Executive Compensation | Mgmt | For | TNA | N/A | |||
11 | Elect Roger Agnelli | Mgmt | For | TNA | N/A | |||
12 | Elect Matti Alahuhta | Mgmt | For | TNA | N/A | |||
13 | Elect David Constable | Mgmt | For | TNA | N/A | |||
14 | Elect Louis R. Hughes | Mgmt | For | TNA | N/A | |||
15 | Elect Michel de Rosen | Mgmt | For | TNA | N/A | |||
16 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | |||
17 | Elect Ying Yeh | Mgmt | For | TNA | N/A | |||
18 | Elect Peter R. Voser as Chairman | Mgmt | For | TNA | N/A | |||
19 | Elect David Constable as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Michel de Rosen as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Ying Yeh as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Appointment of the Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Acadia Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACAD | CUSIP 004225108 | 06/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. Bigger | Mgmt | For | For | For | |||
1.2 | Elect Torsten E. Rasmussen | Mgmt | For | For | For | |||
1.3 | Elect Daniel Soland | Mgmt | For | For | For | |||
2 | Amendment to 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Access National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANCX | CUSIP 004337101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael W. Clarke | Mgmt | For | For | For | |||
1.2 | Elect James L. Jadlos | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Accuray Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARAY | CUSIP 004397105 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | |||
2 | Elect Dennis L. Winger | Mgmt | For | For | For | |||
3 | Elect Jack Goldstein | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
12 | Elect Michael P. Connors | Mgmt | For | For | For | |||
13 | Elect John A. Edwardson | Mgmt | For | For | For | |||
14 | Elect Peter Menikoff | Mgmt | For | For | For | |||
15 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect Evan G. Greenberg as chairman of the board | Mgmt | For | For | For | |||
23 | Elect Michael P. Connors | Mgmt | For | For | For | |||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
25 | Elect John A. Edwardson | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
28 | Amendments to Articles Relating to VeguV (General Amendments) | Mgmt | For | For | For | |||
29 | Amendments to Articles Relating to VeguV (Compensation Provisions) | Mgmt | For | For | For | |||
30 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
31 | Executive Compensation | Mgmt | For | For | For | |||
32 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
33 | Additional or Miscellanious Proposals | ShrHldr | For | For | For | |||
Aceto Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACET | CUSIP 004446100 | 12/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert L. Eilender | Mgmt | For | For | For | |||
1.2 | Elect Salvatore Guccione | Mgmt | For | For | For | |||
1.3 | Elect Hans C. Noetzli | Mgmt | For | For | For | |||
1.4 | Elect William N. Britton | Mgmt | For | For | For | |||
1.5 | Elect Natasha Giordano | Mgmt | For | For | For | |||
1.6 | Elect Alan G. Levin | Mgmt | For | For | For | |||
1.7 | Elect Daniel B. Yarosh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Corti | Mgmt | For | For | For | |||
2 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
3 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
4 | Elect Barry Meyer | Mgmt | For | For | For | |||
5 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
6 | Elect Peter Nolan | Mgmt | For | For | For | |||
7 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
8 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Acxiom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACXM | CUSIP 005125109 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy R. Cadogan | Mgmt | For | For | For | |||
2 | Elect William T. Dillard II | Mgmt | For | For | For | |||
3 | Elect Scott E. Howe | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Adecco SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADEN | CINS H00392318 | 04/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Rolf Dorig as Chairman | Mgmt | For | TNA | N/A | |||
10 | Elect Dominique-Jean Chertier | Mgmt | For | TNA | N/A | |||
11 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
12 | Elect Didier Lamouche | Mgmt | For | TNA | N/A | |||
13 | Elect Thomas C. O'Neill | Mgmt | For | TNA | N/A | |||
14 | Elect David N. Prince | Mgmt | For | TNA | N/A | |||
15 | Elect Wanda Rapaczynski | Mgmt | For | TNA | N/A | |||
16 | Elect Kathleen P. Taylor | Mgmt | For | TNA | N/A | |||
17 | Elect Jean-Christophe Deslarzes | Mgmt | For | TNA | N/A | |||
18 | Elect Alexander Gut as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Thomas O'Neill as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Wanda Rapaczynski as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor for Interim Statements | Mgmt | For | TNA | N/A | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Geraint Jones | Mgmt | For | For | For | |||
6 | Elect Penny James | Mgmt | For | For | For | |||
7 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
8 | Elect Henry Engelhardt | Mgmt | For | For | For | |||
9 | Elect David Stevens | Mgmt | For | For | For | |||
10 | Elect Margaret Johnson | Mgmt | For | For | For | |||
11 | Elect Lucy Kellaway | Mgmt | For | For | For | |||
12 | Elect Manfred Aldag | Mgmt | For | For | For | |||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
14 | Elect Annette Court | Mgmt | For | For | For | |||
15 | Elect Jean Park | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Approve Discretionary Free Share Scheme | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Terry Hudgens | Mgmt | For | For | For | |||
1.6 | Elect Thomas M. Rohrs | Mgmt | For | For | For | |||
1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Konomos | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Individual Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Amancio Lopez Seijas | Mgmt | For | Against | Against | |||
8 | Elect Jaime Terceiro Lomba | Mgmt | For | Against | Against | |||
9 | Elect Jose Luis Bonet Ferrer | Mgmt | For | Against | Against | |||
10 | Elect Pilar Fabregat Romera | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Amendments to Article 31 | Mgmt | For | For | For | |||
13 | Amendments to Article 34 | Mgmt | For | For | For | |||
14 | Amendments to Article 43 | Mgmt | For | For | For | |||
15 | Amendments to Article 44 | Mgmt | For | For | For | |||
16 | Amendments to Article 47 | Mgmt | For | For | For | |||
17 | Amendments to Article 12 of the General Meeting Regulations | Mgmt | For | For | For | |||
18 | Amendments to Article 25 of the General Meeting Regulations | Mgmt | For | For | For | |||
19 | Amendments to Article 41 of the General Meeting Regulations | Mgmt | For | For | For | |||
20 | Amendments to Articles 43 and 44 of the General Meeting Regulations | Mgmt | For | For | For | |||
21 | Amendments to Article 45 of the General Meeting Regulations | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding CNMC Agreement | ShrHldr | N/A | Against | N/A | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AG Mortgage Investment Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MITT | CUSIP 001228105 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur S. Ainsberg | Mgmt | For | For | For | |||
1.2 | Elect Andrew L. Berger | Mgmt | For | For | For | |||
1.3 | Elect Joseph LaManna | Mgmt | For | For | For | |||
1.4 | Elect Jonathan Lieberman | Mgmt | For | For | For | |||
1.5 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.6 | Elect David Roberts | Mgmt | For | For | For | |||
1.7 | Elect Frank Stadelmaier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 04/02/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
4 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Amendments to Articles Regarding Issue Premiums | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles Regarding the Board of Directors | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Deliberations and Decisions | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles Regarding the Management of the Company | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles Regarding Representation | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles Regarding the Ordinary General Meeting of Shareholders | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
13 | CANCELLATION OF VVPR STRIPS | Mgmt | For | TNA | N/A | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 04/29/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Elect Christophe Boizard | Mgmt | For | TNA | N/A | |||
9 | Elect Filip Coremans | Mgmt | For | TNA | N/A | |||
10 | Elect Jozef De Mey | Mgmt | For | TNA | N/A | |||
11 | Elect Guy de Selliers | Mgmt | For | TNA | N/A | |||
12 | Elect Lionel Perl | Mgmt | For | TNA | N/A | |||
13 | Elect Jan Zegering Hadders | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
16 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles Regarding Issue Premiums | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Regarding the Board of Directors | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Deliberations and Decisions | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles Regarding the Management of the Company | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles Regarding Representation | Mgmt | For | TNA | N/A | |||
22 | Amendments to Articles Regarding the Ordinary General Meeting of Shareholders | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
24 | Cancellation of VVPR Strips | Mgmt | For | TNA | N/A | |||
Agree Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADC | CUSIP 008492100 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Agree | Mgmt | For | For | For | |||
1.2 | Elect John Rakolta, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jerome Rossi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Technical Amendments to Stock Transfer Restrictions | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | |||
6 | Elect CHOW Chung Kong | Mgmt | For | For | For | |||
7 | Elect John B Harrison | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Dick Sluimers | Mgmt | For | Against | Against | |||
10 | Elect Peggy Bruzelius | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Sylvia Summers | Mgmt | For | For | For | |||
9 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
10 | Elect Louis R. Hughes | Mgmt | For | For | For | |||
11 | Elect Olivier Piou | Mgmt | For | For | For | |||
12 | Elect Laurent du Mouza as Censor | Mgmt | For | For | For | |||
13 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Camus, Chairman | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
26 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J204 | 08/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
2 | Elect Regina Benjamin | Mgmt | For | For | For | |||
3 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||
4 | Elect John F. Levy | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Brian A. Markison | Mgmt | For | For | For | |||
7 | Elect Sir Tom McKillop | Mgmt | For | For | For | |||
8 | Elect John Quelch | Mgmt | For | For | For | |||
9 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to Certificate of Incorporation to Allow 25% of Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alexander & Baldwin Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALEX | CUSIP 014491104 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles G. King | Mgmt | For | For | For | |||
1.2 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
1.3 | Elect Jenai S. Wall | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alimera Sciences Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALIM | CUSIP 016259103 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen Bradley | Mgmt | For | For | For | |||
1.2 | Elect Garheng Kong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Floyd E. Bloom | Mgmt | For | For | For | |||
2 | Elect Nancy J. Wysenski | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Change of 2016 annual meeting venue. | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Alliant Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNT | CUSIP 018802108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann K. Newhall | Mgmt | For | For | For | |||
1.2 | Elect Dean C. Oestreich | Mgmt | For | For | For | |||
1.3 | Elect Carol P. Sanders | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Callahan | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
1.3 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
1.4 | Elect Martin C. Faga | Mgmt | For | For | For | |||
1.5 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
1.6 | Elect April H. Foley | Mgmt | For | For | For | |||
1.7 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
1.8 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
1.9 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sandy Hook Principles | ShrHldr | Against | Against | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/06/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendment to Articles Regarding Appointment of Employee Representatives | Mgmt | For | TNA | N/A | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amend Articles of Association to Change Registered Office | Mgmt | For | For | For | |||
2 | Amendments to Articles of Association to Define the Duties of the Compensation Committee | Mgmt | For | For | For | |||
3 | Amendments to Articles of Association Define Compensation Principles | Mgmt | For | For | For | |||
4 | Amendments to Articles of Association to Limit Notice Period and Prohibit Loans | Mgmt | For | For | For | |||
5 | Amendments to Articles of Association to Limit the Number of Outside Board Seats | Mgmt | For | For | For | |||
6 | Amendments to Articles of Association to Provide for Binding Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
8 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
9 | Elect James F. Duffy | Mgmt | For | For | For | |||
10 | Elect Bart Friedman | Mgmt | For | For | For | |||
11 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
12 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
13 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
14 | Elect Scott A. Carmilani as Chairmam | Mgmt | For | For | For | |||
15 | Election of Barbara T. Alexander | Mgmt | For | For | For | |||
16 | Election of James F. Duffy | Mgmt | For | For | For | |||
17 | Election of Bart Friedman | Mgmt | For | For | For | |||
18 | Election of Patrick de Saint-Aignan | Mgmt | For | For | For | |||
19 | Election of Eric S. Schwartz | Mgmt | For | For | For | |||
20 | Election of Samuel J. Weinhoff | Mgmt | For | For | For | |||
21 | Election of Independent Proxy | Mgmt | For | For | For | |||
22 | Approve 2015 Executive Compensation under Swiss Law | Mgmt | For | For | For | |||
23 | Approve 2015 Compensation for Directors | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
25 | 2014 Annual Report and Financial Statements | Mgmt | For | For | For | |||
26 | Retention of Disposable Profits | Mgmt | For | For | For | |||
27 | Approval of Dividends Payments | Mgmt | For | For | For | |||
28 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
29 | Appointment of Independent and Statutory Auditors | Mgmt | For | For | For | |||
30 | Appointment of Special Auditor | Mgmt | For | For | For | |||
31 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
32 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allison Transmission Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSN | CUSIP 01973R101 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence E. Dewey | Mgmt | For | For | For | |||
1.2 | Elect Thomas W. Rabaut | Mgmt | For | For | For | |||
1.3 | Elect Richard V. Reynolds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of 2016 Bonus Incentive Plan | Mgmt | For | For | For | |||
Allot Communications Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLT | CUSIP M0854Q105 | 10/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Itzhak Danziger | Mgmt | For | For | For | |||
2 | Elect Miron Kenneth | Mgmt | For | For | For | |||
3 | Employment Terms of CEO | Mgmt | For | For | For | |||
4 | Indemnification Agreement for CEO | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Alstom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALO | CINS F0259M475 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Losses | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Philippe Marien (Societe Bouygues) | Mgmt | For | For | For | |||
9 | Elect Olivier Bouygues | Mgmt | For | Against | Against | |||
10 | Elect Katrina Landis | Mgmt | For | For | For | |||
11 | Elect Lalita Gupte | Mgmt | For | For | For | |||
12 | Elect Bi Yong Chungunco | Mgmt | For | For | For | |||
13 | Remuneration of Patrick Kron, chairman and CEO | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Amendments to Articles Regarding Voting Rights | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding General Meetings of Bondholders | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Altra Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIMC | CUSIP 02208R106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edmund M. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Carl R. Christenson | Mgmt | For | For | For | |||
1.3 | Elect Lyle G. Ganske | Mgmt | For | For | For | |||
1.4 | Elect Michael S. Lipscomb | Mgmt | For | For | For | |||
1.5 | Elect Larry McPherson | Mgmt | For | For | For | |||
1.6 | Elect Thomas W. Swidarski | Mgmt | For | For | For | |||
1.7 | Elect James H. Woodward, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
1.3 | Elect John A. Fallon | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
1.5 | Elect Lesley Russell | Mgmt | For | For | For | |||
1.6 | Elect Gino Santini | Mgmt | For | For | For | |||
1.7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
1.8 | Elect James R. Sulat | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Amcor Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMC | CINS Q03080100 | 10/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Paul V. Brasher | Mgmt | For | For | For | |||
3 | Elect Eva Cheng | Mgmt | For | For | For | |||
4 | Re-elect John G. Thorn | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Ken MacKenzie) | Mgmt | For | Against | Against | |||
6 | Approve Termination Benefits | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Simon Olswang | Mgmt | For | For | For | |||
5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
6 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
7 | Elect Clayton M. Christensen | Mgmt | For | For | For | |||
8 | Elect Eli Gelman | Mgmt | For | For | For | |||
9 | Elect James S. Kahan | Mgmt | For | For | For | |||
10 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
11 | Elect Giora Yaron | Mgmt | For | For | For | |||
12 | Increase of Dividends | Mgmt | For | For | For | |||
13 | Amendment to the 1998 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
14 | Accounts and Reports | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Amec Foster Wheeler Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMFW | CINS G02604117 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Stephanie Newby | Mgmt | For | For | For | |||
6 | Elect Kent Masters | Mgmt | For | For | For | |||
7 | Elect John Connolly | Mgmt | For | For | For | |||
8 | Elect Samir Brikho | Mgmt | For | For | For | |||
9 | Elect Ian P. McHoul | Mgmt | For | For | For | |||
10 | Elect Linda Adamany | Mgmt | For | For | For | |||
11 | Elect Neil A.P. Carson | Mgmt | For | For | For | |||
12 | Elect Colin Day | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | SAYE Scheme | Mgmt | For | For | For | |||
16 | Long Term Incentive Plan | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AMEC plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMEC | CINS G02604117 | 10/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Foster Wheeler Offer | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Change of Company Name | Mgmt | For | For | For | |||
Amedisys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMED | CUSIP 023436108 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda J. Hall | Mgmt | For | For | For | |||
1.2 | Elect Paul B. Kusserow | Mgmt | For | For | For | |||
1.3 | Elect Ronald A. LaBorde | Mgmt | For | For | For | |||
1.4 | Elect Jake L. Netterville | Mgmt | For | For | For | |||
1.5 | Elect Bruce D. Perkins | Mgmt | For | For | For | |||
1.6 | Elect Donald A. Washburn | Mgmt | For | For | For | |||
1.7 | Elect Nathaniel M. Zilkha | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Dauch | Mgmt | For | For | For | |||
1.2 | Elect William L. Kozyra | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter D. Lyons | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
American Capital Agency Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 02503X105 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Couch | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Randy E. Dobbs | Mgmt | For | For | For | |||
4 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
5 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
6 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
7 | Elect Malon Wilkus | Mgmt | For | For | For | |||
8 | Elect John R. Erickson | Mgmt | For | For | For | |||
9 | Elect Samuel A. Flax | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David S. Mulcahy | Mgmt | For | For | For | |||
1.2 | Elect David J. Noble | Mgmt | For | For | For | |||
1.3 | Elect A.J. Strickland, III | Mgmt | For | For | For | |||
1.4 | Elect Harley A. Whitfield, Sr. | Mgmt | For | For | For | |||
2 | 2014 Independent Insurance Agent Restricted Stock and RSU Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Malone | Mgmt | For | For | For | |||
2 | Elect Elizabeth R. Varet | Mgmt | For | For | For | |||
3 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
4 | Shareholder Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Amsurg Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSG | CUSIP 03232P405 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas G. Cigarran | Mgmt | For | For | For | |||
1.2 | Elect John T. Gawaluck | Mgmt | For | For | For | |||
1.3 | Elect Cynthia S. Miller | Mgmt | For | For | For | |||
1.4 | Elect John W. Popp, Jr. | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Susan C. Fisch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | |||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jay J. Miller | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
2 | Approval of Amended and Restated Amtrust 2007 Performance Plan | Mgmt | For | For | For | |||
Ana Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9202 | CINS J51914109 | 06/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Shinichiroh Itoh | Mgmt | For | For | For | |||
5 | Elect Shinya Katanozaka | Mgmt | For | For | For | |||
6 | Elect Shigeyuki Takemura | Mgmt | For | For | For | |||
7 | Elect Kiyoshi Tonomoto | Mgmt | For | For | For | |||
8 | Elect Toyoyuki Nagamine | Mgmt | For | For | For | |||
9 | Elect Yuji Hirako | Mgmt | For | For | For | |||
10 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
11 | Elect Shohsuke Mori | Mgmt | For | For | For | |||
12 | Elect Ado Yamamoto | Mgmt | For | For | For | |||
13 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
14 | Elect Sumihito Ohkawa | Mgmt | For | For | For | |||
15 | Elect Yoshinori Maruyama | Mgmt | For | For | For | |||
16 | Performance-Linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/29/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
10 | Elect M. Michele Burns | Mgmt | For | TNA | N/A | |||
11 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | |||
12 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||
13 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |||
14 | Elect Stefan Descheemaeker | Mgmt | For | TNA | N/A | |||
15 | Remuneration Report | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
18 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Ann Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANN | CUSIP 035623107 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James J. Burke, Jr. | Mgmt | For | For | For | |||
2 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | |||
3 | Elect Linda A. Huett | Mgmt | For | For | For | |||
4 | Elect Kay Krill | Mgmt | For | For | For | |||
5 | Elect Stacey Rauch | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Hill | Mgmt | For | For | For | |||
2 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
3 | Elect John H. Short | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Antofagasta plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTO | CINS G0398N128 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jean-Paul Luksic Fontbona | Mgmt | For | For | For | |||
5 | Elect William M. Hayes | Mgmt | For | For | For | |||
6 | Elect Gonzalo Menendez Duque | Mgmt | For | For | For | |||
7 | Elect Ramon F. Jara | Mgmt | For | For | For | |||
8 | Elect Juan Claro Gonzalez | Mgmt | For | For | For | |||
9 | Elect Hugo Dryland | Mgmt | For | For | For | |||
10 | Elect Timothy C. Baker | Mgmt | For | For | For | |||
11 | Elect Manuel Lino S. De Sousa-Oliveira | Mgmt | For | For | For | |||
12 | Elect Andronico Luksic Craig | Mgmt | For | Against | Against | |||
13 | Elect Vivianne Blanlot | Mgmt | For | For | For | |||
14 | Elect Jorge Bande Bruck | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Set General Meeting Notice Period at 14 Dyas | Mgmt | For | Against | Against | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Aon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||
5 | Elect James W. Leng | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | For | For | |||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authorization of Political Donations and Expenditures | Mgmt | For | For | For | |||
Apollo Commercial Real Estate Finance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARI | CUSIP 03762U105 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffery M. Gault | Mgmt | For | For | For | |||
1.2 | Elect Mark C. Biderman | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Kasdin | Mgmt | For | For | For | |||
1.4 | Elect Eric L. Press | Mgmt | For | For | For | |||
1.5 | Elect Scott S. Prince | Mgmt | For | For | For | |||
1.6 | Elect Stuart A. Rothstein | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Salvati | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | N/A | For | N/A | |||
Apollo Residential Mortgage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMTG | CUSIP 03763V102 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark C. Biderman | Mgmt | For | For | For | |||
1.2 | Elect Thomas D. Christopoul | Mgmt | For | For | For | |||
1.3 | Elect Michael A. Commaroto | Mgmt | For | For | For | |||
1.4 | Elect James E. Galowski | Mgmt | For | For | For | |||
1.5 | Elect Frederick N. Khedouri | Mgmt | For | For | For | |||
1.6 | Elect Frederick J. Kleisner | Mgmt | For | For | For | |||
1.7 | Elect Hope S. Taitz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
ArcBest Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCB | CUSIP 03937C105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Alden | Mgmt | For | For | For | |||
1.2 | Elect Fred A. Allardyce | Mgmt | For | For | For | |||
1.3 | Elect William M. Legg | Mgmt | For | For | For | |||
1.4 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
1.5 | Elect John H. Morris | Mgmt | For | For | For | |||
1.6 | Elect Craig E. Philip | Mgmt | For | For | For | |||
1.7 | Elect Steven L. Spinner | Mgmt | For | For | For | |||
1.8 | Elect Janice E. Stipp | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Young, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Executive Officer Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Naranayan Vaghul | Mgmt | For | For | For | |||
7 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
8 | Elect Tye W. Burt | Mgmt | For | For | For | |||
9 | Elect Karyn Ovelmen | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ardelyx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARDX | CUSIP 039697107 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Annalisa Jenkins | Mgmt | For | For | For | |||
1.2 | Elect Peter Schultz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Arlington Asset Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AI | CUSIP 041356205 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric F. Billings | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Altobello | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.4 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.5 | Elect Peter A. Gallagher | Mgmt | For | For | For | |||
1.6 | Elect Ralph S. Michael, III | Mgmt | For | For | For | |||
1.7 | Elect Anthony P. Nader, III. | Mgmt | For | For | For | |||
1.8 | Elect J. Rock Tonkel, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Armour Residential REIT Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARR | CUSIP 042315101 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott J. Ulm | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey J. Zimmer | Mgmt | For | For | For | |||
1.3 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
1.4 | Elect Marc H. Bell | Mgmt | For | For | For | |||
1.5 | Elect Carolyn Downey | Mgmt | For | For | For | |||
1.6 | Elect Thomas K. Guba | Mgmt | For | For | For | |||
1.7 | Elect Robert C. Hain | Mgmt | For | For | For | |||
1.8 | Elect John P. Hollihan III | Mgmt | For | For | For | |||
1.9 | Elect Stewart J. Paperin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Array Biopharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRY | CUSIP 04269X105 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kyle A. Lefkoff | Mgmt | For | For | For | |||
1.2 | Elect Ron Squarer | Mgmt | For | For | For | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Arris Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP 04270V106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alex B. Best | Mgmt | For | For | For | |||
2 | Elect Harry L. Bosco | Mgmt | For | For | For | |||
3 | Elect J. Timothy Bryan | Mgmt | For | For | For | |||
4 | Elect James A. Chiddix | Mgmt | For | For | For | |||
5 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
6 | Elect Jeong Kim | Mgmt | For | For | For | |||
7 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
8 | Elect Doreen A. Toben | Mgmt | For | For | For | |||
9 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
10 | Elect David A. Woodle | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Aruba Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARUN | CUSIP 043176106 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic P. Orr | Mgmt | For | For | For | |||
1.2 | Elect Keerti Melkote | Mgmt | For | For | For | |||
1.3 | Elect Bernard Guidon | Mgmt | For | For | For | |||
1.4 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
1.5 | Elect Michael R. Kourey | Mgmt | For | For | For | |||
1.6 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
1.7 | Elect Juergen Rottler | Mgmt | For | For | For | |||
1.8 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Asaleo Care Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHY | CINS Q0557U102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Harry Boon | Mgmt | For | Against | Against | |||
3 | Elect Nils Lindholm | Mgmt | For | Against | Against | |||
4 | Appoint Auditor | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Ascena Retail Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Jaffe | Mgmt | For | For | For | |||
1.2 | Elect Klaus Eppler | Mgmt | For | For | For | |||
1.3 | Elect Kate Buggeln | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ashford Hospitality Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CUSIP 044103109 | 05/12/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Monty J. Bennett | Mgmt | For | TNA | N/A | |||
1.2 | Elect Benjamin J. Ansell | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas E. Callahan | Mgmt | For | TNA | N/A | |||
1.4 | Elect Amish Gupta | Mgmt | For | TNA | N/A | |||
1.5 | Elect Kamal Jafarnia | Mgmt | For | TNA | N/A | |||
1.6 | Elect Philip S. Payne | Mgmt | For | TNA | N/A | |||
1.7 | Elect Alan L. Tallis | Mgmt | For | TNA | N/A | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Amend Bylaws to Increase Ownership Requirement for Shareholder Director Nominations and Other Proposals | Mgmt | For | TNA | N/A | |||
Ashford Hospitality Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CUSIP 044103109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Monty J. Bennett | Mgmt | N/A | For | N/A | |||
2 | Elect Benjamin J. Ansell | Mgmt | N/A | Abstain | N/A | |||
3 | Elect Thomas E. Callahan | Mgmt | N/A | Abstain | N/A | |||
4 | Elect Amish Gupta | Mgmt | N/A | For | N/A | |||
5 | Elect Kamal Jafarnia | Mgmt | N/A | Abstain | N/A | |||
6 | Elect Philip S. Payne | Mgmt | N/A | For | N/A | |||
7 | Elect Alan L. Tallis | Mgmt | N/A | For | N/A | |||
8 | Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | |||
9 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
10 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
11 | Amend Bylaws to Increase Ownership Requirement for Shareholder Director Nominations and Other Proposals | Mgmt | N/A | Against | N/A | |||
12 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHldr | N/A | For | N/A | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | N/A | For | N/A | |||
14 | Shareholder Proposal Regarding Annual Director Elections | ShrHldr | N/A | For | N/A | |||
15 | Shareholder Proposal Regarding Poison Pills | ShrHldr | N/A | For | N/A | |||
16 | Shareholder Proposal Regarding Chair and CEO Ownership of Advisor Shares | ShrHldr | N/A | Against | N/A | |||
17 | Shareholder Proposal Regarding Amendments to Advisory Agreements | ShrHldr | N/A | Against | N/A | |||
18 | Shareholder Proposal Regarding Amendments to Exclusivity Agreement with Remington Lodging | ShrHldr | N/A | Against | N/A | |||
Ashford Hospitality Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CUSIP 044103109 | 12/19/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Shareholder Proposal to Call Special Meeting Regarding Spin-Off and Bylaw Amendments | ShrHldr | For | TNA | N/A | |||
Ashford Hospitality Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CUSIP 044103109 | 12/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Shareholder Proposal to Call Special Meeting Regarding Spin-Off and Bylaw Amendments | ShrHldr | N/A | Against | N/A | |||
Ashford Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AINC | CUSIP 044104107 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Mauldin | Mgmt | For | For | For | |||
1.2 | Elect Gerald J. Reihsen | Mgmt | For | For | For | |||
2 | Amendment to Declassify the Board of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Extension of Shareholder Rights Plan | Mgmt | For | Against | Against | |||
5 | Amend Bylaws to Increase Ownership Requirement for Shareholder Director Nominations and Other Proposals | Mgmt | For | Against | Against | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059202 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
10 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Annet Aris to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect Gerard Kleisterlee to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | |||
21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn Jones | Mgmt | For | For | For | |||
1.2 | Elect Gary Gregg | Mgmt | For | For | For | |||
1.3 | Elect Bret Pearlman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Aspen Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZPN | CUSIP 045327103 | 12/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joan C. McArdle | Mgmt | For | For | For | |||
1.2 | Elect Simon J. Orebi Gann | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase and Transfer Shares | Mgmt | For | TNA | N/A | |||
24 | Long-Term Incentive Plan 2015 | Mgmt | For | TNA | N/A | |||
25 | Stock Split | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Assicurazioni Generali S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CINS T05040109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Flavio Cattaneo | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Group LTIP 2015 | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares to Service Incentive Plan | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights to Service Incentive Plan | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
10 | Elect Javier Ferran | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect Peter A. Smith | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Yutaka Kase | Mgmt | For | For | For | |||
7 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
8 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
9 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
10 | Elect Hitoshi Kanamori as Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Performance-linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atlas Copco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATCO-A | CINS W10020118 | 04/28/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
15 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
19 | Performance Option Plan 2015 | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares Pursuant to 2015 Performance Option Plan | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | TNA | N/A | |||
22 | Authority to Transfer Treasury Shares Pursuant to 2015 Performance Option Plan | Mgmt | For | TNA | N/A | |||
23 | Authority to Issue Treasury Shares Pursuant to Directors' Fees | Mgmt | For | TNA | N/A | |||
24 | Authority to Issue Treasury Shares Pursuant to 2010, 2011 and 2012 Stock Option Plans | Mgmt | For | TNA | N/A | |||
25 | Stock Split | Mgmt | For | TNA | N/A | |||
26 | Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
27 | Bonus Issue | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Article 6 | Mgmt | For | For | For | |||
6 | Amendments to Articles 18, 19, 21, 22, 23, 26, 31 and 32 | Mgmt | For | For | For | |||
7 | Amendments to Articles 33 to 43 and New Article 45 | Mgmt | For | For | For | |||
8 | Amendments to Articles 45 to 51 | Mgmt | For | For | For | |||
9 | Amendments to General Meeting Regulation Article 1 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation Article 4 | Mgmt | For | For | For | |||
11 | Amendments to General Meeting Regulation Article 7, 8, 9, 10 and 11 | Mgmt | For | For | For | |||
12 | Amendments to General Meeting Regulation Articles 13, 15, 17, 18 and 19 | Mgmt | For | For | For | |||
13 | Amendments to General Meeting Regulation Article 20 | Mgmt | For | For | For | |||
14 | Amendments to General Meeting Regulation Articles 25, 28, 29, 30, 31, 32, 33 and 34 | Mgmt | For | For | For | |||
15 | Elect Maurizio Carlotti | Mgmt | For | Against | Against | |||
16 | Elect Mauricio Casals Aldama | Mgmt | For | Against | Against | |||
17 | Elect Aurora Cata Sala | Mgmt | For | Against | Against | |||
18 | Elect Jose Creuheras Margenat | Mgmt | For | Against | Against | |||
19 | Elect Marco Drago | Mgmt | For | Against | Against | |||
20 | Elect Maria Entrecanales Franco | Mgmt | For | Against | Against | |||
21 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
22 | Ratify Co-option and Elect Jose Manuel Lara Garcia | Mgmt | For | Against | Against | |||
23 | Ratify Co-option and Elect Media Produccion S.L.U. (Josep Maria Benet Ferran) | Mgmt | For | Against | Against | |||
24 | Elect Patricia Estany | Mgmt | For | Against | Against | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Debt Instruments w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Remuneration Report | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AtriCure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRC | CUSIP 04963C209 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael H. Carrel | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Collar | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Drake | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Hooven | Mgmt | For | For | For | |||
1.5 | Elect Richard M. Johnston | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth D. Krell | Mgmt | For | For | For | |||
1.7 | Elect Mark R. Lanning | Mgmt | For | For | For | |||
1.8 | Elect Karen P. Robards | Mgmt | For | For | For | |||
1.9 | Elect Robert S. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | |||
4 | Elect David M. Gonski | Mgmt | For | For | For | |||
5 | Elect John T. MacFarlane | Mgmt | For | For | For | |||
6 | Elect Ilana Atlas | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Reporting the Financing of Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Jan G. Haars as Supervisory Board Member | Mgmt | For | For | For | |||
5 | Elect Jonathan W. Meeks as Supervisory Board Member | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 10/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Share Subscriptions Agreement | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Framework Agreements | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Financial Services Framework Agreement | Mgmt | For | Against | Against | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendment to Restricted Share Incentive Scheme | Mgmt | For | For | For | |||
4 | Charitable Donations | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | |||
1.8 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.9 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.10 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
1.12 | Elect Paula Stern | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Remuneration of Henri de Castries, Chairman and CEO | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, deputy CEO | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Jean-Pierre Clamadieu | Mgmt | For | For | For | |||
11 | Elect Jean-Martin Folz | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Set Offering Price Shares | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
AZZ Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZZ | CUSIP 002474104 | 07/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas E. Ferguson | Mgmt | For | For | For | |||
1.2 | Elect Dana L. Perry | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.4 | Elect Martin C. Bowen | Mgmt | For | For | For | |||
1.5 | Elect Sam Rosen | Mgmt | For | For | For | |||
1.6 | Elect Kevern R. Joyce | Mgmt | For | For | For | |||
1.7 | Elect H. Kirk Downey | Mgmt | For | For | For | |||
1.8 | Elect Daniel R. Feehan | Mgmt | For | For | For | |||
1.9 | Elect Peter A. Hegedus | Mgmt | For | For | For | |||
2 | 2014 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Babcock International Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAB | CINS G0689Q152 | 07/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Michael J. Turner | Mgmt | For | For | For | |||
6 | Elect Peter Rogers | Mgmt | For | For | For | |||
7 | Elect William Tame | Mgmt | For | For | For | |||
8 | Elect Kevin Thomas | Mgmt | For | For | For | |||
9 | Elect Archie Bethel | Mgmt | For | For | For | |||
10 | Elect John Davies | Mgmt | For | For | For | |||
11 | Elect Sir David Omand | Mgmt | For | For | For | |||
12 | Elect Justin Crookenden | Mgmt | For | For | For | |||
13 | Elect Ian Duncan | Mgmt | For | For | For | |||
14 | Elect Kate Swann | Mgmt | For | For | For | |||
15 | Elect Anna Stewart | Mgmt | For | For | For | |||
16 | Elect Jeff Randall | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Chris Grigg | Mgmt | For | For | For | |||
8 | Elect Ian G. King | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Carl G. Symon | Mgmt | For | For | For | |||
13 | Elect Ian Tyler | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect R. David Hoover | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report and Equity Plans | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase and Dispose of Treasury Shares | Mgmt | For | TNA | N/A | |||
6 | Appointment of Arbitration Committee | Mgmt | For | TNA | N/A | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Jose Antonio Fernandez Rivero | Mgmt | For | For | For | |||
7 | Elect Belen Garijo Lopez | Mgmt | For | For | For | |||
8 | Elect Jose Maldonado Ramos | Mgmt | For | For | For | |||
9 | Elect Juan Pi Llorens | Mgmt | For | For | For | |||
10 | Elect Jose Miguel Andres Torrecillas | Mgmt | For | For | For | |||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
12 | First Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Second Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Third Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Fourth Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Amendments to Articles 20, 24, 29 and 30 | Mgmt | For | For | For | |||
21 | Amendments to Articles 37, 39bis, 40, 42 and 46 | Mgmt | For | For | For | |||
22 | Amendments to Article 48 | Mgmt | For | For | For | |||
23 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
24 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
25 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
26 | Appointment of Auditor | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
28 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
Banco de Sabadell SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS E15819191 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
6 | Elect Jose Oliu Creus | Mgmt | For | For | For | |||
7 | Elect Joaquin Folch-Rusinol Corachan | Mgmt | For | For | For | |||
8 | Elect Jose Javier Echenique Landiribar | Mgmt | For | For | For | |||
9 | Elect Jose Ramon Martinez Sufrategui | Mgmt | For | For | For | |||
10 | Ratify Co-option and Elect Aurora Cata Sala | Mgmt | For | For | For | |||
11 | Ratify Co-option and Elect Jose Manuel Lara Garcia | Mgmt | For | For | For | |||
12 | Elect David Vegara Figueras | Mgmt | For | For | For | |||
13 | Amendments to Articles 41, 42, 43, 46, 47 and 63 | Mgmt | For | For | For | |||
14 | Amendments to Articles 51, 54, 55, 56, 57, 58, 59, 60, 59bis, 59ter, 63 and 64 | Mgmt | For | For | For | |||
15 | Approval of Consolidated text of Articles | Mgmt | For | For | For | |||
16 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
17 | Presentation of Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||
18 | Increase Number of Identified Staff Members | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||
21 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares and Cancel Treasury Shares | Mgmt | For | For | For | |||
23 | Appointment of Auditor | Mgmt | For | For | For | |||
24 | Remuneration Report | Mgmt | For | Against | Against | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Latinoamericano de Comercio Exterior, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLX | CUSIP P16994132 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Bank's Audited Financial Statements for Fiscal Year Ended December 31, 2014 | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3.1 | Elect Miguel Heras | Mgmt | For | Withhold | Against | |||
3.2 | Elect Gonzalo Menendez Duque | Mgmt | For | For | For | |||
3.3 | Elect Rubens V. Amaral Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Carlos Fernandez Gonzalez | Mgmt | For | For | For | |||
6 | Elect Sol Daurella Comadran | Mgmt | For | For | For | |||
7 | Elect Bruce Carnegie-Brown | Mgmt | For | For | For | |||
8 | Elect Jose Antonio Alvarez Alvarez | Mgmt | For | For | For | |||
9 | Elect Juan Rodriguez Inciarte | Mgmt | For | For | For | |||
10 | Elect Matias Rodriguez Inciarte | Mgmt | For | For | For | |||
11 | Elect Juan-Miguel Villar Mir | Mgmt | For | Against | Against | |||
12 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Amendments to Articles 20, 23, 24, 25, 31 and 35 | Mgmt | For | For | For | |||
15 | Amendments to Articles 42, 43, 44, 45, 46, 47, 50, 52, 53, 54, 54 bis, 55, 56, 57, 58, 59, and 59 bis. | Mgmt | For | For | For | |||
16 | Amendments to Articles 60 and 61 | Mgmt | For | For | For | |||
17 | Amendments to Articles 62, 64 and 65 | Mgmt | For | For | For | |||
18 | Amendments to General Meeting Regulations' Articles 2, 4, 5, 6, 7 and 8 | Mgmt | For | For | For | |||
19 | Amendments to General Meeting Regulations' Articles 18, 21, 22 and 23 | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | First Scrip Dividend | Mgmt | For | For | For | |||
23 | Second Scrip Dividend | Mgmt | For | For | For | |||
24 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
26 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
27 | Directors' Fees | Mgmt | For | For | For | |||
28 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
29 | Deferred and Conditional Variable Remuneration Plan 2015 | Mgmt | For | For | For | |||
30 | Performance Share Plan | Mgmt | For | For | For | |||
31 | Employee Share Scheme | Mgmt | For | For | For | |||
32 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
33 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 09/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Primary Increase in Share Capital (A) | Mgmt | For | For | For | |||
2 | Complementary Increase in Share Capital (B) | Mgmt | For | For | For | |||
3 | Complementary Increase in Share Capital (C) | Mgmt | For | For | For | |||
4 | Complementary Increase in Share Capital (D) | Mgmt | For | For | For | |||
5 | Complementary Increase in Share Capital (E) | Mgmt | For | For | For | |||
6 | Complementary Increase in Share Capital (F) | Mgmt | For | For | For | |||
7 | Extension of Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||
8 | Extension of Performance Share Plan | Mgmt | For | For | For | |||
9 | Performance Share Plan 2013 | Mgmt | For | For | For | |||
10 | Stock Option Plan 2011 and 2013 | Mgmt | For | For | For | |||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Brad Martin | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
18 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
3 | Elect Edward P. Garden | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
9 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
10 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
11 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
12 | Elect William C. Richardson | Mgmt | For | For | For | |||
13 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
14 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of Queensland Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOQ | CINS Q12764116 | 11/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Roger Davis | Mgmt | For | For | For | |||
3 | Re-elect Michelle Tredenick | Mgmt | For | For | For | |||
4 | Elect Bruce J. Carter | Mgmt | For | For | For | |||
5 | Elect Margaret L. Seale | Mgmt | For | For | For | |||
6 | Renew Award Rights Plan | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Bank Of Yokohama Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8332 | CINS J04242103 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsumaro Terazawa | Mgmt | For | For | For | |||
3 | Elect Atsushi Mochizuki | Mgmt | For | For | For | |||
4 | Elect Yasuyoshi Ohya | Mgmt | For | For | For | |||
5 | Elect Susumu Koshida | Mgmt | For | For | For | |||
6 | Elect Kenichi Kawamura | Mgmt | For | For | For | |||
7 | Elect Yasuhiro Shibuya | Mgmt | For | For | For | |||
8 | Elect Yasutaka Nozawa | Mgmt | For | For | For | |||
9 | Elect Harumi Sakamoto | Mgmt | For | For | For | |||
10 | Elect Minoru Morio | Mgmt | For | For | For | |||
11 | Elect Yuzo Takagi | Mgmt | For | For | For | |||
12 | Elect Yoshiyuki Hiranuma as Statutory Auditor | Mgmt | For | For | For | |||
Bankia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIA | CINS E2R23Z123 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Standalone Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | First Authority to Reduce Share Capital | Mgmt | For | For | For | |||
7 | Second Authority to Reduce Share Capital | Mgmt | For | For | For | |||
8 | Third Authority to Reduce Share Capital | Mgmt | For | For | For | |||
9 | Board Size | Mgmt | For | For | For | |||
10 | Ratification of Co-option of Antonio Ortega Parra | Mgmt | For | For | For | |||
11 | Amendments to Articles 21, 23, 23 bis, 25, 27, 31 and 32 | Mgmt | For | For | For | |||
12 | Amendments to Articles 36 bis, 38, 39, 40, 41, 42 and 44 | Mgmt | For | For | For | |||
13 | Amendments to Article 45 | Mgmt | For | For | For | |||
14 | Amendments to Article 46 | Mgmt | For | For | For | |||
15 | Amendments to Articles 47 and 47 bis | Mgmt | For | For | For | |||
16 | Amendments to Articles 47 quarter and 48 | Mgmt | For | For | For | |||
17 | Amendments to Articles 49 and 50 | Mgmt | For | For | For | |||
18 | Amendments to Articles 51 and 52 | Mgmt | For | For | For | |||
19 | Amendments to Article 54 | Mgmt | For | For | For | |||
20 | Amendments to General Meeting Regulation Article 2 | Mgmt | For | For | For | |||
21 | Amendments to General Meeting Regulation Articles 6, 7 and 8 | Mgmt | For | For | For | |||
22 | Amendments to General Meeting Regulation Articles 11 and 12 | Mgmt | For | For | For | |||
23 | Amendments to General Meeting Regulation Article 18 | Mgmt | For | For | For | |||
24 | Amendments to General Meeting Regulation Articles 21, 22 and 23 | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
26 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
28 | Authority to Repurchase Shares and Cancel Treasury Shares | Mgmt | For | For | For | |||
29 | Directors' Fees | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
31 | Remuneration Report | Mgmt | For | For | For | |||
32 | Presentation of Report on Amendments to Board of Directors Regulation | Mgmt | For | For | For | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Crawford Gillies | Mgmt | For | For | For | |||
4 | Elect John McFarlane | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Tim Breedon | Mgmt | For | For | For | |||
7 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
8 | Elect Antony Jenkins | Mgmt | For | For | For | |||
9 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
10 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
11 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
12 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
14 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Barry Callebaut | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARN | CINS H05072105 | 12/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Approval of Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Allocation of Retained Earnings | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Amendment of Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
10 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | |||
11 | Elect Andreas Schmid | Mgmt | For | TNA | N/A | |||
12 | Elect Fernando Aguirre | Mgmt | For | TNA | N/A | |||
13 | Elect Jakob Bar | Mgmt | For | TNA | N/A | |||
14 | Elect James L. Donald | Mgmt | For | TNA | N/A | |||
15 | Elect Nicolas Jacobs | Mgmt | For | TNA | N/A | |||
16 | Elect Timothy E. Minges | Mgmt | For | TNA | N/A | |||
17 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
18 | Elect Wai Ling Liu | Mgmt | For | TNA | N/A | |||
19 | Elect Andreas Jacobs as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect James L. Donald as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Fernando Aguirre as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Nicolas Jacobs as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Wai Ling Liu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 04/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 05/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Otmar Wiestler to the Supervisory Board | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles Regarding Company's Object | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Bayerische Motoren Werke AG (BMW) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMW | CINS D12096109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Henning Kagermann | Mgmt | For | Against | Against | |||
10 | Elect Simone Menne | Mgmt | For | Against | Against | |||
11 | Elect Norbert Reithofer | Mgmt | For | Against | Against | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
Beacon Roofing Supply, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BECN | CUSIP 073685109 | 02/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Buck | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Isabella | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Frost | Mgmt | For | For | For | |||
1.4 | Elect James J. Gaffney | Mgmt | For | For | For | |||
1.5 | Elect Peter M. Gotsch | Mgmt | For | For | For | |||
1.6 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.7 | Elect Stuart A. Randle | Mgmt | For | For | For | |||
1.8 | Elect Wilson B. Sexton | Mgmt | For | For | For | |||
1.9 | Elect Douglas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Beijing Jingneng Clean Energy Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
579 | CINS Y0R7A0107 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect HAN Xiaoping as Director | Mgmt | For | For | For | |||
4 | Elect LI Xun as Supervisor | Mgmt | For | Against | Against | |||
5 | Amendments to Articles: Change in Shareholding Structure | Mgmt | For | For | For | |||
6 | Amendments to Articles: Capital Increase | Mgmt | For | For | For | |||
Beni Stabili S.p.A. SIIQ | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CINS T19807139 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Helge Lund | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Andrew Gould | Mgmt | For | For | For | |||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||
10 | Elect John Hood | Mgmt | For | For | For | |||
11 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
12 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
13 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
11 | Approve Termination Benefits | Mgmt | For | For | For | |||
12 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
13 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
14 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
15 | Re-elect Sir John Buchanan | Mgmt | For | For | For | |||
16 | Re-elect Carlos Cordeiro | Mgmt | For | For | For | |||
17 | Re-elect Pat Davies | Mgmt | For | For | For | |||
18 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
19 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
20 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
21 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
22 | Re-elect Keith C. Rumble | Mgmt | For | For | For | |||
23 | Re-elect John Schubert | Mgmt | For | For | For | |||
24 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
25 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
26 | Elect Dissident Ian Dunlop | ShrHldr | Against | Against | For | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Remuneration Policy (Binding--UK) | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory--UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory--AUS) | Mgmt | For | For | For | |||
10 | Approve Termination Benefits | Mgmt | For | For | For | |||
11 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
12 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
13 | Elect Malcolm Broomhead | Mgmt | For | For | For | |||
14 | Elect Sir John Buchanan | Mgmt | For | For | For | |||
15 | Elect Carlos Cordeiro | Mgmt | For | For | For | |||
16 | Elect Pat Davies | Mgmt | For | For | For | |||
17 | Elect Carolyn Hewson | Mgmt | For | For | For | |||
18 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||
19 | Elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
20 | Elect Wayne Murdy | Mgmt | For | For | For | |||
21 | Elect Keith C. Rumble | Mgmt | For | For | For | |||
22 | Elect John Schubert | Mgmt | For | For | For | |||
23 | Elect Shriti Vadera | Mgmt | For | For | For | |||
24 | Elect Jacques Nasser | Mgmt | For | For | For | |||
25 | Elect Dissident Ian Dunlop | ShrHldr | Against | Against | For | |||
Big Lots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIG | CUSIP 089302103 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect David J. Campisi | Mgmt | For | For | For | |||
1.3 | Elect James R. Chambers | Mgmt | For | For | For | |||
1.4 | Elect Marla C. Gottschalk | Mgmt | For | For | For | |||
1.5 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Nancy A. Reardon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.9 | Elect Russell Solt | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Code of Regulations Regarding Proxy Access | Mgmt | For | For | For | |||
Biospecifics Technologies Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSTC | CUSIP 090931106 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Wegman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Paul A. Gitman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Blackbaud, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLKB | CUSIP 09227Q100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Leitch | Mgmt | For | For | For | |||
2 | Elect George H. Ellis | Mgmt | For | For | For | |||
3 | Elect David G. Golden | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew B. Balson | Mgmt | For | For | For | |||
1.2 | Elect David R. Fitzjohn | Mgmt | For | For | For | |||
1.3 | Elect John J. Mahoney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Pierre-Andre de Chalendar | Mgmt | For | For | For | |||
10 | Elect Denis Kessler | Mgmt | For | For | For | |||
11 | Elect Laurence Parisot | Mgmt | For | For | For | |||
12 | Ratification of the Co-Option of Jean Lemierre, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Jean Lemierre, Chairman | Mgmt | For | For | For | |||
14 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | |||
15 | Remuneration of Philippe Bordenave, COO | Mgmt | For | For | For | |||
16 | Remuneration of Francois Villeroy de Galhau, COO | Mgmt | For | For | For | |||
17 | Remuneration of Baudouin Prot, former Chairman | Mgmt | For | For | For | |||
18 | Remuneration of Chodron de Courcel, former COO | Mgmt | For | For | For | |||
19 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
20 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
21 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore C. Allrich | Mgmt | For | For | For | |||
1.2 | Elect John Gary Burke | Mgmt | For | For | For | |||
1.3 | Elect Nicholas A. Mosich | Mgmt | For | For | For | |||
2 | Approval of 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Boise Cascade Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCC | CUSIP 09739D100 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Fleming | Mgmt | For | For | For | |||
2 | Elect Mack L. Hogans | Mgmt | For | For | For | |||
3 | Elect Christopher J. McGowan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect L. Denis Desautels | Mgmt | For | For | For | |||
1.8 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.9 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory vote on Executive Compensation | Mgmt | For | For | For | |||
Bottomline Technologies (de), Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPAY | CUSIP 101388106 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph L. Barry, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Eberle | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey C. Leathe | Mgmt | For | For | For | |||
2 | Amendment to 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Boulder Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDBD | CUSIP 101405108 | 05/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dean Hollis | Mgmt | For | TNA | N/A | |||
2 | Elect Thomas K. McInerney | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Stock and Awards Plan | Mgmt | For | TNA | N/A | |||
5 | Amendment to the Financial Performance Incentive Program | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
5 | Elect Brian Gilvary | Mgmt | For | For | For | |||
6 | Elect Paul M. Anderson | Mgmt | For | For | For | |||
7 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
8 | Elect Frank L. Bowman | Mgmt | For | For | For | |||
9 | Elect Antony Burgmans | Mgmt | For | Against | Against | |||
10 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
11 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
12 | Elect Ann Dowling | Mgmt | For | For | For | |||
13 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
14 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | |||
15 | Elect Andrew B. Shilston | Mgmt | For | For | For | |||
16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Scrip Dividend Alternative | Mgmt | For | For | For | |||
19 | Share Award Plan 2015 | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
26 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Townes Duncan | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jordan Hitch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Linda A. Mason | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mary Ann Tocio | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect Karen de Segundo | Mgmt | For | For | For | |||
8 | Elect Nicandro Durante | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Savio Kwan | Mgmt | For | For | For | |||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
12 | Elect Gerard Murphy | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect Richard Tubb | Mgmt | For | For | For | |||
16 | Elect Sue Farr | Mgmt | For | For | For | |||
17 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | |||
18 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Ian P. McHoul | Mgmt | For | For | For | |||
6 | Elect Silvia Lagnado | Mgmt | For | For | For | |||
7 | Elect Joanne Averiss | Mgmt | For | For | For | |||
8 | Elect Gerald Corbett | Mgmt | For | For | For | |||
9 | Elect John Gibney | Mgmt | For | For | For | |||
10 | Elect Ben Gordon | Mgmt | For | For | For | |||
11 | Elect Bob Ivell | Mgmt | For | For | For | |||
12 | Elect Simon Litherland | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | Against | Against | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Performance Share Plan | Mgmt | For | For | For | |||
18 | Executive Share Option Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Brother Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6448 | CINS 114813108 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Toshikazu Koike | Mgmt | For | For | For | |||
4 | Elect Shigeki Ishikawa | Mgmt | For | For | For | |||
5 | Elect Tomoyuki Hasegawa | Mgmt | For | For | For | |||
6 | Elect Jun Kamiya | Mgmt | For | For | For | |||
7 | Elect Ichiroh Sasaki | Mgmt | For | For | For | |||
8 | Elect Tadashi Ishiguro | Mgmt | For | For | For | |||
9 | Elect Yukihisa Hirano | Mgmt | For | For | For | |||
10 | Elect Atsushi Nishijoh | Mgmt | For | For | For | |||
11 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||
12 | Elect Kohichi Fukaya | Mgmt | For | For | For | |||
13 | Elect Sohichi Matsuno | Mgmt | For | For | For | |||
14 | Elect Takao Umino | Mgmt | For | Against | Against | |||
15 | Elect Tomoyoshi Arita | Mgmt | For | For | For | |||
16 | Performance-Linked Compensation | Mgmt | For | For | For | |||
17 | Renewal of Takeover Defense Plan | Mgmt | For | For | For | |||
Brown Shoe Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWS | CUSIP 115736100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mario L. Baeza | Mgmt | For | For | For | |||
1.2 | Elect Lori H. Greeley | Mgmt | For | For | For | |||
1.3 | Elect Mahendra R. Gupta | Mgmt | For | For | For | |||
2 | Amend Certificate of Incorporation to Change Name to Caleres, Inc. | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Adopt Forum Selection provision | Mgmt | For | Against | Against | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Mark D. Schwabero | Mgmt | For | For | For | |||
3 | Elect David V. Singer | Mgmt | For | For | For | |||
4 | Elect Jane L. Warner | Mgmt | For | For | For | |||
5 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
6 | Elect Gavin Patterson | Mgmt | For | For | For | |||
7 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
10 | Elect Karen Richardson | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
13 | Elect Iain C. Conn | Mgmt | For | For | For | |||
14 | Elect Warren A. East | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bunge Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CUSIP G16962105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Ferrier | Mgmt | For | For | For | |||
1.2 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
1.3 | Elect John E. McGlade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Annual Incentive Plan Renewal | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Deforestation | ShrHldr | Against | Against | For | |||
Bunzl plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNZL | CINS G16968110 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Philip G. Rogerson | Mgmt | For | For | For | |||
4 | Elect Michael J. Roney | Mgmt | For | For | For | |||
5 | Elect Pat Larmon | Mgmt | For | For | For | |||
6 | Elect Brian May | Mgmt | For | For | For | |||
7 | Elect David Sleath | Mgmt | For | For | For | |||
8 | Elect Eugenia Ulasewicz | Mgmt | For | For | For | |||
9 | Elect Jean-Charles Pauze | Mgmt | For | For | For | |||
10 | Elect Meinie Oldersma | Mgmt | For | For | For | |||
11 | Elect Vanda Murray | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
Bureau Veritas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVI | CINS F96888114 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Didier Michaud-Daniel, CEO | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Greenshoe | Mgmt | For | Against | Against | |||
12 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
14 | Authority to Increase Capital In Case of Exchange Offer | Mgmt | For | Against | Against | |||
15 | Authority to Increase Capital for Contributions in Kind | Mgmt | For | Against | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Stock | Mgmt | For | Against | Against | |||
19 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
20 | Amendments to Articles Regarding Director Term Length | Mgmt | For | For | For | |||
21 | Amendments to Articles Regarding Record Date | Mgmt | For | For | For | |||
22 | Amendments to Articles Regarding Company Name | Mgmt | For | For | For | |||
23 | Elect Philippe Louis-Dreyfus | Mgmt | For | Against | Against | |||
24 | Elect Pierre Hessler | Mgmt | For | Against | Against | |||
25 | Elect Patrick Buffet | Mgmt | For | Against | Against | |||
26 | Elect Aldo Cardoso | Mgmt | For | Against | Against | |||
27 | Elect Pascal Lebard | Mgmt | For | Against | Against | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
CA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CUSIP 12673P105 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jens Alder | Mgmt | For | For | For | |||
2 | Elect Raymond J. Bromark | Mgmt | For | For | For | |||
3 | Elect Gary J. Fernandes | Mgmt | For | For | For | |||
4 | Elect Michael Gregoire | Mgmt | For | For | For | |||
5 | Elect Rohit Kapoor | Mgmt | For | For | For | |||
6 | Elect Kay Koplovitz | Mgmt | For | For | For | |||
7 | Elect Christopher B. Lofgren | Mgmt | For | For | For | |||
8 | Elect Richard Sulpizio | Mgmt | For | For | For | |||
9 | Elect Laura S. Unger | Mgmt | For | For | For | |||
10 | Elect Arthur F. Weinbach | Mgmt | For | For | For | |||
11 | Elect Ron Zambonini | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. McGillicuddy | Mgmt | For | For | For | |||
2 | Elect John F. O'Brien | Mgmt | For | For | For | |||
3 | Elect Lydia W. Thomas | Mgmt | For | For | For | |||
4 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2015 Directors' Stock Compensation Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
1.3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
1.4 | Elect William L. Jews | Mgmt | For | For | For | |||
1.5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
1.6 | Elect J.P. London | Mgmt | For | For | For | |||
1.7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
1.8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
1.9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
1.10 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maxim Ohana | Mgmt | For | Against | Against | |||
2 | Elect Yonathan Melamed | Mgmt | For | Against | Against | |||
3 | Elect Moshe Ronen | Mgmt | For | Against | Against | |||
4 | Elect Avner Naveh | Mgmt | For | Against | Against | |||
5 | Elect Shachar Degani | Mgmt | For | Against | Against | |||
6 | Elect Ram Belinkov | Mgmt | For | Against | Against | |||
7 | Elect Ofer Tsimchi | Mgmt | For | Against | Against | |||
8 | Elect Amichai Beer | Mgmt | For | Against | Against | |||
9 | Elect Or Gilboa | Mgmt | For | Against | Against | |||
10 | Elect Ofer Borovsky | Mgmt | For | Against | Against | |||
11 | Declaration of Material Interest (Election of Mr. Borovsky) | Mgmt | N/A | Against | N/A | |||
12 | Elect Irit Ben-Dov | Mgmt | For | Against | Against | |||
13 | Declaration of Material Interest (Election of Mr. Ben-Dov) | Mgmt | N/A | Against | N/A | |||
14 | Directors' Fees (Not Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
15 | Directors' Fees (Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Chairman's Fees | Mgmt | For | For | For | |||
18 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calamp Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAMP | CUSIP 128126109 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert J. Moyer | Mgmt | For | For | For | |||
1.2 | Elect Kimberly Alexy | Mgmt | For | For | For | |||
1.3 | Elect Michael Burdiek | Mgmt | For | For | For | |||
1.4 | Elect Amal Johnson | Mgmt | For | For | For | |||
1.5 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
1.6 | Elect Larry Wolfe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase to Minimum and Maximum Board Size Limits | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Incentive Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Calbee Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2229 | CINS J05190103 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Akira Matsumoto | Mgmt | For | For | For | |||
4 | Elect Shuji Itoh | Mgmt | For | For | For | |||
5 | Elect Yuhzaburoh Mogi | Mgmt | For | For | For | |||
6 | Elect Takashi Kawamura | Mgmt | For | For | For | |||
7 | Elect Takahisa Takahara | Mgmt | For | For | For | |||
8 | Elect Atsuko Fukushima | Mgmt | For | For | For | |||
9 | Elect Anindita Mukherjee | Mgmt | For | For | For | |||
10 | Bonus | Mgmt | For | For | For | |||
11 | Retirement Allowances for Directors | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred L. Callon | Mgmt | For | For | For | |||
1.2 | Elect L. Richard Flury | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Finch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cambrex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBM | CUSIP 132011107 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rosina B. Dixon | Mgmt | For | For | For | |||
2 | Elect Kathryn R. Harrigan | Mgmt | For | For | For | |||
3 | Elect Leon J. Hendrix, Jr. | Mgmt | For | For | For | |||
4 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
5 | Elect Steven M. Klosk | Mgmt | For | For | For | |||
6 | Elect William B. Korb | Mgmt | For | For | For | |||
7 | Elect Peter G. Tombros | Mgmt | For | For | For | |||
8 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2009 Long Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | For | For | |||
1.2 | Elect Robert McDermott | Mgmt | For | For | For | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | For | For | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | For | For | |||
1.5 | Elect Andrew Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Canon Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7751 | CINS J05124144 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Fujio Mitarai | Mgmt | For | For | For | |||
5 | Elect Toshizoh Tanaka | Mgmt | For | For | For | |||
6 | Elect Yohroku Adachi | Mgmt | For | For | For | |||
7 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | |||
8 | Elect Toshio Homma | Mgmt | For | For | For | |||
9 | Elect Hideki Ozawa | Mgmt | For | For | For | |||
10 | Elect Masaya Maeda | Mgmt | For | For | For | |||
11 | Elect Yasuhiro Tani | Mgmt | For | For | For | |||
12 | Elect Kenichi Nagasawa | Mgmt | For | For | For | |||
13 | Elect Naoji Ohtsuka | Mgmt | For | For | For | |||
14 | Elect Masanori Yamada | Mgmt | For | For | For | |||
15 | Elect Aitake Wakiya | Mgmt | For | For | For | |||
16 | Elect Akiyoshi Kimura | Mgmt | For | For | For | |||
17 | Elect Eiji Osanai | Mgmt | For | For | For | |||
18 | Elect Masaaki Nakamura | Mgmt | For | For | For | |||
19 | Elect Kunitaroh Saida | Mgmt | For | For | For | |||
20 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
21 | Elect Kazuto Ohno | Mgmt | For | For | For | |||
22 | Elect Tadashi Ohe | Mgmt | For | For | For | |||
23 | Bonus | Mgmt | For | For | For | |||
Cardinal Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFNL | CUSIP 14149F109 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bernard H. Clineburg | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael A. Garcia | Mgmt | For | Withhold | Against | |||
1.3 | Elect J. Hamilton Lambert | Mgmt | For | Withhold | Against | |||
1.4 | Elect Barbara B. Lang | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect David P. King | Mgmt | For | For | For | |||
11 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Material Terms of the Management Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
Cardiome Pharma Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COM | CUSIP 14159U301 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold H. Shlevin | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Glickman | Mgmt | For | For | For | |||
1.3 | Elect W. James O'Shea | Mgmt | For | For | For | |||
1.4 | Elect William L. Hunter | Mgmt | For | For | For | |||
1.5 | Elect Mark H. Corrigan | Mgmt | For | For | For | |||
1.6 | Elect Arthur H. Willms | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Carmike Cinemas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CKEC | CUSIP 143436400 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roland C. Smith | Mgmt | For | For | For | |||
1.2 | Elect Mark R. Bell | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Berkman | Mgmt | For | For | For | |||
1.4 | Elect Sean T. Erwin | Mgmt | For | For | For | |||
1.5 | Elect James A. Fleming | Mgmt | For | For | For | |||
1.6 | Elect S. David Passman III | Mgmt | For | For | For | |||
1.7 | Elect Patricia A. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Carrefour | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CINS F13923119 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends, or Scrip Dividend | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement of Georges Plassat, Chairman and CEO | Mgmt | For | Against | Against | |||
9 | Remuneration of Georges Plassat, Chairman and CEO | Mgmt | For | For | For | |||
10 | Elect Georges Plassat | Mgmt | For | For | For | |||
11 | Elect Nicolas Bazire | Mgmt | For | For | For | |||
12 | Elect Mathilde Lemoine | Mgmt | For | For | For | |||
13 | Elect Diane Labruyere-Cuilleret | Mgmt | For | For | For | |||
14 | Elect Bertrand de Montesquiou | Mgmt | For | For | For | |||
15 | Elect Georges Ralli | Mgmt | For | For | For | |||
16 | Elect Phillipe Houze | Mgmt | For | For | For | |||
17 | Elect Patricia Lemoine | Mgmt | For | Against | Against | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Appointment of Auditor (Deloitte & Associes) and Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
20 | Appointment of Auditor (KMPG) and Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
24 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
26 | Greenshoe | Mgmt | For | For | For | |||
27 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
3 | Elect Juan Gallardo | Mgmt | For | For | For | |||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
8 | Elect William A. Osborn | Mgmt | For | For | For | |||
9 | Elect Debra L. Reed | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Miles D. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Review of Human Rights Policies (2) | ShrHldr | Against | Against | For | |||
Cavium Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
1.2 | Elect Madhav V. Rajan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.6 | Elect John D. Griffith | Mgmt | For | For | For | |||
1.7 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.8 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.9 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert K. Ditmore | Mgmt | For | For | For | |||
1.2 | Elect Frederick H. Eppinger | Mgmt | For | For | For | |||
1.3 | Elect David L. Steward | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Iain C. Conn | Mgmt | For | For | For | |||
6 | Elect Carlos Pascual | Mgmt | For | For | For | |||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||
8 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
9 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
10 | Elect Mark Hanafin | Mgmt | For | For | For | |||
11 | Elect Lesley Knox | Mgmt | For | For | For | |||
12 | Elect Mike Linn | Mgmt | For | For | For | |||
13 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Long-Term Incentive Plan 2015 | Mgmt | For | For | For | |||
19 | On Track Incentive Plan | Mgmt | For | For | For | |||
20 | Sharesave Scheme | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.5 | Elect Gregory J. McCray | Mgmt | For | For | For | |||
1.6 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William A. Owens | Mgmt | For | For | For | |||
1.8 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.9 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.10 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
1.12 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2015 Executive Officer Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
CEVA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEVA | CUSIP 157210105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eliyahu Ayalon | Mgmt | For | For | For | |||
1.2 | Elect Zvi Limon | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Mann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter McManamon | Mgmt | For | For | For | |||
1.5 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||
1.6 | Elect Louis Silver | Mgmt | For | For | For | |||
1.7 | Elect Dan Tocatly | Mgmt | For | Withhold | Against | |||
1.8 | Elect Gideon Wertheizer | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | Against | Against | |||
3 | Re-elect Brenda Shanahan | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Ratify placement of securities (Placement) | Mgmt | For | For | For | |||
6 | Approve placement of securities (Notes) | Mgmt | For | For | For | |||
Chaoda Modern Agriculture Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0682 | CINS G2046Q107 | 12/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect KUANG Qiao | Mgmt | For | Against | Against | |||
4 | Elect Andy CHAN Chi Po | Mgmt | For | Against | Against | |||
5 | Elect LIN Shun Quan | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect George E. Massaro | Mgmt | For | For | For | |||
6 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
7 | Elect C. Richard Reese | Mgmt | For | For | For | |||
8 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Chase Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCF | CUSIP 16150R104 | 02/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Everett Chadwick, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adam P. Chase | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter R. Chase | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mary Claire Chase | Mgmt | For | Withhold | Against | |||
1.5 | Elect John H Derby | Mgmt | For | Withhold | Against | |||
1.6 | Elect Lewis P. Gack | Mgmt | For | Withhold | Against | |||
1.7 | Elect George M. Hughes | Mgmt | For | Withhold | Against | |||
1.8 | Elect Ronald Levy | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Children's Place Retail Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCE | CUSIP 168905107 | 05/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Norman S. Matthews | Mgmt | For | TNA | N/A | |||
2 | Elect Kenneth M. Reiss | Mgmt | For | TNA | N/A | |||
3 | Elect Stanley W. Reynolds | Mgmt | For | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Children's Place Retail Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCE | CUSIP 168905107 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Seth R. Johnson | Mgmt | N/A | Withhold | N/A | |||
1.2 | Elect Robert L. Mettler | Mgmt | N/A | For | N/A | |||
1.3 | Elect Management Nominee Kenneth M. Reiss | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
China Biologic Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPO | CUSIP 16938C106 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yungang Lu | Mgmt | For | Withhold | Against | |||
1.2 | Elect Zhijun Tong | Mgmt | For | Withhold | Against | |||
1.3 | Elect Albert (Wai Keung) Yeung | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
China Resources Power Holdings Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0836 | CINS Y1503A100 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect DU Wen Min | Mgmt | For | Against | Against | |||
6 | Elect WEI Bin | Mgmt | For | Against | Against | |||
7 | Elect CHEN Ying | Mgmt | For | Against | Against | |||
8 | Elect Andrew MA Chiu Cheung | Mgmt | For | Against | Against | |||
9 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
10 | Elect WANG Yan | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CHEN Guo Ru | Mgmt | For | For | For | |||
6 | Elect LIU Dong | Mgmt | For | For | For | |||
7 | Elect HUANG Shao Yun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 11/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Equity Grant to DUAN Chuan Liang | Mgmt | For | Against | Against | |||
China Windpower Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
182 | CINS G2115L112 | 02/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Change in Company Name | Mgmt | For | For | For | |||
Cirrus Logic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRUS | CUSIP 172755100 | 07/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Carter | Mgmt | For | For | For | |||
1.2 | Elect Timothy R. Dehne | Mgmt | For | For | For | |||
1.3 | Elect Christine King | Mgmt | For | For | For | |||
1.4 | Elect Jason P. Rhode | Mgmt | For | For | For | |||
1.5 | Elect Alan R. Schuele | Mgmt | For | For | For | |||
1.6 | Elect William D. Sherman | Mgmt | For | For | For | |||
1.7 | Elect Susan Wang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Approval of Material terms of Stock Option Plan according to Section 162(m) | Mgmt | For | For | For | |||
Citizens & Northern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZNC | CUSIP 172922106 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward H. Owlett, III | Mgmt | For | For | For | |||
1.2 | Elect James E. Towner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CNO Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNO | CUSIP 12621E103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | |||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | |||
3 | Elect Robert C. Greving | Mgmt | For | For | For | |||
4 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
5 | Elect Charles J. Jacklin | Mgmt | For | For | For | |||
6 | Elect Daniel R. Maurer | Mgmt | For | For | For | |||
7 | Elect Neal C. Schneider | Mgmt | For | For | For | |||
8 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
9 | Elect Michael T. Tokarz | Mgmt | For | For | For | |||
10 | Approval of the Section 382 Shareholders Rights Plan | Mgmt | For | For | For | |||
11 | Approval of 2015 Pay for Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CNP Assurances | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CINS F1876N318 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | Against | Against | |||
5 | Consolidated Accounts and Reports | Mgmt | For | Against | Against | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Jean-Paul Faugere, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Frederic Lavenir, CEO | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
11 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
7 | Elect Delano E. Lewis | Mgmt | For | For | For | |||
8 | Elect Michael B. Polk | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coloplast A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COLO-B | CINS K16018192 | 12/04/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
10 | Elect Michael Pram Rasmussen | Mgmt | For | TNA | N/A | |||
11 | Elect Niels Peter Louis-Hansen | Mgmt | For | TNA | N/A | |||
12 | Elect Sven Hakan Bjorklund | Mgmt | For | TNA | N/A | |||
13 | Elect Per Magid | Mgmt | For | TNA | N/A | |||
14 | Elect Brian Petersen | Mgmt | For | TNA | N/A | |||
15 | Elect Jorgen Tang-Jensen | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
11 | Bonus Issue | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Share Savings Program | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Comfortdelgro Corporation Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C52 | CINS Y1690R106 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect TOW Heng Tan | Mgmt | For | For | For | |||
5 | Elect WANG Kai Yuen | Mgmt | For | Against | Against | |||
6 | Elect LIM Jit Poh | Mgmt | For | For | For | |||
7 | Elect ONG Ah Heng | Mgmt | For | For | For | |||
8 | Elect KUA Hong Pak | Mgmt | For | For | For | |||
9 | Elect OO Soon Hee | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Commonwealth Bank of Australia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBA | CINS Q26915100 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Launa K. Inman | Mgmt | For | For | For | |||
3 | Re-elect Andrew M. Mohl | Mgmt | For | For | For | |||
4 | Elect Shirish Apte | Mgmt | For | For | For | |||
5 | Elect David Higgins | Mgmt | For | For | For | |||
6 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
8 | Equity Grant (MD/CEO Ian Narev) | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Reporting the Financing of Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Commvault Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVLT | CUSIP 204166102 | 08/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan G. Bunte | Mgmt | For | For | For | |||
2 | Elect Frank J. Fanzilli, Jr. | Mgmt | For | For | For | |||
3 | Elect Daniel Pulver | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
10 | Elect Jacques Pestre | Mgmt | For | For | For | |||
11 | Elect Olivia Qiu | Mgmt | For | For | For | |||
12 | Elect Denis Ranque | Mgmt | For | For | For | |||
13 | Remuneration of Pierre-Andre de Chalendar, CEO and Chairman | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Authority to Allocate Performance Shares | Mgmt | For | For | For | |||
22 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
23 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662182 | 09/17/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
7 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
8 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
9 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Johann Rupert as Chairman | Mgmt | For | TNA | N/A | |||
25 | Elect Lord Renwick of Clifton as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Lord Duoro as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Elect Yves-Andre Istel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Elect Richard Cousins | Mgmt | For | For | For | |||
8 | Elect Gary Green | Mgmt | For | For | For | |||
9 | Elect Andrew Martin | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Susan E. Murray | Mgmt | For | For | For | |||
12 | Elect Don Robert | Mgmt | For | For | For | |||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Computer Programs and Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPSI | CUSIP 205306103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John C. Johnson | Mgmt | For | Against | Against | |||
2 | Elect W. Austin Mulherin, III | Mgmt | For | Against | Against | |||
3 | Elect William R. Seifert, II | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Conatus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNAT | CUSIP 20600T108 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel L. Kisner | Mgmt | For | For | For | |||
1.2 | Elect Louis Lacasse | Mgmt | For | For | For | |||
1.3 | Elect James Scopa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CONMED Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNMD | CUSIP 207410101 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Concannon | Mgmt | For | For | For | |||
1.2 | Elect Charles M. Farkas | Mgmt | For | For | For | |||
1.3 | Elect Jo Ann Golden | Mgmt | For | For | For | |||
1.4 | Elect Curt R. Hartman | Mgmt | For | For | For | |||
1.5 | Elect Dirk Kuyper | Mgmt | For | For | For | |||
1.6 | Elect Jerome J. Lande | Mgmt | For | For | For | |||
1.7 | Elect Mark E. Tryniski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Amended and Restated 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
CONMED Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNMD | CUSIP 207410101 | 09/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Concannon | Mgmt | For | TNA | N/A | |||
1.2 | Elect Charles M. Farkas | Mgmt | For | TNA | N/A | |||
1.3 | Elect Jo Ann Golden | Mgmt | For | TNA | N/A | |||
1.4 | Elect Curt R. Hartman | Mgmt | For | TNA | N/A | |||
1.5 | Elect Dirk Kuyper | Mgmt | For | TNA | N/A | |||
1.6 | Elect Jerome J. Lande | Mgmt | For | TNA | N/A | |||
1.7 | Elect Stephen M. Mandia | Mgmt | For | TNA | N/A | |||
1.8 | Elect Mark E. Tryniski | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
CONMED Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNMD | CUSIP 207410101 | 09/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee James Green | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee Joshua Levine | Mgmt | N/A | For | N/A | |||
1.3 | Elect Dissident Nominee J. Daniel Plants | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Management Nominee Concannon | Mgmt | N/A | For | N/A | |||
1.5 | Elect Management Nominee Farkas | Mgmt | N/A | For | N/A | |||
1.6 | Elect Management Nominee Hartman | Mgmt | N/A | For | N/A | |||
1.7 | Elect Management Nominee Kuyper | Mgmt | N/A | For | N/A | |||
1.8 | Elect Management Nominee Tryniski | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Connacher Oil and Gas Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLL | CUSIP 20588YAE3 | 03/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Plan of Arrangement | Mgmt | For | For | For | |||
Constant Contact, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTCT | CUSIP 210313102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Campbell | Mgmt | For | For | For | |||
1.2 | Elect Daniel T. H. Nye | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Constellium NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTM | CUSIP N22035104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Executive Directors' Fees | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Executive Board Members Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Board Members Acts | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Guy Maugis | Mgmt | For | Against | Against | |||
7 | Elect Matthew H. Nord | Mgmt | For | Against | Against | |||
8 | Elect Werner G.P. Paschke | Mgmt | For | Against | Against | |||
9 | Elect Michiel Brandjes | Mgmt | For | Against | Against | |||
10 | Elect Philippe Guillemot | Mgmt | For | Against | Against | |||
11 | Elect Peter F. Hartman | Mgmt | For | Against | Against | |||
12 | Elect John Ormerod | Mgmt | For | Against | Against | |||
13 | Elect Lori A. Walker | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Cancellation of Class B Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
Continental AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CON | CINS D16212140 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Elmar Degenhart | Mgmt | For | For | For | |||
7 | Ratify Jose A. Avila | Mgmt | For | For | For | |||
8 | Ratify Ralf Cramer | Mgmt | For | For | For | |||
9 | Ratify Frank Jourdan | Mgmt | For | For | For | |||
10 | Ratify Helmut Matschi | Mgmt | For | For | For | |||
11 | Ratify Ariane Reinhart | Mgmt | For | For | For | |||
12 | Ratify Wolfgang Schaefer | Mgmt | For | For | For | |||
13 | Ratify Nikolai Setzer | Mgmt | For | For | For | |||
14 | Ratify Elke Strathmann | Mgmt | For | For | For | |||
15 | Ratify Heinz-Gerhard Wente | Mgmt | For | For | For | |||
16 | Ratify Wolfgang Reitzle | Mgmt | For | For | For | |||
17 | Ratify Michael Deister | Mgmt | For | For | For | |||
18 | Ratify Gunther Dunkel | Mgmt | For | For | For | |||
19 | Ratify Hans Fischl | Mgmt | For | For | For | |||
20 | Ratify Peter Gutzmer | Mgmt | For | For | For | |||
21 | Ratify Peter Hausmann | Mgmt | For | For | For | |||
22 | Ratify Hans-Olaf Henkel | Mgmt | For | For | For | |||
23 | Ratify Michael Iglhaut | Mgmt | For | For | For | |||
24 | Ratify Joerg Koehlinger | Mgmt | For | For | For | |||
25 | Ratify Klaus Mangold | Mgmt | For | For | For | |||
26 | Ratify Hartmut Meine | Mgmt | For | For | For | |||
27 | Ratify Sabine Neuss | Mgmt | For | For | For | |||
28 | Ratify Rolf Nonnenmacher | Mgmt | For | For | For | |||
29 | Ratify Dirk Nordmann | Mgmt | For | For | For | |||
30 | Ratify Artur Otto | Mgmt | For | For | For | |||
31 | Ratify Klaus Rosenfeld | Mgmt | For | For | For | |||
32 | Ratify Georg F.W. Schaeffler | Mgmt | For | For | For | |||
33 | Ratify Maria-Elisabeth Schaeffler-Thumann | Mgmt | For | For | For | |||
34 | Ratify Joerg Schoenfelder | Mgmt | For | For | For | |||
35 | Ratify Kirsten Voerkel | Mgmt | For | For | For | |||
36 | Ratify Elke Volkmann | Mgmt | For | For | For | |||
37 | Ratify Bernd W. Voss | Mgmt | For | For | For | |||
38 | Ratify Erwin Woerle | Mgmt | For | For | For | |||
39 | Ratify Siegfried Wolf | Mgmt | For | For | For | |||
40 | Appointment of Auditor | Mgmt | For | For | For | |||
Continental Building Products Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPX | CUSIP 211171103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin J. Barner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chadwick S. Suss | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kyle S. Volluz | Mgmt | For | Withhold | Against | |||
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cooper Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTB | CUSIP 216831107 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
1.2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
1.3 | Elect Steven M. Chapman | Mgmt | For | For | For | |||
1.4 | Elect John J. Holland | Mgmt | For | For | For | |||
1.5 | Elect John F. Meier | Mgmt | For | For | For | |||
1.6 | Elect John H. Shuey | Mgmt | For | For | For | |||
1.7 | Elect Robert D. Welding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cooper-Standard Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPS | CUSIP 21676P103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glenn R. August | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey S. Edwards | Mgmt | For | For | For | |||
1.3 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
1.4 | Elect David J. Mastrocola | Mgmt | For | For | For | |||
1.5 | Elect Justin E. Mirro | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Remenar | Mgmt | For | For | For | |||
1.7 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
1.8 | Elect Stephen A. Van Oss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Core-Mark Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORE | CUSIP 218681104 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Allen | Mgmt | For | For | For | |||
2 | Elect Stuart W. Booth | Mgmt | For | For | For | |||
3 | Elect Gary F. Colter | Mgmt | For | For | For | |||
4 | Elect Robert G. Gross | Mgmt | For | For | For | |||
5 | Elect Thomas B. Perkins | Mgmt | For | For | For | |||
6 | Elect Harvey L. Tepner | Mgmt | For | For | For | |||
7 | Elect Randolph I. Thornton | Mgmt | For | For | For | |||
8 | Elect J. Michael Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Anand Nallathambi | Mgmt | For | For | For | |||
6 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
7 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
8 | Elect David F. Walker | Mgmt | For | For | For | |||
9 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
10 | Amendment to the 2011 Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Cornerstone OnDemand Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSOD | CUSIP 21925Y103 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Cavanaugh | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Payne | Mgmt | For | For | For | |||
1.3 | Elect Kristina Salen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Corporate Executive Board Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEB | CUSIP 21988R102 | 06/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.2 | Elect Gregor S. Bailar | Mgmt | For | For | For | |||
1.3 | Elect Stephen M. Carter | Mgmt | For | For | For | |||
1.4 | Elect Gordon J. Coburn | Mgmt | For | For | For | |||
1.5 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
1.6 | Elect Daniel O. Leemon | Mgmt | For | For | For | |||
1.7 | Elect Stacey S. Rauch | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey R. Tarr | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 09/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LEE Joong Sik | Mgmt | For | Against | Against | |||
Cray Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRAY | CUSIP 225223304 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Prithviraj Banerjee | Mgmt | For | For | For | |||
1.2 | Elect Martin J. Homlish | Mgmt | For | For | For | |||
1.3 | Elect Stephen C. Kiely | Mgmt | For | For | For | |||
1.4 | Elect Sally G. Narodick | Mgmt | For | For | For | |||
1.5 | Elect Daniel C. Regis | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Richards | Mgmt | For | For | For | |||
1.7 | Elect Max L. Schireson | Mgmt | For | For | For | |||
1.8 | Elect Peter J. Ungaro | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Credit Acceptance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACC | CUSIP 225310101 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald A. Foss | Mgmt | For | For | For | |||
1.2 | Elect Glenda J. Flanagan | Mgmt | For | For | For | |||
1.3 | Elect Brett A. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Thomas N. Tryforos | Mgmt | For | For | For | |||
1.5 | Elect Scott J. Vassalluzzo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Crédit Agricole SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACA | CINS F22797108 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Ratification of Board Acts; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Transfer of Reserves | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Transfer of Reserves | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Roger Andrieu | Mgmt | For | For | For | |||
12 | Elect Francois Thibault | Mgmt | For | Against | Against | |||
13 | Elect Roger Andrieu | Mgmt | For | Against | Against | |||
14 | Elect Pascale Berger | Mgmt | For | Against | Against | |||
15 | Elect Pascal Celerier | Mgmt | For | Against | Against | |||
16 | Elect Monica Mondardini | Mgmt | For | Against | Against | |||
17 | Elect Jean-Louis Roveyaz | Mgmt | For | Against | Against | |||
18 | Elect Dominique Lefebvre | Mgmt | For | Against | Against | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Remuneration of the Jean-Marie Sander, Chairman | Mgmt | For | Against | Against | |||
21 | Remuneration of Jean-Paul Chifflet, CEO | Mgmt | For | For | For | |||
22 | Remuneration of Jean-Yves Hocher, Bruno de Laage, Michel Mathieu and Xavier Musca, Deputy CEOs | Mgmt | For | For | For | |||
23 | Remuneration of identified staff | Mgmt | For | For | For | |||
24 | Authorization to Set The Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | Against | Against | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | |||
27 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/24/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation | Mgmt | For | TNA | N/A | |||
10 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
11 | Elect Urs Rohner as Chairman | Mgmt | For | TNA | N/A | |||
12 | Elect Jassim Bin Hamad J.J. Al Thani | Mgmt | For | TNA | N/A | |||
13 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
14 | Elect Noreen Doyle | Mgmt | For | TNA | N/A | |||
15 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
16 | Elect Jean Lanier | Mgmt | For | TNA | N/A | |||
17 | Elect Kaikhushru S. Nargolwala | Mgmt | For | TNA | N/A | |||
18 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
19 | Elect Richard E. Thornburgh | Mgmt | For | TNA | N/A | |||
20 | Elect Sebastian Thrun | Mgmt | For | TNA | N/A | |||
21 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
22 | Elect Seraina Maag | Mgmt | For | TNA | N/A | |||
23 | Elect Iris Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Jean Lanier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Kai Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
29 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
30 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 03/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
5 | Elect Maeve Carton | Mgmt | For | For | For | |||
6 | Elect William P. Egan | Mgmt | For | For | For | |||
7 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | |||
8 | Elect Nicky Hartery | Mgmt | For | For | For | |||
9 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
10 | Elect Don McGovern | Mgmt | For | For | For | |||
11 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
12 | Elect Albert Manifold | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Elect Mark S. Towe | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
24 | Increase in Authorised Capital | Mgmt | For | For | For | |||
25 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
26 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Croda International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRDA | CINS G25536106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alan Ferguson | Mgmt | For | For | For | |||
5 | Elect Martin Flower | Mgmt | For | For | For | |||
6 | Elect Steve E. Foots | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Helena Ganczakowski | Mgmt | For | For | For | |||
9 | Elect Keith Layden | Mgmt | For | For | For | |||
10 | Elect Jez Maiden | Mgmt | For | For | For | |||
11 | Elect Nigel Turner | Mgmt | For | For | For | |||
12 | Elect Stephen Williams | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
1.4 | Elect William G. Little | Mgmt | For | For | For | |||
1.5 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.6 | Elect James H. Miller | Mgmt | For | For | For | |||
1.7 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Ralph | Mgmt | For | For | For | |||
1.9 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.10 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.11 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 09/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Article Amendments | Mgmt | For | For | For | |||
Customers Bancorp, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUBI | CUSIP 23204G100 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay S. Sidhu | Mgmt | For | For | For | |||
1.2 | Elect Bhanu Choudhrie | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Cyberonics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYBX | CUSIP 23251P102 | 09/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Guy C. Jackson | Mgmt | For | For | For | |||
1.2 | Elect Joseph E. Laptewicz | Mgmt | For | For | For | |||
1.3 | Elect Daniel J. Moore | Mgmt | For | For | For | |||
1.4 | Elect Hugh M. Morrison | Mgmt | For | For | For | |||
1.5 | Elect Alfred J. Novak | Mgmt | For | For | For | |||
1.6 | Elect Arthur L. Rosenthal | Mgmt | For | For | For | |||
1.7 | Elect John T. Tremmel | Mgmt | For | For | For | |||
2 | Annual Executive Bonus Program | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cypress Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CY | CUSIP 232806109 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Stock Plan | Mgmt | For | For | For | |||
Cypress Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CY | CUSIP 232806109 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T.J. Rodgers | Mgmt | For | For | For | |||
1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
1.3 | Elect Eric A. Benhamou | Mgmt | For | For | For | |||
1.4 | Elect Wilbert van den Hoek | Mgmt | For | For | For | |||
1.5 | Elect John H. Kispert | Mgmt | For | For | For | |||
1.6 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.7 | Elect O.C. Kwon | Mgmt | For | For | For | |||
1.8 | Elect Michael S. Wishart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CYS Investments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYS | CUSIP 12673A108 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin E. Grant | Mgmt | For | For | For | |||
1.2 | Elect Tanya S. Beder | Mgmt | For | For | For | |||
1.3 | Elect Karen Hammond | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey P. Hughes | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Jonas | Mgmt | For | For | For | |||
1.6 | Elect Raymond A. Redlingshafer, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.8 | Elect James A. Stern | Mgmt | For | For | For | |||
1.9 | Elect David A. Tyson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Daifuku Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6383 | CINS J08988107 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masaki Hohjoh | Mgmt | For | For | For | |||
3 | Elect Akio Tanaka | Mgmt | For | For | For | |||
4 | Elect Mikio Inohara | Mgmt | For | For | For | |||
5 | Elect Shuichi Honda | Mgmt | For | For | For | |||
6 | Elect Hidenori Iwamoto | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Nakashima | Mgmt | For | For | For | |||
8 | Elect Seiji Satoh | Mgmt | For | For | For | |||
9 | Elect Hiroshi Geshiro | Mgmt | For | For | For | |||
10 | Elect Noboru Kashiwagi | Mgmt | For | For | For | |||
11 | Elect Yoshiaki Ozawa | Mgmt | For | For | For | |||
12 | Elect Isao Kitamoto as Statutory Auditor | Mgmt | For | For | For | |||
13 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/01/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Paul Achleitner | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Amendments to Intra-Company Control Agreement with Daimler Financial Services AG | Mgmt | For | TNA | N/A | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 01/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CINS G2630L100 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Pat A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
DAMAC Properties Dubai Co. P.S.C | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAMAC | CINS M0858Z101 | 03/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | TNA | N/A | |||
3 | Auditor's Report | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Bonus Share Issuance | Mgmt | For | TNA | N/A | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Auditors' Acts | Mgmt | For | TNA | N/A | |||
DAMAC Properties Dubai Co. P.S.C | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAMAC | CINS M0858Z101 | 03/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends on Ordinary Shares | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends on Non-Voting Redeemable Convertible Preference Shares | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Peter Seah Lim Huat | Mgmt | For | For | For | |||
7 | Elect OW Foong Pheng | Mgmt | For | Against | Against | |||
8 | Elect Andre Sekulic | Mgmt | For | For | For | |||
9 | Elect Nihal Vijaya Devadas Kaviratne | Mgmt | For | Against | Against | |||
10 | Authority to Grant Awards and Issue Shares under the DBSH Share Option Plan and DBSH Share Plan | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Ordinary and Non-Voting Convertible Preference Shares under the DBSH Scrip Dividend Scheme for 2014 | Mgmt | For | For | For | |||
17 | Authority to Issue Ordinary and Non-Voting Convertible Preference Shares under the DBSH Scrip Dividend Scheme for 2015 | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Delek US Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DK | CUSIP 246647101 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ezra Uzi Yemin | Mgmt | For | For | For | |||
1.2 | Elect William J. Finnerty | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Jorda | Mgmt | For | For | For | |||
1.4 | Elect Charles H. Leonard | Mgmt | For | For | For | |||
1.5 | Elect Shlomo Zohar | Mgmt | For | For | For | |||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Francis S. Blake | Mgmt | For | For | For | |||
4 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
5 | Elect John S. Brinzo | Mgmt | For | For | For | |||
6 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
7 | Elect David G. DeWalt | Mgmt | For | For | For | |||
8 | Elect Thomas E. Donilon | Mgmt | For | For | For | |||
9 | Elect William H. Easter III | Mgmt | For | For | For | |||
10 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
11 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
12 | Elect David R. Goode | Mgmt | For | For | For | |||
13 | Elect George N. Mattson | Mgmt | For | For | For | |||
14 | Elect Douglas R Ralph | Mgmt | For | For | For | |||
15 | Elect Sergio Agapito Lires Rial | Mgmt | For | For | For | |||
16 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.9 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.10 | Elect Lee J. Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Denso Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6902 | CINS J12075107 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Nobuaki Katoh | Mgmt | For | For | For | |||
6 | Elect Kohji Kobayashi | Mgmt | For | For | For | |||
7 | Elect Kohji Arima | Mgmt | For | For | For | |||
8 | Elect Masahiko Miyaki | Mgmt | For | For | For | |||
9 | Elect Haruya Maruyama | Mgmt | For | For | For | |||
10 | Elect Yasushi Yamanaka | Mgmt | For | For | For | |||
11 | Elect Akio Tajima | Mgmt | For | For | For | |||
12 | Elect Yoshikazu Makino | Mgmt | For | For | For | |||
13 | Elect Michio Adachi | Mgmt | For | For | For | |||
14 | Elect Satoshi Iwata | Mgmt | For | For | For | |||
15 | Elect Masahiko Itoh | Mgmt | For | For | For | |||
16 | Elect George Olcott | Mgmt | For | For | For | |||
17 | Elect Takashi Nawa | Mgmt | For | For | For | |||
18 | Elect Atsuhiko Shimmura | Mgmt | For | Against | Against | |||
19 | Elect Moritaka Yoshida | Mgmt | For | Against | Against | |||
20 | Elect Toshimichi Kondoh | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
Deutsche Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBK | CINS D18190898 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Elect Louise M. Parent to the Supervisory Board | Mgmt | For | TNA | N/A | |||
14 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
16 | Shareholder Proposal Regarding Special Audit | ShrHldr | Against | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Roland Oetker to the Supervisory Board | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Deutsche Telekom AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CINS D2035M136 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Wulf H. Bernotat to the Supervisory Board | Mgmt | For | TNA | N/A | |||
12 | Elect Michael Kaschke to the Supervisory Board | Mgmt | For | TNA | N/A | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrance H. Gregg | Mgmt | For | For | For | |||
2 | Elect Kevin Sayer | Mgmt | For | For | For | |||
3 | Elect Nicholas Augustinos | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dexus Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXS | CINS Q3190P100 | 10/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Ratify Penny Bingham-Hall as a Director | Mgmt | For | For | For | |||
4 | Ratify Elizabeth A. Alexander as a Director | Mgmt | For | For | For | |||
5 | Ratify Tonianne Dwyer as a Director | Mgmt | For | For | For | |||
6 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
7 | Amendments to Constitution | Mgmt | For | For | For | |||
Diageo plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 09/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
6 | Elect Laurence M. Danon | Mgmt | For | For | For | |||
7 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |||
8 | Elect HO Kwon Ping | Mgmt | For | For | For | |||
9 | Elect Betsey D. Holden | Mgmt | For | For | For | |||
10 | Elect Franz B. Humer | Mgmt | For | For | For | |||
11 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
12 | Elect Ivan Menezes | Mgmt | For | For | For | |||
13 | Elect Philip Scott | Mgmt | For | For | For | |||
14 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |||
15 | Elect Alan Stewart | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Approval of Long Term Incentive Plan | Mgmt | For | For | For | |||
Dillard's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDS | CUSIP 254067101 | 05/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank R. Mori | Mgmt | For | Against | Against | |||
2 | Elect Reynie Rutledge | Mgmt | For | Against | Against | |||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Nick White | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2005 Non-Employee Director Restricted Stock Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F302 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Beck | Mgmt | For | For | For | |||
1.2 | Elect J. David Wargo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2005 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
Distribuidora Internacional de Alimentación SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIA | CINS E3685C104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Offset of Losses | Mgmt | For | For | For | |||
5 | Allocation of Reserves | Mgmt | For | For | For | |||
6 | Dividends | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Amendments to Articles 2 and 3 | Mgmt | For | For | For | |||
9 | Amendments to Articles 5, 8 and 9 | Mgmt | For | For | For | |||
10 | Amendments to Articles 11 and 13 | Mgmt | For | For | For | |||
11 | Amendments to Article 14 | Mgmt | For | For | For | |||
12 | Amendments to Articles 15, 16. 17, 18, 19, 23, 26 and 27 | Mgmt | For | For | For | |||
13 | Amendments to Articles 31, 33, 34, 35, 36, 37, 39 and New Article 39 bis | Mgmt | For | For | For | |||
14 | Amendments to Articles 41 and 42 | Mgmt | For | For | For | |||
15 | Amendments to Articles 43, 44 and New Article 43 bis | Mgmt | For | For | For | |||
16 | Amendments to General Meeting Regulation Article 5 | Mgmt | For | For | For | |||
17 | Amendments to General Meeting Regulation Articles 7 and 9 | Mgmt | For | For | For | |||
18 | Amendments to General Meeting Regulation Articles 10, 11, 12 and 13 | Mgmt | For | For | For | |||
19 | Amendments to General Meeting Regulation Articles 22 and 28 | Mgmt | For | For | For | |||
20 | Amendments to General Meeting Regulation Articles 31 and 33 | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
22 | Authority to Transfer Shares for Directors | Mgmt | For | For | For | |||
23 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
26 | Remuneration Report | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1812S105 | 04/23/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
10 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
11 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
12 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||
15 | Control Committee | Mgmt | For | TNA | N/A | |||
16 | Election Committee | Mgmt | For | TNA | N/A | |||
17 | Governing Bodies Fees | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Regarding Removal of the Supervisory Board and the Control Committee | Mgmt | For | TNA | N/A | |||
19 | Election Committee Guidelines | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect David J. Illingworth | Mgmt | For | For | For | |||
5 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Domenic Pilla | Mgmt | For | For | For | |||
8 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
10 | Elect Denis A. Turcotte | Mgmt | For | For | For | |||
11 | Elect John D. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Douglas Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLOW | CUSIP 25960R105 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James L. Packard | Mgmt | For | For | For | |||
1.2 | Elect Kenneth W. Krueger | Mgmt | For | For | For | |||
1.3 | Elect James L. Janik | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Risks in Sugar Supply Chain | ShrHldr | Against | Against | For | |||
DSP Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSPG | CUSIP 23332B106 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ofer Elyakim | Mgmt | For | For | For | |||
1.2 | Elect Tom Lacey | Mgmt | For | For | For | |||
1.3 | Elect Gabi Seligsohn | Mgmt | For | For | For | |||
1.4 | Elect Yair Seroussi | Mgmt | For | For | For | |||
1.5 | Elect Patrick Tanguy | Mgmt | For | For | For | |||
1.6 | Elect Kenneth H. Traub | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Adoption of Exclusive Forum | Mgmt | For | For | For | |||
4 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 03/01/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Presentation of Directors' and Auditor's Reports | Mgmt | For | TNA | N/A | |||
3 | Presentation of Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Auditors' Acts | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Dun & Bradstreet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CUSIP 26483E100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert P. Carrigan | Mgmt | For | For | For | |||
2 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
3 | Elect L. Gordon Crovitz | Mgmt | For | For | For | |||
4 | Elect James N. Fernandez | Mgmt | For | For | For | |||
5 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
6 | Elect Anastassia Lauterbach | Mgmt | For | For | For | |||
7 | Elect Thomas J. Manning | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Dyax Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYAX | CUSIP 26746E103 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ron Cohen | Mgmt | For | For | For | |||
1.2 | Elect David J. McLachlan | Mgmt | For | For | For | |||
1.3 | Elect Pablo Pucci | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Dynavax Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVAX | CUSIP 268158201 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arnold L. Oronsky | Mgmt | For | Withhold | Against | |||
1.2 | Elect Francis R. Cano | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peggy V. Phillips | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Julia S. Gouw | Mgmt | For | For | For | |||
1.5 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.6 | Elect John Lee | Mgmt | For | For | For | |||
1.7 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.8 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.10 | Elect Keith W. Renken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
3 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
4 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
6 | Elect John J. Donahoe | Mgmt | For | For | For | |||
7 | Elect David Dorman | Mgmt | For | For | For | |||
8 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
9 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
10 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
11 | Elect David M. Moffett | Mgmt | For | For | For | |||
12 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
13 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
14 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
15 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
EchoStar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SATS | CUSIP 278768106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Stanton Dodge | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael T. Dugan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Anthony M. Federico | Mgmt | For | Withhold | Against | |||
1.5 | Elect Pradman P. Kaul | Mgmt | For | Withhold | Against | |||
1.6 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.7 | Elect C. Michael Schroeder | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
EchoStar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SATS | CUSIP 278768106 | 10/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Stanton Dodge | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael T. Dugan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Anthony M. Federico | Mgmt | For | Withhold | Against | |||
1.5 | Elect Pradman P. Kaul | Mgmt | For | Withhold | Against | |||
1.6 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.7 | Elect C. Michael Schroeder | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-Approval of Material Terms under the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Education Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H203 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |||
1.2 | Elect Monte J. Barrow | Mgmt | For | For | For | |||
1.3 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.4 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.5 | Elect John L. Ford | Mgmt | For | For | For | |||
1.6 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.7 | Elect Thomas Trubiana | Mgmt | For | For | For | |||
1.8 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Cardis | Mgmt | For | For | For | |||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
3 | Elect Barbara J. McNeil | Mgmt | For | For | For | |||
4 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
5 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
6 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
7 | Approve the Edwards Incentive Plan in accordance with Internal Revenue 162(m) | Mgmt | For | For | For | |||
8 | Amendment to the Long-Term Stock Program | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Elis Services SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELIS | CINS F2976F106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Allocation of Loss | Mgmt | For | For | For | |||
9 | Special Dividend | Mgmt | For | For | For | |||
10 | Elect Thierry Morin | Mgmt | For | Against | Against | |||
11 | Elect Virginie Morgon | Mgmt | For | Against | Against | |||
12 | Elect Philippe Delleur | Mgmt | For | Against | Against | |||
13 | Termination Benefits of Xavier Martire, Executive Chairman | Mgmt | For | Against | Against | |||
14 | Termination Benefits of Louis Guyot, Executive Director | Mgmt | For | Against | Against | |||
15 | Termination Benefits of Matthieu Lecharny, Executive Director | Mgmt | For | Against | Against | |||
16 | Remuneration of Xavier Martire, Executive Chairman | Mgmt | For | For | For | |||
17 | Remuneration of Louis Guyot and Matthieu Lecharny, Executive Directors | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Abdun-Nabi | Mgmt | For | For | For | |||
1.2 | Elect Sue Bailey | Mgmt | For | For | For | |||
1.3 | Elect Jerome M. Hauer | Mgmt | For | For | For | |||
1.4 | Elect John E. Niederhuber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Emlak Konut Gayrimenkul Yatirim Ortakligi A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EKGYO | CINS M4030U105 | 04/06/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening of Meeting; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
5 | Meeting Minutes | Mgmt | For | TNA | N/A | |||
6 | Presentation of Directors' and Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Election of Directors; Ratification of Cooption | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Charitable Donations | Mgmt | For | TNA | N/A | |||
14 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
15 | Presentation of Report on Competing Activites or Related Party Transactions | Mgmt | For | TNA | N/A | |||
16 | Compensation Policy | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
19 | Wishes and Closing | Mgmt | For | TNA | N/A | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Valerie R. Glenn | Mgmt | For | For | For | |||
1.2 | Elect Ronald F. Mosher | Mgmt | For | For | For | |||
1.3 | Elect Katherine W. Ong | Mgmt | For | For | For | |||
2 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ems-Chemie Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMSN | CINS H22206199 | 08/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Board Compensation | Mgmt | For | TNA | N/A | |||
4 | Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Ulf Berg as Chairman and a Member of the Compensation Committee | Mgmt | For | TNA | N/A | |||
8 | Elect Magdalena Martullo as a Director | Mgmt | For | TNA | N/A | |||
9 | Elect Joachim Streu as a Director and a Member of the Compensation Committee | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Merki as a Director and a Member of the Compensation Committee | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Enanta Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENTA | CUSIP 29251M106 | 02/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George S. Golumbeski | Mgmt | For | For | For | |||
1.2 | Elect Terry Vance | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Jane L. Peverett | Mgmt | For | For | For | |||
1.8 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.9 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.10 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Option Plan | Mgmt | For | For | For | |||
4 | Authority to Create Preferred Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Michael P. Monaco | Mgmt | For | For | For | |||
1.3 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.4 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.5 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Alfredo Antoniozzi | Mgmt | For | For | For | |||
5 | 2015 Long-term Incentive Plan | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adoption of a Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
Enersys | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENS | CUSIP 29275Y102 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Seifi Ghasemi | Mgmt | For | Against | Against | |||
2 | Elect John F. Lehman | Mgmt | For | For | For | |||
3 | Elect Dennis S. Marlo | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Engility Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CUSIP 29285W104 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Engility Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CUSIP 29286C107 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
1.2 | Elect Charles S. Ream | Mgmt | For | For | For | |||
1.3 | Elect Anthony Smeraglinolo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank D. Bracken | Mgmt | For | For | For | |||
2 | Elect Keith S. Walters | Mgmt | For | For | For | |||
3 | Elect Irshad Ahmad | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | 2015 Equity Ownership Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
Entravision Communications Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVC | CUSIP 29382R107 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter F. Ulloa | Mgmt | For | For | For | |||
1.2 | Elect Paul A. Zevnik | Mgmt | For | For | For | |||
1.3 | Elect Esteban E. Torres | Mgmt | For | For | For | |||
1.4 | Elect Gilbert R. Vasquez | Mgmt | For | For | For | |||
1.5 | Elect Jules G. Buenabenta | Mgmt | For | For | For | |||
1.6 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
1.7 | Elect Juan Saldivar von Wuthenau | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack A. Newman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas M. Bloch | Mgmt | For | For | For | |||
1.3 | Elect Gregory K. Silvers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect Jim Lozier | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Essent Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESNT | CUSIP G3198U102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aditya Dutt | Mgmt | For | For | For | |||
1.2 | Elect Roy J. Kasmar | Mgmt | For | For | For | |||
1.3 | Elect Andrew Turnbull | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Francoise Mercadal-Delassales | Mgmt | For | Against | Against | |||
9 | Remuneration of Patrick Sayer, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, vice-CEOs | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
13 | Amendments Regarding Employee Representatives | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Everest Re Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RE | CUSIP G3223R108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | |||
1.2 | Elect John J. Amore | Mgmt | For | For | For | |||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | |||
1.4 | Elect William F. Galtney, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gerri Losquadro | Mgmt | For | For | For | |||
1.6 | Elect Roger M. Singer | Mgmt | For | For | For | |||
1.7 | Elect Joseph V. Taranto | Mgmt | For | For | For | |||
1.8 | Elect John A. Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Non-Employee Director Equity Compensation Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exor S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXP | CINS T3833E113 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | Against | Against | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Giovanni Agnelli e C. S.a.p.a. | Mgmt | For | N/A | N/A | |||
6 | List Presented by Group of Shareholders Representing 1.02% of Share Capital | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | List Presented by Giovanni Agnelli e C. S.a.p.a. | Mgmt | N/A | Abstain | N/A | |||
9 | List Presented by Group of Shareholders Representing 1.02% of Share Capital | Mgmt | N/A | For | N/A | |||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pamela L. Coe | Mgmt | For | Withhold | Against | |||
1.3 | Elect Barry Diller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter M. Kern | Mgmt | For | Withhold | Against | |||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |||
1.9 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2005 Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Experian Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPN | CINS G32655105 | 07/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory-- Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect Jan Babiak | Mgmt | For | For | For | |||
5 | Elect Fabiola Arredondo | Mgmt | For | For | For | |||
6 | Elect Brian Cassin | Mgmt | For | For | For | |||
7 | Elect Roger Davis | Mgmt | For | For | For | |||
8 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
10 | Elect Don Robert | Mgmt | For | For | For | |||
11 | Elect George Rose | Mgmt | For | For | For | |||
12 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
13 | Elect Paul A. Walker | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Extreme Networks, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXTR | CUSIP 30226D106 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. Berger | Mgmt | For | For | For | |||
1.2 | Elect Charles Carinalli | Mgmt | For | For | For | |||
1.3 | Elect Edward H. Kennedy | Mgmt | For | For | For | |||
1.4 | Elect John H. Kispert | Mgmt | For | For | For | |||
1.5 | Elect Edward B. Meyercord III | Mgmt | For | For | For | |||
1.6 | Elect Randi Paikoff Feigin | Mgmt | For | For | For | |||
1.7 | Elect John C. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
5 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEW Thiam Keng | Mgmt | For | For | For | |||
4 | Elect TAN Woon Hum | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fairchild Semiconductor International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCS | CUSIP 303726103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles P. Carinalli | Mgmt | For | For | For | |||
2 | Elect Randy W. Carson | Mgmt | For | For | For | |||
3 | Elect Terry A. Klebe | Mgmt | For | For | For | |||
4 | Elect Anthony Lear | Mgmt | For | For | For | |||
5 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
6 | Elect Kevin J. McGarity | Mgmt | For | For | For | |||
7 | Elect Bryan R. Roub | Mgmt | For | For | For | |||
8 | Elect Ronald W. Shelly | Mgmt | For | For | For | |||
9 | Elect Mark S. Thompson | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Stock Plan | Mgmt | For | Against | Against | |||
11 | Second Amendment to the 2007 Stock Plan | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Fanuc Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6954 | CINS J13440102 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Inaba | Mgmt | For | For | For | |||
4 | Elect Kenji Yamaguchi | Mgmt | For | For | For | |||
5 | Elect Hiroyuki Uchida | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Gonda | Mgmt | For | For | For | |||
7 | Elect Kiyonori Inaba | Mgmt | For | For | For | |||
8 | Elect Shunsuke Matsubara | Mgmt | For | For | For | |||
9 | Elect Hiroshi Noda | Mgmt | For | For | For | |||
10 | Elect Katsuo Kohari | Mgmt | For | For | For | |||
11 | Elect Toshiya Okada | Mgmt | For | For | For | |||
12 | Elect Richard E. Schneider | Mgmt | For | For | For | |||
13 | Elect Olaf C. Gehrels | Mgmt | For | For | For | |||
14 | Elect Masato Ono | Mgmt | For | For | For | |||
15 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
16 | Elect Yasuo Imai | Mgmt | For | For | For | |||
17 | Elect Shunsuke Kimura | Mgmt | For | For | For | |||
18 | Elect Naoki Shimizu | Mgmt | For | For | For | |||
19 | Elect Takeo Nakagawa | Mgmt | For | For | For | |||
Farmers Capital Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFKT | CUSIP 309562106 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2.1 | Elect J. Barry Banker | Mgmt | For | Withhold | Against | |||
2.2 | Elect Fred N. Parker | Mgmt | For | Withhold | Against | |||
2.3 | Elect David Y. Phelps | Mgmt | For | Withhold | Against | |||
2.4 | Elect Charles F. Sutterlin | Mgmt | For | Withhold | Against | |||
FCB Financial Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCB | CUSIP 30255G103 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kent S Ellert | Mgmt | For | For | For | |||
1.2 | Elect Howard R. Curd | Mgmt | For | For | For | |||
1.3 | Elect Gerald Luterman | Mgmt | For | For | For | |||
1.4 | Elect Paul A. Novelly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Executive Incentive Plan | Mgmt | For | For | For | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Karl V. Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Erland E. Kailbourne | Mgmt | For | For | For | |||
1.3 | Elect Robert N. Latella | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
First Community Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCBC | CUSIP 31983A103 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W.C. Blankenship, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect I. Norris Kantor | Mgmt | For | Withhold | Against | |||
1.3 | Elect William P. Stafford, II | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
First Industrial Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CUSIP 32054K103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
3 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||
4 | Elect John E. Rau | Mgmt | For | For | For | |||
5 | Elect Peter Sharpe | Mgmt | For | For | For | |||
6 | Elect W. Ed Tyler | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
First NBC Bank Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNBC | CUSIP 32115D106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William D. Aaron | Mgmt | For | For | For | |||
2 | Elect William M. Carrouche | Mgmt | For | For | For | |||
3 | Elect Leander J. Foley, III | Mgmt | For | For | For | |||
4 | Elect John F. French | Mgmt | For | For | For | |||
5 | Elect Leon L. Giorgio, Jr. | Mgmt | For | For | For | |||
6 | Elect Shivan Govindan | Mgmt | For | For | For | |||
7 | Elect L. Blake Jones | Mgmt | For | For | For | |||
8 | Elect Louis V. Lauricella | Mgmt | For | For | For | |||
9 | Elect Mark G. Merlo | Mgmt | For | For | For | |||
10 | Elect Ashton J. Ryan, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles C. Teamer | Mgmt | For | For | For | |||
12 | Elect Joseph F. Toomy | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
FirstMerit Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMER | CUSIP 337915102 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lizabeth A. Ardisana | Mgmt | For | For | For | |||
1.2 | Elect Steven H. Baer | Mgmt | For | For | For | |||
1.3 | Elect Karen S. Belden | Mgmt | For | For | For | |||
1.4 | Elect R. Cary Blair | Mgmt | For | For | For | |||
1.5 | Elect John C. Blickle | Mgmt | For | For | For | |||
1.6 | Elect Robert W. Briggs | Mgmt | For | For | For | |||
1.7 | Elect Richard Colella | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Cubbin | Mgmt | For | For | For | |||
1.9 | Elect Gina D. France | Mgmt | For | For | For | |||
1.10 | Elect Paul G. Greig | Mgmt | For | For | For | |||
1.11 | Elect Terry L. Haines | Mgmt | For | For | For | |||
1.12 | Elect J. Michael Hochschwender | Mgmt | For | For | For | |||
1.13 | Elect Clifford J. Isroff | Mgmt | For | For | For | |||
1.14 | Elect Philip A. Lloyd, II | Mgmt | For | For | For | |||
1.15 | Elect Russ G. Strobel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Proxy Access | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Mussafer | Mgmt | For | For | For | |||
1.2 | Elect David Schlessinger | Mgmt | For | For | For | |||
1.3 | Elect Thomas Vellios | Mgmt | For | For | For | |||
1.4 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
1.5 | Elect Joel D. Anderson | Mgmt | For | For | For | |||
1.6 | Elect Kathleen S. Barclay | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Articles of Incorporation and Bylaws to Provide Majority Voting | Mgmt | For | For | For | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven J. D'Iorio | Mgmt | For | For | For | |||
2 | Elect Louis C. Grassi | Mgmt | For | For | For | |||
3 | Elect Sam Han | Mgmt | For | For | For | |||
4 | Elect John E. Roe, Sr. | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | |||
4 | Re-elect Owen L. Hegarty | Mgmt | For | Against | Against | |||
5 | Re-elect Geoff Raby | Mgmt | For | Against | Against | |||
6 | Renew Partial Takeover Provisions | Mgmt | For | For | For | |||
Foxtons Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOXT | CINS G3654P100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Special Dividend | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Nic Budden | Mgmt | For | For | For | |||
6 | Elect Andrew J. Adcock | Mgmt | For | For | For | |||
7 | Elect Ian E. Barlow | Mgmt | For | For | For | |||
8 | Elect Michael Brown | Mgmt | For | For | For | |||
9 | Elect Annette Court | Mgmt | For | For | For | |||
10 | Elect Gerard Nieslony | Mgmt | For | For | For | |||
11 | Elect Garry Watts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Senior Management Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Ratification of Dividends | Mgmt | For | For | For | |||
Frontier Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTR | CUSIP 35906A108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | |||
1.3 | Elect Diana S. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect Edward Fraioli | Mgmt | For | For | For | |||
1.5 | Elect Daniel J. McCarthy | Mgmt | For | For | For | |||
1.6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
1.7 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
1.8 | Elect Howard L. Schrott | Mgmt | For | For | For | |||
1.9 | Elect Larraine D. Segil | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.11 | Elect Myron A. Wick, III | Mgmt | For | For | For | |||
1.12 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Fuji Heavy Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7270 | CINS J14406136 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuyuki Yoshinaga | Mgmt | For | For | For | |||
5 | Elect Jun Kondoh | Mgmt | For | For | For | |||
6 | Elect Naoto Mutoh | Mgmt | For | For | For | |||
7 | Elect Mitsuru Takahashi | Mgmt | For | For | For | |||
8 | Elect Takeshi Tachimori | Mgmt | For | For | For | |||
9 | Elect Masahiro Kasai | Mgmt | For | For | For | |||
10 | Elect Toshio Arima | Mgmt | For | For | For | |||
11 | Elect Yoshinori Komamura | Mgmt | For | For | For | |||
12 | Elect Akira Mabuchi | Mgmt | For | Against | Against | |||
13 | Elect Shinichi Mita | Mgmt | For | Against | Against | |||
14 | Elect Kenji Tamazawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Fujifilm Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4901 | CINS J14208102 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Shigetaka Komori | Mgmt | For | For | For | |||
5 | Elect Shigehiro Nakajima | Mgmt | For | For | For | |||
6 | Elect Kohichi Tamai | Mgmt | For | For | For | |||
7 | Elect Yuzoh Toda | Mgmt | For | For | For | |||
8 | Elect Tohru Takahashi | Mgmt | For | For | For | |||
9 | Elect Takatoshi Ishikawa | Mgmt | For | For | For | |||
10 | Elect Kenji Sukeno | Mgmt | For | For | For | |||
11 | Elect Masahiro Asami | Mgmt | For | For | For | |||
12 | Elect Tadahito Yamamoto | Mgmt | For | For | For | |||
13 | Elect Teisuke Kitayama | Mgmt | For | For | For | |||
14 | Elect Hiroshi Inoue | Mgmt | For | For | For | |||
15 | Elect Goh Miyazaki | Mgmt | For | For | For | |||
16 | Elect Hisayoshi Kobayakawa as Statutory Auditor | Mgmt | For | For | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
4 | Elect Masami Fujita | Mgmt | For | For | For | |||
5 | Elect Norihiko Taniguchi | Mgmt | For | For | For | |||
6 | Elect Michiyoshi Mazuka | Mgmt | For | For | For | |||
7 | Elect Tatsuzumi Furukawa | Mgmt | For | For | For | |||
8 | Elect Miyako Suda | Mgmt | For | For | For | |||
9 | Elect Jun Yokota | Mgmt | For | For | For | |||
10 | Elect Tatsuya Tanaka | Mgmt | For | For | For | |||
11 | Elect Hidehiro Tsukano | Mgmt | For | For | For | |||
12 | Elect Duncan Tait | Mgmt | For | For | For | |||
13 | Elect Chiaki Mukai | Mgmt | For | For | For | |||
14 | Elect Atsushi Abe | Mgmt | For | For | For | |||
15 | Elect Kohji Hatsukawa as a Statutory Auditor | Mgmt | For | For | For | |||
Futurefuel Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FF | CUSIP 36116M106 | 09/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee E. Mikles | Mgmt | For | For | For | |||
1.2 | Elect Thomas R. Evans | Mgmt | For | For | For | |||
1.3 | Elect Paul M. Manheim | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
G&K Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GK | CUSIP 361268105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn Crump-Caine | Mgmt | For | For | For | |||
1.2 | Elect M. Lenny Pippin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
GAIN Capital Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCAP | CUSIP 36268W100 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to Provisions of Debt Instruments | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaztransport Et Technigaz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CINS F42674113 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of financial statements and auditors' report, Approval of non-Deductible Expenses. | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
8 | Non-Compete Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Severance Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Olivier Jacquier | Mgmt | For | Against | Against | |||
11 | Elect Jacques Blanchard | Mgmt | For | Against | Against | |||
12 | Elect Michele Azalbert | Mgmt | For | Against | Against | |||
13 | Elect Christian Germa | Mgmt | For | Against | Against | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Remuneration of Philippe Berterottiere, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Geberit AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEBN | CINS H2942E124 | 04/01/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
5 | Elect Albert M. Baehny as Chairman | Mgmt | For | TNA | N/A | |||
6 | Elect Felix R. Ehrat | Mgmt | For | TNA | N/A | |||
7 | Elect Hartmut Reuter | Mgmt | For | TNA | N/A | |||
8 | Elect Robert F. Spoerry | Mgmt | For | TNA | N/A | |||
9 | Elect Jorgen Tang-Jensen | Mgmt | For | TNA | N/A | |||
10 | Elect Thomas M. Hubner | Mgmt | For | TNA | N/A | |||
11 | Elect Robert F. Spoerry as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
12 | Elect Hartmut Reuter as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
13 | Elect Jorgen Tang-Jensen as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
14 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Remuneration Report | Mgmt | For | TNA | N/A | |||
17 | Board Remuneration | Mgmt | For | TNA | N/A | |||
18 | Executive Remuneration | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Generac Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNRC | CUSIP 368736104 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Dixon | Mgmt | For | For | For | |||
1.2 | Elect David A. Ramon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
4 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hany Massarany | Mgmt | For | For | For | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Geo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEO | CUSIP 36162J106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence E. Anthony | Mgmt | For | For | For | |||
1.2 | Elect Anne N. Foreman | Mgmt | For | For | For | |||
1.3 | Elect Richard H. Glanton | Mgmt | For | For | For | |||
1.4 | Elect Christopher C. Wheeler | Mgmt | For | For | For | |||
1.5 | Elect Julie Myers Wood | Mgmt | For | Withhold | Against | |||
1.6 | Elect George C. Zoley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Senior Management Performance Award Plan | Mgmt | For | For | For | |||
Gerry Weber International AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWI | CINS D95473225 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Elect Ernst F. Schroder | Mgmt | For | Against | Against | |||
11 | Elect Gerhard Weber | Mgmt | For | For | For | |||
12 | Elect Alfred Thomas Bayard | Mgmt | For | Against | Against | |||
13 | Elect Ute Gerbaulet | Mgmt | For | Against | Against | |||
14 | Elect Udo Hardieck | Mgmt | For | Against | Against | |||
15 | Elect Charlotte Weber-Dresselhaus | Mgmt | For | For | For | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
4 | Elect Urs Rohner | Mgmt | For | For | For | |||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | GlaxoSmithKline Share Value Plan | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition, Joint Venture and Disposal | Mgmt | For | For | For | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Lonmin Share Distribution | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
6 | Elect William E. Macaulay | Mgmt | For | For | For | |||
7 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
8 | Elect Peter R. Coates | Mgmt | For | For | For | |||
9 | Elect John J. Mack | Mgmt | For | For | For | |||
10 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
11 | Elect Patrice E. Merrin | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 07/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Blanche E. Saldanha | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Elect Sridhar Gorthi | Mgmt | For | Against | Against | |||
7 | Elect Julio F. Ribeiro | Mgmt | For | For | For | |||
8 | Elect Natvarlal B. Desai | Mgmt | For | For | For | |||
9 | Elect Devendra R. Mehta | Mgmt | For | For | For | |||
10 | Elect Hocine Sidi Said | Mgmt | For | Against | Against | |||
11 | Elect Bernard Munos | Mgmt | For | For | For | |||
12 | Elect Brian W. Tempest | Mgmt | For | For | For | |||
13 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
14 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 11/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Reorganization | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 12/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
3 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
Global Cash Access Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCA | CUSIP 378967103 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Miles Kilburn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Global Mediacom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Global Mediacom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares Under the Employee and Management Stock Option Program | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
Globus Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMED | CUSIP 379577208 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David D. Davidar | Mgmt | For | Against | Against | |||
2 | Elect Robert W. Liptak | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
GLU Mobile Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLUU | CUSIP 379890106 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lorne K. Abony | Mgmt | For | For | For | |||
1.2 | Elect Eric R. Ball | Mgmt | For | For | For | |||
1.3 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
Grand Canyon Education Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOPE | CUSIP 38526M106 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brent D. Richardson | Mgmt | For | For | For | |||
2 | Elect Brian E. Mueller | Mgmt | For | For | For | |||
3 | Elect David J. Johnson | Mgmt | For | For | For | |||
4 | Elect Jack A. Henry | Mgmt | For | For | For | |||
5 | Elect Bradley A. Casper | Mgmt | For | For | For | |||
6 | Elect Kevin F. Warren | Mgmt | For | For | For | |||
7 | Elect Sara R. Dial | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Greatbatch, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GB | CUSIP 39153L106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Anthony P. Bihl, III | Mgmt | For | For | For | |||
1.3 | Elect Joseph W. Dziedzic | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | |||
1.5 | Elect Joseph A. Miller, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.7 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.8 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Greek Organisation Of Football Prognostics S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPAP | CINS X3232T104 | 04/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||
5 | 2014 Directors' Fees | Mgmt | For | For | For | |||
6 | 2015 Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Board Transactions | Mgmt | For | For | For | |||
9 | Related Party Transactions (2014) | Mgmt | For | For | For | |||
10 | Related Party Transactions (Neurosoft S.A.) | Mgmt | For | For | For | |||
11 | Related Party Transactions (Emerging Markets Capital) | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Green Dot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDOT | CUSIP 39304D102 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth C. Aldrich | Mgmt | For | For | For | |||
1.2 | Elect Glinda Bridgforth Hodges | Mgmt | For | For | For | |||
1.3 | Elect George T. Shaheen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Greenbrier Cos. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBX | CUSIP 393657101 | 01/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William A. Furman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles J. Swindells | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2014 Stock Incentive Plan to Increase Director Compensation | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
GrubHub Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUB | CUSIP 400110102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. William Gurley | Mgmt | For | For | For | |||
1.2 | Elect Matthew Maloney | Mgmt | For | For | For | |||
1.3 | Elect Brian McAndrews | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Ratification of Board, CEO and Audit and Corporate Governance Practices Committee | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Allocation of Dividends | Mgmt | For | For | For | |||
5 | Elect Carlos Hank Gonzalez | Mgmt | For | Against | Against | |||
6 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | |||
7 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | |||
8 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | |||
9 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | |||
10 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | |||
11 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | |||
12 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | |||
13 | Elect Armando Garza Sada | Mgmt | For | Against | Against | |||
14 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | |||
15 | Elect Adrian Sada Cueva | Mgmt | For | Against | Against | |||
16 | Elect Miguel Aleman Magnania | Mgmt | For | Against | Against | |||
17 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | |||
18 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | Against | Against | |||
19 | Elect Alfonso de Angoitia Noriega | Mgmt | For | Against | Against | |||
20 | Elect Graciela Gonzalez Moreno (Alternate) | Mgmt | For | Against | Against | |||
21 | Elect Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | Against | Against | |||
22 | Elect Jose Maria Garza Trevino (Alternate) | Mgmt | For | Against | Against | |||
23 | Elect Robert William Chandler Edwards (Alternate) | Mgmt | For | Against | Against | |||
24 | Elect Alberto Halabe Hamui (Alternate) | Mgmt | For | Against | Against | |||
25 | Elect Roberto Kelleher Vales (Alternate) | Mgmt | For | Against | Against | |||
26 | Elect Manuel Aznar Nicolin (Alternate) | Mgmt | For | Against | Against | |||
27 | Elect Guillermo Mascarenas Milmo (Alternate) | Mgmt | For | Against | Against | |||
28 | Elect Ramon A. Leal Chapa (Alternate) | Mgmt | For | Against | Against | |||
29 | Elect Isaac Becker Kabacnick (Alternate) | Mgmt | For | Against | Against | |||
30 | Elect Eduardo Livas Cantu (Alternate) | Mgmt | For | Against | Against | |||
31 | Elect Lorenzo Lazo Margain (Alternate) | Mgmt | For | Against | Against | |||
32 | Elect Javier Braun Burillo (Alternate) | Mgmt | For | Against | Against | |||
33 | Elect Rafael Contreras Grosskelwing (Alternate) | Mgmt | For | Against | Against | |||
34 | Elect Guadalupe Philips Margain (Alternate) | Mgmt | For | Against | Against | |||
35 | Election of Board Secretary | Mgmt | For | For | For | |||
36 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
37 | Directors' Fees | Mgmt | For | For | For | |||
38 | Election of Audit and Corporate Governance Committee Chairman | Mgmt | For | For | For | |||
39 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
40 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 07/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiary Names | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carlos Hank Gonzalez | Mgmt | For | Against | Against | |||
2 | Elect Graciela Gonzelez Moreno (Alternate) | Mgmt | For | Against | Against | |||
3 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
4 | Interim Dividend | Mgmt | For | For | For | |||
5 | Share Purchase for Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Report on Tax Compliance | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hammerson plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMSO | CINS G4273Q107 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre B. Bouchut | Mgmt | For | For | For | |||
5 | Elect David Atkins | Mgmt | For | For | For | |||
6 | Elect Gwyn Burr | Mgmt | For | For | For | |||
7 | Elect Peter Cole | Mgmt | For | For | For | |||
8 | Elect Timon Drakesmith | Mgmt | For | For | For | |||
9 | Elect Terry Duddy | Mgmt | For | For | For | |||
10 | Elect Jacques Espinasse | Mgmt | For | For | For | |||
11 | Elect Judy Gibbons | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Mouton | Mgmt | For | For | For | |||
13 | Elect David Tyler | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.2 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.4 | Elect Franck J. Moison | Mgmt | For | For | For | |||
1.5 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.6 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.7 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.9 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.10 | Elect David V. Singer | Mgmt | For | For | For | |||
1.11 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hang Seng Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
11 | CINS Y30327103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Henry CHENG Kar Sun | Mgmt | For | Against | Against | |||
5 | Elect Andrew FUNG Hau Chung | Mgmt | For | For | For | |||
6 | Elect Fred HU Zuliu | Mgmt | For | Against | Against | |||
7 | Elect Rose LEE Wai Mun | Mgmt | For | For | For | |||
8 | Elect Irene LEE Yun Lien | Mgmt | For | For | For | |||
9 | Elect Richard TANG Yat Sun | Mgmt | For | For | For | |||
10 | Elect Peter WONG Tung Shun | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Joon Ahn | Mgmt | For | For | For | |||
1.2 | Elect John J. Ahn | Mgmt | For | For | For | |||
1.3 | Elect Christie K. Chu | Mgmt | For | For | For | |||
1.4 | Elect John A. Hall | Mgmt | For | For | For | |||
1.5 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
1.6 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
1.7 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
1.8 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
1.9 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. John Anderson | Mgmt | For | For | For | |||
1.2 | Elect Richard I. Beattie | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.4 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.5 | Elect Donald A. James | Mgmt | For | For | For | |||
1.6 | Elect Matthew S. Levatich | Mgmt | For | For | For | |||
1.7 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
1.8 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
1.9 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
1.10 | Elect James A. Norling | Mgmt | For | For | For | |||
1.11 | Elect Jochen Zeitz | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Amendment to the Employee Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Hawaiian Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HA | CUSIP 419879101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory S. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Mark B. Dunkerley | Mgmt | For | For | For | |||
1.3 | Elect Lawrence S. Hershfield | Mgmt | For | For | For | |||
1.4 | Elect Zac S. Hirzel | Mgmt | For | For | For | |||
1.5 | Elect Randall L. Jenson | Mgmt | For | For | For | |||
1.6 | Elect Tomoyuki Moriizumi | Mgmt | For | For | For | |||
1.7 | Elect Crystal K. Rose | Mgmt | For | For | For | |||
1.8 | Elect Richard N. Zwern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCI Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCI | CUSIP 40416E103 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Macchiarola | Mgmt | For | Withhold | Against | |||
1.2 | Elect Harish M. Patel | Mgmt | For | Withhold | Against | |||
1.3 | Elect Martin A. Traber | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Health Net, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNT | CUSIP 42222G108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
3 | Elect Vicki B. Escarra | Mgmt | For | For | For | |||
4 | Elect Gale S. Fitzgerald | Mgmt | For | For | For | |||
5 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
6 | Elect Roger F. Greaves | Mgmt | For | For | For | |||
7 | Elect Douglas M. Mancino | Mgmt | For | For | For | |||
8 | Elect George Miller | Mgmt | For | For | For | |||
9 | Elect Bruce G. Willison | Mgmt | For | For | For | |||
10 | Elect Frederick C. Yeager | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Healthequity Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HQY | CUSIP 42226A107 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon Kessler | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen D. Neeleman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Frank A. Corvino | Mgmt | For | Withhold | Against | |||
1.4 | Elect Evelyn Dilsaver | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael O. Leavitt | Mgmt | For | Withhold | Against | |||
1.6 | Elect Frank T. Medici | Mgmt | For | Withhold | Against | |||
1.7 | Elect Manu Rana | Mgmt | For | Withhold | Against | |||
1.8 | Elect Ian Sacks | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924309 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
1.9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of a Forum Selection Bylaw Applicable to Derivative Litigation | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Heartland Financial USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLF | CUSIP 42234Q102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn B. Fuller | Mgmt | For | For | For | |||
1.2 | Elect R. Michael McCoy | Mgmt | For | For | For | |||
1.3 | Elect John W. Cox, Jr. | Mgmt | For | For | For | |||
2 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Heineken Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIO | CINS N39338194 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
9 | Elect Charlene Lucille de Carvalho-Heineken | Mgmt | For | Against | Against | |||
10 | Elect Charlotte M. Kwist | Mgmt | For | Against | Against | |||
11 | Elect Michel R. de Carvalho | Mgmt | For | Against | Against | |||
Henkel AG & Co. KGAA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEN | CINS D3207M110 | 04/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Special Resolution for Preferred Shareholders: Increase in Authorized Capital | Mgmt | For | For | For | |||
Hercules Technology Growth Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 07/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert P. Badavas | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Heritage Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBOS | CUSIP 42726X102 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect O. Leonard Dorminey | Mgmt | For | For | For | |||
1.2 | Elect Antone D. Lehr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Heritage Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBOS | CUSIP 42726X102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Heritage Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBOS | CUSIP 42726X102 | 09/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Heritage Insurance Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRTG | CUSIP 42727J102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Lucas | Mgmt | For | For | For | |||
1.2 | Elect Richard Widdiecombe | Mgmt | For | For | For | |||
1.3 | Elect Pete Apostolou | Mgmt | For | For | For | |||
1.4 | Elect Irini Barlas | Mgmt | For | For | For | |||
1.5 | Elect Trifon Houvardas | Mgmt | For | For | For | |||
1.6 | Elect James Masiello | Mgmt | For | For | For | |||
1.7 | Elect Nicholas Pappas | Mgmt | For | For | For | |||
1.8 | Elect Joseph Vattamattam | Mgmt | For | For | For | |||
1.9 | Elect Vijay Walvekar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hersha Hospitality Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HT | CUSIP 427825104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hasu P. Shah | Mgmt | For | For | For | |||
2 | Elect Dianna F. Morgan | Mgmt | For | For | For | |||
3 | Elect John M. Sabin | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Directors' Remuneration Report | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights to the Investment Manager | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 11/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Firm Placing and Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Firm Placing and Placing and Open Offer) | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Hill-Rom Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRC | CUSIP 431475102 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | For | For | |||
1.2 | Elect William G. Dempsey | Mgmt | For | For | For | |||
1.3 | Elect James R. Giertz | Mgmt | For | For | For | |||
1.4 | Elect Charles E. Golden | Mgmt | For | For | For | |||
1.5 | Elect John J. Greisch | Mgmt | For | For | For | |||
1.6 | Elect William H. Kucheman | Mgmt | For | For | For | |||
1.7 | Elect Ronald A. Malone | Mgmt | For | For | For | |||
1.8 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
1.9 | Elect Stacy Enxing Seng | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hisamitsu Pharmaceutical | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4530 | CINS J20076121 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hirotaka Nakatomi | Mgmt | For | For | For | |||
4 | Elect Kazuhide Nakatomi | Mgmt | For | For | For | |||
5 | Elect Kohsuke Sugiyama | Mgmt | For | For | For | |||
6 | Elect Tetsuo Akiyama | Mgmt | For | For | For | |||
7 | Elect Naruhito Higo | Mgmt | For | For | For | |||
8 | Elect Toshiaki Tsuruda | Mgmt | For | For | For | |||
9 | Elect Shinichiroh Takao | Mgmt | For | For | For | |||
10 | Elect Kyu Saitoh | Mgmt | For | For | For | |||
11 | Elect Nobuo Tsutsumi | Mgmt | For | For | For | |||
12 | Elect Shinichi Murayama | Mgmt | For | For | For | |||
13 | Elect Isao Ichikawa | Mgmt | For | For | For | |||
14 | Elect Teijiroh Furukawa | Mgmt | For | For | For | |||
15 | Elect Tetsuo Tokunaga as Statutory Auditor | Mgmt | For | Against | Against | |||
16 | Retirement Allowances and Special Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Hitachi Metals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5486 | CINS J20538112 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Kazuyuki Konishi | Mgmt | For | Against | Against | |||
4 | Elect Keiji Kojima | Mgmt | For | Against | Against | |||
5 | Elect Takashi Shimada | Mgmt | For | Against | Against | |||
6 | Elect Toyoaki Nakamura | Mgmt | For | Against | Against | |||
7 | Elect Hisashi Machida | Mgmt | For | Against | Against | |||
8 | Elect Junichi Kamata | Mgmt | For | Against | Against | |||
9 | Elect Hideaki Takahashi | Mgmt | For | Against | Against | |||
10 | Elect Akitoshi Hiraki | Mgmt | For | Against | Against | |||
Horizon Pharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HZNP | CUSIP G4617B105 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William F. Daniel | Mgmt | For | For | For | |||
2 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||
3 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
8 | Amendments to Articles - Change in Business Purpose | Mgmt | For | For | For | |||
9 | Amendments to Articles - Limit on Non-Executive Directors' Liability | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Removal of Hiroshi Suzuki | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Removal of Yukiharu Kodama | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Removal of Itaru Koeda | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Removal of Yutaka Aso | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Removal of Mitsudo Urano | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Removal of Yukako Uchinaga | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Election of Taizo Takayama | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation Disclosure | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Outside Chairman | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Disclosure of Compensation Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Age Limit for Directors | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Appointment of Directors Under 40 Years Old | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Proposing Director Candidates | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Shareholder Communication With the Board | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Relationship with the Company's Employee Stock Ownership Association | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Removal of Auditor | ShrHldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Establishing a Committee For Handling Shareholder Proposal Rights | ShrHldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Special Committee (1) | ShrHldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Special Committee (2) | ShrHldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Special Committee (3) | ShrHldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Special Committee (4) | ShrHldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Special Committee (5) | ShrHldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Special Committee (6) | ShrHldr | Against | Against | For | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Phillip Ameen | Mgmt | For | For | For | |||
4 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
5 | Elect Kathleen Casey | Mgmt | For | For | For | |||
6 | Elect Safra A. Catz | Mgmt | For | For | For | |||
7 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
8 | Elect Lord Evans of Weardale | Mgmt | For | For | For | |||
9 | Elect Joachim Faber | Mgmt | For | For | For | |||
10 | Elect Rona Fairhead | Mgmt | For | For | For | |||
11 | Elect Douglas J. Flint | Mgmt | For | For | For | |||
12 | Elect Stuart T. Gulliver | Mgmt | For | For | For | |||
13 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
14 | Elect John P. Lipsky | Mgmt | For | For | For | |||
15 | Elect Rachel Lomax | Mgmt | For | For | For | |||
16 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
17 | Elect Marc Moses | Mgmt | For | For | For | |||
18 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||
19 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | UK Sharesave Plan | Mgmt | For | For | For | |||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hyster-Yale Materials Handling Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect John P. Jumper | Mgmt | For | For | For | |||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | For | For | |||
1.5 | Elect Joesph F Loughrey | Mgmt | For | For | For | |||
1.6 | Elect Alfred M. Rankin, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Claiborne R. Rankin | Mgmt | For | For | For | |||
1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Britton T. Taplin | Mgmt | For | For | For | |||
1.10 | Elect Eugene Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 06/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect Jack W. Brown | Mgmt | For | For | For | |||
1.3 | Elect John J. Connors | Mgmt | For | For | For | |||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Joseph R. Saucedo | Mgmt | For | For | For | |||
1.6 | Elect Richard H. Sherman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Idex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IEX | CUSIP 45167R104 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William M. Cook | Mgmt | For | For | For | |||
1.2 | Elect Cynthia J. Warner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to Incentive Award Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
IDT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDT | CUSIP 448947507 | 12/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chenkin | Mgmt | For | Against | Against | |||
2 | Elect Eric F. Cosentino | Mgmt | For | Against | Against | |||
3 | Elect Howard S. Jonas | Mgmt | For | Against | Against | |||
4 | Elect Bill Pereira | Mgmt | For | Against | Against | |||
5 | Elect Judah Schorr | Mgmt | For | Against | Against | |||
6 | 2015 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
II-VI Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IIVI | CUSIP 902104108 | 11/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas E. Mistler | Mgmt | For | For | For | |||
2 | Elect Joseph J. Corasanti | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | Against | Against | |||
7 | Severance Agreement of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
8 | Elect Maxime Lombardini | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
12 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEOs | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | Against | Against | |||
19 | Authority to Set the Offering Price of Shares | Mgmt | For | Against | Against | |||
20 | Greenshoe | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind to Employees and Executives of Free Mobile | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares in Case of Exchange Offer | Mgmt | For | Against | Against | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | Against | Against | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Amendments Regarding Employee Shareholders | Mgmt | For | For | For | |||
29 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect Susan Crown | Mgmt | For | For | For | |||
3 | Elect James W. Griffith | Mgmt | For | For | For | |||
4 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
5 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
6 | Elect E. Scott Santi | Mgmt | For | For | For | |||
7 | Elect James A. Skinner | Mgmt | For | For | For | |||
8 | Elect David B. Smith, Jr. | Mgmt | For | For | For | |||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
10 | Elect Kevin M. Warren | Mgmt | For | For | For | |||
11 | Elect Anre D. Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | For | For | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
3 | Elect Allen Chao | Mgmt | For | For | For | |||
4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | |||
5 | Elect Larry Hsu | Mgmt | For | For | For | |||
6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||
7 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
8 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
9 | Elect G. Frederick Wilkinson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Imperial Tobacco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMT | CINS G4721W102 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Ken Burnett | Mgmt | For | For | For | |||
6 | Elect Alison Cooper | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Michael Herlihy | Mgmt | For | For | For | |||
9 | Elect Matthew Phillips | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Imperial Tobacco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMT | CINS G4721W102 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Mariana Gheorghe | Mgmt | For | Against | Against | |||
16 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||
17 | Elect Henk W. Breukink | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares in Connection with Mergers, Acquisitions or Capital Reinforcement | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John Bruton | Mgmt | For | For | For | |||
3 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
4 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
5 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||
9 | Elect Myles P. Lee | Mgmt | For | For | For | |||
10 | Elect John P. Surma | Mgmt | For | For | For | |||
11 | Elect Richard J. Swift | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | |||
Innophos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPHS | CUSIP 45774N108 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |||
1.3 | Elect Randolph E. Gress | Mgmt | For | For | For | |||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |||
1.5 | Elect Karen R. Osar | Mgmt | For | For | For | |||
1.6 | Elect John Steitz | Mgmt | For | For | For | |||
1.7 | Elect James Zallie | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive, Management and Sales Incentive Plan | Mgmt | For | For | For | |||
5 | Re-Approve the 2009 Long Term Incentive Plan | Mgmt | For | For | For | |||
Innospec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IOSP | CUSIP 45768S105 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Milton C. Blackmore | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert I. Paller | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Inovio Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INO | CUSIP 45773H201 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Avtar S. Dhillon | Mgmt | For | For | For | |||
1.2 | Elect J. Joseph Kim | Mgmt | For | For | For | |||
1.3 | Elect Simon X. Benito | Mgmt | For | For | For | |||
1.4 | Elect Morton Collins | Mgmt | For | For | For | |||
1.5 | Elect Adel A.F. Mahmoud | Mgmt | For | For | For | |||
1.6 | Elect Angel Cabrera | Mgmt | For | For | For | |||
1.7 | Elect Nancy J. Wyenski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Omnibus Incentive Plan (Share Pool) | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Omnibus Incentive Plan (Individual Limit) | Mgmt | For | For | For | |||
Insulet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PODD | CUSIP 45784P101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Fallon | Mgmt | For | For | For | |||
1.2 | Elect Timothy J. Scannell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Insurance Australia Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS Q49361100 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO, Michael Wilkins) | Mgmt | For | For | For | |||
4 | Re-elect Yasmin A. Allen | Mgmt | For | Against | Against | |||
5 | Re-elect Hugh A. Fletcher | Mgmt | For | For | For | |||
6 | Re-elect Philip J. Twyman | Mgmt | For | For | For | |||
7 | Elect Michael Carlin | Mgmt | Against | Against | For | |||
8 | Ratify Placement of Securities | Mgmt | For | For | For | |||
9 | Ratify Placement of Securities | Mgmt | For | For | For | |||
Insys Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INSY | CUSIP 45824V209 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Babich | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pierre Lapalme | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Intact Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFC | CUSIP 45823T106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Brindamour | Mgmt | For | For | For | |||
1.2 | Elect Yves Brouillette | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Crispin | Mgmt | For | For | For | |||
1.4 | Elect Janet De Silva | Mgmt | For | For | For | |||
1.5 | Elect Claude Dussault | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Leary | Mgmt | For | For | For | |||
1.7 | Elect Eileen A. Mercier | Mgmt | For | For | For | |||
1.8 | Elect Timothy H. Penner | Mgmt | For | For | For | |||
1.9 | Elect Louise Roy | Mgmt | For | For | For | |||
1.10 | Elect Frederick Singer | Mgmt | For | For | For | |||
1.11 | Elect Stephen G. Snyder | Mgmt | For | For | For | |||
1.12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Inteliquent, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IQNT | CUSIP 45825N107 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rian J. Wren | Mgmt | For | For | For | |||
1.2 | Elect James P. Hynes | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. Beatty | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Ingeneri | Mgmt | For | For | For | |||
1.5 | Elect Timothy A. Samples | Mgmt | For | For | For | |||
1.6 | Elect Edward M. Greenberg | Mgmt | For | For | For | |||
1.7 | Elect Lauren F. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intercept Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICPT | CUSIP 45845P108 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Srinivas Akkaraju | Mgmt | For | For | For | |||
1.2 | Elect Luca Benatti | Mgmt | For | For | For | |||
1.3 | Elect Paolo Fundaro | Mgmt | For | For | For | |||
1.4 | Elect Sanj K. Patel | Mgmt | For | For | For | |||
1.5 | Elect Mark Pruzanski | Mgmt | For | For | For | |||
1.6 | Elect Glenn Sblendorio | Mgmt | For | For | For | |||
1.7 | Elect Jonathan Silverstein | Mgmt | For | For | For | |||
1.8 | Elect Klaus Veitinger | Mgmt | For | For | For | |||
1.9 | Elect Nicole S. Williams | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Board Size | Mgmt | For | Against | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
9 | Elect Martin Broughton | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Cesareo Alierta Izuel | Mgmt | For | Against | Against | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Denise Kingsmill | Mgmt | For | For | For | |||
15 | Elect James A. Lawrence | Mgmt | For | For | For | |||
16 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
17 | Elect Kieran Poynter | Mgmt | For | For | For | |||
18 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
19 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
22 | Proposal regarding the Rules on Rights to Plane Tickets of Non-Executive Directors Who Cease to Hold Office | Mgmt | For | For | For | |||
23 | Amendments to articles of Title III, Section 1st of the Corporate Bylaws | Mgmt | For | For | For | |||
24 | Amendments to articles of Title III, Section 2nd of the Corporate Bylaws | Mgmt | For | For | For | |||
25 | Amendments to the Shareholders' Meeting Regulations | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
34 | Approval of the Allotment of a Maximum Number of Shares of the Company for Share Awards under the IAG Performance Share Plan (PSP) and the IAG Incentive Award Deferral Plan (IADP) | Mgmt | For | For | For | |||
35 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
IntraLinks Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IL | CUSIP 46118H104 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Hale | Mgmt | For | For | For | |||
2 | Elect J. Chris Scalet | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.2 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
1.3 | Elect Eric H. Halvorson | Mgmt | For | For | For | |||
1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.6 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
1.7 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
1.8 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
Invesco Mortgage Capital Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVR | CUSIP 46131B100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Mark Armour | Mgmt | For | For | For | |||
2 | Elect James S. Balloun | Mgmt | For | For | For | |||
3 | Elect John S. Day | Mgmt | For | For | For | |||
4 | Elect Karen D. Kelley | Mgmt | For | For | For | |||
5 | Elect Edward J. Hardin | Mgmt | For | For | For | |||
6 | Elect James R. Lientz, Jr. | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Investors Real Estate Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRET | CUSIP 461730103 | 09/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Hall | Mgmt | For | For | For | |||
2 | Elect Terrance Maxwell | Mgmt | For | For | For | |||
3 | Elect Timothy P. Mihalick | Mgmt | For | For | For | |||
4 | Elect Jeffrey L. Miller | Mgmt | For | For | For | |||
5 | Elect Stephen L. Stenehjem | Mgmt | For | For | For | |||
6 | Elect John D. Stewart | Mgmt | For | For | For | |||
7 | Elect Thomas A. Wentz, Jr. | Mgmt | For | For | For | |||
8 | Elect Jeffrey K. Woodbury | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Jane L. Harman | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
1.10 | Elect Henrik O. Schliemann | Mgmt | For | For | For | |||
1.11 | Elect Barry J. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Increase Maximum Board Size to Thirteen | Mgmt | For | For | For | |||
Isis Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIS | CUSIP 464330109 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Breaux B. Castleman | Mgmt | For | For | For | |||
1.2 | Elect Frederick T. Muto | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2002 Non-Employee Directors' Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
5 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
6 | Elect Kohji Takayanagi | Mgmt | For | For | For | |||
7 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
8 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
9 | Elect Takao Shiomi | Mgmt | For | For | For | |||
10 | Elect Yuji Fukuda | Mgmt | For | For | For | |||
11 | Elect Shuichi Koseki | Mgmt | For | For | For | |||
12 | Elect Eiichi Yonekura | Mgmt | For | For | For | |||
13 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
14 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
15 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
16 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
17 | Elect Harutoshi Ohkita | Mgmt | For | For | For | |||
18 | Elect Kentaroh Uryu | Mgmt | For | For | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 12/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John E. Dean | Mgmt | For | For | For | |||
2 | Elect James D. Fowler, Jr. | Mgmt | For | For | For | |||
3 | Elect Vin Weber | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ITV plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITV | CINS G4984A110 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Elect Mary Harris | Mgmt | For | Against | Against | |||
6 | Elect Peter Bazalgette | Mgmt | For | Against | Against | |||
7 | Elect Adam Crozier | Mgmt | For | Against | Against | |||
8 | Elect Roger Faxon | Mgmt | For | Against | Against | |||
9 | Elect Ian Griffiths | Mgmt | For | Against | Against | |||
10 | Elect Andy Haste | Mgmt | For | Against | Against | |||
11 | Elect Archie Norman | Mgmt | For | Against | Against | |||
12 | Elect John Ormerod | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
IXIA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XXIA | CUSIP 45071R109 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Asscher | Mgmt | For | For | For | |||
1.2 | Elect Jonathan Fram | Mgmt | For | For | For | |||
1.3 | Elect Errol Ginsberg | Mgmt | For | For | For | |||
1.4 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.5 | Elect Bethany Mayer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jack in the Box Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JACK | CUSIP 466367109 | 02/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard A. Comma | Mgmt | For | For | For | |||
2 | Elect David L. Goebel | Mgmt | For | For | For | |||
3 | Elect Sharon P. John | Mgmt | For | For | For | |||
4 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
5 | Elect Michael W. Murphy | Mgmt | For | For | For | |||
6 | Elect James M. Myers | Mgmt | For | For | For | |||
7 | Elect David M. Tehle | Mgmt | For | For | For | |||
8 | Elect John T. Wyatt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Satoh | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
9 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
10 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
11 | Elect Kimie Iwata | Mgmt | For | For | For | |||
12 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
Japan Display Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6740 | CINS J26295105 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||
3 | Elect Mitsuru Honma | Mgmt | For | For | For | |||
4 | Elect Shuji Aruga | Mgmt | For | For | For | |||
5 | Elect Kohichiroh Taniyama | Mgmt | For | For | For | |||
6 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
7 | Elect Hiroshi Kanno | Mgmt | For | For | For | |||
8 | Elect Hajime Sawabe | Mgmt | For | For | For | |||
9 | Equity Compensation Plan | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | |||
4 | Elect Tomotaka Kojima | Mgmt | For | Against | Against | |||
5 | Elect Yoshinori Imai | Mgmt | For | For | For | |||
6 | Elect Hiroshi Ohbayashi | Mgmt | For | For | For | |||
7 | Elect Michio Masaki as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jens Bischof | Mgmt | For | For | For | |||
2 | Elect Peter Boneparth | Mgmt | For | For | For | |||
3 | Elect David Checketts | Mgmt | For | For | For | |||
4 | Elect Virginia Gambale | Mgmt | For | For | For | |||
5 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
6 | Elect Robin Hayes | Mgmt | For | For | For | |||
7 | Elect Ellen Jewett | Mgmt | For | For | For | |||
8 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
9 | Elect Joel Peterson | Mgmt | For | For | For | |||
10 | Elect Frank V. Sica | Mgmt | For | For | For | |||
11 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Crewmember Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
Jiangnan Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1366 | CINS G51383100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect RUI Fubin | Mgmt | For | For | For | |||
6 | Elect XIA Yafang | Mgmt | For | For | For | |||
7 | Elect JIANG Yongwei | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Jones Lang LaSalle Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JLL | CUSIP 48020Q107 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Colin Dyer | Mgmt | For | For | For | |||
4 | Elect DeAnne S. Julius | Mgmt | For | For | For | |||
5 | Elect Ming Lu | Mgmt | For | For | For | |||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
8 | Elect Ann Marie Petach | Mgmt | For | For | For | |||
9 | Elect Shailesh Rao | Mgmt | For | For | For | |||
10 | Elect David B. Rickard | Mgmt | For | For | For | |||
11 | Elect Roger T. Staubach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Gliebe | Mgmt | For | For | For | |||
1.4 | Elect John T. Gremp | Mgmt | For | For | For | |||
1.5 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.6 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.7 | Elect Richard B. Loynd | Mgmt | For | For | For | |||
1.8 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.9 | Elect James H. Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Joyo Bank Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8333 | CINS J28541100 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Onizawa | Mgmt | For | For | For | |||
4 | Elect Kazuyoshi Terakado | Mgmt | For | For | For | |||
5 | Elect Hideo Sakamoto | Mgmt | For | For | For | |||
6 | Elect Katsuhiko Itoh | Mgmt | For | For | For | |||
7 | Elect Atsuyuki Kurosawa | Mgmt | For | For | For | |||
8 | Elect Eiji Murashima | Mgmt | For | For | For | |||
9 | Elect Ritsuo Sasajima | Mgmt | For | For | For | |||
10 | Elect Hiroshige Sonobe | Mgmt | For | For | For | |||
11 | Elect Masaru Seki | Mgmt | For | For | For | |||
12 | Elect Hiroaki Yokochi | Mgmt | For | For | For | |||
13 | Elect Toshihiko Kawamura | Mgmt | For | For | For | |||
14 | Elect Ryuzaburoh Kikuchi | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Kaba Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KABN | CINS H0536M155 | 05/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
3 | Amendment to Articles (Opting Out Clause) | Mgmt | For | TNA | N/A | |||
4 | Change of Company Name | Mgmt | For | TNA | N/A | |||
5 | Amendment to Articles (Share Transfer) | Mgmt | For | TNA | N/A | |||
6 | Amendment to Articles (Voting Rights) | Mgmt | For | TNA | N/A | |||
7 | Amendment to Articles (Board of Directors) | Mgmt | For | TNA | N/A | |||
8 | Amendment to Articles (Quorum) | Mgmt | For | TNA | N/A | |||
9 | Elect Christine Mankel | Mgmt | For | TNA | N/A | |||
10 | Elect Stephanie Brecht-Bergen | Mgmt | For | TNA | N/A | |||
11 | Elect Hans Gummert | Mgmt | For | TNA | N/A | |||
12 | Elect Hans Gummert as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
13 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kadant Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAI | CUSIP 48282T104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Tully | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kaiser Aluminum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KALU | CUSIP 483007704 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Foster | Mgmt | For | For | For | |||
1.2 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||
1.3 | Elect Teresa A. Hopp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Adoption of Majority Voting | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Michitaka Sawada | Mgmt | For | For | For | |||
5 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | |||
6 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | |||
8 | Elect Tohru Nagashima | Mgmt | For | For | For | |||
9 | Elect Masayuki Oku | Mgmt | For | For | For | |||
10 | Elect Toshiharu Numata as Statutory Auditor | Mgmt | For | Against | Against | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan R. Furer | Mgmt | For | For | For | |||
1.2 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
1.3 | Elect Maurice S. Reznik | Mgmt | For | For | For | |||
1.4 | Elect Roger W. Stone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
4 | Elect James P. Hallett | Mgmt | For | For | For | |||
5 | Elect Mark E. Hill | Mgmt | For | For | For | |||
6 | Elect J. Mark Howell | Mgmt | For | For | For | |||
7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
9 | Elect John P. Larson | Mgmt | For | For | For | |||
10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
KCG Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KCG | CUSIP 48244B100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Coleman | Mgmt | For | For | For | |||
2 | Elect Charles Haldeman, Jr. | Mgmt | For | For | For | |||
3 | Elect Rene Kern | Mgmt | For | For | For | |||
4 | Elect James T. Milde | Mgmt | For | For | For | |||
5 | Elect John C. (Hans) Morris | Mgmt | For | For | For | |||
6 | Elect Daniel F. Schmitt | Mgmt | For | For | For | |||
7 | Elect Stephen Schuler | Mgmt | For | For | For | |||
8 | Elect Laurie M. Shahon | Mgmt | For | For | For | |||
9 | Elect Daniel Tierney | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amend Equity Plan to Allow for Continued Vesting Following Employment | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
1.2 | Elect Kent Mouton | Mgmt | For | For | For | |||
1.3 | Elect Norman Creighton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Patrick Casey | Mgmt | For | For | For | |||
4 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
5 | Elect Michael Ahern | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Hugh Brady | Mgmt | For | For | For | |||
8 | Elect James Devane | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
16 | Elect Philip Toomey | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.12 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
1.14 | Elect David K. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Kforce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFRC | CUSIP 493732101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Dunkel | Mgmt | For | For | For | |||
1.2 | Elect Mark F. Furlong | Mgmt | For | For | For | |||
1.3 | Elect N. John Simmons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | Against | Against | |||
2 | Elect Abelardo E. Bru | Mgmt | For | Against | Against | |||
3 | Elect Robert W. Decherd | Mgmt | For | Against | Against | |||
4 | Elect Thomas J. Falk | Mgmt | For | Against | Against | |||
5 | Elect Fabian T. Garcia | Mgmt | For | Against | Against | |||
6 | Elect Mae C. Jemison | Mgmt | For | Against | Against | |||
7 | Elect James M. Jenness | Mgmt | For | Against | Against | |||
8 | Elect Nancy J. Karch | Mgmt | For | Against | Against | |||
9 | Elect Ian C. Read | Mgmt | For | Against | Against | |||
10 | Elect Linda Johnson Rice | Mgmt | For | Against | Against | |||
11 | Elect Marc J. Shapiro | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Kindred Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KND | CUSIP 494580103 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joel Ackerman | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Blum | Mgmt | For | For | For | |||
3 | Elect Benjamin A Breier | Mgmt | For | For | For | |||
4 | Elect Thomas P. Cooper | Mgmt | For | For | For | |||
5 | Elect Paul J. Diaz | Mgmt | For | For | For | |||
6 | Elect Heyward R. Donigan | Mgmt | For | For | For | |||
7 | Elect Richard A. Goodman | Mgmt | For | For | For | |||
8 | Elect Christopher T. Hjelm | Mgmt | For | For | For | |||
9 | Elect Frederick J. Kleisner | Mgmt | For | For | For | |||
10 | Elect John H. Short | Mgmt | For | For | For | |||
11 | Elect Phyllis R. Yale | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Konica Minolta Holding Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4902 | CINS J36060119 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | |||
3 | Elect Shohei Yamana | Mgmt | For | Against | Against | |||
4 | Elect Shohji Kondoh | Mgmt | For | Against | Against | |||
5 | Elect Takashi Enomoto | Mgmt | For | Against | Against | |||
6 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
7 | Elect Hiroshi Tomono | Mgmt | For | Against | Against | |||
8 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | |||
9 | Elect Ken Shiomi | Mgmt | For | Against | Against | |||
10 | Elect Ken Ohsuga | Mgmt | For | Against | Against | |||
11 | Elect Seiji Hatano | Mgmt | For | Against | Against | |||
12 | Elect Kunihiro Koshizuka | Mgmt | For | Against | Against | |||
Koninklijke Ahold N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AH | CINS N0139V167 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Dick Boer to the Management Board | Mgmt | For | For | For | |||
10 | Elect Rob F. van den Bergh to the Supervisory Board | Mgmt | For | For | For | |||
11 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
12 | Authority to Reduce Authorized Share Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Cancellation of shares | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Korn/Ferry International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFY | CUSIP 500643200 | 10/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary D. Burnison | Mgmt | For | For | For | |||
1.2 | Elect William R. Floyd | Mgmt | For | For | For | |||
1.3 | Elect Christina A. Gold | Mgmt | For | For | For | |||
1.4 | Elect Jerry Leamon | Mgmt | For | For | For | |||
1.5 | Elect Edward D. Miller | Mgmt | For | For | For | |||
1.6 | Elect Debra J. Perry | Mgmt | For | For | For | |||
1.7 | Elect George T. Shaheen | Mgmt | For | For | For | |||
1.8 | Elect Harry L. You | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraton Performance Polymers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.2 | Elect Kevin M Fogarty | Mgmt | For | For | For | |||
1.3 | Elect Karen A Twitchell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Krispy Kreme Doughnuts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKD | CUSIP 501014104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim E. Bentsen | Mgmt | For | For | For | |||
1.2 | Elect Carl E. Lee, Jr. | Mgmt | For | For | For | |||
1.3 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.4 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.5 | Elect Tony Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Termination of Tax Asset Protection Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Sophie Bellon | Mgmt | For | Against | Against | |||
8 | Elect Charles-Henri Filippi | Mgmt | For | Against | Against | |||
9 | Remuneration Report of Jean-Paul Agon, CEO | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
12 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to Article Regarding Double Voting Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles Regarding Record Date | Mgmt | For | For | For | |||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
L.B. Foster Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSTR | CUSIP 350060109 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert P. Bauer | Mgmt | For | For | For | |||
1.2 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
1.3 | Elect Dirk Junge | Mgmt | For | For | For | |||
1.4 | Elect G. Thomas McKane | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Owen | Mgmt | For | For | For | |||
1.6 | Elect Robert S. Purgason | Mgmt | For | For | For | |||
1.7 | Elect William H. Rackoff | Mgmt | For | For | For | |||
1.8 | Elect Suzanne B. Rowland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
La-Z-Boy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LZB | CUSIP 505336107 | 08/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
1.2 | Elect John H. Foss | Mgmt | For | For | For | |||
1.3 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
1.4 | Elect Janet L. Gurwitch | Mgmt | For | For | For | |||
1.5 | Elect David K. Hehl | Mgmt | For | For | For | |||
1.6 | Elect Edwin J. Holman | Mgmt | For | For | For | |||
1.7 | Elect Janet E. Kerr | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Lawton | Mgmt | For | For | For | |||
1.9 | Elect H. George Levy | Mgmt | For | For | For | |||
1.10 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.11 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Landec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNDC | CUSIP 514766104 | 10/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary T. Steele | Mgmt | For | For | For | |||
1.2 | Elect Frederick Frank | Mgmt | For | For | For | |||
1.3 | Elect Steven D. Goldby | Mgmt | For | For | For | |||
1.4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
5 | Elect Conrad L. Mallett, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
7 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Legal & General Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGEN | CINS G54404127 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Olaf Meijer Swantee | Mgmt | For | For | For | |||
4 | Elect Richard H. Meddings | Mgmt | For | For | For | |||
5 | Elect Carolyn Bradley | Mgmt | For | For | For | |||
6 | Elect Lizabeth Zlatkus | Mgmt | For | For | For | |||
7 | Elect Mark Zinkula | Mgmt | For | For | For | |||
8 | Elect Stuart Popham | Mgmt | For | For | For | |||
9 | Elect Julia Wilson | Mgmt | For | For | For | |||
10 | Elect Mark Gregory | Mgmt | For | For | For | |||
11 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
12 | Elect John Stewart | Mgmt | For | For | For | |||
13 | Elect Nigel Wilson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Leggett & Platt, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP 524660107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert E. Brunner | Mgmt | For | For | For | |||
2 | Elect Robert G. Culp, III | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
5 | Elect Richard T. Fisher | Mgmt | For | For | For | |||
6 | Elect Matthew C. Flanigan | Mgmt | For | For | For | |||
7 | Elect Karl G. Glassman | Mgmt | For | For | For | |||
8 | Elect David S. Haffner | Mgmt | For | For | For | |||
9 | Elect Joseph W. McClanathan | Mgmt | For | For | For | |||
10 | Elect Judy C. Odom | Mgmt | For | For | For | |||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the flexible stock plan | Mgmt | For | For | For | |||
14 | Amendment to the discount stock plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Leidos Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LDOS | CUSIP 525327102 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David G. Fubini | Mgmt | For | For | For | |||
2 | Elect John J. Hamre | Mgmt | For | For | For | |||
3 | Elect Miriam E. John | Mgmt | For | For | For | |||
4 | Elect John P. Jumper | Mgmt | For | For | For | |||
5 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
6 | Elect Roger A. Krone | Mgmt | For | For | For | |||
7 | Elect Gary S. May | Mgmt | For | For | For | |||
8 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | |||
9 | Elect Robert S. Shapard | Mgmt | For | For | For | |||
10 | Elect Noel B. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Lexington Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXP | CUSIP 529043101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Robert Roskind | Mgmt | For | For | For | |||
2 | Elect T. Wilson Eglin | Mgmt | For | For | For | |||
3 | Elect Richard J. Rouse | Mgmt | For | For | For | |||
4 | Elect Harold First | Mgmt | For | For | For | |||
5 | Elect Richard S. Frary | Mgmt | For | For | For | |||
6 | Elect James Grosfeld | Mgmt | For | For | For | |||
7 | Elect Kevin W. Lynch | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Lexmark International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXK | CUSIP 529771107 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph E. Gomory | Mgmt | For | For | For | |||
2 | Elect Michael J. Maples | Mgmt | For | For | For | |||
3 | Elect Stephen R. Hardis | Mgmt | For | For | For | |||
4 | Elect William R. Fields | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
7 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
8 | Elect Sandra L. Helton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Director Stock Plan | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Creation of Tracking Stock (Management Policies) | Mgmt | For | For | For | |||
3 | Allow Board to Set Future Stock Consolidations or Sub-Divisions at Any Ratio | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase of Shares from Directors | Mgmt | For | For | For | |||
7 | Approval of the Virgin Media Sharesave Proposal | Mgmt | For | For | For | |||
8 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
9 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Liberty Interactive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QVCA | CUSIP 53071M880 | 06/02/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael A. George | Mgmt | For | TNA | N/A | |||
1.2 | Elect Gregory B. Maffei | Mgmt | For | TNA | N/A | |||
1.3 | Elect M. LaVoy Robison | Mgmt | For | TNA | N/A | |||
2 | Company Name Change | Mgmt | For | TNA | N/A | |||
3 | Increase of Authorized Common Stock | Mgmt | For | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Liberty Interactive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LINTA | CUSIP 53071M880 | 08/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan D. Malone | Mgmt | For | For | For | |||
1.2 | Elect David E. Rapley | Mgmt | For | For | For | |||
1.3 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229102 | 08/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan D. Malone | Mgmt | For | For | For | |||
1.2 | Elect David E. Rapley | Mgmt | For | For | For | |||
1.3 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Limoneira Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMNR | CUSIP 532746104 | 03/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold S. Edwards | Mgmt | For | Withhold | Against | |||
1.2 | Elect John W. H. Merriman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald Michaelis | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lions Gate Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGF | CUSIP 535919203 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Burns | Mgmt | For | For | For | |||
1.2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
1.3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
1.4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
1.5 | Elect Frank Giustra | Mgmt | For | For | For | |||
1.6 | Elect Morley Koffman | Mgmt | For | For | For | |||
1.7 | Elect Harald H. Ludwig | Mgmt | For | For | For | |||
1.8 | Elect G. Scott Paterson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.10 | Elect Daryl Simm | Mgmt | For | For | For | |||
1.11 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
1.12 | Elect Phyllis Yaffe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Alan Dickinson | Mgmt | For | For | For | |||
3 | Elect Simon Henry | Mgmt | For | For | For | |||
4 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
5 | Elect Lord Norman Blackwell | Mgmt | For | For | For | |||
6 | Elect Juan Colombas | Mgmt | For | For | For | |||
7 | Elect George Culmer | Mgmt | For | For | For | |||
8 | Elect Carolyn Fairbairn | Mgmt | For | For | For | |||
9 | Elect Anita Frew | Mgmt | For | For | For | |||
10 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
11 | Elect Dyfrig John | Mgmt | For | For | For | |||
12 | Elect Nicholas Luff | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Sara Weller | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles (Limited Voting Shares) | Mgmt | For | For | For | |||
27 | Amendments to Articles (Deferred Shares) | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Loral Space & Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LORL | CUSIP 543881106 | 12/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John D. Harkey, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michael B. Targoff | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.9 | Elect James H Morgan | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
LSB Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXU | CUSIP 502160104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louis S. Massimo | Mgmt | For | For | For | |||
1.2 | Elect Andrew K. Mittag | Mgmt | For | For | For | |||
1.3 | Elect Barry H. Golsen | Mgmt | For | For | For | |||
1.4 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Roedel | Mgmt | For | For | For | |||
1.6 | Elect Richard S. Sanders, Jr | Mgmt | For | For | For | |||
1.7 | Elect Lynn F. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
LTC Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTC | CUSIP 502175102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Boyd W. Hendrickson | Mgmt | For | For | For | |||
2 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
3 | Elect Devra G. Shapiro | Mgmt | For | For | For | |||
4 | Elect Wendy L. Simpson | Mgmt | For | For | For | |||
5 | Elect Timothy J. Triche | Mgmt | For | For | For | |||
6 | 2015 Equity Participation Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lumber Liquidators Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LL | CUSIP 55003T107 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas T. Moore | Mgmt | For | For | For | |||
1.2 | Elect Nancy M. Taylor | Mgmt | For | For | For | |||
1.3 | Elect Jimmie L. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Delfin S.a r.l. | Mgmt | For | Against | Against | |||
8 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Mgmt | For | N/A | N/A | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | List Presented by Delfin S.a r.l. | Mgmt | N/A | For | N/A | |||
12 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Mgmt | N/A | Abstain | N/A | |||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report | Mgmt | For | For | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Buchanan | Mgmt | For | For | For | |||
2 | Elect Stephen F. Cooper | Mgmt | For | For | For | |||
3 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
4 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
5 | Elect Kevin W. Brown | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Kaplan | Mgmt | For | For | For | |||
7 | Adoption of Dutch Statutory Annual Accounts for 2014 | Mgmt | For | For | For | |||
8 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
9 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
12 | Allocation of Dividends | Mgmt | For | For | For | |||
13 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
16 | Amendment to the 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
17 | Authority of Management Board to Repurchase Shares | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect John A. Bryant | Mgmt | For | For | For | |||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
4 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
1.6 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.7 | Elect David A. Lamneck | Mgmt | For | For | For | |||
1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.10 | Elect Karen L. Schmitt | Mgmt | For | For | For | |||
1.11 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.12 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.13 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.14 | Elect Maxwell Reid | Mgmt | For | For | For | |||
1.15 | Elect Karen L. Schmitt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
MainSource Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFG | CUSIP 56062Y102 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen L. Bardwell | Mgmt | For | For | For | |||
1.2 | Elect William G. Barron | Mgmt | For | For | For | |||
1.3 | Elect Archie M. Brown, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Brian J. Crall | Mgmt | For | For | For | |||
1.5 | Elect D.J. Hines | Mgmt | For | For | For | |||
1.6 | Elect Thomas M. O'Brien | Mgmt | For | For | For | |||
1.7 | Elect Lawrence R. Rueff | Mgmt | For | For | For | |||
1.8 | Elect John G. Seale | Mgmt | For | For | For | |||
1.9 | Elect Charles J. Thayer | Mgmt | For | For | For | |||
2 | Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Manhattan Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANH | CUSIP 562750109 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deepak Raghavan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
2 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
3 | Elect Roberto G. Mendoza | Mgmt | For | For | For | |||
4 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
5 | Elect Jonas Prising | Mgmt | For | For | For | |||
6 | Elect Paul Read | Mgmt | For | For | For | |||
7 | Elect Elizabeth Sartain | Mgmt | For | For | For | |||
8 | Elect John R. Walter | Mgmt | For | For | For | |||
9 | Elect Edward J. Zore | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Daberko | Mgmt | For | For | For | |||
1.2 | Elect Donna A. James | Mgmt | For | For | For | |||
1.3 | Elect James E. Rohr | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Marcus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCS | CUSIP 566330106 | 10/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen H. Marcus | Mgmt | For | For | For | |||
1.2 | Elect Diane Marcus Gershowitz | Mgmt | For | For | For | |||
1.3 | Elect Daniel F. McKeithan, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Allan H. Selig | Mgmt | For | For | For | |||
1.5 | Elect Timothy E. Hoeksema | Mgmt | For | For | For | |||
1.6 | Elect Bruce J. Olson | Mgmt | For | For | For | |||
1.7 | Elect Philip L. Milstein | Mgmt | For | For | For | |||
1.8 | Elect Bronson J. Haase | Mgmt | For | For | For | |||
1.9 | Elect James D. Ericson | Mgmt | For | For | For | |||
1.10 | Elect Gregory S. Marcus | Mgmt | For | For | For | |||
1.11 | Elect Brian J. Stark | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Deborah Marriot Harrison | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
10 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Marriott Vacations Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Melquiades Martinez | Mgmt | For | For | For | |||
1.2 | Elect Stephen P. Weisz | Mgmt | For | For | For | |||
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8002 | CINS J39788138 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Teruo Asada | Mgmt | For | For | For | |||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
4 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | |||
5 | Elect Shigeru Yamazoe | Mgmt | For | For | For | |||
6 | Elect Kaoru Iwasa | Mgmt | For | For | For | |||
7 | Elect Shinji Kawai | Mgmt | For | For | For | |||
8 | Elect Yukihiko Matsumura | Mgmt | For | For | For | |||
9 | Elect Hikaru Minami | Mgmt | For | For | For | |||
10 | Elect Akira Terakawa | Mgmt | For | For | For | |||
11 | Elect Ichiroh Takahara | Mgmt | For | For | For | |||
12 | Elect Takao Kitabata | Mgmt | For | For | For | |||
13 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | For | |||
14 | Elect Kaoru Kuzume as Statutory Auditor | Mgmt | For | Against | Against | |||
Marvell Technology Group Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | |||
2 | Elect Weili Dai | Mgmt | For | For | For | |||
3 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
4 | Elect John G. Kassakian | Mgmt | For | For | For | |||
5 | Elect Arturo Krueger | Mgmt | For | For | For | |||
6 | Elect Randhir Thakur | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Executive Performance Incentive Plan | Mgmt | For | For | For | |||
9 | 1995 Stock Option Plan | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Marvell Technology Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | |||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
3 | Elect John G. Kassakian | Mgmt | For | For | For | |||
4 | Elect Arturo Krueger | Mgmt | For | For | For | |||
5 | Elect Randhir Thakur | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Matson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MATX | CUSIP 57686G105 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Blake Baird | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Chun | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Cox | Mgmt | For | For | For | |||
1.4 | Elect Walter A. Dods, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.6 | Elect Constance H. Lau | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey N. Watanabe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the material terms of the 2007 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
MAXIMUS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMS | CUSIP 577933104 | 03/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Montoni | Mgmt | For | For | For | |||
2 | Elect Raymond B. Ruddy | Mgmt | For | For | For | |||
3 | Elect Wellington E. Webb | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
6 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
7 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
8 | Elect David M. Lawrence | Mgmt | For | For | For | |||
9 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Board Term | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List Presented by Fininvest S.p.A. | Mgmt | For | Against | Against | |||
10 | List Presented by Group of Shareholders representing 1.4% of the Share Capital | Mgmt | For | N/A | N/A | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
MeetMe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEET | CUSIP 585141104 | 08/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Abbott | Mgmt | For | For | For | |||
2 | Elect Jean Clifton | Mgmt | For | For | For | |||
3 | Elect Geoffrey Cook | Mgmt | For | For | For | |||
4 | Elect Ernesto Cruz | Mgmt | For | For | For | |||
5 | Elect Spencer Rhodes | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Delisting from Hong Kong Stock Exchange | Mgmt | For | For | For | |||
2 | Amendment to Articles in Connection with Delisting | Mgmt | For | Against | Against | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lawrence Yau Lung Ho | Mgmt | For | Against | Against | |||
3 | Elect James D. Packer | Mgmt | For | Against | Against | |||
4 | Elect John P. B. Wang | Mgmt | For | Against | Against | |||
5 | Elect Robert John Rankin | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | General and Unconditional Mandate to Issue New Shares | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares (Before the De-Listing) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares (After the De-Listing) | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Share Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the MCP Share Incentive Plan | Mgmt | For | For | For | |||
Mellanox Technologies, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLNX | CUSIP M51363113 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eyal Waldman | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Dov Baharav | Mgmt | For | For | For | |||
4 | Elect Glenda M Dorchak | Mgmt | For | For | For | |||
5 | Elect Thomas Weatherford | Mgmt | For | For | For | |||
6 | Salary Increase and Bonus of CEO | Mgmt | For | Against | Against | |||
7 | Restricted Stock Units of CEO | Mgmt | For | Against | Against | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||
1.2 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
1.5 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
1.6 | Elect Patrick B. McManus | Mgmt | For | For | For | |||
1.7 | Elect Walden C. Rhines | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Merck KGAA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CINS D5357W103 | 04/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Approval of Financial Statements | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Approval of Intra-company Control Agreements | Mgmt | For | For | For | |||
Merrimack Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect Gordon J. Fehr | Mgmt | For | For | For | |||
1.4 | Elect Vivian S. Lee, M.D., Ph.D. | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Ulrik B. Nielson, Ph.D. | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Russel T. Ray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick V. Moore | Mgmt | For | For | For | |||
1.2 | Elect Troy Moore III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Omnibus Incentive Plan | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01890 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Mettler-Toledo International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect CHU Wah Hui | Mgmt | For | For | For | |||
3 | Elect Francis A. Contino | Mgmt | For | For | For | |||
4 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
5 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
6 | Elect Hans Ulrich Maerki | Mgmt | For | For | For | |||
7 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
8 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | For | For | |||
MGM China Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2282 | CINS G60744102 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WONG Chen Yau | Mgmt | For | For | For | |||
6 | Elect William Joseph Hornbuckle | Mgmt | For | For | For | |||
7 | Elect Kenneth A. Rosevear | Mgmt | For | For | For | |||
8 | Elect ZHE Sun | Mgmt | For | For | For | |||
9 | Elect Russell Francis Braham | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchase Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Microsemi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSCC | CUSIP 595137100 | 02/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Peterson | Mgmt | For | For | For | |||
1.2 | Elect Dennis R. Leibel | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William E. Bendush | Mgmt | For | For | For | |||
1.5 | Elect Paul F. Folino | Mgmt | For | For | For | |||
1.6 | Elect William L. Healey | Mgmt | For | For | For | |||
1.7 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Miller Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLR | CUSIP 600551204 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore H. Ashford III | Mgmt | For | For | For | |||
1.2 | Elect A. Russell Chandler III | Mgmt | For | For | For | |||
1.3 | Elect William G. Miller | Mgmt | For | For | For | |||
1.4 | Elect William G. Miller II | Mgmt | For | For | For | |||
1.5 | Elect Richard H. Roberts | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MiMedx Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDXG | CUSIP 602496101 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph G. Bleser | Mgmt | For | For | For | |||
1.2 | Elect Bruce L. Hack | Mgmt | For | For | For | |||
1.3 | Elect William Taylor | Mgmt | For | For | For | |||
2 | Increase Authorized Common Shares | Mgmt | For | For | For | |||
3 | 2015 Management Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Clark | Mgmt | For | For | For | |||
1.2 | Elect John J. Carmola | Mgmt | For | For | For | |||
1.3 | Elect Marc E. Robinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 05/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-Off of Businesses | Mgmt | For | For | For | |||
2 | Authority to Issue Bonds | Mgmt | For | For | For | |||
3 | Option Agreement | Mgmt | For | For | For | |||
4 | Authority to Give Guarantees | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | Against | Against | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 05/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
14 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
15 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
17 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
18 | Elect Hiroshi Kizaki as Statutory Auditor | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | For | For | |||
4 | Elect Masaki Sakuyama | Mgmt | For | For | For | |||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | For | For | |||
6 | Elect Noritomo Hashimoto | Mgmt | For | For | For | |||
7 | Elect Nobuyuki Ohkuma | Mgmt | For | For | For | |||
8 | Elect Akihiro Matsuyama | Mgmt | For | For | For | |||
9 | Elect Takashi Sasakawa | Mgmt | For | For | For | |||
10 | Elect Mikio Sasaki | Mgmt | For | For | For | |||
11 | Elect Shigemitsu Miki | Mgmt | For | For | For | |||
12 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
13 | Elect Hiroshi Ohbayashi | Mgmt | For | For | For | |||
14 | Elect Kazunori Watanabe | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Joh Katoh | Mgmt | For | For | For | |||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
7 | Elect Masamichi Ono | Mgmt | For | For | For | |||
8 | Elect Naoto Aiba | Mgmt | For | For | For | |||
9 | Elect Sohichiroh Hayashi | Mgmt | For | For | For | |||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Shin Ebihara | Mgmt | For | For | For | |||
14 | Elect Shu Tomioka | Mgmt | For | For | For | |||
15 | Elect Setsuko Egami | Mgmt | For | For | For | |||
16 | Elect Yutaka Yanagisawa | Mgmt | For | Against | Against | |||
17 | Elect Iwao Taka | Mgmt | For | For | For | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kiyoshi Sono | Mgmt | For | Against | Against | |||
5 | Elect Tatsuo Wakabayashi | Mgmt | For | Against | Against | |||
6 | Elect Takashi Nagaoka | Mgmt | For | Against | Against | |||
7 | Elect Nobuyuki Hirano | Mgmt | For | Against | Against | |||
8 | Elect Takashi Oyamada | Mgmt | For | Against | Against | |||
9 | Elect Tadashi Kuroda | Mgmt | For | Against | Against | |||
10 | Elect Muneaki Tokunari | Mgmt | For | Against | Against | |||
11 | Elect Masamichi Yasuda | Mgmt | For | Against | Against | |||
12 | Elect Takashi Mikumo | Mgmt | For | Against | Against | |||
13 | Elect Takehiko Shimamoto | Mgmt | For | Against | Against | |||
14 | Elect Yuko Kawamoto | Mgmt | For | Against | Against | |||
15 | Elect Haruka Matsuyama @ Haruka Katoh | Mgmt | For | Against | Against | |||
16 | Elect Kunie Okamoto | Mgmt | For | Against | Against | |||
17 | Elect Tsutomu Okuda | Mgmt | For | Against | Against | |||
18 | Elect Hiroshi Kawakami | Mgmt | For | Against | Against | |||
19 | Elect Yukihiro Satoh | Mgmt | For | Against | Against | |||
20 | Elect Akira Yamate | Mgmt | For | Against | Against | |||
21 | Shareholder Proposal Regarding Gender Discrimination in Customer Services | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Margin Trading Fees | ShrHldr | Against | Against | For | |||
Mitsubishi UFJ Lease & Finance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8593 | CINS J4706D100 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ryuichi Murata | Mgmt | For | For | For | |||
3 | Elect Tadashi Shiraishi | Mgmt | For | For | For | |||
4 | Elect Yasuyuki Sakata | Mgmt | For | For | For | |||
5 | Elect Tatsuhisa Takahashi | Mgmt | For | For | For | |||
6 | Elect Hideki Kobayakawa | Mgmt | For | For | For | |||
7 | Elect Naoki Satoh | Mgmt | For | For | For | |||
8 | Elect Tetsuo Kasuya | Mgmt | For | For | For | |||
9 | Elect Katsuhiko Aoki | Mgmt | For | For | For | |||
10 | Elect Hiroto Yamashita | Mgmt | For | For | For | |||
11 | Elect Tsuyoshi Nonoguchi | Mgmt | For | For | For | |||
12 | Elect Teruyuki Minoura | Mgmt | For | For | For | |||
13 | Elect Yuichi Hiromoto | Mgmt | For | For | For | |||
14 | Elect Tadashi Kuroda | Mgmt | For | For | For | |||
15 | Elect Hajime Inomata | Mgmt | For | For | For | |||
16 | Elect Toshio Haigoh | Mgmt | For | For | For | |||
17 | Elect Kazuhide Yamauchi | Mgmt | For | Against | Against | |||
18 | Elect Shohji Tokumitsu | Mgmt | For | Against | Against | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiromichi Iwasa | Mgmt | For | For | For | |||
4 | Elect Masanobu Komoda | Mgmt | For | For | For | |||
5 | Elect Yoshiaki Iinuma | Mgmt | For | For | For | |||
6 | Elect Hitoshi Saitoh | Mgmt | For | For | For | |||
7 | Elect Yoshikazu Kitahara | Mgmt | For | For | For | |||
8 | Elect Kenji Iino | Mgmt | For | For | For | |||
9 | Elect Kiyotaka Fujibayashi | Mgmt | For | For | For | |||
10 | Elect Masatoshi Satoh | Mgmt | For | For | For | |||
11 | Elect Masayuki Matsushima | Mgmt | For | For | For | |||
12 | Elect Tohru Yamashita | Mgmt | For | For | For | |||
13 | Elect Toshiaki Egashira | Mgmt | For | For | For | |||
14 | Elect Masako Egawa | Mgmt | For | For | For | |||
15 | Elect Hiroshi Asai | Mgmt | For | Against | Against | |||
16 | Elect Yoshitaka Katoh | Mgmt | For | For | For | |||
17 | Elect Yasushi Manago | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
Mizuho Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
3 | Elect Shuhsaku Tsuhara | Mgmt | For | Against | Against | |||
4 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
5 | Elect Junichi Shinbo | Mgmt | For | Against | Against | |||
6 | Elect Kohji Fujiwara | Mgmt | For | Against | Against | |||
7 | Elect Hideyuki Takahashi | Mgmt | For | Against | Against | |||
8 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
9 | Elect Mitsuo Ohhashi | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Dividend Proposals | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Evaluation Reports for Corporate Valuations | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Sexual Harassment Prevention | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Date of General Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Bundling Proposals | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Preventing Employee Fraud | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Withdrawal from Green Sheets Market | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Participation in Green Sheet Market Successor System | ShrHldr | Against | Against | For | |||
Mobile Iron Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOBL | CUSIP 60739U204 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gaurav Garg | Mgmt | For | For | For | |||
1.2 | Elect Matthew Howard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Election of Two Directors | Mgmt | For | Against | Against | |||
6 | Equity Compensation Plan | Mgmt | For | For | For | |||
7 | Authority to Repurchase and Dispose of Shares | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Patrick Siewert | Mgmt | For | For | For | |||
11 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
Monolithic Power Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPWR | CUSIP 609839105 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Karen A. Smith Bogart | Mgmt | For | For | For | |||
1.2 | Elect Jeff Zhou | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Monster Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy T. Yates | Mgmt | For | For | For | |||
3 | Elect John R. Gaulding | Mgmt | For | For | For | |||
4 | Elect James P. McVeigh | Mgmt | For | For | For | |||
5 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
6 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Authorization to Issue Additional Shares of Common Stock in Settlement of Conversion of 3.50% Convertible senior Notes Due 2019 | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
3 | Elect James P. Gorman | Mgmt | For | For | For | |||
4 | Elect Robert H. Herz | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
Mota Engil Africa NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEAFR | CINS N59103114 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Non-Executive Director Acts | Mgmt | For | For | For | |||
9 | Ratification of Executive Director Acts | Mgmt | For | For | For | |||
10 | Remuneration Report (2014) | Mgmt | For | For | For | |||
11 | Remuneration Report (2015) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Publication of Annual Reports in English | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 05/28/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||
9 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Supervisory Council Size | Mgmt | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding the Election of Chairman of the Supervisory Council | Mgmt | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding the Supervisory Council's Indemnification Insurance | Mgmt | For | TNA | N/A | |||
14 | Appointment of Internal Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
16 | Authority to Trade in Debt Instruments | Mgmt | For | TNA | N/A | |||
17 | Replace Authority Granted at 2012 General Meeting to Issue Debt Instruments | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Debt Instruments | Mgmt | For | TNA | N/A | |||
19 | Shareholder Proposal Regarding Terms of Debt Instruments | Mgmt | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Amendments to Articles | Mgmt | For | TNA | N/A | |||
MSA Safety Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSA | CUSIP 553498106 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas B. Hotopp | Mgmt | For | For | For | |||
1.2 | Elect John T. Ryan III | Mgmt | For | For | For | |||
1.3 | Elect Thomas H. Witmer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MTS Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSC | CUSIP 553777103 | 02/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Jefferey A. Graves | Mgmt | For | For | For | |||
1.3 | Elect David D. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Emily Liggett | Mgmt | For | For | For | |||
1.5 | Elect Randy J. Martinez | Mgmt | For | For | For | |||
1.6 | Elect Barb J. Samardzich | Mgmt | For | For | For | |||
1.7 | Elect Michael V. Schrock | Mgmt | For | For | For | |||
1.8 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Yu | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Variable Compensation Plan | Mgmt | For | For | For | |||
Muenchener Rueckversicherungs AG (Munich Re) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUV2 | CINS D55535104 | 04/23/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Increase in Authorized Capital for Employee Share Purchase Plan | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Tohru Inoue | Mgmt | For | For | For | |||
5 | Elect Norio Nakajima | Mgmt | For | For | For | |||
6 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
7 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
8 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
9 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
10 | Elect Kiyoshi Iwai as Statutory Auditor | Mgmt | For | For | For | |||
Myriad Genetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYGN | CUSIP 62855J104 | 12/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter Gilbert | Mgmt | For | For | For | |||
1.2 | Elect Dennis H. Langer | Mgmt | For | For | For | |||
1.3 | Elect Lawrence C. Best | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
National Australia Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAB | CINS Q65336119 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Kenneth R. Henry | Mgmt | For | For | For | |||
3 | Elect David H. Armstrong | Mgmt | For | For | For | |||
4 | Elect Peeyush Kumar Gupta | Mgmt | For | For | For | |||
5 | Elect Geraldine McBride | Mgmt | For | For | For | |||
6 | REMUNERATION REPORT | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEO Andrew Thorburn) | Mgmt | For | For | For | |||
National CineMedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCMI | CUSIP 635309107 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Haas | Mgmt | For | For | For | |||
1.2 | Elect Stephen L. Lanning | Mgmt | For | For | For | |||
1.3 | Elect Thomas F. Lesinski | Mgmt | For | For | For | |||
1.4 | Elect Paula Williams Madison | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
National Health Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHI | CUSIP 63633D104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert T. Webb | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
12 | Maximum Pay Ratio | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Anne Lalou | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights in Case of Exchange Offer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Reverse Stock Split | Mgmt | For | For | For | |||
24 | Amendments Regarding Director and Censor Term Length | Mgmt | For | For | For | |||
25 | Amendments Regarding Issuance of Debt | Mgmt | For | For | For | |||
26 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
27 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
28 | Elect Francois Perol | Mgmt | For | Against | Against | |||
29 | Elect Daniel Karyotis | Mgmt | For | Against | Against | |||
30 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
31 | Elect Laurence Debroux | Mgmt | For | Against | Against | |||
32 | Elect Michel Grass | Mgmt | For | Against | Against | |||
33 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
34 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
35 | Elect Henri Proglio | Mgmt | For | Against | Against | |||
36 | Elect Philippe Sueur | Mgmt | For | Against | Against | |||
37 | Elect Pierre Valentin | Mgmt | For | Against | Against | |||
38 | Elect Alain Denizot | Mgmt | For | Against | Against | |||
39 | Directors' Fees | Mgmt | For | For | For | |||
40 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/16/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
7 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
8 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
16 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
17 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
18 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
19 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Brabeck-Letmathe as Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Compensation | Mgmt | For | TNA | N/A | |||
29 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
30 | Additional or Miscellaneous Proposals | ShrHldr | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Georgens | Mgmt | For | For | For | |||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
3 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
4 | Elect Tor R. Braham | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reapproval of the Annual Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NetScout Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTCT | CUSIP 64115T104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NetScout Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTCT | CUSIP 64115T104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph G. Hadzima, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NeuStar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSR | CUSIP 64126X201 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ross K. Ireland | Mgmt | For | For | For | |||
2 | Elect Paul A. Lacouture | Mgmt | For | For | For | |||
3 | Elect Michael J. Rowny | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
New Residential Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRZ | CUSIP 64828T201 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Nierenberg | Mgmt | For | For | For | |||
2 | Elect Kevin J. Finnerty | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
NIC Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGOV | CUSIP 62914B100 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harry H. Herington | Mgmt | For | For | For | |||
1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | |||
1.3 | Elect Venmal (Raji) Arasu | Mgmt | For | For | For | |||
1.4 | Elect Karen S. Evans | Mgmt | For | For | For | |||
1.5 | Elect Ross C. Hartley | Mgmt | For | For | For | |||
1.6 | Elect C. Brad Henry | Mgmt | For | For | For | |||
1.7 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||
1.8 | Elect William M. Lyons | Mgmt | For | For | For | |||
1.9 | Elect Pete Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nippon Paint Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4612 | CINS J55053128 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kenji Sakai | Mgmt | For | For | For | |||
4 | Elect Tetsushi Tadoh | Mgmt | For | For | For | |||
5 | Elect Kanji Nishijima | Mgmt | For | For | For | |||
6 | Elect Manabu Minami | Mgmt | For | For | For | |||
7 | Elect GOH Hup Jin | Mgmt | For | For | For | |||
8 | Elect Masatoshi Ohara | Mgmt | For | For | For | |||
9 | Elect Teruaki Kuwajima as Statutory Auditor | Mgmt | For | For | For | |||
10 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Election of Takashi Hiroi as Director | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Kohsaka | Mgmt | For | Against | Against | |||
6 | Elect Akiko Ide | Mgmt | For | Against | Against | |||
7 | Elect Michiko Tomonaga | Mgmt | For | For | For | |||
8 | Elect Seiichi Ochiai | Mgmt | For | Against | Against | |||
9 | Elect Takashi Iida | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
6 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
7 | Elect Greg Kelly | Mgmt | For | For | For | |||
8 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
9 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
10 | Elect Kimiyasu Nakamura | Mgmt | For | For | For | |||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
12 | Elect Bernard Rey | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | For | For | |||
NN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNBR | CUSIP 629337106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Brunner | Mgmt | For | For | For | |||
1.2 | Elect Richard D. Holder | Mgmt | For | For | For | |||
1.3 | Elect David L. Pugh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Northern Oil & Gas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOG | CUSIP 665531109 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael L. Reger | Mgmt | For | For | For | |||
1.2 | Elect Lisa Bromiley | Mgmt | For | For | For | |||
1.3 | Elect Robert Grabb | Mgmt | For | For | For | |||
1.4 | Elect Delos Cy Jamison | Mgmt | For | For | For | |||
1.5 | Elect Jack E. King | Mgmt | For | For | For | |||
1.6 | Elect Richard Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Verena A. Briner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHldr | N/A | TNA | N/A | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVO-B | CINS K72807132 | 03/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Directors' Fees for 2014 | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees for 2015 | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Elect Goran A. Ando | Mgmt | For | TNA | N/A | |||
10 | Elect Jeppe Christiansen | Mgmt | For | TNA | N/A | |||
11 | Elect Bruno Angelici | Mgmt | For | TNA | N/A | |||
12 | Elect Sylvie Gregoire | Mgmt | For | TNA | N/A | |||
13 | Elect Liz Hewitt | Mgmt | For | TNA | N/A | |||
14 | Elect Thomas P Koestler | Mgmt | For | TNA | N/A | |||
15 | Elect Eivind Kolding | Mgmt | For | TNA | N/A | |||
16 | Elect Mary T. Szela | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles Regarding Extraordinary Dividend | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
NTT Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9613 | CINS J59031104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Toshio Iwamoto | Mgmt | For | For | For | |||
5 | Elect Satoshi Kurishima | Mgmt | For | For | For | |||
6 | Elect Masanori Shiina | Mgmt | For | For | For | |||
7 | Elect Yoh Homma | Mgmt | For | For | For | |||
8 | Elect Hironobu Sagae | Mgmt | For | For | For | |||
9 | Elect Eiji Ueki | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Nishihata | Mgmt | For | For | For | |||
11 | Elect Toshio Iwai | Mgmt | For | For | For | |||
12 | Elect Yukio Okamoto | Mgmt | For | For | For | |||
13 | Elect Hiromasa Takaoka | Mgmt | For | For | For | |||
14 | Elect Tetsuroh Yamaguchi as Statutory Auditor | Mgmt | For | Against | Against | |||
NTT DoCoMo Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9437 | CINS J59399121 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoto Shiotsuka | Mgmt | For | Against | Against | |||
5 | Elect Toshimune Okihara | Mgmt | For | Against | Against | |||
6 | Elect Yutaka Kawataki | Mgmt | For | For | For | |||
7 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
Nu Skin Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUS | CUSIP 67018T105 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nevin N. Andersen | Mgmt | For | For | For | |||
2 | Elect Daniel W. Campbell | Mgmt | For | For | For | |||
3 | Elect M. Truman Hunt | Mgmt | For | For | For | |||
4 | Elect Andrew D. Lipman | Mgmt | For | For | For | |||
5 | Elect Steven J. Lund | Mgmt | For | For | For | |||
6 | Elect Neil H. Offen | Mgmt | For | For | For | |||
7 | Elect Thomas R. Pisano | Mgmt | For | For | For | |||
8 | Elect Edwina D. Woodbury | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Approval of the Valuation of Company's Shares for Repurchase | Mgmt | For | For | For | |||
8 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
9 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Elect Patrick Drahi | Mgmt | For | For | For | |||
12 | Elect Dexter Goei | Mgmt | For | For | For | |||
13 | Elect Angelique Benetti | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | Against | Against | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 11/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Elect Patrick Drahi | Mgmt | For | Against | Against | |||
7 | Elect Angelique Benetti | Mgmt | For | Against | Against | |||
8 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | |||
9 | Elect Stephane Roussel | Mgmt | For | Against | Against | |||
10 | Elect Colette Neuville | Mgmt | For | Against | Against | |||
11 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||
14 | Approval of the Transfer of Shares of SFR to the Company | Mgmt | For | For | For | |||
15 | Rights Issue | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Contributions and Share Capital | Mgmt | For | For | For | |||
17 | Authority to Grant Stock Option | Mgmt | For | Against | Against | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Amendment Regarding Company Name | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Nutraceutical International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUTR | CUSIP 67060Y101 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael D. Burke | Mgmt | For | For | For | |||
1.2 | Elect James D. Stice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NVR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVR | CUSIP 62944T105 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. E. Andrews | Mgmt | For | For | For | |||
2 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||
4 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
5 | Elect Ed Grier | Mgmt | For | For | For | |||
6 | Elect Manuel H. Johnson | Mgmt | For | For | For | |||
7 | Elect Mel Martinez | Mgmt | For | For | For | |||
8 | Elect William A. Moran | Mgmt | For | For | For | |||
9 | Elect David A. Preiser | Mgmt | For | For | For | |||
10 | Elect W. Grady Rosier | Mgmt | For | For | For | |||
11 | Elect Dwight C. Schar | Mgmt | For | For | For | |||
12 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Oberoi Realty Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OBEROIRLTY | CINS Y6424D109 | 08/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vikas Oberoi | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Anil Harish | Mgmt | For | Against | Against | |||
7 | Elect T.P. Ostwal | Mgmt | For | Against | Against | |||
8 | Elect Venkatesh Mysore | Mgmt | For | Against | Against | |||
9 | Appointment of Vikas Oberoi (Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
10 | Elect and Appoint Saumil Daru (Whole-Time Director); Approval of Remuneration | Mgmt | For | Against | Against | |||
11 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
12 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
13 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
14 | Charitable Donations | Mgmt | For | For | For | |||
15 | Authority to Set Cost Auditor's Remuneration | Mgmt | For | For | For | |||
OFG Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Julian S. Inclan | Mgmt | For | For | For | |||
1.2 | Elect Pedro Morazzani | Mgmt | For | For | For | |||
1.3 | Elect Radames Pena | Mgmt | For | For | For | |||
1.4 | Elect Jorge Colon-Gerena | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oge Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGE | CUSIP 670837103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James H. Brandi | Mgmt | For | For | For | |||
1.2 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
1.3 | Elect Peter B. Delaney | Mgmt | For | For | For | |||
1.4 | Elect John D. Groendyke | Mgmt | For | For | For | |||
1.5 | Elect Kirk Humphreys | Mgmt | For | For | For | |||
1.6 | Elect Robert Kelley | Mgmt | For | For | For | |||
1.7 | Elect Robert O. Lorenz | Mgmt | For | For | For | |||
1.8 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
1.9 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
1.10 | Elect Sean Trauschke | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios | ShrHldr | Against | Against | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Rosenthal | Mgmt | For | For | For | |||
1.3 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl R. Christenson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joseph M. Gingo | Mgmt | For | Withhold | Against | |||
1.3 | Elect David A. Lorber | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
7 | Elect Errol M. Cook | Mgmt | For | For | For | |||
8 | Elect Susan S. Denison | Mgmt | For | For | For | |||
9 | Elect Michael A. Henning | Mgmt | For | For | For | |||
10 | Elect John R. Murphy | Mgmt | For | For | For | |||
11 | Elect John R. Purcell | Mgmt | For | For | For | |||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
13 | Elect Gary L. Roubos | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 09/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wen-Liang (William) Hsu | Mgmt | For | For | For | |||
1.2 | Elect Henry Yang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
On Assignment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASGN | CUSIP 682159108 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeremy M. Jones | Mgmt | For | For | For | |||
1.2 | Elect Marty R. Kittrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
OncoMed Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMED | CUSIP 68234X102 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul J. Hastings | Mgmt | For | For | For | |||
1.2 | Elect Laurence Lasky | Mgmt | For | Withhold | Against | |||
1.3 | Elect Denise Pollard-Knight | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph A. DeLuca | Mgmt | For | For | For | |||
2 | Elect Fredric H. Gould | Mgmt | For | For | For | |||
3 | Elect Leor Siri | Mgmt | For | For | For | |||
4 | Elect Eugene I. Zuriff | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Opus Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPB | CUSIP 684000102 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. Sanchez | Mgmt | For | For | For | |||
1.2 | Elect Michael L. Meyer | Mgmt | For | For | For | |||
1.3 | Elect Norman B. Rice | Mgmt | For | For | For | |||
1.4 | Elect Stephen H. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Shackleton | Mgmt | For | For | For | |||
1.6 | Elect Mark E. Schaffer | Mgmt | For | For | For | |||
1.7 | Elect Mark Cicirelli | Mgmt | For | For | For | |||
1.8 | Elect Curtis Glovier | Mgmt | For | For | For | |||
1.9 | Elect Marcos Alvarado | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Performance-Based Compensation Plan | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Orange SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORA | CINS F6866T100 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Ratification of the Co-option of Mouna Sepehri | Mgmt | For | Against | Against | |||
10 | Elect Mouna Sepehri | Mgmt | For | Against | Against | |||
11 | Elect Bernard Dufau | Mgmt | For | Against | Against | |||
12 | Elect Helle Kristoffersen | Mgmt | For | Against | Against | |||
13 | Elect Jean-Michel Severino | Mgmt | For | Against | Against | |||
14 | Elect Anne Lange | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor, Ernst & Young | Mgmt | For | For | For | |||
16 | Appointment of Alternative Auditor, Auditex | Mgmt | For | For | For | |||
17 | Appointment of Auditor, KPMG | Mgmt | For | For | For | |||
18 | Appointment of Alternative Auditor, Salustro Reydel | Mgmt | For | For | For | |||
19 | Remuneration of Stephane Richard, Chairman and CEO | Mgmt | For | For | For | |||
20 | Remuneration of Gervais Pellissier, Deputy CEO | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Amendments to Article Regarding Record Date | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
25 | Authority to Issue Shares w/o Preemptive Rights by Private Placement | Mgmt | For | Against | Against | |||
26 | Greenshoe | Mgmt | For | Against | Against | |||
27 | Increase in Authorized Capital in Case of Public Exchange Offer | Mgmt | For | Against | Against | |||
28 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
29 | Global Limit to Capital Increase | Mgmt | For | For | For | |||
30 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | Against | Against | |||
31 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
32 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
33 | Shareholder Proposal To Allow Scrip Dividends | ShrHldr | For | For | For | |||
34 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
35 | Shareholder Countermotion Regarding Distribution of Profits (Proposal A) | ShrHldr | Against | Against | For | |||
36 | Shareholder Proposal to Pay Dividend in Shares (Proposal B) | ShrHldr | Against | Against | For | |||
37 | Shareholder Proposal Regarding Company Savings Plans (Proposal C) | ShrHldr | Against | Against | For | |||
38 | Shareholder Proposal Regarding Double Voting Rights (Proposal D) | ShrHldr | Against | For | Against | |||
OraSure Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSUR | CUSIP 68554V108 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Celano | Mgmt | For | For | For | |||
1.2 | Elect Douglas A. Michels | Mgmt | For | For | For | |||
1.3 | Elect Charles W. Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Maxine Brenner | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Equity Grant (MD Grant A King) | Mgmt | For | For | For | |||
5 | Equity Grant (Executive Director Karen A Moses) | Mgmt | For | For | For | |||
Osram Licht AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSR | CINS D5963B113 | 02/26/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Werner Brandt | Mgmt | For | TNA | N/A | |||
12 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
14 | Approval of Intra-company Control Agreement with OSRAM Beteiligungen GmbH | Mgmt | For | TNA | N/A | |||
Otsuka Holdings Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4578 | CINS J63117105 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ichiroh Ohtsuka | Mgmt | For | For | For | |||
3 | Elect Tatsuo Higuchi | Mgmt | For | For | For | |||
4 | Elect Atsumasa Makise | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Matsuo | Mgmt | For | For | For | |||
6 | Elect Sadanobu Tobe | Mgmt | For | For | For | |||
7 | Elect Tatsuroh Watanabe | Mgmt | For | For | For | |||
8 | Elect Yasuyuki Hirotomi | Mgmt | For | For | For | |||
9 | Elect Juichi Kawaguchi | Mgmt | For | For | For | |||
10 | Elect Tadaaki Kohnose | Mgmt | For | For | For | |||
Outfront Media Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OUT | CUSIP 69007J106 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Manuel A. Diaz | Mgmt | For | For | For | |||
1.2 | Elect Peter Mathes | Mgmt | For | For | For | |||
1.3 | Elect Susan M. Tolson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the Amended and Restated Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Approval of the Amended and Restated Executive Bonus Plan | Mgmt | For | For | For | |||
Oxford Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXM | CUSIP 691497309 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas C. Chubb | Mgmt | For | For | For | |||
2 | Elect John R. Holder | Mgmt | For | For | For | |||
3 | Elect Clarence H. Smith | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pacific Ethanol, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEIX | CUSIP 69423U305 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Authorization of Non-Voting Common Stock | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4.1 | Elect William L. Jones | Mgmt | For | For | For | |||
4.2 | Elect Michael D. Kandris | Mgmt | For | For | For | |||
4.3 | Elect Douglas L. Kieta | Mgmt | For | For | For | |||
4.4 | Elect Neil M. Koehler | Mgmt | For | For | For | |||
4.5 | Elect Larry D. Layne | Mgmt | For | For | For | |||
4.6 | Elect John L. Prince | Mgmt | For | For | For | |||
4.7 | Elect Terry L. Stone | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 01/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | |||
1.2 | Elect John J. Carona | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.5 | Elect John D. Goddard | Mgmt | For | For | For | |||
1.6 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.7 | Elect Michael L. McKennon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock From 25,000,000 to 50,000,000 | Mgmt | For | For | For | |||
4 | Amendment to the Company's 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacira Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCRX | CUSIP 695127100 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Brege | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Kronenfeld | Mgmt | For | For | For | |||
1.3 | Elect Dennis L. Winger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Adoption of Tax Asset Protection Plan (Shareholder Rights Plan) | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
Pandora Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
P | CUSIP 698354107 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Leiweke | Mgmt | For | For | For | |||
1.2 | Elect Roger Faxon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Papa John's International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PZZA | CUSIP 698813102 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
2 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
3 | Elect W. Kent Taylor | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 03/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Issuance of Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Baker, Jr. | Mgmt | For | For | For | |||
1.2 | Elect George W. Broughton | Mgmt | For | For | For | |||
1.3 | Elect Richard Ferguson | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Sulerzyski | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | For | For | |||
2 | Election of Directors | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Election of Directors | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Pernix Therapeutics Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTX | CUSIP 71426V108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Drysdale | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven A. Elms | Mgmt | For | Withhold | Against | |||
1.3 | Elect Tasos G. Konidaris | Mgmt | For | Withhold | Against | |||
1.4 | Elect John A. Sedor | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
PGT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGTI | CUSIP 69336V101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Floyd F. Sherman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Rodney Hershberger | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
PHH Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHH | CUSIP 693320202 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect James O. Egan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | |||
1.4 | Elect Allan Z. Loren | Mgmt | For | Withhold | Against | |||
1.5 | Elect Glen A. Messina | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gregory J. Parseghian | Mgmt | For | Withhold | Against | |||
1.7 | Elect Charles P. Pizzi | Mgmt | For | Withhold | Against | |||
1.8 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
2 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
3 | Elect Victoria J. Tschinkel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jason Giordano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | |||
3 | Elect Roger Fradin | Mgmt | For | For | For | |||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plantronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLT | CUSIP 727493108 | 08/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marv Tseu | Mgmt | For | For | For | |||
2 | Elect Ken Kannappan | Mgmt | For | For | For | |||
3 | Elect Brian Dexheimer | Mgmt | For | For | For | |||
4 | Elect Robert C. Hagerty | Mgmt | For | For | For | |||
5 | Elect Greggory Hammann | Mgmt | For | For | For | |||
6 | Elect John Hart | Mgmt | For | For | For | |||
7 | Elect Marshall Mohr | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plus500 Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLUS | CINS M7S2CK109 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Israel | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alastair Gordon | Mgmt | For | For | For | |||
2 | Elect Gal Haber | Mgmt | For | For | For | |||
3 | Elect Alon Gonen | Mgmt | For | For | For | |||
4 | Elect Inbal Marom | Mgmt | For | For | For | |||
5 | Elect Peter Boyle | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Salary Increase of CEO | Mgmt | For | Against | Against | |||
8 | Salary Increase of Managing Director | Mgmt | For | Against | Against | |||
9 | Salary Increase of CFO | Mgmt | For | Against | Against | |||
10 | Directors' Fees (Alastair Gordon) | Mgmt | For | For | For | |||
11 | Directors' Fees (Charles Fairbairn) | Mgmt | For | For | For | |||
12 | Directors' Fees (Paul Boyle) | Mgmt | For | For | For | |||
13 | Directors' Fees (Daniel King) | Mgmt | For | For | For | |||
14 | Equity Grants (CFO Esther Marom) | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
PNC Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Paul W. Chellgren | Mgmt | For | For | For | |||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Kay Coles James | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Anthony A. Massaro | Mgmt | For | For | For | |||
9 | Elect Jane G. Pepper | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Lorene K. Steffes | Mgmt | For | For | For | |||
12 | Elect Dennis F. Strigl | Mgmt | For | For | For | |||
13 | Elect Thomas J. Usher | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PolyOne Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POL | CUSIP 73179P106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Fearon | Mgmt | For | For | For | |||
1.2 | Elect Gregory J. Goff | Mgmt | For | For | For | |||
1.3 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Lorraine | Mgmt | For | For | For | |||
1.5 | Elect Stephen D. Newlin | Mgmt | For | For | For | |||
1.6 | Elect Robert M. Patterson | Mgmt | For | For | For | |||
1.7 | Elect William H. Powell | Mgmt | For | For | For | |||
1.8 | Elect Kerry J. Preete | Mgmt | For | For | For | |||
1.9 | Elect Farah M. Walters | Mgmt | For | For | For | |||
1.10 | Elect William A. Wulfsohn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Senior executive Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Popeyes Louisiana Kitchen, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLKI | CUSIP 732872106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Anand | Mgmt | For | For | For | |||
1.2 | Elect Cheryl A. Bachelder | Mgmt | For | For | For | |||
1.3 | Elect Carolyn Hogan Byrd | Mgmt | For | For | For | |||
1.4 | Elect John M. Cranor, III | Mgmt | For | For | For | |||
1.5 | Elect Joel K. Manby | Mgmt | For | For | For | |||
1.6 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.7 | Elect S. Kirk Kinsell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alejandro M. Ballester | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Carlos A. Unanue | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Post Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPS | CUSIP 737464107 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Goddard III | Mgmt | For | For | For | |||
1.2 | Elect David P. Stockert | Mgmt | For | For | For | |||
1.3 | Elect Herschel M. Bloom | Mgmt | For | For | For | |||
1.4 | Elect Walter M. Deriso, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Russell R. French | Mgmt | For | For | For | |||
1.6 | Elect Toni Jennings | Mgmt | For | For | For | |||
1.7 | Elect Ronald de Waal | Mgmt | For | For | For | |||
1.8 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Power Assets Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0006 | CINS Y7092Q109 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Neil D. McGee | Mgmt | For | Against | Against | |||
6 | Elect Ralph R. Shea | Mgmt | For | Against | Against | |||
7 | Elect WAN Chi Tin | Mgmt | For | Against | Against | |||
8 | Elect WONG Chung Hin | Mgmt | For | Against | Against | |||
9 | Elect Anthony WU Ting Yuk | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | Against | Against | |||
15 | Annual Authorization of Acquisition of Debt Securities | Mgmt | For | For | For | |||
Power Integrations, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWI | CUSIP 739276103 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Balu Balakrishnan | Mgmt | For | For | For | |||
1.2 | Elect Alan D. Bickell | Mgmt | For | For | For | |||
1.3 | Elect Nicholas E. Brathwaite | Mgmt | For | For | For | |||
1.4 | Elect William L. George | Mgmt | For | For | For | |||
1.5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
1.6 | Elect E. Floyd Kvamme | Mgmt | For | For | For | |||
1.7 | Elect Steven J. Sharp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Pozen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POZN | CUSIP 73941U102 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Plachetka | Mgmt | For | For | For | |||
1.2 | Elect Seth A. Rudnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
PRA Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 69354N106 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven D. Fredrickson | Mgmt | For | For | For | |||
1.2 | Elect Penelope W. Kyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 08/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew M. Mannelly | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Charles J. Hinkaty | Mgmt | For | For | For | |||
1.5 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Bettencourt | Mgmt | For | For | For | |||
1.2 | Elect Dana Evan | Mgmt | For | For | For | |||
1.3 | Elect Gary Steele | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PROS Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRO | CUSIP 74346Y103 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ellen Keszler | Mgmt | For | For | For | |||
1.2 | Elect Leslie Rechan | Mgmt | For | For | For | |||
1.3 | Elect William Russell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
ProSiebenSat.1 Media AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSM | CINS D6216S143 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Angela Gifford as Supervisory Board Member | Mgmt | For | TNA | N/A | |||
12 | Approval of Intra-Company Control Agreement with SevenOne Investment (Holding) GmbH | Mgmt | For | TNA | N/A | |||
13 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Siebzehnte Verwaltungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
14 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Achtzehnte Verwaltungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
15 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Neunzehnte Verwaltungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
16 | Change in Legal Form to a European Company | Mgmt | For | TNA | N/A | |||
17 | Elect Lawrence Aidem | Mgmt | For | TNA | N/A | |||
18 | Elect Annet Aris | Mgmt | For | TNA | N/A | |||
19 | Elect Werner Brandt | Mgmt | For | TNA | N/A | |||
20 | Elect Adam Cahan | Mgmt | For | TNA | N/A | |||
21 | Elect Philipp Freise | Mgmt | For | TNA | N/A | |||
22 | Elect Marion Helmes | Mgmt | For | TNA | N/A | |||
23 | Elect Erik Adrianus Hubertus Huggers | Mgmt | For | TNA | N/A | |||
24 | Elect Rolf Nonnenmacher | Mgmt | For | TNA | N/A | |||
25 | Elect Angelika Gifford | Mgmt | For | TNA | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
27 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
Prothena Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRTA | CUSIP G72800108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shane Cooke | Mgmt | For | Against | Against | |||
2 | Elect Lars Ekman | Mgmt | For | Against | Against | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
Providence Service Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRSC | CUSIP 743815102 | 07/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren S. Rustand | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Certificate of Incorporation to Change Board Size Range | Mgmt | For | Against | Against | |||
4 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PTC Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTC | CUSIP 69370C100 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas F. Bogan | Mgmt | For | For | For | |||
1.2 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.3 | Elect Donald K. Grierson | Mgmt | For | For | For | |||
1.4 | Elect James E. Heppelmann | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Lacy | Mgmt | For | For | For | |||
1.6 | Elect Robert P. Schechter | Mgmt | For | For | For | |||
1.7 | Elect Renato Zambonini | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Reapproval of Performance Goals under the 2009 Executive Cash Incentive Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
PTC Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTCT | CUSIP 69366J200 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Koppel | Mgmt | For | For | For | |||
1.2 | Elect Michael Schmertzler | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Publicis Groupe SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUB | CINS F7607Z165 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transaction (Societe Generale) | Mgmt | For | For | For | |||
9 | Related Party Transaction (Elisabeth Badinter) | Mgmt | For | For | For | |||
10 | Severance Agreement for Kevin Roberts | Mgmt | For | Against | Against | |||
11 | Severance Agreement for Jean-Michel Etienne | Mgmt | For | Against | Against | |||
12 | Severance Agreement for Anne-Gabrielle Heilbronner | Mgmt | For | Against | Against | |||
13 | Remuneration of Maurice Levy, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Jean-Michel Etienne, Executive | Mgmt | For | For | For | |||
15 | Remuneration of Kevin Roberts, Executive | Mgmt | For | For | For | |||
16 | Remuneration of Jean-Yves Naouri, Executive | Mgmt | For | For | For | |||
17 | Remuneration of Anne-Gabrielle Heilbronner, Executive | Mgmt | For | For | For | |||
18 | Elect Jerry A. Greenberg | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Reduce Share Capital by the Cancellation of Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Without Pre-emptive Rights and to Set the Offering Price of Those Shares | Mgmt | For | For | For | |||
22 | Authority to Increase Share Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Amendments to Emission Contract for Convertible Bonds (ORANE) | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Supervisory Board Members Shareholding Requirements | Mgmt | For | For | For | |||
27 | Amendments to Articles to Create the Office of Censor | Mgmt | For | Against | Against | |||
28 | Amendments to Articles Concerning the Record Date | Mgmt | For | For | For | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Puma Biotechnology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBYI | CUSIP 74587V107 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan H. Auerbach | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas R. Malley | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jay M. Moyes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Troy E. Wilson | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
QAD Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QADB | CUSIP 74727D306 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karl F. Lopker | Mgmt | For | Abstain | Against | |||
2 | Elect Pamela M. Lopker | Mgmt | For | Abstain | Against | |||
3 | Elect Scott J. Adelson | Mgmt | For | Abstain | Against | |||
4 | Elect Lee D. Roberts | Mgmt | For | Abstain | Against | |||
5 | Elect Leslie J. Stretch | Mgmt | For | Abstain | Against | |||
6 | Elect Peter R. van Cuylenburg | Mgmt | For | Abstain | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Quality Distribution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLTY | CUSIP 74756M102 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary R. Enzor | Mgmt | For | For | For | |||
2 | Elect Richard B. Marchese | Mgmt | For | For | For | |||
3 | Elect Thomas R. Miklich | Mgmt | For | For | For | |||
4 | Elect Annette M. Sandberg | Mgmt | For | For | For | |||
5 | Elect Alan H. Schumacher | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Quantum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTM | CUSIP 747906204 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul R. Auvil III | Mgmt | For | For | For | |||
2 | Elect Philip Black | Mgmt | For | For | For | |||
3 | Elect Louis DiNardo | Mgmt | For | For | For | |||
4 | Elect Dale L. Fuller | Mgmt | For | For | For | |||
5 | Elect Jon W. Gacek | Mgmt | For | For | For | |||
6 | Elect David A. Krall | Mgmt | For | For | For | |||
7 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
8 | Elect David E. Roberson | Mgmt | For | For | For | |||
9 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Quebecor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBR.B | CUSIP 748193208 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Michael Lavigne | Mgmt | For | Withhold | Against | |||
1.2 | Elect Normand Provost | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to Articles Regarding Majority Voting for Director Elections | Mgmt | For | For | For | |||
4 | Advanced Notice Provision | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against | |||
Questcor Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOR | CUSIP 74835Y101 | 08/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Radnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDNT | CUSIP 750491102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard G. Berger | Mgmt | For | For | For | |||
1.2 | Elect Marvin S. Cadwell | Mgmt | For | For | For | |||
1.3 | Elect John V. Crues III | Mgmt | For | For | For | |||
1.4 | Elect Norman R. Hames | Mgmt | For | For | For | |||
1.5 | Elect Lawrence L. Levitt | Mgmt | For | For | For | |||
1.6 | Elect Michael L. Sherman | Mgmt | For | For | For | |||
1.7 | Elect David L. Swartz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Ramco Gershenson Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPT | CUSIP 751452202 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
1.2 | Elect Dennis E. Gershenson | Mgmt | For | For | For | |||
1.3 | Elect Arthur H. Goldberg | Mgmt | For | For | For | |||
1.4 | Elect David J. Nettina | Mgmt | For | For | For | |||
1.5 | Elect Joel M. Pashcow | Mgmt | For | For | For | |||
1.6 | Elect Mark K. Rosenfeld | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Ward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect James E. Cartwright | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Receptos Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCPT | CUSIP 756207106 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. Heyman | Mgmt | For | For | For | |||
1.2 | Elect William H. Rastetter | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mary Szela | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | |||
Reckitt Benckiser Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RB | CINS G74079107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jaspal S. Bindra | Mgmt | For | For | For | |||
5 | Elect Mary Harris | Mgmt | For | For | For | |||
6 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||
7 | Elect Sue shim | Mgmt | For | For | For | |||
8 | Elect Christopher A. Sinclair | Mgmt | For | For | For | |||
9 | Elect Douglas D. Tough | Mgmt | For | For | For | |||
10 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | |||
11 | Elect Nicandro Durante | Mgmt | For | For | For | |||
12 | Elect Peter Harf | Mgmt | For | For | For | |||
13 | Elect Adrian Hennah | Mgmt | For | For | For | |||
14 | Elect Kenneth Hydon | Mgmt | For | For | For | |||
15 | Elect Rakesh Kapoor | Mgmt | For | For | For | |||
16 | Elect Andre Lacroix | Mgmt | For | For | For | |||
17 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
18 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Long Term Incentive Plan | Mgmt | For | Against | Against | |||
27 | Savings-Related Share Option Plan | Mgmt | For | For | For | |||
28 | Authority to Establish Equivalent Schemes | Mgmt | For | For | For | |||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Reckitt Benckiser Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RB | CINS G74079107 | 12/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Recruit Holdings Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6098 | CINS J6433A101 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Masumi Minegishi | Mgmt | For | For | For | |||
4 | Elect Shohgo Ikeuchi | Mgmt | For | For | For | |||
5 | Elect Shigeru Kusahara | Mgmt | For | For | For | |||
6 | Elect Keiichi Sagawa | Mgmt | For | For | For | |||
7 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Hiroki Inoue as Statutoru Auditor | Mgmt | For | For | For | |||
10 | Elect Satoko Hasegawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
11 | Retirement Allowances for Director | Mgmt | For | For | For | |||
12 | Perfomance-Linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Red Eléctrica Corporación, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REE | CINS E42807102 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Standalone Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratify Co-option and Elect Santiago Lanzuela Marina | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Jose Luis Feito Higueruela | Mgmt | For | For | For | |||
7 | Amendments to Articles 11, 12, 13, 15 and 17 | Mgmt | For | For | For | |||
8 | Amendments to Articles 20, 21, 25, 25 bis and 26 | Mgmt | For | For | For | |||
9 | Amendments to Articles 22, 23 and 24 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation Articles 3, 5, 6, 7, 8, 10 and 15 | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Transfer Shares | Mgmt | For | For | For | |||
14 | Approval of Share Deferral Plan | Mgmt | For | For | For | |||
15 | Revocation of Existing Authority to Repurchase and Transfer Shares | Mgmt | For | For | For | |||
16 | Remuneration Policy | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Remuneration Report | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Regional Management Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RM | CUSIP 75902K106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roel C. Campos | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Dunn | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Godley | Mgmt | For | For | For | |||
1.5 | Elect Alvaro G. de Molina | Mgmt | For | For | For | |||
1.6 | Elect Carlos Palomares | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Re-approval of Annual Incentive Plan | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Mark Dixon | Mgmt | For | For | For | |||
9 | Elect Dominique Yates | Mgmt | For | For | For | |||
10 | Elect Lance Browne | Mgmt | For | For | For | |||
11 | Elect Elmar Heggen | Mgmt | For | For | For | |||
12 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
15 | Elect Francois Pauly | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
18 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Sievert | Mgmt | For | For | For | |||
1.2 | Elect Stanley B. Tulin | Mgmt | For | For | For | |||
1.3 | Elect A. Greig Woodring | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Remy International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REMY | CUSIP 75971M108 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Weber | Mgmt | For | Withhold | Against | |||
1.2 | Elect George P. Scanlon | Mgmt | For | Withhold | Against | |||
1.3 | Elect Arik W. Ruchim | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Annual Incentive Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Remy International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REMY | CUSIP 759663107 | 12/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Renault | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNO | CINS F77098105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Non-Compete Agreement with Carlos Ghosn, Chairman and CEO | Mgmt | For | For | For | |||
9 | Presentation of Report on Redeemable Shares | Mgmt | For | For | For | |||
10 | Elect Philippe Lagayette | Mgmt | For | For | For | |||
11 | Elect Cherie Blair | Mgmt | For | For | For | |||
12 | Remuneration of Carlos Ghosn, Chairman and CEO | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
15 | Amendment to Article Regarding Voting Rights | Mgmt | For | For | For | |||
16 | Amendments to Article Regarding Director Age Limits | Mgmt | For | For | For | |||
17 | Amendments to Article Regarding Chairman Age Limit | Mgmt | For | For | For | |||
18 | Amendments to Article Regarding Mandatory Retirement of the CEO | Mgmt | For | For | For | |||
19 | Amendments to Article Regarding Shareholding Guidelines | Mgmt | For | For | For | |||
20 | Amendment to Articles Regarding the Record Date | Mgmt | For | For | For | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Repligen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGEN | CUSIP 759916109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicolas M. Barthelemy | Mgmt | For | For | For | |||
1.2 | Elect Glenn L. Cooper | Mgmt | For | For | For | |||
1.3 | Elect John G. Cox | Mgmt | For | For | For | |||
1.4 | Elect Karen A. Dawes | Mgmt | For | For | For | |||
1.5 | Elect Alfred L. Goldberg | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. Ryan, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Tony J. Hunt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Republic Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RBCAA | CUSIP 760281204 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Greenberg | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael T. Rust | Mgmt | For | Withhold | Against | |||
1.3 | Elect Sandra Metts Snowden | Mgmt | For | Withhold | Against | |||
1.4 | Elect R. Wayne Stratton | Mgmt | For | Withhold | Against | |||
1.5 | Elect Susan Stout Tamme | Mgmt | For | Withhold | Against | |||
1.6 | Elect A. Scott Trager | Mgmt | For | Withhold | Against | |||
1.7 | Elect Steven E. Trager | Mgmt | For | Withhold | Against | |||
2 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Resona Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8308 | CINS J6448E106 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Higashi | Mgmt | For | Against | Against | |||
5 | Elect Tetsuya Kan | Mgmt | For | Against | Against | |||
6 | Elect Yuji Furukawa | Mgmt | For | Against | Against | |||
7 | Elect Kaoru Isono | Mgmt | For | Against | Against | |||
8 | Elect Emi Ohsono | Mgmt | For | Against | Against | |||
9 | Elect Toshio Arima | Mgmt | For | Against | Against | |||
10 | Elect Yohko Sanuki | Mgmt | For | Against | Against | |||
11 | Elect Mitsudo Urano | Mgmt | For | Against | Against | |||
12 | Elect Tadamitsu Matsui | Mgmt | For | Against | Against | |||
13 | Elect Hidehiko Satoh | Mgmt | For | Against | Against | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.2 | Elect Tim Coughlin | Mgmt | For | For | For | |||
1.3 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.4 | Elect John Kozarich | Mgmt | For | For | For | |||
1.5 | Elect Gary Lyons | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeffrey Meckler | Mgmt | For | For | For | |||
2 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Company's Certificate Regarding Director Indemnification | Mgmt | For | Against | Against | |||
5 | Bundled Amendments to the Company's Bylaws | Mgmt | For | For | For | |||
6 | Issuance of Common Stock | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Rex American Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REX | CUSIP 761624105 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart A. Rose | Mgmt | For | For | For | |||
2 | Elect Lawrence Tomchin | Mgmt | For | For | For | |||
3 | Elect Robert Davidoff | Mgmt | For | For | For | |||
4 | Elect Edward M. Kress | Mgmt | For | For | For | |||
5 | Elect Charles A. Elcan | Mgmt | For | For | For | |||
6 | Elect David S. Harris | Mgmt | For | For | For | |||
7 | Elect Mervyn L. Alphonso | Mgmt | For | For | For | |||
8 | Elect Lee Fisher | Mgmt | For | For | For | |||
9 | Elect J. Dennis Hastert | Mgmt | For | For | For | |||
10 | Approval of 2015 Incentive Plan | Mgmt | For | For | For | |||
RF Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RFMD | CUSIP 749941100 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding - UK) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Elect Megan Clark | Mgmt | For | For | For | |||
6 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
7 | Re-elect Robert E. Brown | Mgmt | For | For | For | |||
8 | Re-elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Re-elect Richard R. Goodmanson | Mgmt | For | For | For | |||
11 | Re-elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Re-elect Chris J. Lynch | Mgmt | For | For | For | |||
13 | Re-elect Paul M. Tellier | Mgmt | For | For | For | |||
14 | Re-elect Simon R. Thompson | Mgmt | For | For | For | |||
15 | Re-elect John S. Varley | Mgmt | For | For | For | |||
16 | Re-elect Samuel M.C. Walsh | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.2 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.5 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.6 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.7 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Rosetta Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROSE | CUSIP 777779307 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Craddock | Mgmt | For | For | For | |||
2 | Elect Matthew D. Fitzgerald | Mgmt | For | For | For | |||
3 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
4 | Elect Carin S. Knickel | Mgmt | For | For | For | |||
5 | Elect Holli C. Ladhani | Mgmt | For | For | For | |||
6 | Elect Donald D. Patteson, Jr. | Mgmt | For | For | For | |||
7 | Elect Jerry R. Schuyler | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | 2015 Long Term Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Rovi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 05/13/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Carson | Mgmt | For | TNA | N/A | |||
1.2 | Elect Alan L. Earhart | Mgmt | For | TNA | N/A | |||
1.3 | Elect N. Steven Lucas | Mgmt | For | TNA | N/A | |||
1.4 | Elect Andrew K. Ludwick | Mgmt | For | TNA | N/A | |||
1.5 | Elect James E. Meyer | Mgmt | For | TNA | N/A | |||
1.6 | Elect James P. O'Shaughnessy | Mgmt | For | TNA | N/A | |||
1.7 | Elect Ruthann Quindlen | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Rovi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Lockwood | Mgmt | N/A | Withhold | N/A | |||
1.2 | Elect Raghavendra Rau | Mgmt | N/A | For | N/A | |||
1.3 | Elect Glenn W. Welling | Mgmt | N/A | For | N/A | |||
1.4 | Elect Mgmt. Nominee Thomas Carson | Mgmt | N/A | For | N/A | |||
1.5 | Elect Mgmt. Nominee Alan L. Earhart | Mgmt | N/A | For | N/A | |||
1.6 | Elect Mgmt. Nominee N.S. Lucas | Mgmt | N/A | For | N/A | |||
1.7 | Elect Mgmt. Nominee Ruthann Quindlen | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Royal Boskalis Westminster NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKA | CINS N14952266 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect J.M. Hessels | Mgmt | For | Against | Against | |||
11 | Elect J. van Wiechen to the Supervisory Board | Mgmt | For | Against | Against | |||
12 | Elect C. van Woudenberg to the Supervisory Board | Mgmt | For | Against | Against | |||
13 | Elect Jeroen van der Veer to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Special Audit (in Connection with the Purchase, Operation, and Partial Sale of Essent) | ShrHldr | N/A | Against | N/A | |||
11 | Shareholder Proposal Regarding Special Audit (in Connection with the Delisting of Lechwerke) | ShrHldr | N/A | Against | N/A | |||
12 | Shareholder Proposal Regarding Special Audit (in Connection with RWE Polska Contracting) | ShrHldr | N/A | Against | N/A | |||
S&W Seed Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glen D. Bornt | Mgmt | For | For | For | |||
2 | Elect Michael M. Fleming | Mgmt | For | For | For | |||
3 | Elect Mark S. Grewal | Mgmt | For | For | For | |||
4 | Elect Mark J. Harvey | Mgmt | For | For | For | |||
5 | Elect Charles B. Seidler | Mgmt | For | For | For | |||
6 | Elect William S. Smith | Mgmt | For | For | For | |||
7 | Elect Grover T. Wickersham | Mgmt | For | For | For | |||
8 | Elect Mark W. Wong | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Mark Armour | Mgmt | For | Against | Against | |||
5 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
6 | Elect Alan Clark | Mgmt | For | Against | Against | |||
7 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
8 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
9 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
10 | Elect John Manser | Mgmt | For | Against | Against | |||
11 | Elect John A. Manzoni | Mgmt | For | Against | Against | |||
12 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
13 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
14 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
15 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
16 | Elect Howard Willard | Mgmt | For | Against | Against | |||
17 | Elect Jamie Wilson | Mgmt | For | Against | Against | |||
18 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Employee Share Purchase Plan | Mgmt | For | For | For | |||
23 | Sharesave Plan | Mgmt | For | For | For | |||
24 | Employee Share Plans (Overseas Employees) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Safran SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAF | CINS F4035A557 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Death and Disability Insurance Coverage for Jean-Paul Herteman, Chairman and CEO | Mgmt | For | For | For | |||
9 | Death and Disability Insurance Coverage for Stephane Abrial, Ross McInnes and Marc Ventre, Deputy CEOs | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Amendments Regarding Director Term Lengths | Mgmt | For | For | For | |||
12 | Amendments Regarding State Representatives | Mgmt | For | For | For | |||
13 | Elect Phillipe Petitcolin | Mgmt | For | For | For | |||
14 | Elect Ross McInnes | Mgmt | For | For | For | |||
15 | Elect Patrick Gandil | Mgmt | For | For | For | |||
16 | Elect Vincent Imbert | Mgmt | For | For | For | |||
17 | Elect Jean-Lou Chameau | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Remuneration of Jean-Paul Herteman, Chairman and CEO | Mgmt | For | For | For | |||
21 | Remuneration of Stephane Abrial, Ross McInnes and Marc Ventre, Deputy CEOs | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | |||
24 | Increase in Authorized Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
25 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
26 | Greenshoe | Mgmt | For | Against | Against | |||
27 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Global Limit on Capital Increase | Mgmt | For | For | For | |||
30 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
31 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
32 | Shareholder Proposal Regarding Dividend Payouts | ShrHldr | Against | Against | For | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William F. Evans | Mgmt | For | For | For | |||
2 | Elect Herbert A. Trucksess, III | Mgmt | For | For | For | |||
3 | Elect Jeffrey C. Ward | Mgmt | For | For | For | |||
4 | Annual Cash Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Han Joong | Mgmt | For | Against | Against | |||
3 | Elect LEE Byeong Gi | Mgmt | For | Against | Against | |||
4 | Election of Executive Director: KWON Oh Hyun | Mgmt | For | Against | Against | |||
5 | Election of Audit Committee Member: KIM Han Joong | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Baker, III | Mgmt | For | For | For | |||
1.2 | Elect John Bierbusse | Mgmt | For | For | For | |||
1.3 | Elect Mike Cockrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-Option of Bonnie Bassler | Mgmt | For | For | For | |||
11 | Elect Bonnie Bassler | Mgmt | For | For | For | |||
12 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chairman and Interim CEO | Mgmt | For | For | For | |||
14 | Remuneration of Christopher Viehbacher, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital Through Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Amendment to Articles Regarding Share Ownership Disclosure | Mgmt | For | Against | Against | |||
27 | Amendment to Articles Regarding Record Date | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sap SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS D66992104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital II | Mgmt | For | For | For | |||
11 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78388J106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian C. Carr | Mgmt | For | For | For | |||
2 | Elect Mary S. Chan | Mgmt | For | For | For | |||
3 | Elect George R. Krouse, Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Scentre Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCG | CINS Q8351E109 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Brian M. Schwartz | Mgmt | For | For | For | |||
4 | Re-elect Andrew W. Harmos | Mgmt | For | For | For | |||
5 | Re-elect Michael F. Ihlein | Mgmt | For | For | For | |||
6 | Elect Aliza Knox | Mgmt | For | For | For | |||
Schlumberger Ltd. (Netherlands Antilles) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect K. Vaman Kamath | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Michael E. Marks | Mgmt | For | For | For | |||
7 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
8 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
SCOR S.E. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Denis Kessler, CEO | Mgmt | For | For | For | |||
9 | Elect Peter Eckert | Mgmt | For | For | For | |||
10 | Elect Kory Sorenson | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Elect Marguerite Berard-Andrieu | Mgmt | For | For | For | |||
13 | Elect Kirsten C. Ideboen | Mgmt | For | For | For | |||
14 | Elect Vanessa Marquette | Mgmt | For | For | For | |||
15 | Elect Augustin De Romanet De Beaune | Mgmt | For | For | For | |||
16 | Elect Jean-Marc Raby | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contribution in Kind | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
28 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
31 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | |||
32 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | |||
33 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
34 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bugbee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald C. Trauscht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jose Tarruella | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Scripps Networks Interactive Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNI | CUSIP 811065101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jarl Mohn | Mgmt | For | For | For | |||
1.2 | Elect Nicholas B. Paumgarten | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey F. Sagansky | Mgmt | For | For | For | |||
1.4 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |||
SeaWorld Entertainment Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEAS | CUSIP 81282V100 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jim Atchison | Mgmt | For | Withhold | Against | |||
1.2 | Elect William Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas E. Moloney | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECU-B | CINS W7912C118 | 05/08/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Select Comfort Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSS | CUSIP 81616X103 | 05/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian A. Spaly | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Adam J. Wright | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee Daniel Alegre | Mgmt | N/A | TNA | N/A | |||
2 | Re-Approve the Performance Goals under the 2010 Omnibus Incentive Plan | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
5 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
Select Comfort Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSS | CUSIP 81616X103 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel I. Alegre | Mgmt | For | For | For | |||
1.2 | Elect Stephen L. Gulis Jr. | Mgmt | For | For | For | |||
1.3 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||
2 | Re-Approve the Performance Goals under the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Select Income REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIR | CUSIP 81618T100 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
Select Income REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIR | CUSIP 81618T100 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Lamkin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Medical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEM | CUSIP 81619Q105 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Dalton, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Rocco A. Ortenzio | Mgmt | For | For | For | |||
1.3 | Elect Thomas A. Scully | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Semtech Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTC | CUSIP 816850101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen M. Antle | Mgmt | For | For | For | |||
1.2 | Elect James P. Burra | Mgmt | For | For | For | |||
1.3 | Elect Bruce C. Edwards | Mgmt | For | For | For | |||
1.4 | Elect Rockell N. Hankin | Mgmt | For | For | For | |||
1.5 | Elect James T. Lindstrom | Mgmt | For | For | For | |||
1.6 | Elect Mohan R. Maheswaran | Mgmt | For | For | For | |||
1.7 | Elect John L. Piotrowski | Mgmt | For | For | For | |||
1.8 | Elect Carmelo J. Santoro | Mgmt | For | For | For | |||
1.9 | Elect Sylvia Summers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Sequential Brands Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQBG | CUSIP 817340201 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yehuda Shmidman | Mgmt | For | Against | Against | |||
2 | Elect William Sweedler | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2015 Executive Bonus Plan | Mgmt | For | For | For | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshifumi Suzuki | Mgmt | For | For | For | |||
4 | Elect Noritoshi Murata | Mgmt | For | For | For | |||
5 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
6 | Elect Junroh Itoh | Mgmt | For | For | For | |||
7 | Elect Kunio Takahashi | Mgmt | For | For | For | |||
8 | Elect Akihiko Shimizu | Mgmt | For | For | For | |||
9 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
10 | Elect Takashi Anzai | Mgmt | For | For | For | |||
11 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | |||
12 | Elect Yasuhiro Suzuki | Mgmt | For | For | For | |||
13 | Elect Joseph Michael Depinto | Mgmt | For | For | For | |||
14 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
15 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
16 | Elect Kunio Itoh | Mgmt | For | For | For | |||
17 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
18 | Election of Masao Eguchi as Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Shimano Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7309 | CINS J72262108 | 03/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kakutani | Mgmt | For | For | For | |||
4 | Elect Shinji Wada | Mgmt | For | For | For | |||
5 | Elect Satoshi Yuasa | Mgmt | For | For | For | |||
6 | Elect CHIA Chin Seng | Mgmt | For | For | For | |||
7 | Elect Tomohiro Ohtsu | Mgmt | For | For | For | |||
8 | Elect Kazuo Ichijoh | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Katsuhiko Machida | Mgmt | For | For | For | |||
9 | Elect Takuko Sawada | Mgmt | For | For | For | |||
10 | Elect Kenji Fukuda | Mgmt | For | For | For | |||
11 | Elect Akira Okamoto | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shopping Centres Australasia Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCP | CINS Q8501T105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | REMUNERATION REPORT | Mgmt | For | For | For | |||
4 | Board Spill Resolution | Mgmt | Against | Against | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Re-elect Philip Clark | Mgmt | For | For | For | |||
7 | Re-elect Phil Redmond | Mgmt | For | For | For | |||
8 | Equity Grant (CEO Anthony Mellowes) | Mgmt | For | For | For | |||
ShoreTel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOR | CUSIP 825211105 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||
1.2 | Elect Donald Joos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Shutterfly Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFLY | CUSIP 82568P304 | 06/12/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mario D. Cibelli | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Marwan Fawaz | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Thomas D. Hughes | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
Shutterfly Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFLY | CUSIP 82568P304 | 06/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.2 | Elect Stephen J. Killeen | Mgmt | For | Withhold | Against | |||
1.3 | Elect James N. White | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Sientra Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIEN | CUSIP 82621J105 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey M. Nugent | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Silergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6415 | CINS G8190F102 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Adoption of Employee Restricted Stock Plan | Mgmt | For | Against | Against | |||
6 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | Against | Against | |||
3 | Elect KIM Doo Kyung | Mgmt | For | Against | Against | |||
4 | Elect PARK Young Joon | Mgmt | For | Against | Against | |||
5 | Elect KIM Dae Il | Mgmt | For | Against | Against | |||
6 | Elect LEE Chang Yang | Mgmt | For | Against | Against | |||
7 | Election of Audit Committee Member: KIM Doo Kyung | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: KIM Dae Il | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: LEE Chang Yang | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Skandinaviska Enskilda Banken AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEB-A | CINS W25381141 | 03/25/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees and Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
21 | SEB All Employee Programme (AEP) | Mgmt | For | TNA | N/A | |||
22 | SEB Share Deferral Programme (SDP) | Mgmt | For | TNA | N/A | |||
23 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Transfer of Shares Pursuant to LTIPs | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
27 | Shareholder Proposal Regarding Voting Rights | ShrHldr | N/A | TNA | N/A | |||
28 | Shareholder Proposal Regarding Shareholder Association | ShrHldr | N/A | TNA | N/A | |||
29 | Shareholder Proposal Regarding Voting Rights | ShrHldr | N/A | TNA | N/A | |||
30 | Shareholder Proposal Regarding Special Examination | ShrHldr | N/A | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHI Chi | Mgmt | For | For | For | |||
6 | Elect Stephen SO Hon Cheung | Mgmt | For | For | For | |||
7 | Elect LI Weibin | Mgmt | For | For | For | |||
8 | Elect WEI Wei | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Adoption of Share Option Scheme | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SM Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SM | CUSIP 78454L100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry W. Bickle | Mgmt | For | For | For | |||
2 | Elect Stephen R. Brand | Mgmt | For | For | For | |||
3 | Elect William J. Gardiner | Mgmt | For | For | For | |||
4 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
5 | Elect Javan D. Ottoson | Mgmt | For | For | For | |||
6 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
7 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
8 | Elect Rose M. Robeson | Mgmt | For | For | For | |||
9 | Elect William D. Sullivan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Liam O'Mahony | Mgmt | For | Against | Against | |||
5 | Elect Gary McGann | Mgmt | For | Against | Against | |||
6 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
7 | Elect Ian Curley | Mgmt | For | Against | Against | |||
8 | Elect Frits Beurskens | Mgmt | For | Against | Against | |||
9 | Elect Christel Bories | Mgmt | For | Against | Against | |||
10 | Elect Thomas Brodin | Mgmt | For | Against | Against | |||
11 | Elect Irial Finan | Mgmt | For | Against | Against | |||
12 | Elect Samuel Mencoff | Mgmt | For | Against | Against | |||
13 | Elect John Moloney | Mgmt | For | Against | Against | |||
14 | Elect Roberto Newell | Mgmt | For | Against | Against | |||
15 | Elect Paul T. Stecko | Mgmt | For | Against | Against | |||
16 | Elect Rosemary Thorne | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayoshi Son | Mgmt | For | For | For | |||
5 | Elect Nikesh Arora | Mgmt | For | For | For | |||
6 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
7 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
8 | Elect Yun MA | Mgmt | For | For | For | |||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Mark Schwartz | Mgmt | For | For | For | |||
12 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
13 | Elect Tatsuhiro Murata | Mgmt | For | Against | Against | |||
14 | Elect Atsushi Tohyama | Mgmt | For | Against | Against | |||
Sohgo Security Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2331 | CINS J7607Z104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Atsushi Murai | Mgmt | For | For | For | |||
4 | Elect Yukiyasu Aoyama | Mgmt | For | For | For | |||
5 | Elect Yuichi Miyazawa | Mgmt | For | For | For | |||
6 | Elect Kiyomi Hara | Mgmt | For | For | For | |||
7 | Elect Yoshiroh Kuribayashi | Mgmt | For | For | For | |||
8 | Elect Hirohisa Hokari | Mgmt | For | For | For | |||
9 | Elect Seiki Miyamoto | Mgmt | For | For | For | |||
10 | Elect Yutaka Takehana | Mgmt | For | For | For | |||
11 | Elect Masaki Tatsuguchi | Mgmt | For | Against | Against | |||
12 | Elect Takeshi Ohiwa | Mgmt | For | For | For | |||
13 | Elect Ikuhiro Watanabe | Mgmt | For | Against | Against | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael S. Gross | Mgmt | For | For | For | |||
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | |||
2 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For | |||
SolarWinds Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWI | CUSIP 83416B109 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen F. Siminoff | Mgmt | For | For | For | |||
2 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2015 Performance Incentive Plan | Mgmt | For | Against | Against | |||
6 | Adjournment or Postponement of Annual Meeting | Mgmt | For | Against | Against | |||
Sonic Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAH | CUSIP 83545G102 | 04/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | |||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | |||
1.3 | Elect David B. Smith | Mgmt | For | For | For | |||
1.4 | Elect William I. Belk | Mgmt | For | For | For | |||
1.5 | Elect William R. Brooks | Mgmt | For | For | For | |||
1.6 | Elect Bernard C. Byrd, Jr | Mgmt | For | For | For | |||
1.7 | Elect Victor H. Doolan | Mgmt | For | For | For | |||
1.8 | Elect John W. Harris, III | Mgmt | For | For | For | |||
1.9 | Elect H. Robert Heller | Mgmt | For | For | For | |||
1.10 | Elect R. Eugene Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
Sonic Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SONC | CUSIP 835451105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kate S. Lavelle | Mgmt | For | For | For | |||
1.2 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.3 | Elect Frank E. Richardson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
8 | Elect John T. Montford | Mgmt | For | For | For | |||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amended and Restated 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sovran Self Storage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSS | CUSIP 84610H108 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Attea | Mgmt | For | TNA | N/A | |||
1.2 | Elect Kenneth F. Myszka | Mgmt | For | TNA | N/A | |||
1.3 | Elect Charles E. Lannon | Mgmt | For | TNA | N/A | |||
1.4 | Elect Stephen R. Rusmisel | Mgmt | For | TNA | N/A | |||
1.5 | Elect Arthur L. Havener, Jr. | Mgmt | For | TNA | N/A | |||
1.6 | Elect Mark G. Barberio | Mgmt | For | TNA | N/A | |||
2 | Adoption of the 2015 Award and Option Plan | Mgmt | For | TNA | N/A | |||
3 | Amendment to the Deferred Compensation Plan for Directors | Mgmt | For | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Spansion, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CODE | CUSIP 84649R200 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
2 | Re-elect Mark Verbiest | Mgmt | For | For | For | |||
3 | Re-elect Murray Horn | Mgmt | For | For | For | |||
4 | Elect Ido Leffler | Mgmt | For | For | For | |||
SpartanNash Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 847215100 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Stock Incentive Plan of 2015 | Mgmt | For | For | For | |||
3 | Amendment to the Executive Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Voting Provisions with Respect to Business Combinations | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Voting Provisions with Respect to Amendment or Repeal of Articles of Incorporation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Voting Provisions with Respect to Amendment of Bylaws | Mgmt | For | For | For | |||
8 | Elimination of Provision Relating to Michigan Control Share Act | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Sparton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPA | CUSIP 847235108 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James D. Fast | Mgmt | For | For | For | |||
2 | Elect Joseph J. Hartnett | Mgmt | For | For | For | |||
3 | Elect Charles R. Kummeth | Mgmt | For | For | For | |||
4 | Elect David P. Molfenter | Mgmt | For | For | For | |||
5 | Elect James R. Swartwout | Mgmt | For | For | For | |||
6 | Elect Cary B. Wood | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
10 | Re-approval of Material Terms of the 2010 Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
Spectranetics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPNC | CUSIP 84760C107 | 06/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. John Fletcher | Mgmt | For | For | For | |||
1.2 | Elect B. Kristine Johnson | Mgmt | For | For | For | |||
1.3 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 07/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Bonus Share Scheme | Mgmt | For | Against | Against | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Keith Hellawell | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | Against | Against | |||
6 | Elect Simon Bentley | Mgmt | For | For | For | |||
7 | Elect Dave Forsey | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights (Two-Thirds Authority) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SS&C Technologies Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
SS&C Technologies Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William A. Etherington | Mgmt | For | For | For | |||
1.2 | Elect Jonathan E. Michael | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Renew Partners' Performance Share Plan | Mgmt | For | For | For | |||
Standard Motor Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMP | CUSIP 853666105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. McDonnell | Mgmt | For | For | For | |||
1.3 | Elect Alisa C. Norris | Mgmt | For | For | For | |||
1.4 | Elect Arthur S. Sills | Mgmt | For | For | For | |||
1.5 | Elect Lawrence I. Sills | Mgmt | For | For | For | |||
1.6 | Elect Peter J. Sills | Mgmt | For | For | For | |||
1.7 | Elect Frederick D. Sturdivant | Mgmt | For | For | For | |||
1.8 | Elect William H. Turner | Mgmt | For | For | For | |||
1.9 | Elect Richard S. Ward | Mgmt | For | For | For | |||
1.10 | Elect Roger M. Widmann | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Standex International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXI | CUSIP 854231107 | 10/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas E. Chorman | Mgmt | For | For | For | |||
1.2 | Elect David A. Dunbar | Mgmt | For | For | For | |||
1.3 | Elect Roger L. Fix | Mgmt | For | For | For | |||
1.4 | Elect Daniel B. Hogan | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey S. Edwards | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Starwood Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | For | For | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Starz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRZA | CUSIP 85571Q102 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey F. Sagansky | Mgmt | For | For | For | |||
1.3 | Elect Charles Y. Tanabe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Statoil ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CINS R8413J103 | 05/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
8 | Agenda | Mgmt | For | TNA | N/A | |||
9 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
10 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Reporting on Climate Change Asset Risks | ShrHldr | Against | TNA | N/A | |||
13 | Shareholder Proposal Regarding Climate Change Strategy | ShrHldr | Against | TNA | N/A | |||
14 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
15 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Nomination Committee | Mgmt | For | TNA | N/A | |||
18 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
20 | Authority to Distribute Dividend | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares in Relation to Share Saving Plan | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
StealthGas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GASS | CUSIP Y81669106 | 09/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambros Babilis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
STERIS Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STE | CUSIP 859152100 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Breeden | Mgmt | For | For | For | |||
1.2 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||
1.3 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
1.4 | Elect David B. Lewis | Mgmt | For | For | For | |||
1.5 | Elect Kevin M. McMullen | Mgmt | For | For | For | |||
1.6 | Elect Walter M Rosebrough, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Mohsen M. Sohi | Mgmt | For | For | For | |||
1.8 | Elect John P. Wareham | Mgmt | For | For | For | |||
1.9 | Elect Loyal W. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Michael B. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect John L. Madden | Mgmt | For | For | For | |||
1.4 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.6 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.7 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.8 | Elect Robert Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stillwater Mining Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWC | CUSIP 86074Q102 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George M. Bee | Mgmt | For | For | For | |||
1.2 | Elect Michael McMullen | Mgmt | For | For | For | |||
1.3 | Elect Patrice E. Merrin | Mgmt | For | For | For | |||
1.4 | Elect Michael S. Parrett | Mgmt | For | For | For | |||
1.5 | Elect Brian Schweitzer | Mgmt | For | For | For | |||
1.6 | Elect Gary A. Sugar | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Peter O'Hagan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stone Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGY | CUSIP 861642106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George R. Christmas | Mgmt | For | For | For | |||
2 | Elect B.J. Duplantis | Mgmt | For | For | For | |||
3 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
4 | Elect David T. Lawrence | Mgmt | For | For | For | |||
5 | Elect Robert S. Murley | Mgmt | For | For | For | |||
6 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
7 | Elect Donald E. Powell | Mgmt | For | For | For | |||
8 | Elect Kay G. Priestly | Mgmt | For | For | For | |||
9 | Elect Phyllis M. Taylor | Mgmt | For | For | For | |||
10 | Elect David H. Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Second Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Third Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan B. DeGaynor | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Spiegel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sumco Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3436 | CINS J76896109 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Reduce Capital Reserves | Mgmt | For | For | For | |||
4 | Authority to Repurchase Class B Shares | Mgmt | For | For | For | |||
5 | Elect Fumio Inoue | Mgmt | For | For | For | |||
6 | Elect Shiroh Mokudai | Mgmt | For | For | For | |||
7 | Elect Hisashi Katahama | Mgmt | For | Against | Against | |||
8 | Elect Manabu Uehara | Mgmt | For | Against | Against | |||
Sumitomo Metal Mining Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5713 | CINS J77712123 | 06/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nobumasa Kemori | Mgmt | For | For | For | |||
4 | Elect Yoshiaki Nakazato | Mgmt | For | For | For | |||
5 | Elect Naoyuki Tsuchida | Mgmt | For | For | For | |||
6 | Elect Mikinobu Ogata | Mgmt | For | For | For | |||
7 | Elect Akira Nozaki | Mgmt | For | For | For | |||
8 | Elect Masahiro Morimoto | Mgmt | For | For | For | |||
9 | Elect Tsutomu Ushijima | Mgmt | For | For | For | |||
10 | Elect Hitoshi Taimatsu | Mgmt | For | For | For | |||
11 | Elect Hikoyuki Miwa as Statutory Auditor | Mgmt | For | For | For | |||
12 | Elect Kazuhiro Mishina as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayuki Oku | Mgmt | For | For | For | |||
5 | Elect Takeshi Kunibe | Mgmt | For | For | For | |||
6 | Elect Yujiroh Itoh | Mgmt | For | For | For | |||
7 | Elect Kohzoh Ogino | Mgmt | For | For | For | |||
8 | Elect Toshiyuki Teramoto | Mgmt | For | For | For | |||
9 | Elect Katsunori Tanizaki | Mgmt | For | For | For | |||
10 | Elect Kuniaki Nomura | Mgmt | For | For | For | |||
11 | Elect Arthur M. Mitchell | Mgmt | For | For | For | |||
12 | Elect Masaharu Kohno | Mgmt | For | For | For | |||
13 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
14 | Elect Tohru Mikami as Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
Sumitomo Realty & Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8830 | CINS J77841112 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Junji Takashima | Mgmt | For | For | For | |||
3 | Elect Kenichi Onodera | Mgmt | For | For | For | |||
4 | Elect Kohjun Nishima | Mgmt | For | For | For | |||
5 | Elect Nobuaki Takemura | Mgmt | For | For | For | |||
6 | Elect Masato Kobayashi | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Odai | Mgmt | For | For | For | |||
8 | Elect Hiroshi Katoh | Mgmt | For | For | For | |||
9 | Elect Kohji Itoh | Mgmt | For | For | For | |||
10 | Elect Yoshinobu Sakamoto | Mgmt | For | For | For | |||
11 | Elect Toshikazu Tanaka | Mgmt | For | For | For | |||
12 | Elect Hiromaki Yonekura | Mgmt | For | For | For | |||
13 | Elect Shohichi Abe | Mgmt | For | For | For | |||
14 | Elect Yoshifumi Nakamura as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Elect Ryohichi Nomura as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sumitomo Warehouse Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Shohichi Abe | Mgmt | For | For | For | |||
4 | Elect Takanori Ono | Mgmt | For | For | For | |||
5 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
6 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
8 | Elect Takafumi Watanabe | Mgmt | For | For | For | |||
9 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
10 | Elect Osamu Yabuki | Mgmt | For | Against | Against | |||
11 | Elect Kiyoshi Araki | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 06/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kerry W. Boekelheide | Mgmt | For | For | For | |||
1.2 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.3 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |||
1.5 | Elect Kenneth J. Kay | Mgmt | For | For | For | |||
1.6 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | |||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | |||
Superior Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPN | CUSIP 868157108 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | |||
1.2 | Elect David D. Dunlap | Mgmt | For | For | For | |||
1.3 | Elect James M. Funk | Mgmt | For | For | For | |||
1.4 | Elect Terence E. Hall | Mgmt | For | For | For | |||
1.5 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.6 | Elect Michael McShane | Mgmt | For | For | For | |||
1.7 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
1.8 | Elect Justin L. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Surgical Care Affiliates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCAI | CUSIP 86881L106 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas C. Geiser | Mgmt | For | For | For | |||
2 | Elect Curtis S. Lane | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Suzuken Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9987 | CINS J78454105 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | |||
3 | Elect Hiroshi Ohta | Mgmt | For | For | For | |||
4 | Elect Hiromi Miyata | Mgmt | For | For | For | |||
5 | Elect Nobuo Suzuki | Mgmt | For | For | For | |||
6 | Elect Keiji Yoza | Mgmt | For | For | For | |||
7 | Elect Shigeru Asano | Mgmt | For | For | For | |||
8 | Elect Keisuke Ueda | Mgmt | For | For | For | |||
9 | Elect Toshiaki Iwatani | Mgmt | For | For | For | |||
10 | Elect Tohru Muranaka as Statutory Auditor | Mgmt | For | For | For | |||
11 | Elect Meiji Katoh as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Suzuki Motor Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7269 | CINS J78529138 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Osamu Suzuki | Mgmt | For | For | For | |||
4 | Elect Osamu Honda | Mgmt | For | For | For | |||
5 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||
6 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||
7 | Elect Eiji Mochizuki | Mgmt | For | For | For | |||
8 | Elect Takashi Iwatsuki | Mgmt | For | For | For | |||
9 | Elect Masahiko Nagao | Mgmt | For | For | For | |||
10 | Elect Masakazu Iguchi | Mgmt | For | For | For | |||
11 | Elect Sakutaroh Tanino | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
Swatch Group Ltd. (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHR | CINS H83949141 | 05/28/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Approval of Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Fixed Board Compensation (Board Functions) | Mgmt | For | TNA | N/A | |||
8 | Fixed Board Compensation (Executive Directors) | Mgmt | For | TNA | N/A | |||
9 | Fixed Executive Compensation | Mgmt | For | TNA | N/A | |||
10 | Variable Compensation (Executive Directors) | Mgmt | For | TNA | N/A | |||
11 | Variable Compensation (Executive Management) | Mgmt | For | TNA | N/A | |||
12 | Elect Nayla Hayek | Mgmt | For | TNA | N/A | |||
13 | Elect Ernst Tanner | Mgmt | For | TNA | N/A | |||
14 | Elect Georges Nicolas Hayek | Mgmt | For | TNA | N/A | |||
15 | Elect Claude Nicollier | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
17 | Elect Nayla Hayek as Chairwoman | Mgmt | For | TNA | N/A | |||
18 | Elect Nayla Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Ernst Tanner as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Georges N. Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Claude Nicollier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWED | CINS W9423X102 | 03/26/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
22 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
24 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
25 | Long Term Incentive Plan 2015 (EKEN) | Mgmt | For | TNA | N/A | |||
26 | Long Term Incentive Plan 2015 (IP 2015) | Mgmt | For | TNA | N/A | |||
27 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
28 | Shareholder Proposal Regarding Special Examination | ShrHldr | N/A | TNA | N/A | |||
29 | Shareholder Proposal Regarding Special Examination | ShrHldr | N/A | TNA | N/A | |||
30 | Shareholder Proposal Regarding Economic Historian | ShrHldr | N/A | TNA | N/A | |||
31 | Shareholder Proposal Regarding Shareholder Association | ShrHldr | N/A | TNA | N/A | |||
32 | Shareholder Proposal Regarding Private Jet | ShrHldr | N/A | TNA | N/A | |||
33 | Shareholder Proposal Regarding Lean-Concept | ShrHldr | N/A | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Swift Transportation Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWFT | CUSIP 87074U101 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Moyes | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Dozer | Mgmt | For | For | For | |||
1.3 | Elect David Vander Ploeg | Mgmt | For | For | For | |||
1.4 | Elect Glenn Brown | Mgmt | For | For | For | |||
1.5 | Elect Jose A. Cardenas | Mgmt | For | For | For | |||
1.6 | Elect William F. Riley, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Swiss Life Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLHN | CINS H8404J162 | 04/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Variable Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Dorig as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Wolf Becke | Mgmt | For | TNA | N/A | |||
12 | Elect Gerold Buhrer | Mgmt | For | TNA | N/A | |||
13 | Elect Adrienne Corboud Fumagalli | Mgmt | For | TNA | N/A | |||
14 | Elect Ueli Dietiker | Mgmt | For | TNA | N/A | |||
15 | Elect Damir Filipovic | Mgmt | For | TNA | N/A | |||
16 | Elect Frank W. Keuper | Mgmt | For | TNA | N/A | |||
17 | Elect Henry Peter | Mgmt | For | TNA | N/A | |||
18 | Elect Frank Schnewlin | Mgmt | For | TNA | N/A | |||
19 | Elect Franziska Tschudi Sauber | Mgmt | For | TNA | N/A | |||
20 | Elect Klaus Tschutscher | Mgmt | For | TNA | N/A | |||
21 | Elect Gerold Buhrer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Frank Schnewlin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Franziska Tschudi Sauber as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Brown | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
4 | Elect David Mahoney | Mgmt | For | For | For | |||
5 | Elect Robert S. Miller | Mgmt | For | For | For | |||
6 | Elect Anita Sands | Mgmt | For | For | For | |||
7 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
8 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
9 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symetra Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYA | CUSIP 87151Q106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sander M. Levy | Mgmt | For | For | For | |||
2 | Elect Lowndes A. Smith | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Synaptics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNA | CUSIP 87157D109 | 10/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis F. Lee | Mgmt | For | For | For | |||
2 | Elect Nelson C. Chan | Mgmt | For | For | For | |||
3 | Elect Richard L. Sanquini | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Synchronoss Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNCR | CUSIP 87157B103 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Cadogan | Mgmt | For | For | For | |||
1.2 | Elect Stephen G. Waldis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Syngenta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/28/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Vinita Bali | Mgmt | For | TNA | N/A | |||
7 | Elect Stefan Borgas | Mgmt | For | TNA | N/A | |||
8 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | |||
9 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
10 | Elect Eleni Gabre-Madhin | Mgmt | For | TNA | N/A | |||
11 | Elect David Lawrence | Mgmt | For | TNA | N/A | |||
12 | Elect Michael Mack | Mgmt | For | TNA | N/A | |||
13 | Elect Eveline Saupper | Mgmt | For | TNA | N/A | |||
14 | Elect Jacques Vincent | Mgmt | For | TNA | N/A | |||
15 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | |||
16 | Elect Michel Demare as Chairman | Mgmt | For | TNA | N/A | |||
17 | Elect Eveline Saupper as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Jacques Vincent as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Jurg Witmer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Board Compensation | Mgmt | For | TNA | N/A | |||
21 | Executive Compensation | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect Matthew F.C. Miau | Mgmt | For | For | For | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.9 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.10 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Morris CHANG | Mgmt | For | For | For | |||
5 | Elect F.C. TSENG | Mgmt | For | For | For | |||
6 | Elect Johnsee LEE | Mgmt | For | For | For | |||
7 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
8 | Elect Stan SHIH | Mgmt | For | For | For | |||
9 | Elect Thomas J. Engibous | Mgmt | For | For | For | |||
10 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
Takeda Pharmaceutical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuchika Hasegawa | Mgmt | For | For | For | |||
4 | Elect Christophe Weber | Mgmt | For | For | For | |||
5 | Elect Shinji Honda | Mgmt | For | For | For | |||
6 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
7 | Elect Francois Roger | Mgmt | For | For | For | |||
8 | Elect Fumio Sudo | Mgmt | For | For | For | |||
9 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
10 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
11 | Elect Andrew Plump | Mgmt | For | For | For | |||
12 | Elect Yasuhiko Yamanaka as Statutory Auditor | Mgmt | For | Against | Against | |||
13 | Elect Katsushi Kuroda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
Talmer Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLMR | CUSIP 87482X101 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Max Berlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary Collins | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jennifer Granholm | Mgmt | For | Withhold | Against | |||
1.4 | Elect Paul Hodges III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Denny Kim | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ronald Klein | Mgmt | For | Withhold | Against | |||
1.7 | Elect David Leitch | Mgmt | For | Withhold | Against | |||
1.8 | Elect Barbara Mahone | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Naftaly | Mgmt | For | Withhold | Against | |||
1.10 | Elect Albert Papa | Mgmt | For | Withhold | Against | |||
1.11 | Elect David Provost | Mgmt | For | Withhold | Against | |||
1.12 | Elect Thomas Schellenberg | Mgmt | For | Withhold | Against | |||
1.13 | Elect Gary Torgow | Mgmt | For | Withhold | Against | |||
1.14 | Elect Arthur Weiss | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 01/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Payment of Minimum Remuneration to Ravindra Pisharody (Executive Director) for the Financial Year Ended March 31, 2014 | Mgmt | For | For | For | |||
3 | Payment of Minimum Remuneration to Satish Borwankar (Executive Director) for the Financial Year Ended March 31, 2014 | Mgmt | For | For | For | |||
4 | Payment of Minimum Remuneration to Karl Slym (Managing Director) for the Financial Year Ended March 31, 2014 | Mgmt | For | For | For | |||
5 | Payment of Minimum Remuneration to Ravindra Pisharody (Executive Director) for the Financial Years Ending March 31, 2015 and 2016 | Mgmt | For | For | For | |||
6 | Payment of Minimum Remuneration to Satish Borwankar (Executive Director) for the Financial Years Ending March 31, 2015 and 2016 | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 03/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Rights Issue | Mgmt | For | Against | Against | |||
Taubman Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCO | CUSIP 876664103 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Graham T. Allison | Mgmt | For | For | For | |||
1.2 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William S. Taubman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Telefónica SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEF | CINS 879382109 | 06/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
6 | Scrip Dividend | Mgmt | For | For | For | |||
7 | Amendments to Articles 15, 16, 17, 19 and 22 | Mgmt | For | For | For | |||
8 | Amendments to Article 35 | Mgmt | For | For | For | |||
9 | Amendments to Articles 29, 33, 37, 39 and 40 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
13 | Remuneration Report | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telenor ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CINS R21882106 | 05/20/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Authority to Distribute Dividend | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
14 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
16 | Elect Anders Skjaevestad | Mgmt | For | TNA | N/A | |||
17 | Elect John Gordon Bernander | Mgmt | For | TNA | N/A | |||
18 | Elect Kirsten Ideboen | Mgmt | For | TNA | N/A | |||
19 | Elect Didrik Munch | Mgmt | For | TNA | N/A | |||
20 | Elect Elin Merete Myrmel-Johansen | Mgmt | For | TNA | N/A | |||
21 | Elect Widar Salbuvik | Mgmt | For | TNA | N/A | |||
22 | Elect Tore Onshuus Sandvik | Mgmt | For | TNA | N/A | |||
23 | Elect Silvija Seres | Mgmt | For | TNA | N/A | |||
24 | Elect Siri Pettersen Strandenes | Mgmt | For | TNA | N/A | |||
25 | Elect Olaug Svarva | Mgmt | For | TNA | N/A | |||
26 | Elect Anne Kvam (First Deputy) | Mgmt | For | TNA | N/A | |||
27 | Elect Nils-Edvard Olsen (Second Deputy) | Mgmt | For | TNA | N/A | |||
28 | Elect Ingvild Nybo Holth (Third Deputy) | Mgmt | For | TNA | N/A | |||
29 | Elect Mette I. Wikborg | Mgmt | For | TNA | N/A | |||
30 | Elect Christian Berg | Mgmt | For | TNA | N/A | |||
31 | Governing Bodies' Fees | Mgmt | For | TNA | N/A | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Peter R. Hearl | Mgmt | For | For | For | |||
3 | Re-elect John P. Mullen | Mgmt | For | For | For | |||
4 | Re-elect Catherine B. Livingstone | Mgmt | For | For | For | |||
5 | Equity Grant (CEO David Thodey) | Mgmt | For | For | For | |||
6 | REMUNERATION REPORT | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tenneco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 880349105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas C. Freyman | Mgmt | For | For | For | |||
2 | Elect Dennis J. Letham | Mgmt | For | For | For | |||
3 | Elect James S. Metcalf | Mgmt | For | For | For | |||
4 | Elect Roger B. Porter | Mgmt | For | For | For | |||
5 | Elect David B. Price, Jr. | Mgmt | For | For | For | |||
6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
7 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David M. Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.9 | Elect Beth C. Seidenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
4 | Approval of the Non-Employee Director Stock Incentive Plan | Mgmt | For | For | For | |||
The ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
7 | Elect Bridgette Heller | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Christopher Hylen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Andersons, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANDE | CUSIP 034164103 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gerard M Anderson | Mgmt | For | For | For | |||
1.3 | Elect Catherine M. Kilbane | Mgmt | For | For | For | |||
1.4 | Elect Robert J. King, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Ross W. Manire | Mgmt | For | For | For | |||
1.6 | Elect Donald L. Mennel | Mgmt | For | For | For | |||
1.7 | Elect Patrick S. Mullin | Mgmt | For | For | For | |||
1.8 | Elect John T. Stout, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Jacqueline F. Woods | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Increase in Authorized Capital | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armin M. Kessler | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert G. Savage | Mgmt | For | Withhold | Against | |||
1.3 | Elect Glenn P. Sblendorio | Mgmt | For | Withhold | Against | |||
1.4 | Elect Melvin K. Spigelman | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
The Middleby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIDD | CUSIP 596278101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Selim A. Bassoul | Mgmt | For | For | For | |||
2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | |||
3 | Elect Robert B. Lamb | Mgmt | For | For | For | |||
4 | Elect John R. Miller III | Mgmt | For | For | For | |||
5 | Elect Gordon O'Brien | Mgmt | For | For | For | |||
6 | Elect Philip G. Putnam | Mgmt | For | For | For | |||
7 | Elect Sabin C. Streeter | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
THK Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6481 | CINS J83345108 | 06/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Akihiro Teramachi | Mgmt | For | For | For | |||
5 | Elect Toshihiro Teramachi | Mgmt | For | For | For | |||
6 | Elect Hiroshi Imano | Mgmt | For | For | For | |||
7 | Elect Takashi Ohkubo | Mgmt | For | For | For | |||
8 | Elect Junichi Sakai | Mgmt | For | For | For | |||
9 | Elect Takashi Teramachi | Mgmt | For | For | For | |||
10 | Elect Masaaki Kainoshoh | Mgmt | For | For | For | |||
11 | Elect Masakatsu Hioki | Mgmt | For | For | For | |||
12 | Elect Nobuyuki Maki | Mgmt | For | For | For | |||
13 | Elect Masatake Yone as Statutory Auditor | Mgmt | For | For | For | |||
14 | Elect Tomitoshi Ohmura as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dawn Airey | Mgmt | For | For | For | |||
4 | Elect Annet Aris | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | For | For | |||
6 | Elect Peter Fankhauser | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | For | For | |||
8 | Elect Frank L. Meysman | Mgmt | For | For | For | |||
9 | Elect Carl G. Symon | Mgmt | For | For | For | |||
10 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
11 | Elect Martine Verluyten | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Threshold Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THLD | CUSIP 885807206 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wilfred E. Jaeger | Mgmt | For | For | For | |||
1.2 | Elect David R. Parkinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ThyssenKrupp AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKA | CINS D8398Q119 | 01/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Compensation Policy | Mgmt | For | TNA | N/A | |||
10 | Elect Ingrid Hengster | Mgmt | For | TNA | N/A | |||
11 | Elect Hans-Peter Keitel | Mgmt | For | TNA | N/A | |||
12 | Elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
13 | Elect Rene Obermann | Mgmt | For | TNA | N/A | |||
14 | Elect Bernhard Pellens | Mgmt | For | TNA | N/A | |||
15 | Elect Carola von Schmettow | Mgmt | For | TNA | N/A | |||
16 | Elect Carsten Spohr | Mgmt | For | TNA | N/A | |||
17 | Elect Jens Tischendorf | Mgmt | For | TNA | N/A | |||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Rogers | Mgmt | For | For | For | |||
2 | Elect David B. Yoffie | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
5 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
6 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
7 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
8 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
9 | Elect Takashi Uchida | Mgmt | For | For | For | |||
10 | Elect Satoru Yasuoka | Mgmt | For | For | For | |||
11 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
12 | Elect Akihiko Ide | Mgmt | For | For | For | |||
13 | Elect Yoshinori Katori | Mgmt | For | For | For | |||
14 | Elect Hideaki Obana as Statutory Auditor | Mgmt | For | Against | Against | |||
Tokyo Tatemono Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8804 | CINS J88333117 | 03/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Makoto Hatanaka | Mgmt | For | For | For | |||
6 | Elect Hajime Sakuma | Mgmt | For | For | For | |||
7 | Elect Hisao Shibayama | Mgmt | For | For | For | |||
8 | Elect Hitoshi Nomura | Mgmt | For | For | For | |||
9 | Elect Masami Kamo | Mgmt | For | For | For | |||
10 | Elect Kengo Fukui | Mgmt | For | For | For | |||
11 | Elect Kyohnosuke Sasaki | Mgmt | For | For | For | |||
12 | Elect Norimasa Kuroda | Mgmt | For | For | For | |||
13 | Elect Tatsuo Ogoshi | Mgmt | For | For | For | |||
14 | Elect Mitsuyoshi Tohyama | Mgmt | For | Against | Against | |||
15 | Elect Masahiro Uehara | Mgmt | For | For | For | |||
16 | Elect Shuichi Hattori | Mgmt | For | For | For | |||
17 | Elect Takao Yamaguchi as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
5 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
9 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
10 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
11 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
12 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
13 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
14 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
15 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
16 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Withdrawal From the Nuclear Power Business | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Prior Government Service | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Hourly Wage of Non-Regular Employees | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Patrick Artus | Mgmt | For | For | For | |||
11 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
12 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
13 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
Tower International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOWR | CUSIP 891826109 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas K. Brown | Mgmt | For | For | For | |||
1.2 | Elect James N. Chapman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Toyota Industries Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6201 | CINS J92628106 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tetsuroh Toyoda | Mgmt | For | For | For | |||
5 | Elect Akira Ohnishi | Mgmt | For | For | For | |||
6 | Elect Kazue Sasaki | Mgmt | For | For | For | |||
7 | Elect Hirotaka Morishita | Mgmt | For | For | For | |||
8 | Elect Shinya Furukawa | Mgmt | For | For | For | |||
9 | Elect Masaharu Suzuki | Mgmt | For | For | For | |||
10 | Elect Norio Sasaki | Mgmt | For | For | For | |||
11 | Elect Toshifumi Ogawa | Mgmt | For | For | For | |||
12 | Elect Toshifumi Ohnishi | Mgmt | For | For | For | |||
13 | Elect Takaki Ogawa | Mgmt | For | For | For | |||
14 | Elect Kan Ohtsuka | Mgmt | For | For | For | |||
15 | Elect Taku Yamamoto | Mgmt | For | For | For | |||
16 | Elect Keiichi Fukunaga | Mgmt | For | For | For | |||
17 | Elect Shuzoh Sumi | Mgmt | For | For | For | |||
18 | Elect Takuo Sasaki | Mgmt | For | For | For | |||
19 | Elect Kenichiroh Yamanishi | Mgmt | For | For | For | |||
20 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
21 | Elect Takahiko Ijichi as Statutory Auditor | Mgmt | For | Against | Against | |||
22 | Bonus | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
6 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
7 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
8 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
9 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
10 | Elect Didier Leroy | Mgmt | For | For | For | |||
11 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
12 | Elect Ikuo Uno | Mgmt | For | For | For | |||
13 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
14 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
15 | Elect Masahiro Katoh | Mgmt | For | Against | Against | |||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | Against | Against | |||
17 | Elect Yohko Wake | Mgmt | For | Against | Against | |||
18 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
19 | Elect Ryuji Sakai as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
21 | Amendments to Articles: Limiting Liabilities for Directors and Statutory Auditors | Mgmt | For | For | For | |||
22 | Amendments to Articles: Creation of Class AA Shares | Mgmt | For | For | For | |||
Trevena, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRVN | CUSIP 89532E109 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.2 | Elect Julie H. McHugh | Mgmt | For | For | For | |||
1.3 | Elect Jake R. Nunn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Trex Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TREX | CUSIP 89531P105 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank H. Merlotti, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Patricia B. Robinson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of an amendment to the Annual Cash Incentive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Trinity Biotech Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRIB | CUSIP 896438306 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Denis R. Burger | Mgmt | For | Against | Against | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Authority to Set Price Range (Issuance of Treasury Shares) | Mgmt | For | For | For | |||
Trinity Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRN | CUSIP 896522109 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John L. Adams | Mgmt | For | For | For | |||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.3 | Elect David W. Biegler | Mgmt | For | For | For | |||
1.4 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
1.5 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
1.6 | Elect Ronald J. Gafford | Mgmt | For | For | For | |||
1.7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.8 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
1.9 | Elect Douglas L. Rock | Mgmt | For | For | For | |||
1.10 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
1.11 | Elect Timothy R. Wallace | Mgmt | For | For | For | |||
2 | Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to Par Value | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Triple-S Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTS | CUSIP 896749108 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luis A. Clavell-Rodriguez | Mgmt | For | For | For | |||
2 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TrueBlue, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBI | CUSIP 89785X101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen B. Brown | Mgmt | For | For | For | |||
2 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
3 | Elect Thomas E. McChesney | Mgmt | For | For | For | |||
4 | Elect Gates McKibbin | Mgmt | For | For | For | |||
5 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | |||
6 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | |||
7 | Elect Bonnie W. Soodik | Mgmt | For | For | For | |||
8 | Elect William W. Steele | Mgmt | For | For | For | |||
9 | Elect Craig E. Tall | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI1 | CINS D8484K349 | 02/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratify Acts of Friedrich Joussen | Mgmt | For | TNA | N/A | |||
9 | Ratify Acts of Horst Baier | Mgmt | For | TNA | N/A | |||
10 | Ratify Acts of Peter Long | Mgmt | For | TNA | N/A | |||
11 | Ratify Acts of Klaus Mangold | Mgmt | For | TNA | N/A | |||
12 | Ratify Acts of Petra Gerstenkorn | Mgmt | For | TNA | N/A | |||
13 | Ratify Acts of Frank Jakobi | Mgmt | For | TNA | N/A | |||
14 | Ratify Acts of Anass Houir Alami | Mgmt | For | TNA | N/A | |||
15 | Ratify Acts of Andreas Barczewski | Mgmt | For | TNA | N/A | |||
16 | Ratify Acts of Peter Bremme | Mgmt | For | TNA | N/A | |||
17 | Ratify Acts of Arnd Dunse | Mgmt | For | TNA | N/A | |||
18 | Ratify Acts of Edgar Ernst | Mgmt | For | TNA | N/A | |||
19 | Ratify Acts of Angelika Gifford | Mgmt | For | TNA | N/A | |||
20 | Ratify Acts of Ingo Kronsfoth | Mgmt | For | TNA | N/A | |||
21 | Ratify Acts of Vladimir Lukin | Mgmt | For | TNA | N/A | |||
22 | Ratify Acts of Mikhail Noskov | Mgmt | For | TNA | N/A | |||
23 | Ratify Acts of Michael Ponipp | Mgmt | For | TNA | N/A | |||
24 | Ratify Acts of Carmen Riu Guell | Mgmt | For | TNA | N/A | |||
25 | Ratify Acts of Carola Schwirn | Mgmt | For | TNA | N/A | |||
26 | Ratify Acts of Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
27 | Ratify Acts of Anette Strempel | Mgmt | For | TNA | N/A | |||
28 | Ratify Acts of Christian Strenger | Mgmt | For | TNA | N/A | |||
29 | Ratify Acts of Ortwin Strubelt | Mgmt | For | TNA | N/A | |||
30 | Ratify Acts of Vladimir Yakushev | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Elect Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
33 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
34 | Approval of Profit-and-Loss Transfer Agreement with Leibniz-Service GmbH | Mgmt | For | TNA | N/A | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Turkiye Garanti Bankasi A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GARAN | CINS M4752S106 | 04/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening of Meeting; Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Co-option | Mgmt | For | TNA | N/A | |||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Presentation of Compensation Policy | Mgmt | For | TNA | N/A | |||
15 | Charitable Donations | Mgmt | For | TNA | N/A | |||
16 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
17 | Presentation of Report on Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect William Roth | Mgmt | For | For | For | |||
5 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
6 | Elect Thomas Siering | Mgmt | For | For | For | |||
7 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
8 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Restated Equity Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Tyler Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYL | CUSIP 902252105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||
1.2 | Elect Glen A. Carter | Mgmt | For | For | For | |||
1.3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||
1.4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||
1.5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Dustin R. Womble | Mgmt | For | For | For | |||
1.7 | Elect John M. Yeaman | Mgmt | For | For | For | |||
2 | Amendment to 2010 Stock Option Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
U.S. Silica Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLCA | CUSIP 90346E103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Avramovich | Mgmt | For | For | For | |||
1.2 | Elect Peter Bernard | Mgmt | For | For | For | |||
1.3 | Elect William J. Kacal | Mgmt | For | For | For | |||
1.4 | Elect Charles Shaver | Mgmt | For | For | For | |||
1.5 | Elect Bryan A. Shinn | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Stice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendments to the 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Voting for Election of Directors | Mgmt | For | For | For | |||
6 | Technical Amendments to the Company's Certificate | Mgmt | For | For | For | |||
Ubiquiti Networks Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNT | CUSIP 90347A100 | 12/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Pera | Mgmt | For | For | For | |||
1.2 | Elect Craig L. Foster | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBS | CINS H892U1882 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits; Dividend from Reserves | Mgmt | For | TNA | N/A | |||
5 | Special Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Variable Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Fixed Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Axel A. Weber as Chairman | Mgmt | For | TNA | N/A | |||
10 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
11 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
12 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
13 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
14 | Elect Axel P. Lehmann | Mgmt | For | TNA | N/A | |||
15 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
16 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
17 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
18 | Elect Joseph Yam | Mgmt | For | TNA | N/A | |||
19 | Elect Jes Staley | Mgmt | For | TNA | N/A | |||
20 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Jes Staley as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UCB SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCB | CINS B93562120 | 04/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Dividends | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Gerhard N. Mayr | Mgmt | For | TNA | N/A | |||
11 | Elect Evelyn du Monceau de Bergendal | Mgmt | For | TNA | N/A | |||
12 | Elect Norman J. Ornstein | Mgmt | For | TNA | N/A | |||
13 | Ratify Independence of Norman J. Ornstein | Mgmt | For | TNA | N/A | |||
14 | Elect Cyril Janssen | Mgmt | For | TNA | N/A | |||
15 | Elect Alice Dautry | Mgmt | For | TNA | N/A | |||
16 | Ratify Independence of Alice Dautry | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | TNA | N/A | |||
19 | Change of Control Clause (EMTN Program) | Mgmt | For | TNA | N/A | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
2 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
5 | Elect Anne Pol | Mgmt | For | For | For | |||
6 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
7 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
8 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
9 | Elect John L. Walsh | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ultimate Software Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTI | CUSIP 90385D107 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc D. Scherr | Mgmt | For | For | For | |||
2 | Elect Rick A. Wilber | Mgmt | For | For | For | |||
3 | Elect James A. FitzPatrick, Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ultra Clean Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCTT | CUSIP 90385V107 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence L. Granger | Mgmt | For | For | For | |||
1.2 | Elect James P. Scholhamer | Mgmt | For | For | For | |||
1.3 | Elect John Chenault | Mgmt | For | For | For | |||
1.4 | Elect David T. ibnAle | Mgmt | For | For | For | |||
1.5 | Elect Leonid Mezhvinsky | Mgmt | For | For | For | |||
1.6 | Elect Emily Maddox Liggett | Mgmt | For | For | For | |||
1.7 | Elect Barbara V. Scherer | Mgmt | For | For | For | |||
1.8 | Elect Thomas T. Edman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Board Term Length | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | List Presented by Group of Shareholders Representing 4.987% of Share Capital | Mgmt | For | Against | Against | |||
9 | List Presented by Group of Shareholders Representing 1.91% of Share Capital | Mgmt | For | N/A | N/A | |||
10 | Authorization of Competing Activities | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | 2015 Group Incentive System | Mgmt | For | For | For | |||
14 | Top Management 2015 LTIP | Mgmt | For | For | For | |||
15 | Severance-related Group Policy | Mgmt | For | Against | Against | |||
16 | 2015 Employee Share Ownership Plan | Mgmt | For | For | For | |||
17 | Nominee Presented by Group of Shareholders Representing 2.86% of Share Capital | Mgmt | N/A | For | N/A | |||
18 | Authority to Issue Shares through Capitalization of Reserves (Scrip Dividend) | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (2014 Group Incentive System) | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (2015 Group Incentive System) | Mgmt | For | For | For | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Paul Polman | Mgmt | For | Against | Against | |||
6 | Elect Jean-Marc Huet | Mgmt | For | Against | Against | |||
7 | Elect Laura M. Cha | Mgmt | For | Against | Against | |||
8 | Elect Louise O. Fresco | Mgmt | For | Against | Against | |||
9 | Elect Ann M. Fudge | Mgmt | For | Against | Against | |||
10 | Elect Mary MA Xuezheng | Mgmt | For | Against | Against | |||
11 | Elect Hixonia Nyasulu | Mgmt | For | Against | Against | |||
12 | Elect John Rishton | Mgmt | For | Against | Against | |||
13 | Elect Feike Sijbesma | Mgmt | For | Against | Against | |||
14 | Elect Michael Treschow | Mgmt | For | Against | Against | |||
15 | Elect Nils Smedegaard Andersen | Mgmt | For | Against | Against | |||
16 | Elect Vittorio Colao | Mgmt | For | Against | Against | |||
17 | Elect Judith Hartmann | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Unilever plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULVR | CINS G92087165 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Paul Polman | Mgmt | For | Against | Against | |||
4 | Elect Jean-Marc Huet | Mgmt | For | Against | Against | |||
5 | Elect Laura CHA May Lung | Mgmt | For | Against | Against | |||
6 | Elect Louise O. Fresco | Mgmt | For | Against | Against | |||
7 | Elect Ann M. Fudge | Mgmt | For | Against | Against | |||
8 | Elect Mary MA Xuezheng | Mgmt | For | Against | Against | |||
9 | Elect Hixonia Nyasulu | Mgmt | For | Against | Against | |||
10 | Elect John Rishton | Mgmt | For | Against | Against | |||
11 | Elect Feike Sijbesma | Mgmt | For | Against | Against | |||
12 | Elect Michael Treschow | Mgmt | For | Against | Against | |||
13 | Elect Nils Smedegaard Andersen | Mgmt | For | Against | Against | |||
14 | Elect Vittorio Colao | Mgmt | For | Against | Against | |||
15 | Elect Judith Hartmann | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Uniqure NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QURE | CUSIP N90064101 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Elect Matthew Kapusta to the Management Board | Mgmt | For | For | For | |||
6 | Elect Philip Astley-Sparke to the Supervisory Board | Mgmt | For | Against | Against | |||
7 | Supervisory Board Fees | Mgmt | For | Against | Against | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Collaboration Agreement (Bristol-Myers Squibb) | Mgmt | For | For | For | |||
10 | Amendments to 2014 Share Incentive Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under 2014 Share Incentive Plan | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Unit Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNT | CUSIP 909218109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John G. Nikkel | Mgmt | For | For | For | |||
2 | Elect Robert J. Sullivan, Jr. | Mgmt | For | For | For | |||
3 | Elect Gary R. Christopher | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
United Community Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCBI | CUSIP 90984P303 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy C. Tallent | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Blalock | Mgmt | For | For | For | |||
1.3 | Elect Clifford V. Brokaw | Mgmt | For | For | For | |||
1.4 | Elect L. Cathy Cox | Mgmt | For | For | For | |||
1.5 | Elect Steven J. Goldstein | Mgmt | For | For | For | |||
1.6 | Elect H. Lynn Harton | Mgmt | For | For | For | |||
1.7 | Elect W. C. Nelson, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Richlovsky | Mgmt | For | For | For | |||
1.9 | Elect Tim Wallis | Mgmt | For | For | For | |||
2 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
United Insurance Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIHC | CUSIP 910710102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory C. Branch | Mgmt | For | For | For | |||
1.2 | Elect John L. Forney | Mgmt | For | For | For | |||
1.3 | Elect Kent G. Whittemore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
United Natural Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNFI | CUSIP 911163103 | 12/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Torre Bates | Mgmt | For | For | For | |||
2 | Elect Michael S. Funk | Mgmt | For | For | For | |||
3 | Elect Gail A. Graham | Mgmt | For | For | For | |||
4 | Elect James P. Heffernan | Mgmt | For | For | For | |||
5 | Elect Steven L. Spinner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Eliminate Supermajority Vote Requirements from Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation and Bylaws to Allow Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Pay Ratios and Capping Executive Compensation | ShrHldr | Against | Against | For | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS Y9T10P105 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Fees to WEE Cho Yaw | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect HSIEH Fu Hua | Mgmt | For | For | For | |||
7 | Elect WEE Ee Cheong | Mgmt | For | For | For | |||
8 | Elect LIM Hwee Hua | Mgmt | For | For | For | |||
9 | Elect WEE Cho Yaw | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to issue shares under the UOB Scrip Dividend Scheme | Mgmt | For | For | For | |||
15 | Authority to renew Share Purchase Mandate | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | Against | Against | |||
6 | Elect Steven L. Mogford | Mgmt | For | Against | Against | |||
7 | Elect Russ Houlden | Mgmt | For | Against | Against | |||
8 | Elect Catherine Bell | Mgmt | For | Against | Against | |||
9 | Elect Mark Clare | Mgmt | For | Against | Against | |||
10 | Elect Brian May | Mgmt | For | Against | Against | |||
11 | Elect Sara Weller | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Universal Health Realty Income Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHT | CUSIP 91359E105 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc D. Miller | Mgmt | For | For | For | |||
1.2 | Elect James E. Dalton, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Truckload Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UACL | CUSIP 91388P105 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew T. Moroun | Mgmt | For | Withhold | Against | |||
1.2 | Elect Manuel J. Moroun | Mgmt | For | Withhold | Against | |||
1.3 | Elect Frederick P. Calderone | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph J. Casaroll | Mgmt | For | Withhold | Against | |||
1.5 | Elect Daniel J. Deane | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Regan | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jefferey A. Rogers | Mgmt | For | Withhold | Against | |||
1.8 | Elect Daniel C. Sullivan | Mgmt | For | Withhold | Against | |||
1.9 | Elect Richard P. Urban | Mgmt | For | Withhold | Against | |||
1.10 | Elect Ted B. Wahby | Mgmt | For | Withhold | Against | |||
1.11 | Elect H.E. Wolfe | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
UPM-Kymmene Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPM1V | CINS X9518S108 | 04/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Charitable Donations | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
USANA Health Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USNA | CUSIP 90328M107 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Anciaux | Mgmt | For | For | For | |||
1.2 | Elect Gilbert A. Fuller | Mgmt | For | For | For | |||
1.3 | Elect Jerry G. McClain | Mgmt | For | For | For | |||
1.4 | Elect Ronald S. Poelman | Mgmt | For | For | For | |||
1.5 | Elect Myron W. Wentz | Mgmt | For | For | For | |||
2 | 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
VAALCO Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGY | CUSIP 91851C201 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven P. Guidry | Mgmt | For | For | For | |||
1.2 | Elect Frederick W. Brazelton | Mgmt | For | For | For | |||
1.3 | Elect O. Donaldson Chapoton | Mgmt | For | For | For | |||
1.4 | Elect Andrew L. Fawthrop | Mgmt | For | For | For | |||
1.5 | Elect James B. Jennings | Mgmt | For | For | For | |||
1.6 | Elect John J. Myers, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||
3 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms of the Incentive Compensation Plans | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221126 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance and Non-Compete Package for Jacques Aschenbroich, CEO | Mgmt | For | For | For | |||
9 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
10 | Elect Jacques Aschenbroich | Mgmt | For | For | For | |||
11 | Elect Pascal Colombani | Mgmt | For | For | For | |||
12 | Elect Michel de Fabiani | Mgmt | For | For | For | |||
13 | Remuneration of Pascal Colombani, chairman | Mgmt | For | For | For | |||
14 | Remuneration of Jacques Aschenbroich, CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
4 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
5 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
6 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
7 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Veeva Systems Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEEV | CUSIP 922475108 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Armenante | Mgmt | For | For | For | |||
1.2 | Elect Gordon Ritter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Incentive Plan for Antoine Frerot, CEO | Mgmt | For | Against | Against | |||
10 | Elect Maryse Aulagnon | Mgmt | For | Against | Against | |||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
12 | Elect Louis Schweitzer | Mgmt | For | Against | Against | |||
13 | Elect Homaira Akbari | Mgmt | For | Against | Against | |||
14 | Elect Clara Gaymard | Mgmt | For | Against | Against | |||
15 | Ratification of the Co-Option of Georges Ralli | Mgmt | For | Against | Against | |||
16 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
20 | Amendment Regarding Double Voting Rights (Resolution A) | Mgmt | Against | For | Against | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Verint Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRNT | CUSIP 92343X100 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | |||
1.2 | Elect Victor A. DeMarines | Mgmt | For | For | For | |||
1.3 | Elect John Egan | Mgmt | For | For | For | |||
1.4 | Elect Larry Myers | Mgmt | For | For | For | |||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | |||
1.6 | Elect Howard Safir | Mgmt | For | For | For | |||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
VF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | |||
1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | |||
1.3 | Elect Juan E. de Bedout | Mgmt | For | For | For | |||
1.4 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Hurst | Mgmt | For | For | For | |||
1.6 | Elect Laura W. Lang | Mgmt | For | For | For | |||
1.7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
1.10 | Elect Raymond G. Viault | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Amendment to the 1996 Stock Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Robert Castaigne | Mgmt | For | Against | Against | |||
8 | Elect Pascale Sourisse | Mgmt | For | Against | Against | |||
9 | Elect Ana Paula Pessoa | Mgmt | For | Against | Against | |||
10 | Elect Josiane Marquez | Mgmt | For | Against | Against | |||
11 | Elect Gerard Duez | Mgmt | For | Against | Against | |||
12 | Elect Karin Willio | Mgmt | For | Against | Against | |||
13 | Elect Thomas Franz | Mgmt | For | Against | Against | |||
14 | Elect Rolland Innocenti | Mgmt | For | Against | Against | |||
15 | Elect Michel Pitte | Mgmt | For | Against | Against | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Supplementary Retirement Benefits of Pierre Coppey, Deputy CEO | Mgmt | For | For | For | |||
19 | Related Party Transactions (Vinci Concessions) | Mgmt | For | For | For | |||
20 | Related Party Transactions (Via Solutions Sudwest GmbH & Co.) | Mgmt | For | For | For | |||
21 | Remuneration of Xavier Huillard, Chairman and CEO | Mgmt | For | For | For | |||
22 | Remuneration of Pierre Coppey, Deputy CEO | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | Against | Against | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Convertible Bonds w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Greenshoe | Mgmt | For | For | For | |||
29 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
30 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
32 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | |||
33 | Amendment Article Regarding Disclosure Thresholds | Mgmt | For | Against | Against | |||
34 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
35 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Sir David Clementi | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
5 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
6 | Elect Marilyn H Spearing | Mgmt | For | For | For | |||
7 | Elect Olivia C. Dickson | Mgmt | For | For | For | |||
8 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
9 | Elect Patrick McCall | Mgmt | For | For | For | |||
10 | Elect James B. Lockhart III | Mgmt | For | For | For | |||
11 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
12 | Elect Lee Rochford | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Visteon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VC | CUSIP 92839U206 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Disposal | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Visteon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VC | CUSIP 92839U206 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Duncan H. Cocroft | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Jones | Mgmt | For | For | For | |||
3 | Elect Timothy D. Leuliette | Mgmt | For | For | For | |||
4 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||
5 | Elect Robert Manzo | Mgmt | For | For | For | |||
6 | Elect Francis M. Scricco | Mgmt | For | For | For | |||
7 | Elect David L. Treadwell | Mgmt | For | For | For | |||
8 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
9 | Elect Rouzbeh Yassini-Fard | Mgmt | For | For | For | |||
10 | Elect George YUEN Kam Ho | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendments to the 2010 Incentive Plan | Mgmt | For | For | For | |||
14 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Vivendi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIV | CINS F97982106 | 04/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | Against | Against | |||
5 | Consolidated Accounts and Reports | Mgmt | For | Against | Against | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Severance Agreement (Arnaud de Puyfontaine) | Mgmt | For | For | For | |||
9 | Remuneration of Arnaud de Puyfontaine, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Herve Philippe, CFO | Mgmt | For | For | For | |||
11 | Remuneration of Stephane Roussel, Executive | Mgmt | For | For | For | |||
12 | Remuneration of Jean-Francois Dubos, Former CEO | Mgmt | For | For | For | |||
13 | Remuneration of Jean-Yves Charlier, Former CFO | Mgmt | For | For | For | |||
14 | Elect Tarak Ben Ammar | Mgmt | For | Against | Against | |||
15 | Elect Dominique Delport | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | Against | Against | |||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
24 | Shareholder Proposal Regarding Double Voting Rights (Resolution A) | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Dividend Payments (Resolution B) | ShrHldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding an Exceptional Dividend Payment (Resolution C) | ShrHldr | Against | Against | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Voestalpine AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOE | CINS A9101Y103 | 07/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Franz Gasselsberger | Mgmt | For | For | For | |||
9 | Elect Hans-Peter Hagen | Mgmt | For | For | For | |||
10 | Elect Michael Kutschera | Mgmt | For | For | For | |||
11 | Elect Joachim Lemppenau | Mgmt | For | For | For | |||
12 | Elect Helga Nowotny | Mgmt | For | For | For | |||
13 | Elect Josef Peischer | Mgmt | For | For | For | |||
14 | Elect Heinrich Schaller | Mgmt | For | For | For | |||
15 | Elect Michael Schwarzkopf | Mgmt | For | For | For | |||
16 | Increase in Authorized Capital 2014/I | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital 2014/II | Mgmt | For | For | For | |||
18 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
19 | Increase in Conditional Capital | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Roth | Mgmt | For | For | For | |||
1.2 | Elect Michael D. Fascitelli | Mgmt | For | For | For | |||
1.3 | Elect Russell B. Wight, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
VOXX International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOXX | CUSIP 91829F104 | 07/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul C. Kreuch, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter A. Lesser | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stan Glasgow | Mgmt | For | Withhold | Against | |||
1.4 | Elect John J. Shalam | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick M. Lavelle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles M. Stoehr | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ari M. Shalam | Mgmt | For | Withhold | Against | |||
1.8 | Elect Fred S. Klipsch | Mgmt | For | Withhold | Against | |||
2 | Approval of the 2014 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
W&T Offshore, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTI | CUSIP 92922P106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Virginia Boulet | Mgmt | For | Against | Against | |||
2 | Elect Robert I. Israel | Mgmt | For | Against | Against | |||
3 | Elect Stuart B. Katz | Mgmt | For | Against | Against | |||
4 | Elect Tracy W. Krohn | Mgmt | For | Against | Against | |||
5 | Elect S. James Nelson, Jr. | Mgmt | For | Against | Against | |||
6 | Elect B. Frank Stanley | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Wabash National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNC | CUSIP 929566107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Giromini | Mgmt | For | For | For | |||
2 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
3 | Elect James D. Kelly | Mgmt | For | For | For | |||
4 | Elect John E. Kunz | Mgmt | For | For | For | |||
5 | Elect Larry J. Magee | Mgmt | For | For | For | |||
6 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
7 | Elect Scott K. Sorensen | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Wasion Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3393 | CINS G9463P108 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CAO Zhao Hui | Mgmt | For | Against | Against | |||
6 | Elect WANG Xue Xin | Mgmt | For | Against | Against | |||
7 | Elect Kat Chit | Mgmt | For | Against | Against | |||
8 | Elect Cheng Shi Jie | Mgmt | For | Against | Against | |||
9 | Elect HUI Wing Kuen | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Wendel SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MF | CINS F98370103 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Humbert de Wendel | Mgmt | For | Against | Against | |||
9 | Elect Jacqueline Tammenoms Bakker | Mgmt | For | Against | Against | |||
10 | Elect Gervais Pellissier | Mgmt | For | Against | Against | |||
11 | Continuation of the Supervisory Board under the European Company Structure | Mgmt | For | For | For | |||
12 | Remuneration of Frederic Lemoine, Chairman of the Executive Board | Mgmt | For | For | For | |||
13 | Remuneration of Bernard Gautier, Executive Director | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
19 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
20 | Greenshoe | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Conversion of Legal Form Into a European Company | Mgmt | For | For | For | |||
28 | Adoption of New Articles Regarding the Conversion of Legal Form | Mgmt | For | For | For | |||
29 | Transfer of Power Following the European Conversion | Mgmt | For | For | For | |||
30 | Amendments of Articles (Unrelated to Conversion of Legal Form) | Mgmt | For | Against | Against | |||
31 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
West Pharmaceutical Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WST | CUSIP 955306105 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. Buthman | Mgmt | For | For | For | |||
1.2 | Elect William F. Feehery | Mgmt | For | For | For | |||
1.3 | Elect Thomas W. Hofmann | Mgmt | For | For | For | |||
1.4 | Elect Paula A. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Myla P. Lai-Goldman, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Douglas A. Michels | Mgmt | For | For | For | |||
1.7 | Elect Donald E. Morel Jr. | Mgmt | For | For | For | |||
1.8 | Elect John H. Weiland | Mgmt | For | For | For | |||
1.9 | Elect Anthony Welters | Mgmt | For | For | For | |||
1.10 | Elect Patrick J. Zenner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
4 | Elect Len J. Lauer | Mgmt | For | For | For | |||
5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Westfield Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFD | CINS Q9701H107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | Against | Against | |||
3 | Elect Don Kingsborough | Mgmt | For | Against | Against | |||
4 | Elect Michael Gutman | Mgmt | For | Against | Against | |||
Westpac Banking Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBC | CINS Q97417101 | 12/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | REMUNERATION REPORT | Mgmt | For | For | For | |||
3 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
4 | Re-elect Robert G. Elstone | Mgmt | For | For | For | |||
5 | Elect Alison Deans | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WAN Long | Mgmt | For | For | For | |||
5 | Elect JIAO Shuge | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
WH Smith Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMWH | CINS G8927V149 | 01/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Suzanne Baxter | Mgmt | For | For | For | |||
6 | Elect Steve Clarke | Mgmt | For | For | For | |||
7 | Elect Annemarie Durbin | Mgmt | For | For | For | |||
8 | Elect Drummond Hall | Mgmt | For | For | For | |||
9 | Elect Robert Moorhead | Mgmt | For | For | For | |||
10 | Elect Henry E. Staunton | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wheelock & Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0020 | CINS Y9553V106 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Stewart C.K. LEUNG | Mgmt | For | For | For | |||
5 | Elect Paul TSUI Yiu Cheung | Mgmt | For | Against | Against | |||
6 | Elect CHAU Tak Hay | Mgmt | For | For | For | |||
7 | Elect Richard Y S TANG | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Chairman's Fees | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Audit Committee Members' Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 03/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Dividends and Share Repurchases | Mgmt | N/A | For | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Andrew Higginson | Mgmt | For | For | For | |||
5 | Elect David Potts | Mgmt | For | For | For | |||
6 | Elect Trevor Strain | Mgmt | For | For | For | |||
7 | Elect Philip G. Cox | Mgmt | For | For | For | |||
8 | Elect Penny Hughes | Mgmt | For | For | For | |||
9 | Elect Johanna Waterous | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 11/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
6 | Elect John P. Daly | Mgmt | For | For | For | |||
7 | Elect Gareth Davis | Mgmt | For | For | For | |||
8 | Elect Pilar Lopez | Mgmt | For | For | For | |||
9 | Elect John Martin | Mgmt | For | For | For | |||
10 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
11 | Elect Alan Murray | Mgmt | For | For | For | |||
12 | Elect Frank W. Roach | Mgmt | For | For | For | |||
13 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Woodside Petroleum Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPL | CINS 980228100 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Melinda Cilento | Mgmt | For | For | For | |||
3 | Re-elect Christopher M. Haynes | Mgmt | For | For | For | |||
4 | Elect Gene T. Tilbrook | Mgmt | For | For | For | |||
5 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Woodside Petroleum Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPL | CINS 980228100 | 08/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Buy-Back | Mgmt | For | For | For | |||
Woolworths Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOW | CINS Q98418108 | 11/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jillian R. Broadbent | Mgmt | For | For | For | |||
3 | Elect Scott R Perkins | Mgmt | For | For | For | |||
4 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||
5 | Re-elect Ralph G. Waters | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Grant O'Brien) | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Roger Agnelli | Mgmt | For | For | For | |||
7 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Paul Richardson | Mgmt | For | For | For | |||
10 | Elect Hugo Shong | Mgmt | For | For | For | |||
11 | Elect Timothy Shriver | Mgmt | For | For | For | |||
12 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
13 | Elect Sally Susman | Mgmt | For | For | For | |||
14 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
15 | Elect John Hood | Mgmt | For | For | For | |||
16 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
17 | Elect Nicole Seligman | Mgmt | For | For | For | |||
18 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Approve 2015 Share Option Plan | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.2 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.6 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.7 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Xenoport, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XNPT | CUSIP 98411C100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis M. Fenton | Mgmt | For | For | For | |||
1.2 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
2 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
3 | Elect William Curt Hunter | Mgmt | For | For | For | |||
4 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
5 | Elect Charles Prince | Mgmt | For | For | For | |||
6 | Elect Ann N. Reese | Mgmt | For | For | For | |||
7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
8 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ramani Ayer | Mgmt | For | For | For | |||
2 | Elect Dale R. Comey | Mgmt | For | For | For | |||
3 | Elect Michael S. McGavick | Mgmt | For | For | For | |||
4 | Elect Robert R. Glauber | Mgmt | For | For | For | |||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
6 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
7 | Elect Anne L. Stevens | Mgmt | For | For | For | |||
8 | Elect John M. Vereker | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendment to the Directors Plan | Mgmt | For | For | For | |||
XPO Logistics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XPO | CUSIP 983793100 | 12/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Private Placement | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
8 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
9 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
12 | Elect Takuya Nakata | Mgmt | For | For | For | |||
13 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
14 | Elect Hiroshi Itoh | Mgmt | For | Against | Against | |||
15 | Elect Kenji Hironaga | Mgmt | For | Against | Against | |||
16 | Elect Tomomi Yatsu | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Yelp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YELP | CUSIP 985817105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Geoff Donaker | Mgmt | For | For | For | |||
1.2 | Elect Robert Gibbs | Mgmt | For | For | For | |||
1.3 | Elect Jeremy Stoppelman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Zep, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEP | CUSIP 98944B108 | 01/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carol A. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 08/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Asset Sale | Mgmt | For | Abstain | Against | |||
4 | Dissolution and Liquidation of Company | Mgmt | For | Abstain | Against | |||
5 | Custodian of the Books | Mgmt | For | Abstain | Against | |||
6 | Amendments to Articles (Effective on Settlement Date) | Mgmt | For | Abstain | Against | |||
7 | Amendments to Articles (Effective on Delisting Date) | Mgmt | For | Abstain | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Recommendations of Nominations to the Supervisory Board | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Diederick Karsten | Mgmt | For | For | For | |||
13 | Elect Ritchy Drost | Mgmt | For | For | For | |||
14 | Elect James Ryan | Mgmt | For | For | For | |||
15 | Elect Huub Willems | Mgmt | For | For | For | |||
16 | Resignation of Directors; Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Resignation of Directors; Ratification of Management Board Acts | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Equity Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Accor SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AC | CINS F00189120 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Elect Jean-Paul Bailly | Mgmt | For | Against | Against | |||
9 | Elect Philippe Citerne | Mgmt | For | For | For | |||
10 | Elect Mercedes Erra | Mgmt | For | For | For | |||
11 | Elect Bertrand Meheut | Mgmt | For | For | For | |||
12 | Compensation Benefits of Sebastien Bazin, Chairman and CEO | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
24 | Limit on Restricted Shares for Corporate Officers | Mgmt | For | For | For | |||
25 | Amendments to Article Regarding Record Date | Mgmt | For | For | For | |||
26 | Remuneration of Sebastien Bazin, Chairman and CEO | Mgmt | For | For | For | |||
27 | Remuneration of Sven Boinet, Deputy CEO | Mgmt | For | For | For | |||
28 | Approval of 'Plant for the Planet' Program | Mgmt | For | For | For | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Corti | Mgmt | For | For | For | |||
2 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
3 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
4 | Elect Barry Meyer | Mgmt | For | For | For | |||
5 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
6 | Elect Peter Nolan | Mgmt | For | For | For | |||
7 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
8 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Geraint Jones | Mgmt | For | For | For | |||
6 | Elect Penny James | Mgmt | For | For | For | |||
7 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
8 | Elect Henry Engelhardt | Mgmt | For | For | For | |||
9 | Elect David Stevens | Mgmt | For | For | For | |||
10 | Elect Margaret Johnson | Mgmt | For | For | For | |||
11 | Elect Lucy Kellaway | Mgmt | For | For | For | |||
12 | Elect Manfred Aldag | Mgmt | For | For | For | |||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
14 | Elect Annette Court | Mgmt | For | For | For | |||
15 | Elect Jean Park | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Approve Discretionary Free Share Scheme | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Individual Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Amancio Lopez Seijas | Mgmt | For | Against | Against | |||
8 | Elect Jaime Terceiro Lomba | Mgmt | For | Against | Against | |||
9 | Elect Jose Luis Bonet Ferrer | Mgmt | For | Against | Against | |||
10 | Elect Pilar Fabregat Romera | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Amendments to Article 31 | Mgmt | For | For | For | |||
13 | Amendments to Article 34 | Mgmt | For | For | For | |||
14 | Amendments to Article 43 | Mgmt | For | For | For | |||
15 | Amendments to Article 44 | Mgmt | For | For | For | |||
16 | Amendments to Article 47 | Mgmt | For | For | For | |||
17 | Amendments to Article 12 of the General Meeting Regulations | Mgmt | For | For | For | |||
18 | Amendments to Article 25 of the General Meeting Regulations | Mgmt | For | For | For | |||
19 | Amendments to Article 41 of the General Meeting Regulations | Mgmt | For | For | For | |||
20 | Amendments to Articles 43 and 44 of the General Meeting Regulations | Mgmt | For | For | For | |||
21 | Amendments to Article 45 of the General Meeting Regulations | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding CNMC Agreement | ShrHldr | N/A | Against | N/A | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aer Lingus Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AERL | CINS G0125Z105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Colm Barrington | Mgmt | For | For | For | |||
4 | Elect Montie Brewer | Mgmt | For | For | For | |||
5 | Elect Laurence Crowley | Mgmt | For | For | For | |||
6 | Elect Emer Gilvarry | Mgmt | For | For | For | |||
7 | Elect John Hartnett | Mgmt | For | For | For | |||
8 | Elect Nigel Northridge | Mgmt | For | For | For | |||
9 | Elect Nicola Shaw | Mgmt | For | For | For | |||
10 | Elect Nicolas Villen Jimenez | Mgmt | For | For | For | |||
11 | Elect Bernard Bot | Mgmt | For | For | For | |||
12 | Elect Stephen Kavanagh | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
20 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
21 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
3 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Airgas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARG | CUSIP 009363102 | 08/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter McCausland | Mgmt | For | Withhold | Against | |||
1.2 | Elect Lee M. Thomas | Mgmt | For | Withhold | Against | |||
1.3 | Elect John C. van Roden, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ellen C. Wolf | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Dick Sluimers | Mgmt | For | Against | Against | |||
10 | Elect Peggy Bruzelius | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005NB99 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Reiner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | Withhold | Against | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect R. A. Walker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CUSIP 03524A108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
5 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||
6 | Elect Olivier Goudet | Mgmt | For | Against | Against | |||
7 | Elect Kasper Rorsted | Mgmt | For | Against | Against | |||
8 | Elect Paul Cornet de Ways Ruart | Mgmt | For | Against | Against | |||
9 | Elect Stefan Descheemaeker | Mgmt | For | Against | Against | |||
10 | Remuneration Report | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | STOCK OPTIONS FOR DIRECTORS | Mgmt | For | For | For | |||
13 | Coordinate Articles of Association | Mgmt | For | For | For | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 04/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase and Transfer Shares | Mgmt | For | TNA | N/A | |||
24 | Long-Term Incentive Plan 2015 | Mgmt | For | TNA | N/A | |||
25 | Stock Split | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Yutaka Kase | Mgmt | For | For | For | |||
7 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
8 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
9 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
10 | Elect Hitoshi Kanamori as Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Performance-linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Article 6 | Mgmt | For | For | For | |||
6 | Amendments to Articles 18, 19, 21, 22, 23, 26, 31 and 32 | Mgmt | For | For | For | |||
7 | Amendments to Articles 33 to 43 and New Article 45 | Mgmt | For | For | For | |||
8 | Amendments to Articles 45 to 51 | Mgmt | For | For | For | |||
9 | Amendments to General Meeting Regulation Article 1 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation Article 4 | Mgmt | For | For | For | |||
11 | Amendments to General Meeting Regulation Article 7, 8, 9, 10 and 11 | Mgmt | For | For | For | |||
12 | Amendments to General Meeting Regulation Articles 13, 15, 17, 18 and 19 | Mgmt | For | For | For | |||
13 | Amendments to General Meeting Regulation Article 20 | Mgmt | For | For | For | |||
14 | Amendments to General Meeting Regulation Articles 25, 28, 29, 30, 31, 32, 33 and 34 | Mgmt | For | For | For | |||
15 | Elect Maurizio Carlotti | Mgmt | For | Against | Against | |||
16 | Elect Mauricio Casals Aldama | Mgmt | For | Against | Against | |||
17 | Elect Aurora Cata Sala | Mgmt | For | Against | Against | |||
18 | Elect Jose Creuheras Margenat | Mgmt | For | Against | Against | |||
19 | Elect Marco Drago | Mgmt | For | Against | Against | |||
20 | Elect Maria Entrecanales Franco | Mgmt | For | Against | Against | |||
21 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
22 | Ratify Co-option and Elect Jose Manuel Lara Garcia | Mgmt | For | Against | Against | |||
23 | Ratify Co-option and Elect Media Produccion S.L.U. (Josep Maria Benet Ferran) | Mgmt | For | Against | Against | |||
24 | Elect Patricia Estany | Mgmt | For | Against | Against | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Debt Instruments w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Remuneration Report | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Chris Grigg | Mgmt | For | For | For | |||
8 | Elect Ian G. King | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Carl G. Symon | Mgmt | For | For | For | |||
13 | Elect Ian Tyler | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Brad Martin | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
18 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Helge Lund | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Andrew Gould | Mgmt | For | For | For | |||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||
10 | Elect John Hood | Mgmt | For | For | For | |||
11 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
12 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
13 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 01/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Implementation of ESOP Scheme 2008 through the ESOP Trust | Mgmt | For | For | For | |||
3 | Adoption of the Employee Stock Option Scheme 2014 | Mgmt | For | Against | Against | |||
4 | Extension of the Employee Stock Option Scheme 2014 to Employees of the Holding and Subsidiary Companies | Mgmt | For | Against | Against | |||
5 | Authorization to ESOP Trust to make Secondary Acquisition | Mgmt | For | Against | Against | |||
6 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Boise Cascade Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCC | CUSIP 09739D100 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Fleming | Mgmt | For | For | For | |||
2 | Elect Mack L. Hogans | Mgmt | For | For | For | |||
3 | Elect Christopher J. McGowan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Ian P. McHoul | Mgmt | For | For | For | |||
6 | Elect Silvia Lagnado | Mgmt | For | For | For | |||
7 | Elect Joanne Averiss | Mgmt | For | For | For | |||
8 | Elect Gerald Corbett | Mgmt | For | For | For | |||
9 | Elect John Gibney | Mgmt | For | For | For | |||
10 | Elect Ben Gordon | Mgmt | For | For | For | |||
11 | Elect Bob Ivell | Mgmt | For | For | For | |||
12 | Elect Simon Litherland | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | Against | Against | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Performance Share Plan | Mgmt | For | For | For | |||
18 | Executive Share Option Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Mark D. Schwabero | Mgmt | For | For | For | |||
3 | Elect David V. Singer | Mgmt | For | For | For | |||
4 | Elect Jane L. Warner | Mgmt | For | For | For | |||
5 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys J. Best | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect James R. Gibbs | Mgmt | For | For | For | |||
4 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | For | For | |||
1.2 | Elect Robert McDermott | Mgmt | For | For | For | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | For | For | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | For | For | |||
1.5 | Elect Andrew Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Capital Senior Living Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSU | CUSIP 140475104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith N. Johannessen | Mgmt | For | For | For | |||
1.2 | Elect Jill M. Krueger | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Reid | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Adoption of Advanced Notice Provision | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Cemex S.A.B. De C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEMEX | CUSIP 151290889 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Technical Committee Chairman | Mgmt | For | For | For | |||
2 | Amendments to Trust | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
Cemex S.A.B. De C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEMEX | CUSIP 151290889 | 10/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Technical Committee Chairman; Approve Restatement of Clauses of Trust Agreement | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | Against | Against | |||
3 | Re-elect Brenda Shanahan | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Ratify placement of securities (Placement) | Mgmt | For | For | For | |||
6 | Approve placement of securities (Notes) | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 03/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | GreatLand/CCH Transaction | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Lance Conn | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael P. Huseby | Mgmt | For | Withhold | Against | |||
1.3 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.5 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.6 | Elect John D. Markley, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect David C. Merritt | Mgmt | For | Withhold | Against | |||
1.8 | Elect Balan Nair | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas M. Rutledge | Mgmt | For | Withhold | Against | |||
1.10 | Elect Eric L. Zinterhofer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
China Pioneer Pharma Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1345 | CINS G2162L106 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Xinzhou | Mgmt | For | For | For | |||
6 | Elect WU Mijia | Mgmt | For | For | For | |||
7 | Elect WANG Yinping | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
11 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
12 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
13 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
14 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
15 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
16 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
17 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
18 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
19 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
22 | Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
11 | Bonus Issue | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Share Savings Program | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||
6 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
7 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Options Previously Granted by Board Resolution | Mgmt | For | Against | Against | |||
3 | Elect KIM Dong Hyun | Mgmt | For | Against | Against | |||
4 | Elect KIM Byung Ju | Mgmt | For | Against | Against | |||
5 | Elect YOON Jong Ha | Mgmt | For | Against | Against | |||
6 | Elect BOO Jae Hoon | Mgmt | For | Against | Against | |||
7 | Elect PARK Tae Hyun | Mgmt | For | Against | Against | |||
8 | Elect LEE Joong Sik | Mgmt | For | Against | Against | |||
9 | Elect LEE Jun Ho | Mgmt | For | Against | Against | |||
10 | Election of Corporate Auditor | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | Against | Against | |||
12 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 09/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LEE Joong Sik | Mgmt | For | Against | Against | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 01/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CINS G2630L100 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Pat A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect Paula A. Price | Mgmt | For | For | For | |||
7 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
8 | Elect David B. Rickard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
7 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
8 | Elect Denise F. Warren | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Francoise Mercadal-Delassales | Mgmt | For | Against | Against | |||
9 | Remuneration of Patrick Sayer, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, vice-CEOs | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
13 | Amendments Regarding Employee Representatives | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Experian Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPN | CINS G32655105 | 07/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory-- Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect Jan Babiak | Mgmt | For | For | For | |||
5 | Elect Fabiola Arredondo | Mgmt | For | For | For | |||
6 | Elect Brian Cassin | Mgmt | For | For | For | |||
7 | Elect Roger Davis | Mgmt | For | For | For | |||
8 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
10 | Elect Don Robert | Mgmt | For | For | For | |||
11 | Elect George Rose | Mgmt | For | For | For | |||
12 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
13 | Elect Paul A. Walker | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEW Thiam Keng | Mgmt | For | For | For | |||
4 | Elect TAN Woon Hum | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Global Mediacom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Global Mediacom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares Under the Employee and Management Stock Option Program | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
Global Mediacom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
Grand Korea Leisure Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
114090 | CINS Y2847C109 | 03/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Corporate Auditor/s Fees | Mgmt | For | For | For | |||
Grand Korea Leisure Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
114090 | CINS Y2847C109 | 08/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect SHIN Sang Yong | Mgmt | For | Against | Against | |||
Grand Korea Leisure Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
114090 | CINS Y2847C109 | 10/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KIM Kyung Sook | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 07/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiary Names | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carlos Hank Gonzalez | Mgmt | For | Against | Against | |||
2 | Elect Graciela Gonzelez Moreno (Alternate) | Mgmt | For | Against | Against | |||
3 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
4 | Interim Dividend | Mgmt | For | For | For | |||
5 | Share Purchase for Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Report on Tax Compliance | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Directors' Remuneration Report | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights to the Investment Manager | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 11/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Firm Placing and Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Firm Placing and Placing and Open Offer) | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Howard Hughes Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HHC | CUSIP 44267D107 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Ackman | Mgmt | For | For | For | |||
2 | Elect Adam Flatto | Mgmt | For | For | For | |||
3 | Elect Jeffrey Furber | Mgmt | For | For | For | |||
4 | Elect Gary Krow | Mgmt | For | For | For | |||
5 | Elect Allen Model | Mgmt | For | For | For | |||
6 | Elect R. Scot Sellers | Mgmt | For | For | For | |||
7 | Elect Steven Shepsman | Mgmt | For | For | For | |||
8 | Elect Burton M. Tansky | Mgmt | For | For | For | |||
9 | Elect Mary Ann Tighe | Mgmt | For | For | For | |||
10 | Elect David R. Weinreb | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Tax Benefits Preservation Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
3 | Elect Allen Chao | Mgmt | For | For | For | |||
4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | |||
5 | Elect Larry Hsu | Mgmt | For | For | For | |||
6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||
7 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
8 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
9 | Elect G. Frederick Wilkinson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Imperial Tobacco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMT | CINS G4721W102 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Ken Burnett | Mgmt | For | For | For | |||
6 | Elect Alison Cooper | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Michael Herlihy | Mgmt | For | For | For | |||
9 | Elect Matthew Phillips | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Imperial Tobacco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMT | CINS G4721W102 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Industria de Diseño Textil S.A. - INDITEX, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITX | CINS E6282J109 | 07/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (Individual) | Mgmt | For | For | For | |||
3 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Stock Split | Mgmt | For | For | For | |||
6 | Amendments to Articles Regarding Publication of Notice of Meeting | Mgmt | For | For | For | |||
7 | Amendments to Articles Regarding Directors' Terms of Office | Mgmt | For | For | For | |||
8 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
9 | Elect Carlos Espinosa de los Monteros Bernaldo de Quiros | Mgmt | For | For | For | |||
10 | Elect Rodrigo Echenique Gordillo | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Mariana Gheorghe | Mgmt | For | Against | Against | |||
16 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||
17 | Elect Henk W. Breukink | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares in Connection with Mergers, Acquisitions or Capital Reinforcement | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Board Size | Mgmt | For | Against | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
9 | Elect Martin Broughton | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Cesareo Alierta Izuel | Mgmt | For | Against | Against | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Denise Kingsmill | Mgmt | For | For | For | |||
15 | Elect James A. Lawrence | Mgmt | For | For | For | |||
16 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
17 | Elect Kieran Poynter | Mgmt | For | For | For | |||
18 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
19 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
22 | Proposal regarding the Rules on Rights to Plane Tickets of Non-Executive Directors Who Cease to Hold Office | Mgmt | For | For | For | |||
23 | Amendments to articles of Title III, Section 1st of the Corporate Bylaws | Mgmt | For | For | For | |||
24 | Amendments to articles of Title III, Section 2nd of the Corporate Bylaws | Mgmt | For | For | For | |||
25 | Amendments to the Shareholders' Meeting Regulations | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
34 | Approval of the Allotment of a Maximum Number of Shares of the Company for Share Awards under the IAG Performance Share Plan (PSP) and the IAG Incentive Award Deferral Plan (IADP) | Mgmt | For | For | For | |||
35 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | |||
4 | Elect Tomotaka Kojima | Mgmt | For | Against | Against | |||
5 | Elect Yoshinori Imai | Mgmt | For | For | For | |||
6 | Elect Hiroshi Ohbayashi | Mgmt | For | For | For | |||
7 | Elect Michio Masaki as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kaba Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KABN | CINS H0536M155 | 05/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
3 | Amendment to Articles (Opting Out Clause) | Mgmt | For | TNA | N/A | |||
4 | Change of Company Name | Mgmt | For | TNA | N/A | |||
5 | Amendment to Articles (Share Transfer) | Mgmt | For | TNA | N/A | |||
6 | Amendment to Articles (Voting Rights) | Mgmt | For | TNA | N/A | |||
7 | Amendment to Articles (Board of Directors) | Mgmt | For | TNA | N/A | |||
8 | Amendment to Articles (Quorum) | Mgmt | For | TNA | N/A | |||
9 | Elect Christine Mankel | Mgmt | For | TNA | N/A | |||
10 | Elect Stephanie Brecht-Bergen | Mgmt | For | TNA | N/A | |||
11 | Elect Hans Gummert | Mgmt | For | TNA | N/A | |||
12 | Elect Hans Gummert as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
13 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
1.2 | Elect Kent Mouton | Mgmt | For | For | For | |||
1.3 | Elect Norman Creighton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Patrick Casey | Mgmt | For | For | For | |||
4 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
5 | Elect Michael Ahern | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Hugh Brady | Mgmt | For | For | For | |||
8 | Elect James Devane | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
16 | Elect Philip Toomey | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 01/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Sign-on Payment for Frank van der Post | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Elect J.C.M. Sap to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect P.F. Hartman to the Supervisory Board | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Remuneration of the Strategy and Organization Committee Members | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Cancellation of Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Creation of Tracking Stock (Management Policies) | Mgmt | For | For | For | |||
3 | Allow Board to Set Future Stock Consolidations or Sub-Divisions at Any Ratio | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase of Shares from Directors | Mgmt | For | For | For | |||
7 | Approval of the Virgin Media Sharesave Proposal | Mgmt | For | For | For | |||
8 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
9 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael T. Fries | Mgmt | For | For | For | |||
2 | Elect Paul A. Gould | Mgmt | For | For | For | |||
3 | Elect John C. Malone | Mgmt | For | Against | Against | |||
4 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
5 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Lixil Group Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5938 | CINS J3893W103 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yohichiroh Ushioda | Mgmt | For | Against | Against | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | Against | Against | |||
4 | Elect Takashi Tsutsui | Mgmt | For | Against | Against | |||
5 | Elect Yoshizumi Kanamori | Mgmt | For | Against | Against | |||
6 | Elect Yoshinobu Kikuchi | Mgmt | For | Against | Against | |||
7 | Elect Keiichiroh Ina | Mgmt | For | Against | Against | |||
8 | Elect Fumio Sudo | Mgmt | For | Against | Against | |||
9 | Elect Hidehiko Satoh | Mgmt | For | Against | Against | |||
10 | Elect Tsutomu Kawaguchi | Mgmt | For | Against | Against | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | Against | Against | |||
12 | Elect Barbara Judge | Mgmt | For | Against | Against | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.9 | Elect James H Morgan | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Delfin S.a r.l. | Mgmt | For | Against | Against | |||
8 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Mgmt | For | N/A | N/A | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | List Presented by Delfin S.a r.l. | Mgmt | N/A | For | N/A | |||
12 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Mgmt | N/A | Abstain | N/A | |||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Board Term | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List Presented by Fininvest S.p.A. | Mgmt | For | Against | Against | |||
10 | List Presented by Group of Shareholders representing 1.4% of the Share Capital | Mgmt | For | N/A | N/A | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01890 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
3 | Elect James P. Gorman | Mgmt | For | For | For | |||
4 | Elect Robert H. Herz | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Tohru Inoue | Mgmt | For | For | For | |||
5 | Elect Norio Nakajima | Mgmt | For | For | For | |||
6 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
7 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
8 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
9 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
10 | Elect Kiyoshi Iwai as Statutory Auditor | Mgmt | For | For | For | |||
Mylan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
12 | Maximum Pay Ratio | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Anne Lalou | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights in Case of Exchange Offer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Reverse Stock Split | Mgmt | For | For | For | |||
24 | Amendments Regarding Director and Censor Term Length | Mgmt | For | For | For | |||
25 | Amendments Regarding Issuance of Debt | Mgmt | For | For | For | |||
26 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
27 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
28 | Elect Francois Perol | Mgmt | For | Against | Against | |||
29 | Elect Daniel Karyotis | Mgmt | For | Against | Against | |||
30 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
31 | Elect Laurence Debroux | Mgmt | For | Against | Against | |||
32 | Elect Michel Grass | Mgmt | For | Against | Against | |||
33 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
34 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
35 | Elect Henri Proglio | Mgmt | For | Against | Against | |||
36 | Elect Philippe Sueur | Mgmt | For | Against | Against | |||
37 | Elect Pierre Valentin | Mgmt | For | Against | Against | |||
38 | Elect Alain Denizot | Mgmt | For | Against | Against | |||
39 | Directors' Fees | Mgmt | For | For | For | |||
40 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/16/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
7 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
8 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
16 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
17 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
18 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
19 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Brabeck-Letmathe as Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Compensation | Mgmt | For | TNA | N/A | |||
29 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
30 | Additional or Miscellaneous Proposals | ShrHldr | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
NH Hoteles, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHH | CINS E7650R103 | 06/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Ratify Co-Option and Elect Francisco Roman Riechmann | Mgmt | For | Against | Against | |||
8 | Ratifiy Co-Option and Elect Ling Zhang | Mgmt | For | Against | Against | |||
9 | Elect Jose Maria Lopez-Elola Gonzalez | Mgmt | For | Against | Against | |||
10 | Elect Jose Antonio Castro Sousa | Mgmt | For | Against | Against | |||
11 | Amendments to Article 10 | Mgmt | For | For | For | |||
12 | Amendments to Articles 19, 20, 21, 22, 25, 26, 29 and 30 | Mgmt | For | For | For | |||
13 | Amendments to Articles 33, 35, 36, 37, 38, 42, 43 and 44 | Mgmt | For | For | For | |||
14 | Amendments to Article 47 | Mgmt | For | For | For | |||
15 | Amendments to Article 48 | Mgmt | For | For | For | |||
16 | Amendments to Article 53 | Mgmt | For | For | For | |||
17 | Amendments to General Meeting Regulation Article 5 | Mgmt | For | For | For | |||
18 | Amendments to General Meeting Regulation Articles 7, 8 and 10 | Mgmt | For | For | For | |||
19 | Amendments to General Meeting Regulation Articles 13 and 16 | Mgmt | For | For | For | |||
20 | Amendments to General Meeting Regulation Articles 21 and 22 | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
22 | Remuneration Report | Mgmt | For | For | For | |||
23 | Presentation of Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Verena A. Briner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHldr | N/A | TNA | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Elect Patrick Drahi | Mgmt | For | For | For | |||
12 | Elect Dexter Goei | Mgmt | For | For | For | |||
13 | Elect Angelique Benetti | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | Against | Against | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Maxine Brenner | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Equity Grant (MD Grant A King) | Mgmt | For | For | For | |||
5 | Equity Grant (Executive Director Karen A Moses) | Mgmt | For | For | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jason Giordano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PTC Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTCT | CUSIP 69366J200 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Koppel | Mgmt | For | For | For | |||
1.2 | Elect Michael Schmertzler | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Mark Dixon | Mgmt | For | For | For | |||
9 | Elect Dominique Yates | Mgmt | For | For | For | |||
10 | Elect Lance Browne | Mgmt | For | For | For | |||
11 | Elect Elmar Heggen | Mgmt | For | For | For | |||
12 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
15 | Elect Francois Pauly | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
18 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Han Joong | Mgmt | For | Against | Against | |||
3 | Elect LEE Byeong Gi | Mgmt | For | Against | Against | |||
4 | Election of Executive Director: KWON Oh Hyun | Mgmt | For | Against | Against | |||
5 | Election of Audit Committee Member: KIM Han Joong | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-Option of Bonnie Bassler | Mgmt | For | For | For | |||
11 | Elect Bonnie Bassler | Mgmt | For | For | For | |||
12 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chairman and Interim CEO | Mgmt | For | For | For | |||
14 | Remuneration of Christopher Viehbacher, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital Through Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Amendment to Articles Regarding Share Ownership Disclosure | Mgmt | For | Against | Against | |||
27 | Amendment to Articles Regarding Record Date | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Katsuhiko Machida | Mgmt | For | For | For | |||
9 | Elect Takuko Sawada | Mgmt | For | For | For | |||
10 | Elect Kenji Fukuda | Mgmt | For | For | For | |||
11 | Elect Akira Okamoto | Mgmt | For | Against | Against | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | Against | Against | |||
3 | Elect KIM Doo Kyung | Mgmt | For | Against | Against | |||
4 | Elect PARK Young Joon | Mgmt | For | Against | Against | |||
5 | Elect KIM Dae Il | Mgmt | For | Against | Against | |||
6 | Elect LEE Chang Yang | Mgmt | For | Against | Against | |||
7 | Election of Audit Committee Member: KIM Doo Kyung | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: KIM Dae Il | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: LEE Chang Yang | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Renew Partners' Performance Share Plan | Mgmt | For | For | For | |||
Standard Pacific Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPF | CUSIP 85375C101 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.2 | Elect Ronald R. Foell | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | |||
1.5 | Elect John R. Peshkin | Mgmt | For | For | For | |||
1.6 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.7 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Ratification of the Amended and Restated Stockholder Rights Agreement | Mgmt | For | Against | Against | |||
4 | Ratification of Forum Selection Provision | Mgmt | For | Against | Against | |||
Sumco Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3436 | CINS J76896109 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Reduce Capital Reserves | Mgmt | For | For | For | |||
4 | Authority to Repurchase Class B Shares | Mgmt | For | For | For | |||
5 | Elect Fumio Inoue | Mgmt | For | For | For | |||
6 | Elect Shiroh Mokudai | Mgmt | For | For | For | |||
7 | Elect Hisashi Katahama | Mgmt | For | Against | Against | |||
8 | Elect Manabu Uehara | Mgmt | For | Against | Against | |||
Sumitomo Realty & Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8830 | CINS J77841112 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Junji Takashima | Mgmt | For | For | For | |||
3 | Elect Kenichi Onodera | Mgmt | For | For | For | |||
4 | Elect Kohjun Nishima | Mgmt | For | For | For | |||
5 | Elect Nobuaki Takemura | Mgmt | For | For | For | |||
6 | Elect Masato Kobayashi | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Odai | Mgmt | For | For | For | |||
8 | Elect Hiroshi Katoh | Mgmt | For | For | For | |||
9 | Elect Kohji Itoh | Mgmt | For | For | For | |||
10 | Elect Yoshinobu Sakamoto | Mgmt | For | For | For | |||
11 | Elect Toshikazu Tanaka | Mgmt | For | For | For | |||
12 | Elect Hiromaki Yonekura | Mgmt | For | For | For | |||
13 | Elect Shohichi Abe | Mgmt | For | For | For | |||
14 | Elect Yoshifumi Nakamura as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Elect Ryohichi Nomura as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Frank CHAN Chi Chung | Mgmt | For | Against | Against | |||
6 | Elect Stephan H. Pudwill | Mgmt | For | Against | Against | |||
7 | Elect Vincent CHEUNG Ting Kau | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect John Hughes | Mgmt | For | For | For | |||
6 | Elect Eric Hageman | Mgmt | For | For | For | |||
7 | Elect Claudia Arney | Mgmt | For | For | For | |||
8 | Elect Simon Batey | Mgmt | For | For | For | |||
9 | Elect Maurizio Carli | Mgmt | For | For | For | |||
10 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
11 | Elect John O'Reilly | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Amendments to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.7 | Elect James M. Mead | Mgmt | For | For | For | |||
1.8 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dawn Airey | Mgmt | For | For | For | |||
4 | Elect Annet Aris | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | For | For | |||
6 | Elect Peter Fankhauser | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | For | For | |||
8 | Elect Frank L. Meysman | Mgmt | For | For | For | |||
9 | Elect Carl G. Symon | Mgmt | For | For | For | |||
10 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
11 | Elect Martine Verluyten | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter H. Kamin | Mgmt | For | For | For | |||
1.2 | Elect Todd Krasnow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
5 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
9 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
10 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
11 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
12 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
13 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
14 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
15 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
16 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Withdrawal From the Nuclear Power Business | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Prior Government Service | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Hourly Wage of Non-Regular Employees | ShrHldr | Against | Against | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI1 | CINS D8484K349 | 02/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratify Acts of Friedrich Joussen | Mgmt | For | TNA | N/A | |||
9 | Ratify Acts of Horst Baier | Mgmt | For | TNA | N/A | |||
10 | Ratify Acts of Peter Long | Mgmt | For | TNA | N/A | |||
11 | Ratify Acts of Klaus Mangold | Mgmt | For | TNA | N/A | |||
12 | Ratify Acts of Petra Gerstenkorn | Mgmt | For | TNA | N/A | |||
13 | Ratify Acts of Frank Jakobi | Mgmt | For | TNA | N/A | |||
14 | Ratify Acts of Anass Houir Alami | Mgmt | For | TNA | N/A | |||
15 | Ratify Acts of Andreas Barczewski | Mgmt | For | TNA | N/A | |||
16 | Ratify Acts of Peter Bremme | Mgmt | For | TNA | N/A | |||
17 | Ratify Acts of Arnd Dunse | Mgmt | For | TNA | N/A | |||
18 | Ratify Acts of Edgar Ernst | Mgmt | For | TNA | N/A | |||
19 | Ratify Acts of Angelika Gifford | Mgmt | For | TNA | N/A | |||
20 | Ratify Acts of Ingo Kronsfoth | Mgmt | For | TNA | N/A | |||
21 | Ratify Acts of Vladimir Lukin | Mgmt | For | TNA | N/A | |||
22 | Ratify Acts of Mikhail Noskov | Mgmt | For | TNA | N/A | |||
23 | Ratify Acts of Michael Ponipp | Mgmt | For | TNA | N/A | |||
24 | Ratify Acts of Carmen Riu Guell | Mgmt | For | TNA | N/A | |||
25 | Ratify Acts of Carola Schwirn | Mgmt | For | TNA | N/A | |||
26 | Ratify Acts of Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
27 | Ratify Acts of Anette Strempel | Mgmt | For | TNA | N/A | |||
28 | Ratify Acts of Christian Strenger | Mgmt | For | TNA | N/A | |||
29 | Ratify Acts of Ortwin Strubelt | Mgmt | For | TNA | N/A | |||
30 | Ratify Acts of Vladimir Yakushev | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Elect Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
33 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
34 | Approval of Profit-and-Loss Transfer Agreement with Leibniz-Service GmbH | Mgmt | For | TNA | N/A | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Universal Health Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHS | CUSIP 913903100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amended 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
2 | Amended 2010 Employee Restricted Stock Purchase Plan | Mgmt | For | Against | Against | |||
3 | Approval of the Material Terms of Performance Goals Under 2010 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Valeant Pharmaceuticals International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRX | CUSIP 91911K102 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald H. Farmer | Mgmt | For | For | For | |||
2 | Elect Colleen A. Goggins | Mgmt | For | For | For | |||
3 | Elect Robert A. Ingram | Mgmt | For | For | For | |||
4 | Elect Anders Lonner | Mgmt | For | For | For | |||
5 | Elect Theo Melas-Kyriazi | Mgmt | For | For | For | |||
6 | Elect J. Michael Pearson | Mgmt | For | For | For | |||
7 | Elect Robert N. Power | Mgmt | For | For | For | |||
8 | Elect Norma A. Provencio | Mgmt | For | For | For | |||
9 | Elect Howard B. Schiller | Mgmt | For | For | For | |||
10 | Elect Katharine B. Stevenson | Mgmt | For | For | For | |||
11 | Elect Jeffery W. Ubben | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Incentive Plan for Antoine Frerot, CEO | Mgmt | For | Against | Against | |||
10 | Elect Maryse Aulagnon | Mgmt | For | Against | Against | |||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
12 | Elect Louis Schweitzer | Mgmt | For | Against | Against | |||
13 | Elect Homaira Akbari | Mgmt | For | Against | Against | |||
14 | Elect Clara Gaymard | Mgmt | For | Against | Against | |||
15 | Ratification of the Co-Option of Georges Ralli | Mgmt | For | Against | Against | |||
16 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
20 | Amendment Regarding Double Voting Rights (Resolution A) | Mgmt | Against | For | Against | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect John D. Liu | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
8 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
9 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
12 | Elect Takuya Nakata | Mgmt | For | For | For | |||
13 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
14 | Elect Hiroshi Itoh | Mgmt | For | Against | Against | |||
15 | Elect Kenji Hironaga | Mgmt | For | Against | Against | |||
16 | Elect Tomomi Yatsu | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Zalando | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAL | CINS D98423102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Cristina Stenbeck | Mgmt | For | For | For | |||
9 | Elect Lorenzo Grabau | Mgmt | For | Against | Against | |||
10 | Elect Lothar Lanz | Mgmt | For | Against | Against | |||
11 | Elect Anders Holch Povlsen | Mgmt | For | Against | Against | |||
12 | Elect Kai-Uwe Ricke | Mgmt | For | Against | Against | |||
13 | Elect Alexander Samwer | Mgmt | For | Against | Against | |||
14 | Elect Beate Siert | Mgmt | For | For | For | |||
15 | Elect Dylan Ross | Mgmt | For | For | For | |||
16 | Elect Konrad Schafers | Mgmt | For | For | For | |||
17 | Elect Yvonne Jamal as a Substitute Member | Mgmt | For | For | For | |||
18 | Elect Christine de Wendel as a Substitute Member | Mgmt | For | For | For | |||
19 | Elect Clemens Kress as a Substitute Member | Mgmt | For | For | For | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
23 | Increase in Authorized Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Conditional Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Transitional Provisions and General Meetings | Mgmt | For | For | For | |||
27 | Approval of Intra-Company Control Agreement with Zalando Fashion Entrepreneurs GmbH | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Health Care Fund | ||||||||
Date of fiscal year end: | 12/31/2014 | ||||||||
AbbVie Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | ||||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Achaogen Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKAO | CUSIP 004449104 | 06/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John W. Smither | Mgmt | For | For | For | ||||
1.2 | Elect Alan B. Colowick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Actavis plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Actavis plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | ||||
3 | Elect James H. Bloem | Mgmt | For | For | For | ||||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | ||||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | ||||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | ||||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | ||||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Name Change to Allergan plc | Mgmt | For | For | For | ||||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | ||||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Aerie Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AERI | CUSIP 00771V108 | 04/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Murray A. Goldberg | Mgmt | For | For | For | ||||
1.2 | Elect Geoffrey Duyk | Mgmt | For | For | For | ||||
2 | Amendment to the Equity Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/15/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||||
13 | Elect Olympia J. Snowe | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | ||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | ||||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | ||||
6 | Board Declassification | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Allergan, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGN | CUSIP 018490102 | 03/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
AMAG Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMAG | CUSIP 00163U106 | 05/21/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William K. Heiden | Mgmt | For | For | For | ||||
1.2 | Elect Barbara Deptula | Mgmt | For | For | For | ||||
1.3 | Elect John A. Fallon | Mgmt | For | For | For | ||||
1.4 | Elect Robert J. Perez | Mgmt | For | For | For | ||||
1.5 | Elect Lesley Russell | Mgmt | For | For | For | ||||
1.6 | Elect Gino Santini | Mgmt | For | For | For | ||||
1.7 | Elect Davey S. Scoon | Mgmt | For | For | For | ||||
1.8 | Elect James R. Sulat | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Adoption of Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 03/05/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ornella Barra | Mgmt | For | For | For | ||||
2 | Elect Steven H. Collis | Mgmt | For | For | For | ||||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | ||||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | For | ||||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | ||||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | ||||
7 | Elect Jane E. Henney | Mgmt | For | For | For | ||||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | ||||
9 | Elect Michael J. Long | Mgmt | For | For | For | ||||
10 | Elect Henry W. McGee | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/14/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||||
7 | Elect Greg C. Garland | Mgmt | For | For | For | ||||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | ||||
10 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | ||||
Amicus Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FOLD | CUSIP 03152W109 | 06/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sol J. Barer | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald J. Hayden, Jr. | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Anacor Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANAC | CUSIP 032420101 | 06/09/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Leschly | Mgmt | For | For | For | ||||
1.2 | Elect William J. Rieflin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Antares Pharma, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATRS | CUSIP 036642106 | 05/28/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anton G. Gueth | Mgmt | For | For | For | ||||
1.2 | Elect Eamonn P. Hobbs | Mgmt | For | For | For | ||||
1.3 | Elect Robert P. Roche, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Anthem Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLP | CUSIP 94973V107 | 11/05/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Company Name Change | Mgmt | For | For | For | ||||
Anthem, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANTM | CUSIP 036752103 | 05/13/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Julie A. Hill | Mgmt | For | For | For | ||||
2 | Elect Ramiro G. Peru | Mgmt | For | For | For | ||||
3 | Elect John H. Short | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Applied Genetic Technologies | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGTC | CUSIP 03820J100 | 11/19/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David R. Guyer, MD | Mgmt | For | For | For | ||||
1.2 | Elect Arnold L. Oronsky | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aquinox Pharmaceuticals Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AQXP | CUSIP 03842B101 | 05/11/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David J. Main | Mgmt | For | For | For | ||||
2 | Elect Sean Nolan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ascendis Pharma A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASND | CUSIP 04351P101 | 04/23/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appoint Chairman of the Meeting | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Approval to Carry Forward Loss | Mgmt | For | For | For | ||||
4 | Elect Michael Wolff Jensen | Mgmt | For | For | For | ||||
5 | Elect James I. Healy | Mgmt | For | For | For | ||||
6 | Elect Jan Moller Mikkelsen | Mgmt | For | For | For | ||||
7 | Elect Martin Olin | Mgmt | For | For | For | ||||
8 | Elect Rafaele Tordjman | Mgmt | For | For | For | ||||
9 | Elect Albert Cha | Mgmt | For | For | For | ||||
10 | Elect Edwin de Graaf | Mgmt | For | For | For | ||||
11 | Elect Michael Mayer | Mgmt | For | For | For | ||||
12 | Elect Jonathan T. Silverstein | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Amendments to Articles - Registered Address | Mgmt | For | For | For | ||||
15 | Amendments to Articles - Date of Registration | Mgmt | For | For | For | ||||
16 | Authorize Chairman to Register Resolutions | Mgmt | For | For | For | ||||
Aspen Pharmacare Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APN | CINS S0754A105 | 12/08/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Re-elect Mogammed R. Bagus | Mgmt | For | Against | Against | ||||
3 | Re-elect John F. Buchanan | Mgmt | For | Against | Against | ||||
4 | Re-elect Judy Dlamini | Mgmt | For | Against | Against | ||||
5 | Re-elect Abbas Hussain | Mgmt | For | Against | Against | ||||
6 | Elect Maureen Manyama-Matome | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Elect Audit and Risk Committee Member (Roy Andersen) | Mgmt | For | For | For | ||||
9 | Elect Audit and Risk Committee Member (John Buchanan) | Mgmt | For | For | For | ||||
10 | Elect Audit and Risk Committee Member (Maureen Manyama-Matome) | Mgmt | For | For | For | ||||
11 | Elect Audit and Risk Committee Member (Sindi Zilwa) | Mgmt | For | Against | Against | ||||
12 | General Authority to Issue Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares for Cash | Mgmt | For | For | For | ||||
14 | Approve Remuneration Policy | Mgmt | For | For | For | ||||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||||
16 | Approve NEDs' Fees (Board Chairman) | Mgmt | For | For | For | ||||
17 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | ||||
18 | Approve NEDs' Fees (Audit and Risk Committee Chairman) | Mgmt | For | For | For | ||||
19 | Approve NEDs' Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | ||||
20 | Approve NEDs' Fees (Remuneration and Nomination Committee Chairman) | Mgmt | For | For | For | ||||
21 | Approve NEDs' Fees (Remuneration and Nomination Committee Member) | Mgmt | For | For | For | ||||
22 | Approve NEDs' Fees (Social and Ethics Committee Chairman) | Mgmt | For | For | For | ||||
23 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | ||||
24 | Approve Financial Assistance | Mgmt | For | For | For | ||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Assembly Biosciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASMB | CUSIP 045396108 | 05/28/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anthony E. Altig | Mgmt | For | For | For | ||||
1.2 | Elect Mark Auerbach | Mgmt | For | For | For | ||||
1.3 | Elect Richard D. DiMarchi | Mgmt | For | For | For | ||||
1.4 | Elect Myron Z. Holubiak | Mgmt | For | For | For | ||||
1.5 | Elect William R. Ringo | Mgmt | For | For | For | ||||
1.6 | Elect Derek Small | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/17/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | ||||
6 | Elect Yutaka Kase | Mgmt | For | For | For | ||||
7 | Elect Hironobu Yasuda | Mgmt | For | For | For | ||||
8 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | ||||
9 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | ||||
10 | Elect Hitoshi Kanamori as Statutory Auditor | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Performance-linked Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZN | CINS G0593M107 | 04/24/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | ||||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||||
10 | Elect Bruce Burlington | Mgmt | For | For | For | ||||
11 | Elect Ann Cairns | Mgmt | For | For | For | ||||
12 | Elect Graham Chipchase | Mgmt | For | For | For | ||||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||||
15 | Elect Shriti Vadera | Mgmt | For | For | For | ||||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | ||||
23 | Amendments to Articles | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 01/27/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/05/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Uma Chowdhry | Mgmt | For | For | For | ||||
2 | Elect James R. Gavin III | Mgmt | For | For | For | ||||
3 | Elect Peter S. Hellman | Mgmt | For | For | For | ||||
4 | Elect Kees J. Storm | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2015 Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 05/27/2015 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Elect Otmar Wiestler to the Supervisory Board | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Articles Regarding Company's Object | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Bellicum Pharmaceuticals | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLCM | CUSIP 079481107 | 06/17/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank B. McGuyer | Mgmt | For | For | For | ||||
1.2 | Elect Jon P. Stonehouse | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
BioCryst Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCRX | CUSIP 09058V103 | 05/20/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy J. Hutson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Biogen Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | ||||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | ||||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | ||||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | ||||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | ||||
7 | Elect Brian S. Posner | Mgmt | For | For | For | ||||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | ||||
9 | Elect George A. Scangos | Mgmt | For | For | For | ||||
10 | Elect Lynn Schenk | Mgmt | For | For | For | ||||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | ||||
Biomarin Pharmaceutical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMRN | CUSIP 09061G101 | 06/09/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | ||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||||
1.5 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | ||||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||||
1.8 | Elect William D. Young | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | ||||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Bristol-Myers Squibb Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | ||||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | ||||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | ||||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | ||||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
CareFusion Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 01/21/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
CareFusion Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 11/05/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | ||||
2 | Elect Michael D. O'Halleran | Mgmt | For | For | For | ||||
3 | Elect Supratim Bose | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Catamaran Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTRX | CUSIP 148887102 | 05/12/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | ||||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | ||||
3 | Elect Steven Cosler | Mgmt | For | For | For | ||||
4 | Elect William J. Davis | Mgmt | For | For | For | ||||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | ||||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | ||||
7 | Elect Karen L. Katen | Mgmt | For | For | For | ||||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | ||||
9 | Elect Anthony Masso | Mgmt | For | For | For | ||||
10 | Adoption of Advanced Notice Provision | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | ||||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | ||||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | ||||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | ||||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | ||||
Cellectis SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALCLS | CUSIP 15117K103 | 05/18/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Related Party Transactions | Mgmt | For | Against | Against | ||||
5 | Elect Andre Choulika | Mgmt | For | Against | Against | ||||
6 | Elect David J.D. Sourdive | Mgmt | For | Against | Against | ||||
7 | Elect Alain Godard | Mgmt | For | Against | Against | ||||
8 | Elect Jean-Marie Messier | Mgmt | For | Against | Against | ||||
9 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
10 | Amendments to Articles Regarding Record Date | Mgmt | For | For | For | ||||
Cempra, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEMP | CUSIP 15130J109 | 05/21/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael R. Dougherty | Mgmt | For | For | For | ||||
1.2 | Elect Prabhavathi Fernandes | Mgmt | For | For | For | ||||
1.3 | Elect David Gill | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ChemoCentryx, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCXI | CUSIP 16383L106 | 05/21/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas J. Schall | Mgmt | For | For | For | ||||
1.2 | Elect Joseph M. Feczko | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Chimerix Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMRX | CUSIP 16934W106 | 06/22/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James M. Daly | Mgmt | For | For | For | ||||
1.2 | Elect Martha J. Demski | Mgmt | For | For | For | ||||
1.3 | Elect John M. Leonard | Mgmt | For | For | For | ||||
1.4 | Elect James Niedel, M.D., Ph.D. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
China Pioneer Pharma Holdings | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1345 | CINS G2162L106 | 05/08/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect LI Xinzhou | Mgmt | For | For | For | ||||
6 | Elect WU Mijia | Mgmt | For | For | For | ||||
7 | Elect WANG Yinping | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/22/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John M. Partridge | Mgmt | For | For | For | ||||
2 | Elect James E. Rogers | Mgmt | For | For | For | ||||
3 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Circassia Pharmaceuticals plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIR | CINS G21477107 | 05/20/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | ||||
4 | Elect Lota S. Zoth | Mgmt | For | Against | Against | ||||
5 | Elect Francesco Granata | Mgmt | For | Against | Against | ||||
6 | Elect Steven Harris | Mgmt | For | Against | Against | ||||
7 | Elect Julien Cotta | Mgmt | For | Against | Against | ||||
8 | Elect Rod Hafner | Mgmt | For | Against | Against | ||||
9 | Elect Tim Corn | Mgmt | For | Against | Against | ||||
10 | Elect Russell Cummings | Mgmt | For | Against | Against | ||||
11 | Elect Paul R. Edick | Mgmt | For | Against | Against | ||||
12 | Elect Jean-Jacques Garaud | Mgmt | For | Against | Against | ||||
13 | Elect Cathrin Petty | Mgmt | For | Against | Against | ||||
14 | Elect Charles Swingland | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Circassia Pharmaceuticals plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIR | CINS G21477107 | 06/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Placing and Open Offer | Mgmt | For | For | For | ||||
Conatus Pharmaceuticals Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNAT | CUSIP 20600T108 | 06/11/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel L. Kisner | Mgmt | For | For | For | ||||
1.2 | Elect Louis Lacasse | Mgmt | For | For | For | ||||
1.3 | Elect James Scopa | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Concert Pharmaceuticals Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNCE | CUSIP 206022105 | 06/11/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Barton Hutt | Mgmt | For | For | For | ||||
1.2 | Elect Wilfred E. Jaeger | Mgmt | For | For | For | ||||
1.3 | Elect Roger D. Tung | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cooper Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COO | CUSIP 216648402 | 03/16/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | ||||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | ||||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | ||||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | ||||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | ||||
6 | Elect Allan E. Rubenstein | Mgmt | For | For | For | ||||
7 | Elect Robert S. Weiss | Mgmt | For | For | For | ||||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Corium International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CORI | CUSIP 21887L107 | 03/12/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bhaskar Chaudhuri | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Ronald Eastman | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Paul Goddard | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Re-Approval of Material Terms under the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
CVS Health Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||||
2 | Elect C. David Brown II | Mgmt | For | For | For | ||||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | ||||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
9 | Elect Richard J. Swift | Mgmt | For | For | For | ||||
10 | Elect William C. Weldon | Mgmt | For | For | For | ||||
11 | Elect Tony L. White | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
Diplomat Pharmacy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPLO | CUSIP 25456K101 | 06/05/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip R. Hagerman | Mgmt | For | Withhold | Against | ||||
1.2 | Elect David Dreyer | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Elekta AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EKTA | CINS W2479G107 | 08/28/2014 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | Performance Share Plan 2014 | Mgmt | For | TNA | N/A | ||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
23 | Issuance of Treasury Shares | Mgmt | For | TNA | N/A | ||||
24 | Issuance of Treasury Shares Pursuant to Performance Share Plan 2014 | Mgmt | For | TNA | N/A | ||||
25 | Issuance of Treasury Shares Pursuant to Performance Share Plan 2011, 2012 and 2013 | Mgmt | For | TNA | N/A | ||||
26 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katherine Baicker | Mgmt | For | For | For | ||||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | ||||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | ||||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Endo International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENDP | CUSIP G30401106 | 06/09/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | ||||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | ||||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | ||||
6 | Elect Michael Hyatt | Mgmt | For | For | For | ||||
7 | Elect William P. Montague | Mgmt | For | For | For | ||||
8 | Elect Jill D. Smith | Mgmt | For | For | For | ||||
9 | Elect William F. Spengler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/06/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary G. Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura C. Breen | Mgmt | For | For | For | ||||
3 | Elect William J. DeLaney | Mgmt | For | For | For | ||||
4 | Elect Elder Granger | Mgmt | For | For | For | ||||
5 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||||
6 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||||
10 | Elect George Paz | Mgmt | For | For | For | ||||
11 | Elect William L. Roper | Mgmt | For | For | For | ||||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Five Prime Therapeutics Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FPRX | CUSIP 33830X104 | 06/12/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fred E. Cohen | Mgmt | For | Abstain | Against | ||||
2 | Elect Peder K. Jensen | Mgmt | For | For | For | ||||
3 | Elect Aron M Knickerbocker | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fresenius Medical Care AG & Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FME | CINS D2734Z107 | 05/19/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Amendments to Articles Regarding Company's Objects | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
11 | Amendments to Articles Regarding Supervisory Board Members Elections | Mgmt | For | For | For | ||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||||
3 | Elect Carla A. Hills | Mgmt | For | For | For | ||||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||||
5 | Elect John W. Madigan | Mgmt | For | For | For | ||||
6 | Elect John C. Martin | Mgmt | For | For | For | ||||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/07/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||
3 | Elect Sir Philip Hampton | Mgmt | For | For | For | ||||
4 | Elect Urs Rohner | Mgmt | For | For | For | ||||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
9 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
15 | Elect Hans Wijers | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | GlaxoSmithKline Share Value Plan | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 12/18/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Ordinary | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition, Joint Venture and Disposal | Mgmt | For | For | For | ||||
Glenmark Pharmaceuticals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLENMARK | CINS Y2711C144 | 05/13/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Glenmark Pharmaceuticals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLENMARK | CINS Y2711C144 | 07/25/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Blanche E. Saldanha | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
6 | Elect Sridhar Gorthi | Mgmt | For | Against | Against | ||||
7 | Elect Julio F. Ribeiro | Mgmt | For | For | For | ||||
8 | Elect Natvarlal B. Desai | Mgmt | For | For | For | ||||
9 | Elect Devendra R. Mehta | Mgmt | For | For | For | ||||
10 | Elect Hocine Sidi Said | Mgmt | For | Against | Against | ||||
11 | Elect Bernard Munos | Mgmt | For | For | For | ||||
12 | Elect Brian W. Tempest | Mgmt | For | For | For | ||||
13 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | ||||
14 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||||
Glenmark Pharmaceuticals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLENMARK | CINS Y2711C144 | 11/19/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reorganization | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Glenmark Pharmaceuticals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLENMARK | CINS Y2711C144 | 11/21/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Reorganization | Mgmt | For | For | For | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Glenmark Pharmaceuticals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLENMARK | CINS Y2711C144 | 12/28/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
3 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | ||||
HCA Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCA | CUSIP 40412C101 | 04/30/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Milton Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Robert J. Dennis | Mgmt | For | For | For | ||||
1.3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | ||||
1.4 | Elect Thomas F. Frist III | Mgmt | For | For | For | ||||
1.5 | Elect William R. Frist | Mgmt | For | For | For | ||||
1.6 | Elect Ann H. Lamont | Mgmt | For | For | For | ||||
1.7 | Elect Jay O. Light | Mgmt | For | For | For | ||||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | ||||
1.9 | Elect Michael W. Michelson | Mgmt | For | For | For | ||||
1.10 | Elect Wayne J. Riley | Mgmt | For | For | For | ||||
1.11 | Elect John W. Rowe | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hua Han Biopharmaceutical Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0587 | CINS G4638Y100 | 12/29/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect LONG Xian Feng | Mgmt | For | For | For | ||||
6 | Elect WEE Ee Lim | Mgmt | For | For | For | ||||
7 | Elect TARN Sien Hao | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Share | Mgmt | For | Against | Against | ||||
13 | Bonus Share Issuance | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Innocoll AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INNL | CUSIP 45780Q103 | 12/04/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Stock Option Plan; Increase in Conditional Capital | Mgmt | For | Against | Against | ||||
2 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
3 | Elect Joe Wiley | Mgmt | For | Against | Against | ||||
4 | Authority to Issue Shares w/o Preemptive Rights through Private Placement | Mgmt | For | For | For | ||||
Inovio Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INO | CUSIP 45773H201 | 05/08/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Avtar S. Dhillon | Mgmt | For | For | For | ||||
1.2 | Elect J. Joseph Kim | Mgmt | For | For | For | ||||
1.3 | Elect Simon X. Benito | Mgmt | For | For | For | ||||
1.4 | Elect Morton Collins | Mgmt | For | For | For | ||||
1.5 | Elect Adel A.F. Mahmoud | Mgmt | For | For | For | ||||
1.6 | Elect Angel Cabrera | Mgmt | For | For | For | ||||
1.7 | Elect Nancy J. Wyenski | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Omnibus Incentive Plan (Share Pool) | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Omnibus Incentive Plan (Individual Limit) | Mgmt | For | For | For | ||||
Insmed Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INSM | CUSIP 457669307 | 05/21/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David R. Brennan | Mgmt | For | For | For | ||||
1.2 | Elect Melvin Sharoky | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval of 2015 Incentive Plan | Mgmt | For | Against | Against | ||||
Intrexon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XON | CUSIP 46122T102 | 06/11/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randal J. Kirk | Mgmt | For | For | For | ||||
2 | Elect Cesar L. Alvarez | Mgmt | For | Against | Against | ||||
3 | Elect Steven Frank | Mgmt | For | For | For | ||||
4 | Elect Larry D. Horner | Mgmt | For | For | For | ||||
5 | Elect Jeffrey B. Kindler | Mgmt | For | For | For | ||||
6 | Elect Dean J. Mitchell | Mgmt | For | For | For | ||||
7 | Elect Robert B. Shapiro | Mgmt | For | For | For | ||||
8 | Elect James S. Turley | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Annual executive Incentive Plan | Mgmt | For | For | For | ||||
Jazz Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | ||||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | ||||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||||
8 | Elect William D. Perez | Mgmt | For | For | For | ||||
9 | Elect Charles Prince | Mgmt | For | For | For | ||||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | ||||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Keryx Biopharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KERX | CUSIP 492515101 | 06/16/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin J. Cameron | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Feczko | Mgmt | For | For | For | ||||
1.3 | Elect Wyche Fowler, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jack Kaye | Mgmt | For | For | For | ||||
1.5 | Elect Gregory P. Madison | Mgmt | For | For | For | ||||
1.6 | Elect Daniel P. Regan | Mgmt | For | For | For | ||||
1.7 | Elect Michael P. Tarnok | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kindred Biosciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIN | CUSIP 494577109 | 06/01/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Townsend | Mgmt | For | Abstain | Against | ||||
2 | Elect Ervin Veszpremi | Mgmt | For | Abstain | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kindred Biosciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIN | CUSIP 494577109 | 12/01/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ernest Mario | Mgmt | For | Abstain | Against | ||||
2 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kite Pharma Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KITE | CUSIP 49803L109 | 06/08/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arie Belldegrun | Mgmt | For | For | For | ||||
1.2 | Elect David Bonderman | Mgmt | For | For | For | ||||
1.3 | Elect Jonathan M. Peacock | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
LifePoint Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPNT | CUSIP 53219L109 | 06/02/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marguerite W. Kondracke | Mgmt | For | For | For | ||||
1.2 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Marilyn B. Tavenner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2013 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
Macrocure Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCUR | CUSIP M67872107 | 03/11/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Compensation Terms of CEO | Mgmt | For | For | For | ||||
2 | Amendment to the 2013 Share Incentive Plan | Mgmt | For | Against | Against | ||||
Macrocure Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCUR | CUSIP M67872107 | 11/05/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katherine Wolf | Mgmt | For | Against | Against | ||||
2 | Elect Yuval Yanai | Mgmt | For | Against | Against | ||||
3 | Approval of External Director Compensation | Mgmt | For | For | For | ||||
Macrocure Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCUR | CUSIP M67872107 | 12/30/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Compensation Policy | Mgmt | For | Against | Against | ||||
Marinus Pharmaceuticals Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRNS | CUSIP 56854Q101 | 04/21/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher M. Cashman | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bloch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Medivation, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDVN | CUSIP 58501N101 | 06/16/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | ||||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | ||||
1.3 | Elect David T. Hung | Mgmt | For | For | For | ||||
1.4 | Elect Patrick Machado | Mgmt | For | For | For | ||||
1.5 | Elect Dawn Svoronos | Mgmt | For | For | For | ||||
1.6 | Elect W. Anthony Vernon | Mgmt | For | For | For | ||||
1.7 | Elect Wendy L. Yarno | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | ||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Medtronic PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Medtronic PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/21/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.4 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||||
1.6 | Elect James T. Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall J. Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert C. Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Preetha Reddy | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Adoption of Majority Vote Standard for Uncontested Director Elections | Mgmt | For | For | For | ||||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | ||||
7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | ||||
8 | Elimination of Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals | Mgmt | For | For | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
Merrimack Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MACK | CUSIP 590328100 | 05/12/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | ||||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | ||||
1.3 | Elect Gordon J. Fehr | Mgmt | For | For | For | ||||
1.4 | Elect Vivian S. Lee, M.D., Ph.D. | Mgmt | For | For | For | ||||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | ||||
1.6 | Elect Ulrik B. Nielson, Ph.D. | Mgmt | For | For | For | ||||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | ||||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | ||||
1.9 | Elect Russel T. Ray | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Morphosys AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOR | CINS D55040105 | 05/08/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Increase Authorized Capital | Mgmt | For | For | For | ||||
10 | Elect Gerald Moller | Mgmt | For | For | For | ||||
11 | Elect Karin Eastham | Mgmt | For | Against | Against | ||||
12 | Elect Marc Cluzel | Mgmt | For | Against | Against | ||||
13 | Elect Frank Morich | Mgmt | For | Against | Against | ||||
14 | Elect Klaus Kuhn | Mgmt | For | Against | Against | ||||
15 | Elect Wendy S. Johnson | Mgmt | For | Against | Against | ||||
16 | Supervisory Board Fees | Mgmt | For | For | For | ||||
17 | Amend Article 2 (Object of the Company) | Mgmt | For | For | For | ||||
18 | Amend Article 19 (AGM Chairman) | Mgmt | For | For | For | ||||
19 | Amend Articles 8, 16 and 17 | Mgmt | For | For | For | ||||
Mylan Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Neuralstem, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CUR | CUSIP 64127R302 | 06/19/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Ogilvie | Mgmt | For | For | For | ||||
1.2 | Elect Sanford D. Smith | Mgmt | For | For | For | ||||
1.3 | Elect Catherine Angell Sohn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CINS H5820Q150 | 02/27/2015 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | ||||
7 | Board Compensation | Mgmt | For | TNA | N/A | ||||
8 | Executive Compensation | Mgmt | For | TNA | N/A | ||||
9 | Compensation Report | Mgmt | For | TNA | N/A | ||||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | ||||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | ||||
12 | Elect Verena A. Briner | Mgmt | For | TNA | N/A | ||||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | ||||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | ||||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | ||||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | ||||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | ||||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | ||||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | ||||
20 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | ||||
21 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | ||||
22 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | ||||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | ||||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | ||||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | ||||
27 | Additional or Miscellaneous Proposals | ShrHldr | N/A | TNA | N/A | ||||
OncoGenex Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGXI | CUSIP 68230A106 | 05/21/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Cormack | Mgmt | For | For | For | ||||
1.2 | Elect Neil Clendeninn | Mgmt | For | For | For | ||||
1.3 | Elect Jack Goldstein | Mgmt | For | For | For | ||||
1.4 | Elect Martin A. Mattingly | Mgmt | For | For | For | ||||
1.5 | Elect Stewart Parker | Mgmt | For | For | For | ||||
1.6 | Elect David Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
OraSure Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSUR | CUSIP 68554V108 | 05/11/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Celano | Mgmt | For | For | For | ||||
1.2 | Elect Douglas A. Michels | Mgmt | For | For | For | ||||
1.3 | Elect Charles W. Patrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Pall Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Amy E. Alving | Mgmt | For | For | For | ||||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | ||||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | ||||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | ||||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | ||||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | ||||
8 | Elect Craig Owens | Mgmt | For | For | For | ||||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | ||||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | ||||
11 | Elect Bret W. Wise | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||||
5 | Elect James M. Kilts | Mgmt | For | For | For | ||||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
8 | Elect Ian C. Read | Mgmt | For | For | For | ||||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||||
10 | Elect James C. Smith | Mgmt | For | For | For | ||||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | ||||
Portola Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PTLA | CUSIP 737010108 | 06/16/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles J. Homcy | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PTC Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PTCT | CUSIP 69366J200 | 06/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adam Koppel | Mgmt | For | For | For | ||||
1.2 | Elect Michael Schmertzler | Mgmt | For | For | For | ||||
1.3 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Puma Biotechnology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBYI | CUSIP 74587V107 | 06/09/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan H. Auerbach | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Thomas R. Malley | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jay M. Moyes | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Troy E. Wilson | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Incentive Award Plan | Mgmt | For | Against | Against | ||||
Quintiles Transnational Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
Q | CUSIP 74876Y101 | 05/07/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred E. Cohen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John P. Connaughton | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John M. Leonard | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Leonard D. Schaeffer | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Receptos Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RCPT | CUSIP 756207106 | 05/28/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard A. Heyman | Mgmt | For | For | For | ||||
1.2 | Elect William H. Rastetter | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mary Szela | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | ||||
Retrophin Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTRX | CUSIP 761299106 | 02/03/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratify Previously Granted Equity Awards | Mgmt | For | For | For | ||||
Retrophin Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTRX | CUSIP 761299106 | 06/08/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Aselage | Mgmt | For | For | For | ||||
1.2 | Elect Tim Coughlin | Mgmt | For | For | For | ||||
1.3 | Elect Cornelius E. Golding | Mgmt | For | For | For | ||||
1.4 | Elect John Kozarich | Mgmt | For | For | For | ||||
1.5 | Elect Gary Lyons | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jeffrey Meckler | Mgmt | For | For | For | ||||
2 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Company's Certificate Regarding Director Indemnification | Mgmt | For | Against | Against | ||||
5 | Bundled Amendments to the Company's Bylaws | Mgmt | For | For | For | ||||
6 | Issuance of Common Stock | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/04/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Serge Weinberg | Mgmt | For | For | For | ||||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | ||||
10 | Ratification of the Co-Option of Bonnie Bassler | Mgmt | For | For | For | ||||
11 | Elect Bonnie Bassler | Mgmt | For | For | For | ||||
12 | Elect Olivier Brandicourt | Mgmt | For | For | For | ||||
13 | Remuneration of Serge Weinberg, Chairman and Interim CEO | Mgmt | For | For | For | ||||
14 | Remuneration of Christopher Viehbacher, Former CEO | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | ||||
19 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
20 | Greenshoe | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital Through Contributions in Kind | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||||
26 | Amendment to Articles Regarding Share Ownership Disclosure | Mgmt | For | Against | Against | ||||
27 | Amendment to Articles Regarding Record Date | Mgmt | For | For | For | ||||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Shionogi & Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4507 | CINS J74229105 | 06/24/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | ||||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | ||||
6 | Elect Akio Nomura | Mgmt | For | For | For | ||||
7 | Elect Teppei Mogi | Mgmt | For | For | For | ||||
8 | Elect Katsuhiko Machida | Mgmt | For | For | For | ||||
9 | Elect Takuko Sawada | Mgmt | For | For | For | ||||
10 | Elect Kenji Fukuda | Mgmt | For | For | For | ||||
11 | Elect Akira Okamoto | Mgmt | For | Against | Against | ||||
Shire plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CINS G8124V108 | 04/28/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | ||||
5 | Elect William M. Burns | Mgmt | For | For | For | ||||
6 | Elect Steven Gillis | Mgmt | For | For | For | ||||
7 | Elect David Ginsburg | Mgmt | For | For | For | ||||
8 | Elect David Kappler | Mgmt | For | For | For | ||||
9 | Elect Susan Kilsby | Mgmt | For | For | For | ||||
10 | Elect Anne Minto | Mgmt | For | For | For | ||||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | ||||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sientra Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIEN | CUSIP 82621J105 | 06/26/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey M. Nugent | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sinopharm Group Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 06/18/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Supervisors' Fees | Mgmt | For | For | For | ||||
11 | Authority to Give Guarantees | Mgmt | For | Against | Against | ||||
12 | Amendments to Rules of Procedures for Supervisory Committee Meetings | Mgmt | For | For | For | ||||
13 | Elect TAO Wuping as Supervisor | Mgmt | For | Against | Against | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Sinopharm Group Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 09/16/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect WEI Yulin | Mgmt | For | Against | Against | ||||
4 | Elect LI Zhiming | Mgmt | For | Against | Against | ||||
5 | Elect CHEN Qiyu | Mgmt | For | Against | Against | ||||
6 | Elect SHE Lulin | Mgmt | For | Against | Against | ||||
7 | Elect WANG Qunbin | Mgmt | For | Against | Against | ||||
8 | Elect LI Yuhua | Mgmt | For | Against | Against | ||||
9 | Elect ZHOU Bin | Mgmt | For | Against | Against | ||||
10 | Elect DENG Jindong | Mgmt | For | Against | Against | ||||
11 | Elect LI Dongjiu | Mgmt | For | Against | Against | ||||
12 | Elect LIU Hailiang | Mgmt | For | Against | Against | ||||
13 | Elect LI Ling | Mgmt | For | Against | Against | ||||
14 | Elect Hailson YU Tze Shan | Mgmt | For | Against | Against | ||||
15 | Elect LYU Changjiang | Mgmt | For | Against | Against | ||||
16 | Elect TAN Wee Seng | Mgmt | For | Against | Against | ||||
17 | Elect LIU Zhengdong | Mgmt | For | Against | Against | ||||
18 | Elect YAO Fang as Supervisor | Mgmt | For | Against | Against | ||||
19 | Elect LIAN Wanyong as Supervisor | Mgmt | For | Against | Against | ||||
20 | Amendments to Procedural Rules of General Meeting | Mgmt | For | For | For | ||||
21 | Amendments to Procedural Rules of Board | Mgmt | For | For | For | ||||
22 | Amendments to Procedural Rules of Supervisory Committee | Mgmt | For | For | For | ||||
Sinopharm Group Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 12/29/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Master Procurement Agreement | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/29/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||||
2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | ||||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||||
7 | Elect William U. Parfet | Mgmt | For | For | For | ||||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | ||||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Synutra International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYUT | CUSIP 87164C102 | 03/12/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Liang Zhang | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donghao Yang | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Joseph Chow | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tesaro Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSRO | CUSIP 881569107 | 05/14/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | ||||
1.3 | Elect David M. Mott | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | ||||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | ||||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | ||||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | ||||
1.9 | Elect Beth C. Seidenberg | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Approval of the Non-Employee Director Stock Incentive Plan | Mgmt | For | For | For | ||||
Tetraphase Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTPH | CUSIP 88165N105 | 06/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Chodakewitz | Mgmt | For | For | For | ||||
1.2 | Elect Gerri Henwood | Mgmt | For | For | For | ||||
1.3 | Elect Guy Macdonald | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 07/30/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dan Propper | Mgmt | For | For | For | ||||
2 | Elect Ory Slonim | Mgmt | For | For | For | ||||
3 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
4 | Elect Jean-Michel Halfon | Mgmt | For | For | For | ||||
5 | Bonus Incentives of President and CEO | Mgmt | For | For | For | ||||
6 | Equity Grants of President and CEO | Mgmt | For | For | For | ||||
7 | Liability Insurance of Directors & Officers | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
The Medicines Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDCO | CUSIP 584688105 | 05/28/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Armin M. Kessler | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert G. Savage | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Glenn P. Sblendorio | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Melvin K. Spigelman | Mgmt | For | Withhold | Against | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/20/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc N. Casper | Mgmt | For | For | For | ||||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||||
3 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
4 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||||
8 | Elect William G. Parrett | Mgmt | For | For | For | ||||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | ||||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tokai Pharmaceuticals Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKAI | CUSIP 88907J107 | 06/17/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cheryl L. Cohen | Mgmt | For | For | For | ||||
1.2 | Elect Jodie P. Morrison | Mgmt | For | For | For | ||||
1.3 | Elect Joseph A. Yanchik, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Trevena, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRVN | CUSIP 89532E109 | 05/20/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Maxine Gowen | Mgmt | For | For | For | ||||
1.2 | Elect Julie H. McHugh | Mgmt | For | For | For | ||||
1.3 | Elect Jake R. Nunn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Trillium Therapeutics Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TR | CUSIP 89620X506 | 05/27/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Luke M. Beshar | Mgmt | For | For | For | ||||
1.2 | Elect Henry Friesen | Mgmt | For | For | For | ||||
1.3 | Elect Robert L. Kirkman | Mgmt | For | For | For | ||||
1.4 | Elect Michael Moore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Reynolds | Mgmt | For | For | For | ||||
1.6 | Elect Niclas Stiernholm | Mgmt | For | For | For | ||||
1.7 | Elect Calvin Stiller | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
UCB SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCB | CINS B93562120 | 04/30/2015 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports; Allocation of Dividends | Mgmt | For | TNA | N/A | ||||
7 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | ||||
10 | Elect Gerhard N. Mayr | Mgmt | For | TNA | N/A | ||||
11 | Elect Evelyn du Monceau de Bergendal | Mgmt | For | TNA | N/A | ||||
12 | Elect Norman J. Ornstein | Mgmt | For | TNA | N/A | ||||
13 | Ratify Independence of Norman J. Ornstein | Mgmt | For | TNA | N/A | ||||
14 | Elect Cyril Janssen | Mgmt | For | TNA | N/A | ||||
15 | Elect Alice Dautry | Mgmt | For | TNA | N/A | ||||
16 | Ratify Independence of Alice Dautry | Mgmt | For | TNA | N/A | ||||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
18 | Authority to Issue Restricted Shares | Mgmt | For | TNA | N/A | ||||
19 | Change of Control Clause (EMTN Program) | Mgmt | For | TNA | N/A | ||||
Ultragenyx Pharmaceutical Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RARE | CUSIP 90400D108 | 06/18/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Narachi | Mgmt | For | For | For | ||||
2 | Elect Clay B. Siegall | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ultragenyx Pharmaceutical Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RARE | CUSIP 90400D108 | 07/10/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Emil D. Kakkis | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Reapproval of Section 162(m) provisions of the 2014 Incentive Plan | Mgmt | For | For | For | ||||
4 | Reapproval of Section 162(m) Provisions of the Corporate Bonus Plan | Mgmt | For | For | For | ||||
Unilife Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNIS | CUSIP 90478E103 | 06/17/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Issuance and Sale of Common Stock | Mgmt | For | For | For | ||||
Unilife Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNIS | CUSIP 90478E103 | 11/13/2014 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Slavko James Joseph Bosnjak | Mgmt | For | For | For | ||||
1.2 | Elect Jeff Carter | Mgmt | For | For | For | ||||
1.3 | Elect William Galle | Mgmt | For | For | For | ||||
1.4 | Elect John Lund | Mgmt | For | For | For | ||||
1.5 | Elect Mary Katherine Wold | Mgmt | For | For | For | ||||
1.6 | Elect Alan Shortall | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Ratify Placement of Securities (Cantor) | Mgmt | For | For | For | ||||
5 | Amendment to 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Equity Grant (CEO Alan D. Shortall) | Mgmt | For | For | For | ||||
Uniqure NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QURE | CUSIP N90064101 | 06/10/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Elect Matthew Kapusta to the Management Board | Mgmt | For | For | For | ||||
6 | Elect Philip Astley-Sparke to the Supervisory Board | Mgmt | For | Against | Against | ||||
7 | Supervisory Board Fees | Mgmt | For | Against | Against | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Collaboration Agreement (Bristol-Myers Squibb) | Mgmt | For | For | For | ||||
10 | Amendments to 2014 Share Incentive Plan | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares under 2014 Share Incentive Plan | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/01/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Reincorporation from Minnesota to Delaware | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
Universal Health Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UHS | CUSIP 913903100 | 05/20/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amended 2005 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
2 | Amended 2010 Employee Restricted Stock Purchase Plan | Mgmt | For | Against | Against | ||||
3 | Approval of the Material Terms of Performance Goals Under 2010 Executive Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Verastem, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VSTM | CUSIP 92337C104 | 05/08/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Forrester | Mgmt | For | For | For | ||||
1.2 | Elect Henri A. Termeer | Mgmt | For | For | For | ||||
1.3 | Elect Christoph Westphal | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Vertex Pharmaceuticals Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRTX | CUSIP 92532F100 | 06/04/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||||
1.2 | Elect Bruce I. Sachs | Mgmt | For | For | For | ||||
1.3 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | ||||
Vitae Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTAE | CUSIP 92847N103 | 05/28/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bryan P. Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Zimmer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||||
5 | Elect David C. Dvorak | Mgmt | For | For | For | ||||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | ||||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Zoetis Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZTS | CUSIP 98978V103 | 05/01/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sanjay Khosla | Mgmt | For | For | For | ||||
2 | Elect Willie M. Reed | Mgmt | For | For | For | ||||
3 | Elect William C. Steere, Jr. | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
ZS Pharma Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZSPH | CUSIP 98979G105 | 06/18/2015 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Babler | Mgmt | For | For | For | ||||
1.2 | Elect Kim Popovits | Mgmt | For | For | For | ||||
2 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Utilities Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
9 | Elect Susan N. Story | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CUSIP 05577E101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CUSIP 05577E101 | 07/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
6 | Elect Gavin Patterson | Mgmt | For | For | For | |||
7 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
10 | Elect Karen Richardson | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
13 | Elect Iain C. Conn | Mgmt | For | For | For | |||
14 | Elect Warren A. East | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Iain C. Conn | Mgmt | For | For | For | |||
6 | Elect Carlos Pascual | Mgmt | For | For | For | |||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||
8 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
9 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
10 | Elect Mark Hanafin | Mgmt | For | For | For | |||
11 | Elect Lesley Knox | Mgmt | For | For | For | |||
12 | Elect Mike Linn | Mgmt | For | For | For | |||
13 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Long-Term Incentive Plan 2015 | Mgmt | For | For | For | |||
19 | On Track Incentive Plan | Mgmt | For | For | For | |||
20 | Sharesave Scheme | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
China Resources Gas Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1193 | CINS G2113B108 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||
5 | Elect WANG Chuandong | Mgmt | For | For | For | |||
6 | Elect ONG Thiam Kin | Mgmt | For | For | For | |||
7 | Elect DU Wenmin | Mgmt | For | Against | Against | |||
8 | Elect CHEN Ying | Mgmt | For | Against | Against | |||
9 | Elect WANG Yan | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Chubu Electric Power Company Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9502 | CINS J06510101 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshifumi Iwata | Mgmt | For | For | For | |||
4 | Elect Tomohiko Ohno | Mgmt | For | For | For | |||
5 | Elect Satoru Katsuno | Mgmt | For | For | For | |||
6 | Elect Hideko Katsumata | Mgmt | For | For | For | |||
7 | Elect Chiyoji Kurata | Mgmt | For | For | For | |||
8 | Elect Masatoshi Sakaguchi | Mgmt | For | For | For | |||
9 | Elect Shigenobu Shimizu | Mgmt | For | For | For | |||
10 | Elect Kohzoh Ban | Mgmt | For | For | For | |||
11 | Elect Yoshinori Masuda | Mgmt | For | For | For | |||
12 | Elect Masanori Matsuura | Mgmt | For | For | For | |||
13 | Elect Kazuhiro Matsubara | Mgmt | For | For | For | |||
14 | Elect Akihisa Mizuno | Mgmt | For | For | For | |||
15 | Elect Hideki Ogawa | Mgmt | For | Against | Against | |||
16 | Elect Michinari Hamaguchi | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Corporate Compliance | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Increased Consumer Disclosure | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Inadequate Location of Hamaoka Nuclear Power Plant | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Preventing Terrorist Attacks | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Decommissioning and Waste Committee | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Radioactive Waste | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Change in Business Purpose | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Shareholder Approval of Company Splits | ShrHldr | Against | Against | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
11 | Bonus Issue | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Share Savings Program | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
5 | Elect John W. Harris | Mgmt | For | For | For | |||
6 | Elect Mark J. Kington | Mgmt | For | For | For | |||
7 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
8 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
10 | Elect David A. Wollard | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Lower Minimum Share Ownership Threshold to Call a Special Meeting to 25% | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Ending Nuclear Construction | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Greenhouse Gas Impacts of Biomass | ShrHldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Browning | Mgmt | For | For | For | |||
2 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | |||
3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
4 | Elect John H. Forsgren | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Ann M. Gray | Mgmt | For | For | For | |||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect John T. Herron | Mgmt | For | For | For | |||
9 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
10 | Elect William E. Kennard | Mgmt | For | For | For | |||
11 | Elect E. Marie McKee | Mgmt | For | For | For | |||
12 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
13 | Elect James T. Rhodes | Mgmt | For | For | For | |||
14 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.4 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.6 | Elect John R. Sult | Mgmt | For | For | For | |||
1.7 | Elect Pat Wood III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
EDP Renováveis SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDPR | CINS E3847K101 | 04/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Management and Corporate Governance Reports | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Antonio Luis Guerra Nunes Mexia | Mgmt | For | For | For | |||
7 | Elect Joao Manso Neto | Mgmt | For | For | For | |||
8 | Elect Nuno Maria Pestana de Almeida Alves | Mgmt | For | For | For | |||
9 | Elect Rui Manuel Lopes Teixeira | Mgmt | For | For | For | |||
10 | Elect Joao Paulo Nogueira da Souza Costeira | Mgmt | For | For | For | |||
11 | Elect Gabriel Alonso Imaz | Mgmt | For | For | For | |||
12 | Elect Joao de Mello Franco | Mgmt | For | For | For | |||
13 | Elect Jorge Manuel Azevedo Henriques dos Santos | Mgmt | For | For | For | |||
14 | Elect Joao Jose Belard da Fonseca Lopes Raimundo | Mgmt | For | For | For | |||
15 | Elect Antonio Nogueira Leite | Mgmt | For | For | For | |||
16 | Elect Manuel Menendez Menendez | Mgmt | For | For | For | |||
17 | Elect Gilles August | Mgmt | For | Against | Against | |||
18 | Elect Jose Antonio Ferreira Machado | Mgmt | For | For | For | |||
19 | Elect Acacio Jaime Liberado Mota Piloto | Mgmt | For | For | For | |||
20 | Elect Francisca Guedes de De Oliveira | Mgmt | For | For | For | |||
21 | Elect Allan J Katz | Mgmt | For | For | For | |||
22 | Amendments to Article 12.3 | Mgmt | For | For | For | |||
23 | Amendments to Article 14.1 | Mgmt | For | For | For | |||
24 | Amendments to Article 14.4 | Mgmt | For | For | For | |||
25 | Amendments to Article 17.2 | Mgmt | For | For | For | |||
26 | Amendments to Article 17.4 | Mgmt | For | For | For | |||
27 | Amendments to Article 24.1 | Mgmt | For | For | For | |||
28 | Amendments to Article 24.7 | Mgmt | For | For | For | |||
29 | Amendments to Article 27.2 | Mgmt | For | For | For | |||
30 | Authority to Trade in Company Stock | Mgmt | For | For | For | |||
31 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Remuneration Report | Mgmt | For | For | For | |||
34 | Appointment of Auditor | Mgmt | For | For | For | |||
35 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuo Maeda | Mgmt | For | For | For | |||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
5 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
6 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
7 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
8 | Elect Junji Nagashima | Mgmt | For | For | For | |||
9 | Elect Naori Fukuda | Mgmt | For | For | For | |||
10 | Elect Shuji Etoh | Mgmt | For | For | For | |||
11 | Elect Itaru Nakamura | Mgmt | For | For | For | |||
12 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
13 | Elect Akihito Urashima | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Mariko Fujii | Mgmt | For | For | For | |||
16 | Elect Mutsutake Ohtsuka | Mgmt | For | For | For | |||
17 | Elect Kiyoshi Nakanishi | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | 2015 Equity Ownership Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
GDF Suez | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSZ | CINS F42768105 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Ratify the Co-option of Isabelle Kocher | Mgmt | For | For | For | |||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | |||
11 | Elect Edmond Alphandery | Mgmt | For | For | For | |||
12 | Elect Aldo Cardoso | Mgmt | For | For | For | |||
13 | Elect Francoise Malrieu | Mgmt | For | For | For | |||
14 | Elect Barbara Kux | Mgmt | For | For | For | |||
15 | Elect Marie-Jose Nadeau | Mgmt | For | For | For | |||
16 | Elect Bruno Bezard | Mgmt | For | For | For | |||
17 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | |||
18 | Elect Stephane Pallez | Mgmt | For | For | For | |||
19 | Elect Catherine Guillouard | Mgmt | For | For | For | |||
20 | Remuneration of Gerard Mestrallet, Chairman and CEO | Mgmt | For | For | For | |||
21 | Remuneration of Jean-Francois Cirelli, Former Vice-Chairman and Deputy CEO | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
24 | Authority to Issue Bonus Shares to Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Issue Bonus Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles | Mgmt | For | For | For | |||
27 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | |||
28 | Amendments to Article Regarding the Chairman and Vice-Chairman | Mgmt | For | For | For | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts | Mgmt | For | For | For | |||
4 | Management Reports | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | First Bonus Share Issuance | Mgmt | For | For | For | |||
9 | Second Bonus Share Issuance | Mgmt | For | For | For | |||
10 | Elect Jose Walfredo Fernandez | Mgmt | For | For | For | |||
11 | Elect Denise Mary Holt | Mgmt | For | For | For | |||
12 | Elect Manuel Moreu Munaiz | Mgmt | For | For | For | |||
13 | Elect Angel Jesus Acebes Paniagua | Mgmt | For | For | For | |||
14 | Elect Maria Helena Antolin Raybaud | Mgmt | For | For | For | |||
15 | Elect Santiago Martinez Lage | Mgmt | For | For | For | |||
16 | Elect Jose Luis San-Pedro Guerenabarrena | Mgmt | For | For | For | |||
17 | Elect Jose Ignacio Sanchez Galan | Mgmt | For | For | For | |||
18 | Amendments to Articles 1 to 15 | Mgmt | For | For | For | |||
19 | Amendments to Articles 16 to 31 | Mgmt | For | For | For | |||
20 | Amendments to Articles 32 to 55 | Mgmt | For | For | For | |||
21 | Amendments to Articles 56 to 65. Includes Title V. | Mgmt | For | For | For | |||
22 | Amendments to General Meeting Regulation Articles 1, 2, 4, 5, 6 and 7 | Mgmt | For | For | For | |||
23 | Amendments to General Meeting Regulation Articles 8 to 17 | Mgmt | For | For | For | |||
24 | Amendments to General Meeting Regulation Articles 18 to 32 | Mgmt | For | For | For | |||
25 | Amendments to General Meeting Regulation Articles 33 to 38 | Mgmt | For | For | For | |||
26 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
28 | Remuneration Report | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Creation of Tracking Stock (Management Policies) | Mgmt | For | For | For | |||
3 | Allow Board to Set Future Stock Consolidations or Sub-Divisions at Any Ratio | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase of Shares from Directors | Mgmt | For | For | For | |||
7 | Approval of the Virgin Media Sharesave Proposal | Mgmt | For | For | For | |||
8 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
9 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael T. Fries | Mgmt | For | For | For | |||
2 | Elect Paul A. Gould | Mgmt | For | For | For | |||
3 | Elect John C. Malone | Mgmt | For | Against | Against | |||
4 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
5 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CUSIP 636274300 | 07/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect Steven Holliday | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Thomas B. King | Mgmt | For | For | For | |||
7 | Elect John Pettigrew | Mgmt | For | For | For | |||
8 | Elect Philip Aiken | Mgmt | For | For | For | |||
9 | Elect Nora Brownell | Mgmt | For | For | For | |||
10 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
11 | Elect Therese Esperdy | Mgmt | For | For | For | |||
12 | Elect Paul Golby | Mgmt | For | For | For | |||
13 | Elect Ruth Kelly | Mgmt | For | For | For | |||
14 | Elect Mark Williamson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Amendment to the Long-Term Performance Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Scrip Dividend | Mgmt | For | For | For | |||
22 | Capitalisation of Accounts (Scrip Dividend Scheme) | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 07/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect Steven Holliday | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Thomas B. King | Mgmt | For | For | For | |||
7 | Elect John Pettigrew | Mgmt | For | For | For | |||
8 | Elect Philip Aiken | Mgmt | For | For | For | |||
9 | Elect Nora Brownell | Mgmt | For | For | For | |||
10 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
11 | Elect Therese Esperdy | Mgmt | For | For | For | |||
12 | Elect Paul Golby | Mgmt | For | For | For | |||
13 | Elect Ruth Kelly | Mgmt | For | For | For | |||
14 | Elect Mark Williamson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Amendment to the Long-Term Performance Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Scrip Dividend | Mgmt | For | For | For | |||
22 | Capitalisation of Accounts (Scrip Dividend Scheme) | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall, II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
7 | Elect Toni Jennings | Mgmt | For | For | For | |||
8 | Elect Amy B. Lane | Mgmt | For | For | For | |||
9 | Elect James L. Robo | Mgmt | For | For | For | |||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||
13 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Voting Requirement for Shareholder Removal of Director | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Business with Shareholders | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement for Amending Charter and Bylaws | Mgmt | For | For | For | |||
19 | Eliminate thefor cause Requirement for Removal of Director | Mgmt | For | For | For | |||
20 | Lower Minimum Share Ownership Threshold to Call a Special meeting to 20% | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Approval of the Valuation of Company's Shares for Repurchase | Mgmt | For | For | For | |||
8 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
9 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Elect Patrick Drahi | Mgmt | For | For | For | |||
12 | Elect Dexter Goei | Mgmt | For | For | For | |||
13 | Elect Angelique Benetti | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | Against | Against | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 11/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Elect Patrick Drahi | Mgmt | For | Against | Against | |||
7 | Elect Angelique Benetti | Mgmt | For | Against | Against | |||
8 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | |||
9 | Elect Stephane Roussel | Mgmt | For | Against | Against | |||
10 | Elect Colette Neuville | Mgmt | For | Against | Against | |||
11 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||
14 | Approval of the Transfer of Shares of SFR to the Company | Mgmt | For | For | For | |||
15 | Rights Issue | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Contributions and Share Capital | Mgmt | For | For | For | |||
17 | Authority to Grant Stock Option | Mgmt | For | Against | Against | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Amendment Regarding Company Name | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Oge Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGE | CUSIP 670837103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James H. Brandi | Mgmt | For | For | For | |||
1.2 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
1.3 | Elect Peter B. Delaney | Mgmt | For | For | For | |||
1.4 | Elect John D. Groendyke | Mgmt | For | For | For | |||
1.5 | Elect Kirk Humphreys | Mgmt | For | For | For | |||
1.6 | Elect Robert Kelley | Mgmt | For | For | For | |||
1.7 | Elect Robert O. Lorenz | Mgmt | For | For | For | |||
1.8 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
1.9 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
1.10 | Elect Sean Trauschke | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios | ShrHldr | Against | Against | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Maxine Brenner | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Equity Grant (MD Grant A King) | Mgmt | For | For | For | |||
5 | Equity Grant (Executive Director Karen A Moses) | Mgmt | For | For | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
3 | Elect John W. Conway | Mgmt | For | For | For | |||
4 | Elect Philip G. Cox | Mgmt | For | For | For | |||
5 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
6 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
7 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Elect Armando Zagalo De Lima | Mgmt | For | For | For | |||
14 | Amendment of Company’s Articles to Permit Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios | ShrHldr | Against | Against | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | |||
2 | Elect William V. Hickey | Mgmt | For | For | For | |||
3 | Elect Ralph Izzo | Mgmt | For | For | For | |||
4 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
8 | Elect Richard J. Swift | Mgmt | For | For | For | |||
9 | Elect Susan Tomasky | Mgmt | For | For | For | |||
10 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Special Audit (in Connection with the Purchase, Operation, and Partial Sale of Essent) | ShrHldr | N/A | Against | N/A | |||
11 | Shareholder Proposal Regarding Special Audit (in Connection with the Delisting of Lechwerke) | ShrHldr | N/A | Against | N/A | |||
12 | Shareholder Proposal Regarding Special Audit (in Connection with RWE Polska Contracting) | ShrHldr | N/A | Against | N/A | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | |||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
5 | Elect William D. Jones | Mgmt | For | For | For | |||
6 | Elect William G. Ouchi | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | For | For | |||
8 | Elect William C. Rusnack | Mgmt | For | For | For | |||
9 | Elect William P. Rutledge | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Severn Trent plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVT | CINS G8056D159 | 07/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Long Term Incentive Plan 2014 | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Tony Ballance | Mgmt | For | For | For | |||
7 | Elect John Coghlan | Mgmt | For | For | For | |||
8 | Elect Richard Davey | Mgmt | For | For | For | |||
9 | Elect Andrew J. Duff | Mgmt | For | For | For | |||
10 | Elect Gordon Fryett | Mgmt | For | For | For | |||
11 | Elect Olivia Garfield | Mgmt | For | For | For | |||
12 | Elect Martin Kane | Mgmt | For | For | For | |||
13 | Elect Martin Lamb | Mgmt | For | For | For | |||
14 | Elect Michael J.E. McKeon | Mgmt | For | For | For | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Andy Smith | Mgmt | For | For | For | |||
17 | Elect Angela Strank | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Snam S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRG | CINS T8578N103 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Long-term Incentive Plan | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Elect Yunpeng He | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Snam S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRG | CINS T8578N103 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/out Preemptive Rights | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Lord Robert Smith of Kelvin | Mgmt | For | Against | Against | |||
6 | Elect Alistair Phillips-Davies | Mgmt | For | Against | Against | |||
7 | Elect Gregor Alexander | Mgmt | For | Against | Against | |||
8 | Elect Jeremy Beeton | Mgmt | For | Against | Against | |||
9 | Elect Katie Bickerstaffe | Mgmt | For | Against | Against | |||
10 | Elect Sue Bruce | Mgmt | For | Against | Against | |||
11 | Elect Richard Gillingwater | Mgmt | For | Against | Against | |||
12 | Elect Peter Lynas | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
5 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
6 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
7 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
8 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
9 | Elect Takashi Uchida | Mgmt | For | For | For | |||
10 | Elect Satoru Yasuoka | Mgmt | For | For | For | |||
11 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
12 | Elect Akihiko Ide | Mgmt | For | For | For | |||
13 | Elect Yoshinori Katori | Mgmt | For | For | For | |||
14 | Elect Hideaki Obana as Statutory Auditor | Mgmt | For | Against | Against | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | Against | Against | |||
6 | Elect Steven L. Mogford | Mgmt | For | Against | Against | |||
7 | Elect Russ Houlden | Mgmt | For | Against | Against | |||
8 | Elect Catherine Bell | Mgmt | For | Against | Against | |||
9 | Elect Mark Clare | Mgmt | For | Against | Against | |||
10 | Elect Brian May | Mgmt | For | Against | Against | |||
11 | Elect Sara Weller | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Incentive Plan for Antoine Frerot, CEO | Mgmt | For | Against | Against | |||
10 | Elect Maryse Aulagnon | Mgmt | For | Against | Against | |||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
12 | Elect Louis Schweitzer | Mgmt | For | Against | Against | |||
13 | Elect Homaira Akbari | Mgmt | For | Against | Against | |||
14 | Elect Clara Gaymard | Mgmt | For | Against | Against | |||
15 | Ratification of the Co-Option of Georges Ralli | Mgmt | For | Against | Against | |||
16 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
20 | Amendment Regarding Double Voting Rights (Resolution A) | Mgmt | Against | For | Against | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wisconsin Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 976657106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
4 | Elect Curt S. Culver | Mgmt | For | For | For | |||
5 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
6 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
7 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
9 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wisconsin Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 976657106 | 11/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 08/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Asset Sale | Mgmt | For | Abstain | Against | |||
4 | Dissolution and Liquidation of Company | Mgmt | For | Abstain | Against | |||
5 | Custodian of the Books | Mgmt | For | Abstain | Against | |||
6 | Amendments to Articles (Effective on Settlement Date) | Mgmt | For | Abstain | Against | |||
7 | Amendments to Articles (Effective on Delisting Date) | Mgmt | For | Abstain | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Recommendations of Nominations to the Supervisory Board | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Diederick Karsten | Mgmt | For | For | For | |||
13 | Elect Ritchy Drost | Mgmt | For | For | For | |||
14 | Elect James Ryan | Mgmt | For | For | For | |||
15 | Elect Huub Willems | Mgmt | For | For | For | |||
16 | Resignation of Directors; Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Resignation of Directors; Ratification of Management Board Acts | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth and Income Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Genetically Modified Ingredients | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
12 | Elect Michael P. Connors | Mgmt | For | For | For | |||
13 | Elect John A. Edwardson | Mgmt | For | For | For | |||
14 | Elect Peter Menikoff | Mgmt | For | For | For | |||
15 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect Evan G. Greenberg as chairman of the board | Mgmt | For | For | For | |||
23 | Elect Michael P. Connors | Mgmt | For | For | For | |||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
25 | Elect John A. Edwardson | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
28 | Amendments to Articles Relating to VeguV (General Amendments) | Mgmt | For | For | For | |||
29 | Amendments to Articles Relating to VeguV (Compensation Provisions) | Mgmt | For | For | For | |||
30 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
31 | Executive Compensation | Mgmt | For | For | For | |||
32 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
33 | Additional or Miscellanious Proposals | ShrHldr | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0138P118 | 04/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
12 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
15 | Nomination Committee | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Repurchase Shares for LTIPs | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares for Cancellation of Shares | Mgmt | For | TNA | N/A | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
2 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
3 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect John W. Rowe | Mgmt | For | For | For | |||
8 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
9 | Elect Mary Alice Taylor | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Reiner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | Withhold | Against | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
1.4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.5 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.7 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.8 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.9 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect R. A. Walker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 04/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Scott T. Ford | Mgmt | For | For | For | |||
3 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
4 | Elect William E. Kennard | Mgmt | For | For | For | |||
5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
6 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
7 | Elect John B. McCoy | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | |||
1.8 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.9 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.10 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
1.12 | Elect Paula Stern | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. D. Birchall | Mgmt | For | For | For | |||
1.2 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | |||
1.3 | Elect J. Michael Evans | Mgmt | For | For | For | |||
1.4 | Elect Ned Goodman | Mgmt | For | For | For | |||
1.5 | Elect Brian L. Greenspun | Mgmt | For | For | For | |||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.7 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | |||
1.8 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.10 | Elect C. David Naylor | Mgmt | For | For | For | |||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | |||
1.12 | Elect John L. Thornton | Mgmt | For | For | For | |||
1.13 | Elect Ernie L. Thrasher | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Uma Chowdhry | Mgmt | For | For | For | |||
2 | Elect James R. Gavin III | Mgmt | For | For | For | |||
3 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
4 | Elect Kees J. Storm | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2015 Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
11 | Approve Termination Benefits | Mgmt | For | For | For | |||
12 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
13 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
14 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
15 | Re-elect Sir John Buchanan | Mgmt | For | For | For | |||
16 | Re-elect Carlos Cordeiro | Mgmt | For | For | For | |||
17 | Re-elect Pat Davies | Mgmt | For | For | For | |||
18 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
19 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
20 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
21 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
22 | Re-elect Keith C. Rumble | Mgmt | For | For | For | |||
23 | Re-elect John Schubert | Mgmt | For | For | For | |||
24 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
25 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
26 | Elect Dissident Ian Dunlop | ShrHldr | Against | Against | For | |||
Boise Cascade Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCC | CUSIP 09739D100 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Fleming | Mgmt | For | For | For | |||
2 | Elect Mack L. Hogans | Mgmt | For | For | For | |||
3 | Elect Christopher J. McGowan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys J. Best | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect James R. Gibbs | Mgmt | For | For | For | |||
4 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
California Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRC | CUSIP 13057Q107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Justin A. Gannon | Mgmt | For | For | For | |||
1.2 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Sloan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | For | For | |||
1.2 | Elect Robert McDermott | Mgmt | For | For | For | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | For | For | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | For | For | |||
1.5 | Elect Andrew Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Management Proposal Regarding Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
CBOE Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBOE | CUSIP 12503M108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Brodsky | Mgmt | For | For | For | |||
2 | Elect James R. Boris | Mgmt | For | For | For | |||
3 | Elect Frank E. English Jr. | Mgmt | For | For | For | |||
4 | Elect Edward J. Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect Janet P. Froetscher | Mgmt | For | For | For | |||
6 | Elect Jill R. Goodman | Mgmt | For | For | For | |||
7 | Elect R. Eden Martin | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
10 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
11 | Elect Carole E. Stone | Mgmt | For | For | For | |||
12 | Elect Eugene S. Sunshine | Mgmt | For | For | For | |||
13 | Elect Edward T. Tilly | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amend the Certificate of Incorporation to Eliminate the Board Size Range | Mgmt | For | For | For | |||
17 | Non-Substantive Changes to the Certificate of Incorporation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
8 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
9 | Elect W. Anthony Will | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
3 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
4 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
10 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
11 | Elect Carl Ware | Mgmt | For | Against | Against | |||
12 | Elect John S. Watson | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Dividend Policy | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Chubb Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Elect James E. Rogers | Mgmt | For | For | For | |||
3 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Franz B. Humer | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
9 | Elect Joan E. Spero | Mgmt | For | For | For | |||
10 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
11 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
12 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
13 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
14 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
15 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
16 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
17 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
18 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
19 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
22 | Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Deborah H. Butler | Mgmt | For | For | For | |||
3 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
4 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
5 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
6 | Elect William D. Harvey | Mgmt | For | For | For | |||
7 | Elect David W. Joos | Mgmt | For | For | For | |||
8 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
9 | Elect John G. Russell | Mgmt | For | For | For | |||
10 | Elect Myrna M. Soto | Mgmt | For | For | For | |||
11 | Elect Laura H. Wright | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Denton | Mgmt | For | For | For | |||
1.2 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
1.4 | Elect Victor Luis | Mgmt | For | For | For | |||
1.5 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.6 | Elect William R. Nuti | Mgmt | For | For | For | |||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
1.8 | Elect Jide J. Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect Nicholas J. Deiuliis | Mgmt | For | For | For | |||
1.3 | Elect Philip W. Baxter | Mgmt | For | For | For | |||
1.4 | Elect Alvin R. Carpenter | Mgmt | For | For | For | |||
1.5 | Elect William E. Davis | Mgmt | For | For | For | |||
1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Maureen Lally-Green | Mgmt | For | For | For | |||
1.8 | Elect Gregory A. Lanham | Mgmt | For | For | For | |||
1.9 | Elect John T. Mills | Mgmt | For | For | For | |||
1.10 | Elect William P. Powell | Mgmt | For | For | For | |||
1.11 | Elect William N. Thorndike, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald W. Blair | Mgmt | For | Against | Against | |||
2 | Elect Stephanie A. Burns | Mgmt | For | Against | Against | |||
3 | Elect John A. Canning Jr. | Mgmt | For | Against | Against | |||
4 | Elect Richard T. Clark | Mgmt | For | Against | Against | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | |||
6 | Elect James B. Flaws | Mgmt | For | Against | Against | |||
7 | Elect Deborah A. Henretta | Mgmt | For | Against | Against | |||
8 | Elect Daniel P. Huttenlocher | Mgmt | For | Against | Against | |||
9 | Elect Kurt M. Landgraf | Mgmt | For | Against | Against | |||
10 | Elect Kevin J. Martin | Mgmt | For | Against | Against | |||
11 | Elect Deborah D. Rieman | Mgmt | For | Against | Against | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | Against | Against | |||
13 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
14 | Elect Mark S. Wrighton | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Acquisition | Mgmt | For | For | For | |||
2 | Special: Cancellation of Shares | Mgmt | For | For | For | |||
3 | Ordinary: Issuance of Shares | Mgmt | For | For | For | |||
4 | Special: Amendments to Articles | Mgmt | For | For | For | |||
5 | Ordinary: Reduction in Share Premium Account | Mgmt | For | For | For | |||
6 | Ordinary: Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Francis S. Blake | Mgmt | For | For | For | |||
4 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
5 | Elect John S. Brinzo | Mgmt | For | For | For | |||
6 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
7 | Elect David G. DeWalt | Mgmt | For | For | For | |||
8 | Elect Thomas E. Donilon | Mgmt | For | For | For | |||
9 | Elect William H. Easter III | Mgmt | For | For | For | |||
10 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
11 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
12 | Elect David R. Goode | Mgmt | For | For | For | |||
13 | Elect George N. Mattson | Mgmt | For | For | For | |||
14 | Elect Douglas R Ralph | Mgmt | For | For | For | |||
15 | Elect Sergio Agapito Lires Rial | Mgmt | For | For | For | |||
16 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Risks in Sugar Supply Chain | ShrHldr | Against | Against | For | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lamberto Andreotti | Mgmt | For | TNA | N/A | |||
1.2 | Elect Edward D. Breen | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert A. Brown | Mgmt | For | TNA | N/A | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eleuthere I. du Pont | Mgmt | For | TNA | N/A | |||
1.6 | Elect James L. Gallogly | Mgmt | For | TNA | N/A | |||
1.7 | Elect Marillyn A. Hewson | Mgmt | For | TNA | N/A | |||
1.8 | Elect Lois D. Juliber | Mgmt | For | TNA | N/A | |||
1.9 | Elect Ellen J. Kullman | Mgmt | For | TNA | N/A | |||
1.10 | Elect Ulf M. Schneider | Mgmt | For | TNA | N/A | |||
1.11 | Elect Lee M. Thomas | Mgmt | For | TNA | N/A | |||
1.12 | Elect Patrick J. Ward | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | TNA | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | Against | TNA | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | Against | TNA | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | Against | TNA | N/A | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Nelson Peltz | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee John H. Myers | Mgmt | N/A | Withhold | N/A | |||
1.3 | Elect Dissident Nominee Arthur B. Winkleblack | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Dissident Nominee Robert J. Zatta | Mgmt | N/A | Withhold | N/A | |||
1.5 | Elect Company Nominee Lamberto Andreotti | Mgmt | N/A | For | N/A | |||
1.6 | Elect Company Nominee Edward D. Breen | Mgmt | N/A | For | N/A | |||
1.7 | Elect Company Nominee Eleuthere I. du Pont | Mgmt | N/A | For | N/A | |||
1.8 | Elect Company Nominee James L. Gallogly | Mgmt | N/A | For | N/A | |||
1.9 | Elect Company Nominee Marillyn A. Hewson | Mgmt | N/A | For | N/A | |||
1.10 | Elect Company Nominee Ellen J. Kullman | Mgmt | N/A | For | N/A | |||
1.11 | Elect Company Nominee Ulf M. Schneider | Mgmt | N/A | For | N/A | |||
1.12 | Elect Company Nominee Patrick J. Ward | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | N/A | Against | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | N/A | Against | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | N/A | Against | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | N/A | For | N/A | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Charles E. Golden | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
8 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
9 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
10 | Elect Gregory R. Page | Mgmt | For | For | For | |||
11 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | 2015 Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Jane L. Peverett | Mgmt | For | For | For | |||
1.8 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.9 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.10 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Option Plan | Mgmt | For | For | For | |||
4 | Authority to Create Preferred Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Hargett | Mgmt | For | For | For | |||
2 | Elect Alan A. Kleier | Mgmt | For | For | For | |||
3 | Elect Stephen A. Snider | Mgmt | For | For | For | |||
4 | Elect Gary C. Youngblood | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adoption of a Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Everest Re Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RE | CUSIP G3223R108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | |||
1.2 | Elect John J. Amore | Mgmt | For | For | For | |||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | |||
1.4 | Elect William F. Galtney, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gerri Losquadro | Mgmt | For | For | For | |||
1.6 | Elect Roger M. Singer | Mgmt | For | For | For | |||
1.7 | Elect Joseph V. Taranto | Mgmt | For | For | For | |||
1.8 | Elect John A. Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Non-Employee Director Equity Compensation Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEW Thiam Keng | Mgmt | For | For | For | |||
4 | Elect TAN Woon Hum | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fairchild Semiconductor International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCS | CUSIP 303726103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles P. Carinalli | Mgmt | For | For | For | |||
2 | Elect Randy W. Carson | Mgmt | For | For | For | |||
3 | Elect Terry A. Klebe | Mgmt | For | For | For | |||
4 | Elect Anthony Lear | Mgmt | For | For | For | |||
5 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
6 | Elect Kevin J. McGarity | Mgmt | For | For | For | |||
7 | Elect Bryan R. Roub | Mgmt | For | For | For | |||
8 | Elect Ronald W. Shelly | Mgmt | For | For | For | |||
9 | Elect Mark S. Thompson | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Stock Plan | Mgmt | For | Against | Against | |||
11 | Second Amendment to the 2007 Stock Plan | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Katherine B. Blackburn | Mgmt | For | For | For | |||
4 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
5 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
6 | Elect James P. Hackett | Mgmt | For | For | For | |||
7 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
8 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Mark Fields | Mgmt | For | For | For | |||
5 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
6 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect William E. Kennard | Mgmt | For | For | For | |||
12 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
13 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
15 | Elect John L. Thornton | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaztransport Et Technigaz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CINS F42674113 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of financial statements and auditors' report, Approval of non-Deductible Expenses. | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
8 | Non-Compete Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Severance Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Olivier Jacquier | Mgmt | For | Against | Against | |||
11 | Elect Jacques Blanchard | Mgmt | For | Against | Against | |||
12 | Elect Michele Azalbert | Mgmt | For | Against | Against | |||
13 | Elect Christian Germa | Mgmt | For | Against | Against | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Remuneration of Philippe Berterottiere, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Susan Hockfield | Mgmt | For | For | For | |||
7 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
8 | Elect Andrea Jung | Mgmt | For | For | For | |||
9 | Elect Robert W. Lane | Mgmt | For | For | For | |||
10 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
11 | Elect James J. Mulva | Mgmt | For | For | For | |||
12 | Elect James E. Rohr | Mgmt | For | For | For | |||
13 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
14 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
15 | Elect James S. Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Nomination of Retiree Directors | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
4 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Goldcorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP 380956409 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Bell | Mgmt | For | For | For | |||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | |||
1.3 | Elect Peter J. Dey | Mgmt | For | For | For | |||
1.4 | Elect Douglas M. Holtby | Mgmt | For | For | For | |||
1.5 | Elect Charles A. Jeannes | Mgmt | For | For | For | |||
1.6 | Elect Clement A. Pelletier | Mgmt | For | For | For | |||
1.7 | Elect P. Randy Reifel | Mgmt | For | For | For | |||
1.8 | Elect Ian W. Telfer | Mgmt | For | For | For | |||
1.9 | Elect Blanca Trevino de Vega | Mgmt | For | For | For | |||
1.10 | Elect Kenneth F. Williamson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendments to By-Laws | Mgmt | For | For | For | |||
4 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCA Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Dennis | Mgmt | For | For | For | |||
1.3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
1.5 | Elect William R. Frist | Mgmt | For | For | For | |||
1.6 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
1.7 | Elect Jay O. Light | Mgmt | For | For | For | |||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
1.9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
1.10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.11 | Elect John W. Rowe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
6 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
7 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
8 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Intrawest Resorts Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNOW | CUSIP 46090K109 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Clifford | Mgmt | For | For | For | |||
1.2 | Elect John W. Harris, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 12/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John E. Dean | Mgmt | For | For | For | |||
2 | Elect James D. Fowler, Jr. | Mgmt | For | For | For | |||
3 | Elect Vin Weber | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Satoh | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
9 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
10 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
11 | Elect Kimie Iwata | Mgmt | For | For | For | |||
12 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.5 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
1.6 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.12 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
1.14 | Elect David K. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
4 | Elect Myra M. Hart | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Risks of Sourcing Eggs from Caged Hens | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Related to Sustainability Report | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Linde AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIN | CINS D50348107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Cancellation of Conditional Capital 2007 | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel K. Frierson | Mgmt | For | For | For | |||
2 | Elect Curtis M. Stevens | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect John A. Bryant | Mgmt | For | For | For | |||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
4 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Michael A. Sherman | Mgmt | For | For | For | |||
12 | Elect Elliott Sigal | Mgmt | For | For | For | |||
13 | Elect Robert Singer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Medtronic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.6 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.7 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.8 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to the 2014 Omnibus Long-term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Patrick Siewert | Mgmt | For | For | For | |||
11 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
3 | Elect James P. Gorman | Mgmt | For | For | For | |||
4 | Elect Robert H. Herz | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Georgens | Mgmt | For | For | For | |||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
3 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
4 | Elect Tor R. Braham | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reapproval of the Annual Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
4 | Elect Alberto Calderon | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall, II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
7 | Elect Toni Jennings | Mgmt | For | For | For | |||
8 | Elect Amy B. Lane | Mgmt | For | For | For | |||
9 | Elect James L. Robo | Mgmt | For | For | For | |||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||
13 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Voting Requirement for Shareholder Removal of Director | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Business with Shareholders | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement for Amending Charter and Bylaws | Mgmt | For | For | For | |||
19 | Eliminate thefor cause Requirement for Removal of Director | Mgmt | For | For | For | |||
20 | Lower Minimum Share Ownership Threshold to Call a Special meeting to 20% | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
5 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
15 | 2015 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
Nordic American Offshore Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAO | CUSIP Y6366T112 | 09/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Workman | Mgmt | For | Against | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Nordic American Tankers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAT | CUSIP G65773106 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbjorn Hansson | Mgmt | For | Against | Against | |||
2 | Elect Andreas Ove Ugland | Mgmt | For | Against | Against | |||
3 | Elect Jim Kelly | Mgmt | For | Against | Against | |||
4 | Elect Jan Erik Langangen | Mgmt | For | Against | Against | |||
5 | Elect Richard H. K. Vietor | Mgmt | For | Against | Against | |||
6 | Elect James L. Gibbons | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect John E. Feick | Mgmt | For | For | For | |||
6 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
7 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect William R. Klesse | Mgmt | For | For | For | |||
9 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
10 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Rosenthal | Mgmt | For | For | For | |||
1.3 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Peabody Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTU | CUSIP 704549104 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
1.2 | Elect William A. Coley | Mgmt | For | For | For | |||
1.3 | Elect William E. James | Mgmt | For | For | For | |||
1.4 | Elect Robert B. Karn III | Mgmt | For | For | For | |||
1.5 | Elect Glenn L. Kellow | Mgmt | For | For | For | |||
1.6 | Elect Henry E. Lentz | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Malone | Mgmt | For | For | For | |||
1.8 | Elect William C. Rusnack | Mgmt | For | For | For | |||
1.9 | Elect Michael W. Sutherlin | Mgmt | For | For | For | |||
1.10 | Elect John F. Turner | Mgmt | For | For | For | |||
1.11 | Elect Sandra A. Van Trease | Mgmt | For | For | For | |||
1.12 | Elect Heather A. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
4 | Elect James G. Cullen | Mgmt | For | For | For | |||
5 | Elect Mark B. Grier | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips S. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Charles B. Stanley | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect James E. Cartwright | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2015 Long Term Incentive Plan | Mgmt | For | For | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Carbone | Mgmt | For | For | For | |||
1.2 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||
1.3 | Elect Cheryl L. Shavers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2015 Long-Term Incentives Plan | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 08/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Capital Reduction | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Han Joong | Mgmt | For | Against | Against | |||
3 | Elect LEE Byeong Gi | Mgmt | For | Against | Against | |||
4 | Election of Executive Director: KWON Oh Hyun | Mgmt | For | Against | Against | |||
5 | Election of Audit Committee Member: KIM Han Joong | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CUSIP 80105N105 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
5 | Elect Serge Weinberg | Mgmt | For | For | For | |||
6 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
7 | Ratification of the Co-Option of Bonnie Bassler | Mgmt | For | For | For | |||
8 | Elect Bonnie Bassler | Mgmt | For | For | For | |||
9 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
10 | Remuneration of Serge Weinberg, Chairman and Interim CEO | Mgmt | For | For | For | |||
11 | Remuneration of Christopher Viehbacher, Former CEO | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
16 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Through Contributions in Kind | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
23 | Amendment to Articles Regarding Share Ownership Disclosure | Mgmt | For | Against | Against | |||
24 | Amendment to Articles Regarding Record Date | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Schlumberger Ltd. (Netherlands Antilles) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect K. Vaman Kamath | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Michael E. Marks | Mgmt | For | For | For | |||
7 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
8 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bugbee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald C. Trauscht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jose Tarruella | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Gass | Mgmt | For | For | For | |||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | |||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | |||
4 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | |||
5 | Elect Kenneth R. Mourton | Mgmt | For | For | For | |||
6 | Elect Steven L. Mueller | Mgmt | For | For | For | |||
7 | Elect Elliott Pew | Mgmt | For | For | For | |||
8 | Elect Terry W. Rathert | Mgmt | For | For | For | |||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | |||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | |||
SVB Financial Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIVB | CUSIP 78486Q101 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Greg W. Becker | Mgmt | For | For | For | |||
1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | |||
1.3 | Elect David M. Clapper | Mgmt | For | For | For | |||
1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | |||
1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | |||
1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||
1.7 | Elect Lata Krishnan | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | |||
1.9 | Elect Kate Mitchell | Mgmt | For | For | For | |||
1.10 | Elect John F. Robinson | Mgmt | For | For | For | |||
1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan Propper | Mgmt | For | For | For | |||
2 | Elect Ory Slonim | Mgmt | For | For | For | |||
3 | Elect Joseph Nitzani | Mgmt | For | For | For | |||
4 | Elect Jean-Michel Halfon | Mgmt | For | For | For | |||
5 | Bonus Incentives of President and CEO | Mgmt | For | For | For | |||
6 | Equity Grants of President and CEO | Mgmt | For | For | For | |||
7 | Liability Insurance of Directors & Officers | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
The ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
7 | Elect Bridgette Heller | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Christopher Hylen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.7 | Elect James M. Mead | Mgmt | For | For | For | |||
1.8 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter H. Kamin | Mgmt | For | For | For | |||
1.2 | Elect Todd Krasnow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Patrick Artus | Mgmt | For | For | For | |||
7 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
8 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
9 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
11 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 09/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduce Maximum Board Size | Mgmt | For | For | For | |||
2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Reincorporation from Minnesota to Delaware | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||
3 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms of the Incentive Compensation Plans | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Michael T. Duke | Mgmt | For | For | For | |||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
7 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
8 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
9 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
10 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
11 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
12 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
13 | Elect Jim C. Walton | Mgmt | For | For | For | |||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||
15 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
4 | Elect Len J. Lauer | Mgmt | For | For | For | |||
5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect John D. Liu | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Zalando | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAL | CINS D98423102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Cristina Stenbeck | Mgmt | For | For | For | |||
9 | Elect Lorenzo Grabau | Mgmt | For | Against | Against | |||
10 | Elect Lothar Lanz | Mgmt | For | Against | Against | |||
11 | Elect Anders Holch Povlsen | Mgmt | For | Against | Against | |||
12 | Elect Kai-Uwe Ricke | Mgmt | For | Against | Against | |||
13 | Elect Alexander Samwer | Mgmt | For | Against | Against | |||
14 | Elect Beate Siert | Mgmt | For | For | For | |||
15 | Elect Dylan Ross | Mgmt | For | For | For | |||
16 | Elect Konrad Schafers | Mgmt | For | For | For | |||
17 | Elect Yvonne Jamal as a Substitute Member | Mgmt | For | For | For | |||
18 | Elect Christine de Wendel as a Substitute Member | Mgmt | For | For | For | |||
19 | Elect Clemens Kress as a Substitute Member | Mgmt | For | For | For | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
23 | Increase in Authorized Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Conditional Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Transitional Provisions and General Meetings | Mgmt | For | For | For | |||
27 | Approval of Intra-Company Control Agreement with Zalando Fashion Entrepreneurs GmbH | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
2 | Elect Willie M. Reed | Mgmt | For | For | For | |||
3 | Elect William C. Steere, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth Opportunities Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
AAC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAC | CUSIP 000307108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry D. Bostelman | Mgmt | For | For | For | |||
1.2 | Elect Lucius E. Burch, III | Mgmt | For | For | For | |||
1.3 | Elect Michael T. Cartwright | Mgmt | For | For | For | |||
1.4 | Elect Darrell S. Freeman, Sr | Mgmt | For | For | For | |||
1.5 | Elect David C. Kloeppel | Mgmt | For | For | For | |||
1.6 | Elect Jerrod N. Menz | Mgmt | For | For | For | |||
1.7 | Elect Richard E. Ragsdale | Mgmt | For | For | For | |||
2 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Corti | Mgmt | For | For | For | |||
2 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
3 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
4 | Elect Barry Meyer | Mgmt | For | For | For | |||
5 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
6 | Elect Peter Nolan | Mgmt | For | For | For | |||
7 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
8 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
3 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Floyd E. Bloom | Mgmt | For | For | For | |||
2 | Elect Nancy J. Wysenski | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Change of 2016 annual meeting venue. | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005NB99 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | |||
7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
8 | Elect Richard C. Levin | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
11 | Elect Robert D. Walter | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Scott R. Peppet | Mgmt | For | For | For | |||
10 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase and Transfer Shares | Mgmt | For | TNA | N/A | |||
24 | Long-Term Incentive Plan 2015 | Mgmt | For | TNA | N/A | |||
25 | Stock Split | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
8 | Elect Betsy Rafael | Mgmt | For | For | For | |||
9 | Elect Stacy J. Smith | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 employee stock plan | Mgmt | For | For | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley T. Bieligk | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregor P. Bohm | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert M. McLaughlin | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys J. Best | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect James R. Gibbs | Mgmt | For | For | For | |||
4 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark W. Adams | Mgmt | For | For | For | |||
2 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
3 | Elect James D. Plummer | Mgmt | For | For | For | |||
4 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
5 | Elect George M. Scalise | Mgmt | For | For | For | |||
6 | Elect John B. Shoven | Mgmt | For | For | For | |||
7 | Elect Roger S. Siboni | Mgmt | For | For | For | |||
8 | Elect Young K. Sohn | Mgmt | For | For | For | |||
9 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
10 | Amendment to the Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | For | For | |||
1.2 | Elect Robert McDermott | Mgmt | For | For | For | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | For | For | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | For | For | |||
1.5 | Elect Andrew Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Capitol Acquisition Corp II | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLAC | CUSIP 14056V105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extend Transaction Deadline | Mgmt | For | For | For | |||
2 | Pro Rata Conversion Amendment | Mgmt | For | For | For | |||
3 | Corporate Action (Conversion Rights) | Mgmt | N/A | Abstain | N/A | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 03/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | GreatLand/CCH Transaction | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Lance Conn | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael P. Huseby | Mgmt | For | Withhold | Against | |||
1.3 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.5 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.6 | Elect John D. Markley, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect David C. Merritt | Mgmt | For | Withhold | Against | |||
1.8 | Elect Balan Nair | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas M. Rutledge | Mgmt | For | Withhold | Against | |||
1.10 | Elect Eric L. Zinterhofer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Nuno Brandolini | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
7 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
9 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
11 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
12 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
13 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
14 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
15 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
16 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
17 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
18 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
19 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
22 | Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||
6 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
7 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald W. Blair | Mgmt | For | Against | Against | |||
2 | Elect Stephanie A. Burns | Mgmt | For | Against | Against | |||
3 | Elect John A. Canning Jr. | Mgmt | For | Against | Against | |||
4 | Elect Richard T. Clark | Mgmt | For | Against | Against | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | |||
6 | Elect James B. Flaws | Mgmt | For | Against | Against | |||
7 | Elect Deborah A. Henretta | Mgmt | For | Against | Against | |||
8 | Elect Daniel P. Huttenlocher | Mgmt | For | Against | Against | |||
9 | Elect Kurt M. Landgraf | Mgmt | For | Against | Against | |||
10 | Elect Kevin J. Martin | Mgmt | For | Against | Against | |||
11 | Elect Deborah D. Rieman | Mgmt | For | Against | Against | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | Against | Against | |||
13 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
14 | Elect Mark S. Wrighton | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey H. Brotman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel J. Evans | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard A. Galanti | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jeffrey S. Raikes | Mgmt | For | Withhold | Against | |||
1.5 | Elect James D. Sinegal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Director Tenure | ShrHldr | Against | Against | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect Paula A. Price | Mgmt | For | For | For | |||
7 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
8 | Elect David B. Rickard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lamberto Andreotti | Mgmt | For | TNA | N/A | |||
1.2 | Elect Edward D. Breen | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert A. Brown | Mgmt | For | TNA | N/A | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eleuthere I. du Pont | Mgmt | For | TNA | N/A | |||
1.6 | Elect James L. Gallogly | Mgmt | For | TNA | N/A | |||
1.7 | Elect Marillyn A. Hewson | Mgmt | For | TNA | N/A | |||
1.8 | Elect Lois D. Juliber | Mgmt | For | TNA | N/A | |||
1.9 | Elect Ellen J. Kullman | Mgmt | For | TNA | N/A | |||
1.10 | Elect Ulf M. Schneider | Mgmt | For | TNA | N/A | |||
1.11 | Elect Lee M. Thomas | Mgmt | For | TNA | N/A | |||
1.12 | Elect Patrick J. Ward | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | TNA | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | Against | TNA | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | Against | TNA | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | Against | TNA | N/A | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Nelson Peltz | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee John H. Myers | Mgmt | N/A | Withhold | N/A | |||
1.3 | Elect Dissident Nominee Arthur B. Winkleblack | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Dissident Nominee Robert J. Zatta | Mgmt | N/A | Withhold | N/A | |||
1.5 | Elect Company Nominee Lamberto Andreotti | Mgmt | N/A | For | N/A | |||
1.6 | Elect Company Nominee Edward D. Breen | Mgmt | N/A | For | N/A | |||
1.7 | Elect Company Nominee Eleuthere I. du Pont | Mgmt | N/A | For | N/A | |||
1.8 | Elect Company Nominee James L. Gallogly | Mgmt | N/A | For | N/A | |||
1.9 | Elect Company Nominee Marillyn A. Hewson | Mgmt | N/A | For | N/A | |||
1.10 | Elect Company Nominee Ellen J. Kullman | Mgmt | N/A | For | N/A | |||
1.11 | Elect Company Nominee Ulf M. Schneider | Mgmt | N/A | For | N/A | |||
1.12 | Elect Company Nominee Patrick J. Ward | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | N/A | Against | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | N/A | Against | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | N/A | Against | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | N/A | For | N/A | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Charles E. Golden | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
8 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
9 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
10 | Elect Gregory R. Page | Mgmt | For | For | For | |||
11 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | 2015 Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
7 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
8 | Elect Denise F. Warren | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pamela L. Coe | Mgmt | For | Withhold | Against | |||
1.3 | Elect Barry Diller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter M. Kern | Mgmt | For | Withhold | Against | |||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |||
1.9 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2005 Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
Finisar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNSR | CUSIP 31787A507 | 09/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eitan Gertel | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Allert | Mgmt | For | For | For | |||
1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.3 | Elect Ann N. Reese | Mgmt | For | For | For | |||
1.4 | Elect Hunter C.Smith | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hany Massarany | Mgmt | For | For | For | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
GrubHub Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUB | CUSIP 400110102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. William Gurley | Mgmt | For | For | For | |||
1.2 | Elect Matthew Maloney | Mgmt | For | For | For | |||
1.3 | Elect Brian McAndrews | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Keurig Green Mountain, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMCR | CUSIP 49271M100 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Steele | Mgmt | For | For | For | |||
1.3 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Ping Xu | Mgmt | For | For | For | |||
10 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
11 | Approval of Intra-Company Control Agreement with proplan Transport- und Lagersysteme GmbH | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Creation of Tracking Stock (Management Policies) | Mgmt | For | For | For | |||
3 | Allow Board to Set Future Stock Consolidations or Sub-Divisions at Any Ratio | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase of Shares from Directors | Mgmt | For | For | For | |||
7 | Approval of the Virgin Media Sharesave Proposal | Mgmt | For | For | For | |||
8 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
9 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael T. Fries | Mgmt | For | For | For | |||
2 | Elect Paul A. Gould | Mgmt | For | For | For | |||
3 | Elect John C. Malone | Mgmt | For | Against | Against | |||
4 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
5 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Lions Gate Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGF | CUSIP 535919203 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Burns | Mgmt | For | For | For | |||
1.2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
1.3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
1.4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
1.5 | Elect Frank Giustra | Mgmt | For | For | For | |||
1.6 | Elect Morley Koffman | Mgmt | For | For | For | |||
1.7 | Elect Harald H. Ludwig | Mgmt | For | For | For | |||
1.8 | Elect G. Scott Paterson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.10 | Elect Daryl Simm | Mgmt | For | For | For | |||
1.11 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
1.12 | Elect Phyllis Yaffe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Michael A. Sherman | Mgmt | For | For | For | |||
12 | Elect Elliott Sigal | Mgmt | For | For | For | |||
13 | Elect Robert Singer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Medtronic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Delisting from Hong Kong Stock Exchange | Mgmt | For | For | For | |||
2 | Amendment to Articles in Connection with Delisting | Mgmt | For | Against | Against | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lawrence Yau Lung Ho | Mgmt | For | Against | Against | |||
3 | Elect James D. Packer | Mgmt | For | Against | Against | |||
4 | Elect John P. B. Wang | Mgmt | For | Against | Against | |||
5 | Elect Robert John Rankin | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | General and Unconditional Mandate to Issue New Shares | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares (Before the De-Listing) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares (After the De-Listing) | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Share Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the MCP Share Incentive Plan | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Idol | Mgmt | For | For | For | |||
2 | Elect Silas Chou | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Mylan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Ogilvie | Mgmt | For | For | For | |||
1.2 | Elect Sanford D. Smith | Mgmt | For | For | For | |||
1.3 | Elect Catherine Angell Sohn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Norwegian Cruise Line Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCLH | CUSIP G66721104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adam M. Aron | Mgmt | For | Against | Against | |||
2 | Elect Kevin E. Crowe | Mgmt | For | Against | Against | |||
3 | Elect F. Robert Salerno | Mgmt | For | Against | Against | |||
4 | Elect Walter L. Revell | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to Bylaws Regarding Electronic Notice and Access | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Adoption of Tax Asset Protection Plan (Shareholder Rights Plan) | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips S. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Charles B. Stanley | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
3 | Elect William S. Kaiser | Mgmt | For | For | For | |||
4 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexandre Behring | Mgmt | For | Withhold | Against | |||
2 | Elect Marc Caira | Mgmt | For | Withhold | Against | |||
3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
4 | Elect Paul J. Fribourg | Mgmt | For | Withhold | Against | |||
5 | Elect John A. Lederer | Mgmt | For | Withhold | Against | |||
6 | Elect Thomas V. Milroy | Mgmt | For | Withhold | Against | |||
7 | Elect Alan C. Parker | Mgmt | For | Withhold | Against | |||
8 | Elect Daniel S. Schwartz | Mgmt | For | Withhold | Against | |||
9 | Elect Carlos Alberto Sicupira | Mgmt | For | Withhold | Against | |||
10 | Elect Roberto Moses Thompson Motta | Mgmt | For | Withhold | Against | |||
11 | Elect Alexandre van Damme | Mgmt | For | Withhold | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Reduction of Stated Capital | Mgmt | For | For | For | |||
S&W Seed Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glen D. Bornt | Mgmt | For | For | For | |||
2 | Elect Michael M. Fleming | Mgmt | For | For | For | |||
3 | Elect Mark S. Grewal | Mgmt | For | For | For | |||
4 | Elect Mark J. Harvey | Mgmt | For | For | For | |||
5 | Elect Charles B. Seidler | Mgmt | For | For | For | |||
6 | Elect William S. Smith | Mgmt | For | For | For | |||
7 | Elect Grover T. Wickersham | Mgmt | For | For | For | |||
8 | Elect Mark W. Wong | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Colin L. Powell | Mgmt | For | For | For | |||
6 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
7 | Elect John V. Roos | Mgmt | For | For | For | |||
8 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger Ltd. (Netherlands Antilles) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect K. Vaman Kamath | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Michael E. Marks | Mgmt | For | For | For | |||
7 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
8 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ServiceNow Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 07/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
1.3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
1.4 | Elect William L. Strauss | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | |||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Rogers | Mgmt | For | For | For | |||
2 | Elect David B. Yoffie | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect John F. O'Brien | Mgmt | For | For | For | |||
9 | Elect Willow B. Shire | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toyota Industries Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6201 | CINS J92628106 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tetsuroh Toyoda | Mgmt | For | For | For | |||
5 | Elect Akira Ohnishi | Mgmt | For | For | For | |||
6 | Elect Kazue Sasaki | Mgmt | For | For | For | |||
7 | Elect Hirotaka Morishita | Mgmt | For | For | For | |||
8 | Elect Shinya Furukawa | Mgmt | For | For | For | |||
9 | Elect Masaharu Suzuki | Mgmt | For | For | For | |||
10 | Elect Norio Sasaki | Mgmt | For | For | For | |||
11 | Elect Toshifumi Ogawa | Mgmt | For | For | For | |||
12 | Elect Toshifumi Ohnishi | Mgmt | For | For | For | |||
13 | Elect Takaki Ogawa | Mgmt | For | For | For | |||
14 | Elect Kan Ohtsuka | Mgmt | For | For | For | |||
15 | Elect Taku Yamamoto | Mgmt | For | For | For | |||
16 | Elect Keiichi Fukunaga | Mgmt | For | For | For | |||
17 | Elect Shuzoh Sumi | Mgmt | For | For | For | |||
18 | Elect Takuo Sasaki | Mgmt | For | For | For | |||
19 | Elect Kenichiroh Yamanishi | Mgmt | For | For | For | |||
20 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
21 | Elect Takahiko Ijichi as Statutory Auditor | Mgmt | For | Against | Against | |||
22 | Bonus | Mgmt | For | For | For | |||
TripAdvisor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRIP | CUSIP 896945201 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen Kaufer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jonathan F. Miller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Dipchand Nishar | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jeremy Philips | Mgmt | For | Withhold | Against | |||
1.6 | Elect Spencer M. Rascoff | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christopher W. Shean | Mgmt | For | Withhold | Against | |||
1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert S. Wiesenthal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Twitter Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWTR | CUSIP 90184L102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.2 | Elect Evan Williams | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
1.2 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
1.3 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Waters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAT | CUSIP 941848103 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael J. Berendt | Mgmt | For | For | For | |||
1.3 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||
1.5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
1.6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||
1.7 | Elect William J. Miller | Mgmt | For | For | For | |||
1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect John D. Gass | Mgmt | For | For | For | |||
5 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
6 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Authorize 2016 Annual Meeting to be Held Outside Ireland | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect John D. Liu | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.2 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.6 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.7 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT High Yield Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | For | For | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.7 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.8 | Elect John Stack | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
1.10 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Tax Asset Protection Plan and Transfer Restrictions | Mgmt | For | For | For | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CIT Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIT | CUSIP 125581801 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Thain | Mgmt | For | For | For | |||
2 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
3 | Elect Michael J. Embler | Mgmt | For | For | For | |||
4 | Elect William M. Freeman | Mgmt | For | For | For | |||
5 | Elect David M. Moffett | Mgmt | For | For | For | |||
6 | Elect R. Brad Oates | Mgmt | For | For | For | |||
7 | Elect Marianne M. Parrs | Mgmt | For | For | For | |||
8 | Elect Gerald Rosenfeld | Mgmt | For | For | For | |||
9 | Elect John R. Ryan | Mgmt | For | For | For | |||
10 | Elect Sheila A. Stamps | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Peter J. Tobin | Mgmt | For | For | For | |||
13 | Elect Laura S. Unger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of the 2015 Executive Incentive Plan | Mgmt | For | For | For | |||
Connacher Oil and Gas Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLL | CUSIP 20588YAE3 | 03/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Plan of Arrangement | Mgmt | For | For | For | |||
Crown Castle International Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCI | CUSIP 22822V200 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Bartolo | Mgmt | For | For | For | |||
2 | Elect Cindy Christy | Mgmt | For | For | For | |||
3 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | |||
4 | Elect Robert E. Garrison II | Mgmt | For | For | For | |||
5 | Elect Dale N. Hatfield | Mgmt | For | For | For | |||
6 | Elect Lee W. Hogan | Mgmt | For | For | For | |||
7 | Elect John P. Kelly | Mgmt | For | For | For | |||
8 | Elect Robert F. McKenzie | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
4 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Harry & David Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HARR | CUSIP 41587A201 | 09/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Seventy Seven Energy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CUSIP 818097107 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bob G. Alexander | Mgmt | For | For | For | |||
1.2 | Elect Edward J. DiPaolo | Mgmt | For | For | For | |||
1.3 | Elect Ronnie Irani | Mgmt | For | For | For | |||
1.4 | Elect Alvin Bernard Krongard | Mgmt | For | For | For | |||
1.5 | Elect Tucker Link | Mgmt | For | For | For | |||
1.6 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
1.7 | Elect Jerry Winchester | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amended and Restated 2014 Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Vantage Drilling Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTG | CUSIP G93205113 | 09/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Bragg | Mgmt | For | For | For | |||
1.2 | Elect Steven Bradshaw | Mgmt | For | For | For | |||
1.3 | Elect Jorge E. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Robert F. Grantham | Mgmt | For | For | For | |||
1.5 | Elect Marcelo D. Guiscardo | Mgmt | For | For | For | |||
1.6 | Elect Ong Tian Khiam | Mgmt | For | For | For | |||
1.7 | Elect Duke R. Ligon | Mgmt | For | Withhold | Against | |||
1.8 | Elect John C.G. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect Steinar Thomassen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Income Fund | ||||||||
Date of Fiscal Year End : | 12/31/2014 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Equity Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Acerinox, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACX | CINS E00460233 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Scrip Dividend | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Pedro Ballesteros Quintana | Mgmt | For | Against | Against | |||
9 | Elect Yukio Nariyoshi | Mgmt | For | Against | Against | |||
10 | Elect Manuel Conthe Gutierrez | Mgmt | For | Against | Against | |||
11 | Ratify Co-Option and Elect George Donald Johnston III | Mgmt | For | Against | Against | |||
12 | Amendments to Article 6 | Mgmt | For | For | For | |||
13 | Amendments to Article 8 | Mgmt | For | For | For | |||
14 | Amendments to Article 12 | Mgmt | For | For | For | |||
15 | Amendments to Article 14 | Mgmt | For | For | For | |||
16 | Amendments to Article 15 | Mgmt | For | For | For | |||
17 | Amendments to Article 16 | Mgmt | For | For | For | |||
18 | Amendments to Article 20 | Mgmt | For | For | For | |||
19 | Amendments to Article 21 | Mgmt | For | For | For | |||
20 | Amendments to Article 22 | Mgmt | For | For | For | |||
21 | Amendments to Article 22 Bis | Mgmt | For | For | For | |||
22 | Amendments to Article 24 | Mgmt | For | For | For | |||
23 | Amendments to Article 25 | Mgmt | For | For | For | |||
24 | Amendments to Articles 24, 25, 26, 27, 28, 29 | Mgmt | For | For | For | |||
25 | Amendments to Article 3 of General Meeting Regulations | Mgmt | For | For | For | |||
26 | Amendments to Article 4 of General Meeting Regulations | Mgmt | For | For | For | |||
27 | Amendments to Article 5 of General Meeting Regulations | Mgmt | For | For | For | |||
28 | Amendments to Article 6 of General Meeting Regulations | Mgmt | For | For | For | |||
29 | Amendments to Article 7 of General Meeting Regulations | Mgmt | For | For | For | |||
30 | Amendments to Article 9 of General Meeting Regulations | Mgmt | For | For | For | |||
31 | Amendments to Article 11 of General Meeting Regulations | Mgmt | For | For | For | |||
32 | Remuneration Report | Mgmt | For | For | For | |||
33 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
34 | Minutes | Mgmt | For | For | For | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Air Liquide | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AI | CINS F01764103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Elect Sian Herbert-Jones | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Related Party Transactions (Benoit Potier, chairman and CEO) | Mgmt | For | For | For | |||
11 | Remuneration of Benoit Potier, Chairman and CEO | Mgmt | For | For | For | |||
12 | Remuneration of Pierre Dufour, vice CEO | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Greenshoe | Mgmt | For | For | For | |||
17 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | |||
18 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Dick Sluimers | Mgmt | For | Against | Against | |||
10 | Elect Peggy Bruzelius | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Sylvia Summers | Mgmt | For | For | For | |||
9 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
10 | Elect Louis R. Hughes | Mgmt | For | For | For | |||
11 | Elect Olivier Piou | Mgmt | For | For | For | |||
12 | Elect Laurent du Mouza as Censor | Mgmt | For | For | For | |||
13 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Camus, Chairman | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
26 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Alstom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALO | CINS F0259M475 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Losses | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Philippe Marien (Societe Bouygues) | Mgmt | For | For | For | |||
9 | Elect Olivier Bouygues | Mgmt | For | Against | Against | |||
10 | Elect Katrina Landis | Mgmt | For | For | For | |||
11 | Elect Lalita Gupte | Mgmt | For | For | For | |||
12 | Elect Bi Yong Chungunco | Mgmt | For | For | For | |||
13 | Remuneration of Patrick Kron, chairman and CEO | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Amendments to Articles Regarding Voting Rights | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding General Meetings of Bondholders | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/29/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
10 | Elect M. Michele Burns | Mgmt | For | TNA | N/A | |||
11 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | |||
12 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||
13 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |||
14 | Elect Stefan Descheemaeker | Mgmt | For | TNA | N/A | |||
15 | Remuneration Report | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
18 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase and Transfer Shares | Mgmt | For | TNA | N/A | |||
24 | Long-Term Incentive Plan 2015 | Mgmt | For | TNA | N/A | |||
25 | Stock Split | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
10 | Elect Javier Ferran | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect Peter A. Smith | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Yutaka Kase | Mgmt | For | For | For | |||
7 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
8 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
9 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
10 | Elect Hitoshi Kanamori as Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Performance-linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Article 6 | Mgmt | For | For | For | |||
6 | Amendments to Articles 18, 19, 21, 22, 23, 26, 31 and 32 | Mgmt | For | For | For | |||
7 | Amendments to Articles 33 to 43 and New Article 45 | Mgmt | For | For | For | |||
8 | Amendments to Articles 45 to 51 | Mgmt | For | For | For | |||
9 | Amendments to General Meeting Regulation Article 1 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation Article 4 | Mgmt | For | For | For | |||
11 | Amendments to General Meeting Regulation Article 7, 8, 9, 10 and 11 | Mgmt | For | For | For | |||
12 | Amendments to General Meeting Regulation Articles 13, 15, 17, 18 and 19 | Mgmt | For | For | For | |||
13 | Amendments to General Meeting Regulation Article 20 | Mgmt | For | For | For | |||
14 | Amendments to General Meeting Regulation Articles 25, 28, 29, 30, 31, 32, 33 and 34 | Mgmt | For | For | For | |||
15 | Elect Maurizio Carlotti | Mgmt | For | Against | Against | |||
16 | Elect Mauricio Casals Aldama | Mgmt | For | Against | Against | |||
17 | Elect Aurora Cata Sala | Mgmt | For | Against | Against | |||
18 | Elect Jose Creuheras Margenat | Mgmt | For | Against | Against | |||
19 | Elect Marco Drago | Mgmt | For | Against | Against | |||
20 | Elect Maria Entrecanales Franco | Mgmt | For | Against | Against | |||
21 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
22 | Ratify Co-option and Elect Jose Manuel Lara Garcia | Mgmt | For | Against | Against | |||
23 | Ratify Co-option and Elect Media Produccion S.L.U. (Josep Maria Benet Ferran) | Mgmt | For | Against | Against | |||
24 | Elect Patricia Estany | Mgmt | For | Against | Against | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Debt Instruments w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Remuneration Report | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXISBANK | CINS Y0487S137 | 03/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect V.R. Kaundinya | Mgmt | For | For | For | |||
3 | Elect Prasad R. Menon | Mgmt | For | For | For | |||
4 | Elect Samir Kumar Barua | Mgmt | For | For | For | |||
5 | Elect Som Mittal | Mgmt | For | For | For | |||
6 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
7 | Elect Rohit Bhagat | Mgmt | For | For | For | |||
8 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Chris Grigg | Mgmt | For | For | For | |||
8 | Elect Ian G. King | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Carl G. Symon | Mgmt | For | For | For | |||
13 | Elect Ian Tyler | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco de Sabadell SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS E15819191 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
6 | Elect Jose Oliu Creus | Mgmt | For | For | For | |||
7 | Elect Joaquin Folch-Rusinol Corachan | Mgmt | For | For | For | |||
8 | Elect Jose Javier Echenique Landiribar | Mgmt | For | For | For | |||
9 | Elect Jose Ramon Martinez Sufrategui | Mgmt | For | For | For | |||
10 | Ratify Co-option and Elect Aurora Cata Sala | Mgmt | For | For | For | |||
11 | Ratify Co-option and Elect Jose Manuel Lara Garcia | Mgmt | For | For | For | |||
12 | Elect David Vegara Figueras | Mgmt | For | For | For | |||
13 | Amendments to Articles 41, 42, 43, 46, 47 and 63 | Mgmt | For | For | For | |||
14 | Amendments to Articles 51, 54, 55, 56, 57, 58, 59, 60, 59bis, 59ter, 63 and 64 | Mgmt | For | For | For | |||
15 | Approval of Consolidated text of Articles | Mgmt | For | For | For | |||
16 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
17 | Presentation of Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||
18 | Increase Number of Identified Staff Members | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||
21 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares and Cancel Treasury Shares | Mgmt | For | For | For | |||
23 | Appointment of Auditor | Mgmt | For | For | For | |||
24 | Remuneration Report | Mgmt | For | Against | Against | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Brad Martin | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
18 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 01/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Implementation of ESOP Scheme 2008 through the ESOP Trust | Mgmt | For | For | For | |||
3 | Adoption of the Employee Stock Option Scheme 2014 | Mgmt | For | Against | Against | |||
4 | Extension of the Employee Stock Option Scheme 2014 to Employees of the Holding and Subsidiary Companies | Mgmt | For | Against | Against | |||
5 | Authorization to ESOP Trust to make Secondary Acqusition | Mgmt | For | Against | Against | |||
6 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Remuneration Policy (Binding--UK) | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory--UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory--AUS) | Mgmt | For | For | For | |||
10 | Approve Termination Benefits | Mgmt | For | For | For | |||
11 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
12 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
13 | Elect Malcolm Broomhead | Mgmt | For | For | For | |||
14 | Elect Sir John Buchanan | Mgmt | For | For | For | |||
15 | Elect Carlos Cordeiro | Mgmt | For | For | For | |||
16 | Elect Pat Davies | Mgmt | For | For | For | |||
17 | Elect Carolyn Hewson | Mgmt | For | For | For | |||
18 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||
19 | Elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
20 | Elect Wayne Murdy | Mgmt | For | For | For | |||
21 | Elect Keith C. Rumble | Mgmt | For | For | For | |||
22 | Elect John Schubert | Mgmt | For | For | For | |||
23 | Elect Shriti Vadera | Mgmt | For | For | For | |||
24 | Elect Jacques Nasser | Mgmt | For | For | For | |||
25 | Elect Dissident Ian Dunlop | ShrHldr | Against | Against | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
6 | Elect Gavin Patterson | Mgmt | For | For | For | |||
7 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
10 | Elect Karen Richardson | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
13 | Elect Iain C. Conn | Mgmt | For | For | For | |||
14 | Elect Warren A. East | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | Against | Against | |||
3 | Re-elect Brenda Shanahan | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Ratify placement of securities (Placement) | Mgmt | For | For | For | |||
6 | Approve placement of securities (Notes) | Mgmt | For | For | For | |||
China Mobile Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect XUE Taohai | Mgmt | For | For | For | |||
6 | Elect Frank WONG Kwong Shing | Mgmt | For | For | For | |||
7 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Resources Power Holdings Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0836 | CINS Y1503A100 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect DU Wen Min | Mgmt | For | Against | Against | |||
6 | Elect WEI Bin | Mgmt | For | Against | Against | |||
7 | Elect CHEN Ying | Mgmt | For | Against | Against | |||
8 | Elect Andrew MA Chiu Cheung | Mgmt | For | Against | Against | |||
9 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
10 | Elect WANG Yan | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
11 | Bonus Issue | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Share Savings Program | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662182 | 09/17/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
7 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
8 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
9 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Johann Rupert as Chairman | Mgmt | For | TNA | N/A | |||
25 | Elect Lord Renwick of Clifton as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Lord Duoro as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Elect Yves-Andre Istel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Elect Richard Cousins | Mgmt | For | For | For | |||
8 | Elect Gary Green | Mgmt | For | For | For | |||
9 | Elect Andrew Martin | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Susan E. Murray | Mgmt | For | For | For | |||
12 | Elect Don Robert | Mgmt | For | For | For | |||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Options Previously Granted by Board Resolution | Mgmt | For | Against | Against | |||
3 | Elect KIM Dong Hyun | Mgmt | For | Against | Against | |||
4 | Elect KIM Byung Ju | Mgmt | For | Against | Against | |||
5 | Elect YOON Jong Ha | Mgmt | For | Against | Against | |||
6 | Elect BOO Jae Hoon | Mgmt | For | Against | Against | |||
7 | Elect PARK Tae Hyun | Mgmt | For | Against | Against | |||
8 | Elect LEE Joong Sik | Mgmt | For | Against | Against | |||
9 | Elect LEE Jun Ho | Mgmt | For | Against | Against | |||
10 | Election of Corporate Auditor | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | Against | Against | |||
12 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 09/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LEE Joong Sik | Mgmt | For | Against | Against | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Elect Kohsei Uematsu as Statutory Auditor | Mgmt | For | Against | Against | |||
5 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
6 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1812S105 | 04/23/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
10 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
11 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
12 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||
15 | Control Committee | Mgmt | For | TNA | N/A | |||
16 | Election Committee | Mgmt | For | TNA | N/A | |||
17 | Governing Bodies Fees | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Regarding Removal of the Supervisory Board and the Control Committee | Mgmt | For | TNA | N/A | |||
19 | Election Committee Guidelines | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 03/01/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Presentation of Directors' and Auditor's Reports | Mgmt | For | TNA | N/A | |||
3 | Presentation of Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Auditors' Acts | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEW Thiam Keng | Mgmt | For | For | For | |||
4 | Elect TAN Woon Hum | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect John Elkann | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
10 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
11 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
12 | Elect Glenn Earle | Mgmt | For | For | For | |||
13 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
14 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
15 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
16 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
17 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Remuneration Policy | Mgmt | For | For | For | |||
20 | Approval of Awards to Executive Directors | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Gaztransport Et Technigaz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CINS F42674113 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of financial statements and auditors' report, Approval of non-Deductible Expenses. | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
8 | Non-Compete Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Severance Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Olivier Jacquier | Mgmt | For | Against | Against | |||
11 | Elect Jacques Blanchard | Mgmt | For | Against | Against | |||
12 | Elect Michele Azalbert | Mgmt | For | Against | Against | |||
13 | Elect Christian Germa | Mgmt | For | Against | Against | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Remuneration of Philippe Berterottiere, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 07/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiary Names | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carlos Hank Gonzalez | Mgmt | For | Against | Against | |||
2 | Elect Graciela Gonzelez Moreno (Alternate) | Mgmt | For | Against | Against | |||
3 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
4 | Interim Dividend | Mgmt | For | For | For | |||
5 | Share Purchase for Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Report on Tax Compliance | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Henkel AG & Co. KGAA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEN | CINS D3207M110 | 04/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Special Resolution for Preferred Shareholders: Increase in Authorized Capital | Mgmt | For | For | For | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Mariana Gheorghe | Mgmt | For | Against | Against | |||
16 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||
17 | Elect Henk W. Breukink | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares in Connection with Mergers, Acquisitions or Capital Reinforcement | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Intact Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFC | CUSIP 45823T106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Brindamour | Mgmt | For | For | For | |||
1.2 | Elect Yves Brouillette | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Crispin | Mgmt | For | For | For | |||
1.4 | Elect Janet De Silva | Mgmt | For | For | For | |||
1.5 | Elect Claude Dussault | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Leary | Mgmt | For | For | For | |||
1.7 | Elect Eileen A. Mercier | Mgmt | For | For | For | |||
1.8 | Elect Timothy H. Penner | Mgmt | For | For | For | |||
1.9 | Elect Louise Roy | Mgmt | For | For | For | |||
1.10 | Elect Frederick Singer | Mgmt | For | For | For | |||
1.11 | Elect Stephen G. Snyder | Mgmt | For | For | For | |||
1.12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Board Size | Mgmt | For | Against | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
9 | Elect Martin Broughton | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Cesareo Alierta Izuel | Mgmt | For | Against | Against | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Denise Kingsmill | Mgmt | For | For | For | |||
15 | Elect James A. Lawrence | Mgmt | For | For | For | |||
16 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
17 | Elect Kieran Poynter | Mgmt | For | For | For | |||
18 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
19 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
22 | Proposal regarding the Rules on Rights to Plane Tickets of Non-Executive Directors Who Cease to Hold Office | Mgmt | For | For | For | |||
23 | Amendments to articles of Title III, Section 1st of the Corporate Bylaws | Mgmt | For | For | For | |||
24 | Amendments to articles of Title III, Section 2nd of the Corporate Bylaws | Mgmt | For | For | For | |||
25 | Amendments to the Shareholders' Meeting Regulations | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
34 | Approval of the Allotment of a Maximum Number of Shares of the Company for Share Awards under the IAG Performance Share Plan (PSP) and the IAG Incentive Award Deferral Plan (IADP) | Mgmt | For | For | For | |||
35 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intrum Justitia AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IJ | CINS W4662R106 | 04/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
23 | Share Redemption Program. | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Satoh | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
9 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
10 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
11 | Elect Kimie Iwata | Mgmt | For | For | For | |||
12 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | |||
4 | Elect Tomotaka Kojima | Mgmt | For | Against | Against | |||
5 | Elect Yoshinori Imai | Mgmt | For | For | For | |||
6 | Elect Hiroshi Ohbayashi | Mgmt | For | For | For | |||
7 | Elect Michio Masaki as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
5 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
6 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
7 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
8 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
9 | Elect Masahiro Inoue | Mgmt | For | For | For | |||
10 | Elect Tsutomu Fukuzaki | Mgmt | For | For | For | |||
11 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
17 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Patrick Casey | Mgmt | For | For | For | |||
4 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
5 | Elect Michael Ahern | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Hugh Brady | Mgmt | For | For | For | |||
8 | Elect James Devane | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
16 | Elect Philip Toomey | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Lixil Group Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5938 | CINS J3893W103 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yohichiroh Ushioda | Mgmt | For | Against | Against | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | Against | Against | |||
4 | Elect Takashi Tsutsui | Mgmt | For | Against | Against | |||
5 | Elect Yoshizumi Kanamori | Mgmt | For | Against | Against | |||
6 | Elect Yoshinobu Kikuchi | Mgmt | For | Against | Against | |||
7 | Elect Keiichiroh Ina | Mgmt | For | Against | Against | |||
8 | Elect Fumio Sudo | Mgmt | For | Against | Against | |||
9 | Elect Hidehiko Satoh | Mgmt | For | Against | Against | |||
10 | Elect Tsutomu Kawaguchi | Mgmt | For | Against | Against | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | Against | Against | |||
12 | Elect Barbara Judge | Mgmt | For | Against | Against | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Alan Dickinson | Mgmt | For | For | For | |||
3 | Elect Simon Henry | Mgmt | For | For | For | |||
4 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
5 | Elect Lord Norman Blackwell | Mgmt | For | For | For | |||
6 | Elect Juan Colombas | Mgmt | For | For | For | |||
7 | Elect George Culmer | Mgmt | For | For | For | |||
8 | Elect Carolyn Fairbairn | Mgmt | For | For | For | |||
9 | Elect Anita Frew | Mgmt | For | For | For | |||
10 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
11 | Elect Dyfrig John | Mgmt | For | For | For | |||
12 | Elect Nicholas Luff | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Sara Weller | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles (Limited Voting Shares) | Mgmt | For | For | For | |||
27 | Amendments to Articles (Deferred Shares) | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Delfin S.a r.l. | Mgmt | For | Against | Against | |||
8 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Mgmt | For | N/A | N/A | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | List Presented by Delfin S.a r.l. | Mgmt | N/A | For | N/A | |||
12 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Mgmt | N/A | Abstain | N/A | |||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01890 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
14 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
15 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
17 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
18 | Elect Hiroshi Kizaki as Statutory Auditor | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Tohru Inoue | Mgmt | For | For | For | |||
5 | Elect Norio Nakajima | Mgmt | For | For | For | |||
6 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
7 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
8 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
9 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
10 | Elect Kiyoshi Iwai as Statutory Auditor | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
12 | Maximum Pay Ratio | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Anne Lalou | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights in Case of Exchange Offer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Reverse Stock Split | Mgmt | For | For | For | |||
24 | Amendments Regarding Director and Censor Term Length | Mgmt | For | For | For | |||
25 | Amendments Regarding Issuance of Debt | Mgmt | For | For | For | |||
26 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
27 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
28 | Elect Francois Perol | Mgmt | For | Against | Against | |||
29 | Elect Daniel Karyotis | Mgmt | For | Against | Against | |||
30 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
31 | Elect Laurence Debroux | Mgmt | For | Against | Against | |||
32 | Elect Michel Grass | Mgmt | For | Against | Against | |||
33 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
34 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
35 | Elect Henri Proglio | Mgmt | For | Against | Against | |||
36 | Elect Philippe Sueur | Mgmt | For | Against | Against | |||
37 | Elect Pierre Valentin | Mgmt | For | Against | Against | |||
38 | Elect Alain Denizot | Mgmt | For | Against | Against | |||
39 | Directors' Fees | Mgmt | For | For | For | |||
40 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Norio Ohtsuka | Mgmt | For | Against | Against | |||
4 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
5 | Elect Masahide Matsubara | Mgmt | For | Against | Against | |||
6 | Elect Naoki Mitsue | Mgmt | For | Against | Against | |||
7 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
8 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
9 | Elect Minoru Arai | Mgmt | For | Against | Against | |||
10 | Elect Tatsuo Ichikawa | Mgmt | For | Against | Against | |||
11 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
12 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
13 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
14 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Approval of the Valuation of Company's Shares for Repurchase | Mgmt | For | For | For | |||
8 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
9 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Elect Patrick Drahi | Mgmt | For | For | For | |||
12 | Elect Dexter Goei | Mgmt | For | For | For | |||
13 | Elect Angelique Benetti | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | Against | Against | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 11/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Elect Patrick Drahi | Mgmt | For | Against | Against | |||
7 | Elect Angelique Benetti | Mgmt | For | Against | Against | |||
8 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | |||
9 | Elect Stephane Roussel | Mgmt | For | Against | Against | |||
10 | Elect Colette Neuville | Mgmt | For | Against | Against | |||
11 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||
14 | Approval of the Transfer of Shares of SFR to the Company | Mgmt | For | For | For | |||
15 | Rights Issue | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Contributions and Share Capital | Mgmt | For | For | For | |||
17 | Authority to Grant Stock Option | Mgmt | For | Against | Against | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Amendment Regarding Company Name | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Maxine Brenner | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Equity Grant (MD Grant A King) | Mgmt | For | For | For | |||
5 | Equity Grant (Executive Director Karen A Moses) | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 03/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Return of Cash (B/C Share Scheme) | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||
6 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
7 | Elect David Jenkinson | Mgmt | For | For | For | |||
8 | Elect Richard Pennycook | Mgmt | For | For | For | |||
9 | Elect Jonathan Davie | Mgmt | For | For | For | |||
10 | Elect Mark Preston | Mgmt | For | For | For | |||
11 | Elect Marion Sears | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Mark Dixon | Mgmt | For | For | For | |||
9 | Elect Dominique Yates | Mgmt | For | For | For | |||
10 | Elect Lance Browne | Mgmt | For | For | For | |||
11 | Elect Elmar Heggen | Mgmt | For | For | For | |||
12 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
15 | Elect Francois Pauly | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
18 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Han Joong | Mgmt | For | Against | Against | |||
3 | Elect LEE Byeong Gi | Mgmt | For | Against | Against | |||
4 | Election of Executive Director: KWON Oh Hyun | Mgmt | For | Against | Against | |||
5 | Election of Audit Committee Member: KIM Han Joong | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-Option of Bonnie Bassler | Mgmt | For | For | For | |||
11 | Elect Bonnie Bassler | Mgmt | For | For | For | |||
12 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chairman and Interim CEO | Mgmt | For | For | For | |||
14 | Remuneration of Christopher Viehbacher, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital Through Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Amendment to Articles Regarding Share Ownership Disclosure | Mgmt | For | Against | Against | |||
27 | Amendment to Articles Regarding Record Date | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | Against | Against | |||
3 | Elect KIM Doo Kyung | Mgmt | For | Against | Against | |||
4 | Elect PARK Young Joon | Mgmt | For | Against | Against | |||
5 | Elect KIM Dae Il | Mgmt | For | Against | Against | |||
6 | Elect LEE Chang Yang | Mgmt | For | Against | Against | |||
7 | Election of Audit Committee Member: KIM Doo Kyung | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: KIM Dae Il | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: LEE Chang Yang | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Liam O'Mahony | Mgmt | For | Against | Against | |||
5 | Elect Gary McGann | Mgmt | For | Against | Against | |||
6 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
7 | Elect Ian Curley | Mgmt | For | Against | Against | |||
8 | Elect Frits Beurskens | Mgmt | For | Against | Against | |||
9 | Elect Christel Bories | Mgmt | For | Against | Against | |||
10 | Elect Thomas Brodin | Mgmt | For | Against | Against | |||
11 | Elect Irial Finan | Mgmt | For | Against | Against | |||
12 | Elect Samuel Mencoff | Mgmt | For | Against | Against | |||
13 | Elect John Moloney | Mgmt | For | Against | Against | |||
14 | Elect Roberto Newell | Mgmt | For | Against | Against | |||
15 | Elect Paul T. Stecko | Mgmt | For | Against | Against | |||
16 | Elect Rosemary Thorne | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
2 | Re-elect Mark Verbiest | Mgmt | For | For | For | |||
3 | Re-elect Murray Horn | Mgmt | For | For | For | |||
4 | Elect Ido Leffler | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Renew Partners' Performance Share Plan | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayuki Oku | Mgmt | For | For | For | |||
5 | Elect Takeshi Kunibe | Mgmt | For | For | For | |||
6 | Elect Yujiroh Itoh | Mgmt | For | For | For | |||
7 | Elect Kohzoh Ogino | Mgmt | For | For | For | |||
8 | Elect Toshiyuki Teramoto | Mgmt | For | For | For | |||
9 | Elect Katsunori Tanizaki | Mgmt | For | For | For | |||
10 | Elect Kuniaki Nomura | Mgmt | For | For | For | |||
11 | Elect Arthur M. Mitchell | Mgmt | For | For | For | |||
12 | Elect Masaharu Kohno | Mgmt | For | For | For | |||
13 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
14 | Elect Tohru Mikami as Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3.1 | Elect Morris CHANG | Mgmt | For | For | For | |||
3.2 | Elect F.C. TSENG | Mgmt | For | For | For | |||
3.3 | Elect Johnsee LEE | Mgmt | For | For | For | |||
3.4 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
3.5 | Elect Stan SHIH | Mgmt | For | For | For | |||
3.6 | Elect Thomas J. Engibous | Mgmt | For | Withhold | Against | |||
3.7 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
3.8 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect John Hughes | Mgmt | For | For | For | |||
6 | Elect Eric Hageman | Mgmt | For | For | For | |||
7 | Elect Claudia Arney | Mgmt | For | For | For | |||
8 | Elect Simon Batey | Mgmt | For | For | For | |||
9 | Elect Maurizio Carli | Mgmt | For | For | For | |||
10 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
11 | Elect John O'Reilly | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Amendments to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Peter R. Hearl | Mgmt | For | For | For | |||
3 | Re-elect John P. Mullen | Mgmt | For | For | For | |||
4 | Re-elect Catherine B. Livingstone | Mgmt | For | For | For | |||
5 | Equity Grant (CEO David Thodey) | Mgmt | For | For | For | |||
6 | REMUNERATION REPORT | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dawn Airey | Mgmt | For | For | For | |||
4 | Elect Annet Aris | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | For | For | |||
6 | Elect Peter Fankhauser | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | For | For | |||
8 | Elect Frank L. Meysman | Mgmt | For | For | For | |||
9 | Elect Carl G. Symon | Mgmt | For | For | For | |||
10 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
11 | Elect Martine Verluyten | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
5 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
6 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
7 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
8 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
9 | Elect Takashi Uchida | Mgmt | For | For | For | |||
10 | Elect Satoru Yasuoka | Mgmt | For | For | For | |||
11 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
12 | Elect Akihiko Ide | Mgmt | For | For | For | |||
13 | Elect Yoshinori Katori | Mgmt | For | For | For | |||
14 | Elect Hideaki Obana as Statutory Auditor | Mgmt | For | Against | Against | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
5 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
9 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
10 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
11 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
12 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
13 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
14 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
15 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
16 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Withdrawal From the Nuclear Power Business | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Prior Government Service | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Hourly Wage of Non-Regular Employees | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Patrick Artus | Mgmt | For | For | For | |||
11 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
12 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
13 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
6 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
7 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
8 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
9 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
10 | Elect Didier Leroy | Mgmt | For | For | For | |||
11 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
12 | Elect Ikuo Uno | Mgmt | For | For | For | |||
13 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
14 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
15 | Elect Masahiro Katoh | Mgmt | For | Against | Against | |||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | Against | Against | |||
17 | Elect Yohko Wake | Mgmt | For | Against | Against | |||
18 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
19 | Elect Ryuji Sakai as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
21 | Amendments to Articles: Limiting Liabilities for Directors and Statutory Auditors | Mgmt | For | For | For | |||
22 | Amendments to Articles: Creation of Class AA Shares | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI1 | CINS D8484K349 | 02/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratify Acts of Friedrich Joussen | Mgmt | For | TNA | N/A | |||
9 | Ratify Acts of Horst Baier | Mgmt | For | TNA | N/A | |||
10 | Ratify Acts of Peter Long | Mgmt | For | TNA | N/A | |||
11 | Ratify Acts of Klaus Mangold | Mgmt | For | TNA | N/A | |||
12 | Ratify Acts of Petra Gerstenkorn | Mgmt | For | TNA | N/A | |||
13 | Ratify Acts of Frank Jakobi | Mgmt | For | TNA | N/A | |||
14 | Ratify Acts of Anass Houir Alami | Mgmt | For | TNA | N/A | |||
15 | Ratify Acts of Andreas Barczewski | Mgmt | For | TNA | N/A | |||
16 | Ratify Acts of Peter Bremme | Mgmt | For | TNA | N/A | |||
17 | Ratify Acts of Arnd Dunse | Mgmt | For | TNA | N/A | |||
18 | Ratify Acts of Edgar Ernst | Mgmt | For | TNA | N/A | |||
19 | Ratify Acts of Angelika Gifford | Mgmt | For | TNA | N/A | |||
20 | Ratify Acts of Ingo Kronsfoth | Mgmt | For | TNA | N/A | |||
21 | Ratify Acts of Vladimir Lukin | Mgmt | For | TNA | N/A | |||
22 | Ratify Acts of Mikhail Noskov | Mgmt | For | TNA | N/A | |||
23 | Ratify Acts of Michael Ponipp | Mgmt | For | TNA | N/A | |||
24 | Ratify Acts of Carmen Riu Guell | Mgmt | For | TNA | N/A | |||
25 | Ratify Acts of Carola Schwirn | Mgmt | For | TNA | N/A | |||
26 | Ratify Acts of Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
27 | Ratify Acts of Anette Strempel | Mgmt | For | TNA | N/A | |||
28 | Ratify Acts of Christian Strenger | Mgmt | For | TNA | N/A | |||
29 | Ratify Acts of Ortwin Strubelt | Mgmt | For | TNA | N/A | |||
30 | Ratify Acts of Vladimir Yakushev | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Elect Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
33 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
34 | Approval of Profit-and-Loss Transfer Agreement with Leibniz-Service GmbH | Mgmt | For | TNA | N/A | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
UBI Banca - Unione di Banche Italiane S.c.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBI | CINS T1681V104 | 04/24/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Election of Arbitration Committee | Mgmt | For | TNA | N/A | |||
5 | Accounts and Reports; Allocation of Losses | Mgmt | For | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
8 | Variable Pay Plan | Mgmt | For | TNA | N/A | |||
9 | Severance-related Provisions | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Paul Polman | Mgmt | For | Against | Against | |||
6 | Elect Jean-Marc Huet | Mgmt | For | Against | Against | |||
7 | Elect Laura M. Cha | Mgmt | For | Against | Against | |||
8 | Elect Louise O. Fresco | Mgmt | For | Against | Against | |||
9 | Elect Ann M. Fudge | Mgmt | For | Against | Against | |||
10 | Elect Mary MA Xuezheng | Mgmt | For | Against | Against | |||
11 | Elect Hixonia Nyasulu | Mgmt | For | Against | Against | |||
12 | Elect John Rishton | Mgmt | For | Against | Against | |||
13 | Elect Feike Sijbesma | Mgmt | For | Against | Against | |||
14 | Elect Michael Treschow | Mgmt | For | Against | Against | |||
15 | Elect Nils Smedegaard Andersen | Mgmt | For | Against | Against | |||
16 | Elect Vittorio Colao | Mgmt | For | Against | Against | |||
17 | Elect Judith Hartmann | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS Y9T10P105 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Fees to WEE Cho Yaw | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect HSIEH Fu Hua | Mgmt | For | For | For | |||
7 | Elect WEE Ee Cheong | Mgmt | For | For | For | |||
8 | Elect LIM Hwee Hua | Mgmt | For | For | For | |||
9 | Elect WEE Cho Yaw | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to issue shares under the UOB Scrip Dividend Scheme | Mgmt | For | For | For | |||
15 | Authority to renew Share Purchase Mandate | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Incentive Plan for Antoine Frerot, CEO | Mgmt | For | Against | Against | |||
10 | Elect Maryse Aulagnon | Mgmt | For | Against | Against | |||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
12 | Elect Louis Schweitzer | Mgmt | For | Against | Against | |||
13 | Elect Homaira Akbari | Mgmt | For | Against | Against | |||
14 | Elect Clara Gaymard | Mgmt | For | Against | Against | |||
15 | Ratification of the Co-Option of Georges Ralli | Mgmt | For | Against | Against | |||
16 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
20 | Amendment Regarding Double Voting Rights (Resolution A) | Mgmt | Against | For | Against | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Sir David Clementi | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
5 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
6 | Elect Marilyn H Spearing | Mgmt | For | For | For | |||
7 | Elect Olivia C. Dickson | Mgmt | For | For | For | |||
8 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
9 | Elect Patrick McCall | Mgmt | For | For | For | |||
10 | Elect James B. Lockhart III | Mgmt | For | For | For | |||
11 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
12 | Elect Lee Rochford | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Voestalpine AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOE | CINS A9101Y103 | 07/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Franz Gasselsberger | Mgmt | For | For | For | |||
9 | Elect Hans-Peter Hagen | Mgmt | For | For | For | |||
10 | Elect Michael Kutschera | Mgmt | For | For | For | |||
11 | Elect Joachim Lemppenau | Mgmt | For | For | For | |||
12 | Elect Helga Nowotny | Mgmt | For | For | For | |||
13 | Elect Josef Peischer | Mgmt | For | For | For | |||
14 | Elect Heinrich Schaller | Mgmt | For | For | For | |||
15 | Elect Michael Schwarzkopf | Mgmt | For | For | For | |||
16 | Increase in Authorized Capital 2014/I | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital 2014/II | Mgmt | For | For | For | |||
18 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
19 | Increase in Conditional Capital | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Roger Agnelli | Mgmt | For | For | For | |||
7 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Paul Richardson | Mgmt | For | For | For | |||
10 | Elect Hugo Shong | Mgmt | For | For | For | |||
11 | Elect Timothy Shriver | Mgmt | For | For | For | |||
12 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
13 | Elect Sally Susman | Mgmt | For | For | For | |||
14 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
15 | Elect John Hood | Mgmt | For | For | For | |||
16 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
17 | Elect Nicole Seligman | Mgmt | For | For | For | |||
18 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Approve 2015 Share Option Plan | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Zalando | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAL | CINS D98423102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Cristina Stenbeck | Mgmt | For | For | For | |||
9 | Elect Lorenzo Grabau | Mgmt | For | Against | Against | |||
10 | Elect Lothar Lanz | Mgmt | For | Against | Against | |||
11 | Elect Anders Holch Povlsen | Mgmt | For | Against | Against | |||
12 | Elect Kai-Uwe Ricke | Mgmt | For | Against | Against | |||
13 | Elect Alexander Samwer | Mgmt | For | Against | Against | |||
14 | Elect Beate Siert | Mgmt | For | For | For | |||
15 | Elect Dylan Ross | Mgmt | For | For | For | |||
16 | Elect Konrad Schafers | Mgmt | For | For | For | |||
17 | Elect Yvonne Jamal as a Substitute Member | Mgmt | For | For | For | |||
18 | Elect Christine de Wendel as a Substitute Member | Mgmt | For | For | For | |||
19 | Elect Clemens Kress as a Substitute Member | Mgmt | For | For | For | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
23 | Increase in Authorized Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Conditional Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Transitional Provisions and General Meetings | Mgmt | For | For | For | |||
27 | Approval of Intra-Company Control Agreement with Zalando Fashion Entrepreneurs GmbH | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Growth Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Geraint Jones | Mgmt | For | For | For | |||
6 | Elect Penny James | Mgmt | For | For | For | |||
7 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
8 | Elect Henry Engelhardt | Mgmt | For | For | For | |||
9 | Elect David Stevens | Mgmt | For | For | For | |||
10 | Elect Margaret Johnson | Mgmt | For | For | For | |||
11 | Elect Lucy Kellaway | Mgmt | For | For | For | |||
12 | Elect Manfred Aldag | Mgmt | For | For | For | |||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
14 | Elect Annette Court | Mgmt | For | For | For | |||
15 | Elect Jean Park | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Approve Discretionary Free Share Scheme | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Individual Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Amancio Lopez Seijas | Mgmt | For | Against | Against | |||
8 | Elect Jaime Terceiro Lomba | Mgmt | For | Against | Against | |||
9 | Elect Jose Luis Bonet Ferrer | Mgmt | For | Against | Against | |||
10 | Elect Pilar Fabregat Romera | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Amendments to Article 31 | Mgmt | For | For | For | |||
13 | Amendments to Article 34 | Mgmt | For | For | For | |||
14 | Amendments to Article 43 | Mgmt | For | For | For | |||
15 | Amendments to Article 44 | Mgmt | For | For | For | |||
16 | Amendments to Article 47 | Mgmt | For | For | For | |||
17 | Amendments to Article 12 of the General Meeting Regulations | Mgmt | For | For | For | |||
18 | Amendments to Article 25 of the General Meeting Regulations | Mgmt | For | For | For | |||
19 | Amendments to Article 41 of the General Meeting Regulations | Mgmt | For | For | For | |||
20 | Amendments to Articles 43 and 44 of the General Meeting Regulations | Mgmt | For | For | For | |||
21 | Amendments to Article 45 of the General Meeting Regulations | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding CNMC Agreement | ShrHldr | N/A | Against | N/A | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | |||
6 | Elect CHOW Chung Kong | Mgmt | For | For | For | |||
7 | Elect John B Harrison | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Dick Sluimers | Mgmt | For | Against | Against | |||
10 | Elect Peggy Bruzelius | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Sylvia Summers | Mgmt | For | For | For | |||
9 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
10 | Elect Louis R. Hughes | Mgmt | For | For | For | |||
11 | Elect Olivier Piou | Mgmt | For | For | For | |||
12 | Elect Laurent du Mouza as Censor | Mgmt | For | For | For | |||
13 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Camus, Chairman | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
26 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Alstom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALO | cins F0259M475 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Losses | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Philippe Marien (Societe Bouygues) | Mgmt | For | For | For | |||
9 | Elect Olivier Bouygues | Mgmt | For | Against | Against | |||
10 | Elect Katrina Landis | Mgmt | For | For | For | |||
11 | Elect Lalita Gupte | Mgmt | For | For | For | |||
12 | Elect Bi Yong Chungunco | Mgmt | For | For | For | |||
13 | Remuneration of Patrick Kron, chairman and CEO | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Amendments to Articles Regarding Voting Rights | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding General Meetings of Bondholders | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/29/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
10 | Elect M. Michele Burns | Mgmt | For | TNA | N/A | |||
11 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | |||
12 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||
13 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |||
14 | Elect Stefan Descheemaeker | Mgmt | For | TNA | N/A | |||
15 | Remuneration Report | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
18 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase and Transfer Shares | Mgmt | For | TNA | N/A | |||
24 | Long-Term Incentive Plan 2015 | Mgmt | For | TNA | N/A | |||
25 | Stock Split | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
10 | Elect Javier Ferran | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect Peter A. Smith | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Yutaka Kase | Mgmt | For | For | For | |||
7 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
8 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
9 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
10 | Elect Hitoshi Kanamori as Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Performance-linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Article 6 | Mgmt | For | For | For | |||
6 | Amendments to Articles 18, 19, 21, 22, 23, 26, 31 and 32 | Mgmt | For | For | For | |||
7 | Amendments to Articles 33 to 43 and New Article 45 | Mgmt | For | For | For | |||
8 | Amendments to Articles 45 to 51 | Mgmt | For | For | For | |||
9 | Amendments to General Meeting Regulation Article 1 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation Article 4 | Mgmt | For | For | For | |||
11 | Amendments to General Meeting Regulation Article 7, 8, 9, 10 and 11 | Mgmt | For | For | For | |||
12 | Amendments to General Meeting Regulation Articles 13, 15, 17, 18 and 19 | Mgmt | For | For | For | |||
13 | Amendments to General Meeting Regulation Article 20 | Mgmt | For | For | For | |||
14 | Amendments to General Meeting Regulation Articles 25, 28, 29, 30, 31, 32, 33 and 34 | Mgmt | For | For | For | |||
15 | Elect Maurizio Carlotti | Mgmt | For | Against | Against | |||
16 | Elect Mauricio Casals Aldama | Mgmt | For | Against | Against | |||
17 | Elect Aurora Cata Sala | Mgmt | For | Against | Against | |||
18 | Elect Jose Creuheras Margenat | Mgmt | For | Against | Against | |||
19 | Elect Marco Drago | Mgmt | For | Against | Against | |||
20 | Elect Maria Entrecanales Franco | Mgmt | For | Against | Against | |||
21 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
22 | Ratify Co-option and Elect Jose Manuel Lara Garcia | Mgmt | For | Against | Against | |||
23 | Ratify Co-option and Elect Media Produccion S.L.U. (Josep Maria Benet Ferran) | Mgmt | For | Against | Against | |||
24 | Elect Patricia Estany | Mgmt | For | Against | Against | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Debt Instruments w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Remuneration Report | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Share Subscriptions Agreement | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Framework Agreements | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Financial Services Framework Agreement | Mgmt | For | Against | Against | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendment to Restricted Share Incentive Scheme | Mgmt | For | For | For | |||
4 | Charitable Donations | Mgmt | For | For | For | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report and Equity Plans | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase and Dispose of Treasury Shares | Mgmt | For | TNA | N/A | |||
6 | Appointment of Arbitration Committee | Mgmt | For | TNA | N/A | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Brad Martin | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
18 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Barry Callebaut | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARN | CINS H05072105 | 12/10/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Approval of Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Allocation of Retained Earnings | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Amendment of Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||
10 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | |||
11 | Elect Andreas Schmid | Mgmt | For | TNA | N/A | |||
12 | Elect Fernando Aguirre | Mgmt | For | TNA | N/A | |||
13 | Elect Jakob Bar | Mgmt | For | TNA | N/A | |||
14 | Elect James L. Donald | Mgmt | For | TNA | N/A | |||
15 | Elect Nicolas Jacobs | Mgmt | For | TNA | N/A | |||
16 | Elect Timothy E. Minges | Mgmt | For | TNA | N/A | |||
17 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
18 | Elect Wai Ling Liu | Mgmt | For | TNA | N/A | |||
19 | Elect Andreas Jacobs as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect James L. Donald as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Fernando Aguirre as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Nicolas Jacobs as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Wai Ling Liu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 05/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Otmar Wiestler to the Supervisory Board | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles Regarding Company's Object | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Beijing Jingneng Clean Energy Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
579 | CINS Y0R7A0107 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect HAN Xiaoping as Director | Mgmt | For | For | For | |||
4 | Elect LI Xun as Supervisor | Mgmt | For | Against | Against | |||
5 | Amendments to Articles: Change in Shareholding Structure | Mgmt | For | For | For | |||
6 | Amendments to Articles: Capital Increase | Mgmt | For | For | For | |||
Beni Stabili S.p.A. SIIQ | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNS | CINS T19807139 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Helge Lund | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Andrew Gould | Mgmt | For | For | For | |||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||
10 | Elect John Hood | Mgmt | For | For | For | |||
11 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
12 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
13 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
11 | Approve Termination Benefits | Mgmt | For | For | For | |||
12 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
13 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
14 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
15 | Re-elect Sir John Buchanan | Mgmt | For | For | For | |||
16 | Re-elect Carlos Cordeiro | Mgmt | For | For | For | |||
17 | Re-elect Pat Davies | Mgmt | For | For | For | |||
18 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
19 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
20 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
21 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
22 | Re-elect Keith C. Rumble | Mgmt | For | For | For | |||
23 | Re-elect John Schubert | Mgmt | For | For | For | |||
24 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
25 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
26 | Elect Dissident Ian Dunlop | ShrHldr | Against | Against | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect L. Denis Desautels | Mgmt | For | For | For | |||
1.8 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.9 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory vote on Executive Compensation | Mgmt | For | For | For | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Ian P. McHoul | Mgmt | For | For | For | |||
6 | Elect Silvia Lagnado | Mgmt | For | For | For | |||
7 | Elect Joanne Averiss | Mgmt | For | For | For | |||
8 | Elect Gerald Corbett | Mgmt | For | For | For | |||
9 | Elect John Gibney | Mgmt | For | For | For | |||
10 | Elect Ben Gordon | Mgmt | For | For | For | |||
11 | Elect Bob Ivell | Mgmt | For | For | For | |||
12 | Elect Simon Litherland | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | Against | Against | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Performance Share Plan | Mgmt | For | For | For | |||
18 | Executive Share Option Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | Against | Against | |||
3 | Re-elect Brenda Shanahan | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Ratify placement of securities (Placement) | Mgmt | For | For | For | |||
6 | Approve placement of securities (Notes) | Mgmt | For | For | For | |||
China Biologic Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPO | CUSIP 16938C106 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yungang Lu | Mgmt | For | Withhold | Against | |||
1.2 | Elect Zhijun Tong | Mgmt | For | Withhold | Against | |||
1.3 | Elect Albert (Wai Keung) Yeung | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
China Resources Power Holdings Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0836 | CINS Y1503A100 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect DU Wen Min | Mgmt | For | Against | Against | |||
6 | Elect WEI Bin | Mgmt | For | Against | Against | |||
7 | Elect CHEN Ying | Mgmt | For | Against | Against | |||
8 | Elect Andrew MA Chiu Cheung | Mgmt | For | Against | Against | |||
9 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
10 | Elect WANG Yan | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CHEN Guo Ru | Mgmt | For | For | For | |||
6 | Elect LIU Dong | Mgmt | For | For | For | |||
7 | Elect HUANG Shao Yun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 11/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Equity Grant to DUAN Chuan Liang | Mgmt | For | Against | Against | |||
China Windpower Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
182 | CINS G2115L112 | 02/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Change in Company Name | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
11 | Bonus Issue | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Share Savings Program | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
10 | Elect Jacques Pestre | Mgmt | For | For | For | |||
11 | Elect Olivia Qiu | Mgmt | For | For | For | |||
12 | Elect Denis Ranque | Mgmt | For | For | For | |||
13 | Remuneration of Pierre-Andre de Chalendar, CEO and Chairman | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Authority to Allocate Performance Shares | Mgmt | For | For | For | |||
22 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
23 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662182 | 09/17/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
7 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
8 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
9 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Johann Rupert as Chairman | Mgmt | For | TNA | N/A | |||
25 | Elect Lord Renwick of Clifton as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Lord Duoro as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Elect Yves-Andre Istel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Elect Richard Cousins | Mgmt | For | For | For | |||
8 | Elect Gary Green | Mgmt | For | For | For | |||
9 | Elect Andrew Martin | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Susan E. Murray | Mgmt | For | For | For | |||
12 | Elect Don Robert | Mgmt | For | For | For | |||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 09/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LEE Joong Sik | Mgmt | For | Against | Against | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Croda International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRDA | CINS G25536106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alan Ferguson | Mgmt | For | For | For | |||
5 | Elect Martin Flower | Mgmt | For | For | For | |||
6 | Elect Steve E. Foots | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Helena Ganczakowski | Mgmt | For | For | For | |||
9 | Elect Keith Layden | Mgmt | For | For | For | |||
10 | Elect Jez Maiden | Mgmt | For | For | For | |||
11 | Elect Nigel Turner | Mgmt | For | For | For | |||
12 | Elect Stephen Williams | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 09/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Article Amendments | Mgmt | For | For | For | |||
Daifuku Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6383 | CINS J08988107 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masaki Hohjoh | Mgmt | For | For | For | |||
3 | Elect Akio Tanaka | Mgmt | For | For | For | |||
4 | Elect Mikio Inohara | Mgmt | For | For | For | |||
5 | Elect Shuichi Honda | Mgmt | For | For | For | |||
6 | Elect Hidenori Iwamoto | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Nakashima | Mgmt | For | For | For | |||
8 | Elect Seiji Satoh | Mgmt | For | For | For | |||
9 | Elect Hiroshi Geshiro | Mgmt | For | For | For | |||
10 | Elect Noboru Kashiwagi | Mgmt | For | For | For | |||
11 | Elect Yoshiaki Ozawa | Mgmt | For | For | For | |||
12 | Elect Isao Kitamoto as Statutory Auditor | Mgmt | For | For | For | |||
13 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 01/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Pat A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
DAMAC Properties Dubai Co. P.S.C | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAMAC | CINS M0858Z101 | 03/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | TNA | N/A | |||
3 | Auditor's Report | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Bonus Share Issuance | Mgmt | For | TNA | N/A | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Auditors' Acts | Mgmt | For | TNA | N/A | |||
DAMAC Properties Dubai Co. P.S.C | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAMAC | CINS M0858Z101 | 03/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 03/01/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Presentation of Directors' and Auditor's Reports | Mgmt | For | TNA | N/A | |||
3 | Presentation of Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Auditors' Acts | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Emlak Konut Gayrimenkul Yatirim Ortakligi A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EKGYO | CINS M4030U105 | 04/06/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening of Meeting; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
5 | Meeting Minutes | Mgmt | For | TNA | N/A | |||
6 | Presentation of Directors' and Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Election of Directors; Ratification of Cooption | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Charitable Donations | Mgmt | For | TNA | N/A | |||
14 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
15 | Presentation of Report on Competing Activites or Related Party Transactions | Mgmt | For | TNA | N/A | |||
16 | Compensation Policy | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
19 | Wishes and Closing | Mgmt | For | TNA | N/A | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Francoise Mercadal-Delassales | Mgmt | For | Against | Against | |||
9 | Remuneration of Patrick Sayer, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, vice-CEOs | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
13 | Amendments Regarding Employee Representatives | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Experian Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPN | CINS G32655105 | 07/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory-- Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect Jan Babiak | Mgmt | For | For | For | |||
5 | Elect Fabiola Arredondo | Mgmt | For | For | For | |||
6 | Elect Brian Cassin | Mgmt | For | For | For | |||
7 | Elect Roger Davis | Mgmt | For | For | For | |||
8 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
10 | Elect Don Robert | Mgmt | For | For | For | |||
11 | Elect George Rose | Mgmt | For | For | For | |||
12 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
13 | Elect Paul A. Walker | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEW Thiam Keng | Mgmt | For | For | For | |||
4 | Elect TAN Woon Hum | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Foxtons Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOXT | CINS G3654P100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Special Dividend | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Nic Budden | Mgmt | For | For | For | |||
6 | Elect Andrew J. Adcock | Mgmt | For | For | For | |||
7 | Elect Ian E. Barlow | Mgmt | For | For | For | |||
8 | Elect Michael Brown | Mgmt | For | For | For | |||
9 | Elect Annette Court | Mgmt | For | For | For | |||
10 | Elect Gerard Nieslony | Mgmt | For | For | For | |||
11 | Elect Garry Watts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Senior Management Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Ratification of Dividends | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Gerry Weber International AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWI | CINS D95473225 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Elect Ernst F. Schroder | Mgmt | For | Against | Against | |||
11 | Elect Gerhard Weber | Mgmt | For | For | For | |||
12 | Elect Alfred Thomas Bayard | Mgmt | For | Against | Against | |||
13 | Elect Ute Gerbaulet | Mgmt | For | Against | Against | |||
14 | Elect Udo Hardieck | Mgmt | For | Against | Against | |||
15 | Elect Charlotte Weber-Dresselhaus | Mgmt | For | For | For | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 07/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Blanche E. Saldanha | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Elect Sridhar Gorthi | Mgmt | For | Against | Against | |||
7 | Elect Julio F. Ribeiro | Mgmt | For | For | For | |||
8 | Elect Natvarlal B. Desai | Mgmt | For | For | For | |||
9 | Elect Devendra R. Mehta | Mgmt | For | For | For | |||
10 | Elect Hocine Sidi Said | Mgmt | For | Against | Against | |||
11 | Elect Bernard Munos | Mgmt | For | For | For | |||
12 | Elect Brian W. Tempest | Mgmt | For | For | For | |||
13 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
14 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 11/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Reorganization | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 12/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
3 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
Global Mediacom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Global Mediacom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares Under the Employee and Management Stock Option Program | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
Greek Organisation Of Football Prognostics S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPAP | CINS X3232T104 | 04/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||
5 | 2014 Directors' Fees | Mgmt | For | For | For | |||
6 | 2015 Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Board Transactions | Mgmt | For | For | For | |||
9 | Related Party Transactions (2014) | Mgmt | For | For | For | |||
10 | Related Party Transactions (Neurosoft S.A.) | Mgmt | For | For | For | |||
11 | Related Party Transactions (Emerging Markets Capital) | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Ratification of Board, CEO and Audit and Corporate Governance Practices Committee | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Allocation of Dividends | Mgmt | For | For | For | |||
5 | Elect Carlos Hank Gonzalez | Mgmt | For | Against | Against | |||
6 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | |||
7 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | |||
8 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | |||
9 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | |||
10 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | |||
11 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | |||
12 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | |||
13 | Elect Armando Garza Sada | Mgmt | For | Against | Against | |||
14 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | |||
15 | Elect Adrian Sada Cueva | Mgmt | For | Against | Against | |||
16 | Elect Miguel Aleman Magnania | Mgmt | For | Against | Against | |||
17 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | |||
18 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | Against | Against | |||
19 | Elect Alfonso de Angoitia Noriega | Mgmt | For | Against | Against | |||
20 | Elect Graciela Gonzalez Moreno (Alternate) | Mgmt | For | Against | Against | |||
21 | Elect Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | Against | Against | |||
22 | Elect Jose Maria Garza Trevino (Alternate) | Mgmt | For | Against | Against | |||
23 | Elect Robert William Chandler Edwards (Alternate) | Mgmt | For | Against | Against | |||
24 | Elect Alberto Halabe Hamui (Alternate) | Mgmt | For | Against | Against | |||
25 | Elect Roberto Kelleher Vales (Alternate) | Mgmt | For | Against | Against | |||
26 | Elect Manuel Aznar Nicolin (Alternate) | Mgmt | For | Against | Against | |||
27 | Elect Guillermo Mascarenas Milmo (Alternate) | Mgmt | For | Against | Against | |||
28 | Elect Ramon A. Leal Chapa (Alternate) | Mgmt | For | Against | Against | |||
29 | Elect Isaac Becker Kabacnick (Alternate) | Mgmt | For | Against | Against | |||
30 | Elect Eduardo Livas Cantu (Alternate) | Mgmt | For | Against | Against | |||
31 | Elect Lorenzo Lazo Margain (Alternate) | Mgmt | For | Against | Against | |||
32 | Elect Javier Braun Burillo (Alternate) | Mgmt | For | Against | Against | |||
33 | Elect Rafael Contreras Grosskelwing (Alternate) | Mgmt | For | Against | Against | |||
34 | Elect Guadalupe Philips Margain (Alternate) | Mgmt | For | Against | Against | |||
35 | Election of Board Secretary | Mgmt | For | For | For | |||
36 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
37 | Directors' Fees | Mgmt | For | For | For | |||
38 | Election of Audit and Corporate Governance Committee Chairman | Mgmt | For | For | For | |||
39 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
40 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 07/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiary Names | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carlos Hank Gonzalez | Mgmt | For | Against | Against | |||
2 | Elect Graciela Gonzelez Moreno (Alternate) | Mgmt | For | Against | Against | |||
3 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
4 | Interim Dividend | Mgmt | For | For | For | |||
5 | Share Purchase for Equity Compensation Plan | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Report on Tax Compliance | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Henkel AG & Co. KGAA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEN | CINS D3207M110 | 04/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Special Resolution for Preferred Shareholders: Increase in Authorized Capital | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Directors' Remuneration Report | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights to the Investment Manager | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 11/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Firm Placing and Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Firm Placing and Placing and Open Offer) | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | Against | Against | |||
7 | Severance Agreement of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
8 | Elect Maxime Lombardini | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
12 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEOs | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | Against | Against | |||
19 | Authority to Set the Offering Price of Shares | Mgmt | For | Against | Against | |||
20 | Greenshoe | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind to Employees and Executives of Free Mobile | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares in Case of Exchange Offer | Mgmt | For | Against | Against | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | Against | Against | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Amendments Regarding Employee Shareholders | Mgmt | For | For | For | |||
29 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Mariana Gheorghe | Mgmt | For | Against | Against | |||
16 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||
17 | Elect Henk W. Breukink | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares in Connection with Mergers, Acquisitions or Capital Reinforcement | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Board Size | Mgmt | For | Against | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
9 | Elect Martin Broughton | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Cesareo Alierta Izuel | Mgmt | For | Against | Against | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Denise Kingsmill | Mgmt | For | For | For | |||
15 | Elect James A. Lawrence | Mgmt | For | For | For | |||
16 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
17 | Elect Kieran Poynter | Mgmt | For | For | For | |||
18 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
19 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
22 | Proposal regarding the Rules on Rights to Plane Tickets of Non-Executive Directors Who Cease to Hold Office | Mgmt | For | For | For | |||
23 | Amendments to articles of Title III, Section 1st of the Corporate Bylaws | Mgmt | For | For | For | |||
24 | Amendments to articles of Title III, Section 2nd of the Corporate Bylaws | Mgmt | For | For | For | |||
25 | Amendments to the Shareholders' Meeting Regulations | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
34 | Approval of the Allotment of a Maximum Number of Shares of the Company for Share Awards under the IAG Performance Share Plan (PSP) and the IAG Incentive Award Deferral Plan (IADP) | Mgmt | For | For | For | |||
35 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Japan Display Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6740 | CINS J26295105 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||
3 | Elect Mitsuru Honma | Mgmt | For | For | For | |||
4 | Elect Shuji Aruga | Mgmt | For | For | For | |||
5 | Elect Kohichiroh Taniyama | Mgmt | For | For | For | |||
6 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
7 | Elect Hiroshi Kanno | Mgmt | For | For | For | |||
8 | Elect Hajime Sawabe | Mgmt | For | For | For | |||
9 | Equity Compensation Plan | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | |||
4 | Elect Tomotaka Kojima | Mgmt | For | Against | Against | |||
5 | Elect Yoshinori Imai | Mgmt | For | For | For | |||
6 | Elect Hiroshi Ohbayashi | Mgmt | For | For | For | |||
7 | Elect Michio Masaki as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
Jiangnan Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1366 | CINS G51383100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect RUI Fubin | Mgmt | For | For | For | |||
6 | Elect XIA Yafang | Mgmt | For | For | For | |||
7 | Elect JIANG Yongwei | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Kaba Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KABN | CINS H0536M155 | 05/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
3 | Amendment to Articles (Opting Out Clause) | Mgmt | For | TNA | N/A | |||
4 | Change of Company Name | Mgmt | For | TNA | N/A | |||
5 | Amendment to Articles (Share Transfer) | Mgmt | For | TNA | N/A | |||
6 | Amendment to Articles (Voting Rights) | Mgmt | For | TNA | N/A | |||
7 | Amendment to Articles (Board of Directors) | Mgmt | For | TNA | N/A | |||
8 | Amendment to Articles (Quorum) | Mgmt | For | TNA | N/A | |||
9 | Elect Christine Mankel | Mgmt | For | TNA | N/A | |||
10 | Elect Stephanie Brecht-Bergen | Mgmt | For | TNA | N/A | |||
11 | Elect Hans Gummert | Mgmt | For | TNA | N/A | |||
12 | Elect Hans Gummert as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
13 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
1.2 | Elect Kent Mouton | Mgmt | For | For | For | |||
1.3 | Elect Norman Creighton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Patrick Casey | Mgmt | For | For | For | |||
4 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
5 | Elect Michael Ahern | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Hugh Brady | Mgmt | For | For | For | |||
8 | Elect James Devane | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
16 | Elect Philip Toomey | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Creation of Tracking Stock (Management Policies) | Mgmt | For | For | For | |||
3 | Allow Board to Set Future Stock Consolidations or Sub-Divisions at Any Ratio | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase of Shares from Directors | Mgmt | For | For | For | |||
7 | Approval of the Virgin Media Sharesave Proposal | Mgmt | For | For | For | |||
8 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
9 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Delfin S.a r.l. | Mgmt | For | Against | Against | |||
8 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Mgmt | For | N/A | N/A | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | List Presented by Delfin S.a r.l. | Mgmt | N/A | For | N/A | |||
12 | List Presented by Group of Shareholders Representing 0.72% of Share Capital | Mgmt | N/A | Abstain | N/A | |||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Board Term | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List Presented by Fininvest S.p.A. | Mgmt | For | Against | Against | |||
10 | List Presented by Group of Shareholders representing 1.4% of the Share Capital | Mgmt | For | N/A | N/A | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Delisting from Hong Kong Stock Exchange | Mgmt | For | For | For | |||
2 | Amendment to Articles in Connection with Delisting | Mgmt | For | Against | Against | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lawrence Yau Lung Ho | Mgmt | For | Against | Against | |||
3 | Elect James D. Packer | Mgmt | For | Against | Against | |||
4 | Elect John P. B. Wang | Mgmt | For | Against | Against | |||
5 | Elect Robert John Rankin | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | General and Unconditional Mandate to Issue New Shares | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares (Before the De-Listing) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares (After the De-Listing) | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Share Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the MCP Share Incentive Plan | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01890 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 05/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-Off of Businesses | Mgmt | For | For | For | |||
2 | Authority to Issue Bonds | Mgmt | For | For | For | |||
3 | Option Agreement | Mgmt | For | For | For | |||
4 | Authority to Give Guarantees | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | Against | Against | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 05/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
14 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
15 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
17 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
18 | Elect Hiroshi Kizaki as Statutory Auditor | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Joh Katoh | Mgmt | For | For | For | |||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
7 | Elect Masamichi Ono | Mgmt | For | For | For | |||
8 | Elect Naoto Aiba | Mgmt | For | For | For | |||
9 | Elect Sohichiroh Hayashi | Mgmt | For | For | For | |||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Shin Ebihara | Mgmt | For | For | For | |||
14 | Elect Shu Tomioka | Mgmt | For | For | For | |||
15 | Elect Setsuko Egami | Mgmt | For | For | For | |||
16 | Elect Yutaka Yanagisawa | Mgmt | For | Against | Against | |||
17 | Elect Iwao Taka | Mgmt | For | For | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Election of Two Directors | Mgmt | For | Against | Against | |||
6 | Equity Compensation Plan | Mgmt | For | For | For | |||
7 | Authority to Repurchase and Dispose of Shares | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Mota Engil Africa NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEAFR | CINS N59103114 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Non-Executive Director Acts | Mgmt | For | For | For | |||
9 | Ratification of Executive Director Acts | Mgmt | For | For | For | |||
10 | Remuneration Report (2014) | Mgmt | For | For | For | |||
11 | Remuneration Report (2015) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Publication of Annual Reports in English | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 05/28/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||
9 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Supervisory Council Size | Mgmt | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding the Election of Chairman of the Supervisory Council | Mgmt | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding the Supervisory Council's Indemnification Insurance | Mgmt | For | TNA | N/A | |||
14 | Appointment of Internal Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
16 | Authority to Trade in Debt Instruments | Mgmt | For | TNA | N/A | |||
17 | Replace Authority Granted at 2012 General Meeting to Issue Debt Instruments | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Debt Instruments | Mgmt | For | TNA | N/A | |||
19 | Shareholder Proposal Regarding Terms of Debt Instruments | Mgmt | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Amendments to Articles | Mgmt | For | TNA | N/A | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Tohru Inoue | Mgmt | For | For | For | |||
5 | Elect Norio Nakajima | Mgmt | For | For | For | |||
6 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
7 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
8 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
9 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
10 | Elect Kiyoshi Iwai as Statutory Auditor | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
12 | Maximum Pay Ratio | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Anne Lalou | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights in Case of Exchange Offer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Reverse Stock Split | Mgmt | For | For | For | |||
24 | Amendments Regarding Director and Censor Term Length | Mgmt | For | For | For | |||
25 | Amendments Regarding Issuance of Debt | Mgmt | For | For | For | |||
26 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
27 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
28 | Elect Francois Perol | Mgmt | For | Against | Against | |||
29 | Elect Daniel Karyotis | Mgmt | For | Against | Against | |||
30 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
31 | Elect Laurence Debroux | Mgmt | For | Against | Against | |||
32 | Elect Michel Grass | Mgmt | For | Against | Against | |||
33 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
34 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
35 | Elect Henri Proglio | Mgmt | For | Against | Against | |||
36 | Elect Philippe Sueur | Mgmt | For | Against | Against | |||
37 | Elect Pierre Valentin | Mgmt | For | Against | Against | |||
38 | Elect Alain Denizot | Mgmt | For | Against | Against | |||
39 | Directors' Fees | Mgmt | For | For | For | |||
40 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/16/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
7 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
8 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
16 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
17 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
18 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
19 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Brabeck-Letmathe as Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Compensation | Mgmt | For | TNA | N/A | |||
29 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
30 | Additional or Miscellaneous Proposals | ShrHldr | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Approval of the Valuation of Company's Shares for Repurchase | Mgmt | For | For | For | |||
8 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
9 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Elect Patrick Drahi | Mgmt | For | For | For | |||
12 | Elect Dexter Goei | Mgmt | For | For | For | |||
13 | Elect Angelique Benetti | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | Against | Against | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 11/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Elect Patrick Drahi | Mgmt | For | Against | Against | |||
7 | Elect Angelique Benetti | Mgmt | For | Against | Against | |||
8 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | |||
9 | Elect Stephane Roussel | Mgmt | For | Against | Against | |||
10 | Elect Colette Neuville | Mgmt | For | Against | Against | |||
11 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||
14 | Approval of the Transfer of Shares of SFR to the Company | Mgmt | For | For | For | |||
15 | Rights Issue | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Contributions and Share Capital | Mgmt | For | For | For | |||
17 | Authority to Grant Stock Option | Mgmt | For | Against | Against | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Amendment Regarding Company Name | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Oberoi Realty Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OBEROIRLTY | CINS Y6424D109 | 08/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vikas Oberoi | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Anil Harish | Mgmt | For | Against | Against | |||
7 | Elect T.P. Ostwal | Mgmt | For | Against | Against | |||
8 | Elect Venkatesh Mysore | Mgmt | For | Against | Against | |||
9 | Appointment of Vikas Oberoi (Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
10 | Elect and Appoint Saumil Daru (Whole-Time Director); Approval of Remuneration | Mgmt | For | Against | Against | |||
11 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
12 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
13 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
14 | Charitable Donations | Mgmt | For | For | For | |||
15 | Authority to Set Cost Auditor's Remuneration | Mgmt | For | For | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Maxine Brenner | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Equity Grant (MD Grant A King) | Mgmt | For | For | For | |||
5 | Equity Grant (Executive Director Karen A Moses) | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
Pandora Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
P | CUSIP 698354107 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Leiweke | Mgmt | For | For | For | |||
1.2 | Elect Roger Faxon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plus500 Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLUS | CINS M7S2CK109 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Israel | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alastair Gordon | Mgmt | For | For | For | |||
2 | Elect Gal Haber | Mgmt | For | For | For | |||
3 | Elect Alon Gonen | Mgmt | For | For | For | |||
4 | Elect Inbal Marom | Mgmt | For | For | For | |||
5 | Elect Peter Boyle | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Salary Increase of CEO | Mgmt | For | Against | Against | |||
8 | Salary Increase of Managing Director | Mgmt | For | Against | Against | |||
9 | Salary Increase of CFO | Mgmt | For | Against | Against | |||
10 | Directors' Fees (Alastair Gordon) | Mgmt | For | For | For | |||
11 | Directors' Fees (Charles Fairbairn) | Mgmt | For | For | For | |||
12 | Directors' Fees (Paul Boyle) | Mgmt | For | For | For | |||
13 | Directors' Fees (Daniel King) | Mgmt | For | For | For | |||
14 | Equity Grants (CFO Esther Marom) | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
ProSiebenSat.1 Media AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSM | CINS D6216S143 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Angela Gifford as Supervisory Board Member | Mgmt | For | TNA | N/A | |||
12 | Approval of Intra-Company Control Agreement with SevenOne Investment (Holding) GmbH | Mgmt | For | TNA | N/A | |||
13 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Siebzehnte Verwaltungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
14 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Achtzehnte Verwaltungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
15 | Approval of Intra-Company Control Agreement with ProSiebenSat1. Neunzehnte Verwaltungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
16 | Change in Legal Form to a European Company | Mgmt | For | TNA | N/A | |||
17 | Elect Lawrence Aidem | Mgmt | For | TNA | N/A | |||
18 | Elect Annet Aris | Mgmt | For | TNA | N/A | |||
19 | Elect Werner Brandt | Mgmt | For | TNA | N/A | |||
20 | Elect Adam Cahan | Mgmt | For | TNA | N/A | |||
21 | Elect Philipp Freise | Mgmt | For | TNA | N/A | |||
22 | Elect Marion Helmes | Mgmt | For | TNA | N/A | |||
23 | Elect Erik Adrianus Hubertus Huggers | Mgmt | For | TNA | N/A | |||
24 | Elect Rolf Nonnenmacher | Mgmt | For | TNA | N/A | |||
25 | Elect Angelika Gifford | Mgmt | For | TNA | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
27 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Quebecor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBR.B | CUSIP 748193208 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Michael Lavigne | Mgmt | For | Withhold | Against | |||
1.2 | Elect Normand Provost | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to Articles Regarding Majority Voting for Director Elections | Mgmt | For | For | For | |||
4 | Advanced Notice Provision | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against | |||
Recruit Holdings Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6098 | CINS J6433A101 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Masumi Minegishi | Mgmt | For | For | For | |||
4 | Elect Shohgo Ikeuchi | Mgmt | For | For | For | |||
5 | Elect Shigeru Kusahara | Mgmt | For | For | For | |||
6 | Elect Keiichi Sagawa | Mgmt | For | For | For | |||
7 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Hiroki Inoue as Statutoru Auditor | Mgmt | For | For | For | |||
10 | Elect Satoko Hasegawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
11 | Retirement Allowances for Director | Mgmt | For | For | For | |||
12 | Perfomance-Linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Mark Dixon | Mgmt | For | For | For | |||
9 | Elect Dominique Yates | Mgmt | For | For | For | |||
10 | Elect Lance Browne | Mgmt | For | For | For | |||
11 | Elect Elmar Heggen | Mgmt | For | For | For | |||
12 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
15 | Elect Francois Pauly | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
18 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Han Joong | Mgmt | For | Against | Against | |||
3 | Elect LEE Byeong Gi | Mgmt | For | Against | Against | |||
4 | Election of Executive Director: KWON Oh Hyun | Mgmt | For | Against | Against | |||
5 | Election of Audit Committee Member: KIM Han Joong | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-Option of Bonnie Bassler | Mgmt | For | For | For | |||
11 | Elect Bonnie Bassler | Mgmt | For | For | For | |||
12 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chairman and Interim CEO | Mgmt | For | For | For | |||
14 | Remuneration of Christopher Viehbacher, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital Through Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Amendment to Articles Regarding Share Ownership Disclosure | Mgmt | For | Against | Against | |||
27 | Amendment to Articles Regarding Record Date | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Katsuhiko Machida | Mgmt | For | For | For | |||
9 | Elect Takuko Sawada | Mgmt | For | For | For | |||
10 | Elect Kenji Fukuda | Mgmt | For | For | For | |||
11 | Elect Akira Okamoto | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Silergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6415 | CINS G8190F102 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Adoption of Employee Restricted Stock Plan | Mgmt | For | Against | Against | |||
6 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | Against | Against | |||
3 | Elect KIM Doo Kyung | Mgmt | For | Against | Against | |||
4 | Elect PARK Young Joon | Mgmt | For | Against | Against | |||
5 | Elect KIM Dae Il | Mgmt | For | Against | Against | |||
6 | Elect LEE Chang Yang | Mgmt | For | Against | Against | |||
7 | Election of Audit Committee Member: KIM Doo Kyung | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: KIM Dae Il | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: LEE Chang Yang | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHI Chi | Mgmt | For | For | For | |||
6 | Elect Stephen SO Hon Cheung | Mgmt | For | For | For | |||
7 | Elect LI Weibin | Mgmt | For | For | For | |||
8 | Elect WEI Wei | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Adoption of Share Option Scheme | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Liam O'Mahony | Mgmt | For | Against | Against | |||
5 | Elect Gary McGann | Mgmt | For | Against | Against | |||
6 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
7 | Elect Ian Curley | Mgmt | For | Against | Against | |||
8 | Elect Frits Beurskens | Mgmt | For | Against | Against | |||
9 | Elect Christel Bories | Mgmt | For | Against | Against | |||
10 | Elect Thomas Brodin | Mgmt | For | Against | Against | |||
11 | Elect Irial Finan | Mgmt | For | Against | Against | |||
12 | Elect Samuel Mencoff | Mgmt | For | Against | Against | |||
13 | Elect John Moloney | Mgmt | For | Against | Against | |||
14 | Elect Roberto Newell | Mgmt | For | Against | Against | |||
15 | Elect Paul T. Stecko | Mgmt | For | Against | Against | |||
16 | Elect Rosemary Thorne | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sohgo Security Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2331 | CINS J7607Z104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Atsushi Murai | Mgmt | For | For | For | |||
4 | Elect Yukiyasu Aoyama | Mgmt | For | For | For | |||
5 | Elect Yuichi Miyazawa | Mgmt | For | For | For | |||
6 | Elect Kiyomi Hara | Mgmt | For | For | For | |||
7 | Elect Yoshiroh Kuribayashi | Mgmt | For | For | For | |||
8 | Elect Hirohisa Hokari | Mgmt | For | For | For | |||
9 | Elect Seiki Miyamoto | Mgmt | For | For | For | |||
10 | Elect Yutaka Takehana | Mgmt | For | For | For | |||
11 | Elect Masaki Tatsuguchi | Mgmt | For | Against | Against | |||
12 | Elect Takeshi Ohiwa | Mgmt | For | For | For | |||
13 | Elect Ikuhiro Watanabe | Mgmt | For | Against | Against | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 07/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Bonus Share Scheme | Mgmt | For | Against | Against | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Keith Hellawell | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | Against | Against | |||
6 | Elect Simon Bentley | Mgmt | For | For | For | |||
7 | Elect Dave Forsey | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights (Two-Thirds Authority) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Renew Partners' Performance Share Plan | Mgmt | For | For | For | |||
Sumco Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3436 | CINS J76896109 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Reduce Capital Reserves | Mgmt | For | For | For | |||
4 | Authority to Repurchase Class B Shares | Mgmt | For | For | For | |||
5 | Elect Fumio Inoue | Mgmt | For | For | For | |||
6 | Elect Shiroh Mokudai | Mgmt | For | For | For | |||
7 | Elect Hisashi Katahama | Mgmt | For | Against | Against | |||
8 | Elect Manabu Uehara | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayuki Oku | Mgmt | For | For | For | |||
5 | Elect Takeshi Kunibe | Mgmt | For | For | For | |||
6 | Elect Yujiroh Itoh | Mgmt | For | For | For | |||
7 | Elect Kohzoh Ogino | Mgmt | For | For | For | |||
8 | Elect Toshiyuki Teramoto | Mgmt | For | For | For | |||
9 | Elect Katsunori Tanizaki | Mgmt | For | For | For | |||
10 | Elect Kuniaki Nomura | Mgmt | For | For | For | |||
11 | Elect Arthur M. Mitchell | Mgmt | For | For | For | |||
12 | Elect Masaharu Kohno | Mgmt | For | For | For | |||
13 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
14 | Elect Tohru Mikami as Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
Sumitomo Realty & Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8830 | CINS J77841112 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Junji Takashima | Mgmt | For | For | For | |||
3 | Elect Kenichi Onodera | Mgmt | For | For | For | |||
4 | Elect Kohjun Nishima | Mgmt | For | For | For | |||
5 | Elect Nobuaki Takemura | Mgmt | For | For | For | |||
6 | Elect Masato Kobayashi | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Odai | Mgmt | For | For | For | |||
8 | Elect Hiroshi Katoh | Mgmt | For | For | For | |||
9 | Elect Kohji Itoh | Mgmt | For | For | For | |||
10 | Elect Yoshinobu Sakamoto | Mgmt | For | For | For | |||
11 | Elect Toshikazu Tanaka | Mgmt | For | For | For | |||
12 | Elect Hiromaki Yonekura | Mgmt | For | For | For | |||
13 | Elect Shohichi Abe | Mgmt | For | For | For | |||
14 | Elect Yoshifumi Nakamura as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Elect Ryohichi Nomura as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sumitomo Warehouse Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Shohichi Abe | Mgmt | For | For | For | |||
4 | Elect Takanori Ono | Mgmt | For | For | For | |||
5 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
6 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
8 | Elect Takafumi Watanabe | Mgmt | For | For | For | |||
9 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
10 | Elect Osamu Yabuki | Mgmt | For | Against | Against | |||
11 | Elect Kiyoshi Araki | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Morris CHANG | Mgmt | For | For | For | |||
5 | Elect F.C. TSENG | Mgmt | For | For | For | |||
6 | Elect Johnsee LEE | Mgmt | For | For | For | |||
7 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
8 | Elect Stan SHIH | Mgmt | For | For | For | |||
9 | Elect Thomas J. Engibous | Mgmt | For | For | For | |||
10 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
Takeda Pharmaceutical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuchika Hasegawa | Mgmt | For | For | For | |||
4 | Elect Christophe Weber | Mgmt | For | For | For | |||
5 | Elect Shinji Honda | Mgmt | For | For | For | |||
6 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
7 | Elect Francois Roger | Mgmt | For | For | For | |||
8 | Elect Fumio Sudo | Mgmt | For | For | For | |||
9 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
10 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
11 | Elect Andrew Plump | Mgmt | For | For | For | |||
12 | Elect Yasuhiko Yamanaka as Statutory Auditor | Mgmt | For | Against | Against | |||
13 | Elect Katsushi Kuroda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 01/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Payment of Minimum Remuneration to Ravindra Pisharody (Executive Director) for the Financial Year Ended March 31, 2014 | Mgmt | For | For | For | |||
3 | Payment of Minimum Remuneration to Satish Borwankar (Executive Director) for the Financial Year Ended March 31, 2014 | Mgmt | For | For | For | |||
4 | Payment of Minimum Remuneration to Karl Slym (Managing Director) for the Financial Year Ended March 31, 2014 | Mgmt | For | For | For | |||
5 | Payment of Minimum Remuneration to Ravindra Pisharody (Executive Director) for the Financial Years Ending March 31, 2015 and 2016 | Mgmt | For | For | For | |||
6 | Payment of Minimum Remuneration to Satish Borwankar (Executive Director) for the Financial Years Ending March 31, 2015 and 2016 | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 03/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Rights Issue | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dawn Airey | Mgmt | For | For | For | |||
4 | Elect Annet Aris | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | For | For | |||
6 | Elect Peter Fankhauser | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | For | For | |||
8 | Elect Frank L. Meysman | Mgmt | For | For | For | |||
9 | Elect Carl G. Symon | Mgmt | For | For | For | |||
10 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
11 | Elect Martine Verluyten | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Rogers | Mgmt | For | For | For | |||
2 | Elect David B. Yoffie | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
5 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
6 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
7 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
8 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
9 | Elect Takashi Uchida | Mgmt | For | For | For | |||
10 | Elect Satoru Yasuoka | Mgmt | For | For | For | |||
11 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
12 | Elect Akihiko Ide | Mgmt | For | For | For | |||
13 | Elect Yoshinori Katori | Mgmt | For | For | For | |||
14 | Elect Hideaki Obana as Statutory Auditor | Mgmt | For | Against | Against | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
5 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
9 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
10 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
11 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
12 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
13 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
14 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
15 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
16 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Withdrawal From the Nuclear Power Business | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Prior Government Service | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Hourly Wage of Non-Regular Employees | ShrHldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Patrick Artus | Mgmt | For | For | For | |||
11 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
12 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
13 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
Toyota Industries Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6201 | CINS J92628106 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tetsuroh Toyoda | Mgmt | For | For | For | |||
5 | Elect Akira Ohnishi | Mgmt | For | For | For | |||
6 | Elect Kazue Sasaki | Mgmt | For | For | For | |||
7 | Elect Hirotaka Morishita | Mgmt | For | For | For | |||
8 | Elect Shinya Furukawa | Mgmt | For | For | For | |||
9 | Elect Masaharu Suzuki | Mgmt | For | For | For | |||
10 | Elect Norio Sasaki | Mgmt | For | For | For | |||
11 | Elect Toshifumi Ogawa | Mgmt | For | For | For | |||
12 | Elect Toshifumi Ohnishi | Mgmt | For | For | For | |||
13 | Elect Takaki Ogawa | Mgmt | For | For | For | |||
14 | Elect Kan Ohtsuka | Mgmt | For | For | For | |||
15 | Elect Taku Yamamoto | Mgmt | For | For | For | |||
16 | Elect Keiichi Fukunaga | Mgmt | For | For | For | |||
17 | Elect Shuzoh Sumi | Mgmt | For | For | For | |||
18 | Elect Takuo Sasaki | Mgmt | For | For | For | |||
19 | Elect Kenichiroh Yamanishi | Mgmt | For | For | For | |||
20 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
21 | Elect Takahiko Ijichi as Statutory Auditor | Mgmt | For | Against | Against | |||
22 | Bonus | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
6 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
7 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
8 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
9 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
10 | Elect Didier Leroy | Mgmt | For | For | For | |||
11 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
12 | Elect Ikuo Uno | Mgmt | For | For | For | |||
13 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
14 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
15 | Elect Masahiro Katoh | Mgmt | For | Against | Against | |||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | Against | Against | |||
17 | Elect Yohko Wake | Mgmt | For | Against | Against | |||
18 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
19 | Elect Ryuji Sakai as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
21 | Amendments to Articles: Limiting Liabilities for Directors and Statutory Auditors | Mgmt | For | For | For | |||
22 | Amendments to Articles: Creation of Class AA Shares | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI1 | CINS D8484K349 | 02/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratify Acts of Friedrich Joussen | Mgmt | For | TNA | N/A | |||
9 | Ratify Acts of Horst Baier | Mgmt | For | TNA | N/A | |||
10 | Ratify Acts of Peter Long | Mgmt | For | TNA | N/A | |||
11 | Ratify Acts of Klaus Mangold | Mgmt | For | TNA | N/A | |||
12 | Ratify Acts of Petra Gerstenkorn | Mgmt | For | TNA | N/A | |||
13 | Ratify Acts of Frank Jakobi | Mgmt | For | TNA | N/A | |||
14 | Ratify Acts of Anass Houir Alami | Mgmt | For | TNA | N/A | |||
15 | Ratify Acts of Andreas Barczewski | Mgmt | For | TNA | N/A | |||
16 | Ratify Acts of Peter Bremme | Mgmt | For | TNA | N/A | |||
17 | Ratify Acts of Arnd Dunse | Mgmt | For | TNA | N/A | |||
18 | Ratify Acts of Edgar Ernst | Mgmt | For | TNA | N/A | |||
19 | Ratify Acts of Angelika Gifford | Mgmt | For | TNA | N/A | |||
20 | Ratify Acts of Ingo Kronsfoth | Mgmt | For | TNA | N/A | |||
21 | Ratify Acts of Vladimir Lukin | Mgmt | For | TNA | N/A | |||
22 | Ratify Acts of Mikhail Noskov | Mgmt | For | TNA | N/A | |||
23 | Ratify Acts of Michael Ponipp | Mgmt | For | TNA | N/A | |||
24 | Ratify Acts of Carmen Riu Guell | Mgmt | For | TNA | N/A | |||
25 | Ratify Acts of Carola Schwirn | Mgmt | For | TNA | N/A | |||
26 | Ratify Acts of Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
27 | Ratify Acts of Anette Strempel | Mgmt | For | TNA | N/A | |||
28 | Ratify Acts of Christian Strenger | Mgmt | For | TNA | N/A | |||
29 | Ratify Acts of Ortwin Strubelt | Mgmt | For | TNA | N/A | |||
30 | Ratify Acts of Vladimir Yakushev | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Elect Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
33 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
34 | Approval of Profit-and-Loss Transfer Agreement with Leibniz-Service GmbH | Mgmt | For | TNA | N/A | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Turkiye Garanti Bankasi A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GARAN | CINS M4752S106 | 04/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening of Meeting; Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Co-option | Mgmt | For | TNA | N/A | |||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Presentation of Compensation Policy | Mgmt | For | TNA | N/A | |||
15 | Charitable Donations | Mgmt | For | TNA | N/A | |||
16 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
17 | Presentation of Report on Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
UCB SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCB | CINS B93562120 | 04/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Dividends | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Gerhard N. Mayr | Mgmt | For | TNA | N/A | |||
11 | Elect Evelyn du Monceau de Bergendal | Mgmt | For | TNA | N/A | |||
12 | Elect Norman J. Ornstein | Mgmt | For | TNA | N/A | |||
13 | Ratify Independence of Norman J. Ornstein | Mgmt | For | TNA | N/A | |||
14 | Elect Cyril Janssen | Mgmt | For | TNA | N/A | |||
15 | Elect Alice Dautry | Mgmt | For | TNA | N/A | |||
16 | Ratify Independence of Alice Dautry | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | TNA | N/A | |||
19 | Change of Control Clause (EMTN Program) | Mgmt | For | TNA | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Incentive Plan for Antoine Frerot, CEO | Mgmt | For | Against | Against | |||
10 | Elect Maryse Aulagnon | Mgmt | For | Against | Against | |||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
12 | Elect Louis Schweitzer | Mgmt | For | Against | Against | |||
13 | Elect Homaira Akbari | Mgmt | For | Against | Against | |||
14 | Elect Clara Gaymard | Mgmt | For | Against | Against | |||
15 | Ratification of the Co-Option of Georges Ralli | Mgmt | For | Against | Against | |||
16 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
20 | Amendment Regarding Double Voting Rights (Resolution A) | Mgmt | Against | For | Against | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Sir David Clementi | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
5 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
6 | Elect Marilyn H Spearing | Mgmt | For | For | For | |||
7 | Elect Olivia C. Dickson | Mgmt | For | For | For | |||
8 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
9 | Elect Patrick McCall | Mgmt | For | For | For | |||
10 | Elect James B. Lockhart III | Mgmt | For | For | For | |||
11 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
12 | Elect Lee Rochford | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wasion Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3393 | CINS G9463P108 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CAO Zhao Hui | Mgmt | For | Against | Against | |||
6 | Elect WANG Xue Xin | Mgmt | For | Against | Against | |||
7 | Elect Kat Chit | Mgmt | For | Against | Against | |||
8 | Elect Cheng Shi Jie | Mgmt | For | Against | Against | |||
9 | Elect HUI Wing Kuen | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WAN Long | Mgmt | For | For | For | |||
5 | Elect JIAO Shuge | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
WH Smith Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMWH | CINS G8927V149 | 01/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Suzanne Baxter | Mgmt | For | For | For | |||
6 | Elect Steve Clarke | Mgmt | For | For | For | |||
7 | Elect Annemarie Durbin | Mgmt | For | For | For | |||
8 | Elect Drummond Hall | Mgmt | For | For | For | |||
9 | Elect Robert Moorhead | Mgmt | For | For | For | |||
10 | Elect Henry E. Staunton | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 11/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
6 | Elect John P. Daly | Mgmt | For | For | For | |||
7 | Elect Gareth Davis | Mgmt | For | For | For | |||
8 | Elect Pilar Lopez | Mgmt | For | For | For | |||
9 | Elect John Martin | Mgmt | For | For | For | |||
10 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
11 | Elect Alan Murray | Mgmt | For | For | For | |||
12 | Elect Frank W. Roach | Mgmt | For | For | For | |||
13 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Roger Agnelli | Mgmt | For | For | For | |||
7 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Paul Richardson | Mgmt | For | For | For | |||
10 | Elect Hugo Shong | Mgmt | For | For | For | |||
11 | Elect Timothy Shriver | Mgmt | For | For | For | |||
12 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
13 | Elect Sally Susman | Mgmt | For | For | For | |||
14 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
15 | Elect John Hood | Mgmt | For | For | For | |||
16 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
17 | Elect Nicole Seligman | Mgmt | For | For | For | |||
18 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Approve 2015 Share Option Plan | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
8 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
9 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
12 | Elect Takuya Nakata | Mgmt | For | For | For | |||
13 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
14 | Elect Hiroshi Itoh | Mgmt | For | Against | Against | |||
15 | Elect Kenji Hironaga | Mgmt | For | Against | Against | |||
16 | Elect Tomomi Yatsu | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Zalando | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAL | CINS D98423102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Cristina Stenbeck | Mgmt | For | For | For | |||
9 | Elect Lorenzo Grabau | Mgmt | For | Against | Against | |||
10 | Elect Lothar Lanz | Mgmt | For | Against | Against | |||
11 | Elect Anders Holch Povlsen | Mgmt | For | Against | Against | |||
12 | Elect Kai-Uwe Ricke | Mgmt | For | Against | Against | |||
13 | Elect Alexander Samwer | Mgmt | For | Against | Against | |||
14 | Elect Beate Siert | Mgmt | For | For | For | |||
15 | Elect Dylan Ross | Mgmt | For | For | For | |||
16 | Elect Konrad Schafers | Mgmt | For | For | For | |||
17 | Elect Yvonne Jamal as a Substitute Member | Mgmt | For | For | For | |||
18 | Elect Christine de Wendel as a Substitute Member | Mgmt | For | For | For | |||
19 | Elect Clemens Kress as a Substitute Member | Mgmt | For | For | For | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
23 | Increase in Authorized Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Conditional Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Transitional Provisions and General Meetings | Mgmt | For | For | For | |||
27 | Approval of Intra-Company Control Agreement with Zalando Fashion Entrepreneurs GmbH | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 08/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Asset Sale | Mgmt | For | Abstain | Against | |||
4 | Dissolution and Liquidation of Company | Mgmt | For | Abstain | Against | |||
5 | Custodian of the Books | Mgmt | For | Abstain | Against | |||
6 | Amendments to Articles (Effective on Settlement Date) | Mgmt | For | Abstain | Against | |||
7 | Amendments to Articles (Effective on Delisting Date) | Mgmt | For | Abstain | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Recommendations of Nominations to the Supervisory Board | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Diederick Karsten | Mgmt | For | For | For | |||
13 | Elect Ritchy Drost | Mgmt | For | For | For | |||
14 | Elect James Ryan | Mgmt | For | For | For | |||
15 | Elect Huub Willems | Mgmt | For | For | For | |||
16 | Resignation of Directors; Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Resignation of Directors; Ratification of Management Board Acts | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Value Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
12 | Elect Michael P. Connors | Mgmt | For | For | For | |||
13 | Elect John A. Edwardson | Mgmt | For | For | For | |||
14 | Elect Peter Menikoff | Mgmt | For | For | For | |||
15 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect Evan G. Greenberg as chairman of the board | Mgmt | For | For | For | |||
23 | Elect Michael P. Connors | Mgmt | For | For | For | |||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
25 | Elect John A. Edwardson | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Election of Homburger Ag As Independent Proxy | Mgmt | For | For | For | |||
28 | Amendments to Articles Relating to VeguV (General Amendments) | Mgmt | For | For | For | |||
29 | Amendments to Articles Relating to VeguV (Compensation Provisions) | Mgmt | For | For | For | |||
30 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
31 | Executive Compensation | Mgmt | For | For | For | |||
32 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
33 | Additional or Miscellanious Proposals | ShrHldr | For | For | For | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Geraint Jones | Mgmt | For | For | For | |||
6 | Elect Penny James | Mgmt | For | For | For | |||
7 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
8 | Elect Henry Engelhardt | Mgmt | For | For | For | |||
9 | Elect David Stevens | Mgmt | For | For | For | |||
10 | Elect Margaret Johnson | Mgmt | For | For | For | |||
11 | Elect Lucy Kellaway | Mgmt | For | For | For | |||
12 | Elect Manfred Aldag | Mgmt | For | For | For | |||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
14 | Elect Annette Court | Mgmt | For | For | For | |||
15 | Elect Jean Park | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Approve Discretionary Free Share Scheme | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Individual Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Amancio Lopez Seijas | Mgmt | For | Against | Against | |||
8 | Elect Jaime Terceiro Lomba | Mgmt | For | Against | Against | |||
9 | Elect Jose Luis Bonet Ferrer | Mgmt | For | Against | Against | |||
10 | Elect Pilar Fabregat Romera | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Amendments to Article 31 | Mgmt | For | For | For | |||
13 | Amendments to Article 34 | Mgmt | For | For | For | |||
14 | Amendments to Article 43 | Mgmt | For | For | For | |||
15 | Amendments to Article 44 | Mgmt | For | For | For | |||
16 | Amendments to Article 47 | Mgmt | For | For | For | |||
17 | Amendments to Article 12 of the General Meeting Regulations | Mgmt | For | For | For | |||
18 | Amendments to Article 25 of the General Meeting Regulations | Mgmt | For | For | For | |||
19 | Amendments to Article 41 of the General Meeting Regulations | Mgmt | For | For | For | |||
20 | Amendments to Articles 43 and 44 of the General Meeting Regulations | Mgmt | For | For | For | |||
21 | Amendments to Article 45 of the General Meeting Regulations | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding CNMC Agreement | ShrHldr | N/A | Against | N/A | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | |||
6 | Elect CHOW Chung Kong | Mgmt | For | For | For | |||
7 | Elect John B Harrison | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Dick Sluimers | Mgmt | For | Against | Against | |||
10 | Elect Peggy Bruzelius | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Suppression of Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Sylvia Summers | Mgmt | For | For | For | |||
9 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
10 | Elect Louis R. Hughes | Mgmt | For | For | For | |||
11 | Elect Olivier Piou | Mgmt | For | For | For | |||
12 | Elect Laurent du Mouza as Censor | Mgmt | For | For | For | |||
13 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Camus, Chairman | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
26 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/06/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendment to Articles Regarding Appointment of Employee Representatives | Mgmt | For | TNA | N/A | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/29/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
10 | Elect M. Michele Burns | Mgmt | For | TNA | N/A | |||
11 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | |||
12 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||
13 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |||
14 | Elect Stefan Descheemaeker | Mgmt | For | TNA | N/A | |||
15 | Remuneration Report | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
18 | Coordinate Articles of Association | Mgmt | For | TNA | N/A | |||
Asaleo Care Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHY | CINS Q0557U102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Harry Boon | Mgmt | For | Against | Against | |||
3 | Elect Nils Lindholm | Mgmt | For | Against | Against | |||
4 | Appoint Auditor | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Yutaka Kase | Mgmt | For | For | For | |||
7 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
8 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
9 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
10 | Elect Hitoshi Kanamori as Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Performance-linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to set General Meeting Notice Period at 14 days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Article 6 | Mgmt | For | For | For | |||
6 | Amendments to Articles 18, 19, 21, 22, 23, 26, 31 and 32 | Mgmt | For | For | For | |||
7 | Amendments to Articles 33 to 43 and New Article 45 | Mgmt | For | For | For | |||
8 | Amendments to Articles 45 to 51 | Mgmt | For | For | For | |||
9 | Amendments to General Meeting Regulation Article 1 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation Article 4 | Mgmt | For | For | For | |||
11 | Amendments to General Meeting Regulation Article 7, 8, 9, 10 and 11 | Mgmt | For | For | For | |||
12 | Amendments to General Meeting Regulation Articles 13, 15, 17, 18 and 19 | Mgmt | For | For | For | |||
13 | Amendments to General Meeting Regulation Article 20 | Mgmt | For | For | For | |||
14 | Amendments to General Meeting Regulation Articles 25, 28, 29, 30, 31, 32, 33 and 34 | Mgmt | For | For | For | |||
15 | Elect Maurizio Carlotti | Mgmt | For | Against | Against | |||
16 | Elect Mauricio Casals Aldama | Mgmt | For | Against | Against | |||
17 | Elect Aurora Cata Sala | Mgmt | For | Against | Against | |||
18 | Elect Jose Creuheras Margenat | Mgmt | For | Against | Against | |||
19 | Elect Marco Drago | Mgmt | For | Against | Against | |||
20 | Elect Maria Entrecanales Franco | Mgmt | For | Against | Against | |||
21 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
22 | Ratify Co-option and Elect Jose Manuel Lara Garcia | Mgmt | For | Against | Against | |||
23 | Ratify Co-option and Elect Media Produccion S.L.U. (Josep Maria Benet Ferran) | Mgmt | For | Against | Against | |||
24 | Elect Patricia Estany | Mgmt | For | Against | Against | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Debt Instruments w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Remuneration Report | Mgmt | For | For | For | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Remuneration of Henri de Castries, Chairman and CEO | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, deputy CEO | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Jean-Pierre Clamadieu | Mgmt | For | For | For | |||
11 | Elect Jean-Martin Folz | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Set Offering Price Shares | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Chris Grigg | Mgmt | For | For | For | |||
8 | Elect Ian G. King | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Carl G. Symon | Mgmt | For | For | For | |||
13 | Elect Ian Tyler | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Jose Antonio Fernandez Rivero | Mgmt | For | For | For | |||
7 | Elect Belen Garijo Lopez | Mgmt | For | For | For | |||
8 | Elect Jose Maldonado Ramos | Mgmt | For | For | For | |||
9 | Elect Juan Pi Llorens | Mgmt | For | For | For | |||
10 | Elect Jose Miguel Andres Torrecillas | Mgmt | For | For | For | |||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
12 | First Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Second Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Third Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Fourth Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Amendments to Articles 20, 24, 29 and 30 | Mgmt | For | For | For | |||
21 | Amendments to Articles 37, 39bis, 40, 42 and 46 | Mgmt | For | For | For | |||
22 | Amendments to Article 48 | Mgmt | For | For | For | |||
23 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
24 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
25 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
26 | Appointment of Auditor | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
28 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
Banco de Sabadell SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS E15819191 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Capitalization of Reserves for Bonus Issue | Mgmt | For | For | For | |||
6 | Elect Jose Oliu Creus | Mgmt | For | For | For | |||
7 | Elect Joaquin Folch-Rusinol Corachan | Mgmt | For | For | For | |||
8 | Elect Jose Javier Echenique Landiribar | Mgmt | For | For | For | |||
9 | Elect Jose Ramon Martinez Sufrategui | Mgmt | For | For | For | |||
10 | Ratify Co-option and Elect Aurora Cata Sala | Mgmt | For | For | For | |||
11 | Ratify Co-option and Elect Jose Manuel Lara Garcia | Mgmt | For | For | For | |||
12 | Elect David Vegara Figueras | Mgmt | For | For | For | |||
13 | Amendments to Articles 41, 42, 43, 46, 47 and 63 | Mgmt | For | For | For | |||
14 | Amendments to Articles 51, 54, 55, 56, 57, 58, 59, 60, 59bis, 59ter, 63 and 64 | Mgmt | For | For | For | |||
15 | Approval of Consolidated text of Articles | Mgmt | For | For | For | |||
16 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
17 | Presentation of Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||
18 | Increase Number of Identified Staff Members | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||
21 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares and Cancel Treasury Shares | Mgmt | For | For | For | |||
23 | Appointment of Auditor | Mgmt | For | For | For | |||
24 | Remuneration Report | Mgmt | For | Against | Against | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Brad Martin | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
18 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Queensland Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOQ | CINS Q12764116 | 11/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Roger Davis | Mgmt | For | For | For | |||
3 | Re-elect Michelle Tredenick | Mgmt | For | For | For | |||
4 | Elect Bruce J. Carter | Mgmt | For | For | For | |||
5 | Elect Margaret L. Seale | Mgmt | For | For | For | |||
6 | Renew Award Rights Plan | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Crawford Gillies | Mgmt | For | For | For | |||
4 | Elect John McFarlane | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Tim Breedon | Mgmt | For | For | For | |||
7 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
8 | Elect Antony Jenkins | Mgmt | For | For | For | |||
9 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
10 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
11 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
12 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
14 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 05/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Otmar Wiestler to the Supervisory Board | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles Regarding Company's Object | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Helge Lund | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Andrew Gould | Mgmt | For | For | For | |||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||
10 | Elect John Hood | Mgmt | For | For | For | |||
11 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
12 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
13 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
11 | Approve Termination Benefits | Mgmt | For | For | For | |||
12 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
13 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
14 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
15 | Re-elect Sir John Buchanan | Mgmt | For | For | For | |||
16 | Re-elect Carlos Cordeiro | Mgmt | For | For | For | |||
17 | Re-elect Pat Davies | Mgmt | For | For | For | |||
18 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
19 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
20 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
21 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
22 | Re-elect Keith C. Rumble | Mgmt | For | For | For | |||
23 | Re-elect John Schubert | Mgmt | For | For | For | |||
24 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
25 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
26 | Elect Dissident Ian Dunlop | ShrHldr | Against | Against | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | Against | Against | |||
3 | Re-elect Brenda Shanahan | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Ratify placement of securities (Placement) | Mgmt | For | For | For | |||
6 | Approve placement of securities (Notes) | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
11 | Bonus Issue | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/21/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Share Savings Program | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
10 | Elect Jacques Pestre | Mgmt | For | For | For | |||
11 | Elect Olivia Qiu | Mgmt | For | For | For | |||
12 | Elect Denis Ranque | Mgmt | For | For | For | |||
13 | Remuneration of Pierre-Andre de Chalendar, CEO and Chairman | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Authority to Allocate Performance Shares | Mgmt | For | For | For | |||
22 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
23 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 03/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
5 | Elect Maeve Carton | Mgmt | For | For | For | |||
6 | Elect William P. Egan | Mgmt | For | For | For | |||
7 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | |||
8 | Elect Nicky Hartery | Mgmt | For | For | For | |||
9 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
10 | Elect Don McGovern | Mgmt | For | For | For | |||
11 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
12 | Elect Albert Manifold | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Elect Mark S. Towe | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
24 | Increase in Authorised Capital | Mgmt | For | For | For | |||
25 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
26 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/01/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Paul Achleitner | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Amendments to Intra-Company Control Agreement with Daimler Financial Services AG | Mgmt | For | TNA | N/A | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1812S105 | 04/23/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
10 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
11 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
12 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||
15 | Control Committee | Mgmt | For | TNA | N/A | |||
16 | Election Committee | Mgmt | For | TNA | N/A | |||
17 | Governing Bodies Fees | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Regarding Removal of the Supervisory Board and the Control Committee | Mgmt | For | TNA | N/A | |||
19 | Election Committee Guidelines | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Elis Services SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELIS | CINS F2976F106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Allocation of Loss | Mgmt | For | For | For | |||
9 | Special Dividend | Mgmt | For | For | For | |||
10 | Elect Thierry Morin | Mgmt | For | Against | Against | |||
11 | Elect Virginie Morgon | Mgmt | For | Against | Against | |||
12 | Elect Philippe Delleur | Mgmt | For | Against | Against | |||
13 | Termination Benefits of Xavier Martire, Executive Chairman | Mgmt | For | Against | Against | |||
14 | Termination Benefits of Louis Guyot, Executive Director | Mgmt | For | Against | Against | |||
15 | Termination Benefits of Matthieu Lecharny, Executive Director | Mgmt | For | Against | Against | |||
16 | Remuneration of Xavier Martire, Executive Chairman | Mgmt | For | For | For | |||
17 | Remuneration of Louis Guyot and Matthieu Lecharny, Executive Directors | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Jane L. Peverett | Mgmt | For | For | For | |||
1.8 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.9 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.10 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Option Plan | Mgmt | For | For | For | |||
4 | Authority to Create Preferred Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Francoise Mercadal-Delassales | Mgmt | For | Against | Against | |||
9 | Remuneration of Patrick Sayer, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, vice-CEOs | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
13 | Amendments Regarding Employee Representatives | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | |||
4 | Re-elect Owen L. Hegarty | Mgmt | For | Against | Against | |||
5 | Re-elect Geoff Raby | Mgmt | For | Against | Against | |||
6 | Renew Partial Takeover Provisions | Mgmt | For | For | For | |||
Gaztransport Et Technigaz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CINS F42674113 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of financial statements and auditors' report, Approval of non-Deductible Expenses. | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
8 | Non-Compete Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Severance Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Olivier Jacquier | Mgmt | For | Against | Against | |||
11 | Elect Jacques Blanchard | Mgmt | For | Against | Against | |||
12 | Elect Michele Azalbert | Mgmt | For | Against | Against | |||
13 | Elect Christian Germa | Mgmt | For | Against | Against | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Remuneration of Philippe Berterottiere, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
4 | Elect Urs Rohner | Mgmt | For | For | For | |||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
15 | Elect Hans Wijers | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | GlaxoSmithKline Share Value Plan | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition, Joint Venture and Disposal | Mgmt | For | For | For | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Lonmin Share Distribution | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
6 | Elect William E. Macaulay | Mgmt | For | For | For | |||
7 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
8 | Elect Peter R. Coates | Mgmt | For | For | For | |||
9 | Elect John J. Mack | Mgmt | For | For | For | |||
10 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
11 | Elect Patrice E. Merrin | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Henkel AG & Co. KGAA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEN | CINS D3207M110 | 04/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Special Resolution for Preferred Shareholders: Increase in Authorized Capital | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Directors' Remuneration Report | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights to the Investment Manager | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 11/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Firm Placing and Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Firm Placing and Placing and Open Offer) | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Mariana Gheorghe | Mgmt | For | Against | Against | |||
16 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||
17 | Elect Henk W. Breukink | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares in Connection with Mergers, Acquisitions or Capital Reinforcement | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Intact Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFC | CUSIP 45823T106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Brindamour | Mgmt | For | For | For | |||
1.2 | Elect Yves Brouillette | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Crispin | Mgmt | For | For | For | |||
1.4 | Elect Janet De Silva | Mgmt | For | For | For | |||
1.5 | Elect Claude Dussault | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Leary | Mgmt | For | For | For | |||
1.7 | Elect Eileen A. Mercier | Mgmt | For | For | For | |||
1.8 | Elect Timothy H. Penner | Mgmt | For | For | For | |||
1.9 | Elect Louise Roy | Mgmt | For | For | For | |||
1.10 | Elect Frederick Singer | Mgmt | For | For | For | |||
1.11 | Elect Stephen G. Snyder | Mgmt | For | For | For | |||
1.12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
5 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
6 | Elect Kohji Takayanagi | Mgmt | For | For | For | |||
7 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
8 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
9 | Elect Takao Shiomi | Mgmt | For | For | For | |||
10 | Elect Yuji Fukuda | Mgmt | For | For | For | |||
11 | Elect Shuichi Koseki | Mgmt | For | For | For | |||
12 | Elect Eiichi Yonekura | Mgmt | For | For | For | |||
13 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
14 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
15 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
16 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
17 | Elect Harutoshi Ohkita | Mgmt | For | For | For | |||
18 | Elect Kentaroh Uryu | Mgmt | For | For | For | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Satoh | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
9 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
10 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
11 | Elect Kimie Iwata | Mgmt | For | For | For | |||
12 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | |||
4 | Elect Tomotaka Kojima | Mgmt | For | Against | Against | |||
5 | Elect Yoshinori Imai | Mgmt | For | For | For | |||
6 | Elect Hiroshi Ohbayashi | Mgmt | For | For | For | |||
7 | Elect Michio Masaki as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Patrick Casey | Mgmt | For | For | For | |||
4 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
5 | Elect Michael Ahern | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Hugh Brady | Mgmt | For | For | For | |||
8 | Elect James Devane | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
16 | Elect Philip Toomey | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Konica Minolta Holding Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4902 | CINS J36060119 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | |||
3 | Elect Shohei Yamana | Mgmt | For | Against | Against | |||
4 | Elect Shohji Kondoh | Mgmt | For | Against | Against | |||
5 | Elect Takashi Enomoto | Mgmt | For | Against | Against | |||
6 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
7 | Elect Hiroshi Tomono | Mgmt | For | Against | Against | |||
8 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | |||
9 | Elect Ken Shiomi | Mgmt | For | Against | Against | |||
10 | Elect Ken Ohsuga | Mgmt | For | Against | Against | |||
11 | Elect Seiji Hatano | Mgmt | For | Against | Against | |||
12 | Elect Kunihiro Koshizuka | Mgmt | For | Against | Against | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Alan Dickinson | Mgmt | For | For | For | |||
3 | Elect Simon Henry | Mgmt | For | For | For | |||
4 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
5 | Elect Lord Norman Blackwell | Mgmt | For | For | For | |||
6 | Elect Juan Colombas | Mgmt | For | For | For | |||
7 | Elect George Culmer | Mgmt | For | For | For | |||
8 | Elect Carolyn Fairbairn | Mgmt | For | For | For | |||
9 | Elect Anita Frew | Mgmt | For | For | For | |||
10 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
11 | Elect Dyfrig John | Mgmt | For | For | For | |||
12 | Elect Nicholas Luff | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Sara Weller | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles (Limited Voting Shares) | Mgmt | For | For | For | |||
27 | Amendments to Articles (Deferred Shares) | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01890 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
14 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
15 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
16 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
17 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
18 | Elect Hiroshi Kizaki as Statutory Auditor | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Joh Katoh | Mgmt | For | For | For | |||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
7 | Elect Masamichi Ono | Mgmt | For | For | For | |||
8 | Elect Naoto Aiba | Mgmt | For | For | For | |||
9 | Elect Sohichiroh Hayashi | Mgmt | For | For | For | |||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Shin Ebihara | Mgmt | For | For | For | |||
14 | Elect Shu Tomioka | Mgmt | For | For | For | |||
15 | Elect Setsuko Egami | Mgmt | For | For | For | |||
16 | Elect Yutaka Yanagisawa | Mgmt | For | Against | Against | |||
17 | Elect Iwao Taka | Mgmt | For | For | For | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiromichi Iwasa | Mgmt | For | For | For | |||
4 | Elect Masanobu Komoda | Mgmt | For | For | For | |||
5 | Elect Yoshiaki Iinuma | Mgmt | For | For | For | |||
6 | Elect Hitoshi Saitoh | Mgmt | For | For | For | |||
7 | Elect Yoshikazu Kitahara | Mgmt | For | For | For | |||
8 | Elect Kenji Iino | Mgmt | For | For | For | |||
9 | Elect Kiyotaka Fujibayashi | Mgmt | For | For | For | |||
10 | Elect Masatoshi Satoh | Mgmt | For | For | For | |||
11 | Elect Masayuki Matsushima | Mgmt | For | For | For | |||
12 | Elect Tohru Yamashita | Mgmt | For | For | For | |||
13 | Elect Toshiaki Egashira | Mgmt | For | For | For | |||
14 | Elect Masako Egawa | Mgmt | For | For | For | |||
15 | Elect Hiroshi Asai | Mgmt | For | Against | Against | |||
16 | Elect Yoshitaka Katoh | Mgmt | For | For | For | |||
17 | Elect Yasushi Manago | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
Mizuho Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
3 | Elect Shuhsaku Tsuhara | Mgmt | For | Against | Against | |||
4 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
5 | Elect Junichi Shinbo | Mgmt | For | Against | Against | |||
6 | Elect Kohji Fujiwara | Mgmt | For | Against | Against | |||
7 | Elect Hideyuki Takahashi | Mgmt | For | Against | Against | |||
8 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
9 | Elect Mitsuo Ohhashi | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Dividend Proposals | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Evaluation Reports for Corporate Valuations | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Sexual Harassment Prevention | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Date of General Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Bundling Proposals | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Preventing Employee Fraud | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Withdrawal from Green Sheets Market | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Participation in Green Sheet Market Successor System | ShrHldr | Against | Against | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
12 | Maximum Pay Ratio | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Anne Lalou | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights in Case of Exchange Offer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Reverse Stock Split | Mgmt | For | For | For | |||
24 | Amendments Regarding Director and Censor Term Length | Mgmt | For | For | For | |||
25 | Amendments Regarding Issuance of Debt | Mgmt | For | For | For | |||
26 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
27 | Amendments Regarding Record Date | Mgmt | For | For | For | |||
28 | Elect Francois Perol | Mgmt | For | Against | Against | |||
29 | Elect Daniel Karyotis | Mgmt | For | Against | Against | |||
30 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
31 | Elect Laurence Debroux | Mgmt | For | Against | Against | |||
32 | Elect Michel Grass | Mgmt | For | Against | Against | |||
33 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
34 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
35 | Elect Henri Proglio | Mgmt | For | Against | Against | |||
36 | Elect Philippe Sueur | Mgmt | For | Against | Against | |||
37 | Elect Pierre Valentin | Mgmt | For | Against | Against | |||
38 | Elect Alain Denizot | Mgmt | For | Against | Against | |||
39 | Directors' Fees | Mgmt | For | For | For | |||
40 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/16/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
7 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
8 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
16 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
17 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
18 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
19 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Brabeck-Letmathe as Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Compensation | Mgmt | For | TNA | N/A | |||
29 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
30 | Additional or Miscellaneous Proposals | ShrHldr | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Election of Takashi Hiroi as Director | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Kohsaka | Mgmt | For | Against | Against | |||
6 | Elect Akiko Ide | Mgmt | For | Against | Against | |||
7 | Elect Michiko Tomonaga | Mgmt | For | For | For | |||
8 | Elect Seiichi Ochiai | Mgmt | For | Against | Against | |||
9 | Elect Takashi Iida | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
5 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
6 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
7 | Elect Greg Kelly | Mgmt | For | For | For | |||
8 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
9 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
10 | Elect Kimiyasu Nakamura | Mgmt | For | For | For | |||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
12 | Elect Bernard Rey | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | For | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Maxine Brenner | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Equity Grant (MD Grant A King) | Mgmt | For | For | For | |||
5 | Equity Grant (Executive Director Karen A Moses) | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Recruit Holdings Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6098 | CINS J6433A101 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Masumi Minegishi | Mgmt | For | For | For | |||
4 | Elect Shohgo Ikeuchi | Mgmt | For | For | For | |||
5 | Elect Shigeru Kusahara | Mgmt | For | For | For | |||
6 | Elect Keiichi Sagawa | Mgmt | For | For | For | |||
7 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Hiroki Inoue as Statutoru Auditor | Mgmt | For | For | For | |||
10 | Elect Satoko Hasegawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
11 | Retirement Allowances for Director | Mgmt | For | For | For | |||
12 | Perfomance-Linked Equity Compensation Plan | Mgmt | For | Against | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Special Audit (in Connection with the Purchase, Operation, and Partial Sale of Essent) | ShrHldr | N/A | Against | N/A | |||
11 | Shareholder Proposal Regarding Special Audit (in Connection with the Delisting of Lechwerke) | ShrHldr | N/A | Against | N/A | |||
12 | Shareholder Proposal Regarding Special Audit (in Connection with RWE Polska Contracting) | ShrHldr | N/A | Against | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Han Joong | Mgmt | For | Against | Against | |||
3 | Elect LEE Byeong Gi | Mgmt | For | Against | Against | |||
4 | Election of Executive Director: KWON Oh Hyun | Mgmt | For | Against | Against | |||
5 | Election of Audit Committee Member: KIM Han Joong | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-Option of Bonnie Bassler | Mgmt | For | For | For | |||
11 | Elect Bonnie Bassler | Mgmt | For | For | For | |||
12 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chairman and Interim CEO | Mgmt | For | For | For | |||
14 | Remuneration of Christopher Viehbacher, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital Through Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Amendment to Articles Regarding Share Ownership Disclosure | Mgmt | For | Against | Against | |||
27 | Amendment to Articles Regarding Record Date | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
SCOR S.E. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Denis Kessler, CEO | Mgmt | For | For | For | |||
9 | Elect Peter Eckert | Mgmt | For | For | For | |||
10 | Elect Kory Sorenson | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Elect Marguerite Berard-Andrieu | Mgmt | For | For | For | |||
13 | Elect Kirsten C. Ideboen | Mgmt | For | For | For | |||
14 | Elect Vanessa Marquette | Mgmt | For | For | For | |||
15 | Elect Augustin De Romanet De Beaune | Mgmt | For | For | For | |||
16 | Elect Jean-Marc Raby | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contribution in Kind | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
28 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
31 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | |||
32 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | |||
33 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
34 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshifumi Suzuki | Mgmt | For | For | For | |||
4 | Elect Noritoshi Murata | Mgmt | For | For | For | |||
5 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
6 | Elect Junroh Itoh | Mgmt | For | For | For | |||
7 | Elect Kunio Takahashi | Mgmt | For | For | For | |||
8 | Elect Akihiko Shimizu | Mgmt | For | For | For | |||
9 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
10 | Elect Takashi Anzai | Mgmt | For | For | For | |||
11 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | |||
12 | Elect Yasuhiro Suzuki | Mgmt | For | For | For | |||
13 | Elect Joseph Michael Depinto | Mgmt | For | For | For | |||
14 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
15 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
16 | Elect Kunio Itoh | Mgmt | For | For | For | |||
17 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
18 | Election of Masao Eguchi as Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shopping Centres Australasia Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCP | CINS Q8501T105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | REMUNERATION REPORT | Mgmt | For | For | For | |||
4 | Board Spill Resolution | Mgmt | Against | Against | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Re-elect Philip Clark | Mgmt | For | For | For | |||
7 | Re-elect Phil Redmond | Mgmt | For | For | For | |||
8 | Equity Grant (CEO Anthony Mellowes) | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHI Chi | Mgmt | For | For | For | |||
6 | Elect Stephen SO Hon Cheung | Mgmt | For | For | For | |||
7 | Elect LI Weibin | Mgmt | For | For | For | |||
8 | Elect WEI Wei | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Adoption of Share Option Scheme | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayoshi Son | Mgmt | For | For | For | |||
5 | Elect Nikesh Arora | Mgmt | For | For | For | |||
6 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
7 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
8 | Elect Yun MA | Mgmt | For | For | For | |||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Mark Schwartz | Mgmt | For | For | For | |||
12 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
13 | Elect Tatsuhiro Murata | Mgmt | For | Against | Against | |||
14 | Elect Atsushi Tohyama | Mgmt | For | Against | Against | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
2 | Re-elect Mark Verbiest | Mgmt | For | For | For | |||
3 | Re-elect Murray Horn | Mgmt | For | For | For | |||
4 | Elect Ido Leffler | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayuki Oku | Mgmt | For | For | For | |||
5 | Elect Takeshi Kunibe | Mgmt | For | For | For | |||
6 | Elect Yujiroh Itoh | Mgmt | For | For | For | |||
7 | Elect Kohzoh Ogino | Mgmt | For | For | For | |||
8 | Elect Toshiyuki Teramoto | Mgmt | For | For | For | |||
9 | Elect Katsunori Tanizaki | Mgmt | For | For | For | |||
10 | Elect Kuniaki Nomura | Mgmt | For | For | For | |||
11 | Elect Arthur M. Mitchell | Mgmt | For | For | For | |||
12 | Elect Masaharu Kohno | Mgmt | For | For | For | |||
13 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
14 | Elect Tohru Mikami as Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
Sumitomo Realty & Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8830 | CINS J77841112 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Junji Takashima | Mgmt | For | For | For | |||
3 | Elect Kenichi Onodera | Mgmt | For | For | For | |||
4 | Elect Kohjun Nishima | Mgmt | For | For | For | |||
5 | Elect Nobuaki Takemura | Mgmt | For | For | For | |||
6 | Elect Masato Kobayashi | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Odai | Mgmt | For | For | For | |||
8 | Elect Hiroshi Katoh | Mgmt | For | For | For | |||
9 | Elect Kohji Itoh | Mgmt | For | For | For | |||
10 | Elect Yoshinobu Sakamoto | Mgmt | For | For | For | |||
11 | Elect Toshikazu Tanaka | Mgmt | For | For | For | |||
12 | Elect Hiromaki Yonekura | Mgmt | For | For | For | |||
13 | Elect Shohichi Abe | Mgmt | For | For | For | |||
14 | Elect Yoshifumi Nakamura as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Elect Ryohichi Nomura as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sumitomo Warehouse Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Shohichi Abe | Mgmt | For | For | For | |||
4 | Elect Takanori Ono | Mgmt | For | For | For | |||
5 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
6 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
8 | Elect Takafumi Watanabe | Mgmt | For | For | For | |||
9 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
10 | Elect Osamu Yabuki | Mgmt | For | Against | Against | |||
11 | Elect Kiyoshi Araki | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | |||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Peter R. Hearl | Mgmt | For | For | For | |||
3 | Re-elect John P. Mullen | Mgmt | For | For | For | |||
4 | Re-elect Catherine B. Livingstone | Mgmt | For | For | For | |||
5 | Equity Grant (CEO David Thodey) | Mgmt | For | For | For | |||
6 | REMUNERATION REPORT | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
5 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
6 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
7 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
8 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
9 | Elect Takashi Uchida | Mgmt | For | For | For | |||
10 | Elect Satoru Yasuoka | Mgmt | For | For | For | |||
11 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
12 | Elect Akihiko Ide | Mgmt | For | For | For | |||
13 | Elect Yoshinori Katori | Mgmt | For | For | For | |||
14 | Elect Hideaki Obana as Statutory Auditor | Mgmt | For | Against | Against | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
5 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
9 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
10 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
11 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
12 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
13 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
14 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
15 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
16 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Withdrawal From the Nuclear Power Business | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Prior Government Service | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Hourly Wage of Non-Regular Employees | ShrHldr | Against | Against | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
6 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
7 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
8 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
9 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
10 | Elect Didier Leroy | Mgmt | For | For | For | |||
11 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
12 | Elect Ikuo Uno | Mgmt | For | For | For | |||
13 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
14 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
15 | Elect Masahiro Katoh | Mgmt | For | Against | Against | |||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | Against | Against | |||
17 | Elect Yohko Wake | Mgmt | For | Against | Against | |||
18 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
19 | Elect Ryuji Sakai as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
21 | Amendments to Articles: Limiting Liabilities for Directors and Statutory Auditors | Mgmt | For | For | For | |||
22 | Amendments to Articles: Creation of Class AA Shares | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI1 | CINS D8484K349 | 02/10/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratify Acts of Friedrich Joussen | Mgmt | For | TNA | N/A | |||
9 | Ratify Acts of Horst Baier | Mgmt | For | TNA | N/A | |||
10 | Ratify Acts of Peter Long | Mgmt | For | TNA | N/A | |||
11 | Ratify Acts of Klaus Mangold | Mgmt | For | TNA | N/A | |||
12 | Ratify Acts of Petra Gerstenkorn | Mgmt | For | TNA | N/A | |||
13 | Ratify Acts of Frank Jakobi | Mgmt | For | TNA | N/A | |||
14 | Ratify Acts of Anass Houir Alami | Mgmt | For | TNA | N/A | |||
15 | Ratify Acts of Andreas Barczewski | Mgmt | For | TNA | N/A | |||
16 | Ratify Acts of Peter Bremme | Mgmt | For | TNA | N/A | |||
17 | Ratify Acts of Arnd Dunse | Mgmt | For | TNA | N/A | |||
18 | Ratify Acts of Edgar Ernst | Mgmt | For | TNA | N/A | |||
19 | Ratify Acts of Angelika Gifford | Mgmt | For | TNA | N/A | |||
20 | Ratify Acts of Ingo Kronsfoth | Mgmt | For | TNA | N/A | |||
21 | Ratify Acts of Vladimir Lukin | Mgmt | For | TNA | N/A | |||
22 | Ratify Acts of Mikhail Noskov | Mgmt | For | TNA | N/A | |||
23 | Ratify Acts of Michael Ponipp | Mgmt | For | TNA | N/A | |||
24 | Ratify Acts of Carmen Riu Guell | Mgmt | For | TNA | N/A | |||
25 | Ratify Acts of Carola Schwirn | Mgmt | For | TNA | N/A | |||
26 | Ratify Acts of Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
27 | Ratify Acts of Anette Strempel | Mgmt | For | TNA | N/A | |||
28 | Ratify Acts of Christian Strenger | Mgmt | For | TNA | N/A | |||
29 | Ratify Acts of Ortwin Strubelt | Mgmt | For | TNA | N/A | |||
30 | Ratify Acts of Vladimir Yakushev | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Elect Maxim G. Shemetov | Mgmt | For | TNA | N/A | |||
33 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
34 | Approval of Profit-and-Loss Transfer Agreement with Leibniz-Service GmbH | Mgmt | For | TNA | N/A | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBS | CINS H892U1882 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits; Dividend from Reserves | Mgmt | For | TNA | N/A | |||
5 | Special Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Variable Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Fixed Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Axel A. Weber as Chairman | Mgmt | For | TNA | N/A | |||
10 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
11 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
12 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
13 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
14 | Elect Axel P. Lehmann | Mgmt | For | TNA | N/A | |||
15 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
16 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
17 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
18 | Elect Joseph Yam | Mgmt | For | TNA | N/A | |||
19 | Elect Jes Staley | Mgmt | For | TNA | N/A | |||
20 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Jes Staley as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS Y9T10P105 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Fees to WEE Cho Yaw | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect HSIEH Fu Hua | Mgmt | For | For | For | |||
7 | Elect WEE Ee Cheong | Mgmt | For | For | For | |||
8 | Elect LIM Hwee Hua | Mgmt | For | For | For | |||
9 | Elect WEE Cho Yaw | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to issue shares under the UOB Scrip Dividend Scheme | Mgmt | For | For | For | |||
15 | Authority to renew Share Purchase Mandate | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Incentive Plan for Antoine Frerot, CEO | Mgmt | For | Against | Against | |||
10 | Elect Maryse Aulagnon | Mgmt | For | Against | Against | |||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
12 | Elect Louis Schweitzer | Mgmt | For | Against | Against | |||
13 | Elect Homaira Akbari | Mgmt | For | Against | Against | |||
14 | Elect Clara Gaymard | Mgmt | For | Against | Against | |||
15 | Ratification of the Co-Option of Georges Ralli | Mgmt | For | Against | Against | |||
16 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
20 | Amendment Regarding Double Voting Rights (Resolution A) | Mgmt | Against | For | Against | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Robert Castaigne | Mgmt | For | Against | Against | |||
8 | Elect Pascale Sourisse | Mgmt | For | Against | Against | |||
9 | Elect Ana Paula Pessoa | Mgmt | For | Against | Against | |||
10 | Elect Josiane Marquez | Mgmt | For | Against | Against | |||
11 | Elect Gerard Duez | Mgmt | For | Against | Against | |||
12 | Elect Karin Willio | Mgmt | For | Against | Against | |||
13 | Elect Thomas Franz | Mgmt | For | Against | Against | |||
14 | Elect Rolland Innocenti | Mgmt | For | Against | Against | |||
15 | Elect Michel Pitte | Mgmt | For | Against | Against | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Supplementary Retirement Benefits of Pierre Coppey, Deputy CEO | Mgmt | For | For | For | |||
19 | Related Party Transactions (Vinci Concessions) | Mgmt | For | For | For | |||
20 | Related Party Transactions (Via Solutions Sudwest GmbH & Co.) | Mgmt | For | For | For | |||
21 | Remuneration of Xavier Huillard, Chairman and CEO | Mgmt | For | For | For | |||
22 | Remuneration of Pierre Coppey, Deputy CEO | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | Against | Against | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Convertible Bonds w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Greenshoe | Mgmt | For | For | For | |||
29 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
30 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
32 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | |||
33 | Amendment Article Regarding Disclosure Thresholds | Mgmt | For | Against | Against | |||
34 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
35 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Sir David Clementi | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
5 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
6 | Elect Marilyn H Spearing | Mgmt | For | For | For | |||
7 | Elect Olivia C. Dickson | Mgmt | For | For | For | |||
8 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
9 | Elect Patrick McCall | Mgmt | For | For | For | |||
10 | Elect James B. Lockhart III | Mgmt | For | For | For | |||
11 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
12 | Elect Lee Rochford | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vivendi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIV | CINS F97982106 | 04/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | Against | Against | |||
5 | Consolidated Accounts and Reports | Mgmt | For | Against | Against | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Severance Agreement (Arnaud de Puyfontaine) | Mgmt | For | For | For | |||
9 | Remuneration of Arnaud de Puyfontaine, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Herve Philippe, CFO | Mgmt | For | For | For | |||
11 | Remuneration of Stephane Roussel, Executive | Mgmt | For | For | For | |||
12 | Remuneration of Jean-Francois Dubos, Former CEO | Mgmt | For | For | For | |||
13 | Remuneration of Jean-Yves Charlier, Former CFO | Mgmt | For | For | For | |||
14 | Elect Tarak Ben Ammar | Mgmt | For | Against | Against | |||
15 | Elect Dominique Delport | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | Against | Against | |||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
24 | Shareholder Proposal Regarding Double Voting Rights (Resolution A) | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Dividend Payments (Resolution B) | ShrHldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding an Exceptional Dividend Payment (Resolution C) | ShrHldr | Against | Against | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Voestalpine AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOE | CINS A9101Y103 | 07/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Franz Gasselsberger | Mgmt | For | For | For | |||
9 | Elect Hans-Peter Hagen | Mgmt | For | For | For | |||
10 | Elect Michael Kutschera | Mgmt | For | For | For | |||
11 | Elect Joachim Lemppenau | Mgmt | For | For | For | |||
12 | Elect Helga Nowotny | Mgmt | For | For | For | |||
13 | Elect Josef Peischer | Mgmt | For | For | For | |||
14 | Elect Heinrich Schaller | Mgmt | For | For | For | |||
15 | Elect Michael Schwarzkopf | Mgmt | For | For | For | |||
16 | Increase in Authorized Capital 2014/I | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital 2014/II | Mgmt | For | For | For | |||
18 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
19 | Increase in Conditional Capital | Mgmt | For | For | For | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 03/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Dividends and Share Repurchases | Mgmt | N/A | For | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Andrew Higginson | Mgmt | For | For | For | |||
5 | Elect David Potts | Mgmt | For | For | For | |||
6 | Elect Trevor Strain | Mgmt | For | For | For | |||
7 | Elect Philip G. Cox | Mgmt | For | For | For | |||
8 | Elect Penny Hughes | Mgmt | For | For | For | |||
9 | Elect Johanna Waterous | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Roger Agnelli | Mgmt | For | For | For | |||
7 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Paul Richardson | Mgmt | For | For | For | |||
10 | Elect Hugo Shong | Mgmt | For | For | For | |||
11 | Elect Timothy Shriver | Mgmt | For | For | For | |||
12 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
13 | Elect Sally Susman | Mgmt | For | For | For | |||
14 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
15 | Elect John Hood | Mgmt | For | For | For | |||
16 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
17 | Elect Nicole Seligman | Mgmt | For | For | For | |||
18 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Approve 2015 Share Option Plan | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Investors Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Sondra L. Barbour | Mgmt | For | For | For | |||
3 | Elect Thomas K. Brown | Mgmt | For | For | For | |||
4 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
6 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
9 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
10 | Elect Robert J. Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Corti | Mgmt | For | For | For | |||
2 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
3 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
4 | Elect Barry Meyer | Mgmt | For | For | For | |||
5 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
6 | Elect Peter Nolan | Mgmt | For | For | For | |||
7 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
8 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
2 | Elect Charles L. Harrington | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
5 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect James H. Miller | Mgmt | For | For | For | |||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
9 | Elect Moises Naim | Mgmt | For | For | For | |||
10 | Elect Charles O. Rossotti | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Long-Term Compensation Plan | Mgmt | For | For | For | |||
12 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Management Proposal Regarding the Right of Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Dhiren Fonseca | Mgmt | For | For | For | |||
5 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
6 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | Against | Against | |||
8 | Elect Katherine Savitt | Mgmt | For | For | For | |||
9 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
10 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
11 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 11/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
2 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
3 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect John W. Rowe | Mgmt | For | For | For | |||
8 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
9 | Elect Mary Alice Taylor | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005NB99 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Approval of 2015 Performance Incentive Plan | Mgmt | For | For | For | |||
13 | 2015 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Labor Policies | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | ShrHldr | Against | Against | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
1.3 | Elect John A. Fallon | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
1.5 | Elect Lesley Russell | Mgmt | For | For | For | |||
1.6 | Elect Gino Santini | Mgmt | For | For | For | |||
1.7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
1.8 | Elect James R. Sulat | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect William H. Turner | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
7 | Elect Greg C. Garland | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Amira Nature Foods Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANFI | CUSIP G0335L102 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karan A. Chanana | Mgmt | For | For | For | |||
2 | Elect Harash Pal Sethi | Mgmt | For | For | For | |||
3 | Elect Bimal Kishore Raizada | Mgmt | For | For | For | |||
4 | Elect Neal Cravens | Mgmt | For | For | For | |||
5 | Elect Bruce C. Wacha | Mgmt | For | For | For | |||
6 | Elect Shiv Surinder Kumar | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect R. A. Walker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anthem Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Hill | Mgmt | For | For | For | |||
2 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
3 | Elect John H. Short | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George D. Lawrence | Mgmt | For | Against | Against | |||
2 | Elect John E. Lowe | Mgmt | For | Against | Against | |||
3 | Elect Rodman D. Patton | Mgmt | For | Against | Against | |||
4 | Elect Charles J. Pitman | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Archer-Daniels-Midland Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CUSIP 039483102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Mollie Hale Carter | Mgmt | For | For | For | |||
3 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
4 | Elect Pierre Dufour | Mgmt | For | For | For | |||
5 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
6 | Elect Juan Richardo Luciano | Mgmt | For | For | For | |||
7 | Elect Antonio dos Santos Maciel Neto | Mgmt | For | For | For | |||
8 | Elect Patrick J. Moore | Mgmt | For | For | For | |||
9 | Elect Thomas F. O'Neill | Mgmt | For | For | For | |||
10 | Elect Francisco Sanchez | Mgmt | For | For | For | |||
11 | Elect Daniel Shih | Mgmt | For | For | For | |||
12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
13 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Reapproval of the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Armada Hoffler Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHH | CUSIP 04208T108 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George F. Allen | Mgmt | For | For | For | |||
1.2 | Elect James A. Carroll | Mgmt | For | For | For | |||
1.3 | Elect James C. Cherry | Mgmt | For | For | For | |||
1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | |||
1.5 | Elect Eva S. Hardy | Mgmt | For | For | For | |||
1.6 | Elect Daniel A. Hoffler | Mgmt | For | For | For | |||
1.7 | Elect A. Russell Kirk | Mgmt | For | For | For | |||
1.8 | Elect Joseph W. Prueher | Mgmt | For | For | For | |||
1.9 | Elect John W. Snow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Artisan Partners Asset Management Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APAM | CUSIP 04316A108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew R. Barger | Mgmt | For | For | For | |||
1.2 | Elect Seth W. Brennan | Mgmt | For | For | For | |||
1.3 | Elect Eric R. Colson | Mgmt | For | For | For | |||
1.4 | Elect Tench Coxe | Mgmt | For | For | For | |||
1.5 | Elect Stephanie G. DiMarco | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
1.7 | Elect Andrew A. Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Scott T. Ford | Mgmt | For | For | For | |||
3 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
4 | Elect William E. Kennard | Mgmt | For | For | For | |||
5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
6 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
7 | Elect John B. McCoy | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
8 | Elect Betsy Rafael | Mgmt | For | For | For | |||
9 | Elect Stacy J. Smith | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 employee stock plan | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | |||
1.8 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.9 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.10 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
1.12 | Elect Paula Stern | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley T. Bieligk | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregor P. Bohm | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert M. McLaughlin | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect R. David Hoover | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHldr | Against | Against | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
Berry Plastics Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert A. Steele | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Rich | Mgmt | For | For | For | |||
1.3 | Elect Robert V. Seminara | Mgmt | For | For | For | |||
2 | Remove Obsolete Provisions from Certificate | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
3 | Elect J. Patrick Doyle | Mgmt | For | For | For | |||
4 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
5 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
6 | Elect Hubert Joly | Mgmt | For | For | For | |||
7 | Elect David W. Kenny | Mgmt | For | For | For | |||
8 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
9 | Elect Gerard R. Vittecoq | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CUSIP 088606108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
9 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect L. Denis Desautels | Mgmt | For | For | For | |||
1.8 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.9 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory vote on Executive Compensation | Mgmt | For | For | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark W. Adams | Mgmt | For | For | For | |||
2 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
3 | Elect James D. Plummer | Mgmt | For | For | For | |||
4 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
5 | Elect George M. Scalise | Mgmt | For | For | For | |||
6 | Elect John B. Shoven | Mgmt | For | For | For | |||
7 | Elect Roger S. Siboni | Mgmt | For | For | For | |||
8 | Elect Young K. Sohn | Mgmt | For | For | For | |||
9 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
10 | Amendment to the Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maxim Ohana | Mgmt | For | Against | Against | |||
2 | Elect Yonathan Melamed | Mgmt | For | Against | Against | |||
3 | Elect Moshe Ronen | Mgmt | For | Against | Against | |||
4 | Elect Avner Naveh | Mgmt | For | Against | Against | |||
5 | Elect Shachar Degani | Mgmt | For | Against | Against | |||
6 | Elect Ram Belinkov | Mgmt | For | Against | Against | |||
7 | Elect Ofer Tsimchi | Mgmt | For | Against | Against | |||
8 | Elect Amichai Beer | Mgmt | For | Against | Against | |||
9 | Elect Or Gilboa | Mgmt | For | Against | Against | |||
10 | Elect Ofer Borovsky | Mgmt | For | Against | Against | |||
11 | Declaration of Material Interest (Election of Mr. Borovsky) | Mgmt | N/A | Against | N/A | |||
12 | Elect Irit Ben-Dov | Mgmt | For | Against | Against | |||
13 | Declaration of Material Interest (Election of Mr. Ben-Dov) | Mgmt | N/A | Against | N/A | |||
14 | Directors' Fees (Not Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
15 | Directors' Fees (Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Chairman's Fees | Mgmt | For | For | For | |||
18 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Management Proposal Regarding Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect David P. King | Mgmt | For | For | For | |||
11 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Material Terms of the Management Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
Carrols Restaurant Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAST | CUSIP 14574X104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David S. Harris | Mgmt | For | For | For | |||
1.2 | Elect Manuel A. Garcia III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CDW Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDW | CUSIP 12514G108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James A. Bell | Mgmt | For | For | For | |||
1.2 | Elect Benjamin D. Chereskin | Mgmt | For | For | For | |||
1.3 | Elect Glenn M. Creamer | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Finnegan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.5 | Elect Gregory J. McCray | Mgmt | For | For | For | |||
1.6 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William A. Owens | Mgmt | For | For | For | |||
1.8 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.9 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.10 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
1.12 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2015 Executive Officer Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
8 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
9 | Elect W. Anthony Will | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Chubb Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Elect James E. Rogers | Mgmt | For | For | For | |||
3 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cintas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTAS | CUSIP 172908105 | 10/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald S. Adolph | Mgmt | For | For | For | |||
2 | Elect John F. Barrett | Mgmt | For | For | For | |||
3 | Elect Melanie W. Barstad | Mgmt | For | For | For | |||
4 | Elect Richard T. Farmer | Mgmt | For | For | For | |||
5 | Elect Scott D. Farmer | Mgmt | For | For | For | |||
6 | Elect James J. Johnson | Mgmt | For | For | For | |||
7 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | |||
8 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
9 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Franz B. Humer | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
9 | Elect Joan E. Spero | Mgmt | For | For | For | |||
10 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 07/29/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert P. Fisher, Jr. | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Celso Lourenco Goncalves | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Joseph Rutkowski | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect James Sawyer | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Gabriel Stoliar | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Douglas Taylor | Mgmt | N/A | TNA | N/A | |||
2 | 2014 Nonemployee Directors' Compensation Plan | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Amendment to the 2012 Incentive Equity Plan | Mgmt | N/A | TNA | N/A | |||
5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K408 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary B. Halverson | Mgmt | For | For | For | |||
1.2 | Elect Barry J. Eldridge [NOMINEE WITHDRAWN] | Mgmt | For | For | For | |||
1.3 | Elect Mark E. Gaumond | Mgmt | For | For | For | |||
1.4 | Elect Susan M. Green | Mgmt | For | For | For | |||
1.5 | Elect Janice K. Henry | Mgmt | For | For | For | |||
1.6 | Elect Stephen M. Johnson [NOMINEE WITHDRAWN] | Mgmt | For | For | For | |||
1.7 | Elect James Kirsch | Mgmt | For | For | For | |||
1.8 | Elect Richard K. Riederer | Mgmt | For | For | For | |||
1.9 | Elect Timothy W. Sullivan | Mgmt | For | For | For | |||
2 | 2014 Nonemployee Directors' Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2012 Incentive Equity Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Marc Bolland | Mgmt | For | For | For | |||
4 | Elect Ana Botin | Mgmt | For | For | For | |||
5 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
6 | Elect Richard M. Daley | Mgmt | For | For | For | |||
7 | Elect Barry Diller | Mgmt | For | For | For | |||
8 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
9 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
10 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
11 | Elect Muhtar Kent | Mgmt | For | For | For | |||
12 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
13 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
14 | Elect Sam Nunn | Mgmt | For | For | For | |||
15 | Elect David B. Weinberg | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | ShrHldr | Against | Against | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald W. Blair | Mgmt | For | Against | Against | |||
2 | Elect Stephanie A. Burns | Mgmt | For | Against | Against | |||
3 | Elect John A. Canning Jr. | Mgmt | For | Against | Against | |||
4 | Elect Richard T. Clark | Mgmt | For | Against | Against | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | |||
6 | Elect James B. Flaws | Mgmt | For | Against | Against | |||
7 | Elect Deborah A. Henretta | Mgmt | For | Against | Against | |||
8 | Elect Daniel P. Huttenlocher | Mgmt | For | Against | Against | |||
9 | Elect Kurt M. Landgraf | Mgmt | For | Against | Against | |||
10 | Elect Kevin J. Martin | Mgmt | For | Against | Against | |||
11 | Elect Deborah D. Rieman | Mgmt | For | Against | Against | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | Against | Against | |||
13 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
14 | Elect Mark S. Wrighton | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey H. Brotman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel J. Evans | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard A. Galanti | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jeffrey S. Raikes | Mgmt | For | Withhold | Against | |||
1.5 | Elect James D. Sinegal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Director Tenure | ShrHldr | Against | Against | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Acquisition | Mgmt | For | For | For | |||
2 | Special: Cancellation of Shares | Mgmt | For | For | For | |||
3 | Ordinary: Issuance of Shares | Mgmt | For | For | For | |||
4 | Special: Amendments to Articles | Mgmt | For | For | For | |||
5 | Ordinary: Reduction in Share Premium Account | Mgmt | For | For | For | |||
6 | Ordinary: Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.2 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.3 | Elect R.Bruce McDonald | Mgmt | For | For | For | |||
1.4 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.5 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.6 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
1.7 | Elect Roger Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
6 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
7 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
8 | Elect Joachim Milberg | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gregory R. Page | Mgmt | For | For | For | |||
11 | Elect Thomas H. Patrick | Mgmt | For | For | For | |||
12 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
15 | Amendment to the Omnibus Equity and Incentive Plan | Mgmt | For | For | For | |||
16 | Re-Approval of the Short-Term Incentive Bonus Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | |||
1.3 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.4 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.6 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.7 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.8 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
1.9 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Carbon Asset Risk | ShrHldr | Against | Against | For | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A309 | 09/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect Paula A. Price | Mgmt | For | For | For | |||
7 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
8 | Elect David B. Rickard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Risks in Sugar Supply Chain | ShrHldr | Against | Against | For | |||
DST Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DST | CUSIP 233326107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerome H. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Lowell L. Bryan | Mgmt | For | For | For | |||
1.3 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
1.4 | Elect Charles E. Halderman | Mgmt | For | For | For | |||
1.5 | Elect Samuel G. Liss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Equity and Incentive Plan | Mgmt | For | For | For | |||
5 | Eliminate Cumulative Voting in Director Elections | Mgmt | For | For | For | |||
6 | Declassify the Board of Directors | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
3 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
4 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
6 | Elect John J. Donahoe | Mgmt | For | For | For | |||
7 | Elect David Dorman | Mgmt | For | For | For | |||
8 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
9 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
10 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
11 | Elect David M. Moffett | Mgmt | For | For | For | |||
12 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
13 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
14 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
15 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Cardis | Mgmt | For | For | For | |||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
3 | Elect Barbara J. McNeil | Mgmt | For | For | For | |||
4 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
5 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
6 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
7 | Approve the Edwards Incentive Plan in accordance with Internal Revenue 162(m) | Mgmt | For | For | For | |||
8 | Amendment to the Long-Term Stock Program | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
7 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
8 | Elect Denise F. Warren | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | 2015 Equity Ownership Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pamela L. Coe | Mgmt | For | Withhold | Against | |||
1.3 | Elect Barry Diller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter M. Kern | Mgmt | For | Withhold | Against | |||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |||
1.9 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2005 Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | For | For | |||
2 | Elect Maura C. Breen | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
6 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect William L. Roper | Mgmt | For | For | For | |||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
FMSA Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMSA | CUSIP 30255X106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer D. Deckard | Mgmt | For | Withhold | Against | |||
1.2 | Elect William P. Kelly | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael C. Kearney | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Mark Fields | Mgmt | For | For | For | |||
5 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
6 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect William E. Kennard | Mgmt | For | For | For | |||
12 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
13 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
15 | Elect John L. Thornton | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Freeport-McMoRan Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Generac Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNRC | CUSIP 368736104 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Dixon | Mgmt | For | For | For | |||
1.2 | Elect David A. Ramon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Susan Hockfield | Mgmt | For | For | For | |||
7 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
8 | Elect Andrea Jung | Mgmt | For | For | For | |||
9 | Elect Robert W. Lane | Mgmt | For | For | For | |||
10 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
11 | Elect James J. Mulva | Mgmt | For | For | For | |||
12 | Elect James E. Rohr | Mgmt | For | For | For | |||
13 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
14 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
15 | Elect James S. Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Nomination of Retiree Directors | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
4 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Halyard Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYH | CUSIP 40650V100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary D. Blackford | Mgmt | For | For | For | |||
1.2 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HASI | CUSIP 41068X100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Eckel | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Cirilli | Mgmt | For | For | For | |||
1.3 | Elect Charles M. O'Neil | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Osborne | Mgmt | For | For | For | |||
1.5 | Elect Steve G. Osgood | Mgmt | For | For | For | |||
1.6 | Elect Jackalyne Pfannenstiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCA Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Dennis | Mgmt | For | For | For | |||
1.3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
1.5 | Elect William R. Frist | Mgmt | For | For | For | |||
1.6 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
1.7 | Elect Jay O. Light | Mgmt | For | For | For | |||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
1.9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
1.10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.11 | Elect John W. Rowe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Helmerich & Payne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HP | CUSIP 423452101 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Armstrong | Mgmt | For | For | For | |||
2 | Elect Randy A. Foutch | Mgmt | For | For | For | |||
3 | Elect Hans Helmerich | Mgmt | For | For | For | |||
4 | Elect John W. Lindsay | Mgmt | For | For | For | |||
5 | Elect Paula Marshall | Mgmt | For | For | For | |||
6 | Elect Thomas A. Petrie | Mgmt | For | For | For | |||
7 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
8 | Elect Francis Rooney | Mgmt | For | For | For | |||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
10 | Elect John D. Zeglis | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
2 | Elect Terrence J. Checki | Mgmt | For | For | For | |||
3 | Elect Harvey Golub | Mgmt | For | For | For | |||
4 | Elect John B. Hess | Mgmt | For | For | For | |||
5 | Elect Edith E. Holiday | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect David McManus | Mgmt | For | For | For | |||
8 | Elect John H. Mullin, III | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
6 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
7 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
8 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John Bruton | Mgmt | For | For | For | |||
3 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
4 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
5 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||
9 | Elect Myles P. Lee | Mgmt | For | For | For | |||
10 | Elect John P. Surma | Mgmt | For | For | For | |||
11 | Elect Richard J. Swift | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | |||
2 | Elect William R. Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect David N. Farr | Mgmt | For | For | For | |||
6 | Elect Alex Gorsky | Mgmt | For | For | For | |||
7 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
8 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
9 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||
14 | Elect Peter R. Voser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect William J. Burns | Mgmt | For | For | For | |||
3 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
9 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Elect Ray G. Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Intrawest Resorts Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNOW | CUSIP 46090K109 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Clifford | Mgmt | For | For | For | |||
1.2 | Elect John W. Harris, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Jane L. Harman | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
1.10 | Elect Henrik O. Schliemann | Mgmt | For | For | For | |||
1.11 | Elect Barry J. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Increase Maximum Board Size to Thirteen | Mgmt | For | For | For | |||
Jazz Pharmaceuticals PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
4 | Elect James P. Hallett | Mgmt | For | For | For | |||
5 | Elect Mark E. Hill | Mgmt | For | For | For | |||
6 | Elect J. Mark Howell | Mgmt | For | For | For | |||
7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
9 | Elect John P. Larson | Mgmt | For | For | For | |||
10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.12 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
1.14 | Elect David K. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Keysight Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEYS | CUSIP 49338L103 | 03/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald S. Nersesian | Mgmt | For | TNA | N/A | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Approval of 2014 Equity Plan | Mgmt | For | TNA | N/A | |||
5 | Approval of Performance-Based Compensation Plan | Mgmt | For | TNA | N/A | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||
1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
1.4 | Elect Joe Grills | Mgmt | For | For | For | |||
1.5 | Elect David B. Henry | Mgmt | For | For | For | |||
1.6 | Elect Frank Lourenso | Mgmt | For | For | For | |||
1.7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
1.8 | Elect Richard Saltzman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven A. Burd | Mgmt | For | For | For | |||
3 | Elect Dale E. Jones | Mgmt | For | For | For | |||
4 | Elect Kevin Mansell | Mgmt | For | For | For | |||
5 | Elect John E. Schlifske | Mgmt | For | For | For | |||
6 | Elect Frank V. Sica | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
8 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
9 | Elect Stephen E. Watson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
4 | Elect David B. Lewis | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
9 | Elect James A. Runde | Mgmt | For | For | For | |||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
11 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Use of Antibiotics | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason N. Ader | Mgmt | For | For | For | |||
1.2 | Elect Micheline Chau | Mgmt | For | For | For | |||
1.3 | Elect Michael A. Leven | Mgmt | For | For | For | |||
1.4 | Elect David F. Levi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
5 | Elect Conrad L. Mallett, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
7 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Legg Mason, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LM | CUSIP 524901105 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Angelica | Mgmt | For | For | For | |||
1.2 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
1.3 | Elect Barry W. Huff | Mgmt | For | For | For | |||
1.4 | Elect Dennis M. Kass | Mgmt | For | For | For | |||
1.5 | Elect Cheryl G. Krongard | Mgmt | For | For | For | |||
1.6 | Elect John V. Murphy | Mgmt | For | For | For | |||
1.7 | Elect John H. Myers | Mgmt | For | For | For | |||
1.8 | Elect Nelson Peltz | Mgmt | For | For | For | |||
1.9 | Elect W. Allen Reed | Mgmt | For | For | For | |||
1.10 | Elect Margaret Milner Richardson | Mgmt | For | For | For | |||
1.11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||
1.12 | Elect Joseph A. Sullivan | Mgmt | For | For | For | |||
2 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
2 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
3 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
4 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.9 | Elect James H Morgan | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Buchanan | Mgmt | For | For | For | |||
2 | Elect Stephen F. Cooper | Mgmt | For | For | For | |||
3 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
4 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
5 | Elect Kevin W. Brown | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Kaplan | Mgmt | For | For | For | |||
7 | Adoption of Dutch Statutory Annual Accounts for 2014 | Mgmt | For | For | For | |||
8 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
9 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
12 | Allocation of Dividends | Mgmt | For | For | For | |||
13 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Supression of Preemptive Rights | Mgmt | For | For | For | |||
16 | Amendment to the 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
17 | Authority of Management Board to Repurchase Shares | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect John A. Bryant | Mgmt | For | For | For | |||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
4 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect J. Trevor Eyton | Mgmt | For | For | For | |||
1.4 | Elect V. Peter Harder | Mgmt | For | For | For | |||
1.5 | Elect Barbara Judge | Mgmt | For | For | For | |||
1.6 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.7 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Malibu Boats Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBUU | CUSIP 56117J100 | 11/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark W. Lanigan | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ivar S. Chhina | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael J. Connolly | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Marvell Technology Group Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | |||
2 | Elect Weili Dai | Mgmt | For | For | For | |||
3 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
4 | Elect John G. Kassakian | Mgmt | For | For | For | |||
5 | Elect Arturo Krueger | Mgmt | For | For | For | |||
6 | Elect Randhir Thakur | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Executive Performance Incentive Plan | Mgmt | For | For | For | |||
9 | 1995 Stock Option Plan | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Marvell Technology Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | |||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
3 | Elect John G. Kassakian | Mgmt | For | For | For | |||
4 | Elect Arturo Krueger | Mgmt | For | For | For | |||
5 | Elect Randhir Thakur | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Walter E. Massey | Mgmt | For | For | For | |||
9 | Elect Andrew J. McKenna | Mgmt | For | For | For | |||
10 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Roger W. Stone | Mgmt | For | For | For | |||
13 | Elect Miles D. White | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report of Values in Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Educating the Public On Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Palm Oil | ShrHldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
6 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
7 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
8 | Elect David M. Lawrence | Mgmt | For | For | For | |||
9 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Medtronic PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Medtronic PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.4 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.5 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.6 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.10 | Elect Preetha Reddy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote Standard for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals | Mgmt | For | For | For | |||
Memorial Resource Development Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRD | CUSIP 58605Q109 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tony R. Weber | Mgmt | For | Against | Against | |||
2 | Elect John A. Weinzierl | Mgmt | For | Against | Against | |||
3 | Elect Scott A. Gieselman | Mgmt | For | Against | Against | |||
4 | Elect Kenneth A. Hersh | Mgmt | For | Against | Against | |||
5 | Elect Robert A. Innamorati | Mgmt | For | Against | Against | |||
6 | Elect Carol Lee O’Neill | Mgmt | For | Against | Against | |||
7 | Elect Pat Wood III | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Idol | Mgmt | For | For | For | |||
2 | Elect Silas Chou | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.6 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.7 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.8 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to the 2014 Omnibus Long-term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
MiX Telematics Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIX | CUSIP 60688N102 | 09/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Approve Financial Assistance | Mgmt | For | For | For | |||
3 | Authority to Issue Shares pursuant to Executive Incentive Plan | Mgmt | For | Against | Against | |||
4 | Re-elect Robin Frew | Mgmt | For | Against | Against | |||
5 | Re-elect Chris Ewing | Mgmt | For | Against | Against | |||
6 | Elect Audit and Risk Committee Member (Tony Welton) | Mgmt | For | For | For | |||
7 | Elect Audit and Risk Committee Member (Richard Bruyns) | Mgmt | For | For | For | |||
8 | Elect Audit and Risk Committee Member (Chris Ewing) | Mgmt | For | For | For | |||
9 | Elect Audit and Risk Committee Member (Enos Banda) | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
12 | Approve Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares Pursuant to Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
3 | Elect James P. Gorman | Mgmt | For | For | For | |||
4 | Elect Robert H. Herz | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
Mylan NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Kotts | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||
1.4 | Elect Anthony G. Petrello | Mgmt | For | Withhold | Against | |||
1.5 | Elect Dag Skattum | Mgmt | For | For | For | |||
1.6 | Elect Howard Wolf | Mgmt | For | Withhold | Against | |||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Bylaw Amendment Regarding Treatment of Broker Non-Votes | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal regarding Proxy Access | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Georgens | Mgmt | For | For | For | |||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
3 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
4 | Elect Tor R. Braham | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reapproval of the Annual Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
New Home Company LLC (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWHM | CUSIP 645370107 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Berman | Mgmt | For | For | For | |||
1.2 | Elect Douglas C. Neff | Mgmt | For | For | For | |||
1.3 | Elect Nadine Watt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.2 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect William J. Miller | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jason Giordano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PNC Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Paul W. Chellgren | Mgmt | For | For | For | |||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Kay Coles James | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Anthony A. Massaro | Mgmt | For | For | For | |||
9 | Elect Jane G. Pepper | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Lorene K. Steffes | Mgmt | For | For | For | |||
12 | Elect Dennis F. Strigl | Mgmt | For | For | For | |||
13 | Elect Thomas J. Usher | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Procter & Gamble Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela F. Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2014 Stock and Incentive Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | |||
2 | Elect William V. Hickey | Mgmt | For | For | For | |||
3 | Elect Ralph Izzo | Mgmt | For | For | For | |||
4 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
8 | Elect Richard J. Swift | Mgmt | For | For | For | |||
9 | Elect Susan Tomasky | Mgmt | For | For | For | |||
10 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect James E. Cartwright | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger Ltd. (Netherlands Antilles) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect K. Vaman Kamath | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Michael E. Marks | Mgmt | For | For | For | |||
7 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
8 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Comfort Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSS | CUSIP 81616X103 | 05/22/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian A. Spaly | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Adam J. Wright | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee Daniel Alegre | Mgmt | N/A | TNA | N/A | |||
2 | Re-Approve the Performance Goals under the 2010 Omnibus Incentive Plan | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
5 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
Select Comfort Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSS | CUSIP 81616X103 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel I. Alegre | Mgmt | For | For | For | |||
1.2 | Elect Stephen L. Gulis Jr. | Mgmt | For | For | For | |||
1.3 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||
2 | Re-Approve the Performance Goals under the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Shire Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CUSIP 82481R106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Long Term Incentive Plan 2015 | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
8 | Elect John T. Montford | Mgmt | For | For | For | |||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amended and Restated 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit AeroSystems Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPR | CUSIP 848574109 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles L. Chadwell | Mgmt | For | For | For | |||
1.2 | Elect Paul E. Fulchino | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.4 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ronald T. Kadish | Mgmt | For | For | For | |||
1.6 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
1.7 | Elect Larry A. Lawson | Mgmt | For | For | For | |||
1.8 | Elect John L. Plueger | Mgmt | For | For | For | |||
1.9 | Elect Francis Raborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Technical Amendments to Bylaws | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Brown | Mgmt | For | For | For | |||
2 | Elect Daniel J. Starks | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Management Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | |||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Brown | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
4 | Elect David Mahoney | Mgmt | For | For | For | |||
5 | Elect Robert S. Miller | Mgmt | For | For | For | |||
6 | Elect Anita Sands | Mgmt | For | For | For | |||
7 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
8 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
9 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Brian C. Cornell | Mgmt | For | Against | Against | |||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
5 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
6 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
9 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
10 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendment to 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Time Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIME | CUSIP 887228104 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph A. Ripp | Mgmt | For | For | For | |||
2 | Elect David A. Bell | Mgmt | For | For | For | |||
3 | Elect John M. Fahey, Jr. | Mgmt | For | For | For | |||
4 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
5 | Elect Dennis J. FitzSimons | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Kay Koplovitz | Mgmt | For | For | For | |||
8 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
9 | Elect Ronald S. Rolfe | Mgmt | For | For | For | |||
10 | Elect Howard Stringer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Reapproval of the 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 10/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Rogers | Mgmt | For | For | For | |||
2 | Elect David B. Yoffie | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect John F. O'Brien | Mgmt | For | For | For | |||
9 | Elect Willow B. Shire | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Patrick Artus | Mgmt | For | For | For | |||
7 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
8 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
9 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
11 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
Transdigm Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDG | CUSIP 893641100 | 03/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Dries | Mgmt | For | For | For | |||
1.2 | Elect W. Nicholas Howley | Mgmt | For | For | For | |||
1.3 | Elect Raymond Laubenthal | Mgmt | For | For | For | |||
1.4 | Elect Robert J Small | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Trinity Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRN | CUSIP 896522109 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John L. Adams | Mgmt | For | For | For | |||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.3 | Elect David W. Biegler | Mgmt | For | For | For | |||
1.4 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
1.5 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
1.6 | Elect Ronald J. Gafford | Mgmt | For | For | For | |||
1.7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.8 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
1.9 | Elect Douglas L. Rock | Mgmt | For | For | For | |||
1.10 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
1.11 | Elect Timothy R. Wallace | Mgmt | For | For | For | |||
2 | Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to Par Value | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 11/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerome Squire Griffith | Mgmt | For | For | For | |||
1.2 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Alexander W. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
2 | Elect Jane C. Garvey | Mgmt | For | For | For | |||
3 | Elect Walter Isaacson | Mgmt | For | For | For | |||
4 | Elect Henry L. Meyer III | Mgmt | For | For | For | |||
5 | Elect Oscar Munoz | Mgmt | For | For | For | |||
6 | Elect William R. Nuti | Mgmt | For | For | For | |||
7 | Elect Laurence E. Simmons | Mgmt | For | For | For | |||
8 | Elect Jeffery A. Smisek | Mgmt | For | For | For | |||
9 | Elect David J. Vitale | Mgmt | For | For | For | |||
10 | Elect John H. Walker | Mgmt | For | For | For | |||
11 | Elect Charles A. Yamarone | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Mario Longhi | Mgmt | For | For | For | |||
3 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
4 | Elect David S. Sutherland | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Re-approval of Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Reincorporation from Minnesota to Delaware | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
4 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
5 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
6 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
7 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Voya Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOYA | CUSIP 929089100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynne Biggar | Mgmt | For | For | For | |||
2 | Elect Jane P. Chwick | Mgmt | For | For | For | |||
3 | Elect J. Barry Griswell | Mgmt | For | For | For | |||
4 | Elect Frederick S. Hubbell | Mgmt | For | For | For | |||
5 | Elect Rodney O. Martin, Jr. | Mgmt | For | For | For | |||
6 | Elect Joseph V. Tripodi | Mgmt | For | For | For | |||
7 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
8 | Elect David K. Zwiener | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Michael T. Duke | Mgmt | For | For | For | |||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
7 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
8 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
9 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
10 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
11 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
12 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
13 | Elect Jim C. Walton | Mgmt | For | For | For | |||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||
15 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Walgreens Boots Alliance Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Ledrerer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
10 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
11 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
4 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
5 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
6 | Elect John C. Pope | Mgmt | For | For | For | |||
7 | Elect W. Robert Reum | Mgmt | For | For | For | |||
8 | Elect David P. Steiner | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Weight Watchers International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTW | CUSIP 948626106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Denis F. Kelly | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sacha Lainovic | Mgmt | For | Withhold | Against | |||
1.3 | Elect Christopher J. Sobecki | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Option Exchange Program | Mgmt | For | Against | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
West Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSTC | CUSIP 952355204 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lee Adrean | Mgmt | For | Against | Against | |||
2 | Elect Michael A. Huber | Mgmt | For | Against | Against | |||
3 | Elect Soren L. Oberg | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
4 | Elect Len J. Lauer | Mgmt | For | For | For | |||
5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect John D. Liu | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.2 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.6 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.7 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
2 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
3 | Elect William Curt Hunter | Mgmt | For | For | For | |||
4 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
5 | Elect Charles Prince | Mgmt | For | For | For | |||
6 | Elect Ann N. Reese | Mgmt | For | For | For | |||
7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
8 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
2 | Elect Greg Creed | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
7 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
8 | Elect David C. Novak | Mgmt | For | For | For | |||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Money Market Fund | ||||||||
Date of Fiscal Year End : | 12/31/2014 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Growth Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
AAC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAC | CUSIP 000307108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry D. Bostelman | Mgmt | For | For | For | |||
1.2 | Elect Lucius E. Burch, III | Mgmt | For | For | For | |||
1.3 | Elect Michael T. Cartwright | Mgmt | For | For | For | |||
1.4 | Elect Darrell S. Freeman, Sr | Mgmt | For | For | For | |||
1.5 | Elect David C. Kloeppel | Mgmt | For | For | For | |||
1.6 | Elect Jerrod N. Menz | Mgmt | For | For | For | |||
1.7 | Elect Richard E. Ragsdale | Mgmt | For | For | For | |||
2 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Corti | Mgmt | For | For | For | |||
2 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
3 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
4 | Elect Barry Meyer | Mgmt | For | For | For | |||
5 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
6 | Elect Peter Nolan | Mgmt | For | For | For | |||
7 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
8 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
3 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Floyd E. Bloom | Mgmt | For | For | For | |||
2 | Elect Nancy J. Wysenski | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Change of 2016 annual meeting venue. | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005NB99 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
1.3 | Elect John A. Fallon | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
1.5 | Elect Lesley Russell | Mgmt | For | For | For | |||
1.6 | Elect Gino Santini | Mgmt | For | For | For | |||
1.7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
1.8 | Elect James R. Sulat | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Scott R. Peppet | Mgmt | For | For | For | |||
10 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Annie's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNNY | CUSIP 03600T104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly F. Ashby | Mgmt | For | For | For | |||
1.2 | Elect John M. Foraker | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Black | Mgmt | For | For | For | |||
1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | |||
1.5 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
1.6 | Elect Bettina M. Whyte | Mgmt | For | For | For | |||
1.7 | Elect Billie Ida Williamson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase and Transfer Shares | Mgmt | For | TNA | N/A | |||
24 | Long-Term Incentive Plan 2015 | Mgmt | For | TNA | N/A | |||
25 | Stock Split | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
8 | Elect Betsy Rafael | Mgmt | For | For | For | |||
9 | Elect Stacy J. Smith | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 employee stock plan | Mgmt | For | For | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley T. Bieligk | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregor P. Bohm | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert M. McLaughlin | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.8 | Elect William D. Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | |||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew B. Balson | Mgmt | For | For | For | |||
1.2 | Elect David R. Fitzjohn | Mgmt | For | For | For | |||
1.3 | Elect John J. Mahoney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Townes Duncan | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jordan Hitch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Linda A. Mason | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mary Ann Tocio | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys J. Best | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect James R. Gibbs | Mgmt | For | For | For | |||
4 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark W. Adams | Mgmt | For | For | For | |||
2 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
3 | Elect James D. Plummer | Mgmt | For | For | For | |||
4 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
5 | Elect George M. Scalise | Mgmt | For | For | For | |||
6 | Elect John B. Shoven | Mgmt | For | For | For | |||
7 | Elect Roger S. Siboni | Mgmt | For | For | For | |||
8 | Elect Young K. Sohn | Mgmt | For | For | For | |||
9 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
10 | Amendment to the Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Capitol Acquisition Corp II | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLAC | CUSIP 14056V105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extend Transaction Deadline | Mgmt | For | For | For | |||
2 | Pro Rata Conversion Amendment | Mgmt | For | For | For | |||
3 | Corporate Action (Conversion Rights) | Mgmt | N/A | Abstain | N/A | |||
Cardiome Pharma Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COM | CUSIP 14159U301 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold H. Shlevin | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Glickman | Mgmt | For | For | For | |||
1.3 | Elect W. James O'Shea | Mgmt | For | For | For | |||
1.4 | Elect William L. Hunter | Mgmt | For | For | For | |||
1.5 | Elect Mark H. Corrigan | Mgmt | For | For | For | |||
1.6 | Elect Arthur H. Willms | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 03/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | GreatLand/CCH Transaction | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Lance Conn | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael P. Huseby | Mgmt | For | Withhold | Against | |||
1.3 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.5 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.6 | Elect John D. Markley, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect David C. Merritt | Mgmt | For | Withhold | Against | |||
1.8 | Elect Balan Nair | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas M. Rutledge | Mgmt | For | Withhold | Against | |||
1.10 | Elect Eric L. Zinterhofer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemtura Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMT | CUSIP 163893209 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Benjamin | Mgmt | For | Against | Against | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect James W. Crownover | Mgmt | For | For | For | |||
5 | Elect Robert A. Dover | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
7 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
8 | Elect John K. Wulff | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
11 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
12 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
13 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
14 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
15 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
16 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
17 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
18 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
19 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
22 | Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||
6 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
7 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald W. Blair | Mgmt | For | Against | Against | |||
2 | Elect Stephanie A. Burns | Mgmt | For | Against | Against | |||
3 | Elect John A. Canning Jr. | Mgmt | For | Against | Against | |||
4 | Elect Richard T. Clark | Mgmt | For | Against | Against | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against | |||
6 | Elect James B. Flaws | Mgmt | For | Against | Against | |||
7 | Elect Deborah A. Henretta | Mgmt | For | Against | Against | |||
8 | Elect Daniel P. Huttenlocher | Mgmt | For | Against | Against | |||
9 | Elect Kurt M. Landgraf | Mgmt | For | Against | Against | |||
10 | Elect Kevin J. Martin | Mgmt | For | Against | Against | |||
11 | Elect Deborah D. Rieman | Mgmt | For | Against | Against | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | Against | Against | |||
13 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
14 | Elect Mark S. Wrighton | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey H. Brotman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel J. Evans | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard A. Galanti | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jeffrey S. Raikes | Mgmt | For | Withhold | Against | |||
1.5 | Elect James D. Sinegal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Director Tenure | ShrHldr | Against | Against | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect Paula A. Price | Mgmt | For | For | For | |||
7 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
8 | Elect David B. Rickard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dril-Quip, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRQ | CUSIP 262037104 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect L. H. Dick Robertson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lamberto Andreotti | Mgmt | For | TNA | N/A | |||
1.2 | Elect Edward D. Breen | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert A. Brown | Mgmt | For | TNA | N/A | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eleuthere I. du Pont | Mgmt | For | TNA | N/A | |||
1.6 | Elect James L. Gallogly | Mgmt | For | TNA | N/A | |||
1.7 | Elect Marillyn A. Hewson | Mgmt | For | TNA | N/A | |||
1.8 | Elect Lois D. Juliber | Mgmt | For | TNA | N/A | |||
1.9 | Elect Ellen J. Kullman | Mgmt | For | TNA | N/A | |||
1.10 | Elect Ulf M. Schneider | Mgmt | For | TNA | N/A | |||
1.11 | Elect Lee M. Thomas | Mgmt | For | TNA | N/A | |||
1.12 | Elect Patrick J. Ward | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | TNA | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | Against | TNA | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | Against | TNA | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | Against | TNA | N/A | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Nelson Peltz | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee John H. Myers | Mgmt | N/A | Withhold | N/A | |||
1.3 | Elect Dissident Nominee Arthur B. Winkleblack | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Dissident Nominee Robert J. Zatta | Mgmt | N/A | Withhold | N/A | |||
1.5 | Elect Company Nominee Lamberto Andreotti | Mgmt | N/A | For | N/A | |||
1.6 | Elect Company Nominee Edward D. Breen | Mgmt | N/A | For | N/A | |||
1.7 | Elect Company Nominee Eleuthere I. du Pont | Mgmt | N/A | For | N/A | |||
1.8 | Elect Company Nominee James L. Gallogly | Mgmt | N/A | For | N/A | |||
1.9 | Elect Company Nominee Marillyn A. Hewson | Mgmt | N/A | For | N/A | |||
1.10 | Elect Company Nominee Ellen J. Kullman | Mgmt | N/A | For | N/A | |||
1.11 | Elect Company Nominee Ulf M. Schneider | Mgmt | N/A | For | N/A | |||
1.12 | Elect Company Nominee Patrick J. Ward | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | N/A | Against | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | N/A | Against | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | N/A | Against | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | N/A | For | N/A | |||
Dunkin' Brands Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNKN | CUSIP 265504100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sandra Horbach | Mgmt | For | For | For | |||
1.2 | Elect Mark Nunnelly | Mgmt | For | For | For | |||
1.3 | Elect Carl Sparks | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2015 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Cage-Free Eggs | ShrHldr | Against | Against | For | |||
Dynavax Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVAX | CUSIP 268158201 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arnold L. Oronsky | Mgmt | For | Withhold | Against | |||
1.2 | Elect Francis R. Cano | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peggy V. Phillips | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Materials Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXP | CUSIP 26969P108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurence E. Hirsch | Mgmt | For | For | For | |||
2 | Elect Michael R. Nicolais | Mgmt | For | For | For | |||
3 | Elect Richard R. Stewart | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
7 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
8 | Elect Denise F. Warren | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
Finisar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNSR | CUSIP 31787A507 | 09/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eitan Gertel | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Mussafer | Mgmt | For | For | For | |||
1.2 | Elect David Schlessinger | Mgmt | For | For | For | |||
1.3 | Elect Thomas Vellios | Mgmt | For | For | For | |||
1.4 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
1.5 | Elect Joel D. Anderson | Mgmt | For | For | For | |||
1.6 | Elect Kathleen S. Barclay | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Articles of Incorporation and Bylaws to Provide Majority Voting | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freescale Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSL | CUSIP G3727Q101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Balasubramanian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chinh E. Chu | Mgmt | For | Withhold | Against | |||
1.3 | Elect D. Mark Durcan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Daniel J. Heneghan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Thomas H. Lister | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gregg A. Lowe | Mgmt | For | Withhold | Against | |||
1.7 | Elect Joanne M. Maguire | Mgmt | For | Withhold | Against | |||
1.8 | Elect John W. Marren | Mgmt | For | Withhold | Against | |||
1.9 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.10 | Elect Peter Smitham | Mgmt | For | Withhold | Against | |||
1.11 | Elect Gregory L. Summe | Mgmt | For | Withhold | Against | |||
1.12 | Elect Claudius E. Watts IV | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Gaztransport Et Technigaz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CINS F42674113 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of financial statements and auditors' report, Approval of non-Deductible Expenses. | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
8 | Non-Compete Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Severance Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Olivier Jacquier | Mgmt | For | Against | Against | |||
11 | Elect Jacques Blanchard | Mgmt | For | Against | Against | |||
12 | Elect Michele Azalbert | Mgmt | For | Against | Against | |||
13 | Elect Christian Germa | Mgmt | For | Against | Against | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Remuneration of Philippe Berterottiere, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Allert | Mgmt | For | For | For | |||
1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.3 | Elect Ann N. Reese | Mgmt | For | For | For | |||
1.4 | Elect Hunter C.Smith | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hany Massarany | Mgmt | For | For | For | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
GrubHub Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUB | CUSIP 400110102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. William Gurley | Mgmt | For | For | For | |||
1.2 | Elect Matthew Maloney | Mgmt | For | For | For | |||
1.3 | Elect Brian McAndrews | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
1.3 | Elect Neal J. Keating | Mgmt | For | For | For | |||
1.4 | Elect John F. Malloy | Mgmt | For | For | For | |||
1.5 | Elect David G. Nord | Mgmt | For | For | For | |||
1.6 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | |||
1.7 | Elect John G. Russell | Mgmt | For | For | For | |||
1.8 | Elect Steven R. Shawley | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Incentive Award Plan | Mgmt | For | For | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Inovio Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INO | CUSIP 45773H201 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Avtar S. Dhillon | Mgmt | For | For | For | |||
1.2 | Elect J. Joseph Kim | Mgmt | For | For | For | |||
1.3 | Elect Simon X. Benito | Mgmt | For | For | For | |||
1.4 | Elect Morton Collins | Mgmt | For | For | For | |||
1.5 | Elect Adel A.F. Mahmoud | Mgmt | For | For | For | |||
1.6 | Elect Angel Cabrera | Mgmt | For | For | For | |||
1.7 | Elect Nancy J. Wyenski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Omnibus Incentive Plan (Share Pool) | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Omnibus Incentive Plan (Individual Limit) | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Intrawest Resorts Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNOW | CUSIP 46090K109 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Clifford | Mgmt | For | For | For | |||
1.2 | Elect John W. Harris, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect Peter R. Formanek | Mgmt | For | For | For | |||
4 | Elect James P. Hallett | Mgmt | For | For | For | |||
5 | Elect Mark E. Hill | Mgmt | For | For | For | |||
6 | Elect J. Mark Howell | Mgmt | For | For | For | |||
7 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
8 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
9 | Elect John P. Larson | Mgmt | For | For | For | |||
10 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Keurig Green Mountain, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMCR | CUSIP 49271M100 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Steele | Mgmt | For | For | For | |||
1.3 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Keysight Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEYS | CUSIP 49338L103 | 03/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald S. Nersesian | Mgmt | For | TNA | N/A | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Approval of 2014 Equity Plan | Mgmt | For | TNA | N/A | |||
5 | Approval of Performance-Based Compensation Plan | Mgmt | For | TNA | N/A | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Ping Xu | Mgmt | For | For | For | |||
10 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
11 | Approval of Intra-Company Control Agreement with proplan Transport- und Lagersysteme GmbH | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.01 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
1.02 | Creation of Tracking Stocks (Management Policies) | Mgmt | For | For | For | |||
1.03 | Allow Board to Set Future Stock Consolidations or Sub-Divisions at Any Ratio | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase of Shares from Directors | Mgmt | For | For | For | |||
5 | Approval of the Virgin Media Sharesave Proposal | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael T. Fries | Mgmt | For | For | For | |||
2 | Elect Paul A. Gould | Mgmt | For | For | For | |||
3 | Elect John C. Malone | Mgmt | For | Against | Against | |||
4 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
5 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Lions Gate Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGF | CUSIP 535919203 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Burns | Mgmt | For | For | For | |||
1.2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
1.3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
1.4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
1.5 | Elect Frank Giustra | Mgmt | For | For | For | |||
1.6 | Elect Morley Koffman | Mgmt | For | For | For | |||
1.7 | Elect Harald H. Ludwig | Mgmt | For | For | For | |||
1.8 | Elect G. Scott Paterson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.10 | Elect Daryl Simm | Mgmt | For | For | For | |||
1.11 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
1.12 | Elect Phyllis Yaffe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Renewal of Executive Bonus Plan | Mgmt | For | For | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Michael A. Sherman | Mgmt | For | For | For | |||
12 | Elect Elliott Sigal | Mgmt | For | For | For | |||
13 | Elect Robert Singer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Medtronic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Delisting from Hong Kong Stock Exchange | Mgmt | For | For | For | |||
2 | Amendment to Articles in Connection with Delisting | Mgmt | For | Against | Against | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lawrence Yau Lung Ho | Mgmt | For | Against | Against | |||
3 | Elect James D. Packer | Mgmt | For | Against | Against | |||
4 | Elect John P. B. Wang | Mgmt | For | Against | Against | |||
5 | Elect Robert John Rankin | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | General and Unconditional Mandate to Issue New Shares | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares (Before the De-Listing) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares (After the De-Listing) | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Share Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the MCP Share Incentive Plan | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Idol | Mgmt | For | For | For | |||
2 | Elect Silas Chou | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
MiX Telematics Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIX | CUSIP 60688N102 | 09/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Approve Financial Assistance | Mgmt | For | For | For | |||
3 | Authority to Issue Shares pursuant to Executive Incentive Plan | Mgmt | For | Against | Against | |||
4 | Re-elect Robin Frew | Mgmt | For | Against | Against | |||
5 | Re-elect Chris Ewing | Mgmt | For | Against | Against | |||
6 | Elect Audit and Risk Committee Member (Tony Welton) | Mgmt | For | For | For | |||
7 | Elect Audit and Risk Committee Member (Richard Bruyns) | Mgmt | For | For | For | |||
8 | Elect Audit and Risk Committee Member (Chris Ewing) | Mgmt | For | For | For | |||
9 | Elect Audit and Risk Committee Member (Enos Banda) | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
12 | Approve Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares Pursuant to Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Mylan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Ogilvie | Mgmt | For | For | For | |||
1.2 | Elect Sanford D. Smith | Mgmt | For | For | For | |||
1.3 | Elect Catherine Angell Sohn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Norwegian Cruise Line Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCLH | CUSIP G66721104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adam M. Aron | Mgmt | For | Against | Against | |||
2 | Elect Kevin E. Crowe | Mgmt | For | Against | Against | |||
3 | Elect F. Robert Salerno | Mgmt | For | Against | Against | |||
4 | Elect Walter L. Revell | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to Bylaws Regarding Electronic Notice and Access | Mgmt | For | For | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Huff | Mgmt | For | For | For | |||
1.2 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||
1.3 | Elect Steven A. Webster | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Old Dominion Freight Line, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODFL | CUSIP 679580100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Earl E. Congdon | Mgmt | For | For | For | |||
1.2 | Elect David S. Congdon | Mgmt | For | For | For | |||
1.3 | Elect J. Paul Breitbach | Mgmt | For | For | For | |||
1.4 | Elect John R. Congdon, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Culp, III | Mgmt | For | For | For | |||
1.6 | Elect John D. Kasarda | Mgmt | For | For | For | |||
1.7 | Elect Leo H. Suggs | Mgmt | For | For | For | |||
1.8 | Elect D. Michael Wray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Adoption of Tax Asset Protection Plan (Shareholder Rights Plan) | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jason Giordano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Premier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PINC | CUSIP 74051N102 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. D'Arcy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Lloyd H. Dean | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles E. Hart | Mgmt | For | Withhold | Against | |||
1.4 | Elect Philip A. Incarnati | Mgmt | For | Withhold | Against | |||
1.5 | Elect Alan R. Yordy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PTC Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTCT | CUSIP 69366J200 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Koppel | Mgmt | For | For | For | |||
1.2 | Elect Michael Schmertzler | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips S. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Charles B. Stanley | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
3 | Elect William S. Kaiser | Mgmt | For | For | For | |||
4 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Carbone | Mgmt | For | For | For | |||
1.2 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||
1.3 | Elect Cheryl L. Shavers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2015 Long-Term Incentives Plan | Mgmt | For | For | For | |||
S&W Seed Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glen D. Bornt | Mgmt | For | For | For | |||
2 | Elect Michael M. Fleming | Mgmt | For | For | For | |||
3 | Elect Mark S. Grewal | Mgmt | For | For | For | |||
4 | Elect Mark J. Harvey | Mgmt | For | For | For | |||
5 | Elect Charles B. Seidler | Mgmt | For | For | For | |||
6 | Elect William S. Smith | Mgmt | For | For | For | |||
7 | Elect Grover T. Wickersham | Mgmt | For | For | For | |||
8 | Elect Mark W. Wong | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Colin L. Powell | Mgmt | For | For | For | |||
6 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
7 | Elect John V. Roos | Mgmt | For | For | For | |||
8 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger Ltd. (Netherlands Antilles) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect K. Vaman Kamath | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Michael E. Marks | Mgmt | For | For | For | |||
7 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
8 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bugbee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald C. Trauscht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jose Tarruella | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
ServiceNow Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 07/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
1.3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
1.4 | Elect William L. Strauss | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Spectranetics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPNC | CUSIP 84760C107 | 06/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. John Fletcher | Mgmt | For | For | For | |||
1.2 | Elect B. Kristine Johnson | Mgmt | For | For | For | |||
1.3 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
SS&C Technologies Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
SS&C Technologies Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William A. Etherington | Mgmt | For | For | For | |||
1.2 | Elect Jonathan E. Michael | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | |||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect Matthew F.C. Miau | Mgmt | For | For | For | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.9 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.10 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
The Middleby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIDD | CUSIP 596278101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Selim A. Bassoul | Mgmt | For | For | For | |||
2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | |||
3 | Elect Robert B. Lamb | Mgmt | For | For | For | |||
4 | Elect John R. Miller III | Mgmt | For | For | For | |||
5 | Elect Gordon O'Brien | Mgmt | For | For | For | |||
6 | Elect Philip G. Putnam | Mgmt | For | For | For | |||
7 | Elect Sabin C. Streeter | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter H. Kamin | Mgmt | For | For | For | |||
1.2 | Elect Todd Krasnow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Rogers | Mgmt | For | For | For | |||
2 | Elect David B. Yoffie | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect John F. O'Brien | Mgmt | For | For | For | |||
9 | Elect Willow B. Shire | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TripAdvisor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRIP | CUSIP 896945201 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen Kaufer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jonathan F. Miller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Dipchand Nishar | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jeremy Philips | Mgmt | For | Withhold | Against | |||
1.6 | Elect Spencer M. Rascoff | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christopher W. Shean | Mgmt | For | Withhold | Against | |||
1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert S. Wiesenthal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TrueBlue, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBI | CUSIP 89785X101 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen B. Brown | Mgmt | For | For | For | |||
2 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
3 | Elect Thomas E. McChesney | Mgmt | For | For | For | |||
4 | Elect Gates McKibbin | Mgmt | For | For | For | |||
5 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | |||
6 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | |||
7 | Elect Bonnie W. Soodik | Mgmt | For | For | For | |||
8 | Elect William W. Steele | Mgmt | For | For | For | |||
9 | Elect Craig E. Tall | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Tubemogul Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUBE | CUSIP 898570106 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brett Wilson | Mgmt | For | For | For | |||
1.2 | Elect Ashu Garg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerome Squire Griffith | Mgmt | For | For | For | |||
1.2 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Alexander W. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Twitter Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWTR | CUSIP 90184L102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.2 | Elect Evan Williams | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
1.2 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
1.3 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Sir David Clementi | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
5 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
6 | Elect Marilyn H Spearing | Mgmt | For | For | For | |||
7 | Elect Olivia C. Dickson | Mgmt | For | For | For | |||
8 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
9 | Elect Patrick McCall | Mgmt | For | For | For | |||
10 | Elect James B. Lockhart III | Mgmt | For | For | For | |||
11 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
12 | Elect Lee Rochford | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Omid Kordestani | Mgmt | For | For | For | |||
12 | Elect Nick Land | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Vodafone Global Incentive Plan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Marye Anne Fox | Mgmt | For | For | For | |||
3 | Elect Janice K. Henry | Mgmt | For | For | For | |||
4 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
5 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
Waters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAT | CUSIP 941848103 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael J. Berendt | Mgmt | For | For | For | |||
1.3 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||
1.5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
1.6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||
1.7 | Elect William J. Miller | Mgmt | For | For | For | |||
1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect John D. Gass | Mgmt | For | For | For | |||
5 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
6 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Authorize 2016 Annual Meeting to be Held Outside Ireland | Mgmt | For | For | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
4 | Elect Len J. Lauer | Mgmt | For | For | For | |||
5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Hehir | Mgmt | For | For | For | |||
1.2 | Elect Michael W. D. Howell | Mgmt | For | For | For | |||
1.3 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect John D. Liu | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.2 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.6 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.7 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Value Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J204 | 08/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
2 | Elect Regina Benjamin | Mgmt | For | For | For | |||
3 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||
4 | Elect John F. Levy | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Brian A. Markison | Mgmt | For | For | For | |||
7 | Elect Sir Tom McKillop | Mgmt | For | For | For | |||
8 | Elect John Quelch | Mgmt | For | For | For | |||
9 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to Certificate of Incorporation to Allow 25% of Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Callahan | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
1.3 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
1.4 | Elect Martin C. Faga | Mgmt | For | For | For | |||
1.5 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
1.6 | Elect April H. Foley | Mgmt | For | For | For | |||
1.7 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
1.8 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
1.9 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sandy Hook Principles | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
1.4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.5 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.7 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.8 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.9 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Campus Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACC | CUSIP 024835100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Bayless, Jr. | Mgmt | For | For | For | |||
2 | Elect R.D. Burck | Mgmt | For | For | For | |||
3 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
4 | Elect Cydney Donnell | Mgmt | For | For | For | |||
5 | Elect Dennis G. Lopez | Mgmt | For | For | For | |||
6 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
7 | Elect Oliver Luck | Mgmt | For | For | For | |||
8 | Elect C. Patrick Oles Jr. | Mgmt | For | Against | Against | |||
9 | Elect Winston W. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Capital Agency Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 02503X105 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Couch | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Randy E. Dobbs | Mgmt | For | For | For | |||
4 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
5 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
6 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
7 | Elect Malon Wilkus | Mgmt | For | For | For | |||
8 | Elect John R. Erickson | Mgmt | For | For | For | |||
9 | Elect Samuel A. Flax | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect William H. Turner | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Malone | Mgmt | For | For | For | |||
2 | Elect Elizabeth R. Varet | Mgmt | For | For | For | |||
3 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
4 | Shareholder Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Scott R. Peppet | Mgmt | For | For | For | |||
10 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley T. Bieligk | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregor P. Bohm | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert M. McLaughlin | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
BankUnited Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKU | CUSIP 06652K103 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tere Blanca | Mgmt | For | Withhold | Against | |||
1.2 | Elect Eugene F. DeMark | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Dowling | Mgmt | For | For | For | |||
1.4 | Elect John A. Kanas | Mgmt | For | For | For | |||
1.5 | Elect Douglas J. Pauls | Mgmt | For | For | For | |||
1.6 | Elect Rajinder P. Singh | Mgmt | For | For | For | |||
1.7 | Elect Sanjiv Sobti | Mgmt | For | For | For | |||
1.8 | Elect A. Robert Towbin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHldr | Against | Against | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
3 | Elect J. Patrick Doyle | Mgmt | For | For | For | |||
4 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
5 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
6 | Elect Hubert Joly | Mgmt | For | For | For | |||
7 | Elect David W. Kenny | Mgmt | For | For | For | |||
8 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
9 | Elect Gerard R. Vittecoq | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
8 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
9 | Elect W. Anthony Will | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Chegg Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHGG | CUSIP 163092109 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marne Levine | Mgmt | For | For | For | |||
1.2 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.9 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.10 | Elect Lee J. Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
DeVry Education Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DV | CUSIP 251893103 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
1.2 | Elect David S. Brown | Mgmt | For | For | For | |||
1.3 | Elect Fernando Ruiz | Mgmt | For | For | For | |||
1.4 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | 2015 Equity Ownership Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Carbon Emissions | ShrHldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Katherine B. Blackburn | Mgmt | For | For | For | |||
4 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
5 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
6 | Elect James P. Hackett | Mgmt | For | For | For | |||
7 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
8 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
1.2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
1.5 | Elect L. Martin Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
1.7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
1.8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
1.9 | Elect Reynold Levy | Mgmt | For | For | For | |||
1.10 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
1.11 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
1.12 | Elect George G. C. Parker | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Omnibus Award Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Allert | Mgmt | For | For | For | |||
1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.3 | Elect Ann N. Reese | Mgmt | For | For | For | |||
1.4 | Elect Hunter C.Smith | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Archbold | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.2 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.4 | Elect Franck J. Moison | Mgmt | For | For | For | |||
1.5 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.6 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.7 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.9 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.10 | Elect David V. Singer | Mgmt | For | For | For | |||
1.11 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Elect Edward H. Meyer | Mgmt | For | For | For | |||
5 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
6 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
7 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
8 | Elect Frank Sklarsky | Mgmt | For | For | For | |||
9 | Elect Gary G. Steel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
6 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
7 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
8 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
3 | Elect Allen Chao | Mgmt | For | For | For | |||
4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | |||
5 | Elect Larry Hsu | Mgmt | For | For | For | |||
6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||
7 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
8 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
9 | Elect G. Frederick Wilkinson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 12/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John E. Dean | Mgmt | For | For | For | |||
2 | Elect James D. Fowler, Jr. | Mgmt | For | For | For | |||
3 | Elect Vin Weber | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jarden Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAH | CUSIP 471109108 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.2 | Elect James E. Lillie | Mgmt | For | For | For | |||
1.3 | Elect Michael S. Gross | Mgmt | For | For | For | |||
1.4 | Elect Ros L’Esperance | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.5 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
1.6 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin S. Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect John T. Dillon | Mgmt | For | For | For | |||
1.3 | Elect Zachary Gund | Mgmt | For | For | For | |||
1.4 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
LaSalle Hotel Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHO | CUSIP 517942108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey T Foland | Mgmt | For | For | For | |||
1.2 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | |||
1.3 | Elect William S. McCalmont | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Karey D. Barker | Mgmt | For | For | For | |||
1.3 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.4 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Medtronic PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Merit Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMSI | CUSIP 589889104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred P. Lampropoulos | Mgmt | For | For | For | |||
1.2 | Elect Franklin J. Miller | Mgmt | For | For | For | |||
1.3 | Elect A. Scott Anderson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.6 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.7 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.8 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to the 2014 Omnibus Long-term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mylan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Georgens | Mgmt | For | For | For | |||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
3 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
4 | Elect Tor R. Braham | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reapproval of the Annual Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NorthStar Realty Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRF | CUSIP 66704R704 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David T. Hamamoto | Mgmt | For | For | For | |||
1.2 | Elect Judith A. Hannaway | Mgmt | For | For | For | |||
1.3 | Elect Wesley D. Minami | Mgmt | For | For | For | |||
1.4 | Elect Louis J. Paglia | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Larry E. Dunigan | Mgmt | For | For | For | |||
1.3 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.4 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.5 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.7 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.8 | Election of Directors | Mgmt | For | For | For | |||
1.9 | Elect James T. Morris | Mgmt | For | For | For | |||
1.10 | Elect Randall T. Sheppard | Mgmt | For | For | For | |||
1.11 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.12 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.13 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
OraSure Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSUR | CUSIP 68554V108 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Celano | Mgmt | For | For | For | |||
1.2 | Elect Douglas A. Michels | Mgmt | For | For | For | |||
1.3 | Elect Charles W. Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.3 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Douglas H. Lowrey | Mgmt | For | For | For | |||
1.8 | Elect Timothy B. Matz | Mgmt | For | For | For | |||
1.9 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.10 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.11 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Adoption of Tax Asset Protection Plan (Shareholder Rights Plan) | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jason Giordano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 08/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew M. Mannelly | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Charles J. Hinkaty | Mgmt | For | For | For | |||
1.5 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips S. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Charles B. Stanley | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Quaker Chemical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KWR | CUSIP 747316107 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald R. Caldwell | Mgmt | For | For | For | |||
1.2 | Elect William R. Cook | Mgmt | For | For | For | |||
1.3 | Elect Jeffry D. Frisby | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regal Entertainment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGC | CUSIP 758766109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles E. Brymer | Mgmt | For | For | For | |||
1.2 | Elect Michael L. Campbell | Mgmt | For | For | For | |||
1.3 | Elect Alejandro Yemenidijan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2015 Long Term Incentive Plan | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bugbee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald C. Trauscht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jose Tarruella | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Silgan Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLGN | CUSIP 827048109 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Allott | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joseph M Jordan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Edward A. Lapekas | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karen L. Daniel | Mgmt | For | For | For | |||
2 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
3 | Elect Nathan J. Jones | Mgmt | For | For | For | |||
4 | Elect Harry W. Knueppel | Mgmt | For | For | For | |||
5 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
7 | Elect Donald J. Stebbins | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2011 Incentive Stock and Awards Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Brown | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
4 | Elect David Mahoney | Mgmt | For | For | For | |||
5 | Elect Robert S. Miller | Mgmt | For | For | For | |||
6 | Elect Anita Sands | Mgmt | For | For | For | |||
7 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
8 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
9 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect Matthew F.C. Miau | Mgmt | For | For | For | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.9 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.10 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan Propper | Mgmt | For | For | For | |||
2 | Elect Ory Slonim | Mgmt | For | For | For | |||
3 | Elect Joseph Nitzani | Mgmt | For | For | For | |||
4 | Elect Jean-Michel Halfon | Mgmt | For | For | For | |||
5 | Bonus Incentives of President and CEO | Mgmt | For | For | For | |||
6 | Equity Grants of President and CEO | Mgmt | For | For | For | |||
7 | Liability Insurance of Directors & Officers | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect John F. O'Brien | Mgmt | For | For | For | |||
9 | Elect Willow B. Shire | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 09/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduce Maximum Board Size | Mgmt | For | For | For | |||
2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 09/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Butters | Mgmt | For | For | For | |||
2 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
3 | Elect John D. Gass | Mgmt | For | For | For | |||
4 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
5 | Elect William E. Macaulay | Mgmt | For | For | For | |||
6 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
7 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | |||
8 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
9 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Authorize 2015 Annual Meeting to be Held Outside Ireland | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Hehir | Mgmt | For | For | For | |||
1.2 | Elect Michael W. D. Howell | Mgmt | For | For | For | |||
1.3 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect John D. Liu | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ramani Ayer | Mgmt | For | For | For | |||
2 | Elect Dale R. Comey | Mgmt | For | For | For | |||
3 | Elect Michael S. McGavick | Mgmt | For | For | For | |||
4 | Elect Robert R. Glauber | Mgmt | For | For | For | |||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
6 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
7 | Elect Anne L. Stevens | Mgmt | For | For | For | |||
8 | Elect John M. Vereker | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendment to the Directors Plan | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Research Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Genetically Modified Ingredients | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Corti | Mgmt | For | For | For | |||
2 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
3 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
4 | Elect Barry Meyer | Mgmt | For | For | For | |||
5 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
6 | Elect Peter Nolan | Mgmt | For | For | For | |||
7 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
8 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.5 | Elect Darren R. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.7 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.8 | Elect J. Paul Raines | Mgmt | For | For | For | |||
1.9 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
1.10 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.11 | Elect O. Temple Sloan, III | Mgmt | For | For | For | |||
1.12 | Elect Jimmie L. Wade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Agnico-Eagle Mines Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEM | CUSIP 008474108 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leanne M. Baker | Mgmt | For | For | For | |||
1.2 | Elect Sean Boyd | Mgmt | For | For | For | |||
1.3 | Elect Martine A. Celej | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Gemmell | Mgmt | For | For | For | |||
1.5 | Elect Bernard Kraft | Mgmt | For | For | For | |||
1.6 | Elect Mel Leiderman | Mgmt | For | For | For | |||
1.7 | Elect Deborah A. McCombe | Mgmt | For | For | For | |||
1.8 | Elect James D. Nasso | Mgmt | For | For | For | |||
1.9 | Elect Sean Riley | Mgmt | For | For | For | |||
1.10 | Elect J. Merfyn Roberts | Mgmt | For | For | For | |||
1.11 | Elect Howard R. Stockford | Mgmt | For | For | For | |||
1.12 | Elect Pertti Voutilainen | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Amendment to the Incentive Share Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | Against | Against | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
3 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
2 | Elect L. Rafael Reif | Mgmt | For | For | For | |||
3 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
4 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allegheny Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATI | CUSIP 01741R102 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.2 | Elect John R. Pipski | Mgmt | For | For | For | |||
1.3 | Elect James E. Rohr | Mgmt | For | For | For | |||
1.4 | Elect David J. Morehouse | Mgmt | For | For | For | |||
2 | Approval of the 2015 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Approval of the Material Terms of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | |||
10 | Amendment to the Senior Executive Performance Plan | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005NB99 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alstom | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALO | cins F0259M475 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Losses | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Philippe Marien (Societe Bouygues) | Mgmt | For | For | For | |||
9 | Elect Olivier Bouygues | Mgmt | For | Against | Against | |||
10 | Elect Katrina Landis | Mgmt | For | For | For | |||
11 | Elect Lalita Gupte | Mgmt | For | For | For | |||
12 | Elect Bi Yong Chungunco | Mgmt | For | For | For | |||
13 | Remuneration of Patrick Kron, chairman and CEO | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Amendments to Articles Regarding Voting Rights | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding General Meetings of Bondholders | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Reiner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | Withhold | Against | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | |||
7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
8 | Elect Richard C. Levin | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
11 | Elect Robert D. Walter | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
9 | Elect Susan N. Story | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect William H. Turner | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect R. A. Walker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | For | For | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Scott R. Peppet | Mgmt | For | For | For | |||
10 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
11 | Elect Samuel Zell | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Annie's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNNY | CUSIP 03600T104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly F. Ashby | Mgmt | For | For | For | |||
1.2 | Elect John M. Foraker | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Black | Mgmt | For | For | For | |||
1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | |||
1.5 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
1.6 | Elect Bettina M. Whyte | Mgmt | For | For | For | |||
1.7 | Elect Billie Ida Williamson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Antero Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AR | CUSIP 03674X106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Kagan | Mgmt | For | For | For | |||
1.2 | Elect W. Howard Keenan, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Christopher R. Manning | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Hill | Mgmt | For | For | For | |||
2 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
3 | Elect John H. Short | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 04/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Arista Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANET | CUSIP 040413106 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andreas Bechtolsheim | Mgmt | For | For | For | |||
1.2 | Elect Jayshree Ullal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
8 | Elect Betsy Rafael | Mgmt | For | For | For | |||
9 | Elect Stacy J. Smith | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 employee stock plan | Mgmt | For | For | For | |||
AutoNation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AN | CUSIP 05329W102 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Jackson | Mgmt | For | For | For | |||
2 | Elect Robert J. Brown | Mgmt | For | For | For | |||
3 | Elect Rick L. Burdick | Mgmt | For | For | For | |||
4 | Elect Tomago Collins | Mgmt | For | For | For | |||
5 | Elect David B. Edelson | Mgmt | For | For | For | |||
6 | Elect Robert R. Grusky | Mgmt | For | For | For | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect G. Mike Mikan | Mgmt | For | For | For | |||
9 | Elect Alison H. Rosenthal | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
2 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
3 | Elect Sue E. Gove | Mgmt | For | For | For | |||
4 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For | |||
5 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
6 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
7 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
8 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
9 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | |||
10 | Elect Luis P. Nieto | Mgmt | For | For | For | |||
11 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
12 | 2015 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
1.3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
1.5 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.7 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.8 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.9 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.10 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | |||
1.8 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.9 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.10 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
1.12 | Elect Paula Stern | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley T. Bieligk | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregor P. Bohm | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert M. McLaughlin | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
9 | Elect Robert Ripp | Mgmt | For | For | For | |||
10 | Elect David N. Weinstein | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Uma Chowdhry | Mgmt | For | For | For | |||
2 | Elect James R. Gavin III | Mgmt | For | For | For | |||
3 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
4 | Elect Kees J. Storm | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2015 Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHldr | Against | Against | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Boise Cascade Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCC | CUSIP 09739D100 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Fleming | Mgmt | For | For | For | |||
2 | Elect Mack L. Hogans | Mgmt | For | For | For | |||
3 | Elect Christopher J. McGowan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect L. Denis Desautels | Mgmt | For | For | For | |||
1.8 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.9 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory vote on Executive Compensation | Mgmt | For | For | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol B. Einiger | Mgmt | For | Against | Against | |||
2 | Elect Jacob A. Frenkel | Mgmt | For | Against | Against | |||
3 | Elect Joel I. Klein | Mgmt | For | Against | Against | |||
4 | Elect Douglas T. Linde | Mgmt | For | Against | Against | |||
5 | Elect Matthew J. Lustig | Mgmt | For | Against | Against | |||
6 | Elect Alan J. Patricof | Mgmt | For | Against | Against | |||
7 | Elect Ivan G. Seidenberg | Mgmt | For | Against | Against | |||
8 | Elect Owen D. Thomas | Mgmt | For | Against | Against | |||
9 | Elect Martin Turchin | Mgmt | For | Against | Against | |||
10 | Elect David A. Twardock | Mgmt | For | Against | Against | |||
11 | Elect Mortimer B. Zuckerman | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Townes Duncan | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jordan Hitch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Linda A. Mason | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mary Ann Tocio | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Mark D. Schwabero | Mgmt | For | For | For | |||
3 | Elect David V. Singer | Mgmt | For | For | For | |||
4 | Elect Jane L. Warner | Mgmt | For | For | For | |||
5 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys J. Best | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect James R. Gibbs | Mgmt | For | For | For | |||
4 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
1.3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
1.4 | Elect William L. Jews | Mgmt | For | For | For | |||
1.5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
1.6 | Elect J.P. London | Mgmt | For | For | For | |||
1.7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
1.8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
1.9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
1.10 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maxim Ohana | Mgmt | For | Against | Against | |||
2 | Elect Yonathan Melamed | Mgmt | For | Against | Against | |||
3 | Elect Moshe Ronen | Mgmt | For | Against | Against | |||
4 | Elect Avner Naveh | Mgmt | For | Against | Against | |||
5 | Elect Shachar Degani | Mgmt | For | Against | Against | |||
6 | Elect Ram Belinkov | Mgmt | For | Against | Against | |||
7 | Elect Ofer Tsimchi | Mgmt | For | Against | Against | |||
8 | Elect Amichai Beer | Mgmt | For | Against | Against | |||
9 | Elect Or Gilboa | Mgmt | For | Against | Against | |||
10 | Elect Ofer Borovsky | Mgmt | For | Against | Against | |||
11 | Declaration of Material Interest (Election of Mr. Borovsky) | Mgmt | N/A | Against | N/A | |||
12 | Elect Irit Ben-Dov | Mgmt | For | Against | Against | |||
13 | Declaration of Material Interest (Election of Mr. Ben-Dov) | Mgmt | N/A | Against | N/A | |||
14 | Directors' Fees (Not Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
15 | Directors' Fees (Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Chairman's Fees | Mgmt | For | For | For | |||
18 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amend Bylaws to Adopt a Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||
5 | Reapprove the Equity Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Canadian Pacific Railway Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CP | CUSIP 13645T100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3.1 | Elect William A. Ackman | Mgmt | For | For | For | |||
3.2 | Elect John Baird | Mgmt | For | For | For | |||
3.3 | Elect Gary F. Colter | Mgmt | For | For | For | |||
3.4 | Elect Isabelle Courville | Mgmt | For | For | For | |||
3.5 | Elect Keith E. Creel | Mgmt | For | For | For | |||
3.6 | Elect E. Hunter Harrison | Mgmt | For | For | For | |||
3.7 | Elect Paul C. Hilal | Mgmt | For | For | For | |||
3.8 | Elect Krystyna T. Hoeg | Mgmt | For | For | For | |||
3.9 | Elect Rebecca MacDonald | Mgmt | For | For | For | |||
3.10 | Elect Anthony R. Melman | Mgmt | For | For | For | |||
3.11 | Elect Linda J. Morgan | Mgmt | For | For | For | |||
3.12 | Elect Andrew F. Reardon | Mgmt | For | For | For | |||
3.13 | Elect Stephen C. Tobias | Mgmt | For | For | For | |||
4 | Advance Notice Provision | Mgmt | For | For | For | |||
5 | Amendments to Articles Regarding Meeting Location | Mgmt | For | For | For | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | For | For | |||
1.2 | Elect Robert McDermott | Mgmt | For | For | For | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | For | For | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | For | For | |||
1.5 | Elect Andrew Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Management Proposal Regarding Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect David P. King | Mgmt | For | For | For | |||
11 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Material Terms of the Management Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
Castlight Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSLT | CUSIP 14862Q100 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Giovanni M. Colella | Mgmt | For | For | For | |||
1.2 | Elect Bryan Roberts | Mgmt | For | For | For | |||
2 | Approve Material Terms of the 2014 Equity Incentive Plan for Purposes of Section 162(m) | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Cemex S.A.B. De C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEMEX | CUSIP 151290889 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Technical Committee Chairman | Mgmt | For | For | For | |||
2 | Amendments to Trust | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
Cemex S.A.B. De C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEMEX | CUSIP 151290889 | 10/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Technical Committee Chairman; Approve Restatement of Clauses of Trust Agreement | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
Cerner Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CERN | CUSIP 156782104 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
2 | Elect Clifford W. Illig | Mgmt | For | For | For | |||
3 | Elect William B. Neaves | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Performance-Based Compensation Plan | Mgmt | For | For | For | |||
7 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
8 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
9 | Elect W. Anthony Will | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 03/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | GreatLand/CCH Transaction | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Lance Conn | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael P. Huseby | Mgmt | For | Withhold | Against | |||
1.3 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.5 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.6 | Elect John D. Markley, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect David C. Merritt | Mgmt | For | Withhold | Against | |||
1.8 | Elect Balan Nair | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas M. Rutledge | Mgmt | For | Withhold | Against | |||
1.10 | Elect Eric L. Zinterhofer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Nuno Brandolini | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
7 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
9 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 09/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charif Souki | Mgmt | For | Against | Against | |||
2 | Elect Vicky A. Bailey | Mgmt | For | Against | Against | |||
3 | Elect G. Andrea Botta | Mgmt | For | Against | Against | |||
4 | Elect Keith F. Carney | Mgmt | For | Against | Against | |||
5 | Elect David I. Foley | Mgmt | For | Against | Against | |||
6 | Elect Randy A. Foutch | Mgmt | For | Against | Against | |||
7 | Elect David B. Kilpatrick | Mgmt | For | Against | Against | |||
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Neal A. Shear | Mgmt | For | Against | Against | |||
10 | Elect Heather R. Zichal | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Partridge | Mgmt | For | For | For | |||
2 | Elect James E. Rogers | Mgmt | For | For | For | |||
3 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Franz B. Humer | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
9 | Elect Joan E. Spero | Mgmt | For | For | For | |||
10 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
11 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
12 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
13 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
14 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
15 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
16 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
17 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
18 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
19 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
22 | Exclusive Forum Bylaw | Mgmt | For | Against | Against | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect Nicholas J. Deiuliis | Mgmt | For | For | For | |||
1.3 | Elect Philip W. Baxter | Mgmt | For | For | For | |||
1.4 | Elect Alvin R. Carpenter | Mgmt | For | For | For | |||
1.5 | Elect William E. Davis | Mgmt | For | For | For | |||
1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Maureen Lally-Green | Mgmt | For | For | For | |||
1.8 | Elect Gregory A. Lanham | Mgmt | For | For | For | |||
1.9 | Elect John T. Mills | Mgmt | For | For | For | |||
1.10 | Elect William P. Powell | Mgmt | For | For | For | |||
1.11 | Elect William N. Thorndike, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||
6 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
7 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey H. Brotman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel J. Evans | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard A. Galanti | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jeffrey S. Raikes | Mgmt | For | Withhold | Against | |||
1.5 | Elect James D. Sinegal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Amending Requirement that Directors BE Removed For Cause | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Director Tenure | ShrHldr | Against | Against | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Acquisition | Mgmt | For | For | For | |||
2 | Special: Cancellation of Shares | Mgmt | For | For | For | |||
3 | Ordinary: Issuance of Shares | Mgmt | For | For | For | |||
4 | Special: Amendments to Articles | Mgmt | For | For | For | |||
5 | Ordinary: Reduction in Share Premium Account | Mgmt | For | For | For | |||
6 | Ordinary: Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Covidien Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Croda International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRDA | CINS G25536106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alan Ferguson | Mgmt | For | For | For | |||
5 | Elect Martin Flower | Mgmt | For | For | For | |||
6 | Elect Steve E. Foots | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Helena Ganczakowski | Mgmt | For | For | For | |||
9 | Elect Keith Layden | Mgmt | For | For | For | |||
10 | Elect Jez Maiden | Mgmt | For | For | For | |||
11 | Elect Nigel Turner | Mgmt | For | For | For | |||
12 | Elect Stephen Williams | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 09/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Article Amendments | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Diplomat Pharmacy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPLO | CUSIP 25456K101 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip R. Hagerman | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Dreyer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
5 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
6 | Elect Paula A. Price | Mgmt | For | For | For | |||
7 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
8 | Elect David B. Rickard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lamberto Andreotti | Mgmt | For | TNA | N/A | |||
1.2 | Elect Edward D. Breen | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert A. Brown | Mgmt | For | TNA | N/A | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eleuthere I. du Pont | Mgmt | For | TNA | N/A | |||
1.6 | Elect James L. Gallogly | Mgmt | For | TNA | N/A | |||
1.7 | Elect Marillyn A. Hewson | Mgmt | For | TNA | N/A | |||
1.8 | Elect Lois D. Juliber | Mgmt | For | TNA | N/A | |||
1.9 | Elect Ellen J. Kullman | Mgmt | For | TNA | N/A | |||
1.10 | Elect Ulf M. Schneider | Mgmt | For | TNA | N/A | |||
1.11 | Elect Lee M. Thomas | Mgmt | For | TNA | N/A | |||
1.12 | Elect Patrick J. Ward | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | TNA | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | Against | TNA | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | Against | TNA | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | Against | TNA | N/A | |||
Du Pont (E.I.) De Nemours & Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Nelson Peltz | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee John H. Myers | Mgmt | N/A | Withhold | N/A | |||
1.3 | Elect Dissident Nominee Arthur B. Winkleblack | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Dissident Nominee Robert J. Zatta | Mgmt | N/A | Withhold | N/A | |||
1.5 | Elect Company Nominee Lamberto Andreotti | Mgmt | N/A | For | N/A | |||
1.6 | Elect Company Nominee Edward D. Breen | Mgmt | N/A | For | N/A | |||
1.7 | Elect Company Nominee Eleuthere I. du Pont | Mgmt | N/A | For | N/A | |||
1.8 | Elect Company Nominee James L. Gallogly | Mgmt | N/A | For | N/A | |||
1.9 | Elect Company Nominee Marillyn A. Hewson | Mgmt | N/A | For | N/A | |||
1.10 | Elect Company Nominee Ellen J. Kullman | Mgmt | N/A | For | N/A | |||
1.11 | Elect Company Nominee Ulf M. Schneider | Mgmt | N/A | For | N/A | |||
1.12 | Elect Company Nominee Patrick J. Ward | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | N/A | Against | N/A | |||
5 | Shareholder Proposal Regarding Grower Compliance | ShrHldr | N/A | Against | N/A | |||
6 | Shareholder Proposal Regarding Plant Closings | ShrHldr | N/A | Against | N/A | |||
7 | Shareholder Proposal Regarding Contested Bylaws | ShrHldr | N/A | For | N/A | |||
Eagle Materials Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXP | CUSIP 26969P108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurence E. Hirsch | Mgmt | For | For | For | |||
2 | Elect Michael R. Nicolais | Mgmt | For | For | For | |||
3 | Elect Richard R. Stewart | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
7 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
8 | Elect Denise F. Warren | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Jane L. Peverett | Mgmt | For | For | For | |||
1.8 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.9 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.10 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Option Plan | Mgmt | For | For | For | |||
4 | Authority to Create Preferred Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Hargett | Mgmt | For | For | For | |||
2 | Elect Alan A. Kleier | Mgmt | For | For | For | |||
3 | Elect Stephen A. Snider | Mgmt | For | For | For | |||
4 | Elect Gary C. Youngblood | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Adoption of a Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.3 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.4 | Elect William Luby | Mgmt | For | For | For | |||
1.5 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.6 | Elect Christopher B. Paisley | Mgmt | For | Withhold | Against | |||
1.7 | Elect Stephen M. Smith | Mgmt | For | For | For | |||
1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Brady | Mgmt | For | For | For | |||
1.2 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.3 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.4 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gary P. Martin | Mgmt | For | For | For | |||
1.6 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | |||
1.7 | Elect Thomas E. Randlett | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.9 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.10 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.11 | Elect Janice L. Sears | Mgmt | For | For | For | |||
1.12 | Elect Thomas P. Sullivan | Mgmt | For | For | For | |||
1.13 | Elect Claude Zinngrabe, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary G. Benanav | Mgmt | For | For | For | |||
2 | Elect Maura C. Breen | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
6 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect William L. Roper | Mgmt | For | For | For | |||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | |||
1.4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
1.6 | Elect Joseph S. Vassalluzzo | Mgmt | For | For | For | |||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approve 2010 Performance Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Mussafer | Mgmt | For | For | For | |||
1.2 | Elect David Schlessinger | Mgmt | For | For | For | |||
1.3 | Elect Thomas Vellios | Mgmt | For | For | For | |||
1.4 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
1.5 | Elect Joel D. Anderson | Mgmt | For | For | For | |||
1.6 | Elect Kathleen S. Barclay | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Articles of Incorporation and Bylaws to Provide Majority Voting | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley R. Edens | Mgmt | For | Withhold | Against | |||
1.2 | Elect David A. Handler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaztransport Et Technigaz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CINS F42674113 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of financial statements and auditors' report, Approval of non-Deductible Expenses. | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
8 | Non-Compete Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Severance Agreement of Philippe Berterottiere, Chairman and CEO | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Olivier Jacquier | Mgmt | For | Against | Against | |||
11 | Elect Jacques Blanchard | Mgmt | For | Against | Against | |||
12 | Elect Michele Azalbert | Mgmt | For | Against | Against | |||
13 | Elect Christian Germa | Mgmt | For | Against | Against | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Remuneration of Philippe Berterottiere, CEO | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Amendments Regarding Double Voting Rights | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
General Growth Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 370023103 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect John K. Haley | Mgmt | For | For | For | |||
5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
6 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
7 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
9 | Elect Mark R Patterson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Allert | Mgmt | For | For | For | |||
1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.3 | Elect Ann N. Reese | Mgmt | For | For | For | |||
1.4 | Elect Hunter C.Smith | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Archbold | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Goldcorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP 380956409 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Bell | Mgmt | For | For | For | |||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | |||
1.3 | Elect Peter J. Dey | Mgmt | For | For | For | |||
1.4 | Elect Douglas M. Holtby | Mgmt | For | For | For | |||
1.5 | Elect Charles A. Jeannes | Mgmt | For | For | For | |||
1.6 | Elect Clement A. Pelletier | Mgmt | For | For | For | |||
1.7 | Elect P. Randy Reifel | Mgmt | For | For | For | |||
1.8 | Elect Ian W. Telfer | Mgmt | For | For | For | |||
1.9 | Elect Blanca Trevino de Vega | Mgmt | For | For | For | |||
1.10 | Elect Kenneth F. Williamson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendments to By-Laws | Mgmt | For | For | For | |||
4 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
1.8 | Elect Ann Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
GrubHub Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUB | CUSIP 400110102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. William Gurley | Mgmt | For | For | For | |||
1.2 | Elect Matthew Maloney | Mgmt | For | For | For | |||
1.3 | Elect Brian McAndrews | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.2 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.4 | Elect Franck J. Moison | Mgmt | For | For | For | |||
1.5 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.6 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.7 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.9 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.10 | Elect David V. Singer | Mgmt | For | For | For | |||
1.11 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCA Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Dennis | Mgmt | For | For | For | |||
1.3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
1.5 | Elect William R. Frist | Mgmt | For | For | For | |||
1.6 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
1.7 | Elect Jay O. Light | Mgmt | For | For | For | |||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
1.9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
1.10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
1.11 | Elect John W. Rowe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HD Supply Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDS | CUSIP 40416M105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.3 | Elect James A. Rubright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
6 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
7 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
8 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
1.3 | Elect Neal J. Keating | Mgmt | For | For | For | |||
1.4 | Elect John F. Malloy | Mgmt | For | For | For | |||
1.5 | Elect David G. Nord | Mgmt | For | For | For | |||
1.6 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | |||
1.7 | Elect John G. Russell | Mgmt | For | For | For | |||
1.8 | Elect Steven R. Shawley | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Incentive Award Plan | Mgmt | For | For | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
1.3 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
3 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
4 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
3 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
4 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Adoption of a General Voting Standard for Action by Shareholders | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Overextended Directors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.5 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
1.6 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin S. Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect John T. Dillon | Mgmt | For | For | For | |||
1.3 | Elect Zachary Gund | Mgmt | For | For | For | |||
1.4 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Keurig Green Mountain, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMCR | CUSIP 49271M100 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Steele | Mgmt | For | For | For | |||
1.3 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
1.4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
1.7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
1.8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
1.11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
1.12 | Elect Demos Parneros | Mgmt | For | For | For | |||
1.13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
1.14 | Elect David K. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Keysight Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEYS | CUSIP 49338L103 | 03/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald S. Nersesian | Mgmt | For | TNA | N/A | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Approval of 2014 Equity Plan | Mgmt | For | TNA | N/A | |||
5 | Approval of Performance-Based Compensation Plan | Mgmt | For | TNA | N/A | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect L. Kevin Cox | Mgmt | For | For | For | |||
4 | Elect Myra M. Hart | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Risks of Sourcing Eggs from Caged Hens | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Related to Sustainability Report | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gen. Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Lewis Kramer | Mgmt | For | Against | Against | |||
3 | Elect Robert B. Millard | Mgmt | For | Against | Against | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
6 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
7 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Amendment to the Company's Bylaws to Adopt an Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel K. Frierson | Mgmt | For | For | For | |||
2 | Elect Curtis M. Stevens | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect John A. Bryant | Mgmt | For | For | For | |||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
4 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MarkWest Energy Partners, L.P. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank M. Semple | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald D. Wolf | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael L. Beatty | Mgmt | For | Withhold | Against | |||
1.4 | Elect William A. Bruckmann, III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Donald C. Heppermann | Mgmt | For | Withhold | Against | |||
1.6 | Elect Randall J. Larson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Anne E. Fox Mounsey | Mgmt | For | Withhold | Against | |||
1.8 | Elect William P. Nicoletti | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David G. Maffucci | Mgmt | For | Against | Against | |||
2 | Elect William E. McDonald | Mgmt | For | Against | Against | |||
3 | Elect Frank H. Menaker, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Richard A. Vinroot | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marvell Technology Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | |||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
3 | Elect John G. Kassakian | Mgmt | For | For | For | |||
4 | Elect Arturo Krueger | Mgmt | For | For | For | |||
5 | Elect Randhir Thakur | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
6 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
7 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
8 | Elect David M. Lawrence | Mgmt | For | For | For | |||
9 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Michael Grobstein | Mgmt | For | For | For | |||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Michael A. Sherman | Mgmt | For | For | For | |||
12 | Elect Elliott Sigal | Mgmt | For | For | For | |||
13 | Elect Robert Singer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Medtronic PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.4 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.5 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.6 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.10 | Elect Preetha Reddy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote Standard for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Idol | Mgmt | For | For | For | |||
2 | Elect Silas Chou | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.6 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.7 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.8 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to the 2014 Omnibus Long-term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Patrick Siewert | Mgmt | For | For | For | |||
11 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
3 | Elect James P. Gorman | Mgmt | For | For | For | |||
4 | Elect Robert H. Herz | Mgmt | For | For | For | |||
5 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
Mylan NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Georgens | Mgmt | For | For | For | |||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
3 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
4 | Elect Tor R. Braham | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reapproval of the Annual Bonus Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHldr | Against | Against | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
4 | Elect Alberto Calderon | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall, II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
7 | Elect Toni Jennings | Mgmt | For | For | For | |||
8 | Elect Amy B. Lane | Mgmt | For | For | For | |||
9 | Elect James L. Robo | Mgmt | For | For | For | |||
10 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
11 | Elect John L. Skolds | Mgmt | For | For | For | |||
12 | Elect William H. Swanson | Mgmt | For | For | For | |||
13 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Voting Requirement for Shareholder Removal of Director | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Business with Shareholders | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement for Amending Charter and Bylaws | Mgmt | For | For | For | |||
19 | Eliminate thefor cause Requirement for Removal of Director | Mgmt | For | For | For | |||
20 | Lower Minimum Share Ownership Threshold to Call a Special meeting to 20% | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.2 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Julie Southern | Mgmt | For | For | For | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Supress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Charles H. O'Reilly, Jr. | Mgmt | For | For | For | |||
3 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
4 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect Paul R. Lederer | Mgmt | For | For | For | |||
8 | Elect John Murphy | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Elect Roland C. Smith | Mgmt | For | For | For | |||
5 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
6 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
7 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
8 | Elect V. James Marino | Mgmt | For | For | For | |||
9 | Elect Michael J. Massey | Mgmt | For | For | For | |||
10 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
11 | Elect David M. Szymanski | Mgmt | For | For | For | |||
12 | Elect Nigel Travis | Mgmt | For | For | For | |||
13 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
14 | Approval of the 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Corporate Annual Bonus Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Hasan Jameel | Mgmt | For | For | For | |||
3 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
4 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
5 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
6 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
9 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
10 | Elect James D. Woodrum | Mgmt | For | For | For | |||
11 | Amendment to the PCA Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pandora Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
P | CUSIP 698354107 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Leiweke | Mgmt | For | For | For | |||
1.2 | Elect Roger Faxon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Opt Out of Maryland's Unsolicited Takeover Act | ShrHldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect Ian C. Read | Mgmt | For | For | For | |||
9 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
10 | Elect James C. Smith | Mgmt | For | For | For | |||
11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Review | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Pinnacle Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jason Giordano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plum Creek Timber Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCL | CUSIP 729251108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rick R. Holley | Mgmt | For | For | For | |||
2 | Elect Robin Josephs | Mgmt | For | For | For | |||
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
4 | Elect John G. McDonald | Mgmt | For | For | For | |||
5 | Elect Robert B. McLeod | Mgmt | For | For | For | |||
6 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Laurence A. Selzer | Mgmt | For | For | For | |||
9 | Elect Stephen C. Tobias | Mgmt | For | For | For | |||
10 | Elect Martin A. White | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
2 | Elect Oscar Bernardes | Mgmt | For | Against | Against | |||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Elect Ira D. Hall | Mgmt | For | For | For | |||
6 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | |||
7 | Elect Larry D. McVay | Mgmt | For | For | For | |||
8 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
9 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
10 | Elect Robert L. Wood | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Premier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PINC | CUSIP 74051N102 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. D'Arcy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Lloyd H. Dean | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles E. Hart | Mgmt | For | Withhold | Against | |||
1.4 | Elect Philip A. Incarnati | Mgmt | For | Withhold | Against | |||
1.5 | Elect Alan R. Yordy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Prologis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | CUSIP 74340W103 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||
2 | Elect George L. Fotiades | Mgmt | For | For | For | |||
3 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
5 | Elect J. Michael Losh | Mgmt | For | For | For | |||
6 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
7 | Elect David P. O'Connor | Mgmt | For | For | For | |||
8 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||
9 | Elect Carl B. Webb | Mgmt | For | For | For | |||
10 | Elect William D. Zollars | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Ann Godbehere | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Alexander Johnston | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
11 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
12 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
13 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
14 | Elect Philip Remnant | Mgmt | For | For | For | |||
15 | Elect Alice Shroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PTC Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTC | CUSIP 69370C100 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas F. Bogan | Mgmt | For | For | For | |||
1.2 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.3 | Elect Donald K. Grierson | Mgmt | For | For | For | |||
1.4 | Elect James E. Heppelmann | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Lacy | Mgmt | For | For | For | |||
1.6 | Elect Robert P. Schechter | Mgmt | For | For | For | |||
1.7 | Elect Renato Zambonini | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Reapproval of Performance Goals under the 2009 Executive Cash Incentive Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillips S. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Charles B. Stanley | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect James E. Cartwright | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
3 | Elect William S. Kaiser | Mgmt | For | For | For | |||
4 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2015 Long Term Incentive Plan | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexandre Behring | Mgmt | For | Withhold | Against | |||
2 | Elect Marc Caira | Mgmt | For | Withhold | Against | |||
3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
4 | Elect Paul J. Fribourg | Mgmt | For | Withhold | Against | |||
5 | Elect John A. Lederer | Mgmt | For | Withhold | Against | |||
6 | Elect Thomas V. Milroy | Mgmt | For | Withhold | Against | |||
7 | Elect Alan C. Parker | Mgmt | For | Withhold | Against | |||
8 | Elect Daniel S. Schwartz | Mgmt | For | Withhold | Against | |||
9 | Elect Carlos Alberto Sicupira | Mgmt | For | Withhold | Against | |||
10 | Elect Roberto Moses Thompson Motta | Mgmt | For | Withhold | Against | |||
11 | Elect Alexandre van Damme | Mgmt | For | Withhold | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Reduction of Stated Capital | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 02/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratify Previously Granted Equity Awards | Mgmt | For | For | For | |||
Retrophin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTRX | CUSIP 761299106 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Aselage | Mgmt | For | For | For | |||
1.2 | Elect Tim Coughlin | Mgmt | For | For | For | |||
1.3 | Elect Cornelius E. Golding | Mgmt | For | For | For | |||
1.4 | Elect John Kozarich | Mgmt | For | For | For | |||
1.5 | Elect Gary Lyons | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeffrey Meckler | Mgmt | For | For | For | |||
2 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Company's Certificate Regarding Director Indemnification | Mgmt | For | Against | Against | |||
5 | Bundled Amendments to the Company's Bylaws | Mgmt | For | For | For | |||
6 | Issuance of Common Stock | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Carbone | Mgmt | For | For | For | |||
1.2 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||
1.3 | Elect Cheryl L. Shavers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2015 Long-Term Incentives Plan | Mgmt | For | For | For | |||
Rollins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROL | CUSIP 775711104 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary W. Rollins | Mgmt | For | For | For | |||
1.2 | Elect Larry L. Prince | Mgmt | For | For | For | |||
1.3 | Elect Pamela R. Rollins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 08/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Capital Reduction | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHldr | For | For | For | |||
S&W Seed Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 04/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Private Placement | Mgmt | For | For | For | |||
S&W Seed Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANW | CUSIP 785135104 | 12/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glen D. Bornt | Mgmt | For | For | For | |||
2 | Elect Michael M. Fleming | Mgmt | For | For | For | |||
3 | Elect Mark S. Grewal | Mgmt | For | For | For | |||
4 | Elect Mark J. Harvey | Mgmt | For | For | For | |||
5 | Elect Charles B. Seidler | Mgmt | For | For | For | |||
6 | Elect William S. Smith | Mgmt | For | For | For | |||
7 | Elect Grover T. Wickersham | Mgmt | For | For | For | |||
8 | Elect Mark W. Wong | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Colin L. Powell | Mgmt | For | For | For | |||
6 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
7 | Elect John V. Roos | Mgmt | For | For | For | |||
8 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Schlumberger Ltd. (Netherlands Antilles) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect K. Vaman Kamath | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Michael E. Marks | Mgmt | For | For | For | |||
7 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
8 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Seagate Technology PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STX | CUSIP G7945M107 | 10/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | |||
5 | Elect William T. Coleman | Mgmt | For | For | For | |||
6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
7 | Elect Kristen M. Onken | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Gregorio Reyes | Mgmt | For | For | For | |||
10 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
11 | Elect Edward Zander | Mgmt | For | For | For | |||
12 | Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set the Price of Treasury Shares | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Hold the 2015 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | |||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
5 | Elect William D. Jones | Mgmt | For | For | For | |||
6 | Elect William G. Ouchi | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | For | For | |||
8 | Elect William C. Rusnack | Mgmt | For | For | For | |||
9 | Elect William P. Rutledge | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
ServiceNow Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 07/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
1.3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
1.4 | Elect William L. Strauss | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
5 | Elect Christine King | Mgmt | For | For | For | |||
6 | Elect David P. McGlade | Mgmt | For | For | For | |||
7 | Elect David J. McLachlan | Mgmt | For | For | For | |||
8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Liam O'Mahony | Mgmt | For | Against | Against | |||
5 | Elect Gary McGann | Mgmt | For | Against | Against | |||
6 | Elect Anthony Smurfit | Mgmt | For | Against | Against | |||
7 | Elect Ian Curley | Mgmt | For | Against | Against | |||
8 | Elect Frits Beurskens | Mgmt | For | Against | Against | |||
9 | Elect Christel Bories | Mgmt | For | Against | Against | |||
10 | Elect Thomas Brodin | Mgmt | For | Against | Against | |||
11 | Elect Irial Finan | Mgmt | For | Against | Against | |||
12 | Elect Samuel Mencoff | Mgmt | For | Against | Against | |||
13 | Elect John Moloney | Mgmt | For | Against | Against | |||
14 | Elect Roberto Newell | Mgmt | For | Against | Against | |||
15 | Elect Paul T. Stecko | Mgmt | For | Against | Against | |||
16 | Elect Rosemary Thorne | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John C. Bates | Mgmt | For | For | For | |||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.11 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Amendments to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For | |||
4 | Adoption of Advance Notice Provision | Mgmt | For | For | For | |||
5 | Advisory Vote on Approach to Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.7 | Elect James M. Mead | Mgmt | For | For | For | |||
1.8 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 10/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect John F. O'Brien | Mgmt | For | For | For | |||
9 | Elect Willow B. Shire | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Scrip Dividend | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Patrick Artus | Mgmt | For | For | For | |||
7 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
8 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
9 | Severance Agreement, Retirement Benefits and Supplementary Pension Plan of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
11 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Christophe de Margerie, Chairman and CEO until October 20, 2014 | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Profit-Sharing | ShrHldr | Against | Against | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 09/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduce Maximum Board Size | Mgmt | For | For | For | |||
2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tumi Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUMI | CUSIP 89969Q104 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerome Squire Griffith | Mgmt | For | For | For | |||
1.2 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Alexander W. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Ulta Salon, Cosmetics & Fragrance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTA | CUSIP 90384S303 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. DiRomualdo | Mgmt | For | For | For | |||
1.2 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||
1.3 | Elect Lorna E. Nagler | Mgmt | For | For | For | |||
1.4 | Elect Michelle L. Collins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Universal Health Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHS | CUSIP 913903100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amended 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
2 | Amended 2010 Employee Restricted Stock Purchase Plan | Mgmt | For | Against | Against | |||
3 | Approval of the Material Terms of Performance Goals Under 2010 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert A. Katz | Mgmt | For | For | For | |||
3 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms of the Incentive Compensation Plans | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
3 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
4 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
5 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
6 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
7 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
4 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
5 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
6 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
9 | Elect Robert D. Reed | Mgmt | For | For | For | |||
10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
11 | Elect James D. Shelton | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Roth | Mgmt | For | For | For | |||
1.2 | Elect Michael D. Fascitelli | Mgmt | For | For | For | |||
1.3 | Elect Russell B. Wight, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
2 | Elect J. Thomas Hill | Mgmt | For | For | For | |||
3 | Elect Cynthia L. Hostetler | Mgmt | For | For | For | |||
4 | Elect Richard T. O'Brien | Mgmt | For | For | For | |||
5 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
6 | Elect Donald B. Rice | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Michael T. Duke | Mgmt | For | For | For | |||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
7 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
8 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
9 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
10 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
11 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
12 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
13 | Elect Jim C. Walton | Mgmt | For | For | For | |||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||
15 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 12/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Walgreens Boots Alliance Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Ledrerer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
10 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
11 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Waters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAT | CUSIP 941848103 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael J. Berendt | Mgmt | For | For | For | |||
1.3 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||
1.5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
1.6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||
1.7 | Elect William J. Miller | Mgmt | For | For | For | |||
1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 09/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Butters | Mgmt | For | For | For | |||
2 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
3 | Elect John D. Gass | Mgmt | For | For | For | |||
4 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
5 | Elect William E. Macaulay | Mgmt | For | For | For | |||
6 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
7 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | |||
8 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
9 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Authorize 2015 Annual Meeting to be Held Outside Ireland | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
4 | Elect Len J. Lauer | Mgmt | For | For | For | |||
5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
4 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
7 | Elect John D. Liu | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Michael A. Todman | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
WuXi PharmaTech (Cayman) Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WX | CUSIP 929352102 | 11/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Xiaozhong Liu | Mgmt | For | Against | Against | |||
2 | Elect Kian-Wee Seah | Mgmt | For | Against | Against | |||
3 | Elect William R. Keller | Mgmt | For | Against | Against | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.2 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.6 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.7 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/24/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine P. Wynn | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect J. Edward Virtue | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Article Amendment Regarding Dividend Limitation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | N/A | TNA | N/A | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Hagenbuch | Mgmt | For | For | For | |||
1.2 | Elect J. Edward Virtue | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendment Regarding Dividend Limitation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
2 | Elect Greg Creed | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
7 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
8 | Elect David C. Novak | Mgmt | For | For | For | |||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
11 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Amendment to the Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Small Cap Value Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Terry Hudgens | Mgmt | For | For | For | |||
1.6 | Elect Thomas M. Rohrs | Mgmt | For | For | For | |||
1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Konomos | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
AG Mortgage Investment Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MITT | CUSIP 001228105 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur S. Ainsberg | Mgmt | For | For | For | |||
1.2 | Elect Andrew L. Berger | Mgmt | For | For | For | |||
1.3 | Elect Joseph LaManna | Mgmt | For | For | For | |||
1.4 | Elect Jonathan Lieberman | Mgmt | For | For | For | |||
1.5 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.6 | Elect David Roberts | Mgmt | For | For | For | |||
1.7 | Elect Frank Stadelmaier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Abdoo | Mgmt | For | For | For | |||
2 | Elect John S. Brinzo | Mgmt | For | For | For | |||
3 | Elect Dennis C. Cuneo | Mgmt | For | For | For | |||
4 | Elect Sheri H. Edison | Mgmt | For | For | For | |||
5 | Elect Mark G. Essig | Mgmt | For | For | For | |||
6 | Elect William K. Gerber | Mgmt | For | For | For | |||
7 | Elect Robert H. Jenkins | Mgmt | For | For | For | |||
8 | Elect Ralph S. Michael, III | Mgmt | For | For | For | |||
9 | Elect James A. Thomson | Mgmt | For | For | For | |||
10 | Elect James L. Wainscott | Mgmt | For | For | For | |||
11 | Elect Vicente Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Performance Plan | Mgmt | For | For | For | |||
15 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
Alliance Fiber Optic Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFOP | CUSIP 018680306 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gwong-Yih Lee | Mgmt | For | For | For | |||
1.2 | Elect James C. Yeh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amend Articles of Association to Change Registered Office | Mgmt | For | For | For | |||
2 | Amendments to Articles of Association to Define the Duties of the Compensation Committee | Mgmt | For | For | For | |||
3 | Amendments to Articles of Association Define Compensation Principles | Mgmt | For | For | For | |||
4 | Amendments to Articles of Association to Limit Notice Period and Prohibit Loans | Mgmt | For | For | For | |||
5 | Amendments to Articles of Association to Limit the Number of Outside Board Seats | Mgmt | For | For | For | |||
6 | Amendments to Articles of Association to Provide for Binding Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
8 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
9 | Elect James F. Duffy | Mgmt | For | For | For | |||
10 | Elect Bart Friedman | Mgmt | For | For | For | |||
11 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
12 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
13 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
14 | Elect Scott A. Carmilani as Chairmam | Mgmt | For | For | For | |||
15 | Election of Barbara T. Alexander | Mgmt | For | For | For | |||
16 | Election of James F. Duffy | Mgmt | For | For | For | |||
17 | Election of Bart Friedman | Mgmt | For | For | For | |||
18 | Election of Patrick de Saint-Aignan | Mgmt | For | For | For | |||
19 | Election of Eric S. Schwartz | Mgmt | For | For | For | |||
20 | Election of Samuel J. Weinhoff | Mgmt | For | For | For | |||
21 | Election of Independent Proxy | Mgmt | For | For | For | |||
22 | Approve 2015 Executive Compensation under Swiss Law | Mgmt | For | For | For | |||
23 | Approve 2015 Compensation for Directors | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
25 | 2014 Annual Report and Financial Statements | Mgmt | For | For | For | |||
26 | Retention of Disposable Profits | Mgmt | For | For | For | |||
27 | Approval of Dividends Payments | Mgmt | For | For | For | |||
28 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
29 | Appointment of Independent and Statutory Auditors | Mgmt | For | For | For | |||
30 | Appointment of Special Auditor | Mgmt | For | For | For | |||
31 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
32 | Transaction of Other Business | Mgmt | For | Against | Against | |||
American Assets Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAT | CUSIP 024013104 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chamberlain | Mgmt | For | For | For | |||
1.2 | Elect Larry E. Finger | Mgmt | For | For | For | |||
1.3 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
1.4 | Elect Thomas S. Olinger | Mgmt | For | For | For | |||
1.5 | Elect Ernest S. Rady | Mgmt | For | For | For | |||
1.6 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Capital, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACAS | CUSIP 02503Y103 | 04/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Baskin | Mgmt | For | For | For | |||
2 | Elect Neil M. Hahl | Mgmt | For | For | For | |||
3 | Elect Philip R. Harper | Mgmt | For | For | For | |||
4 | Elect Stan Lundine | Mgmt | For | For | For | |||
5 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
6 | Elect Susan K. Nestegard | Mgmt | For | For | For | |||
7 | Elect Kenneth D. Peterson, Jr. | Mgmt | For | For | For | |||
8 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
9 | Elect Malon Wilkus | Mgmt | For | For | For | |||
10 | Approval of Employee Cash Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Ameris Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABCB | CUSIP 03076K108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William I Bowen, Jr. | Mgmt | For | For | For | |||
1.2 | Elect R. Dale Ezzell | Mgmt | For | For | For | |||
1.3 | Elect Leo J. Hill | Mgmt | For | For | For | |||
1.4 | Elect Jimmy D. Veal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMERISAFE, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSF | CUSIP 03071H100 | 06/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip A. Garcia | Mgmt | For | For | For | |||
1.2 | Elect Randy Roach | Mgmt | For | For | For | |||
1.3 | Elect Millard E. Morris | Mgmt | For | For | For | |||
1.4 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ARC Document Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARC | CUSIP 00191G103 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kumarakulasingam Suriyakumar | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Formolo | Mgmt | For | For | For | |||
1.3 | Elect Dewitt Kerry McCluggage | Mgmt | For | For | For | |||
1.4 | Elect James F. McNulty | Mgmt | For | For | For | |||
1.5 | Elect Mark W. Mealy | Mgmt | For | For | For | |||
1.6 | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | For | |||
1.7 | Elect Eriberto R. Scocimara | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ardelyx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARDX | CUSIP 039697107 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Annalisa Jenkins | Mgmt | For | For | For | |||
1.2 | Elect Peter Schultz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ascena Retail Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Jaffe | Mgmt | For | For | For | |||
1.2 | Elect Klaus Eppler | Mgmt | For | For | For | |||
1.3 | Elect Kate Buggeln | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervsory Board Acts | Mgmt | For | For | For | |||
4 | Elect Jan G. Haars as Supervisory Board Member | Mgmt | For | For | For | |||
5 | Elect Jonathan W. Meeks as Supervisory Board Member | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 10/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erik J. Anderson | Mgmt | For | For | For | |||
2 | Elect Kristianne Blake | Mgmt | For | For | For | |||
3 | Elect Donald C. Burke | Mgmt | For | For | For | |||
4 | Elect John F. Kelly | Mgmt | For | For | For | |||
5 | Elect Rebecca A. Klein | Mgmt | For | For | For | |||
6 | Elect Scott L. Morris | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Heidi B. Stanley | Mgmt | For | For | For | |||
9 | Elect R. John Taylor | Mgmt | For | For | For | |||
10 | Elect Janet D. Widmann | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Banc of California, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BANC | CUSIP 05990K106 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chad T. Brownstein | Mgmt | For | For | For | |||
1.2 | Elect Jeff Karish | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Berry Plastics Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert A. Steele | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Rich | Mgmt | For | For | For | |||
1.3 | Elect Robert V. Seminara | Mgmt | For | For | For | |||
2 | Remove Obsolete Provisions from Certificate | Mgmt | For | For | For | |||
3 | 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bill Barrett Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBG | CUSIP 06846N104 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carin M. Barth | Mgmt | For | For | For | |||
1.2 | Elect Kevin O. Meyers | Mgmt | For | For | For | |||
1.3 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
1.4 | Elect William F. Owens | Mgmt | For | For | For | |||
1.5 | Elect Edmund P. Segner III | Mgmt | For | For | For | |||
1.6 | Elect Randy Stein | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Wiley | Mgmt | For | For | For | |||
1.8 | Elect R. Scot Woodall | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BNC Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNCN | CUSIP 05566T101 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2.1 | Elect Charles T. Hagan III | Mgmt | For | For | For | |||
2.2 | Elect W. Swope Montgomery, Jr. | Mgmt | For | For | For | |||
2.3 | Elect Richard D. Callicutt II | Mgmt | For | For | For | |||
2.4 | Elect Robert A. Team, Jr. | Mgmt | For | For | For | |||
2.5 | Elect James T. Bolt, Jr. | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore C. Allrich | Mgmt | For | For | For | |||
1.2 | Elect John Gary Burke | Mgmt | For | For | For | |||
1.3 | Elect Nicholas A. Mosich | Mgmt | For | For | For | |||
2 | Approval of 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. McGillicuddy | Mgmt | For | For | For | |||
2 | Elect John F. O'Brien | Mgmt | For | For | For | |||
3 | Elect Lydia W. Thomas | Mgmt | For | For | For | |||
4 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2015 Directors' Stock Compensation Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maxim Ohana | Mgmt | For | Against | Against | |||
2 | Elect Yonathan Melamed | Mgmt | For | Against | Against | |||
3 | Elect Moshe Ronen | Mgmt | For | Against | Against | |||
4 | Elect Avner Naveh | Mgmt | For | Against | Against | |||
5 | Elect Shachar Degani | Mgmt | For | Against | Against | |||
6 | Elect Ram Belinkov | Mgmt | For | Against | Against | |||
7 | Elect Ofer Tsimchi | Mgmt | For | Against | Against | |||
8 | Elect Amichai Beer | Mgmt | For | Against | Against | |||
9 | Elect Or Gilboa | Mgmt | For | Against | Against | |||
10 | Elect Ofer Borovsky | Mgmt | For | Against | Against | |||
11 | Declaration of Material Interest (Election of Mr. Borovsky) | Mgmt | N/A | Against | N/A | |||
12 | Elect Irit Ben-Dov | Mgmt | For | Against | Against | |||
13 | Declaration of Material Interest (Election of Mr. Ben-Dov) | Mgmt | N/A | Against | N/A | |||
14 | Directors' Fees (Not Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
15 | Directors' Fees (Affiliated With Controlling Shareholder) | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Chairman's Fees | Mgmt | For | For | For | |||
18 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred L. Callon | Mgmt | For | For | For | |||
1.2 | Elect L. Richard Flury | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Finch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Carriage Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSV | CUSIP 143905107 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Melvin C. Payne | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Scott | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.6 | Elect John D. Griffith | Mgmt | For | For | For | |||
1.7 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.8 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Century Aluminum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CENX | CUSIP 156431108 | 09/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jarl Berntzen | Mgmt | For | For | For | |||
1.2 | Elect Michael Bless | Mgmt | For | For | For | |||
1.3 | Elect Andrew J. Caplan | Mgmt | For | For | For | |||
1.4 | Elect Errol Glasser | Mgmt | For | For | For | |||
1.5 | Elect Daniel Goldberg | Mgmt | For | For | For | |||
1.6 | Elect Andrew G. Michelmore | Mgmt | For | For | For | |||
1.7 | Elect Terence Wilkinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 04/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
1.2 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.3 | Elect Terence F. Moore | Mgmt | For | For | For | |||
1.4 | Elect John E. Pelizzari | Mgmt | For | For | For | |||
1.5 | Elect David B. Ramaker | Mgmt | For | For | For | |||
1.6 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.7 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Authorization of Preferred Stock | Mgmt | For | Against | Against | |||
4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cherry Hill Mortgage Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMI | CUSIP 164651101 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley Middleman | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey B. Lown | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Kislak | Mgmt | For | For | For | |||
1.4 | Elect Joseph P. Murin | Mgmt | For | For | For | |||
1.5 | Elect Regina M. Lowrie | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ClubCorp Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYCC | CUSIP 18948M108 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Janet E. Grove | Mgmt | For | Withhold | Against | |||
1.2 | Elect Eric C. Resnick | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Shannon | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Colony Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Richard Saltzman | Mgmt | For | For | For | |||
1.3 | Elect George G. C. Parker | Mgmt | For | For | For | |||
1.4 | Elect John A. Somers | Mgmt | For | For | For | |||
1.5 | Elect John L. Steffens | Mgmt | For | For | For | |||
1.6 | Elect Nancy A. Curtin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Colony Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 03/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Article Amendments to Designate Terms of Class B Common Stock | Mgmt | For | Against | Against | |||
3 | Article Amendments to Reduce Common Stock Ownership Limit | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Comfort Systems USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIX | CUSIP 199908104 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darcy G. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
1.3 | Elect Alfred J. Giardenelli, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Alan P. Krusi | Mgmt | For | For | For | |||
1.5 | Elect Brian E. Lane | Mgmt | For | For | For | |||
1.6 | Elect Franklin Myers | Mgmt | For | For | For | |||
1.7 | Elect James H. Schultz | Mgmt | For | For | For | |||
1.8 | Elect Constance E. Skidmore | Mgmt | For | For | For | |||
1.9 | Elect Vance W. Tang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Continental Building Products Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPX | CUSIP 211171103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin J. Barner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chadwick S. Suss | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kyle S. Volluz | Mgmt | For | Withhold | Against | |||
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect John F. Barrett | Mgmt | For | For | For | |||
1.3 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
1.4 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.6 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.7 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.8 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.9 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.10 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Core-Mark Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORE | CUSIP 218681104 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Allen | Mgmt | For | For | For | |||
2 | Elect Stuart W. Booth | Mgmt | For | For | For | |||
3 | Elect Gary F. Colter | Mgmt | For | For | For | |||
4 | Elect Robert G. Gross | Mgmt | For | For | For | |||
5 | Elect Thomas B. Perkins | Mgmt | For | For | For | |||
6 | Elect Harvey L. Tepner | Mgmt | For | For | For | |||
7 | Elect Randolph I. Thornton | Mgmt | For | For | For | |||
8 | Elect J. Michael Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cowen Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COWN | CUSIP 223622101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Cohen | Mgmt | For | For | For | |||
1.2 | Elect Katherine Elizabeth Dietze | Mgmt | For | For | For | |||
1.3 | Elect Steven Kotler | Mgmt | For | For | For | |||
1.4 | Elect Jerome S. Markowitz | Mgmt | For | For | For | |||
1.5 | Elect Jack H. Nusbaum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Douglas A. Rediker | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey M. Solomon | Mgmt | For | For | For | |||
1.8 | Elect Joseph R. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Equity and Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cypress Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CY | CUSIP 232806109 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T.J. Rodgers | Mgmt | For | For | For | |||
1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
1.3 | Elect Eric A. Benhamou | Mgmt | For | For | For | |||
1.4 | Elect Wilbert van den Hoek | Mgmt | For | For | For | |||
1.5 | Elect John H. Kispert | Mgmt | For | For | For | |||
1.6 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.7 | Elect O.C. Kwon | Mgmt | For | For | For | |||
1.8 | Elect Michael S. Wishart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.9 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.10 | Elect Lee J. Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
DHT Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHT | CUSIP Y2065G121 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Erik A. Lind | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.4 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.6 | Elect John R. Sult | Mgmt | For | For | For | |||
1.7 | Elect Pat Wood III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGBN | CUSIP 268948106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie M. Alperstein | Mgmt | For | For | For | |||
1.2 | Elect Dudley C. Dworken | Mgmt | For | For | For | |||
1.3 | Elect Harvey M. Goodman | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Paul | Mgmt | For | For | For | |||
1.5 | Elect Robert P. Pincus | Mgmt | For | For | For | |||
1.6 | Elect Norman R. Pozez | Mgmt | For | For | For | |||
1.7 | Elect Donald R. Rogers | Mgmt | For | Withhold | Against | |||
1.8 | Elect David P. Summers | Mgmt | For | For | For | |||
1.9 | Elect Leland M. Weinstein | Mgmt | For | For | For | |||
2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Education Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H203 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |||
1.2 | Elect Monte J. Barrow | Mgmt | For | For | For | |||
1.3 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.4 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.5 | Elect John L. Ford | Mgmt | For | For | For | |||
1.6 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.7 | Elect Thomas Trubiana | Mgmt | For | For | For | |||
1.8 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Emcor Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EME | CUSIP 29084Q100 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Altmeyer | Mgmt | For | For | For | |||
2 | Elect Stephen W. Bershad | Mgmt | For | For | For | |||
3 | Elect David A.B. Brown | Mgmt | For | For | For | |||
4 | Elect Larry J. Bump | Mgmt | For | For | For | |||
5 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
6 | Elect Richard F. Hamm, Jr. | Mgmt | For | For | For | |||
7 | Elect David H. Laidley | Mgmt | For | For | For | |||
8 | Elect Frank T. MacInnis | Mgmt | For | For | For | |||
9 | Elect Jerry E. Ryan | Mgmt | For | For | For | |||
10 | Elect Michael T. Yonker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the Material Terms of the 2010 Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Abdun-Nabi | Mgmt | For | For | For | |||
1.2 | Elect Sue Bailey | Mgmt | For | For | For | |||
1.3 | Elect Jerome M. Hauer | Mgmt | For | For | For | |||
1.4 | Elect John E. Niederhuber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Empire District Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDE | CUSIP 291641108 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Randy Laney | Mgmt | For | For | For | |||
1.2 | Elect Bonnie C. Lind | Mgmt | For | For | For | |||
1.3 | Elect B. Thomas Mueller | Mgmt | For | For | For | |||
1.4 | Elect Paul R. Portney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Michael P. Monaco | Mgmt | For | For | For | |||
1.3 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.4 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.5 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Endurance Specialty Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 06/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Endurance Specialty Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Baily | Mgmt | For | For | For | |||
2 | Elect Norman Barham | Mgmt | For | For | For | |||
3 | Elect Galen R. Barnes | Mgmt | For | For | For | |||
4 | Elect William H. Bolinder | Mgmt | For | For | For | |||
5 | Elect Philip M. Butterfield | Mgmt | For | For | For | |||
6 | Elect Steven W. Carlsen | Mgmt | For | Abstain | Against | |||
7 | Elect John R. Charman | Mgmt | For | For | For | |||
8 | Elect Susan S. Fleming | Mgmt | For | For | For | |||
9 | Elect Scott D. Moore | Mgmt | For | For | For | |||
10 | Elect William J. Raver | Mgmt | For | For | For | |||
11 | Elect Robert A. Spass | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Share Purchase Plan | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Hargett | Mgmt | For | For | For | |||
2 | Elect Alan A. Kleier | Mgmt | For | For | For | |||
3 | Elect Stephen A. Snider | Mgmt | For | For | For | |||
4 | Elect Gary C. Youngblood | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHldr | Against | Against | For | |||
Engility Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CUSIP 29285W104 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Engility Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CUSIP 29286C107 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
1.2 | Elect Charles S. Ream | Mgmt | For | For | For | |||
1.3 | Elect Anthony Smeraglinolo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank D. Bracken | Mgmt | For | For | For | |||
2 | Elect Keith S. Walters | Mgmt | For | For | For | |||
3 | Elect Irshad Ahmad | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher R. Christensen | Mgmt | For | For | For | |||
2 | Elect Daren J. Shaw | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack A. Newman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas M. Bloch | Mgmt | For | For | For | |||
1.3 | Elect Gregory K. Silvers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
2 | Elect David G. Kornberg | Mgmt | For | For | For | |||
3 | Elect Mylle H. Mangum | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
First Connecticut Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNK | CUSIP 319850103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James T. Healey, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John J. Patrick, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Merchants Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRME | CUSIP 320817109 | 05/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Becher | Mgmt | For | For | For | |||
1.2 | Elect William L. Hoy | Mgmt | For | For | For | |||
1.3 | Elect Patrick A. Sherman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First NBC Bank Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNBC | CUSIP 32115D106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William D. Aaron | Mgmt | For | For | For | |||
2 | Elect William M. Carrouche | Mgmt | For | For | For | |||
3 | Elect Leander J. Foley, III | Mgmt | For | For | For | |||
4 | Elect John F. French | Mgmt | For | For | For | |||
5 | Elect Leon L. Giorgio, Jr. | Mgmt | For | For | For | |||
6 | Elect Shivan Govindan | Mgmt | For | For | For | |||
7 | Elect L. Blake Jones | Mgmt | For | For | For | |||
8 | Elect Louis V. Lauricella | Mgmt | For | For | For | |||
9 | Elect Mark G. Merlo | Mgmt | For | For | For | |||
10 | Elect Ashton J. Ryan, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles C. Teamer | Mgmt | For | For | For | |||
12 | Elect Joseph F. Toomy | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
First of Long Island Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIC | CUSIP 320734106 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard T. Hogan, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John T. Lane | Mgmt | For | For | For | |||
1.3 | Elect Milbrey R. Taylor | Mgmt | For | For | For | |||
1.4 | Elect Walter C. Teagle, III | Mgmt | For | For | For | |||
1.5 | Elect Michael N. Vittorio | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard DeLateur | Mgmt | For | For | For | |||
1.2 | Elect Edward Rogas, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Fulton Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FULT | CUSIP 360271100 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Bond, Jr. | Mgmt | For | For | For | |||
2 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||
3 | Elect Denise L. Devine | Mgmt | For | For | For | |||
4 | Elect Patrick J. Freer | Mgmt | For | For | For | |||
5 | Elect George W. Hodges | Mgmt | For | For | For | |||
6 | Elect Albert Morrison, III | Mgmt | For | For | For | |||
7 | Elect James R. Moxley, III | Mgmt | For | For | For | |||
8 | Elect R. Scott Smith, Jr. | Mgmt | For | For | For | |||
9 | Elect Gary A. Stewart | Mgmt | For | For | For | |||
10 | Elect Ernest J. Waters | Mgmt | For | For | For | |||
11 | Elect E. Philip Wenger | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
GAIN Capital Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCAP | CUSIP 36268W100 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to Provisions of Debt Instruments | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
German American Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GABC | CUSIP 373865104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect U. Butch Klem | Mgmt | For | Withhold | Against | |||
1.2 | Elect Chris A. Ramsey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Raymond W. Snowden | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael J. Voyles | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Global Cash Access Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCA | CUSIP 378967103 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Miles Kilburn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Globe Specialty Metals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSM | CUSIP 37954N206 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald G. Barger, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Bruce L. Crockett | Mgmt | For | For | For | |||
1.3 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
1.4 | Elect Alan Kestenbaum | Mgmt | For | For | For | |||
1.5 | Elect Franklin Leo Lavin | Mgmt | For | For | For | |||
1.6 | Elect Alan R. Schriber | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GLU Mobile Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLUU | CUSIP 379890106 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lorne K. Abony | Mgmt | For | For | For | |||
1.2 | Elect Eric R. Ball | Mgmt | For | For | For | |||
1.3 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
H&E Equipment Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEES | CUSIP 404030108 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary W. Bagley | Mgmt | For | For | For | |||
1.2 | Elect John M. Engquist | Mgmt | For | For | For | |||
1.3 | Elect Paul N. Arnold | Mgmt | For | For | For | |||
1.4 | Elect Bruce C. Bruckmann | Mgmt | For | For | For | |||
1.5 | Elect Patrick L. Edsell | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. Galligan III | Mgmt | For | For | For | |||
1.7 | Elect Lawrence C. Karlson | Mgmt | For | For | For | |||
1.8 | Elect John T. Sawyer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect I. Joon Ahn | Mgmt | For | For | For | |||
1.2 | Elect John J. Ahn | Mgmt | For | For | For | |||
1.3 | Elect Christie K. Chu | Mgmt | For | For | For | |||
1.4 | Elect John A. Hall | Mgmt | For | For | For | |||
1.5 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
1.6 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
1.7 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
1.8 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
1.9 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Neal F. Finnegan | Mgmt | For | For | For | |||
2 | Elect P. Kevin Condron | Mgmt | For | For | For | |||
3 | Elect Cynthia L. Egan | Mgmt | For | For | For | |||
4 | Elect Joseph R. Ramrath | Mgmt | For | For | For | |||
5 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Healthcare Trust of America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTA | CUSIP 42225P105 | 07/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Peters | Mgmt | For | For | For | |||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||
3 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||
4 | Elect Warren D. Fix | Mgmt | For | For | For | |||
5 | Elect Larry L. Mathis | Mgmt | For | For | For | |||
6 | Elect Steve Patterson | Mgmt | For | For | For | |||
7 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Heidrick & Struggles International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSII | CUSIP 422819102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
1.2 | Elect Gary E. Knell | Mgmt | For | For | For | |||
1.3 | Elect Jill Kanin-Lovers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Declassify the Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hercules Technology Growth Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 07/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert P. Badavas | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hillenbrand, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HI | CUSIP 431571108 | 02/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward B. Cloues II | Mgmt | For | For | For | |||
1.2 | Elect Helen Cornell | Mgmt | For | For | For | |||
1.3 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor II | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul D. Miller | Mgmt | For | For | For | |||
1.2 | Elect C. Michael Petters | Mgmt | For | For | For | |||
1.3 | Elect Karl M. von der Heyden | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Idacorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDA | CUSIP 451107106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darrel T. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Carlile | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dahl | Mgmt | For | For | For | |||
1.4 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
1.5 | Elect Judith A. Johansen | Mgmt | For | For | For | |||
1.6 | Elect Dennis L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect J. LaMont Keen | Mgmt | For | For | For | |||
1.8 | Elect Christine King | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Navarro | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Tinstman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive and Compensation Plan | Mgmt | For | For | For | |||
4 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Installed Building Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBP | CUSIP 45780R101 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margot L. Carter | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Schottenstein | Mgmt | For | For | For | |||
1.3 | Elect Michael H. Thomas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Intrawest Resorts Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNOW | CUSIP 46090K109 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Clifford | Mgmt | For | For | For | |||
1.2 | Elect John W. Harris, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146L101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert M. Cashill | Mgmt | For | For | For | |||
1.2 | Elect Kevin Cummings | Mgmt | For | For | For | |||
1.3 | Elect Brian D. Dittenhafer | Mgmt | For | For | For | |||
1.4 | Elect Michele N. Siekerka | Mgmt | For | For | For | |||
2 | 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Jane L. Harman | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
1.10 | Elect Henrik O. Schliemann | Mgmt | For | For | For | |||
1.11 | Elect Barry J. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Increase Maximum Board Size to Thirteen | Mgmt | For | For | For | |||
iStar Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAR | CUSIP 45031U101 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.4 | Elect John G. McDonald | Mgmt | For | For | For | |||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Opt Out of Maryland's Unsolicited Takeover Act | ShrHldr | Against | Against | For | |||
j2 Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | Against | Against | |||
2 | Elect Robert J. Cresci | Mgmt | For | Against | Against | |||
3 | Elect W. Brian Kretzmer | Mgmt | For | Against | Against | |||
4 | Elect Jonathan F. Miller | Mgmt | For | Against | Against | |||
5 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
6 | Elect Stephen Ross | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Approval of the 2015 Stock Option Plan | Mgmt | For | For | For | |||
10 | Amend the Company's Certificate to Facilitate the Reorganization of a Subsidiary | Mgmt | For | For | For | |||
Kforce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFRC | CUSIP 493732101 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Dunkel | Mgmt | For | For | For | |||
1.2 | Elect Mark F. Furlong | Mgmt | For | For | For | |||
1.3 | Elect N. John Simmons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Knoll, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KNL | CUSIP 498904200 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Burton B. Staniar | Mgmt | For | For | For | |||
1.2 | Elect Sidney Lapidus | Mgmt | For | For | For | |||
1.3 | Elect Stephanie Stahl | Mgmt | For | For | For | |||
1.4 | Elect Christopher G. Kennedy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake W. Augsburger | Mgmt | For | For | For | |||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | For | |||
3 | Elect Daniel F. Evans, Jr. | Mgmt | For | For | For | |||
4 | Elect David M. Findlay | Mgmt | For | For | For | |||
5 | Elect Thomas A. Hiatt | Mgmt | For | For | For | |||
6 | Elect Michael L. Kubacki | Mgmt | For | For | For | |||
7 | Elect Charles E. Niemier | Mgmt | For | For | For | |||
8 | Elect Emily E. Pichon | Mgmt | For | For | For | |||
9 | Elect Steven D. Ross | Mgmt | For | For | For | |||
10 | Elect Brian J. Smith | Mgmt | For | For | For | |||
11 | Elect Bradley J. Toothaker | Mgmt | For | For | For | |||
12 | Elect Ronald D. Truex | Mgmt | For | For | For | |||
13 | Elect M. Scott Welch | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Logitech International SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGN | CUSIP H50430232 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Compensation Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles Relating to VeguV | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | For | For | |||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
7 | Elect Daniel Borel | Mgmt | For | For | For | |||
8 | Elect Matthew C. Bousquette | Mgmt | For | For | For | |||
9 | Elect CHUA Kee Lock | Mgmt | For | For | For | |||
10 | Elect Bracken P. Darrell | Mgmt | For | For | For | |||
11 | Elect Sally Davis | Mgmt | For | For | For | |||
12 | Elect Guerrino De Luca | Mgmt | For | For | For | |||
13 | Elect Didier Hirsch | Mgmt | For | For | For | |||
14 | Elect Neil Hunt | Mgmt | For | For | For | |||
15 | Elect Monika Ribar | Mgmt | For | For | For | |||
16 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
17 | Elect Guerrino De Luca as Chairman | Mgmt | For | For | For | |||
18 | Elect Matthew Bousquette as Compensation Committee Member | Mgmt | For | For | For | |||
19 | Elect Sally Davis as Compensation Committee Member | Mgmt | For | For | For | |||
20 | Elect Neil Hunt as Compensation Committee Member | Mgmt | For | For | For | |||
21 | Elect Monika Ribar as Compensation Committee Member | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Appointment of Independent Proxy | Mgmt | For | For | For | |||
Madison Square Garden Co/The | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSG | CUSIP 55826P100 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Parsons | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nelson Peltz | Mgmt | For | Withhold | Against | |||
1.3 | Elect Scott M. Sperling | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
1.6 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.7 | Elect David A. Lamneck | Mgmt | For | For | For | |||
1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.10 | Elect Karen L. Schmitt | Mgmt | For | For | For | |||
1.11 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.12 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.13 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.14 | Elect Maxwell Reid | Mgmt | For | For | For | |||
1.15 | Elect Karen L. Schmitt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Melquiades Martinez | Mgmt | For | For | For | |||
1.2 | Elect Stephen P. Weisz | Mgmt | For | For | For | |||
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mattson Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSN | CUSIP 577223100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard E. Dyck | Mgmt | For | For | For | |||
1.2 | Elect Scott Kramer | Mgmt | For | For | For | |||
1.3 | Elect Thomas M. St. Dennis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
MDC Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCA | CUSIP 552697104 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Miles S. Nadal | Mgmt | For | For | For | |||
1.2 | Elect Clare R. Copeland | Mgmt | For | For | For | |||
1.3 | Elect Michael J.L. Kirby | Mgmt | For | For | For | |||
1.4 | Elect Stephen M. Pustil | Mgmt | For | For | For | |||
1.5 | Elect Lori A. Senecal | Mgmt | For | For | For | |||
1.6 | Elect Irwin D. Simon | Mgmt | For | For | For | |||
1.7 | Elect Scott L. Kauffman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||
1.2 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
1.5 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
1.6 | Elect Patrick B. McManus | Mgmt | For | For | For | |||
1.7 | Elect Walden C. Rhines | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey M. Stafeil | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick V. Moore | Mgmt | For | For | For | |||
1.2 | Elect Troy Moore III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Omnibus Incentive Plan | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | For | For | |||
Midstates Petroleum Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPO | CUSIP 59804T100 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick F. Brace | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Knudson | Mgmt | For | For | For | |||
1.3 | Elect George A. DeMontrond | Mgmt | For | For | For | |||
1.4 | Elect Alan J. Carr | Mgmt | For | For | For | |||
1.5 | Elect Bruce Stover | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Ogle | Mgmt | For | For | For | |||
1.7 | Elect John Mogford | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Authorize the Board to Effect a Reverse Stock Split | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Clark | Mgmt | For | For | For | |||
1.2 | Elect John J. Carmola | Mgmt | For | For | For | |||
1.3 | Elect Marc E. Robinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Mistras Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 60649T107 | 10/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Forese | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Glanton | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Lange | Mgmt | For | For | For | |||
1.4 | Elect Ellen T. Ruff | Mgmt | For | For | For | |||
1.5 | Elect Manuel N. Stamatakis | Mgmt | For | For | For | |||
1.6 | Elect Sotirios J. Vahaviolos | Mgmt | For | For | For | |||
1.7 | Elect W. Curtis Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Monster Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy T. Yates | Mgmt | For | For | For | |||
3 | Elect John R. Gaulding | Mgmt | For | For | For | |||
4 | Elect James P. McVeigh | Mgmt | For | For | For | |||
5 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
6 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Authorization to Issue Additional Shares of Common Stock in Settlement of Conversion of 3.50% Convertible senior Notes Due 2019 | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
National Bank Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBHC | CUSIP 633707104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | |||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | |||
1.4 | Elect Fred J. Joseph | Mgmt | For | For | For | |||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | |||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | |||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Approval of Employee Stock Plan | Mgmt | For | For | For | |||
National General Holdings Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NGHC | CUSIP 636220303 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ephraim Brecher | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | |||
1.3 | Elect Patrick Fallon | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Barry Karfunkel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Barbara Paris | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Navistar International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAV | CUSIP 63934E108 | 02/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Troy A. Clarke | Mgmt | For | For | For | |||
1.2 | Elect John D. Correnti | Mgmt | For | For | For | |||
1.3 | Elect Michael N. Hammes | Mgmt | For | For | For | |||
1.4 | Elect Vincent J. Intrieri | Mgmt | For | For | For | |||
1.5 | Elect James H. Keyes | Mgmt | For | For | For | |||
1.6 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.9 | Elect Michael Sirignano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | |||
Newport Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEWP | CUSIP 651824104 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Cox | Mgmt | For | For | For | |||
1.2 | Elect Siddhartha C. Kadia | Mgmt | For | For | For | |||
1.3 | Elect Oleg Khaykin | Mgmt | For | For | For | |||
1.4 | Elect Cherry A. Murray | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Phillippy | Mgmt | For | For | For | |||
1.6 | Elect Kenneth F. Potashner | Mgmt | For | For | For | |||
1.7 | Elect Peter J. Simone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Amended and Restated 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NMI Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NMIH | CUSIP 629209305 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley M. Shuster | Mgmt | For | For | For | |||
1.2 | Elect Michael Embler | Mgmt | For | For | For | |||
1.3 | Elect James G. Jones | Mgmt | For | For | For | |||
1.4 | Elect Michael Montgomery | Mgmt | For | For | For | |||
1.5 | Elect John Brandon Osmon | Mgmt | For | For | For | |||
1.6 | Elect James H. Ozanne | Mgmt | For | For | For | |||
1.7 | Elect Steven L. Scheid | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Elect Roland C. Smith | Mgmt | For | For | For | |||
5 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
6 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
7 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
8 | Elect V. James Marino | Mgmt | For | For | For | |||
9 | Elect Michael J. Massey | Mgmt | For | For | For | |||
10 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
11 | Elect David M. Szymanski | Mgmt | For | For | For | |||
12 | Elect Nigel Travis | Mgmt | For | For | For | |||
13 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
14 | Approval of the 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Corporate Annual Bonus Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Larry E. Dunigan | Mgmt | For | For | For | |||
1.3 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.4 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.5 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.7 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.8 | Election of Directors | Mgmt | For | For | For | |||
1.9 | Elect James T. Morris | Mgmt | For | For | For | |||
1.10 | Elect Randall T. Sheppard | Mgmt | For | For | For | |||
1.11 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.12 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.13 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl R. Christenson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joseph M. Gingo | Mgmt | For | Withhold | Against | |||
1.3 | Elect David A. Lorber | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
On Assignment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASGN | CUSIP 682159108 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeremy M. Jones | Mgmt | For | For | For | |||
1.2 | Elect Marty R. Kittrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph A. DeLuca | Mgmt | For | For | For | |||
2 | Elect Fredric H. Gould | Mgmt | For | For | For | |||
3 | Elect Leor Siri | Mgmt | For | For | For | |||
4 | Elect Eugene I. Zuriff | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Consolidated Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles To Change Company Offices | Mgmt | For | For | For | |||
2 | Amendments to Articles to Facilitate Change | Mgmt | For | For | For | |||
Orion Marine Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Daerr | Mgmt | For | For | For | |||
2 | Elect J. Michael Pearson | Mgmt | For | For | For | |||
3 | Elect Mark R. Stauffer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 01/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | |||
1.2 | Elect John J. Carona | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.5 | Elect John D. Goddard | Mgmt | For | For | For | |||
1.6 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.7 | Elect Michael L. McKennon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock From 25,000,000 to 50,000,000 | Mgmt | For | For | For | |||
4 | Amendment to the Company's 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Park-Ohio Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKOH | CUSIP 700666100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick V. Auletta | Mgmt | For | For | For | |||
1.2 | Elect Edward F. Crawford | Mgmt | For | For | For | |||
1.3 | Elect James W. Wert | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Reapproval of Annual Cash Bonus plan | Mgmt | For | For | For | |||
PDL BioPharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDLI | CUSIP 69329Y104 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
1.2 | Elect John P. McLaughlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of the Amended 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | For | For | |||
2 | Election of Directors | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Election of Directors | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Performant Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFMT | CUSIP 71377E105 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa C. Im | Mgmt | For | For | For | |||
1.2 | Elect Bradley M. Fluegel | Mgmt | For | For | For | |||
1.3 | Elect Bruce E. Hansen | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Pericom Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSEM | CUSIP 713831105 | 12/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex Chiming Hui | Mgmt | For | For | For | |||
1.2 | Elect Chi-Hung Hui | Mgmt | For | For | For | |||
1.3 | Elect John C. East | Mgmt | For | For | For | |||
1.4 | Elect Hau L. Lee | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Sophie | Mgmt | For | For | For | |||
1.6 | Elect Siu-Weng Simon Wong | Mgmt | For | For | For | |||
2 | 2014 Stock Award and Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pernix Therapeutics Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTX | CUSIP 71426V108 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Drysdale | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven A. Elms | Mgmt | For | Withhold | Against | |||
1.3 | Elect Tasos G. Konidaris | Mgmt | For | Withhold | Against | |||
1.4 | Elect John A. Sedor | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
PGT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGTI | CUSIP 69336V101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Floyd F. Sherman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Rodney Hershberger | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
PhotoMedex Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHMD | CUSIP 719358301 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lewis C. Pell | Mgmt | For | For | For | |||
1.2 | Elect Dr. Yoav Ben-Dror | Mgmt | For | For | For | |||
1.3 | Elect Dr. Dolev Rafaeli | Mgmt | For | For | For | |||
1.4 | Elect Dennis M. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Trevor Harris | Mgmt | For | For | For | |||
1.6 | Elect James W. Sight | Mgmt | For | For | For | |||
1.7 | Elect Stephen P. Connelly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2000 Non-Employee Directors Stock Option Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Piedmont Office Realty Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDM | CUSIP 720190206 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
1.2 | Elect Wesley E. Cantrell | Mgmt | For | For | For | |||
1.3 | Elect William H. Keogler, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Barbara B. Lang | Mgmt | For | For | For | |||
1.5 | Elect Frank C. McDowell | Mgmt | For | For | For | |||
1.6 | Elect Donald A. Miller | Mgmt | For | For | For | |||
1.7 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey L. Swope | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | |||
3 | Elect Roger Fradin | Mgmt | For | For | For | |||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PNM Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNM | CUSIP 69349H107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adelmo E. Archuleta | Mgmt | For | For | For | |||
1.2 | Elect Patricia Collawn | Mgmt | For | For | For | |||
1.3 | Elect E. Renae Conley | Mgmt | For | For | For | |||
1.4 | Elect Alan J. Fohrer | Mgmt | For | For | For | |||
1.5 | Elect Sidney M. Gutierrez | Mgmt | For | For | For | |||
1.6 | Elect Maureen T. Mullarkey | Mgmt | For | For | For | |||
1.7 | Elect Robert R. Nordhaus | Mgmt | For | For | For | |||
1.8 | Elect Donald K. Schwanz | Mgmt | For | For | For | |||
1.9 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Leav | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
4 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||
5 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alejandro M. Ballester | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Carlos A. Unanue | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Portland General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POR | CUSIP 736508847 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Ballantine | Mgmt | For | For | For | |||
2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | |||
3 | Elect Jack E. Davis | Mgmt | For | For | For | |||
4 | Elect David A. Dietzler | Mgmt | For | For | For | |||
5 | Elect Kirby A. Dyess | Mgmt | For | For | For | |||
6 | Elect Mark B. Ganz | Mgmt | For | For | For | |||
7 | Elect Kathryn J. Jackson | Mgmt | For | For | For | |||
8 | Elect Neil J. Nelson | Mgmt | For | For | For | |||
9 | Elect M. Lee Pelton | Mgmt | For | For | For | |||
10 | Elect James J. Piro | Mgmt | For | For | For | |||
11 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pozen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POZN | CUSIP 73941U102 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Plachetka | Mgmt | For | For | For | |||
1.2 | Elect Seth A. Rudnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
PRA Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 69354N106 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven D. Fredrickson | Mgmt | For | For | For | |||
1.2 | Elect Penelope W. Kyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Providence Service Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRSC | CUSIP 743815102 | 07/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren S. Rustand | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Certificate of Incorporation to Change Board Size Range | Mgmt | For | Against | Against | |||
4 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFS | CUSIP 74386T105 | 04/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Martin | Mgmt | For | For | For | |||
1.2 | Elect Edward O'Donnell | Mgmt | For | For | For | |||
1.3 | Elect John Pugliese | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Quality Distribution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLTY | CUSIP 74756M102 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary R. Enzor | Mgmt | For | For | For | |||
2 | Elect Richard B. Marchese | Mgmt | For | For | For | |||
3 | Elect Thomas R. Miklich | Mgmt | For | For | For | |||
4 | Elect Annette M. Sandberg | Mgmt | For | For | For | |||
5 | Elect Alan H. Schumacher | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
RAIT Financial Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAS | CUSIP 749227609 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott F. Schaeffer | Mgmt | For | For | For | |||
2 | Elect Andrew Batinovich | Mgmt | For | For | For | |||
3 | Elect Edward S. Brown | Mgmt | For | For | For | |||
4 | Elect Frank A. Farnesi | Mgmt | For | For | For | |||
5 | Elect S. Kristin Kim | Mgmt | For | For | For | |||
6 | Elect Jon C. Sarkisian | Mgmt | For | For | For | |||
7 | Elect Andrew M. Silberstein | Mgmt | For | For | For | |||
8 | Elect Murray Stempel, III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Sievert | Mgmt | For | For | For | |||
1.2 | Elect Stanley B. Tulin | Mgmt | For | For | For | |||
1.3 | Elect A. Greig Woodring | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Remy International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REMY | CUSIP 75971M108 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Weber | Mgmt | For | Withhold | Against | |||
1.2 | Elect George P. Scanlon | Mgmt | For | Withhold | Against | |||
1.3 | Elect Arik W. Ruchim | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Annual Incentive Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Remy International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REMY | CUSIP 759663107 | 12/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
RF Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RFMD | CUSIP 749941100 | 09/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
RPM International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPM | CUSIP 749685103 | 10/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick R. Nance | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Ratner | Mgmt | For | For | For | |||
1.3 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Equity and Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Rush Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RUSHA | CUSIP 781846209 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. M. Rush | Mgmt | For | For | For | |||
1.2 | Elect W. Marvin Rush | Mgmt | For | For | For | |||
1.3 | Elect Harold D. Marshall | Mgmt | For | For | For | |||
1.4 | Elect Thomas A. Akin | Mgmt | For | For | For | |||
1.5 | Elect James C. Underwood | Mgmt | For | For | For | |||
1.6 | Elect Raymond J. Chess | Mgmt | For | For | For | |||
1.7 | Elect William H. Cary | Mgmt | For | For | For | |||
1.8 | Elect Kennon H. Guglielmo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Ryder System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
R | CUSIP 783549108 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Berra | Mgmt | For | For | For | |||
2 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
3 | Elect Luis P. Nieto, Jr. | Mgmt | For | For | For | |||
4 | Elect E. Follin Smith | Mgmt | For | For | For | |||
5 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Simple Majority Vote Requirement for Removal of DIrectors | Mgmt | For | For | For | |||
9 | Simple Majority Vote Requirement for Certain Bylaw Amendments | Mgmt | For | For | For | |||
10 | Set Simple Majority Vote Requirement as Standard for Certain Article Amendments | Mgmt | For | For | For | |||
11 | Set a Simple Majority as the Default Vote Standard for Corporate Actions | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Baker, III | Mgmt | For | For | For | |||
1.2 | Elect John Bierbusse | Mgmt | For | For | For | |||
1.3 | Elect Mike Cockrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bugbee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald C. Trauscht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jose Tarruella | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Servisfirst Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFBS | CUSIP 81768T108 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas A. Broughton, III | Mgmt | For | For | For | |||
1.2 | Elect Stanley M. Brock | Mgmt | For | For | For | |||
1.3 | Elect J. Richard Cashio | Mgmt | For | For | For | |||
1.4 | Elect James J. Filler | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Fuller | Mgmt | For | For | For | |||
1.6 | Elect Hatton C.V. Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Silvercrest Asset Management Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAMG | CUSIP 828359109 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Winthrop B. Conrad, Jr | Mgmt | For | For | For | |||
1.2 | Elect Richard R. Hough | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Simmons First National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFNC | CUSIP 828730200 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect David L. Bartlett | Mgmt | For | For | For | |||
2.2 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
2.3 | Elect William E. Clark, II | Mgmt | For | For | For | |||
2.4 | Elect Steven A. Cosse | Mgmt | For | For | For | |||
2.5 | Elect Mark C. Doramus | Mgmt | For | For | For | |||
2.6 | Elect Edward Drilling | Mgmt | For | For | For | |||
2.7 | Elect Eugene Hunt | Mgmt | For | For | For | |||
2.8 | Elect Christopher R. Kirkland | Mgmt | For | For | For | |||
2.9 | Elect W. Scott McGeorge | Mgmt | For | For | For | |||
2.10 | Elect George A. Makris, Jr. | Mgmt | For | For | For | |||
2.11 | Elect Joseph D. Porter | Mgmt | For | For | For | |||
2.12 | Elect Harry L. Ryburn | Mgmt | For | For | For | |||
2.13 | Elect Robert L. Shoptaw | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Plan | Mgmt | For | For | For | |||
5 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
SM Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SM | CUSIP 78454L100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry W. Bickle | Mgmt | For | For | For | |||
2 | Elect Stephen R. Brand | Mgmt | For | For | For | |||
3 | Elect William J. Gardiner | Mgmt | For | For | For | |||
4 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
5 | Elect Javan D. Ottoson | Mgmt | For | For | For | |||
6 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
7 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
8 | Elect Rose M. Robeson | Mgmt | For | For | For | |||
9 | Elect William D. Sullivan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael S. Gross | Mgmt | For | For | For | |||
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | |||
2 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For | |||
Southside Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSI | CUSIP 84470P109 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine Anderson | Mgmt | For | For | For | |||
1.2 | Elect Herbert C. Buie | Mgmt | For | For | For | |||
1.3 | Elect Patricia A Callan | Mgmt | For | For | For | |||
1.4 | Elect John R. Garrett | Mgmt | For | For | For | |||
1.5 | Elect Joe Norton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Southside Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSI | CUSIP 84470P109 | 10/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Southwest Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Boughner | Mgmt | For | For | For | |||
1.2 | Elect Jose A. Cardenas | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Chestnut | Mgmt | For | For | For | |||
1.4 | Elect Stephen C. Comer | Mgmt | For | For | For | |||
1.5 | Elect LeRoy C. Hanneman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect John P. Hester | Mgmt | For | For | For | |||
1.7 | Elect Anne L. Mariucci | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Melarkey | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey W. Shaw | Mgmt | For | For | For | |||
1.10 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.11 | Elect Thomas A. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Terrence L. Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Spansion, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CODE | CUSIP 84649R200 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
SpartanNash Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 847215100 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect Craig C. Sturken | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Stock Incentive Plan of 2015 | Mgmt | For | For | For | |||
3 | Amendment to the Executive Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Voting Provisions with Respect to Business Combinations | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Voting Provisions with Respect to Amendment or Repeal of Articles of Incorporation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Voting Provisions with Respect to Amendment of Bylaws | Mgmt | For | For | For | |||
8 | Elimination of Provision Relating to Michigan Control Share Act | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
StanCorp Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFG | CUSIP 852891100 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Virginia L. Anderson | Mgmt | For | For | For | |||
2 | Elect Rajana B. Clark | Mgmt | For | For | For | |||
3 | Elect Timothy A. Holt | Mgmt | For | For | For | |||
4 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
5 | Elect Eric E. Parsons | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
State Bank Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STBZ | CUSIP 856190103 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Balkcom, Jr. | Mgmt | For | For | For | |||
2 | Elect Kelly H. Barrett | Mgmt | For | For | For | |||
3 | Elect Archie L. Bransford, Jr. | Mgmt | For | For | For | |||
4 | Elect Kim M. Childers | Mgmt | For | For | For | |||
5 | Elect Ann Q. Curry | Mgmt | For | For | For | |||
6 | Elect Joseph W. Evans | Mgmt | For | For | For | |||
7 | Elect Virginia A. Hepner | Mgmt | For | For | For | |||
8 | Elect John D. Houser | Mgmt | For | For | For | |||
9 | Elect Willam D. McKnight | Mgmt | For | For | For | |||
10 | Elect Robert H. McMahon | Mgmt | For | Against | Against | |||
11 | Elect J. Daniel Speight | Mgmt | For | For | For | |||
12 | Elect J. Thomas Wiley, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Abrams | Mgmt | For | For | For | |||
1.2 | Elect Louis J. Cappelli | Mgmt | For | For | For | |||
1.3 | Elect James F. Deutsch | Mgmt | For | For | For | |||
1.4 | Elect Navy E. Djonovic | Mgmt | For | For | For | |||
1.5 | Elect Fernando Ferrer | Mgmt | For | For | For | |||
1.6 | Elect William F. Helmer | Mgmt | For | For | For | |||
1.7 | Elect Thomas G. Kahn | Mgmt | For | For | For | |||
1.8 | Elect James B. Klein | Mgmt | For | For | For | |||
1.9 | Elect Jack L. Kopnisky | Mgmt | For | For | For | |||
1.10 | Elect Robert W. Lazar | Mgmt | For | For | For | |||
1.11 | Elect John C. Millman | Mgmt | For | For | For | |||
1.12 | Elect Richard O'Toole | Mgmt | For | For | For | |||
1.13 | Elect Burt Steinberg | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Approval of the 2015 Omnibus Equity and Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect John L. Madden | Mgmt | For | For | For | |||
1.4 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.6 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.7 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.8 | Elect Robert Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stock Building Supply Holdings, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STCK | CUSIP 86101X104 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Freedman | Mgmt | For | For | For | |||
1.2 | Elect Barry J. Goldstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Stone Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGY | CUSIP 861642106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George R. Christmas | Mgmt | For | For | For | |||
2 | Elect B.J. Duplantis | Mgmt | For | For | For | |||
3 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
4 | Elect David T. Lawrence | Mgmt | For | For | For | |||
5 | Elect Robert S. Murley | Mgmt | For | For | For | |||
6 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
7 | Elect Donald E. Powell | Mgmt | For | For | For | |||
8 | Elect Kay G. Priestly | Mgmt | For | For | For | |||
9 | Elect Phyllis M. Taylor | Mgmt | For | For | For | |||
10 | Elect David H. Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Second Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Third Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan B. DeGaynor | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Spiegel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 06/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kerry W. Boekelheide | Mgmt | For | For | For | |||
1.2 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.3 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |||
1.5 | Elect Kenneth J. Kay | Mgmt | For | For | For | |||
1.6 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect Matthew F.C. Miau | Mgmt | For | For | For | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.9 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.10 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Talmer Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLMR | CUSIP 87482X101 | 06/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Max Berlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary Collins | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jennifer Granholm | Mgmt | For | Withhold | Against | |||
1.4 | Elect Paul Hodges III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Denny Kim | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ronald Klein | Mgmt | For | Withhold | Against | |||
1.7 | Elect David Leitch | Mgmt | For | Withhold | Against | |||
1.8 | Elect Barbara Mahone | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Naftaly | Mgmt | For | Withhold | Against | |||
1.10 | Elect Albert Papa | Mgmt | For | Withhold | Against | |||
1.11 | Elect David Provost | Mgmt | For | Withhold | Against | |||
1.12 | Elect Thomas Schellenberg | Mgmt | For | Withhold | Against | |||
1.13 | Elect Gary Torgow | Mgmt | For | Withhold | Against | |||
1.14 | Elect Arthur Weiss | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
TCP Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCPC | CUSIP 87238Q103 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Draut | Mgmt | For | Withhold | Against | |||
1.2 | Elect Franklin R. Johnson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter E. Schwab | Mgmt | For | Withhold | Against | |||
1.4 | Elect Howard M. Levkowitz | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rajneesh Vig | Mgmt | For | Withhold | Against | |||
2 | Approval to sell common stock below its net asset value | Mgmt | For | For | For | |||
Teekay Tankers Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TNK | CUSIP Y8565N102 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur Bensler | Mgmt | For | Withhold | Against | |||
1.2 | Elect Bjorn Moller | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard T. du Moulin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard J.F. Bronks | Mgmt | For | Withhold | Against | |||
1.5 | Elect William Lawes | Mgmt | For | Withhold | Against | |||
1.6 | Elect Peter Evensen | Mgmt | For | Withhold | Against | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement Regarding Removal and Election of Directors and Elimination of Cumulative Voting | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Certain Business Combination Transactions | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armin M. Kessler | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert G. Savage | Mgmt | For | Withhold | Against | |||
1.3 | Elect Glenn P. Sblendorio | Mgmt | For | Withhold | Against | |||
1.4 | Elect Melvin K. Spigelman | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Tidewater Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDW | CUSIP 886423102 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||
1.2 | Elect James C. Day | Mgmt | For | For | For | |||
1.3 | Elect Richard T. du Moulin | Mgmt | For | For | For | |||
1.4 | Elect Morris E. Foster | Mgmt | For | For | For | |||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey M. Platt | Mgmt | For | For | For | |||
1.8 | Elect Robert L. Potter | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | |||
1.10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Jack E. Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Titan Machinery Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TITN | CUSIP 88830R101 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore Crosbie | Mgmt | For | For | For | |||
1.2 | Elect Richard Mack | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Rogers | Mgmt | For | For | For | |||
2 | Elect David B. Yoffie | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TPG Specialty Lending Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLX | CUSIP 87265K102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Higginbotham | Mgmt | For | For | For | |||
1.2 | Elect Ronald Tanemura | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
TriplePoint Venture Growth BDC Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPVG | CUSIP 89677Y100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sajal K. Srivastava | Mgmt | For | For | For | |||
1.2 | Elect Stephen A. Cassani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tristate Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSC | CUSIP 89678F100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E.H. Dewhurst | Mgmt | For | For | For | |||
1.2 | Elect A. William Schenck III | Mgmt | For | For | For | |||
1.3 | Elect John B. Yasinsky | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect William Roth | Mgmt | For | For | For | |||
5 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
6 | Elect Thomas Siering | Mgmt | For | For | For | |||
7 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
8 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of Restated Equity Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
United Financial Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNK | CUSIP 910304104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paula A. Aiello | Mgmt | For | For | For | |||
1.2 | Elect Carol A. Leary | Mgmt | For | For | For | |||
1.3 | Elect Kevin E. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Reincorporation from the State of Connecticut to Delaware. | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
United Financial Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNK | CUSIP 91030T109 | 08/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H.W. Crawford | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael F. Crowley | Mgmt | For | Withhold | Against | |||
1.3 | Elect Raymond H. Lefurge | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael E. A. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Therese M. Vaughan | Mgmt | For | For | For | |||
1.3 | Elect Christopher E. Watson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Vectrus Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEC | CUSIP 92242T101 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradford J. Boston | Mgmt | For | For | For | |||
2 | Elect Kenneth W. Hunzeker | Mgmt | For | For | For | |||
3 | Elect Phillip C. Widman | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
VOXX International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOXX | CUSIP 91829F104 | 07/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul C. Kreuch, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter A. Lesser | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stan Glasgow | Mgmt | For | Withhold | Against | |||
1.4 | Elect John J. Shalam | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick M. Lavelle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles M. Stoehr | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ari M. Shalam | Mgmt | For | Withhold | Against | |||
1.8 | Elect Fred S. Klipsch | Mgmt | For | Withhold | Against | |||
2 | Approval of the 2014 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Walker & Dunlop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WD | CUSIP 93148P102 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Bowers | Mgmt | For | For | For | |||
1.2 | Elect Andrew Florance | Mgmt | For | For | For | |||
1.3 | Elect Cynthia Hallenbeck | Mgmt | For | For | For | |||
1.4 | Elect Michael Malone | Mgmt | For | For | For | |||
1.5 | Elect John Rice | Mgmt | For | For | For | |||
1.6 | Elect Dana Schmaltz | Mgmt | For | For | For | |||
1.7 | Elect Howard Smith | Mgmt | For | For | For | |||
1.8 | Elect William Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
WesBanco Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBC | CUSIP 950810101 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Wesbanco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBC | CUSIP 950810101 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest S. Fragale | Mgmt | For | For | For | |||
1.2 | Elect D. Bruce Knox | Mgmt | For | For | For | |||
1.3 | Elect Ronald W. Owen | Mgmt | For | For | For | |||
1.4 | Elect Reed J. Tanner | Mgmt | For | For | For | |||
1.5 | Elect Charlotte A. Zuschlag | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Beach | Mgmt | For | For | For | |||
1.2 | Elect William S. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Hilton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
1.5 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wintrust Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTFC | CUSIP 97650W108 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Crist | Mgmt | For | For | For | |||
2 | Elect Bruce K. Crowther | Mgmt | For | For | For | |||
3 | Elect Joseph F. Damico | Mgmt | For | For | For | |||
4 | Elect Zed S Francis | Mgmt | For | For | For | |||
5 | Elect Marla F Glabe | Mgmt | For | For | For | |||
6 | Elect H. Patrick Hackett | Mgmt | For | For | For | |||
7 | Elect Scott Heitmann | Mgmt | For | For | For | |||
8 | Elect Charles James | Mgmt | For | For | For | |||
9 | Elect Albin F. Moschner | Mgmt | For | For | For | |||
10 | Elect Christopher J. Perry | Mgmt | For | For | For | |||
11 | Elect Ingrid S. Stafford | Mgmt | For | For | For | |||
12 | Elect Gary D Sweeney | Mgmt | For | For | For | |||
13 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
14 | Elect Edward J. Wehmer | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Adoption of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Xcerra Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XCRA | CUSIP 98400J108 | 12/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce R. Wright | Mgmt | For | For | For | |||
1.2 | Elect David G. Tacelli | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Yadkin Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YDKN | CUSIP 984305102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Adam Abram | Mgmt | For | For | For | |||
1.2 | Elect David S. Brody | Mgmt | For | For | For | |||
1.3 | Elect Alan N. Colner | Mgmt | For | For | For | |||
1.4 | Elect Scott M. Custer | Mgmt | For | For | For | |||
1.5 | Elect Harry M. Davis | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. Hall | Mgmt | For | For | For | |||
1.7 | Elect James A. Harrell, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Larry S. Helms | Mgmt | For | For | For | |||
1.9 | Elect Dan W. Hill III | Mgmt | For | For | For | |||
1.10 | Elect Thierry Ho | Mgmt | For | For | For | |||
1.11 | Elect Steven J. Lerner | Mgmt | For | For | For | |||
1.12 | Elect Harry C. Spell | Mgmt | For | For | For | |||
1.13 | Elect Joseph H. Towell | Mgmt | For | For | For | |||
1.14 | Elect Nicolas D. Zerbib | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ZAIS Financial Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZFC | CUSIP 98886K108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christian Zugel | Mgmt | For | For | For | |||
1.2 | Elect Michael Szymanski | Mgmt | For | For | For | |||
1.3 | Elect Daniel Mudge | Mgmt | For | For | For | |||
1.4 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
1.5 | Elect David C. Holman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Voyager Fund | |||||||
Date of fiscal year end: | 12/31/2014 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.5 | Elect Darren R. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.7 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.8 | Elect J. Paul Raines | Mgmt | For | For | For | |||
1.9 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
1.10 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.11 | Elect O. Temple Sloan, III | Mgmt | For | For | For | |||
1.12 | Elect Jimmie L. Wade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Aegerion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEGR | CUSIP 00767E102 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sandford D. Smith | Mgmt | For | Withhold | Against | |||
1.2 | Elect Paul G. Thomas | Mgmt | For | Withhold | Against | |||
1.3 | Elect Anne M. VanLent | Mgmt | For | Withhold | Against | |||
2 | Allow Company to Convert Senior Debt into Common Shares Representing More Than 20% of the Amount Outstanding | Mgmt | For | Abstain | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Individual Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Amancio Lopez Seijas | Mgmt | For | Against | Against | |||
8 | Elect Jaime Terceiro Lomba | Mgmt | For | Against | Against | |||
9 | Elect Jose Luis Bonet Ferrer | Mgmt | For | Against | Against | |||
10 | Elect Pilar Fabregat Romera | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Amendments to Article 31 | Mgmt | For | For | For | |||
13 | Amendments to Article 34 | Mgmt | For | For | For | |||
14 | Amendments to Article 43 | Mgmt | For | For | For | |||
15 | Amendments to Article 44 | Mgmt | For | For | For | |||
16 | Amendments to Article 47 | Mgmt | For | For | For | |||
17 | Amendments to Article 12 of the General Meeting Regulations | Mgmt | For | For | For | |||
18 | Amendments to Article 25 of the General Meeting Regulations | Mgmt | For | For | For | |||
19 | Amendments to Article 41 of the General Meeting Regulations | Mgmt | For | For | For | |||
20 | Amendments to Articles 43 and 44 of the General Meeting Regulations | Mgmt | For | For | For | |||
21 | Amendments to Article 45 of the General Meeting Regulations | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding CNMC Agreement | ShrHldr | N/A | Against | N/A | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Allegheny Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATI | CUSIP 01741R102 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.2 | Elect John R. Pipski | Mgmt | For | For | For | |||
1.3 | Elect James E. Rohr | Mgmt | For | For | For | |||
1.4 | Elect David J. Morehouse | Mgmt | For | For | For | |||
2 | Approval of the 2015 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
1.3 | Elect John A. Fallon | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
1.5 | Elect Lesley Russell | Mgmt | For | For | For | |||
1.6 | Elect Gino Santini | Mgmt | For | For | For | |||
1.7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
1.8 | Elect James R. Sulat | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect R. A. Walker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 04/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
8 | Elect Betsy Rafael | Mgmt | For | For | For | |||
9 | Elect Stacy J. Smith | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 employee stock plan | Mgmt | For | For | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | |||
1.8 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.9 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.10 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
1.12 | Elect Paula Stern | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHldr | Against | Against | For | |||
Beazer Homes USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZH | CUSIP 07556Q881 | 02/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth S. Acton | Mgmt | For | For | For | |||
2 | Elect Laurent Alpert | Mgmt | For | For | For | |||
3 | Elect Brian C. Beazer | Mgmt | For | For | For | |||
4 | Elect Peter G. Leemputte | Mgmt | For | For | For | |||
5 | Elect Allan P. Merrill | Mgmt | For | For | For | |||
6 | Elect Norma A. Provencio | Mgmt | For | For | For | |||
7 | Elect Larry T. Solari | Mgmt | For | For | For | |||
8 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHldr | Against | Against | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect L. Denis Desautels | Mgmt | For | For | For | |||
1.8 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.9 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory vote on Executive Compensation | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | For | For | |||
1.2 | Elect Robert McDermott | Mgmt | For | For | For | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | For | For | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | For | For | |||
1.5 | Elect Andrew Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Casetek Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5264 | CINS G19303109 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
Castlight Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSLT | CUSIP 14862Q100 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Giovanni M. Colella | Mgmt | For | For | For | |||
1.2 | Elect Bryan Roberts | Mgmt | For | For | For | |||
2 | Approve Material Terms of the 2014 Equity Incentive Plan for Purposes of Section 162(m) | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
8 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
9 | Elect W. Anthony Will | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Lance Conn | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael P. Huseby | Mgmt | For | Withhold | Against | |||
1.3 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.5 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.6 | Elect John D. Markley, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect David C. Merritt | Mgmt | For | Withhold | Against | |||
1.8 | Elect Balan Nair | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas M. Rutledge | Mgmt | For | Withhold | Against | |||
1.10 | Elect Eric L. Zinterhofer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
China Pioneer Pharma Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1345 | CINS G2162L106 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Xinzhou | Mgmt | For | For | For | |||
6 | Elect WU Mijia | Mgmt | For | For | For | |||
7 | Elect WANG Yinping | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Franz B. Humer | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
9 | Elect Joan E. Spero | Mgmt | For | For | For | |||
10 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 09/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Article Amendments | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Dynavax Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVAX | CUSIP 268158201 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arnold L. Oronsky | Mgmt | For | Withhold | Against | |||
1.2 | Elect Francis R. Cano | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peggy V. Phillips | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Charles E. Golden | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
8 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
9 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
10 | Elect Gregory R. Page | Mgmt | For | For | For | |||
11 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | 2015 Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEW Thiam Keng | Mgmt | For | For | For | |||
4 | Elect TAN Woon Hum | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CUSIP N31738102 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect John Elkann | Mgmt | For | For | For | |||
4 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
5 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
6 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
7 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
8 | Elect Glenn Earle | Mgmt | For | For | For | |||
9 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
11 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Remuneration Policy | Mgmt | For | For | For | |||
16 | APPROVAL OF AWARDS TO EXECUTIVE DIRECTORS | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Allert | Mgmt | For | For | For | |||
1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.3 | Elect Ann N. Reese | Mgmt | For | For | For | |||
1.4 | Elect Hunter C.Smith | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHldr | Against | Against | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HD Supply Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDS | CUSIP 40416M105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.3 | Elect James A. Rubright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Directors' Remuneration Report | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights to the Investment Manager | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 11/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Firm Placing and Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Firm Placing and Placing and Open Offer) | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Mariana Gheorghe | Mgmt | For | Against | Against | |||
16 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||
17 | Elect Henk W. Breukink | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares in Connection with Mergers, Acquisitions or Capital Reinforcement | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 12/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John E. Dean | Mgmt | For | For | For | |||
2 | Elect James D. Fowler, Jr. | Mgmt | For | For | For | |||
3 | Elect Vin Weber | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Japan Display Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6740 | CINS J26295105 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||
3 | Elect Mitsuru Honma | Mgmt | For | For | For | |||
4 | Elect Shuji Aruga | Mgmt | For | For | For | |||
5 | Elect Kohichiroh Taniyama | Mgmt | For | For | For | |||
6 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
7 | Elect Hiroshi Kanno | Mgmt | For | For | For | |||
8 | Elect Hajime Sawabe | Mgmt | For | For | For | |||
9 | Equity Compensation Plan | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jiangnan Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1366 | CINS G51383100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect RUI Fubin | Mgmt | For | For | For | |||
6 | Elect XIA Yafang | Mgmt | For | For | For | |||
7 | Elect JIANG Yongwei | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
2 | Elect Gary Daichendt | Mgmt | For | For | For | |||
3 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Scott Kriens | Mgmt | For | For | For | |||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||
8 | Elect Rami Rahim | Mgmt | For | For | For | |||
9 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
10 | Elect William Stensrud | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
1.2 | Elect Kent Mouton | Mgmt | For | For | For | |||
1.3 | Elect Norman Creighton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Keurig Green Mountain, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMCR | CUSIP 49271M100 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Steele | Mgmt | For | For | For | |||
1.3 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason N. Ader | Mgmt | For | For | For | |||
1.2 | Elect Micheline Chau | Mgmt | For | For | For | |||
1.3 | Elect Michael A. Leven | Mgmt | For | For | For | |||
1.4 | Elect David F. Levi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Creation of Tracking Stock (Management Policies) | Mgmt | For | For | For | |||
3 | Allow Board to Set Future Stock Consolidations or Sub-Divisions at Any Ratio | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase of Shares from Directors | Mgmt | For | For | For | |||
7 | Approval of the Virgin Media Sharesave Proposal | Mgmt | For | For | For | |||
8 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
9 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael T. Fries | Mgmt | For | For | For | |||
2 | Elect Paul A. Gould | Mgmt | For | For | For | |||
3 | Elect John C. Malone | Mgmt | For | Against | Against | |||
4 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
5 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel K. Frierson | Mgmt | For | For | For | |||
2 | Elect Curtis M. Stevens | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.9 | Elect James H Morgan | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
MarkWest Energy Partners, L.P. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank M. Semple | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald D. Wolf | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael L. Beatty | Mgmt | For | Withhold | Against | |||
1.4 | Elect William A. Bruckmann, III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Donald C. Heppermann | Mgmt | For | Withhold | Against | |||
1.6 | Elect Randall J. Larson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Anne E. Fox Mounsey | Mgmt | For | Withhold | Against | |||
1.8 | Elect William P. Nicoletti | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Marvell Technology Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | |||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
3 | Elect John G. Kassakian | Mgmt | For | For | For | |||
4 | Elect Arturo Krueger | Mgmt | For | For | For | |||
5 | Elect Randhir Thakur | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Medtronic PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Delisting from Hong Kong Stock Exchange | Mgmt | For | For | For | |||
2 | Amendment to Articles in Connection with Delisting | Mgmt | For | Against | Against | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lawrence Yau Lung Ho | Mgmt | For | Against | Against | |||
3 | Elect James D. Packer | Mgmt | For | Against | Against | |||
4 | Elect John P. B. Wang | Mgmt | For | Against | Against | |||
5 | Elect Robert John Rankin | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | General and Unconditional Mandate to Issue New Shares | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares (Before the De-Listing) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares (After the De-Listing) | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Share Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the MCP Share Incentive Plan | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Monster Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy T. Yates | Mgmt | For | For | For | |||
3 | Elect John R. Gaulding | Mgmt | For | For | For | |||
4 | Elect James P. McVeigh | Mgmt | For | For | For | |||
5 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
6 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Authorization to Issue Additional Shares of Common Stock in Settlement of Conversion of 3.50% Convertible senior Notes Due 2019 | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mylan NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Norbord Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBD | CUSIP 65548P403 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack L. Cockwell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pierre Dupuis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Paul E. Gagne | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Peter Gordon | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul A. Houston | Mgmt | For | Withhold | Against | |||
1.6 | Elect J. Barrie Shineton | Mgmt | For | Withhold | Against | |||
1.7 | Elect Denis A. Turcotte | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter C. Wijnbergen | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Julie Southern | Mgmt | For | For | For | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Supress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Pacira Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCRX | CUSIP 695127100 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Brege | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Kronenfeld | Mgmt | For | For | For | |||
1.3 | Elect Dennis L. Winger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
Perrigo Company PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | Against | Against | |||
2 | Elect Gary M. Cohen | Mgmt | For | Against | Against | |||
3 | Elect Jacqualyn A. Fouse | Mgmt | For | Against | Against | |||
4 | Elect David T. Gibbons | Mgmt | For | Against | Against | |||
5 | Elect Ran Gottfried | Mgmt | For | Against | Against | |||
6 | Elect Ellen R. Hoffing | Mgmt | For | Against | Against | |||
7 | Elect Michael J. Jandernoa | Mgmt | For | Against | Against | |||
8 | Elect Gary K. Kunkle, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Herman Morris, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Donal O'Connor | Mgmt | For | Against | Against | |||
11 | Elect Joseph C. Papa | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Reduction of Share Premium Account | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | Against | Against | |||
2 | Elect Walter Mendes de Oliveira Filho as Representative of Minority Shareholders | Mgmt | N/A | Against | N/A | |||
3 | Election of Chairman of the Board | Mgmt | For | Against | Against | |||
4 | Election of Supervisory Council | Mgmt | For | Against | Against | |||
5 | Election of Supervisory Council Member(s) Representative of Minority Shareholders | Mgmt | N/A | Against | N/A | |||
6 | Remuneration Policy | Mgmt | For | For | For | |||
7 | Ratify Retroactive Executive Remuneration | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
PTC Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTCT | CUSIP 69366J200 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Koppel | Mgmt | For | For | For | |||
1.2 | Elect Michael Schmertzler | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect James E. Cartwright | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
3 | Elect William S. Kaiser | Mgmt | For | For | For | |||
4 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexandre Behring | Mgmt | For | Withhold | Against | |||
2 | Elect Marc Caira | Mgmt | For | Withhold | Against | |||
3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
4 | Elect Paul J. Fribourg | Mgmt | For | Withhold | Against | |||
5 | Elect John A. Lederer | Mgmt | For | Withhold | Against | |||
6 | Elect Thomas V. Milroy | Mgmt | For | Withhold | Against | |||
7 | Elect Alan C. Parker | Mgmt | For | Withhold | Against | |||
8 | Elect Daniel S. Schwartz | Mgmt | For | Withhold | Against | |||
9 | Elect Carlos Alberto Sicupira | Mgmt | For | Withhold | Against | |||
10 | Elect Roberto Moses Thompson Motta | Mgmt | For | Withhold | Against | |||
11 | Elect Alexandre van Damme | Mgmt | For | Withhold | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Reduction of Stated Capital | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76090H103 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexandre Behring | Mgmt | For | Withhold | Against | |||
2 | Elect Marc Caira | Mgmt | For | Withhold | Against | |||
3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
4 | Elect Paul J. Fribourg | Mgmt | For | Withhold | Against | |||
5 | Elect John A. Lederer | Mgmt | For | Withhold | Against | |||
6 | Elect Thomas V. Milroy | Mgmt | For | Withhold | Against | |||
7 | Elect Alan C. Parker | Mgmt | For | Withhold | Against | |||
8 | Elect Daniel S. Schwartz | Mgmt | For | Withhold | Against | |||
9 | Elect Carlos Alberto Sicupira | Mgmt | For | Withhold | Against | |||
10 | Elect Roberto Moses Thompson Motta | Mgmt | For | Withhold | Against | |||
11 | Elect Alexandre van Damme | Mgmt | For | Withhold | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Reduction of Stated Capital | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 08/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Capital Reduction | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Colin L. Powell | Mgmt | For | For | For | |||
6 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
7 | Elect John V. Roos | Mgmt | For | For | For | |||
8 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bugbee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald C. Trauscht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jose Tarruella | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ServiceNow Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 07/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
1.3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
1.4 | Elect William L. Strauss | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHI Chi | Mgmt | For | For | For | |||
6 | Elect Stephen SO Hon Cheung | Mgmt | For | For | For | |||
7 | Elect LI Weibin | Mgmt | For | For | For | |||
8 | Elect WEI Wei | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Adoption of Share Option Scheme | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayoshi Son | Mgmt | For | For | For | |||
5 | Elect Nikesh Arora | Mgmt | For | For | For | |||
6 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
7 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
8 | Elect Yun MA | Mgmt | For | For | For | |||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Mark Schwartz | Mgmt | For | For | For | |||
12 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
13 | Elect Tatsuhiro Murata | Mgmt | For | Against | Against | |||
14 | Elect Atsushi Tohyama | Mgmt | For | Against | Against | |||
SolarCity Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCTY | CUSIP 83416T100 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elon Musk | Mgmt | For | Against | Against | |||
2 | Elect Donald R. Kendall, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Jeffrey B. Straubel | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
SunEdison, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUNE | CUSIP 86732Y109 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Antonio R. Alvarez | Mgmt | For | For | For | |||
2 | Elect Peter Blackmore | Mgmt | For | For | For | |||
3 | Elect Ahmad R. Chatila | Mgmt | For | For | For | |||
4 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Georganne C. Proctor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Approval of 2015 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
11 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Antonio J. Gracias | Mgmt | For | For | For | |||
2 | Elect Kimbal Musk | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reducing Environmental Impacts from Animal Products | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement Regarding Removal and Election of Directors and Elimination of Cumulative Voting | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Certain Business Combination Transactions | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dawn Airey | Mgmt | For | For | For | |||
4 | Elect Annet Aris | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | For | For | |||
6 | Elect Peter Fankhauser | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | For | For | |||
8 | Elect Frank L. Meysman | Mgmt | For | For | For | |||
9 | Elect Carl G. Symon | Mgmt | For | For | For | |||
10 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
11 | Elect Martine Verluyten | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter H. Kamin | Mgmt | For | For | For | |||
1.2 | Elect Todd Krasnow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 10/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Rogers | Mgmt | For | For | For | |||
2 | Elect David B. Yoffie | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
5 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
9 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
10 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
11 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
12 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
13 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
14 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
15 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
16 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Withdrawal From the Nuclear Power Business | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Prior Government Service | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Hourly Wage of Non-Regular Employees | ShrHldr | Against | Against | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 09/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduce Maximum Board Size | Mgmt | For | For | For | |||
2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
TripAdvisor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRIP | CUSIP 896945201 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen Kaufer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jonathan F. Miller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Dipchand Nishar | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jeremy Philips | Mgmt | For | Withhold | Against | |||
1.6 | Elect Spencer M. Rascoff | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christopher W. Shean | Mgmt | For | Withhold | Against | |||
1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert S. Wiesenthal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Twitter Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWTR | CUSIP 90184L102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.2 | Elect Evan Williams | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHldr | Against | Against | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amend Bylaws to Increase Director Age Limit | Mgmt | For | For | For | |||
2 | Elect Peter A. Altabef | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Alison Davis | Mgmt | For | For | For | |||
5 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
6 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
7 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
8 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
9 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Katherine Klein | Mgmt | For | For | For | |||
1.2 | Elect Raymond Kurzweil | Mgmt | For | For | For | |||
1.3 | Elect Martine A. Rothblatt | Mgmt | For | For | For | |||
1.4 | Elect Louis W. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
VMware, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMW | CUSIP 928563402 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
4 | Elect Len J. Lauer | Mgmt | For | For | For | |||
5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WAN Long | Mgmt | For | For | For | |||
5 | Elect JIAO Shuge | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
8 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
9 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
12 | Elect Takuya Nakata | Mgmt | For | For | For | |||
13 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
14 | Elect Hiroshi Itoh | Mgmt | For | Against | Against | |||
15 | Elect Kenji Hironaga | Mgmt | For | Against | Against | |||
16 | Elect Tomomi Yatsu | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Zynga Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZNGA | CUSIP 98986T108 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Pincus | Mgmt | For | For | For | |||
1.2 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.3 | Elect Regina E. Dugan | Mgmt | For | For | For | |||
1.4 | Elect William B. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Sunil Paul | Mgmt | For | For | For | |||
1.7 | Elect Ellen F. Siminoff | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Equity Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Variable Trust | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 14, 2015 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 14, 2015 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |||||
/s/ Jonathan S. Horwitz | Executive Vice President, Principal Executive Officer and Compliance Liaison | August 6, 2015 | |||||
Jonathan S. Horwitz | |||||||
Schedule A
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
| Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
|