UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Variable Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 12/31 | ||||||||
Date of reporting period: | 07/01/2015 - 06/30/2016 |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT American Government Income Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Diversified Income Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Income Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Government Money Market Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Absolute Return 500 Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Accenture plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jaime Ardila | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
4 | Elect William L. Kimsey | Mgmt | For | For | For | |||
5 | Elect Marjorie Magner | Mgmt | For | For | For | |||
6 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | |||
9 | Elect Paula A. Price | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
12 | Elect Frank K. Tang | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Share Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Ratification of KPMG | Mgmt | For | For | For | |||
17 | Article Amendment for Proxy Access | Mgmt | For | For | For | |||
18 | Amendment to Articles of Association | Mgmt | For | For | For | |||
19 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
20 | Plurality Voting in a Contested Election | Mgmt | For | For | For | |||
21 | Set Board Size | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 03/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Tier-2 Capital Instruments | Mgmt | For | For | For | |||
3 | Fixed Asset Investment Budget for 2016 | Mgmt | For | For | For | |||
4 | Elect ZHAO Huan | Mgmt | For | Against | Against | |||
5 | Elect WANG Xinxin | Mgmt | For | Against | Against | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 06/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Adjustment of Authorization to Approve Bond Issuance | Mgmt | For | For | For | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect ZHOU Mubing | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Airgas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARG | CUSIP 009363102 | 08/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James W. Hovey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael L. Molinini | Mgmt | For | Withhold | Against | |||
1.3 | Elect Paula A. Sneed | Mgmt | For | Withhold | Against | |||
1.4 | Elect David M. Stout | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
3 | Elect Bart Friedman | Mgmt | For | For | For | |||
4 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
5 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
6 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
7 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
8 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
9 | Elect Scott A. Carmilani as Chairman | Mgmt | For | For | For | |||
10 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
11 | Elect Bart Friedman | Mgmt | For | For | For | |||
12 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
13 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
14 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
15 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
16 | Election of Independent Proxy | Mgmt | For | For | For | |||
17 | Approval of 2016 Executive Compensation Under Swiss Law | Mgmt | For | For | For | |||
18 | Approval of 2016 Director Compensation Under Swiss Law | Mgmt | For | For | For | |||
19 | Advisory Vote on 2015 Executive Compensation | Mgmt | For | For | For | |||
20 | Approve 2015 Annual Report and Financial Statements | Mgmt | For | For | For | |||
21 | Approve the Retention of Disposable Profits | Mgmt | For | For | For | |||
22 | Approval of the Payment of Dividends to Shareholders | Mgmt | For | For | For | |||
23 | Approve the Cancelling of Treasury Shares | Mgmt | For | For | For | |||
24 | Approval of New Shares Repurchase Program | Mgmt | For | For | For | |||
25 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
26 | Election of Deloitte & Touch as Independent Auditor and Deloitte AG as Statutory Auditor | Mgmt | For | For | For | |||
27 | Election of Special Auditor | Mgmt | For | For | For | |||
28 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
29 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 12/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
3 | Approval of 2015 Compensation for new directors | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allison Transmission Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSN | CUSIP 01973R101 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David F. Denison | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect James A. Star | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder proposal regarding report on tobacco ingredients | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Ambev S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABEV3 | CINS P0273U106 | 04/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
9 | Elect Paulo Assuncao de Sousa as Representative of Minority Shareholders to the Supervisory Council | Mgmt | For | TNA | N/A | |||
10 | Remuneration Policy; Ratify Updated Global Remuneration Amount for 2015 | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Ambev S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABEV3 | CINS P0273U106 | 04/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Merger Agreements | Mgmt | For | TNA | N/A | |||
4 | Ratification of Appointment of Appraisers | Mgmt | For | TNA | N/A | |||
5 | Valuation Reports | Mgmt | For | TNA | N/A | |||
6 | Mergers by Absorption (Cervejarias Reunidas Skol Caracu S.A. and Eagle Distribuidora de Bebidas S.A.) | Mgmt | For | TNA | N/A | |||
7 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
8 | Restricted Stock Plan | Mgmt | For | TNA | N/A | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Simon Olswang | Mgmt | For | For | For | |||
5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
6 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
7 | Elect Clayton M. Christensen | Mgmt | For | Against | Against | |||
8 | Elect Eli Gelman | Mgmt | For | For | For | |||
9 | Elect James S. Kahan | Mgmt | For | For | For | |||
10 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
11 | Elect Giora Yaron | Mgmt | For | For | For | |||
12 | Increase in Dividend | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Capital Agency Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 02503X105 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Malon Wilkus | Mgmt | For | For | For | |||
2 | Elect John R. Erickson | Mgmt | For | For | For | |||
3 | Elect Samuel A. Flax | Mgmt | For | For | For | |||
4 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
5 | Elect Robert M. Couch | Mgmt | For | For | For | |||
6 | Elect Morris A. Davis | Mgmt | For | For | For | |||
7 | Elect Randy E. Dobbs | Mgmt | For | For | For | |||
8 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
9 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
10 | Amendment to the Equity Incentive Plan for Independent Directors | Mgmt | For | For | For | |||
11 | Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Gary Kain | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | Withhold | Against | |||
1.4 | Elect John B. Berding | Mgmt | For | Withhold | Against | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | Withhold | Against | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | Withhold | Against | |||
1.7 | Elect James E. Evans | Mgmt | For | Withhold | Against | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | Withhold | Against | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | Withhold | Against | |||
1.10 | Elect William W. Verity | Mgmt | For | Withhold | Against | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Approval of Senior Executive Long Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
7 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
8 | Elect George MacKenzie | Mgmt | For | For | For | |||
9 | Elect Susan N. Story | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Amorepacific Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
002790 | CINS Y0126C105 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
5 | Election of Audit Committee Members | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
4 | Elect James A. Champy | Mgmt | For | For | For | |||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | |||
6 | Elect Edward H. Frank | Mgmt | For | For | For | |||
7 | Elect John C. Hodgson | Mgmt | For | For | For | |||
8 | Elect Neil S. Novich | Mgmt | For | For | For | |||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
10 | Elect Lisa T. Su | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Annaly Capital Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLY | CUSIP 035710409 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin G. Keyes | Mgmt | For | For | For | |||
2 | Elect Kevin P. Brady | Mgmt | For | For | For | |||
3 | Elect E. Wayne Nordberg | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
AptarGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATR | CUSIP 038336103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alain Chevassus | Mgmt | For | For | For | |||
1.2 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
1.3 | Elect Giovanna K. Monnas | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Arca Continental SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AC | CINS P0448R103 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Financial Statements; Auditor's Report, and CEO's Report | Mgmt | For | Against | Against | |||
2 | Report of the Board on its Activities and on the Company's Accounting Practices | Mgmt | For | Against | Against | |||
3 | Report of Committee Chairman; Report on Tax Compliance | Mgmt | For | Against | Against | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Election of Directors; Verification of Independence Status; Fees; Election of Board Secretary | Mgmt | For | Against | Against | |||
7 | Election of Committee Chairman; Committee Member Fees | Mgmt | For | Against | Against | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
9 | Minutes | Mgmt | For | For | For | |||
Arca Continental SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AC | CINS P0448R103 | 12/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | Abstain | Against | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Pressman | Mgmt | For | For | For | |||
1.2 | Elect Gordon Ireland | Mgmt | For | For | For | |||
1.3 | Elect Karl Mayr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Stock Incentive Plan for Non-Employee Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Assurant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIZ | CUSIP 04621X108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
2 | Elect Howard L. Carver | Mgmt | For | For | For | |||
3 | Elect Juan N. Cento | Mgmt | For | For | For | |||
4 | Elect Alan B. Colberg | Mgmt | For | For | For | |||
5 | Elect Elyse Douglas | Mgmt | For | For | For | |||
6 | Elect Lawrence V. Jackson | Mgmt | For | For | For | |||
7 | Elect Charles J. Koch | Mgmt | For | For | For | |||
8 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
9 | Elect Paul J. Reilly | Mgmt | For | For | For | |||
10 | Elect Robert W. Stein | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
AT&T, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
1.2 | Elect Peter Bisson | Mgmt | For | For | For | |||
1.3 | Elect Richard T. Clark | Mgmt | For | For | For | |||
1.4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
1.5 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
1.6 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John P. Jones | Mgmt | For | For | For | |||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
1.3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||
4 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||
5 | Elect Ken Hicks | Mgmt | For | For | For | |||
6 | Elect David Pyott | Mgmt | For | For | For | |||
7 | Elect Dean Scarborough | Mgmt | For | For | For | |||
8 | Elect Patrick Siewert | Mgmt | For | For | For | |||
9 | Elect Julia Stewart | Mgmt | For | For | For | |||
10 | Elect Martha Sullivan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Axis Capital Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXS | CUSIP G0692U109 | 09/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Boisseau | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Butt | Mgmt | For | For | For | |||
1.3 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.4 | Elect Andrew Large | Mgmt | For | For | For | |||
1.5 | Elect Alice Young | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Axis Capital Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXS | CUSIP G0692U109 | 08/03/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Technical Amendments to Charter/Bylaw | Mgmt | For | N/A | N/A | |||
2 | Merger | Mgmt | For | N/A | N/A | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | N/A | N/A | |||
4 | Right to Adjourn Meeting | Mgmt | For | N/A | N/A | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Banco Bradesco S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBDC4 | CUSIP 059460303 | 03/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luiz Carlos de Freitas as Representative of Preferred Shareholders to the Supervisory Council | Mgmt | For | Against | Against | |||
Bangkok Expressway Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BECL | CINS Y0607D119 | 09/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Extension of Period for Convening Joint Shareholders Meeting in Relation to Amalgamation with Bangkok Metro Public Company Ltd. | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bangkok Expressway Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BECL | CINS Y0607D119 | 12/28/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Meeting Minutes | Mgmt | For | TNA | N/A | |||
3 | Acknowledgement of Significant Progress of Amalgamation | Mgmt | For | TNA | N/A | |||
4 | Name of New Company | Mgmt | For | TNA | N/A | |||
5 | Objectives of New Company | Mgmt | For | TNA | N/A | |||
6 | Registered Share Capital of New Company | Mgmt | For | TNA | N/A | |||
7 | Share Allocation of New Company | Mgmt | For | TNA | N/A | |||
8 | Memorandum of Association of New Company | Mgmt | For | TNA | N/A | |||
9 | Articles of Association of New Company | Mgmt | For | TNA | N/A | |||
10 | Elect Virabongsa Ramangkura | Mgmt | For | TNA | N/A | |||
11 | Elect Suphachai Phisitvanich | Mgmt | For | TNA | N/A | |||
12 | Elect Sampao Choosri | Mgmt | For | TNA | N/A | |||
13 | Elect Chetta Thanajaro | Mgmt | For | TNA | N/A | |||
14 | Elect Vitoon Tejatussanasoontorn | Mgmt | For | TNA | N/A | |||
15 | Elect Vallapa Assakul | Mgmt | For | TNA | N/A | |||
16 | Elect Plew Trivisvavet | Mgmt | For | TNA | N/A | |||
17 | Elect Supong Chayutsahakij | Mgmt | For | TNA | N/A | |||
18 | Elect Prasobchai Kasemsant | Mgmt | For | TNA | N/A | |||
19 | Elect Phongsarit Tantisuvanitchkul | Mgmt | For | TNA | N/A | |||
20 | Elect Werapong Suppasedsak | Mgmt | For | TNA | N/A | |||
21 | Elect Panit Dunnvatanachit | Mgmt | For | TNA | N/A | |||
22 | Elect Tana Janusorn | Mgmt | For | TNA | N/A | |||
23 | Elect Theeraphan Tachasirinugune | Mgmt | For | TNA | N/A | |||
24 | Elect Prasit Dachsiri | Mgmt | For | TNA | N/A | |||
25 | Elect Sombat Kitjalaksana | Mgmt | For | TNA | N/A | |||
26 | Elect Payao Marittanaporn | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor of New Company and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
28 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 06/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Financial Report | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Fixed Assets Investment Plan | Mgmt | For | For | For | |||
8 | Elect NIU Ximing | Mgmt | For | Against | Against | |||
9 | Elect PENG Chun | Mgmt | For | Against | Against | |||
10 | Elect YU Yali | Mgmt | For | Against | Against | |||
11 | Elect HOU Weidong | Mgmt | For | Against | Against | |||
12 | Elect HU Huating | Mgmt | For | Against | Against | |||
13 | Elect WANG Taiyin | Mgmt | For | Against | Against | |||
14 | Elect LIU Changshun | Mgmt | For | Against | Against | |||
15 | Elect Peter WONG Tung Shun | Mgmt | For | Against | Against | |||
16 | Elect Helen WONG Pik Kuen | Mgmt | For | Against | Against | |||
17 | Elect LIU Hanxing | Mgmt | For | Against | Against | |||
18 | Elect LIU Haoyang | Mgmt | For | Against | Against | |||
19 | Elect LUO Mingde | Mgmt | For | Against | Against | |||
20 | Elect YU Yongshun | Mgmt | For | Against | Against | |||
21 | Elect LI Jian | Mgmt | For | Against | Against | |||
22 | Elect LIU Li | Mgmt | For | Against | Against | |||
23 | Elect Jason YEUNG Chi Wai | Mgmt | For | Against | Against | |||
24 | Elect Danny Quah | Mgmt | For | Against | Against | |||
25 | Elect WANG Neng | Mgmt | For | Against | Against | |||
26 | Elect SONG Shuguang | Mgmt | For | Against | Against | |||
27 | Elect TANG Xinyu | Mgmt | For | Against | Against | |||
28 | Elect XIA Zhihua | Mgmt | For | Against | Against | |||
29 | Elect ZHAO Yuguo | Mgmt | For | Against | Against | |||
30 | Elect LIU Mingxing | Mgmt | For | Against | Against | |||
31 | Elect GU Huizhong | Mgmt | For | Against | Against | |||
32 | Elect YAN Hong | Mgmt | For | Against | Against | |||
33 | Elect ZHANG Lili | Mgmt | For | Against | Against | |||
34 | Dilution of Current Returns and Remedial Measures | Mgmt | For | For | For | |||
35 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
36 | Authority to Issue Tier II Capital Bonds | Mgmt | For | For | For | |||
Barloworld Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAW | CINS S08470189 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Neo P. Dongwana | Mgmt | For | For | For | |||
3 | Re-elect Babalwa Ngonyama | Mgmt | For | For | For | |||
4 | Re-elect Isaac O. Shongwe | Mgmt | For | For | For | |||
5 | Re-elect Donald G. Wilson | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Sango Ntsaluba) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Babalwa Ngonyama) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Frances Edozien) | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Approve Remuneration Policy | Mgmt | For | For | For | |||
11 | Approve NEDs' Fees (Chairman) | Mgmt | For | For | For | |||
12 | Approve NEDs' Fees (Resident NEDs) | Mgmt | For | For | For | |||
13 | Approve NEDs' Fees (Non-Resident NEDs) | Mgmt | For | For | For | |||
14 | Approve NEDs' Fees (Resident Audit Committee Chairman) | Mgmt | For | For | For | |||
15 | Approve NEDs' Fees (Resident Audit Committee Members) | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Non-Resident Audit Committee Members) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Non-Resident Remuneration Committee Chairman) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Resident Social, Ethics and Transformation Committee Chairman) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Resident Risk and Sustainability Committee Chairman) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Resident General Purposes Committee Chairman) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Resident Nomination Committee Chairman) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Resident Board Committee Members other than Audit Committee) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Non-Resident Board Committee Members other than Audit Committee) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Ad Hoc Work Performed by NEDs) | Mgmt | For | For | For | |||
25 | Approve Financial Assistance | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Belle International Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1880 | CINS G09702104 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect TANG Yiu | Mgmt | For | For | For | |||
7 | Elect SHENG Baijiao | Mgmt | For | For | For | |||
8 | Elect George HO Kwok Wah | Mgmt | For | For | For | |||
9 | Elect YU Wu | Mgmt | For | For | For | |||
10 | Elect TANG Wai Lam | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Bemis Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMS | CUSIP 081437105 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Austen | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Floto | Mgmt | For | For | For | |||
1.3 | Elect Adele M. Gulfo | Mgmt | For | For | For | |||
1.4 | Elect David S. Haffner | Mgmt | For | For | For | |||
1.5 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
1.6 | Elect William L. Mansfield | Mgmt | For | For | For | |||
1.7 | Elect Arun Nayar | Mgmt | For | For | For | |||
1.8 | Elect Edward N. Perry | Mgmt | For | For | For | |||
1.9 | Elect David T. Szczupak | Mgmt | For | For | For | |||
1.10 | Elect Holly A. Van Deursen | Mgmt | For | For | For | |||
1.11 | Elect Philip G. Weaver | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bio-Rad Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIO | CUSIP 090572207 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Drapeau | Mgmt | For | Against | Against | |||
2 | Elect Robert M. Malchione | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
BNK Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
138930 | CINS Y0R7ZV102 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect SUNG Se Hwan | Mgmt | For | Against | Against | |||
4 | Elect JUNG Min Joo | Mgmt | For | Against | Against | |||
5 | Elect KIM Chang Soo | Mgmt | For | Against | Against | |||
6 | Elect CHA Yong Gyu | Mgmt | For | Against | Against | |||
7 | Elect MOON Il Jae | Mgmt | For | Against | Against | |||
8 | Elect KIM Chan Hong | Mgmt | For | Against | Against | |||
9 | Election of Audit Committee Member: KIM Chang Soo | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member: CHA Yong Gyu | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: MOON Il Jae | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: KIM Chan Hong | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | ShrHoldr | Against | Against | For | |||
Braskem SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKM5 | CINS P18533110 | 04/06/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Election of Board Member(s) Representative of Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
4 | Election of Supervisory Council Member(s) Representative of Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Brocade Communications Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 04/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Lloyd Carney | Mgmt | For | For | For | |||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
6 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
7 | Elect David L. House | Mgmt | For | For | For | |||
8 | Elect L. William Krause | Mgmt | For | For | For | |||
9 | Elect David E. Roberson | Mgmt | For | For | For | |||
10 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Approval of an Exclusive Forum Provision | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Fees | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Mies | Mgmt | For | For | For | |||
1.3 | Elect Robb A. LeMasters | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Incentive Compensation Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Care Capital Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCP | CUSIP 141624106 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
2 | Elect John S. Gates, Jr. | Mgmt | For | For | For | |||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
4 | Elect Raymond J. Lewis | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Malehorn | Mgmt | For | For | For | |||
6 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
7 | Elect John L. Workman | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Cathay Financial Holding Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2882 | CINS Y11654103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Elect TSAI Cheng-Ta | Mgmt | For | For | For | |||
7 | Elect TSAI Hong-Tu | Mgmt | For | For | For | |||
8 | Elect TSAI Cheng-Chiu | Mgmt | For | For | For | |||
9 | Elect Peter V. KWOK | Mgmt | For | Against | Against | |||
10 | Elect TSAI Yeou-Tsair | Mgmt | For | For | For | |||
11 | Elect JOONG Chi-Wei | Mgmt | For | For | For | |||
12 | Elect CHEN Tsu-Pei | Mgmt | For | For | For | |||
13 | Elect HUANG Tiao-Kuei | Mgmt | For | For | For | |||
14 | Elect LEE Chang-Ken | Mgmt | For | For | For | |||
15 | Elect HSIUNG Ming-Ho | Mgmt | For | For | For | |||
16 | Elect HONG Min-Houng | Mgmt | For | For | For | |||
17 | Elect Mattew MIAU | Mgmt | For | For | For | |||
18 | Elect HWANG Tsing-Yuan | Mgmt | For | For | For | |||
19 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect George E. Massaro | Mgmt | For | For | For | |||
6 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
7 | Elect C. Richard Reese | Mgmt | For | For | For | |||
8 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2016 Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Chimera Investment Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Reilly | Mgmt | For | For | For | |||
2 | Elect Matthew Lambiase | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Chimera Investment Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis M. Mahoney | Mgmt | For | For | For | |||
2 | Elect Paul A. Keenan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
China Cinda Asset Management Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Acquisition | Mgmt | For | For | For | |||
3 | Capital Injection | Mgmt | For | For | For | |||
4 | Directors' Remuneration | Mgmt | For | For | For | |||
5 | Supervisors' Fees | Mgmt | For | For | For | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Y1R34V103 | 06/30/2016 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | 2016 Fixed Assets Investment Budget | Mgmt | For | For | For | |||
7 | Elect HOU Jianhang | Mgmt | For | Against | Against | |||
8 | Elect ZANG Jingfan | Mgmt | For | Against | Against | |||
9 | Elect CHEN Xiaozhou | Mgmt | For | Against | Against | |||
10 | Elect LI Honghui | Mgmt | For | Against | Against | |||
11 | Elect SONG Lizhong | Mgmt | For | Against | Against | |||
12 | Elect XIAO Yuping | Mgmt | For | Against | Against | |||
13 | Elect YUAN Hong | Mgmt | For | Against | Against | |||
14 | Elect LU Shengliang | Mgmt | For | Against | Against | |||
15 | Elect Stephen CHANG Tso Tung | Mgmt | For | Against | Against | |||
16 | Elect XU Dingbo | Mgmt | For | Against | Against | |||
17 | Elect ZHU Wuxiang | Mgmt | For | Against | Against | |||
18 | Elect SUN Baowen | Mgmt | For | Against | Against | |||
19 | Elect GONG Jiande as Supervisor | Mgmt | For | Against | Against | |||
20 | Elect LIU Yanfen as Supervisor | Mgmt | For | Against | Against | |||
21 | Elect LI Chun as Supervisor | Mgmt | For | Against | Against | |||
22 | Elect ZHANG Zheng as Supervisor | Mgmt | For | Against | Against | |||
23 | Appointment of Auditor | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
25 | Type of Issuance | Mgmt | For | For | For | |||
26 | Number and Size | Mgmt | For | For | For | |||
27 | Par Value and Issue Price | Mgmt | For | For | For | |||
28 | Maturity | Mgmt | For | For | For | |||
29 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
30 | Lock-up Period | Mgmt | For | For | For | |||
31 | Dividend Distribution Terms | Mgmt | For | For | For | |||
32 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
33 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
34 | Restrictions on Voting Rights and Terms of Restoration of Voting Rights | Mgmt | For | For | For | |||
35 | Order of Distribution on Liquidation and Procedures for Liquidation | Mgmt | For | For | For | |||
36 | Rating Arrangements | Mgmt | For | For | For | |||
37 | Security Arrangements | Mgmt | For | For | For | |||
38 | Use of Proceeds | Mgmt | For | For | For | |||
39 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
40 | Validity Period | Mgmt | For | For | For | |||
41 | Matters Relating to Authorization | Mgmt | For | For | For | |||
42 | Amendments to Articles | Mgmt | For | For | For | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Y1R34V103 | 06/30/2016 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type of Issuance | Mgmt | For | For | For | |||
3 | Number and Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Maturity | Mgmt | For | For | For | |||
6 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
7 | Lock-up Period | Mgmt | For | For | For | |||
8 | Dividend Distribution Terms | Mgmt | For | For | For | |||
9 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
10 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
11 | Restrictions on Voting Rights and Terms of Restoration of Voting Rights | Mgmt | For | For | For | |||
12 | Order of Distribution on Liquidation and Procedures for Liquidation | Mgmt | For | For | For | |||
13 | Rating Arrangements | Mgmt | For | For | For | |||
14 | Security Arrangements | Mgmt | For | For | For | |||
15 | Use of Proceeds | Mgmt | For | For | For | |||
16 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
17 | Validity Period | Mgmt | For | For | For | |||
18 | Matters Relating to Authorization | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 12/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Give Guarantees | Mgmt | For | For | For | |||
3 | Authority to Issue Financial Bonds for 2016 | Mgmt | For | For | For | |||
4 | Authority to Issue Capital Supplemental Bonds for 2016 | Mgmt | For | For | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Supervisors' Fees | Mgmt | For | For | For | |||
10 | Elect ZHANG Long as Director | Mgmt | For | Against | Against | |||
11 | Elect Timpson CHUNG Shui Ming as Director | Mgmt | For | Against | Against | |||
12 | Elect WIM Kok as Director | Mgmt | For | Against | Against | |||
13 | Elect Murray Horn as Director | Mgmt | For | Against | Against | |||
14 | Elect LIU Jin as Supervisor | Mgmt | For | Against | Against | |||
15 | Elect LI Xiaoling as Supervisor | Mgmt | For | Against | Against | |||
16 | Elect BAI Jianjun as Supervisor | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures | Mgmt | For | For | For | |||
19 | Elect GUO Yanpeng as Director | Mgmt | For | Against | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 10/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Carl Walter | Mgmt | For | For | For | |||
3 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | |||
China Dongxiang (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3818 | CINS G2112Y109 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividends | Mgmt | For | For | For | |||
5 | Allocation of Final Special Dividends | Mgmt | For | For | For | |||
6 | Elect CHEN Yihong | Mgmt | For | For | For | |||
7 | Elect XIANG Bing | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Dongxiang (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3818 | CINS G2112Y109 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Framework Agreement | Mgmt | For | Against | Against | |||
China Galaxy Securities Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6881 | CINS Y1R92J109 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Annual Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2016 Capital Expenditure Budget | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Report on Deposit and Use of Previous Proceeds | Mgmt | For | For | For | |||
10 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendments to Board Authorization | Mgmt | For | For | For | |||
China Lesso Group Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2128 | CINS G2157Q102 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WONG Luen Hei | Mgmt | For | For | For | |||
6 | Elect KONG Zhaocong | Mgmt | For | For | For | |||
7 | Elect LIN Shaoquan | Mgmt | For | Against | Against | |||
8 | Elect Eugene FUNG Pui Cheung | Mgmt | For | For | For | |||
9 | Elect Jonathan WONG Kwok Ho | Mgmt | For | For | For | |||
10 | Elect TAO Zhigang | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Merchants Bank Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3968 | CINS Y14896115 | 09/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Adjustment of Employee Stock Ownership Scheme | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Merchants Bank Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3968 | CINS Y14896115 | 09/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Zhang Feng as Director | Mgmt | For | For | For | |||
4 | Adjustment of Employee Stock Ownership Scheme | Mgmt | For | For | For | |||
5 | Adjusted Connected Issue | Mgmt | For | For | For | |||
6 | Elect Eric ZHU Liwei as Director | Mgmt | For | For | For | |||
7 | Elect FU Junyuan as Supervisor | Mgmt | For | Against | Against | |||
China Mobile Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHANG Bing | Mgmt | For | For | For | |||
6 | Elect LI Yue | Mgmt | For | For | For | |||
7 | Elect SHA Yuejia | Mgmt | For | Against | Against | |||
8 | Elect LIU Aili | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Railway Construction Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1186 | CINS Y1508P110 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Annual Report | Mgmt | For | For | For | |||
7 | Authority to Give Guarantees | Mgmt | For | For | For | |||
8 | Authority to Set External Auditor's Fees | Mgmt | For | For | For | |||
9 | Appointment of External Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Internal Control Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
12 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
13 | Transfer of Qualifications | Mgmt | For | For | For | |||
14 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Increase in Registered Capital | Mgmt | For | For | For | |||
16 | Amendments to Articles (Registered Capital) | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Independent Directors' Report | Mgmt | For | For | For | |||
5 | Annual Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Appointment of Internal Control Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
11 | Salary Management Measures of Directors and Supervisors | Mgmt | For | For | For | |||
12 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
13 | Liability Insurance | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
China Southern Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1055 | CINS Y1503W102 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
11 | Authority to Give Guarantees | Mgmt | For | For | For | |||
12 | Elect WANG Chang Shun | Mgmt | For | For | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 03/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Type of Preference Shares to be Issued | Mgmt | For | For | For | |||
4 | Quantity and Size of Issuance | Mgmt | For | For | For | |||
5 | Nominal Value and Issue Price | Mgmt | For | For | For | |||
6 | Method of Issuance | Mgmt | For | For | For | |||
7 | Maturity | Mgmt | For | For | For | |||
8 | Target Subscribers | Mgmt | For | For | For | |||
9 | Lock-up Period | Mgmt | For | For | For | |||
10 | Terms of Dividend Distribution | Mgmt | For | For | For | |||
11 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
12 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
13 | Restrictions on Voting Rights | Mgmt | For | For | For | |||
14 | Restoration of Voting Rights | Mgmt | For | For | For | |||
15 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | |||
16 | Rating | Mgmt | For | For | For | |||
17 | Security | Mgmt | For | For | For | |||
18 | Use of Proceeds | Mgmt | For | For | For | |||
19 | Transfer | Mgmt | For | For | For | |||
20 | Validity Period of Resolution in Respect of Issuance | Mgmt | For | For | For | |||
21 | Matters relating to Authorization | Mgmt | For | For | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 03/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Qualification in relation to Non-public Issuance of Preference Shares | Mgmt | For | For | For | |||
5 | Type of Preference Shares to be Issued | Mgmt | For | For | For | |||
6 | Quantity and Size of Issuance | Mgmt | For | For | For | |||
7 | Nominal Value and Issue Price | Mgmt | For | For | For | |||
8 | Method of Issuance | Mgmt | For | For | For | |||
9 | Maturity | Mgmt | For | For | For | |||
10 | Target Subscribers | Mgmt | For | For | For | |||
11 | Lock-up Period | Mgmt | For | For | For | |||
12 | Terms of Dividend Distribution | Mgmt | For | For | For | |||
13 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
14 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
15 | Restrictions on Voting Rights | Mgmt | For | For | For | |||
16 | Restoration of Voting Rights | Mgmt | For | For | For | |||
17 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | |||
18 | Rating | Mgmt | For | For | For | |||
19 | Security | Mgmt | For | For | For | |||
20 | Use of Proceeds | Mgmt | For | For | For | |||
21 | Transfer | Mgmt | For | For | For | |||
22 | Validity Period of Resolution in Respect of Issuance | Mgmt | For | For | For | |||
23 | Matters relating to Authorization | Mgmt | For | For | For | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
25 | Authority to Issue Qualified Tier-2 Capital Instruments | Mgmt | For | For | For | |||
26 | Impact on Main Financial Indicators of the Bank from Dilution of Current Returns by Issuance of Preference Shares and Remedial Measures to be Adopted. | Mgmt | For | For | For | |||
27 | Amendments to Rules of Procedures of the General Meeting | Mgmt | For | For | For | |||
28 | Amendments to Rules of Procedures of the Board | Mgmt | For | For | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Supervisors' Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Annual Report | Mgmt | For | For | For | |||
9 | Financial Budget | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Dilution of Current Returns by A Share Issue | Mgmt | For | For | For | |||
14 | Stabilization of A Share Price | Mgmt | For | For | For | |||
15 | Dividend Return Plan for Next Three Years | Mgmt | For | For | For | |||
16 | Amendments to Procedural Rules of General Meeting | Mgmt | For | For | For | |||
17 | Amendments to Procedural Rules of Board Meeting | Mgmt | For | For | For | |||
18 | Amendments to Procedural Rules of Supervisory Board | Mgmt | For | For | For | |||
19 | Undertaking | Mgmt | For | For | For | |||
20 | Initial Public Offering of A Shares | Mgmt | For | For | For | |||
21 | Offering size | Mgmt | For | For | For | |||
22 | Target subscribers | Mgmt | For | For | For | |||
23 | Strategic placing | Mgmt | For | For | For | |||
24 | Method of offering | Mgmt | For | For | For | |||
25 | Pricing methodology | Mgmt | For | For | For | |||
26 | Form of underwriting | Mgmt | For | For | For | |||
27 | Conversion into a joint stock company | Mgmt | For | For | For | |||
28 | Use of proceeds | Mgmt | For | For | For | |||
29 | Term of the offering plan | Mgmt | For | For | For | |||
30 | Ratification of Board Acts | Mgmt | For | For | For | |||
31 | Use of Proceeds | Mgmt | For | For | For | |||
32 | Distribution Plan for Undistributed Accumulated Profit | Mgmt | For | For | For | |||
33 | Amendments to Articles | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
CJ E&M Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
130960 | CINS Y6422E109 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect LIM Joo Jae | Mgmt | For | Against | Against | |||
4 | Elect CHOI Do Sung | Mgmt | For | Against | Against | |||
5 | Elect KIM Hyun Joon | Mgmt | For | Against | Against | |||
6 | Election of Audit Committee Member: LIM Joo Jae | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Spin-off | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect C. Martin Harris | Mgmt | For | For | For | |||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
8 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
9 | Elect Michael B. Polk | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Mark Foster | Mgmt | For | For | For | |||
6 | Elect Nancy Killefer | Mgmt | For | For | For | |||
7 | Elect Sachin Lawande | Mgmt | For | For | For | |||
8 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
9 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
10 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Anand Nallathambi | Mgmt | For | For | For | |||
6 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
7 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
8 | Elect David F. Walker | Mgmt | For | For | For | |||
9 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.4 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
1.5 | Elect William G. Little | Mgmt | For | For | For | |||
1.6 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.7 | Elect James H. Miller | Mgmt | For | For | For | |||
1.8 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.9 | Elect Thomas A. Ralph | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CVC Brasil Operadora E Agencia De Viagens S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVCB3 | CINS P3R154102 | 10/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
5 | Stock Option Plan | Mgmt | For | TNA | N/A | |||
DAMAC Properties Dubai Co. P.S.C | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAMAC | CINS M0858Z101 | 04/19/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Report | Mgmt | For | TNA | N/A | |||
2 | Auditor's Report | Mgmt | For | TNA | N/A | |||
3 | Financial Statements | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Directors' Fees | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
9 | Charitable Donations | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
DAMAC Properties Dubai Co. P.S.C | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAMAC | CINS M0858Z101 | 09/15/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend 2Q2015; Bonus Share Issuance | Mgmt | For | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
DaVita HealthCare Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVA | CUSIP 23918K108 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
2 | Elect Charles G. Berg | Mgmt | For | For | For | |||
3 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
4 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
5 | Elect Paul J. Diaz | Mgmt | For | For | For | |||
6 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
7 | Elect John M. Nehra | Mgmt | For | For | For | |||
8 | Elect William L. Roper | Mgmt | For | For | For | |||
9 | Elect Kent J. Thiry | Mgmt | For | For | For | |||
10 | Elect Roger J. Valine | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Amendments to Implement Proxy Access | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Deere and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
4 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
5 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
6 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect Gregory R. Page | Mgmt | For | For | For | |||
9 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Corporate Values in Political Spending | ShrHoldr | Against | Against | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
10 | Elect David W. Nelms | Mgmt | For | For | For | |||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
5 | Elect Paula A. Price | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
DST Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DST | CUSIP 233326107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph C. Antonellis | Mgmt | For | For | For | |||
1.2 | Elect Stephen C. Hooley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 03/01/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Directors' and Auditor's Reports | Mgmt | For | TNA | N/A | |||
3 | Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Election of Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||
11 | Share Capital Increase | Mgmt | For | TNA | N/A | |||
12 | Issuance of Tier 1 Capital Instruments | Mgmt | For | TNA | N/A | |||
13 | Authority to Issue Sukuk/Bonds/Capital Instruments | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
4 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
5 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
6 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
7 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
10 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
3 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
4 | Elect Carl M. Casale | Mgmt | For | For | For | |||
5 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
6 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | |||
7 | Elect Jerry A. Grundhofer | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Michael Larson | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David W. MacLennan | Mgmt | For | For | For | |||
12 | Elect Tracy B. McKibben | Mgmt | For | For | For | |||
13 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
14 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
15 | Elect John J. Zillmer | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Non-Employee Director Stock Option and Deferred Compensation Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Ecopetrol SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECOPETROL | CUSIP 279158109 | 03/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Agenda | Mgmt | For | For | For | |||
2 | Appointment of Meeting Chairman | Mgmt | For | For | For | |||
3 | Appointment of Delegates in Charge of Meeting Polling | Mgmt | For | For | For | |||
4 | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
8 | Election of Directors | Mgmt | For | Against | Against | |||
Endurance Specialty Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Baily | Mgmt | For | For | For | |||
2 | Elect Norman Barham | Mgmt | For | For | For | |||
3 | Elect Galen R. Barnes | Mgmt | For | For | For | |||
4 | Elect William H. Bolinder | Mgmt | For | For | For | |||
5 | Elect Philip M. Butterfield | Mgmt | For | For | For | |||
6 | Elect Steven W. Carlsen | Mgmt | For | For | For | |||
7 | Elect John R. Charman | Mgmt | For | For | For | |||
8 | Elect Morgan W. Davis | Mgmt | For | For | For | |||
9 | Elect Susan S. Fleming | Mgmt | For | For | For | |||
10 | Elect Nicholas C. Marsh | Mgmt | For | For | For | |||
11 | Elect Scott D. Moore | Mgmt | For | For | For | |||
12 | Elect William J. Raver | Mgmt | For | For | For | |||
13 | Elect Robert A. Spass | Mgmt | For | For | For | |||
14 | Elect Ian M. Winchester | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Everest Re Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RE | CUSIP G3223R108 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominic J. Addesso | Mgmt | For | For | For | |||
1.2 | Elect John J. Amore | Mgmt | For | For | For | |||
1.3 | Elect John R. Dunne | Mgmt | For | For | For | |||
1.4 | Elect William F. Galtney, Jr. | Mgmt | For | For | For | |||
1.5 | Elect John A. Graf | Mgmt | For | For | For | |||
1.6 | Elect Gerri Losquadro | Mgmt | For | For | For | |||
1.7 | Elect Roger M. Singer | Mgmt | For | For | For | |||
1.8 | Elect Joseph V. Taranto | Mgmt | For | For | For | |||
1.9 | Elect John A. Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of the Executive Performance Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Factset Research Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDS | CUSIP 303075105 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott A. Billeadeau | Mgmt | For | For | For | |||
2 | Elect Philip A. Hadley | Mgmt | For | For | For | |||
3 | Elect Laurie Siegal | Mgmt | For | For | For | |||
4 | Elect Phillip Snow | Mgmt | For | For | For | |||
5 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley, II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Fiserv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISV | CUSIP 337738108 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alison Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher M. Flink | Mgmt | For | For | For | |||
1.3 | Elect Daniel P. Kearney | Mgmt | For | For | For | |||
1.4 | Elect Dennis F. Lynch | Mgmt | For | For | For | |||
1.5 | Elect Denis J. O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
1.7 | Elect Kim M. Robak | Mgmt | For | For | For | |||
1.8 | Elect J.D. Sherman | Mgmt | For | For | For | |||
1.9 | Elect Doyle R. Simons | Mgmt | For | For | For | |||
1.10 | Elect Thomas C. Wertheimer | Mgmt | For | For | For | |||
1.11 | Elect Jeffery W. Yabuki | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Four Corners Property Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCPT | CUSIP 35086T109 | 06/16/2016 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Lenehan | Mgmt | For | N/A | N/A | |||
2 | Elect Douglas B. Hansen | Mgmt | For | N/A | N/A | |||
3 | Elect John S. Moody | Mgmt | For | N/A | N/A | |||
4 | Elect Marran H. Ogilvie | Mgmt | For | N/A | N/A | |||
5 | Elect Paul E. Szurek | Mgmt | For | N/A | N/A | |||
6 | Ratification of Auditor | Mgmt | For | N/A | N/A | |||
7 | Approval of Material Terms of 2015 Omnibus Incentive Plan for 162(m) Compliance | Mgmt | For | N/A | N/A | |||
Frank's International N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CUSIP N33462107 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William B. Berry | Mgmt | For | Against | Against | |||
2 | Elect Sheldon R. Erikson | Mgmt | For | Against | Against | |||
3 | Elect Michael C. Kearney | Mgmt | For | Against | Against | |||
4 | Elect Gary P. Luquette | Mgmt | For | Against | Against | |||
5 | Elect Michael E. McMahon | Mgmt | For | Against | Against | |||
6 | Elect Donald Keith Mosing | Mgmt | For | Against | Against | |||
7 | Elect Kirkland D. Mosing | Mgmt | For | Against | Against | |||
8 | Elect Steven B. Mosing | Mgmt | For | Against | Against | |||
9 | Elect Alexander Vriesendorp | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
12 | Accounts and Reports; Authority to Issue Reports in English | Mgmt | For | For | For | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Consolidated Accounts) | Mgmt | For | For | For | |||
17 | Supervisory Board Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
19 | Cancellation of Shares | Mgmt | For | For | For | |||
Gartner, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IT | CUSIP 366651107 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Bingle | Mgmt | For | For | For | |||
2 | Elect Richard J. Bressler | Mgmt | For | For | For | |||
3 | Elect Raul E. Cesan | Mgmt | For | For | For | |||
4 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
5 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
6 | Elect William O. Grabe | Mgmt | For | For | For | |||
7 | Elect Eugene A. Hall | Mgmt | For | For | For | |||
8 | Elect Stephen G. Pagliuca | Mgmt | For | For | For | |||
9 | Elect James C. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Genpact Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP G3922B107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N.V. Tyagarajan | Mgmt | For | For | For | |||
2 | Elect Robert Scott | Mgmt | For | For | For | |||
3 | Elect Amit Chandra | Mgmt | For | For | For | |||
4 | Elect Laura Conigliaro | Mgmt | For | For | For | |||
5 | Elect David Humphrey | Mgmt | For | For | For | |||
6 | Elect James C. Madden | Mgmt | For | For | For | |||
7 | Elect Alex Mandl | Mgmt | For | For | For | |||
8 | Elect Cecelia Morken | Mgmt | For | For | For | |||
9 | Elect Mark Nunnelly | Mgmt | For | For | For | |||
10 | Elect Hanspeter Spek | Mgmt | For | For | For | |||
11 | Elect Mark Verdi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Gentex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNTX | CUSIP 371901109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Bauer | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brown | Mgmt | For | For | For | |||
1.3 | Elect Gary Goode | Mgmt | For | For | For | |||
1.4 | Elect Pete Hoekstra | Mgmt | For | For | For | |||
1.5 | Elect James Hollars | Mgmt | For | For | For | |||
1.6 | Elect John Mulder | Mgmt | For | For | For | |||
1.7 | Elect Richard O. Schaum | Mgmt | For | For | For | |||
1.8 | Elect Frederick Sotok | Mgmt | For | For | For | |||
1.9 | Elect James Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Globe Telecom Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLO | CINS Y27257149 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Philippines | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | CALL TO ORDER | Mgmt | For | For | For | |||
3 | Proof of Notice and Quorum | Mgmt | For | For | For | |||
4 | Meeting Minutes | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Elect Jaime Augusto Zobel de Ayala | Mgmt | For | Against | Against | |||
7 | Elect Delfin L. Lazaro | Mgmt | For | Against | Against | |||
8 | Elect Mark CHONG Chin Kok | Mgmt | For | Against | Against | |||
9 | Elect Fernando Zobel de Ayala | Mgmt | For | Against | Against | |||
10 | Elect Jose Teodoro K. Limcaoco | Mgmt | For | Against | Against | |||
11 | Elect Romeo L. Bernardo | Mgmt | For | Against | Against | |||
12 | Elect Ernest L. Cu | Mgmt | For | Against | Against | |||
13 | Elect Samba Natarajan | Mgmt | For | Against | Against | |||
14 | Elect SAW Phaik Hwa | Mgmt | For | Against | Against | |||
15 | Elect Manuel A. Pacis | Mgmt | For | Against | Against | |||
16 | Elect Rex Ma. A. Mendoza | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Transaction of Other Business | Mgmt | For | Against | Against | |||
19 | Adjournment | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grape King Bio Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1707 | CINS Y2850Y105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Non-compete Restrictions for Director ZENG Sheng-Bin | Mgmt | For | For | For | |||
6 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
Graphic Packaging Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPK | CUSIP 388689101 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David D. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
1.3 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA.B | CINS P4948K121 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Presentation of Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Chairmen of the Audit and Corporate Governance Committees | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect ZHANG Lin as Director | Mgmt | For | For | For | |||
4 | Elect LIANG Yingmei as Supervisor | Mgmt | For | Against | Against | |||
5 | Authority to Issue Domestic Renewable Corporate Bonds | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Approval of Measures for Repayment of Bonds | Mgmt | For | For | For | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 06/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Director's Report | Mgmt | For | For | For | |||
4 | Supervisor's Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||
9 | Appointment of Domestic Auditor | Mgmt | For | For | For | |||
10 | Authority to Extend Guarantees | Mgmt | For | Against | Against | |||
11 | Approve 2015 Guarantees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Extension of Validity Period | Mgmt | For | For | For | |||
14 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 06/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Extension of Validity Period | Mgmt | For | For | For | |||
4 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hankook Tire Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
161390 | CINS Y3R57J108 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
Highwealth Construction Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2542 | CINS Y31959102 | 06/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Christodoro | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sally W. Crawford | Mgmt | For | For | For | |||
1.3 | Elect Scott T. Garrett | Mgmt | For | For | For | |||
1.4 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
1.5 | Elect Lawrence M. Levy | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Christina Stamoulis | Mgmt | For | For | For | |||
1.9 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
1.10 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hon Hai Precision Industry Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2317 | CINS Y36861105 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | Abstain | Against | |||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | For | |||
11 | Elect GOU Tai-Ming | Mgmt | For | Abstain | Against | |||
12 | Elect LU Fang-Ming | Mgmt | For | Abstain | Against | |||
13 | Elect TAI Jeng-wu | Mgmt | For | Abstain | Against | |||
14 | Elect CHEN Jen-Gwo | Mgmt | For | Abstain | Against | |||
15 | Elect HUANG Ching-Yuan | Mgmt | For | Abstain | Against | |||
16 | Elect SUNG Hsueh-Jen | Mgmt | For | Abstain | Against | |||
17 | Elect FU Li-Chen | Mgmt | For | Abstain | Against | |||
18 | Elect LEE Kai-Fu | Mgmt | For | Abstain | Against | |||
19 | Elect CHAN Chi-Shean | Mgmt | For | Abstain | Against | |||
20 | Non-compete Restrictions for Directors | Mgmt | For | Abstain | Against | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Huabao International Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0336 | CINS G4639H122 | 08/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect DING Ningning | Mgmt | For | For | For | |||
5 | Elect WANG Guang Yu | Mgmt | For | For | For | |||
6 | Elect WU Chi Keung | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Huadian Power International Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1071 | CINS Y3738Y101 | 12/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Purchase of Coal | Mgmt | For | For | For | |||
4 | Purchase of Engineering Equipment and Other Relevant Services | Mgmt | For | For | For | |||
5 | Sale of Coal and Provision of Power Plant Related Services | Mgmt | For | For | For | |||
Huaneng Power International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0902 | CINS Y3744A105 | 01/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | 2016 Continuing Connected Transactions with Huaneng Group | Mgmt | For | For | For | |||
4 | Finance Leasing and Leaseback by Huaneng Pingliang | Mgmt | For | For | For | |||
5 | Finance Leasing and Leaseback by Controlled Subsidiaries | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Hoplamazian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cary D. McMillan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael A. Rocca | Mgmt | For | Withhold | Against | |||
1.4 | Elect William Wrigley, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hyosung Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
004800 | CINS Y3818Y120 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Hyundai Marine and Fire Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect CHUNG Mong Yoon | Mgmt | For | For | For | |||
4 | Elect LEE Cheol Young | Mgmt | For | For | For | |||
5 | Elect PARK Chan Jong | Mgmt | For | For | For | |||
6 | Elect SEONG In Seok | Mgmt | For | For | For | |||
7 | Elect SONG Yoo Jin | Mgmt | For | For | For | |||
8 | Elect KIM Hee Dong | Mgmt | For | For | For | |||
9 | Elect JIN Young Ho | Mgmt | For | For | For | |||
10 | Election of Independent Audit Committee Member: KIM Hee Dong | Mgmt | For | For | For | |||
11 | Election of Non-Independent Audit Committee Member: SEONG In Seok | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
Imperial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS S38127122 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Small Related Party Transaction | Mgmt | For | For | For | |||
2 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Elect YI Huiman as Director | Mgmt | For | For | For | |||
5 | Elect SHEN Si | Mgmt | For | For | For | |||
6 | Elect ZHANG Wei as Supervisor | Mgmt | For | Against | Against | |||
7 | Elect SHEN Bingxi | Mgmt | For | Against | Against | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Tier II Capital Instruments | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ingram Micro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IM | CUSIP 457153104 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
2 | Elect David A. Barnes | Mgmt | For | For | For | |||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
4 | Elect John R. Ingram | Mgmt | For | For | For | |||
5 | Elect Dale R. Laurance | Mgmt | For | For | For | |||
6 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
7 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
8 | Elect Carol G. Mills | Mgmt | For | For | For | |||
9 | Elect Alain Monie | Mgmt | For | For | For | |||
10 | Elect Wade Oosterman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of Amendment to 2011 Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Ingram Micro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IM | CUSIP 457153104 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Diane B. Greene | Mgmt | For | For | For | |||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
7 | Elect Brad D. Smith | Mgmt | For | For | For | |||
8 | Elect Jeff Weiner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JBS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS3 | CINS P59695109 | 04/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
8 | Election of Supervisory Council Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
JBS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS3 | CINS P59695109 | 04/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Merger Agreement | Mgmt | For | TNA | N/A | |||
4 | Ratification of Appointment of Appraiser | Mgmt | For | TNA | N/A | |||
5 | Valuation Report(s) | Mgmt | For | TNA | N/A | |||
6 | Merger(s) by Absorption | Mgmt | For | TNA | N/A | |||
7 | Ratify Updated Global Remuneration Amount for 2012 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles 5 and 6 (Authorized Share Capital) | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles 3 and 19 | Mgmt | For | TNA | N/A | |||
10 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
2 | Elect Gary J Daichendt | Mgmt | For | For | For | |||
3 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Scott Kriens | Mgmt | For | For | For | |||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||
8 | Elect Rami Rahim | Mgmt | For | For | For | |||
9 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
10 | Elect William Stensrud | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Vote | ShrHoldr | Against | For | Against | |||
KIA Motors Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000270 | CINS Y47601102 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Member: NAM Sang Goo | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Koc Holding A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KCHOL | CINS M63751107 | 04/05/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditor's Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
11 | Election of Directors; Board Size; Board Term Length | Mgmt | For | TNA | N/A | |||
12 | Compensation Policy | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Charitable Donations | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Wishes and Opinions | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect CHO Hwan Ik as CEO | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 03/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LEE Sung Han | Mgmt | For | Against | Against | |||
2 | Election of Audit Committee Member: LEE Sung Han | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Member: JO Jeon Hyuk | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect RYU Hyang Ryeol | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | Against | Against | |||
2 | Elect Robert D. Beyer | Mgmt | For | Against | Against | |||
3 | Elect Anne Gates | Mgmt | For | Against | Against | |||
4 | Elect Susan J. Kropf | Mgmt | For | Against | Against | |||
5 | Elect W. Rodney McMullen | Mgmt | For | Against | Against | |||
6 | Elect Jorge P. Montoya | Mgmt | For | Against | Against | |||
7 | Elect Clyde R. Moore | Mgmt | For | Against | Against | |||
8 | Elect Susan M. Phillips | Mgmt | For | Against | Against | |||
9 | Elect James A. Runde | Mgmt | For | Against | Against | |||
10 | Elect Ronald L. Sargent | Mgmt | For | Against | Against | |||
11 | Elect Bobby S. Shackouls | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
KT&G Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
033780 | CINS Y49904108 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect KOH Sang Gon | Mgmt | For | For | For | |||
4 | Elect YOON Hae Soo | Mgmt | For | For | For | |||
5 | Elect LEE Eun Kyung | Mgmt | For | For | For | |||
6 | Elect KIM Heung Ryul | Mgmt | For | For | For | |||
7 | Elect KOH Sang Gon | Mgmt | For | For | For | |||
8 | Elect LEE Eun Kyung | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
KT&G Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
033780 | CINS Y49904108 | 10/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect BAEK Bok In as CEO | Mgmt | For | For | For | |||
Lee and Man Paper Manufacturing Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2314 | CINS G5427W130 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Raymond LEE Man Chun | Mgmt | For | For | For | |||
6 | Elect Ross LI King Wai | Mgmt | For | For | For | |||
7 | Elect POON Chung Kwong | Mgmt | For | For | For | |||
8 | Elect Tony WONG Kai Tung | Mgmt | For | For | For | |||
9 | Elect Peter A. Davies | Mgmt | For | For | For | |||
10 | Elect David CHAU Shing Yim | Mgmt | For | Against | Against | |||
11 | Directors' Fees for 2015 | Mgmt | For | For | For | |||
12 | Directors' Fees for 2016 | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Lewis Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEW | CINS S460FN109 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect David Nurek | Mgmt | For | For | For | |||
3 | Re-elect Ben van der Ross | Mgmt | For | Against | Against | |||
4 | Re-elect Johan Enslin | Mgmt | For | For | For | |||
5 | Re-elect Les Davies | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (David Nurek) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Hilton Saven) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | Against | Against | |||
10 | Approve Remuneration Policy | Mgmt | For | For | For | |||
11 | Approve NEDs' Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares Pursuant to Scheme | Mgmt | For | For | For | |||
13 | Approve Financial Assistance | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
LG Household and Health Care Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
051900 | CINS Y5275R100 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect CHA Suk Yong | Mgmt | For | For | For | |||
3 | Elect HAN Sang Lin | Mgmt | For | For | For | |||
4 | Elect HUH Sung | Mgmt | For | For | For | |||
5 | Elect KIM Ju Hyung | Mgmt | For | For | For | |||
6 | Elect HWANG Yi Seok | Mgmt | For | For | For | |||
7 | Election of Board Committee Member: HWANG Yi Seok | Mgmt | For | For | For | |||
8 | Election of Board Committee Member: HAN Sang Lin | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Liberty Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBH | CINS S44440121 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Susan (Santie) L. Botha | Mgmt | For | Against | Against | |||
3 | Re-elect Steven Braudo | Mgmt | For | Against | Against | |||
4 | Re-elect Sibusiso P. Sibisi | Mgmt | For | Against | Against | |||
5 | Re-elect James H. Sutcliffe | Mgmt | For | Against | Against | |||
6 | Elect Yunus Suleman | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | General Authority to Issue Ordinary Shares | Mgmt | For | For | For | |||
9 | General Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
11 | Elect Audit and Actuarial Committee Member (Mike Ilsley) | Mgmt | For | For | For | |||
12 | Elect Audit and Actuarial Committee Member (Angus W.B. Band) | Mgmt | For | For | For | |||
13 | Elect Audit and Actuarial Committee Member (Tony Cunningham) | Mgmt | For | For | For | |||
14 | Elect Audit and Actuarial Committee Member (Yunus Suleman) | Mgmt | For | For | For | |||
15 | Elect Audit and Actuarial Committee Member (James H. Sutcliffe) | Mgmt | For | For | For | |||
16 | Approve Remuneration Policy | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Pursuant to Share Incentive Schemes | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Chairman) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Lead Independent Director) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (International Board Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (International Board Member and Chairman of a Committee) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Chairman of Audit and Actuarial Committee) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Member of Audit and Actuarial Committee) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Chairman of Actuarial Committee) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Member of Actuarial Committee) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Chairman of Risk Committee) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Member of Risk Committee) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Chairman of Remuneration Committee) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Member of Remuneration Committee) | Mgmt | For | For | For | |||
31 | Approve NEDs' Fees (Chairman of Social, Ethics and Transformation Committee) | Mgmt | For | For | For | |||
32 | Approve NEDs' Fees (Member of Social, Ethics and Transformation Committee) | Mgmt | For | For | For | |||
33 | Approve NEDs' Fees (Member of Directors' Affairs Committee) | Mgmt | For | For | For | |||
34 | Approve NEDs' Fees (Chairman of IT Committee) | Mgmt | For | For | For | |||
35 | Approve NEDs' Fees (Member of IT Committee) | Mgmt | For | For | For | |||
36 | Approve NEDs' Fees (Chairman of STANLIB Limited Board) | Mgmt | For | For | For | |||
37 | Approve NEDs' Fees (Member of STANLIB Limited Board) | Mgmt | For | For | For | |||
38 | Approve NEDs' Fees (Fee per Ad Hoc Board Meeting) | Mgmt | For | For | For | |||
39 | Approve NEDs' Fees (Fee per Ad Hoc Board Committee Meeting) | Mgmt | For | For | For | |||
40 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
41 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
42 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
43 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Liberty Media Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229300 | 04/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stocks | Mgmt | For | For | For | |||
2 | Recapitalization | Mgmt | For | For | For | |||
3 | Conversion of Securities | Mgmt | For | For | For | |||
4 | Group Disposition | Mgmt | For | For | For | |||
5 | Adjourn Meeting | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | |||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
4 | Elect David B. Burritt | Mgmt | For | For | For | |||
5 | Elect Bruce A. Carlson | Mgmt | For | For | For | |||
6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
7 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
9 | Elect James M. Loy | Mgmt | For | Against | Against | |||
10 | Elect Joseph W. Ralston | Mgmt | For | Against | Against | |||
11 | Elect Anne L. Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Re-approval of the 2011 Incentive Performance Award Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Macquarie Mexico Real Estate Management, S.A. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIBRAMQ | CINS P3515D155 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Bond | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts | Mgmt | For | Against | Against | |||
3 | Annual Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Juan Antonio Salazar | Mgmt | For | Against | Against | |||
6 | Elect Alvaro de Garay | Mgmt | For | Against | Against | |||
7 | Elect Luis Alberto Aziz | Mgmt | For | Against | Against | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Macquarie Mexico Real Estate Management, S.A. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIBRAMQ | CINS P3515D155 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Bond | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Debt Instruments (Refinancing) | Mgmt | For | Abstain | Against | |||
3 | Authority to Issue Debt Instruments (Investing) | Mgmt | For | Abstain | Against | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Match Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTCH | CUSIP 57665R106 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory R. Blatt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sonali De Rycker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph Levin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ann L. McDaniel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Thomas J. McInerney | Mgmt | For | Withhold | Against | |||
1.6 | Elect Pamela S. Seymon | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan G. Spoon | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Stein | Mgmt | For | Withhold | Against | |||
1.9 | Elect Gregg Winiarski | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sam Yagan | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2015 Stock and Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Walter E. Massey | Mgmt | For | For | For | |||
9 | Elect John Mulligan | Mgmt | For | For | For | |||
10 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Miles D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report of Values in Political Spending (1) | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report of Values in Political Spending (2) | ShrHoldr | Against | Against | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Karey D. Barker | Mgmt | For | For | For | |||
1.3 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.4 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
2 | Non-Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Brodsky | Mgmt | For | For | For | |||
2 | Elect Richard J. Byrne | Mgmt | For | For | For | |||
3 | Elect Alan L. Gosule | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
MISC Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MISC | CINS Y6080H105 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mohamed Firouz bin Asnan | Mgmt | For | For | For | |||
4 | Elect Nasarudin bin Md Idris | Mgmt | For | For | For | |||
5 | Elect Manharlal a/l Ratilal | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect Ab. Halim bin Mohyiddin | Mgmt | For | For | For | |||
9 | Elect Halipah binti Esa | Mgmt | For | For | For | |||
10 | Elect Kalsom binti Abd. Rahman | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MISC Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MISC | CINS Y6080H105 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
MMI Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMI | CINS S5143R107 | 11/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Vilakazi | Mgmt | For | For | For | |||
2 | Re-elect Frans Truter | Mgmt | For | For | For | |||
3 | Re-elect Ben van der Ross | Mgmt | For | Against | Against | |||
4 | Re-elect Khehla C. Shubane | Mgmt | For | For | For | |||
5 | Re-elect Leon Crouse | Mgmt | For | For | For | |||
6 | Re-elect Syd Muller | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Frans Truter) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Syd Muller) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Members (Fatima Jakoet) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Members (Louis von Zeuner) | Mgmt | For | For | For | |||
12 | Approve Remuneration Policy | Mgmt | For | For | For | |||
13 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
14 | Approve NEDs' Fees (Chairperson of the Board) | Mgmt | For | For | For | |||
15 | Approve NEDs' Fees (Deputy Chairperson of the Board) | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Chairperson of Audit Committee) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Member of Audit Committee) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Chairperson of Actuarial Committee) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Member of Actuarial Committee) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Chairperson of Remuneration Committee) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Member of Remuneration Committee) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Chairperson of Risk, Capital and Compliance Committee) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Member of Risk, Capital and Compliance Committee) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Chairperson of Social, Ethics and Transformation Committee) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Member of Social, Ethics and Transformation Committee) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Chairperson of Nominations Committee) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Member of Nominations Committee) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Chairperson of Fair Practices Committee) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Member of Fair Practices Committee) | Mgmt | For | For | For | |||
31 | Approve NEDs' Fees (Chairperson of Board for Segments and Product House) | Mgmt | For | For | For | |||
32 | Approve NEDs' Fees (Member of Board for Segments and Product House) | Mgmt | For | For | For | |||
33 | Approve NEDs' Fees (Ad Hoc Work) | Mgmt | For | For | For | |||
34 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
35 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
36 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Mobile Telesystems PJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSS | CUSIP 607409109 | 02/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Procedures | Mgmt | For | For | For | |||
2 | Merger by Absorption | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Mobile Telesystems PJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSS | CINS X5430T109 | 02/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Meeting Procedures | Mgmt | For | For | For | |||
3 | Merger by Absorption | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mobile Telesystems PJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSS | CUSIP 607409109 | 09/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Procedures | Mgmt | For | For | For | |||
2 | Interim Dividend 2Q2015 | Mgmt | For | For | For | |||
Moscow Exchange Micex OJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOEX | CINS X5504J102 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | TNA | N/A | |||
2 | Financial Statements | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Elect Alexander K. Afanasiev | Mgmt | For | TNA | N/A | |||
6 | Elect Mikhail V. Bratanov | Mgmt | For | TNA | N/A | |||
7 | Elect Yuan Wang | Mgmt | For | TNA | N/A | |||
8 | Elect Sean Glodek | Mgmt | For | TNA | N/A | |||
9 | Elect Andrei F. Golikov | Mgmt | For | TNA | N/A | |||
10 | Elect Maria V. Gordon | Mgmt | N/A | TNA | N/A | |||
11 | Elect Valery P. Goreglyad | Mgmt | For | TNA | N/A | |||
12 | Elect Yuriy O. Denisov | Mgmt | For | TNA | N/A | |||
13 | Elect Oleg V. Jelezko | Mgmt | N/A | TNA | N/A | |||
14 | Elect Bella I. Zlatkis | Mgmt | For | TNA | N/A | |||
15 | Elect Anatoly M. Karachinskiy | Mgmt | For | TNA | N/A | |||
16 | Elect Alexey L. Kudrin | Mgmt | For | TNA | N/A | |||
17 | Elect Duncan Paterson | Mgmt | For | TNA | N/A | |||
18 | Elect Rainer Riess | Mgmt | For | TNA | N/A | |||
19 | Elect Vladislav V. Zimin | Mgmt | For | TNA | N/A | |||
20 | Elect Olga I. Romantsova | Mgmt | For | TNA | N/A | |||
21 | Elect Mikhail Kireev | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
24 | Amendments to General Meeting Regulations | Mgmt | For | TNA | N/A | |||
25 | Amendments to Board Regulations | Mgmt | For | TNA | N/A | |||
26 | Amendments to Regulations on Board Remuneration | Mgmt | For | TNA | N/A | |||
27 | Amendments to Regulations on Audit Commission | Mgmt | For | TNA | N/A | |||
28 | Directors' Fees | Mgmt | For | TNA | N/A | |||
29 | Audit Commission Fees | Mgmt | For | TNA | N/A | |||
30 | Related Party Transaction | Mgmt | For | TNA | N/A | |||
31 | Related Party Transaction | Mgmt | For | TNA | N/A | |||
32 | Related Party Transaction | Mgmt | For | TNA | N/A | |||
33 | Related Party Transaction (D&O Insurance) | Mgmt | For | TNA | N/A | |||
34 | Related Party Transaction | Mgmt | For | TNA | N/A | |||
MRV Engenharia E Participacoes S.A | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVE3 | CINS P6986W107 | 06/30/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Merger Agreement | Mgmt | For | TNA | N/A | |||
4 | Ratification of Appointment of Appraiser | Mgmt | For | TNA | N/A | |||
5 | Valuation Report | Mgmt | For | TNA | N/A | |||
6 | Merger by Absorption (Palazzo di Spagna) | Mgmt | For | TNA | N/A | |||
7 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
8 | Minutes | Mgmt | For | TNA | N/A | |||
MTN Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CINS S8039R108 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Re-elect Azmi Mikati | Mgmt | For | Against | Against | |||
2 | Re-elect Koosum Kalyan | Mgmt | For | Against | Against | |||
3 | Re-elect Alan van Biljon | Mgmt | For | Against | Against | |||
4 | Re-elect Jeff van Rooyen | Mgmt | For | Against | Against | |||
5 | Elect Shaygan Kheradpir | Mgmt | For | Against | Against | |||
6 | Elect Audit Committee Member (Christine Ramo) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Nkateko P. Mageza) | Mgmt | For | Against | Against | |||
8 | Elect Audit Committee Member (Azmi Mikati) | Mgmt | For | Against | Against | |||
9 | Elect Audit Committee Member (Jeff van Rooyen) | Mgmt | For | For | For | |||
10 | Appointment of Joint Auditor | Mgmt | For | For | For | |||
11 | General Authority to Issue Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
16 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Steve J.Z. Pacak | Mgmt | For | Against | Against | |||
5 | Elect Mark R. Sorour | Mgmt | For | Against | Against | |||
6 | Elect Jacobus (Koos) P. Bekker | Mgmt | For | Against | Against | |||
7 | Re-elect Craig Enenstein | Mgmt | For | Against | Against | |||
8 | Re-elect Don Eriksson | Mgmt | For | Against | Against | |||
9 | Re-elect Fred Phaswana | Mgmt | For | Against | Against | |||
10 | Re-elect Ben J. van der Ross | Mgmt | For | Against | Against | |||
11 | Election of Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member (Ben van der Ross) | Mgmt | For | Against | Against | |||
13 | Election of Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||
14 | Approve Remuneration Policy | Mgmt | For | Against | Against | |||
15 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
17 | Approve Restricted Stock Plan Trust Deed | Mgmt | For | For | For | |||
18 | Amendments to the Company's Share Incentive Trust Deeds and Schemes | Mgmt | For | Against | Against | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Board - chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Board - member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Human Resources & Remuneration Committee - Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Human Resources & Remuneration Committee - Member) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Social & Ethics Committee - Chair) | Mgmt | For | For | For | |||
31 | Approve NEDs' Fees (Social & Ethics Committee - Member) | Mgmt | For | For | For | |||
32 | Approve NEDs' Fees (Trustees of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||
33 | Approve NEDs' Fees (Media24 Pension Fund - Chair) | Mgmt | For | For | For | |||
34 | Approve NEDs' Fees (Media24 Pension Fund - Trustee) | Mgmt | For | For | For | |||
35 | Approve NEDs' Fees (2017) | Mgmt | For | For | For | |||
36 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
37 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
38 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||
39 | Authority to Repurchase A Ordinary Shares | Mgmt | For | Against | Against | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
2 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
3 | Elect Tor R. Braham | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect Gerald D. Held | Mgmt | For | For | For | |||
6 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
7 | Elect George Kurian | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Netcare Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTC | CINS S5507D108 | 07/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Restructuring/Repurchase of Shares from PCT Finco | Mgmt | For | For | For | |||
2 | Repurchase of Shares from HPFL Finco | Mgmt | For | For | For | |||
3 | Issue of Shares to PCT | Mgmt | For | For | For | |||
4 | Issue of Shares to PPT | Mgmt | For | For | For | |||
5 | Issue of Shares to HLT | Mgmt | For | For | For | |||
6 | Issue of Shares to MCT | Mgmt | For | For | For | |||
7 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
NetEase, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTES | CUSIP 64110W102 | 09/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Lei Ding | Mgmt | For | For | For | |||
2 | Elect Alice Cheng | Mgmt | For | For | For | |||
3 | Elect Denny Lee | Mgmt | For | For | For | |||
4 | Elect Joseph Tong | Mgmt | For | For | For | |||
5 | Elect FENG Lun | Mgmt | For | For | For | |||
6 | Elect Michael Leung | Mgmt | For | Against | Against | |||
7 | Elect Michael Tong | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Charles H. O'Reilly, Jr. | Mgmt | For | For | For | |||
3 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
4 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect Paul R. Lederer | Mgmt | For | For | For | |||
8 | Elect John Murphy | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect John E. Feick | Mgmt | For | For | For | |||
6 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
7 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions And Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For | |||
OHL Mexico SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHLMEX | CINS P7356Z100 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Audit and Corporate Governance Committees Reports | Mgmt | For | Against | Against | |||
2 | Report of the CEO; Auditor's Report; Report on Tax Compliance; Report of the Board | Mgmt | For | Against | Against | |||
3 | Financial Statements; Report on Board Activities; Report on Accounting Practices | Mgmt | For | Against | Against | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Dividends | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
7 | Election of Directors; Election of Board Committee Chairmen; Directors' Fees; Verification of Directors' Independence Status | Mgmt | For | Against | Against | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
OHL Mexico SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHLMEX | CINS P7356Z100 | 11/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Election of Directors; Election of Committee Members | Mgmt | For | Against | Against | |||
3 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
7 | Elect Susan S. Denison | Mgmt | For | For | For | |||
8 | Elect Michael A. Henning | Mgmt | For | For | For | |||
9 | Elect Deborah J. Kissire | Mgmt | For | For | For | |||
10 | Elect John R. Murphy | Mgmt | For | For | For | |||
11 | Elect John R. Purcell | Mgmt | For | For | For | |||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect Joseph G. Doody | Mgmt | For | For | For | |||
3 | Elect David J. S. Flaschen | Mgmt | For | For | For | |||
4 | Elect Phillip Horsley | Mgmt | For | For | For | |||
5 | Elect Grant M. Inman | Mgmt | For | For | For | |||
6 | Elect Pamela A. Joseph | Mgmt | For | For | For | |||
7 | Elect Martin Mucci | Mgmt | For | For | For | |||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
12 | 2015 Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pegatron Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4938 | CINS Y6784J100 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Pegatron Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4938 | CINS Y6784J100 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Employee Restricted Shares Plan | Mgmt | For | For | For | |||
5 | Elect T.H. Tung | Mgmt | For | Against | Against | |||
6 | Elect Jason Cheng | Mgmt | For | For | For | |||
7 | Elect C.I. Chia | Mgmt | For | For | For | |||
8 | Elect C.V. Chen | Mgmt | For | Against | Against | |||
9 | Elect TING Shou-Chung | Mgmt | For | For | For | |||
10 | Elect YANG Tze-Kaing | Mgmt | For | For | For | |||
11 | Elect SCHIVE Chi | Mgmt | For | For | For | |||
12 | Elect LIAO Syh-Jang | Mgmt | For | For | For | |||
13 | Elect C.B. Chang | Mgmt | For | For | For | |||
14 | Elect HUANG Chun-Bao | Mgmt | For | For | For | |||
15 | Elect C.S. Yen | Mgmt | For | For | For | |||
16 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Sylvie Gregoire | Mgmt | For | For | For | |||
4 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
5 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
6 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
7 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
8 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Petronas Chemicals Group Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCHEM | CINS Y6811G103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sazali bin Hamzah | Mgmt | For | Against | Against | |||
2 | Elect KIM Dong Soo | Mgmt | For | Against | Against | |||
3 | Elect Md Arif bin Mahmood | Mgmt | For | Against | Against | |||
4 | Elect Zakaria bin Kasah | Mgmt | For | Against | Against | |||
5 | Elect Freida Binti Amat | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joaquin E. Bacardi, III | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect David Goel | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Porto Seguro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSSA3 | CINS P7905C107 | 03/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Ratification of Distribution of Interest on Capital | Mgmt | For | TNA | N/A | |||
6 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||
7 | Interest on Capital and Dividend Distribution Date | Mgmt | For | TNA | N/A | |||
8 | Election of Directors; Elect Chairman and Vice Chairman; Board Size | Mgmt | For | TNA | N/A | |||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Porto Seguro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSSA3 | CINS P7905C107 | 03/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | |||
3 | Amendments to Article 16 (Board Duties) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Article 19 (Management Duties) | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles (Editorial Changes) | Mgmt | For | TNA | N/A | |||
6 | Consolidation of articles | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Proassurance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRA | CUSIP 74267C106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce D. Angiolillo | Mgmt | For | For | For | |||
1.2 | Elect John J. McMahon, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William S. Starnes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PT Bank Tabungan Negara Persero TBK PT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBTN | CINS Y71197100 | 09/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors and Commissioner (Slate) | Mgmt | For | Against | Against | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
PTT Global Chemical Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTTGC | CINS Y7150W105 | 04/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Results of Operations | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Anon Sirisaengtaksin | Mgmt | For | Against | Against | |||
5 | Elect Don Wasantapruek | Mgmt | For | Against | Against | |||
6 | Elect Prasan Chuaphanich | Mgmt | For | Against | Against | |||
7 | Elect Watanan Petersik | Mgmt | For | Against | Against | |||
8 | Elect Supattanapong Punmeechaow | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Debentures | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | Against | Against | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of 2016 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
Radiant Opto-Electronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6176 | CINS Y7174K103 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
Ralph Lauren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RL | CUSIP 751212101 | 08/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | For | |||
1.3 | Elect Hubert Joly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect James E. Cartwright | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anna Manning | Mgmt | For | For | For | |||
1.2 | Elect William J. Bartlett | Mgmt | For | For | For | |||
1.3 | Elect Christine R. Detrick | Mgmt | For | For | For | |||
1.4 | Elect Alan C. Henderson | Mgmt | For | For | For | |||
1.5 | Elect Joyce A. Phillips | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
RenaissanceRe Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNR | CUSIP G7496G103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Klehm III | Mgmt | For | For | For | |||
1.2 | Elect Ralph B. Levy | Mgmt | For | For | For | |||
1.3 | Elect Carol P. Sanders | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Zore | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Richter Gedeon Vegyeszeti Gyar Rt. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RICHTER | CINS X3124S107 | 04/26/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hungary | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Voting Method | Mgmt | For | TNA | N/A | |||
6 | Recording Device for Meeting | Mgmt | For | TNA | N/A | |||
7 | Election of Presiding Chairman, Individuals to Keep Minutes and Counting Commission | Mgmt | For | TNA | N/A | |||
8 | Auditor's Report (Consolidated) | Mgmt | For | TNA | N/A | |||
9 | Auditor's Report | Mgmt | For | TNA | N/A | |||
10 | Dividend | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits to Reserves | Mgmt | For | TNA | N/A | |||
12 | Draft Annual Report | Mgmt | For | TNA | N/A | |||
13 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles (Auditor's Term) | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
17 | Directors' Report on Acquired Treasury Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
19 | Elect Gabor Culacsi | Mgmt | For | TNA | N/A | |||
20 | Elect Csaba Lantos | Mgmt | For | TNA | N/A | |||
21 | Elect Christopher W. Long | Mgmt | For | TNA | N/A | |||
22 | Elect Norbert Szivek | Mgmt | For | TNA | N/A | |||
23 | Directors' Fees | Mgmt | For | TNA | N/A | |||
24 | Shareholder Proposal Regarding Directors' Reward | ShrHoldr | For | TNA | N/A | |||
25 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
RMB Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMH | CINS S6992P127 | 11/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Re-elect Leon Crouse | Mgmt | For | Against | Against | |||
2 | Re-elect Lauritz L. Dippenaar | Mgmt | For | Against | Against | |||
3 | Re-elect Jan W. Dreyer | Mgmt | For | Against | Against | |||
4 | Re-elect Paul K. Harris | Mgmt | For | Against | Against | |||
5 | Re-elect Albertina Kekana | Mgmt | For | Against | Against | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | General Authority to Issue Shares | Mgmt | For | For | For | |||
8 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (Jan Dreyer) | Mgmt | For | Against | Against | |||
11 | Elect Audit and Risk Committee Member (Sonja Sebotsa) | Mgmt | For | Against | Against | |||
12 | Elect Audit and Risk Committee Member (Per-Erik Lagerstrom) | Mgmt | For | For | For | |||
13 | Approve NEDs' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Approve Financial Assistance (Sections 44 and 45) | Mgmt | For | For | For | |||
16 | Authority to Create New Class of Preference Shares | Mgmt | For | For | For | |||
17 | Amendments to Memorandum | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
S&T Motiv Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
064960 | CINS Y1915T150 | 03/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHOI Pyung Kyu | Mgmt | For | Against | Against | |||
4 | Elect YOO Gi Joon | Mgmt | For | Against | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | For | For | |||
3 | Elect SONG Kwang Soo | Mgmt | For | For | For | |||
4 | Elect PARK Jae Wan | Mgmt | For | For | For | |||
5 | Elect YOON Boo Keun | Mgmt | For | For | For | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | |||
7 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
São Martinho SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTO3 | CINS P8493J108 | 07/31/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
6 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
7 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
São Martinho SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTO3 | CINS P8493J108 | 07/31/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Capitalization of Reserves w/o Share Issue | Mgmt | For | TNA | N/A | |||
Sberbank of Russia PJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CINS 80585Y308 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Financial Statements | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Elect Esko Tapani Aho | Mgmt | N/A | For | N/A | |||
8 | Elect Martin G. Gilman | Mgmt | N/A | Against | N/A | |||
9 | Elect Herman O. Gref | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | |||
11 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Alexey L. Kudrin | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | |||
15 | Elect Gennady G. Melikyan | Mgmt | N/A | For | N/A | |||
16 | Elect Alessandro Profumo | Mgmt | N/A | For | N/A | |||
17 | Elect Anton G. Siluanov | Mgmt | N/A | Abstain | N/A | |||
18 | Elect Sergey G. Sinelnikov-Murylev | Mgmt | N/A | For | N/A | |||
19 | Elect Dmitry Tulin | Mgmt | N/A | Abstain | N/A | |||
20 | Elect Nadia Wells | Mgmt | N/A | For | N/A | |||
21 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | |||
22 | Elect Natalya P. Borodina | Mgmt | For | For | For | |||
23 | Elect Vladimir M. Volkov | Mgmt | For | For | For | |||
24 | Elect Irina Litvinova | Mgmt | For | For | For | |||
25 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | |||
26 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | |||
27 | Elect Alexei E. Minenko | Mgmt | For | For | For | |||
28 | Elect Natalia V. Revina | Mgmt | For | For | For | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | D&O Insurance | Mgmt | For | For | For | |||
31 | Directors' Fees | Mgmt | For | For | For | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Declaration of Shareholder Type | Mgmt | N/A | For | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
5 | Elect Michael E. Marks | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
8 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
9 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
15 | Ratification of Board Size | Mgmt | For | For | For | |||
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
Servicemaster Global Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SERV | CUSIP 81761R109 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard P. Fox | Mgmt | For | For | For | |||
1.2 | Elect Laurie Ann Goldman | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Tiller, Jr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Shanda Games Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAME | CUSIP 81941U105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Sirius XM Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIRI | CUSIP 82968B103 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joan L. Amble | Mgmt | For | Withhold | Against | |||
1.2 | Elect George W. Bodenheimer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark D. Carleton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Eddy W. Hartenstein | Mgmt | For | Withhold | Against | |||
1.5 | Elect James P. Holden | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.7 | Elect Evan D. Malone | Mgmt | For | Withhold | Against | |||
1.8 | Elect James E. Meyer | Mgmt | For | Withhold | Against | |||
1.9 | Elect James F. Mooney | Mgmt | For | Withhold | Against | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
1.11 | Elect Vanessa A. Wittman | Mgmt | For | Withhold | Against | |||
1.12 | Elect David M. Zaslav | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
SLM Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLM | CUSIP 78442P106 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul G. Child | Mgmt | For | For | For | |||
2 | Elect Carter Warren Franke | Mgmt | For | For | For | |||
3 | Elect Earl A. Goode | Mgmt | For | For | For | |||
4 | Elect Ronald F. Hunt | Mgmt | For | For | For | |||
5 | Elect Marianne M. Keler | Mgmt | For | For | For | |||
6 | Elect Jim Matheson | Mgmt | For | For | For | |||
7 | Elect Jed H. Pitcher | Mgmt | For | For | For | |||
8 | Elect Frank C. Puleo | Mgmt | For | For | For | |||
9 | Elect Raymond J. Quinlan | Mgmt | For | For | For | |||
10 | Elect Vivian C. Schneck-Last | Mgmt | For | For | For | |||
11 | Elect William N. Shiebler | Mgmt | For | For | For | |||
12 | Elect Robert S. Strong | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Sonoco Products Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SON | CUSIP 835495102 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Haley | Mgmt | For | For | For | |||
1.2 | Elect Richard G. Kyle | Mgmt | For | For | For | |||
1.3 | Elect M. Jack Sanders | Mgmt | For | For | For | |||
1.4 | Elect Thomas E. Whiddon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | Against | Against | |||
2 | Elect Jon A. Boscia | Mgmt | For | Against | Against | |||
3 | Elect Henry A. Clark III | Mgmt | For | Against | Against | |||
4 | Elect Thomas A. Fanning | Mgmt | For | Against | Against | |||
5 | Elect David J. Grain | Mgmt | For | Against | Against | |||
6 | Elect Veronica M. Hagen | Mgmt | For | Against | Against | |||
7 | Elect Warren A. Hood, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Linda P. Hudson | Mgmt | For | Against | Against | |||
9 | Elect Donald M. James | Mgmt | For | Against | Against | |||
10 | Elect John D. Johns | Mgmt | For | Against | Against | |||
11 | Elect Dale E. Klein | Mgmt | For | Against | Against | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | Against | Against | |||
13 | Elect Steven R. Specker | Mgmt | For | Against | Against | |||
14 | Elect Larry D. Thompson | Mgmt | For | Against | Against | |||
15 | Elect E. Jenner Wood III | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
19 | Authority to Amend Bylaws Without Shareholder Approval | Mgmt | For | Against | Against | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Re-approval of the 2011 Omnibus Incentive Compensation Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
22 | Ratification of Auditor | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Starwood Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | For | For | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 03/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.7 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.8 | Elect John Schwarz | Mgmt | For | For | For | |||
1.9 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.10 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
3 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
4 | Elect Calvin Darden | Mgmt | For | For | For | |||
5 | Elect Henrique De Castro | Mgmt | For | For | For | |||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | |||
7 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
8 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Mary E. Minnick | Mgmt | For | For | For | |||
11 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
12 | Elect Derica W. Rice | Mgmt | For | For | For | |||
13 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMT | CUSIP 876568502 | 08/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Satish Borwankar | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
TAV Havalimanlari Holding A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAVHL | CINS M8782T109 | 03/21/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Auditor's Report | Mgmt | For | TNA | N/A | |||
7 | Accounts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||
11 | Ratification of Co-option of Patrick Raymond Marie Jeantet | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Compensation Policy | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Related Party Transactions | Mgmt | For | TNA | N/A | |||
17 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
19 | Wishes | Mgmt | For | TNA | N/A | |||
20 | CLOSING | Mgmt | For | TNA | N/A | |||
TCF Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCB | CUSIP 872275102 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bell | Mgmt | For | For | For | |||
1.2 | Elect William F. Bieber | Mgmt | For | For | For | |||
1.3 | Elect Theodore J. Bigos | Mgmt | For | Withhold | Against | |||
1.4 | Elect William A. Cooper | Mgmt | For | For | For | |||
1.5 | Elect Craig R. Dahl | Mgmt | For | For | For | |||
1.6 | Elect Karen L. Grandstrand | Mgmt | For | For | For | |||
1.7 | Elect Thomas F. Jasper | Mgmt | For | For | For | |||
1.8 | Elect George G. Johnson | Mgmt | For | For | For | |||
1.9 | Elect Richard H. King | Mgmt | For | For | For | |||
1.10 | Elect Vance K. Opperman | Mgmt | For | For | For | |||
1.11 | Elect James M. Ramstad | Mgmt | For | For | For | |||
1.12 | Elect Roger J. Sit | Mgmt | For | For | For | |||
1.13 | Elect Julie H. Sullivan | Mgmt | For | For | For | |||
1.14 | Elect Barry N. Winslow | Mgmt | For | For | For | |||
1.15 | Elect Richard A. Zona | Mgmt | For | For | For | |||
2 | Amendment to the Employees Stock Purchase Plan - Supplemental Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
TECO Electric and Machinery Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1504 | CINS Y8563V106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect JHENG Ding-Wang | Mgmt | For | For | For | |||
6 | Non-compete Restrictions for Director ZHENG Ding-Wang | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
TFS Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TFSL | CUSIP 87240R107 | 02/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin J. Cohen | Mgmt | For | Against | Against | |||
2 | Elect Robert A. Fiala | Mgmt | For | Against | Against | |||
3 | Elect John P. Ringenbach | Mgmt | For | Against | Against | |||
4 | Elect Marc A. Stefanski | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Thai Oil PCL | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS Y8620B119 | 04/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of 2015 Operational Results and the Company's Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
5 | Elect Sarun Rungkasiri | Mgmt | For | For | For | |||
6 | Elect Thanakarn Kerdnaimongkol | Mgmt | For | For | For | |||
7 | Elect Sriwan Eamrungroj | Mgmt | For | For | For | |||
8 | Elect Siri Jirapongphan | Mgmt | For | For | For | |||
9 | Elect Noppadol Pinsupa | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Bangchak Petroleum Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCP | CINS Y0586K134 | 04/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Surin Chiravisit | Mgmt | For | Against | Against | |||
5 | Elect Suchdeep Whoungmaitree | Mgmt | For | Against | Against | |||
6 | Elect Prisana Praharnkhasuk | Mgmt | For | Against | Against | |||
7 | Elect Prasert Sinsukprasert | Mgmt | For | Against | Against | |||
8 | Elect Vichaya Devahasdin Na Ayudhya | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Transaction of Other Business | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Bangchak Petroleum Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCP | CINS Y0586K134 | 10/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acknowledgement of Interim Dividend | Mgmt | For | For | For | |||
2 | Restructuring | Mgmt | For | For | For | |||
3 | Initial Public Offer and Listing of Shares of BCPG Co., Ltd.; Determination of Portion of BCPG Shares for IPO | Mgmt | For | For | For | |||
4 | Issuance of BCPG's IPO Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carmona | Mgmt | For | For | For | |||
2 | Elect Benno Dorer | Mgmt | For | For | For | |||
3 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
4 | Elect George J. Harad | Mgmt | For | For | For | |||
5 | Elect Esther Lee | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
8 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn M. Ticknor | Mgmt | For | For | For | |||
11 | Elect Christopher J. B. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Reapproval of the Executive Incentive Plan Material Terms | Mgmt | For | For | For | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Karen C. Francis | Mgmt | For | For | For | |||
3 | Elect Richard H. Booth | Mgmt | For | For | For | |||
4 | Elect Joseph R. Ramrath | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | 2016 Investment Budget | Mgmt | For | For | For | |||
3 | Establishment of a Subsidiary | Mgmt | For | For | For | |||
4 | Directors' and Supervisors' Remuneration for 2014 | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect WANG Zhibin | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 09/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect HUA Rixin | Mgmt | For | For | For | |||
3 | Elect CHENG Yuqin | Mgmt | For | For | For | |||
The PNC Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
5 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||
6 | Elect Kay Coles James | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Jane G. Pepper | Mgmt | For | For | For | |||
9 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
10 | Elect Lorene K. Steffes | Mgmt | For | For | For | |||
11 | Elect Dennis F. Strigl | Mgmt | For | For | For | |||
12 | Elect Michael J. Ward | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2016 Incentive Award Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
10 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Thomson Reuters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRI | CUSIP 884903105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David K.R. Thomson | Mgmt | For | Withhold | Against | |||
1.2 | Elect James C. Smith | Mgmt | For | Withhold | Against | |||
1.3 | Elect Sheila C. Bair | Mgmt | For | Withhold | Against | |||
1.4 | Elect David W. Binet | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mary A. Cirillo | Mgmt | For | Withhold | Against | |||
1.6 | Elect W. Edmund Clark | Mgmt | For | Withhold | Against | |||
1.7 | Elect Michael E. Daniels | Mgmt | For | Withhold | Against | |||
1.8 | Elect P. Thomas Jenkins | Mgmt | For | Withhold | Against | |||
1.9 | Elect Kenneth Olisa | Mgmt | For | Withhold | Against | |||
1.10 | Elect Vance K. Opperman | Mgmt | For | Withhold | Against | |||
1.11 | Elect Barry Salzberg | Mgmt | For | Withhold | Against | |||
1.12 | Elect Peter J. Thomson | Mgmt | For | Withhold | Against | |||
1.13 | Elect Wulf von Schimmelmann | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | |||
Thor Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THO | CUSIP 885160101 | 12/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew E. Graves | Mgmt | For | For | For | |||
1.2 | Elect Alan Siegel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tongaat Hulett Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TON | CINS S85920130 | 07/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Re-elect Bahle Sibisi | Mgmt | For | Against | Against | |||
3 | Re-elect Brand Pretorius | Mgmt | For | Against | Against | |||
4 | Re-elect Murray H. Munro | Mgmt | For | Against | Against | |||
5 | Elect Tomaz Salomao | Mgmt | For | Against | Against | |||
6 | Elect Audit and Compliance Committee Member (Jenitha John) | Mgmt | For | For | For | |||
7 | Elect Audit and Compliance Committee Member (Fatima Jakoet) | Mgmt | For | For | For | |||
8 | Elect Audit and Compliance Committee Member (Rachel Kupara) | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
11 | General Authority to Issue Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
13 | Approve Financial Assistance | Mgmt | For | For | For | |||
14 | Approve NEDs' Fees | Mgmt | For | For | For | |||
15 | Approve Remuneration Policy | Mgmt | For | For | For | |||
Top Glove Corp. Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOPGLOV | CINS Y88965101 | 01/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Elect LEE Kim Meow | Mgmt | For | For | For | |||
4 | Elect TONG Siew Bee | Mgmt | For | For | For | |||
5 | Elect LIM Hooi Sin | Mgmt | For | For | For | |||
6 | Elect Noripah Kamso | Mgmt | For | For | For | |||
7 | Elect Sharmila Sekarajasekaran | Mgmt | For | For | For | |||
8 | Elect Arshad Ayub | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Retention of Arshad Ayub as Independent Director | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Top Glove Corp. Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOPGLOV | CINS Y88965101 | 01/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Bonus Share Issuance | Mgmt | For | For | For | |||
2 | Equity Compensation Plan | Mgmt | For | For | For | |||
3 | Increase in Authorized Capital | Mgmt | For | Abstain | Against | |||
4 | Equity Grant to LIM Wee Chai | Mgmt | For | Abstain | Against | |||
5 | Equity Grant to LEE Kim Meow | Mgmt | For | Abstain | Against | |||
6 | Equity Grant to TONG Siew Bee | Mgmt | For | Abstain | Against | |||
7 | Equity Grant to LIM Hooi Sin | Mgmt | For | Abstain | Against | |||
8 | Equity Grant to LIM Cheong Guan | Mgmt | For | Abstain | Against | |||
9 | Equity Grant to LIM Jin Feng | Mgmt | For | For | For | |||
10 | Equity Grant to LEW Sin Chiang | Mgmt | For | For | For | |||
11 | Equity Grant to TONG Siew San | Mgmt | For | For | For | |||
12 | Amendments to Memorandum and Articles Regarding Capital Increase | Mgmt | For | For | For | |||
Top Glove Corp. Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOPGLOV | CINS Y88965101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
Transdigm Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDG | CUSIP 893641100 | 03/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Dries | Mgmt | For | For | For | |||
1.2 | Elect Mervin Dunn | Mgmt | For | For | For | |||
1.3 | Elect Michael Graff | Mgmt | For | For | For | |||
1.4 | Elect W. Nicholas Howley | Mgmt | For | For | For | |||
1.5 | Elect Raymond Laubenthal | Mgmt | For | For | For | |||
1.6 | Elect Robert J Small | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Truworths International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRU | CINS S8793H130 | 11/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Roderick J.A. Sparks | Mgmt | For | For | For | |||
3 | Re-elect David Brian Pfaff | Mgmt | For | For | For | |||
4 | Re-elect Michael Mark | Mgmt | For | For | For | |||
5 | Elect Jean-Christophe Garbino | Mgmt | For | For | For | |||
6 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Approve NEDs' Fees | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Michael Thompson) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Rob Dow) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Roderick Sparks) | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | Approve Social and Ethics Committee Report | Mgmt | For | For | For | |||
15 | Elect Social and Ethics Committee Member (Michael Thompson) | Mgmt | For | For | For | |||
16 | Elect Social and Ethics Committee Member (David Pfaff) | Mgmt | For | For | For | |||
17 | Elect Social and Ethics Committee Member (Thandi Ndlovu) | Mgmt | For | For | For | |||
18 | Approve Financial Assistance | Mgmt | For | For | For | |||
Turk Hava Yollari A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THYAO | CINS M8926R100 | 04/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Reports | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||
11 | Ratification of Co-option of Ogun Sanlier | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Dividend Policy | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Compensation Policy | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
17 | Charitable Donations | Mgmt | For | TNA | N/A | |||
18 | Wishes and Closing | Mgmt | For | TNA | N/A | |||
Turkiye Petrol Rafinerileri A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUPRS | CINS M8966X108 | 04/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditor's Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
11 | Election of Directors | Mgmt | For | TNA | N/A | |||
12 | Compensation Policy | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Charitable Donations | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Wishes | Mgmt | For | TNA | N/A | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect Lisa A. Pollina | Mgmt | For | For | For | |||
5 | Elect William Roth | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
3 | Elect Marc N. Casper | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
7 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
8 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Scott W. Wine | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect William R. Johnson | Mgmt | For | For | For | |||
5 | Elect Candace Kendle | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
9 | Elect John T. Stankey | Mgmt | For | For | For | |||
10 | Elect Carol B. Tome | Mgmt | For | For | For | |||
11 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao S.A. (Valid) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLID3 | CINS P9656C112 | 09/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Acquisition | Mgmt | For | TNA | N/A | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mahmoud Abdallah | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | |||
1.3 | Elect John J. Hendrickson | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Noonan | Mgmt | For | For | For | |||
1.5 | Elect Gail Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vantiv Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNTV | CUSIP 92210H105 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Adrean | Mgmt | For | For | For | |||
1.2 | Elect Mark L. Heimbouch | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Lauer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-approval of the 2012 Equity Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Visteon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VC | CUSIP 92839U206 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Jones | Mgmt | For | For | For | |||
2 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
3 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||
4 | Elect Robert J. Manzo | Mgmt | For | For | For | |||
5 | Elect Francis M. Scricco | Mgmt | For | For | For | |||
6 | Elect David L. Treadwell | Mgmt | For | For | For | |||
7 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
8 | Elect Rouzbeh Yassini-Fard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to Bylaws to Implement Proxy Access | Mgmt | For | For | For | |||
Voya Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOYA | CUSIP 929089100 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynne Biggar | Mgmt | For | For | For | |||
2 | Elect Jane P. Chwick | Mgmt | For | For | For | |||
3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
4 | Elect J. Barry Griswell | Mgmt | For | For | For | |||
5 | Elect Frederick S. Hubbell | Mgmt | For | For | For | |||
6 | Elect Rodney O. Martin, Jr. | Mgmt | For | For | For | |||
7 | Elect Byron H. Pollitt, Jr. | Mgmt | For | For | For | |||
8 | Elect Joseph V. Tripodi | Mgmt | For | For | For | |||
9 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
10 | Elect David K. Zwiener | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2017 Annual Cash Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
4 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
5 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
7 | Elect John C. Pope | Mgmt | For | For | For | |||
8 | Elect W. Robert Reum | Mgmt | For | For | For | |||
9 | Elect David P. Steiner | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Waters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAT | CUSIP 941848103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael J. Berendt | Mgmt | For | For | For | |||
1.3 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||
1.5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
1.6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||
1.7 | Elect William J. Miller | Mgmt | For | For | For | |||
1.8 | Elect Christopher J.O'Connell | Mgmt | For | For | For | |||
1.9 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
1.10 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wells Fargo and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Westrock Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRK | CUSIP 96145D105 | 02/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
2 | Elect J. Powell Brown | Mgmt | For | For | For | |||
3 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
4 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
5 | Elect Russell M. Currey | Mgmt | For | For | For | |||
6 | Elect G. Stephen Felker | Mgmt | For | For | For | |||
7 | Elect Lawrence L. Gellerstedt, III | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
10 | Elect James E. Nevels | Mgmt | For | For | For | |||
11 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
12 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
13 | Elect Bettina M. Whyte | Mgmt | For | For | For | |||
14 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Approval of the 2016 Incentive Stock Plan | Mgmt | For | Abstain | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
WNS (Holdings) Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNS | CUSIP 92932M101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
World Fuel Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INT | CUSIP 981475106 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Kasbar | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ken Bakshi | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jorge L. Benitez | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard A. Kassar | Mgmt | For | Withhold | Against | |||
1.5 | Elect Myles Klein | Mgmt | For | Withhold | Against | |||
1.6 | Elect John L. Manley | Mgmt | For | Withhold | Against | |||
1.7 | Elect J. Thomas Presby | Mgmt | For | Withhold | Against | |||
1.8 | Elect Stephen K. Roddenberry | Mgmt | For | Withhold | Against | |||
1.9 | Elect Paul H. Stebbins | Mgmt | For | Withhold | Against | |||
2 | Approval of the 2016 Omnibus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ramani Ayer | Mgmt | For | For | For | |||
2 | Elect Stephen J.O. Catlin | Mgmt | For | For | For | |||
3 | Elect Dale R. Comey | Mgmt | For | For | For | |||
4 | Elect Claus-Michael Dill | Mgmt | For | For | For | |||
5 | Elect Robert R. Glauber | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Joseph Mauriello | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael S. McGavick | Mgmt | For | For | For | |||
11 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
12 | Elect Anne L. Stevens | Mgmt | For | For | For | |||
13 | Elect John M. Vereker | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | EGM Scheme of Arrangement Proposal | Mgmt | For | For | For | |||
2 | Capital Reduction Proposal | Mgmt | For | For | For | |||
3 | Subsidiary Share Acquisition Proposal | Mgmt | For | For | For | |||
4 | Directors' Allotment Authority Proposal | Mgmt | For | For | For | |||
5 | Ireland Reserve Application Proposal | Mgmt | For | For | For | |||
6 | Ireland Memorandum Amendment Proposal | Mgmt | For | For | For | |||
7 | Ireland Articles Amendment Proposal | Mgmt | For | For | For | |||
8 | Bermuda Bye-Law Amendment Threshold Proposal | Mgmt | For | For | For | |||
9 | Bermuda Merger and Amalgamation Threshold Proposal | Mgmt | For | For | For | |||
10 | Bermuda Repurchase Right Proposal | Mgmt | For | For | For | |||
11 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Ireland to Bermuda | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Timothy Teck Leng CHEN | Mgmt | For | Against | Against | |||
5 | Elect XU Wen Jiong | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Capital Opportunities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George V. Bayly | Mgmt | For | For | For | |||
2 | Elect James A. Buzzard | Mgmt | For | For | For | |||
3 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
4 | Elect Boris Elisman | Mgmt | For | For | For | |||
5 | Elect Robert H. Jenkins | Mgmt | For | For | For | |||
6 | Elect Pradeep Jotwani | Mgmt | For | For | For | |||
7 | Elect Robert J. Keller | Mgmt | For | For | For | |||
8 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
9 | Elect Michael Norkus | Mgmt | For | For | For | |||
10 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yiannis N. Papanicolaou | Mgmt | For | Withhold | Against | |||
1.2 | Elect Konstantinos D. Koutsomitopoulos | Mgmt | For | Withhold | Against | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
2 | Elect Michael C. Arnold | Mgmt | For | For | For | |||
3 | Elect P. George Benson | Mgmt | For | For | For | |||
4 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
5 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
6 | Elect George E. Minnich | Mgmt | For | For | For | |||
7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
8 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
9 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | |||
11 | Re-Approval of the 2006 Long-Term Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Dhiren Fonseca | Mgmt | For | For | For | |||
5 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
6 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect Katherine Savitt | Mgmt | For | For | For | |||
9 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
10 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
11 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Allegiant Travel Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGT | CUSIP 01748X102 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Montie Brewer | Mgmt | For | For | For | |||
2 | Elect Gary Ellmer | Mgmt | For | For | For | |||
3 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda A. Marvin | Mgmt | For | For | For | |||
5 | Elect Charles W. Pollard | Mgmt | For | For | For | |||
6 | Elect John T. Redmond | Mgmt | For | For | For | |||
7 | 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexander M. Clark | Mgmt | For | For | For | |||
1.2 | Elect John M. Matovina | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Matula | Mgmt | For | For | For | |||
1.4 | Elect Gerard D. Neugent | Mgmt | For | For | For | |||
2 | 2016 Employee Incentive Plan | Mgmt | For | For | For | |||
3 | 2014 Independent Insurance Agent Restricted Stock and RSU Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anacor Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANAC | CUSIP 032420101 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
1.2 | Elect Lucy Shapiro | Mgmt | For | For | For | |||
1.3 | Elect Wendell Wierenga | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the performance goals under the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Analogic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALOG | CUSIP 032657207 | 01/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bernard C. Bailey | Mgmt | For | For | For | |||
2 | Elect Jeffrey P. Black | Mgmt | For | For | For | |||
3 | Elect James W. Green | Mgmt | For | For | For | |||
4 | Elect James J. Judge | Mgmt | For | For | For | |||
5 | Elect Michael T. Modic | Mgmt | For | For | For | |||
6 | Elect Steve Odland | Mgmt | For | For | For | |||
7 | Elect Fred B. Parks | Mgmt | For | For | For | |||
8 | Elect Sophie V. Vandebroek | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ann Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANN | CUSIP 035623107 | 08/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Apollo Education Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APOL | CUSIP 037604105 | 04/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
ArcBest Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCB | CUSIP 03937C105 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Alden | Mgmt | For | For | For | |||
1.2 | Elect Fred A. Allardyce | Mgmt | For | For | For | |||
1.3 | Elect Stephen E. Gorman | Mgmt | For | For | For | |||
1.4 | Elect William M. Legg | Mgmt | For | For | For | |||
1.5 | Elect Kathleen D. McElligott | Mgmt | For | For | For | |||
1.6 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
1.7 | Elect John H. Morris | Mgmt | For | For | For | |||
1.8 | Elect Craig E. Philip | Mgmt | For | For | For | |||
1.9 | Elect Steven L. Spinner | Mgmt | For | For | For | |||
1.10 | Elect Janice E. Stipp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Executive Officer Incentive Compensation Plan | Mgmt | For | For | For | |||
Arris Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP 04270V106 | 10/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
ARRIS International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP G0551A103 | 05/11/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alex B. Best | Mgmt | For | TNA | N/A | |||
2 | Elect J. Timothy Bryan | Mgmt | For | TNA | N/A | |||
3 | Elect James A. Chiddix | Mgmt | For | TNA | N/A | |||
4 | Elect Andrew T. Heller | Mgmt | For | TNA | N/A | |||
5 | Elect Jeong Kim | Mgmt | For | TNA | N/A | |||
6 | Elect Robert J. Stanzione | Mgmt | For | TNA | N/A | |||
7 | Elect Doreen A. Toben | Mgmt | For | TNA | N/A | |||
8 | Elect Debora J. Wilson | Mgmt | For | TNA | N/A | |||
9 | Elect David A. Woodle | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
11 | Ratification of U.K. Statutory Auditor | Mgmt | For | TNA | N/A | |||
12 | Authority to Set U.K. Auditor's Fees | Mgmt | For | TNA | N/A | |||
13 | 2016 Stock Incentive Plan | Mgmt | For | TNA | N/A | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
15 | Approve Accounts and Reports | Mgmt | For | TNA | N/A | |||
16 | Amendment to Articles of Association | Mgmt | For | TNA | N/A | |||
Arrow Electronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARW | CUSIP 042735100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.2 | Elect Philip K. Asherman | Mgmt | For | For | For | |||
1.3 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.4 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.5 | Elect Richard S. Hill | Mgmt | For | For | For | |||
1.6 | Elect M.F. (Fran) Keeth | Mgmt | For | For | For | |||
1.7 | Elect Andrew S. Kerin | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Long | Mgmt | For | For | For | |||
1.9 | Elect Stephen C. Patrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ascena Retail Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Usdan | Mgmt | For | Against | Against | |||
2 | Elect Randy L. Pearce | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Assurant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIZ | CUSIP 04621X108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
2 | Elect Howard L. Carver | Mgmt | For | For | For | |||
3 | Elect Juan N. Cento | Mgmt | For | For | For | |||
4 | Elect Alan B. Colberg | Mgmt | For | For | For | |||
5 | Elect Elyse Douglas | Mgmt | For | For | For | |||
6 | Elect Lawrence V. Jackson | Mgmt | For | For | For | |||
7 | Elect Charles J. Koch | Mgmt | For | For | For | |||
8 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
9 | Elect Paul J. Reilly | Mgmt | For | For | For | |||
10 | Elect Robert W. Stein | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
Atmos Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CUSIP 049560105 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert W. Best | Mgmt | For | For | For | |||
2 | Elect Kim R. Cocklin | Mgmt | For | For | For | |||
3 | Elect Richard W. Douglas | Mgmt | For | For | For | |||
4 | Elect Ruben E. Esquivel | Mgmt | For | For | For | |||
5 | Elect Richard K. Gordon | Mgmt | For | For | For | |||
6 | Elect Robert C. Grable | Mgmt | For | For | For | |||
7 | Elect Michael E. Haefner | Mgmt | For | For | For | |||
8 | Elect Thomas C. Meredith | Mgmt | For | For | For | |||
9 | Elect Nancy K. Quinn | Mgmt | For | For | For | |||
10 | Elect Richard A. Sampson | Mgmt | For | For | For | |||
11 | Elect Stephen R. Springer | Mgmt | For | For | For | |||
12 | Elect Richard Ware II | Mgmt | For | For | For | |||
13 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Aicha Evans | Mgmt | For | For | For | |||
1.3 | Elect Leif Johansson | Mgmt | For | For | For | |||
1.4 | Elect David E. Kepler | Mgmt | For | For | For | |||
1.5 | Elect Franz-Josef Kortum | Mgmt | For | For | For | |||
1.6 | Elect Xiaozhi Liu | Mgmt | For | For | For | |||
1.7 | Elect George A. Lorch | Mgmt | For | For | For | |||
1.8 | Elect Kazuhiko Sakamoto | Mgmt | For | For | For | |||
1.9 | Elect Wolfgang Ziebart | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Booz Allen Hamilton Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAH | CUSIP 099502106 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Horacio D. Rozanski | Mgmt | For | For | For | |||
1.2 | Elect Gretchen W. McClain | Mgmt | For | For | For | |||
1.3 | Elect Ian Fujiyama | Mgmt | For | For | For | |||
1.4 | Elect Mark E. Gaumond | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Brocade Communications Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 04/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Lloyd Carney | Mgmt | For | For | For | |||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
6 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
7 | Elect David L. House | Mgmt | For | For | For | |||
8 | Elect L. William Krause | Mgmt | For | For | For | |||
9 | Elect David E. Roberson | Mgmt | For | For | For | |||
10 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Approval of an Exclusive Forum Provision | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roderick C.G. MacLeod | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect Matthias L. Wolfgruber | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approve 2016 Short-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CATO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CATO | CUSIP 149205106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Harding Stowe | Mgmt | For | For | For | |||
1.2 | Elect Edward I. Weisiger, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cavium Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Syed Ali | Mgmt | For | For | For | |||
1.2 | Elect Anthony S. Thornley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
3 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
4 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
5 | Elect David B. Pittaway | Mgmt | For | For | For | |||
6 | Elect Douglas L. Schmick | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | Re-Approval of the Performance Goals for the 2006 Incentive Plan, 2010 Incentive Plan and the Target Bonus Program | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | |||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||
5 | Elect Richard G. Lindner | Mgmt | For | For | For | |||
6 | Elect Alfred A. Piergallini | Mgmt | For | For | For | |||
7 | Elect Robert S. Taubman | Mgmt | For | For | For | |||
8 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | |||
9 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2016 Management Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Commercial Metals Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMC | CUSIP 201723103 | 01/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys J. Best | Mgmt | For | For | For | |||
2 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
3 | Elect Rick J. Mills | Mgmt | For | For | For | |||
4 | Elect Charles L. Szews | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cooper Tire and Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTB | CUSIP 216831107 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
1.2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
1.3 | Elect Steven M. Chapman | Mgmt | For | For | For | |||
1.4 | Elect Susan F. Davis | Mgmt | For | For | For | |||
1.5 | Elect John J. Holland | Mgmt | For | For | For | |||
1.6 | Elect John F. Meier | Mgmt | For | For | For | |||
1.7 | Elect Gary S. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect John H. Shuey | Mgmt | For | For | For | |||
1.9 | Elect Robert D. Welding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CSG Systems International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGS | CUSIP 126349109 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald H. Cooper | Mgmt | For | For | For | |||
2 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
3 | Elect Donald B. Reed | Mgmt | For | For | For | |||
4 | Amendment to the Performance Bonus Program | Mgmt | For | For | For | |||
5 | Re-Approval of Material Terms under the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Dana Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James K. Kamsickas | Mgmt | For | For | For | |||
1.2 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.3 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.4 | Elect R. Bruce McDonald | Mgmt | For | For | For | |||
1.5 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.6 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.7 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Deckers Outdoor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DECK | CUSIP 243537107 | 09/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | |||
1.2 | Elect John M. Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Karyn O. Barsa | Mgmt | For | For | For | |||
1.4 | Elect Nelson C. Chan | Mgmt | For | For | For | |||
1.5 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
1.6 | Elect John G. Perenchio | Mgmt | For | For | For | |||
1.7 | Elect James Quinn | Mgmt | For | For | For | |||
1.8 | Elect Lauri Shanahan | Mgmt | For | For | For | |||
1.9 | Elect Bonita C. Stewart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.4 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.9 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.10 | Elect Lee J. Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
DeVry Education Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DV | CUSIP 251893103 | 11/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
1.2 | Elect David S. Brown | Mgmt | For | For | For | |||
1.3 | Elect Daniel Hamburger | Mgmt | For | For | For | |||
1.4 | Elect Lyle Logan | Mgmt | For | For | For | |||
1.5 | Elect Alan G. Merten | Mgmt | For | For | For | |||
1.6 | Elect Fernando Ruiz | Mgmt | For | For | For | |||
1.7 | Elect Ronald L. Taylor | Mgmt | For | For | For | |||
1.8 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.9 | Elect James D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dillard's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDS | CUSIP 254067101 | 05/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank R. Mori | Mgmt | For | Against | Against | |||
2 | Elect Reynie Rutledge | Mgmt | For | Against | Against | |||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Nick White | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect David J. Illingworth | Mgmt | For | For | For | |||
5 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Domenic Pilla | Mgmt | For | For | For | |||
8 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
10 | Elect Denis A. Turcotte | Mgmt | For | For | For | |||
11 | Elect John D. Williams | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
DSW Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSW | CUSIP 23334L102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine J. Eisenman | Mgmt | For | For | For | |||
1.2 | Elect Joanna T. Lau | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. Schottenstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect John M. Lee | Mgmt | For | For | For | |||
1.6 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.7 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.8 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.9 | Elect Keith W. Renken | Mgmt | For | For | For | |||
1.10 | Elect Lester M. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Emcor Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EME | CUSIP 29084Q100 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Altmeyer | Mgmt | For | For | For | |||
2 | Elect Stephen W. Bershad | Mgmt | For | For | For | |||
3 | Elect David A.B. Brown | Mgmt | For | For | For | |||
4 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
5 | Elect Richard F. Hamm, Jr. | Mgmt | For | For | For | |||
6 | Elect David H. Laidley | Mgmt | For | For | For | |||
7 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||
8 | Elect Jerry E. Ryan | Mgmt | For | For | For | |||
9 | Elect Steven B. Schwarzwaelder | Mgmt | For | For | For | |||
10 | Elect Michael T. Yonker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fuad El-Hibri | Mgmt | For | For | For | |||
1.2 | Elect Ronald B. Richard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29272W109 | 02/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
2 | Elect Alan R. Hoskins | Mgmt | For | For | For | |||
3 | Elect Kevin J. Hunt | Mgmt | For | For | For | |||
4 | Elect Patrick J. Moore | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Approval of the Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
9 | Approval of the Executive Officer Bonus Plan | Mgmt | For | For | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theo Killion | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect Michael Dreyer | Mgmt | For | For | For | |||
6 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
7 | Elect Peter Klein | Mgmt | For | For | For | |||
8 | Elect John McAdam | Mgmt | For | For | For | |||
9 | Elect Stephen Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Factset Research Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDS | CUSIP 303075105 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott A. Billeadeau | Mgmt | For | For | For | |||
2 | Elect Philip A. Hadley | Mgmt | For | For | For | |||
3 | Elect Laurie Siegal | Mgmt | For | For | For | |||
4 | Elect Phillip Snow | Mgmt | For | For | For | |||
5 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Federal Signal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSS | CUSIP 313855108 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Goodwin | Mgmt | For | For | For | |||
1.2 | Elect Paul W. Jones | Mgmt | For | For | For | |||
1.3 | Elect Bonnie C. Lind | Mgmt | For | For | For | |||
1.4 | Elect Dennis J. Martin | Mgmt | For | For | For | |||
1.5 | Elect Richard R. Mudge | Mgmt | For | For | For | |||
1.6 | Elect William F. Owens | Mgmt | For | For | For | |||
1.7 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | |||
1.8 | Elect Jennifer L. Sherman | Mgmt | For | For | For | |||
1.9 | Elect John L. Workman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortune Brands Home and Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan S. Kilsby | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
G-III Apparel Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIII | CUSIP 36237H101 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Morris Goldfarb | Mgmt | For | For | For | |||
1.2 | Elect Sammy Aaron | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Brosig | Mgmt | For | For | For | |||
1.4 | Elect Alan Feller | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Goldfarb | Mgmt | For | For | For | |||
1.6 | Elect Jeanette Nostra | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Pomerantz | Mgmt | For | For | For | |||
1.8 | Elect Allen E. Sirkin | Mgmt | For | For | For | |||
1.9 | Elect Willem van Bokhorst | Mgmt | For | For | For | |||
1.10 | Elect Cheryl Vitali | Mgmt | For | For | For | |||
1.11 | Elect Richard D. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GAMCO Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBL | CUSIP 361438104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edwin L. Artzt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Raymond C. Avansino | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mario J. Gabelli | Mgmt | For | Withhold | Against | |||
1.4 | Elect Eugene R. McGrath | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert S. Prather, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Elisa M. Wilson | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Stock Grant | Mgmt | For | Against | Against | |||
4 | Amendment to the 2002 Stock Award and Incentive Plan | Mgmt | For | Against | Against | |||
5 | Reclassification of Class B Stock | Mgmt | N/A | For | N/A | |||
GameStop Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GME | CUSIP 36467W109 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel A. DeMatteo | Mgmt | For | For | For | |||
2 | Elect J. Paul Raines | Mgmt | For | For | For | |||
3 | Elect Jerome L. Davis | Mgmt | For | For | For | |||
4 | Elect Thomas N. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Shane S. Kim | Mgmt | For | For | For | |||
6 | Elect Steven R. Koonin | Mgmt | For | For | For | |||
7 | Elect Stephanie M. Shern | Mgmt | For | For | For | |||
8 | Elect Gerald R. Szczepanski | Mgmt | For | For | For | |||
9 | Elect Kathy Vrabeck | Mgmt | For | For | For | |||
10 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendments to Certificate of Incorporation Regarding Removal of Directors | Mgmt | For | For | For | |||
Globus Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMED | CUSIP 379577208 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Paul | Mgmt | For | Against | Against | |||
2 | Elect Daniel T. Lemaitre | Mgmt | For | Against | Against | |||
3 | Elect Ann D. Rhoads | Mgmt | For | Against | Against | |||
4 | Approval of Material Terms of the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Greatbatch, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GB | CUSIP 39153L106 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Dziedzic | Mgmt | For | For | For | |||
1.3 | Elect Jean Hobby | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | |||
1.5 | Elect M. Craig Maxwell | Mgmt | For | For | For | |||
1.6 | Elect Filippo Passerini | Mgmt | For | For | For | |||
1.7 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.8 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.9 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | 2016 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Brown | Mgmt | For | For | For | |||
2 | Elect William C. Cobb | Mgmt | For | For | For | |||
3 | Elect Robert A. Gerard | Mgmt | For | For | For | |||
4 | Elect Richard A. Johnson | Mgmt | For | For | For | |||
5 | Elect David B. Lewis | Mgmt | For | For | For | |||
6 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
7 | Elect Bruce C. Rohde | Mgmt | For | For | For | |||
8 | Elect Tom D. Seip | Mgmt | For | For | For | |||
9 | Elect Christianna Wood | Mgmt | For | For | For | |||
10 | Elect James F. Wright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Helmerich & Payne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HP | CUSIP 423452101 | 03/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Armstrong | Mgmt | For | For | For | |||
2 | Elect Randy A. Foutch | Mgmt | For | For | For | |||
3 | Elect Hans Helmerich | Mgmt | For | For | For | |||
4 | Elect John W. Lindsay | Mgmt | For | For | For | |||
5 | Elect Paula Marshall | Mgmt | For | For | For | |||
6 | Elect Thomas A. Petrie | Mgmt | For | For | For | |||
7 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
8 | Elect Francis Rooney | Mgmt | For | For | For | |||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
10 | Elect John D. Zeglis | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Herbalife Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLF | CUSIP G4412G101 | 04/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael O. Johnson | Mgmt | For | TNA | N/A | |||
2 | Elect Jeffrey T. Dunn | Mgmt | For | TNA | N/A | |||
3 | Elect Richard P. Bermingham | Mgmt | For | TNA | N/A | |||
4 | Elect Pedro Cardoso | Mgmt | For | TNA | N/A | |||
5 | Elect Richard Carmona | Mgmt | For | TNA | N/A | |||
6 | Elect Jonathan Christodoro | Mgmt | For | TNA | N/A | |||
7 | Elect Keith Cozza | Mgmt | For | TNA | N/A | |||
8 | Elect Hunter C. Gary | Mgmt | For | TNA | N/A | |||
9 | Elect Jesse A. Lynn | Mgmt | For | TNA | N/A | |||
10 | Elect Michael Montelongo | Mgmt | For | TNA | N/A | |||
11 | Elect James L. Nelson | Mgmt | For | TNA | N/A | |||
12 | Elect Maria Otero | Mgmt | For | TNA | N/A | |||
13 | Elect John Tartol | Mgmt | For | TNA | N/A | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
15 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | TNA | N/A | |||
17 | Re-approval of the Executive Incentive Plan | Mgmt | For | TNA | N/A | |||
Hibbett Sports, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIBB | CUSIP 428567101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Newsome | Mgmt | For | For | For | |||
2 | Elect Alton E. Yother | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approval of the 2016 Executive Officer Cash Bonus Plan | Mgmt | For | For | For | |||
Horace Mann Educators Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMN | CUSIP 440327104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel A. Domenech | Mgmt | For | For | For | |||
2 | Elect Stephen J. Hasenmiller | Mgmt | For | For | For | |||
3 | Elect Ronald J. Helow | Mgmt | For | For | For | |||
4 | Elect Beverley J. McClure | Mgmt | For | For | For | |||
5 | Elect H. Wade Reece | Mgmt | For | For | For | |||
6 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
7 | Elect Robert Stricker | Mgmt | For | For | For | |||
8 | Elect Steven O. Swyers | Mgmt | For | For | For | |||
9 | Elect Marita Zuraitis | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.2 | Elect John K. Welch | Mgmt | For | For | For | |||
1.3 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hyster-Yale Materials Handling Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172105 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect John P. Jumper | Mgmt | For | For | For | |||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | For | For | |||
1.5 | Elect Joesph F Loughrey | Mgmt | For | For | For | |||
1.6 | Elect Alfred M. Rankin, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Claiborne R. Rankin | Mgmt | For | For | For | |||
1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Britton T. Taplin | Mgmt | For | For | For | |||
1.10 | Elect Eugene Wong | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ICF International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICFI | CUSIP 44925C103 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.2 | Elect Sanjay Gupta | Mgmt | For | For | For | |||
1.3 | Elect Peter M. Schulte | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Imprivata Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMPR | CUSIP 45323J103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Barrett | Mgmt | For | For | For | |||
1.2 | Elect Paul Maeder | Mgmt | For | For | For | |||
1.3 | Elect John A. Blaeser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
INC Research Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCR | CUSIP 45329R109 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert W. Breckon | Mgmt | For | Against | Against | |||
2 | Elect David F. Burgstahler | Mgmt | For | Against | Against | |||
3 | Elect Terry Woodward | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
Inteliquent, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IQNT | CUSIP 45825N107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rian J. Wren | Mgmt | For | For | For | |||
1.2 | Elect James P. Hynes | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. Beatty | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Ingeneri | Mgmt | For | For | For | |||
1.5 | Elect Timothy A. Samples | Mgmt | For | For | For | |||
1.6 | Elect Edward M. Greenberg | Mgmt | For | For | For | |||
1.7 | Elect Lauren F. Wright | Mgmt | For | For | For | |||
1.8 | Elect Matthew Carter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Company's Certificate of Incorporation to Implement Majority Voting | Mgmt | For | For | For | |||
5 | Removal of Directors | Mgmt | For | For | For | |||
InterDigital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDCC | CUSIP 45867G101 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey K. Belk | Mgmt | For | For | For | |||
2 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
3 | Elect John A. Kritzmacher | Mgmt | For | For | For | |||
4 | Elect William J. Merritt | Mgmt | For | For | For | |||
5 | Elect Kai O. Oistamo | Mgmt | For | For | For | |||
6 | Elect Jean F. Rankin | Mgmt | For | For | For | |||
7 | Elect Robert S. Roath | Mgmt | For | For | For | |||
8 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
International Game Technology PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGT | CUSIP G4863A108 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
International Game Technology PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGT | CUSIP G4863A108 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 07/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown | Mgmt | For | For | For | |||
2 | Elect Joanna T. Lau | Mgmt | For | For | For | |||
3 | Elect Samuel L. Odle | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jabil Circuit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBL | CUSIP 466313103 | 01/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anousheh Ansari | Mgmt | For | For | For | |||
1.2 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Timothy L. Main | Mgmt | For | For | For | |||
1.4 | Elect Mark T. Mondello | Mgmt | For | For | For | |||
1.5 | Elect Frank A. Newman | Mgmt | For | For | For | |||
1.6 | Elect John C. Plant | Mgmt | For | For | For | |||
1.7 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Sansone | Mgmt | For | For | For | |||
1.9 | Elect David M. Stout | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Short Term Incentive Plan | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect David Checketts | Mgmt | For | For | For | |||
3 | Elect Virginia Gambale | Mgmt | For | For | For | |||
4 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
5 | Elect Robin Hayes | Mgmt | For | For | For | |||
6 | Elect Ellen Jewett | Mgmt | For | For | For | |||
7 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
8 | Elect Joel Peterson | Mgmt | For | For | For | |||
9 | Elect Frank Sica | Mgmt | For | For | For | |||
10 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendments to Company's Certificate of Incorporation | Mgmt | For | For | For | |||
Jones Lang LaSalle Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JLL | CUSIP 48020Q107 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Colin Dyer | Mgmt | For | For | For | |||
4 | Elect DeAnne S. Julius | Mgmt | For | For | For | |||
5 | Elect Ming Lu | Mgmt | For | For | For | |||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
8 | Elect Ann Marie Petach | Mgmt | For | For | For | |||
9 | Elect Shailesh Rao | Mgmt | For | For | For | |||
10 | Elect Christian Ulbrich | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Landstar System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSTR | CUSIP 515098101 | 05/17/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Orlando | Mgmt | For | TNA | N/A | |||
1.2 | Elect Homaira Akbari | Mgmt | For | TNA | N/A | |||
1.3 | Elect Diana M. Murphy | Mgmt | For | TNA | N/A | |||
1.4 | Elect Larry J. Thoele | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Amendment to the 2013 Directors Stock Compensation Plan | Mgmt | For | TNA | N/A | |||
5 | Re-approval of the 2011 Equity Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | TNA | N/A | |||
Lannett Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCI | CUSIP 516012101 | 01/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Farber | Mgmt | For | For | For | |||
1.2 | Elect Arthur P. Bedrosian | Mgmt | For | For | For | |||
1.3 | Elect James M. Maher | Mgmt | For | For | For | |||
1.4 | Elect David Drabik | Mgmt | For | For | For | |||
1.5 | Elect Paul Taveira | Mgmt | For | For | For | |||
1.6 | Elect Albert Paonessa III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Exclusive Forum Provision | Mgmt | For | Against | Against | |||
Lazard Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LAZ | CUSIP G54050102 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard N. Haass | Mgmt | For | For | For | |||
1.2 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
1.3 | Elect Richard D. Parsons | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the French Sub-Plan under the 2008 Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jespen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
8 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
9 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
10 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote to Approve Executive Compensation | Mgmt | For | For | For | |||
LHC Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHCG | CUSIP 50187A107 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John L. Indest | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ronald T. Nixon | Mgmt | For | Withhold | Against | |||
1.3 | Elect W.J. Tauzin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kenneth E. Thorpe | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gina R. Boswell | Mgmt | For | For | For | |||
2 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
3 | Elect William A. Downe | Mgmt | For | For | For | |||
4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
5 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
6 | Elect Roberto Mendoza | Mgmt | For | For | For | |||
7 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
8 | Elect Jonas Prising | Mgmt | For | For | For | |||
9 | Elect Paul Read | Mgmt | For | For | For | |||
10 | Elect Elizabeth P. Sartain | Mgmt | For | For | For | |||
11 | Elect John R. Walter | Mgmt | For | For | For | |||
12 | Elect Edward J. Zore | Mgmt | For | For | For | |||
13 | Senior Management Annual Incentive Pool Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ManTech International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANT | CUSIP 564563104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George J. Pedersen | Mgmt | For | For | For | |||
1.2 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
1.3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
1.4 | Elect Barry G. Campbell | Mgmt | For | For | For | |||
1.5 | Elect Walter R. Fatzinger, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Kerr | Mgmt | For | For | For | |||
1.7 | Elect Kenneth A. Minihan | Mgmt | For | For | For | |||
2 | Approval of Management Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Karey D. Barker | Mgmt | For | For | For | |||
1.3 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.4 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
2 | Non-Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Monte E. Ford | Mgmt | For | Withhold | Against | |||
1.4 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.7 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.10 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.11 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Monolithic Power Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPWR | CUSIP 609839105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Hsing | Mgmt | For | For | For | |||
1.2 | Elect Herbert Chang | Mgmt | For | For | For | |||
1.3 | Elect Eugen Elmiger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Myriad Genetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYGN | CUSIP 62855J104 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John T. Henderson | Mgmt | For | For | For | |||
1.2 | Elect S. Louise Phanstiel | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Navigant Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCI | CUSIP 63935N107 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
3 | Elect Julie M. Howard | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
6 | Elect James R. Thompson | Mgmt | For | For | For | |||
7 | Elect Michael L. Tipsord | Mgmt | For | For | For | |||
8 | Elect Randy H. Zwirn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of Exclusive Forum Provision | Mgmt | For | For | For | |||
OFG Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose Rafael Fernandez | Mgmt | For | For | For | |||
1.2 | Elect Nestor De Jesus | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark G. Papa | Mgmt | For | For | For | |||
1.2 | Elect Stephen A. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Old Dominion Freight Line, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODFL | CUSIP 679580100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Earl E. Congdon | Mgmt | For | For | For | |||
1.2 | Elect David S. Congdon | Mgmt | For | For | For | |||
1.3 | Elect John R. Congdon, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Robert G. Culp, III | Mgmt | For | For | For | |||
1.5 | Elect Bradley R. Gabosch | Mgmt | For | For | For | |||
1.6 | Elect Patrick D. Hanley | Mgmt | For | For | For | |||
1.7 | Elect John D. Kasarda | Mgmt | For | For | For | |||
1.8 | Elect Leo H. Suggs | Mgmt | For | For | For | |||
1.9 | Elect D. Michael Wray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
OM Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMAM | CUSIP G67506108 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Share Repurchase Contracts and Authority to Repurchase Shares | Mgmt | For | For | For | |||
OM Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMAM | CUSIP G67506108 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L. Bain | Mgmt | For | Against | Against | |||
2 | Elect Ian D. Gladman | Mgmt | For | Against | Against | |||
3 | Elect Kyle Prechtl Legg | Mgmt | For | Against | Against | |||
4 | Elect James J. Ritchie | Mgmt | For | Against | Against | |||
5 | Elect John D. Rogers | Mgmt | For | Against | Against | |||
6 | Elect Donald J. Schneider | Mgmt | For | Against | Against | |||
7 | Elect Robert J. Chersi | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 08/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 07/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman R. Bobins | Mgmt | For | For | For | |||
1.2 | Elect Craig R. Callen | Mgmt | For | For | For | |||
1.3 | Elect Thomas F. Franke | Mgmt | For | For | For | |||
1.4 | Elect Bernard J. Korman | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omega Protein Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OME | CUSIP 68210P107 | 06/28/2016 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bret D. Scholtes | Mgmt | For | N/A | N/A | |||
1.2 | Elect Gary J. Ermers | Mgmt | For | N/A | N/A | |||
1.3 | Elect David H. Clarke | Mgmt | For | N/A | N/A | |||
2 | Ratification of Auditor | Mgmt | For | N/A | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | N/A | N/A | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | N/A | N/A | |||
Omega Protein Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OME | CUSIP 68210P107 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael N. Christodolou | Mgmt | N/A | For | N/A | |||
1.2 | Elect David H. Clarke | Mgmt | N/A | For | N/A | |||
1.3 | Elect Bret D. Scholtes | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 07/23/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
On Assignment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASGN | CUSIP 682159108 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William E. Brock | Mgmt | For | For | For | |||
1.2 | Elect Brian J. Callaghan | Mgmt | For | For | For | |||
1.3 | Elect Edwin A. Sheridan, IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.4 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.5 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | For | For | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect Richard G. Sim | Mgmt | For | For | For | |||
1.12 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Owens and Minor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMI | CUSIP 690732102 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
2 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
3 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||
4 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
5 | Elect Eddie N. Moore, Jr. | Mgmt | For | For | For | |||
6 | Elect P. Cody Phipps | Mgmt | For | For | For | |||
7 | Elect James E. Rogers | Mgmt | For | For | For | |||
8 | Elect David S. Simmons | Mgmt | For | For | For | |||
9 | Elect Robert C. Sledd | Mgmt | For | For | For | |||
10 | Elect Craig R. Smith | Mgmt | For | For | For | |||
11 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary F. Colter | Mgmt | For | For | For | |||
1.2 | Elect Joseph J. DeAngelo | Mgmt | For | For | For | |||
1.3 | Elect Gordon J. Hardie | Mgmt | For | For | For | |||
1.4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
1.5 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
1.7 | Elect John J. McMackin, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Alan J. Murray | Mgmt | For | For | For | |||
1.9 | Elect Hari N. Nair | Mgmt | For | For | For | |||
1.10 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Carol A. Williams | Mgmt | For | For | For | |||
1.12 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.2 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.3 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.4 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.6 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.7 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.8 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.9 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.10 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.12 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Patterson Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDCO | CUSIP 703395103 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect John D. Buck | Mgmt | For | For | For | |||
1.3 | Elect Jody H. Feragen | Mgmt | For | For | For | |||
1.4 | Elect Sarena S. Lin | Mgmt | For | For | For | |||
1.5 | Elect Ellen A. Rudnick | Mgmt | For | For | For | |||
1.6 | Elect Neil A. Schrimsher | Mgmt | For | For | For | |||
1.7 | Elect Les C. Vinney | Mgmt | For | For | For | |||
1.8 | Elect James W. Wiltz | Mgmt | For | For | For | |||
2 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PharMerica Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMC | CUSIP 71714F104 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory S. Weishar | Mgmt | For | For | For | |||
1.2 | Elect W. Robert Dahl, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Frank E. Collins | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
1.5 | Elect Marjorie W. Dorr | Mgmt | For | For | For | |||
1.6 | Elect Thomas P. Gerrity | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Oakley | Mgmt | For | For | For | |||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
1.9 | Elect Patrick G. LePore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
PhotoMedex Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHMD | CUSIP 719358301 | 10/29/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lewis C. Pell | Mgmt | For | TNA | N/A | |||
1.2 | Elect Yoav Ben-Dror | Mgmt | For | TNA | N/A | |||
1.3 | Elect Dolev Rafaeli | Mgmt | For | TNA | N/A | |||
1.4 | Elect Dennis M. McGrath | Mgmt | For | TNA | N/A | |||
1.5 | Elect Stephen P. Connelly | Mgmt | For | TNA | N/A | |||
1.6 | Elect Dan Amiram | Mgmt | For | TNA | N/A | |||
2 | Reverse Stock Split | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Pilgrim's Pride Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPC | CUSIP 72147K108 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilberto Tomazoni | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joesley Mendonca Batista | Mgmt | For | Withhold | Against | |||
1.3 | Elect Wesley Mendonca Batista | Mgmt | For | Withhold | Against | |||
1.4 | Elect William W. Lovette | Mgmt | For | Withhold | Against | |||
1.5 | Elect Andre Noguiera de Souza | Mgmt | For | Withhold | Against | |||
1.6 | Elect Wallim Cruz de Vasconcellos Junior | Mgmt | For | Withhold | Against | |||
1.7 | Elect David E. Bell | Mgmt | For | Withhold | Against | |||
1.8 | Elect Michael L. Cooper | Mgmt | For | Withhold | Against | |||
1.9 | Elect Charles Macaluso | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Deromedi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Piper Jaffray Companies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PJC | CUSIP 724078100 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew S. Duff | Mgmt | For | For | For | |||
1.2 | Elect William R. Fitzgerald | Mgmt | For | For | For | |||
1.3 | Elect Michael M. Frazier | Mgmt | For | For | For | |||
1.4 | Elect B. Kristine Johnson | Mgmt | For | For | For | |||
1.5 | Elect Addison L. Piper | Mgmt | For | For | For | |||
1.6 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
1.7 | Elect Philip E. Soran | Mgmt | For | For | For | |||
1.8 | Elect Scott C. Taylor | Mgmt | For | For | For | |||
1.9 | Elect Michele Volpi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joaquin E. Bacardi, III | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect David Goel | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Garn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Resmed Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMD | CUSIP 761152107 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter C. Farrell | Mgmt | For | For | For | |||
2 | Elect Gary W. Pace | Mgmt | For | For | For | |||
3 | Elect Ronald Taylor | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ryman Hospitality Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHP | CUSIP 78377T107 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J Bender | Mgmt | For | For | For | |||
2 | Elect Rachna Bhasin | Mgmt | For | For | For | |||
3 | Elect William F. Hagerty | Mgmt | For | For | For | |||
4 | Elect Ellen R. Levine | Mgmt | For | For | For | |||
5 | Elect Patrick Q. Moore | Mgmt | For | For | For | |||
6 | Elect Robert S. Prather, Jr. | Mgmt | For | For | For | |||
7 | Elect Colin V. Reed | Mgmt | For | For | For | |||
8 | Elect Michael D. Rose | Mgmt | For | For | For | |||
9 | Elect Michael I. Roth | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Banks, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Toni D. Cooley | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Khayat | Mgmt | For | For | For | |||
1.4 | Elect Dianne Mooney | Mgmt | For | For | For | |||
1.5 | Elect Gail Jones Pittman | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | Against | For | |||
Scansource, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCSC | CUSIP 806037107 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven R. Fischer | Mgmt | For | For | For | |||
1.2 | Elect Michael L. Baur | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.4 | Elect Michael J. Grainger | Mgmt | For | For | For | |||
1.5 | Elect John P. Reilly | Mgmt | For | For | For | |||
1.6 | Elect Charles R. Whitchurch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
SEI Investments Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEIC | CUSIP 784117103 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alfred P. West, Jr. | Mgmt | For | For | For | |||
2 | Elect William M. Doran | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Medical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEM | CUSIP 81619Q105 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell L. Carson | Mgmt | For | For | For | |||
2 | Elect James S. Ely III | Mgmt | For | For | For | |||
3 | Elect William H. Frist | Mgmt | For | For | For | |||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
5 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sensata Technologies Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ST | CUSIP N7902X106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.2 | Elect Martha Sullivan | Mgmt | For | For | For | |||
1.3 | Elect Beda Bolzenius | Mgmt | For | For | For | |||
1.4 | Elect James E. Heppelman | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Jacobson | Mgmt | For | For | For | |||
1.6 | Elect Charles W. Peffer | Mgmt | For | For | For | |||
1.7 | Elect Kirk P. Pond | Mgmt | For | For | For | |||
1.8 | Elect Andrew Teich | Mgmt | For | For | For | |||
1.9 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Stephen Zide | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Accounts and Reports (Dutch Statutory) | Mgmt | For | For | For | |||
4 | Discharge of Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | AMEND THE ARTICLES OF ASSOCIATION TO INCLUDE A DERIVATIVE DISCLOSURE REQUIREMENT | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | AMEND THE DIRECTOR REMUNERATION POLICY AND IMPLEMENT A DIRECTOR STOCK OWNERSHIP REQUIREMENT | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
5 | Elect Christine King | Mgmt | For | For | For | |||
6 | Elect David P. McGlade | Mgmt | For | For | For | |||
7 | Elect David J. McLachlan | Mgmt | For | For | For | |||
8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement to Amend Bylaws | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement to Approve Certain Actions | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement to Approve Business Combinations with Any Related Person | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend Charter Provisions Governing Directors | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement to Amend Charter Provisions Governing Action by Stockholders | Mgmt | For | For | For | |||
Spirit AeroSystems Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPR | CUSIP 848574109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles L. Chadwell | Mgmt | For | For | For | |||
1.2 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
1.3 | Elect Paul E. Fulchino | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Ronald T. Kadish | Mgmt | For | For | For | |||
1.7 | Elect Larry A. Lawson | Mgmt | For | For | For | |||
1.8 | Elect John L. Plueger | Mgmt | For | For | For | |||
1.9 | Elect Francis Raborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.7 | Elect Robert Smith | Mgmt | For | For | For | |||
1.8 | Elect Amelia Newton Varela | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of Material Terms of Performance Goals Under 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
Strayer Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRA | CUSIP 863236105 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert S. Silberman | Mgmt | For | For | For | |||
2 | Elect John T. Casteen III | Mgmt | For | For | For | |||
3 | Elect Charlotte F. Beason | Mgmt | For | For | For | |||
4 | Elect William E. Brock | Mgmt | For | For | For | |||
5 | Elect Robert R. Grusky | Mgmt | For | For | For | |||
6 | Elect Karl McDonnell | Mgmt | For | For | For | |||
7 | Elect Todd A. Milano | Mgmt | For | For | For | |||
8 | Elect G. Thomas Waite, III | Mgmt | For | For | For | |||
9 | Elect J. David Wargo | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maureen E. O'Connell | Mgmt | For | For | For | |||
2 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Syntel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNT | CUSIP 87162H103 | 06/08/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paritosh K. Choksi | Mgmt | For | TNA | N/A | |||
1.2 | Elect Bharat Desai | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas Doeke | Mgmt | For | TNA | N/A | |||
1.4 | Elect Rajesh Mashruwala | Mgmt | For | TNA | N/A | |||
1.5 | Elect Nitin Rakesh | Mgmt | For | TNA | N/A | |||
1.6 | Elect Prashant Ranade | Mgmt | For | TNA | N/A | |||
1.7 | Elect Vinod Sahney | Mgmt | For | TNA | N/A | |||
1.8 | Elect Neerja Sethi | Mgmt | For | TNA | N/A | |||
2 | 2016 Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Tech Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECD | CUSIP 878237106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Robert Dutkowsky | Mgmt | For | For | For | |||
3 | Elect Harry J. Harczak, Jr. | Mgmt | For | For | For | |||
4 | Elect Kathleen Misunas | Mgmt | For | For | For | |||
5 | Elect Thomas I. Morgan | Mgmt | For | For | For | |||
6 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
7 | Elect Patrick G. Sayer | Mgmt | For | For | For | |||
8 | Elect Savio W. Tung | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tenneco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 880349105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas C. Freyman | Mgmt | For | For | For | |||
2 | Elect Dennis J. Letham | Mgmt | For | For | For | |||
3 | Elect James S. Metcalf | Mgmt | For | For | For | |||
4 | Elect Roger B. Porter | Mgmt | For | For | For | |||
5 | Elect David B. Price, Jr. | Mgmt | For | For | For | |||
6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
7 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Elect Roger J. Wood | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
3 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
4 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
5 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | For | For | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Terex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEX | CUSIP 880779103 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Chris Andersen | Mgmt | For | For | For | |||
2 | Elect Paula H. J. Cholmondeley | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect John L. Garrison Jr. | Mgmt | For | For | For | |||
5 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
6 | Elect Raimund Klinkner | Mgmt | For | For | For | |||
7 | Elect David A. Sachs | Mgmt | For | For | For | |||
8 | Elect Oren G. Shaffer | Mgmt | For | For | For | |||
9 | Elect David C. Wang | Mgmt | For | For | For | |||
10 | Elect Scott W. Wine | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Torchmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMK | CUSIP 891027104 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | |||
3 | Elect David L. Boren | Mgmt | For | For | For | |||
4 | Elect M. Jane Buchan | Mgmt | For | For | For | |||
5 | Elect Gary L. Coleman | Mgmt | For | For | For | |||
6 | Elect Larry M. Hutchison | Mgmt | For | For | For | |||
7 | Elect Robert W. Ingram | Mgmt | For | For | For | |||
8 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
9 | Elect Darren M. Rebelez | Mgmt | For | For | For | |||
10 | Elect Lamar C. Smith | Mgmt | For | For | For | |||
11 | Elect Paul J. Zucconi | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tower Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSEM | CUSIP M87915274 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
2 | Elect Kalman Kaufman | Mgmt | For | Against | Against | |||
3 | Elect Dana Gross | Mgmt | For | Against | Against | |||
4 | Elect Rami Guzman | Mgmt | For | Against | Against | |||
5 | Elect Yoav Chelouche | Mgmt | For | Against | Against | |||
6 | Elect Rony Ross | Mgmt | For | Against | Against | |||
7 | Elect Iris Avner as External Director | Mgmt | For | Against | Against | |||
8 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
9 | Appoint Amir Elstein as Chairman | Mgmt | For | For | For | |||
10 | Compensation Policy | Mgmt | For | For | For | |||
11 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
12 | Salary Increase for CEO | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Equity Grant for CEO | Mgmt | For | For | For | |||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
16 | Liability Insurance of Directors/Officers | Mgmt | For | For | For | |||
17 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Tyler Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYL | CUSIP 902252105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||
2 | Elect Glen A. Carter | Mgmt | For | For | For | |||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||
5 | Elect Larry D. Leinweber | Mgmt | For | For | For | |||
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||
7 | Elect Daniel M. Pope | Mgmt | For | For | For | |||
8 | Elect Dustin R. Womble | Mgmt | For | For | For | |||
9 | Elect John M. Yeaman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Transaction of Other Business | Mgmt | For | Against | Against | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
5 | Elect Anne Pol | Mgmt | For | For | For | |||
6 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
7 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
8 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
9 | Elect John L. Walsh | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher Causey | Mgmt | For | For | For | |||
2 | Elect Richard Giltner | Mgmt | For | For | For | |||
3 | Elect Judy Olian | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mahmoud Abdallah | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | |||
1.3 | Elect John J. Hendrickson | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Noonan | Mgmt | For | For | For | |||
1.5 | Elect Gail Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.4 | Elect Anton H. George | Mgmt | For | For | For | |||
1.5 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.7 | Elect Patrick K. Mullen | Mgmt | For | For | For | |||
1.8 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.9 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.10 | Elect Teresa J. Tanner | Mgmt | For | For | For | |||
1.11 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the At-Risk Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Veeva Systems Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEEV | CUSIP 922475108 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald E. F. Codd | Mgmt | For | For | For | |||
1.2 | Elect Peter P. Gassner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
W. R. Berkley Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRB | CUSIP 084423102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Robert (Rob) Berkley, Jr. | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Mary C. Farrell | Mgmt | For | For | For | |||
4 | Elect Mark E. Brockbank | Mgmt | For | For | For | |||
5 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Wabash National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNC | CUSIP 929566107 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Giromini | Mgmt | For | For | For | |||
2 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
3 | Elect James D. Kelly | Mgmt | For | For | For | |||
4 | Elect John E. Kunz | Mgmt | For | For | For | |||
5 | Elect Larry J. Magee | Mgmt | For | For | For | |||
6 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
7 | Elect Scott K. Sorensen | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Re-approval of Material Terms of 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
WABCO Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBC | CUSIP 92927K102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jacques Esculier | Mgmt | For | For | For | |||
1.2 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Gross | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Waddell & Reed Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDR | CUSIP 930059100 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry J. Herrmann | Mgmt | For | For | For | |||
1.2 | Elect James M. Raines | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | |||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Re-Approval of the 2011 Stock Incentive Plan for Purposes of Macron Law Qualification | Mgmt | For | For | For | |||
Xenia Hotels & Resorts Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XHR | CUSIP 984017103 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||
1.2 | Elect John H. Alschuler, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Keith E. Bass | Mgmt | For | For | For | |||
1.4 | Elect Thomas M. Gartland | Mgmt | For | For | For | |||
1.5 | Elect Beverly K. Goulet | Mgmt | For | For | For | |||
1.6 | Elect Mary E. McCormick | Mgmt | For | For | For | |||
1.7 | Elect Dennis D. Oklak | Mgmt | For | For | For | |||
1.8 | Elect Marcel Verbaas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Zumiez Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZUMZ | CUSIP 989817101 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kalen F. Holmes | Mgmt | For | For | For | |||
2 | Elect Travis D. Smith | Mgmt | For | For | For | |||
3 | Elect Scott A. Bailey | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Equity Income Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
5 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Approval of Annual Incentive Plan Terms | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect John A. Paulson | Mgmt | For | For | For | |||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CUSIP 03938L104 | 03/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduction in Par Value | Mgmt | For | For | For | |||
2 | Increase in Authorised Share Capital | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CUSIP 03938L104 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Losses | Mgmt | For | For | For | |||
4 | Director's Fees | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Vanisha Mittal Bhatia | Mgmt | For | For | For | |||
7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
8 | Elect Jeannot Krecke | Mgmt | For | For | For | |||
9 | Elect Karel de Gucht | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Performance Share Unit Plan (Special Grant) | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
18 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
19 | Elect James M. Michener | Mgmt | For | For | For | |||
20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AT&T, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 04/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | ShrHoldr | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | Against | Against | |||
2 | Elect Karen E. Dykstra | Mgmt | For | Against | Against | |||
3 | Elect Carol B. Einiger | Mgmt | For | Against | Against | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | Against | Against | |||
5 | Elect Joel I. Klein | Mgmt | For | Against | Against | |||
6 | Elect Douglas T. Linde | Mgmt | For | Against | Against | |||
7 | Elect Matthew J. Lustig | Mgmt | For | Against | Against | |||
8 | Elect Alan J. Patricof | Mgmt | For | Against | Against | |||
9 | Elect Owen D. Thomas | Mgmt | For | Against | Against | |||
10 | Elect Martin Turchin | Mgmt | For | Against | Against | |||
11 | Elect David A. Twardock | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Donna A. James | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
1.2 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.5 | Elect Mary L. Landrieu | Mgmt | For | For | For | |||
1.6 | Elect Gregory J. McCray | Mgmt | For | For | For | |||
1.7 | Elect William A. Owens | Mgmt | For | For | For | |||
1.8 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.9 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.10 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement Age | ShrHoldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | For | For | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
17 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
18 | Elect Kimberly Ross | Mgmt | For | For | For | |||
19 | Elect Robert W. Scully | Mgmt | For | For | For | |||
20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
21 | Elect Theodore Shasta | Mgmt | For | For | For | |||
22 | Elect David H. Sidwell | Mgmt | For | For | For | |||
23 | Elect Olivier Steimer | Mgmt | For | For | For | |||
24 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
26 | Elect Michael P. Connors | Mgmt | For | For | For | |||
27 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
28 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
29 | Elect Robert W. Scully | Mgmt | For | For | For | |||
30 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
35 | Executive Compensation | Mgmt | For | For | For | |||
36 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
37 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
15 | Elect James S. Turley | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
CME Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
7 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
8 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
9 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
14 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
15 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
16 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
17 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Veronique Morali | Mgmt | For | For | For | |||
8 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
9 | Elect Garry Watts | Mgmt | For | For | For | |||
10 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Approve Articles Providing for Initial Terms of Independent Non-Executive Directors, the Chairman, and the CEO | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | |||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Mark Foster | Mgmt | For | For | For | |||
6 | Elect Nancy Killefer | Mgmt | For | For | For | |||
7 | Elect Sachin Lawande | Mgmt | For | For | For | |||
8 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
9 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
10 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
2 | Elect Kevin P. Clark | Mgmt | For | For | For | |||
3 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
8 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
9 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
10 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
11 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
12 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
13 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect John R. Egan | Mgmt | For | For | For | |||
5 | Elect William D. Green | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Paul Sagan | Mgmt | For | For | For | |||
8 | Elect Laura J. Sen | Mgmt | For | For | For | |||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.8 | Elect Howard Walker | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | |||
1.4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
1.6 | Elect Joseph S. Vassalluzzo | Mgmt | For | For | For | |||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley, II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Gaming And Leisure Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Tracy Gardner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Arthur Peck | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | |||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
3 | Elect John J. Brennan | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
13 | Elect James J. Mulva | Mgmt | For | For | For | |||
14 | Elect James E. Rohr | Mgmt | For | For | For | |||
15 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
6 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
5 | Elect David M. Moffett | Mgmt | For | For | For | |||
6 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
7 | Elect John R. Nichols | Mgmt | For | For | For | |||
8 | Elect James A. Parke | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
2 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
3 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
4 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
5 | Elect Edward P. Lawrence | Mgmt | For | For | For | |||
6 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
7 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | 2016 Global Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
4 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
5 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
6 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
7 | Elect Alex Shumate | Mgmt | For | For | For | |||
8 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
9 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2010 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Preferred Shareholders' Right to Call Special Meetings | Mgmt | For | For | For | |||
3 | Require Preferred Shareholders' Approval for Certain Amendments | Mgmt | For | For | For | |||
4 | Require Preferred Shareholders' Approval for Certain Transactions | Mgmt | For | For | For | |||
5 | Change in Board Size | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect H. James Dallas | Mgmt | For | For | For | |||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
12 | Elect Demos Parneros | Mgmt | For | For | For | |||
13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
14 | Elect David K. Wilson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2016 Annual Performance Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
7 | Elect James M. Jenness | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | REAPPROVAL OF PERFORMANCE GOALS UNDER THE 2011 EQUITY PARTICIPATION PLAN | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Outside Directors' Compensation Plan | Mgmt | For | Against | Against | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
Medtronic, plc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Brodsky | Mgmt | For | For | For | |||
2 | Elect Richard J. Byrne | Mgmt | For | For | For | |||
3 | Elect Alan L. Gosule | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clay C. Williams | Mgmt | For | For | For | |||
2 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Ben A. Guill | Mgmt | For | For | For | |||
5 | Elect James T. Hackett | Mgmt | For | For | For | |||
6 | Elect David D. Harrison | Mgmt | For | For | For | |||
7 | Elect Roger L. Jarvis | Mgmt | For | For | For | |||
8 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
9 | Elect William R. Thomas | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reapproval of material terms of the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal on Sea Level Rise Risks Report | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
15 | Committee Member Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Supress Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
3 | Elect Peter Smitham | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Richard M. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.4 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.5 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | For | For | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect Richard G. Sim | Mgmt | For | For | For | |||
1.12 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Armando Zagalo De Lima | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2016 Short-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dill | Mgmt | For | For | For | |||
2 | Elect M.W. Scoggins | Mgmt | For | For | For | |||
3 | Elect William L. Thacker | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
3 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
13 | Amendment to Certificate to Preserve Value of NOLs | Mgmt | For | For | For | |||
14 | Renewal of Section 382 Shareholder Rights Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
Sandisk Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Seagate Technology PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STX | CUSIP G7945M107 | 10/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
4 | Elect Mei-Wei Cheng | Mgmt | For | For | For | |||
5 | Elect William T. Coleman | Mgmt | For | For | For | |||
6 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
7 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
8 | Elect Kristen M. Onken | Mgmt | For | For | For | |||
9 | Elect Chong Sup Park | Mgmt | For | For | For | |||
10 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
11 | Elect Edward Zander | Mgmt | For | For | For | |||
12 | Authority to Set the Reissue Price Of Treasury Shares | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect William C. Freda | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Brown | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
4 | Elect David Mahoney | Mgmt | For | For | For | |||
5 | Elect Robert S. Miller | Mgmt | For | For | For | |||
6 | Elect Anita Sands | Mgmt | For | For | For | |||
7 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
8 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
9 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding International Policy Committee | ShrHoldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Janet F. Clark | Mgmt | For | For | For | |||
5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
6 | Elect Ronald Kirk | Mgmt | For | For | For | |||
7 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
8 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
9 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert S. Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
4 | Scrip Dividend Option for Interim Dividends | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Gerard Lamarche to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Maria van der Hoeven to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Jean Lemierre to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Charles Keller as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | For | Against | |||
11 | Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | For | Against | |||
12 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
13 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | |||
16 | Related Party Transactions (Thierry Desmarest) | Mgmt | For | For | For | |||
17 | Related Party Transactions (Patrick Pouyanne) | Mgmt | For | For | For | |||
18 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
19 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
7 | Scrip Dividend Option for Interim Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Gerard Lamarche to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre to the Board of Directors | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Charles Keller as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | |||
15 | Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | |||
16 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
17 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
19 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | |||
20 | Related Party Transactions (Thierry Desmarest) | Mgmt | For | For | For | |||
21 | Related Party Transactions (Patrick Pouyanne) | Mgmt | For | For | For | |||
22 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
23 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
27 | Greenshoe | Mgmt | For | For | For | |||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
31 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
2 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
3 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
4 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
5 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
6 | Elect Susan Kaufman Purcell | Mgmt | For | For | For | |||
7 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
8 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
9 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Articles Regarding Removal of Directors | Mgmt | For | For | For | |||
13 | Re-approval of the 2011 Omnibus Stock Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wells Fargo and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Westrock Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRK | CUSIP 96145D105 | 02/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
2 | Elect J. Powell Brown | Mgmt | For | For | For | |||
3 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
4 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
5 | Elect Russell M. Currey | Mgmt | For | For | For | |||
6 | Elect G. Stephen Felker | Mgmt | For | For | For | |||
7 | Elect Lawrence L. Gellerstedt, III | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
10 | Elect James E. Nevels | Mgmt | For | For | For | |||
11 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
12 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
13 | Elect Bettina M. Whyte | Mgmt | For | For | For | |||
14 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Approval of the 2016 Incentive Stock Plan | Mgmt | For | Abstain | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Willis Towers Watson PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLTW | CUSIP G96629103 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dominic Casserley | Mgmt | For | For | For | |||
2 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
3 | Elect Victor F. Ganzi | Mgmt | For | For | For | |||
4 | Elect John J. Haley | Mgmt | For | For | For | |||
5 | Elect Wendy E. Lane | Mgmt | For | For | For | |||
6 | Elect James F. McCann | Mgmt | For | For | For | |||
7 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
8 | Elect Jaymin Patel | Mgmt | For | For | For | |||
9 | Elect Linda D. Rabbitt | Mgmt | For | For | For | |||
10 | Elect Paul Thomas | Mgmt | For | For | For | |||
11 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
12 | Elect Wilhelm Zeller | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
17 | Authority to Issue Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT George Putnam Balanced Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | Against | Against | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 10/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
5 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Approval of Annual Incentive Plan Terms | Mgmt | For | For | For | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
2.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
2.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
2.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
2.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
2.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
2.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
2.8 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
2.9 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
2.10 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
2.11 | Elect Alejandro Wolff | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
2 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
3 | Elect Michael G. Morris | Mgmt | For | For | For | |||
4 | Elect E. Stanley O'Neal | Mgmt | For | For | For | |||
5 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Re-Approval of the Performance Goals under the Annual Cash Incentive Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
10 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
11 | Plurality Voting Standard for Contested Elections | Mgmt | For | For | For | |||
12 | Board Authority to Determine Board Size | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Heiden | Mgmt | For | For | For | |||
2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
3 | Elect John A. Fallon | Mgmt | For | For | For | |||
4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
5 | Elect Lesley Russell | Mgmt | For | For | For | |||
6 | Elect Gino Santini | Mgmt | For | For | For | |||
7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
8 | Elect James R. Sulat | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect John A. Paulson | Mgmt | For | For | For | |||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
7 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
8 | Elect George MacKenzie | Mgmt | For | For | For | |||
9 | Elect Susan N. Story | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
4 | Elect James A. Champy | Mgmt | For | For | For | |||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | |||
6 | Elect Edward H. Frank | Mgmt | For | For | For | |||
7 | Elect John C. Hodgson | Mgmt | For | For | For | |||
8 | Elect Neil S. Novich | Mgmt | For | For | For | |||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
10 | Elect Lisa T. Su | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | |||
3 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Annell Bay | Mgmt | For | For | For | |||
2 | Elect John J. Christmann | Mgmt | For | For | For | |||
3 | Elect Chansoo Joung | Mgmt | For | For | For | |||
4 | Elect William C. Montgomery | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | 2016 Omnibus Compensation Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
18 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
19 | Elect James M. Michener | Mgmt | For | For | For | |||
20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 11/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
1.3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.4 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.5 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andreas C. Kramvis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory S. Ledford | Mgmt | For | Withhold | Against | |||
1.3 | Elect Martin W. Sumner | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Mann Jr. | Mgmt | For | For | For | |||
1.2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
1.3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect William L. Mansfield | Mgmt | For | For | For | |||
1.7 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
1.8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
1.9 | Elect David N. Weinstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Material Terms Under the 2011 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the Material Terms Under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hanno C. Fiedler | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
3 | Elect Edward P. Garden | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
2 | Elect John D. Forsyth | Mgmt | For | For | For | |||
3 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
4 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect James F. Orr | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 04/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | ShrHoldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Blue Buffalo Pet Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUFF | CUSIP 09531U102 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael A. Eck | Mgmt | For | Withhold | Against | |||
1.2 | Elect Frances Frei | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kurt Schmidt | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751200 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.8 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.9 | Elect August W. Henningsen | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
1.15 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
5 | Amendment to the Deferred Share Unit Plan | Mgmt | For | Against | Against | |||
6 | Share Consolidation | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Disclosure of Vote Results | ShrHoldr | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | Against | Against | |||
2 | Elect Karen E. Dykstra | Mgmt | For | Against | Against | |||
3 | Elect Carol B. Einiger | Mgmt | For | Against | Against | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | Against | Against | |||
5 | Elect Joel I. Klein | Mgmt | For | Against | Against | |||
6 | Elect Douglas T. Linde | Mgmt | For | Against | Against | |||
7 | Elect Matthew J. Lustig | Mgmt | For | Against | Against | |||
8 | Elect Alan J. Patricof | Mgmt | For | Against | Against | |||
9 | Elect Owen D. Thomas | Mgmt | For | Against | Against | |||
10 | Elect Martin Turchin | Mgmt | For | Against | Against | |||
11 | Elect David A. Twardock | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Donna A. James | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.2 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Roger H. Brown | Mgmt | For | For | For | |||
1.4 | Elect Marguerite W. Kondracke | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Elect Lucien Y.K. Wong | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect Roger J. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Cabot Oil and Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Terms of Chairman | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Services Agreement with Controlling Shareholder | Mgmt | For | For | For | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
3 | Manpower Agreement with Controlling Shareholder | Mgmt | For | For | For | |||
4 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
5 | Interim Compensation Terms of Deputy CEO | Mgmt | For | For | For | |||
6 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
7 | Amendment to Compensation Policy (Board Meetings) | Mgmt | For | For | For | |||
8 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
9 | Amendment to Compensation Policy (Liability Insurance) | Mgmt | For | Against | Against | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Option Grant of CEO | Mgmt | For | Against | Against | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | N/A | N/A | N/A | |||
2 | Elect Shachar Degani | Mgmt | N/A | N/A | N/A | |||
3 | Elect Amichai Beer | Mgmt | N/A | N/A | N/A | |||
4 | Elect Amit Ben Zvi | Mgmt | N/A | N/A | N/A | |||
5 | Elect Ronald Kaplan | Mgmt | N/A | N/A | N/A | |||
6 | Elect Yonathan Melamed | Mgmt | N/A | N/A | N/A | |||
7 | Elect Ofer Tsimchi | Mgmt | N/A | N/A | N/A | |||
8 | Elect Yitzhak Sharir | Mgmt | N/A | N/A | N/A | |||
9 | Elect Amnon Dick | Mgmt | N/A | N/A | N/A | |||
10 | Approval of Chairman Compensation | Mgmt | N/A | N/A | N/A | |||
11 | Directors' Fees | Mgmt | N/A | N/A | N/A | |||
12 | Company Name Change | Mgmt | N/A | N/A | N/A | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | N/A | N/A | N/A | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | N/A | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | For | For | For | |||
2 | Elect Shachar Degani | Mgmt | For | For | For | |||
3 | Elect Amichai Beer | Mgmt | For | For | For | |||
4 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
5 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
6 | Elect Yonathan Melamed | Mgmt | For | For | For | |||
7 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
8 | Elect Yitzhak Sharir | Mgmt | Against | Against | For | |||
9 | Elect Amnon Dick | Mgmt | Against | Against | For | |||
10 | Approval of Chairman Compensation | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Company Name Change | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Castlight Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSLT | CUSIP 14862Q100 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ed Park | Mgmt | For | For | For | |||
1.2 | Elect David B. Singer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cavium Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Syed Ali | Mgmt | For | For | For | |||
1.2 | Elect Anthony S. Thornley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
3 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
4 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
5 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
7 | Elect Paula R. Reynolds | Mgmt | For | For | For | |||
8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
10 | Elect Ray Wirta | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment of Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.2 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.3 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.4 | Elect Michael A. Grandin | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Valerie A.A. Nielsen | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Michael P. Huseby | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Balan Nair | Mgmt | For | Against | Against | |||
9 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
10 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
11 | 2016 Executive Incentive Performance Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Neal A. Shear | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
3 | Elect Robert E. Denham | Mgmt | For | For | For | |||
4 | Elect Alice P. Gast | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect John S. Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to Non-Employee Directors' Equity Compensation and Deferral Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special meeting | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Darlene J. Friedman | Mgmt | For | For | For | |||
1.3 | Elect John S. Charlesworth | Mgmt | For | For | For | |||
1.4 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.5 | Elect Montgomery F. Moran | Mgmt | For | For | For | |||
1.6 | Elect Neil W. Flanzraich | Mgmt | For | For | For | |||
1.7 | Elect Patrick J. Flynn | Mgmt | For | For | For | |||
1.8 | Elect Stephen E. Gillett | Mgmt | For | For | For | |||
1.9 | Elect Steve Ells | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings | Mgmt | For | For | For | |||
5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | For | For | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
17 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
18 | Elect Kimberly Ross | Mgmt | For | For | For | |||
19 | Elect Robert W. Scully | Mgmt | For | For | For | |||
20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
21 | Elect Theodore Shasta | Mgmt | For | For | For | |||
22 | Elect David H. Sidwell | Mgmt | For | For | For | |||
23 | Elect Olivier Steimer | Mgmt | For | For | For | |||
24 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
26 | Elect Michael P. Connors | Mgmt | For | For | For | |||
27 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
28 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
29 | Elect Robert W. Scully | Mgmt | For | For | For | |||
30 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
35 | Executive Compensation | Mgmt | For | For | For | |||
36 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
37 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cimarex Energy Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEC | CUSIP 171798101 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa A. Stewart | Mgmt | For | For | For | |||
2 | Elect Hans Helmerich | Mgmt | For | For | For | |||
3 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | |||
4 | Elect Monroe W. Robertson | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
15 | Elect James S. Turley | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | |||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Mark Foster | Mgmt | For | For | For | |||
6 | Elect Nancy Killefer | Mgmt | For | For | For | |||
7 | Elect Sachin Lawande | Mgmt | For | For | For | |||
8 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
9 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
10 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Concho Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXO | CUSIP 20605P101 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary A. Merriman | Mgmt | For | For | For | |||
1.2 | Elect Ray M. Poage | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect John V. Faraci | Mgmt | For | For | For | |||
6 | Elect Jody L Freeman | Mgmt | For | For | For | |||
7 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
8 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
9 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
11 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Continental Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLR | CUSIP 212015101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold G. Hamm | Mgmt | For | Withhold | Against | |||
1.2 | Elect John T. McNabb II | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
6 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
7 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.3 | Elect John W. Stanton | Mgmt | For | For | For | |||
1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Criteo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRTO | CUSIP 226718104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean-Baptiste Rudelle to the Board of Directors | Mgmt | For | For | For | |||
2 | Elect James Warner to the Board of Directors | Mgmt | For | For | For | |||
3 | Ratify the Co-Option of Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
4 | Elect Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
5 | Elect Eric Eichmann to the Board of Directors | Mgmt | For | For | For | |||
6 | Elect Domninique Vidal to the Board of Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation of ONE YEAR | Mgmt | For | Abstain | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation of TWO YEARS | Mgmt | Against | Abstain | N/A | |||
11 | Frequency of Advisory Vote on Executive Compensation of THREE YEARS | Mgmt | Against | Abstain | N/A | |||
12 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
13 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
17 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
18 | Related Party Transactions (France Digitale) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Approval of the 2016 Stock Option Plan | Mgmt | For | Against | Against | |||
21 | Amendment of Time-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
22 | Amendment of Performance-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
23 | Authority to Issue Stock Options | Mgmt | For | Against | Against | |||
24 | Authority to Grant Free Shares/RSUs (Employees) | Mgmt | For | Against | Against | |||
25 | Authority to Grant Performance Shares/PSUs (Executives) | Mgmt | For | Against | Against | |||
26 | Authority to Issue Warrants | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases Regarding Proposals 23.00 to 26.00 | Mgmt | For | Abstain | Against | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and/or Convertible Securities Through Private Placement to Qualified Institutional Investors | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
31 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
32 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
33 | Greenshoe | Mgmt | For | For | For | |||
34 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
35 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
36 | Amend Articles Regarding Quorum at General Meetings | Mgmt | For | For | For | |||
37 | Amend Articles Regarding Director and Censor Terms | Mgmt | For | For | For | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 12/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | |||
1.3 | Elect David A. Hager | Mgmt | For | For | For | |||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.8 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
1.9 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Related to Energy Policy and Climate Change | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven R. Altman | Mgmt | For | For | For | |||
2 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||
3 | Elect Jay S. Skyler | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
5 | Elect Paula A. Price | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect John T. Cardis | Mgmt | For | For | For | |||
3 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERJ | CUSIP 29082A107 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Cancellation of Stock Option Plan for Board of Directors | Mgmt | For | Against | Against | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect John R. Egan | Mgmt | For | For | For | |||
5 | Elect William D. Green | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Paul Sagan | Mgmt | For | For | For | |||
8 | Elect Laura J. Sen | Mgmt | For | For | For | |||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Alessandro Profumo | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect John Hughes | Mgmt | For | For | For | |||
1.5 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.6 | Elect William Luby | Mgmt | For | For | For | |||
1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.8 | Elect Howard Walker | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.2 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.3 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gary P. Martin | Mgmt | For | For | For | |||
1.5 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | |||
1.6 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.8 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/12/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rose Marie Bravo | Mgmt | For | TNA | N/A | |||
2 | Elect Paul J. Fribourg | Mgmt | For | TNA | N/A | |||
3 | Elect Mellody Hobson | Mgmt | For | TNA | N/A | |||
4 | Elect Irvine O. Hockaday, Jr. | Mgmt | For | TNA | N/A | |||
5 | Elect Barry S. Sternlicht | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Amended and Restated 2002 Share Incentive Plan | Mgmt | For | TNA | N/A | |||
9 | Amendment to the Non-Employee Director Share Incentive Plan | Mgmt | For | TNA | N/A | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | |||
1.4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
1.6 | Elect Joseph S. Vassalluzzo | Mgmt | For | For | For | |||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley, II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
2 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
3 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
4 | Elect Daniel J. Kaufman | Mgmt | For | For | For | |||
5 | Elect Richard L. Markee | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Approval of the 2016 Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortune Brands Home and Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan S. Kilsby | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Frank's International N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CUSIP N33462107 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William B. Berry | Mgmt | For | Against | Against | |||
2 | Elect Sheldon R. Erikson | Mgmt | For | Against | Against | |||
3 | Elect Michael C. Kearney | Mgmt | For | Against | Against | |||
4 | Elect Gary P. Luquette | Mgmt | For | Against | Against | |||
5 | Elect Michael E. McMahon | Mgmt | For | Against | Against | |||
6 | Elect Donald Keith Mosing | Mgmt | For | Against | Against | |||
7 | Elect Kirkland D. Mosing | Mgmt | For | Against | Against | |||
8 | Elect Steven B. Mosing | Mgmt | For | Against | Against | |||
9 | Elect Alexander Vriesendorp | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
12 | Accounts and Reports; Authority to Issue Reports in English | Mgmt | For | For | For | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Consolidated Accounts) | Mgmt | For | For | For | |||
17 | Supervisory Board Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
19 | Cancellation of Shares | Mgmt | For | For | For | |||
Gaming And Leisure Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Tracy Gardner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Arthur Peck | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
General Growth Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 370023103 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect John K. Haley | Mgmt | For | For | For | |||
5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
6 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
7 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
9 | Elect Mark R. Patterson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
5 | Elect David M. Moffett | Mgmt | For | For | For | |||
6 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
7 | Elect John R. Nichols | Mgmt | For | For | For | |||
8 | Elect James A. Parke | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Archbold | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Godaddy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Blake J. Irving | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles J. Robel | Mgmt | For | Withhold | Against | |||
1.3 | Elect John I. Park | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Golar LNG Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLNG | CUSIP G9456A100 | 09/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor Olav Troim | Mgmt | For | Against | Against | |||
2 | Elect Daniel W. Rabun | Mgmt | For | Against | Against | |||
3 | Elect Frederik Halvorsen | Mgmt | For | Against | Against | |||
4 | Elect Carl E. Steen | Mgmt | For | Against | Against | |||
5 | Elect Andrew J.D. Whalley | Mgmt | For | Against | Against | |||
6 | Elect Niels G. Stolt-Nielsen | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rich Williams | Mgmt | For | Withhold | Against | |||
1.2 | Elect Eric Lefkofsky | Mgmt | For | Withhold | Against | |||
1.3 | Elect Theodore Leonsis | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael Angelakis | Mgmt | For | Withhold | Against | |||
1.5 | Elect Peter Barris | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Bass | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey Housenbold | Mgmt | For | Withhold | Against | |||
1.8 | Elect Bradley Keywell | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ann Ziegler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
5 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Promotions Involving Animals Used in Entertainment | ShrHoldr | Against | Against | For | |||
GrubHub Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUB | CUSIP 400110102 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Justin L. Sadrian | Mgmt | For | For | For | |||
1.2 | Elect David Fisher | Mgmt | For | For | For | |||
1.3 | Elect Benjamin Spero | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Elect James C. Johnson | Mgmt | For | For | For | |||
3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
4 | Elect Franck J. Moison | Mgmt | For | For | For | |||
5 | Elect Robert F. Moran | Mgmt | For | For | For | |||
6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP 806407102 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Bacow | Mgmt | For | For | For | |||
3 | Elect Gerald A. Benjamin | Mgmt | For | For | For | |||
4 | Elect Stanley M. Bergman | Mgmt | For | For | For | |||
5 | Elect James P. Breslawski | Mgmt | For | For | For | |||
6 | Elect Paul Brons | Mgmt | For | For | For | |||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | |||
8 | Elect Donald J. Kabat | Mgmt | For | For | For | |||
9 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
10 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | |||
12 | Elect Steven Paladino | Mgmt | For | For | For | |||
13 | Elect Carol Raphael | Mgmt | For | For | For | |||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | |||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
2 | Elect Terrence J. Checki | Mgmt | For | For | For | |||
3 | Elect John B. Hess | Mgmt | For | For | For | |||
4 | Elect Edith E. Holiday | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect David McManus | Mgmt | For | For | For | |||
7 | Elect Kevin O. Meyers | Mgmt | For | For | For | |||
8 | Elect John H. Mullin, III | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect William G. Schrader | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2016 Performance Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Stranded Asset Risk | ShrHoldr | Against | Against | For | |||
Hewlett Packard Enterprise Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPE | CUSIP 42824C109 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Ammann | Mgmt | For | For | For | |||
2 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
3 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
4 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
6 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
7 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
9 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
10 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
11 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
12 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
10 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
11 | Elect Subra Suresh | Mgmt | For | For | For | |||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 12/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Independence Contract Drilling Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICD | CUSIP 453415309 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Byron A. Dunn | Mgmt | For | For | For | |||
1.3 | Elect Arthur Einav | Mgmt | For | For | For | |||
1.4 | Elect Matthew D. Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Edward S. Jacob, III | Mgmt | For | For | For | |||
1.6 | Elect Daniel F. McNease | Mgmt | For | For | For | |||
1.7 | Elect Tighe A. Noonan | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
2 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
3 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
4 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
5 | Elect Edward P. Lawrence | Mgmt | For | For | For | |||
6 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
7 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | 2016 Global Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
4 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
5 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
6 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
7 | Elect Alex Shumate | Mgmt | For | For | For | |||
8 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
9 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2010 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Preferred Shareholders' Right to Call Special Meetings | Mgmt | For | For | For | |||
3 | Require Preferred Shareholders' Approval for Certain Amendments | Mgmt | For | For | For | |||
4 | Require Preferred Shareholders' Approval for Certain Transactions | Mgmt | For | For | For | |||
5 | Change in Board Size | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect H. James Dallas | Mgmt | For | For | For | |||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
12 | Elect Demos Parneros | Mgmt | For | For | For | |||
13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
14 | Elect David K. Wilson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2016 Annual Performance Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Milton Cooper | Mgmt | For | For | For | |||
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | |||
5 | Elect Joe Grills | Mgmt | For | For | For | |||
6 | Elect Frank Lourenso | Mgmt | For | For | For | |||
7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
8 | Elect Richard Saltzman | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
1.3 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
1.6 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
1.8 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
1.10 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
1.11 | Elect C. Park Shaper | Mgmt | For | For | For | |||
1.12 | Elect William A. Smith | Mgmt | For | For | For | |||
1.13 | Elect Joel V. Staff | Mgmt | For | For | For | |||
1.14 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
1.15 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/12/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Chairman | Mgmt | For | TNA | N/A | |||
8 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
9 | Elect Philippe P. Dauman | Mgmt | For | TNA | N/A | |||
10 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
11 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
12 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
13 | Elect Bruno Lafont | Mgmt | For | TNA | N/A | |||
14 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
15 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
16 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
17 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
18 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
20 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
21 | Elect Paul Desmarais, Jr. as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Oscar Fanjul as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Adrian Loader as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Nassef Sawiris as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Board Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Compensation | Mgmt | For | TNA | N/A | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Level 3 Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVLT | CUSIP 52729N308 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
2 | Elect Jeff K. Storey | Mgmt | For | For | For | |||
3 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
4 | Elect Steven T. Clontz | Mgmt | For | For | For | |||
5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
6 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
7 | Elect Spencer B. Hays | Mgmt | For | For | For | |||
8 | Elect Michael J. Mahoney | Mgmt | For | For | For | |||
9 | Elect Kevin W. Mooney | Mgmt | For | For | For | |||
10 | Elect Peter Seah Lim Huat | Mgmt | For | For | For | |||
11 | Elect Peter H. van Oppen | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratify the Company's Exclusive Forum Bylaw | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Shares for Acquisition of CWC | Mgmt | For | For | For | |||
2 | Acquisition of CWC Shares held by Chairman of Liberty Global | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U138 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew J. Cole | Mgmt | For | For | For | |||
2 | Elect Richard R. Green | Mgmt | For | For | For | |||
3 | Elect David E. Rapley | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
Markwest Energy Partners LP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | Against | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 04/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
10 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Howard Nye | Mgmt | For | For | For | |||
2 | Elect Laree E. Perez | Mgmt | For | For | For | |||
3 | Elect Dennis L. Rediker | Mgmt | For | For | For | |||
4 | Elect Donald W. Slager | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to Stock Based Award Plan | Mgmt | For | For | For | |||
8 | Approval of Executive Cash Incentive Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
6 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
7 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
8 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
9 | Elect David M. Lawrence | Mgmt | For | For | For | |||
10 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
11 | Elect Susan R. Salka | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Reapproval of the Management Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Adoption of Proxy Access Bylaw | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Medtronic, plc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Monte E. Ford | Mgmt | For | Withhold | Against | |||
1.4 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.7 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.10 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.11 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 01/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redemption of Preferred Stock | Mgmt | For | For | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heather Bresch | Mgmt | For | For | For | |||
2 | Elect Wendy Cameron | Mgmt | For | For | For | |||
3 | Elect Robert J. Cindrich | Mgmt | For | For | For | |||
4 | Elect Robert J. Coury | Mgmt | For | For | For | |||
5 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | |||
6 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
7 | Elect Melina Higgins | Mgmt | For | For | For | |||
8 | Elect Douglas J. Leech | Mgmt | For | For | For | |||
9 | Elect Rajiv Malik | Mgmt | For | For | For | |||
10 | Elect Joseph C. Maroon | Mgmt | For | For | For | |||
11 | Elect Mark Parrish | Mgmt | For | For | For | |||
12 | Elect Rodney L. Piatt | Mgmt | For | For | For | |||
13 | Elect Randall L. Vanderveen | Mgmt | For | For | For | |||
14 | Adoption of the Dutch Annual Accounts | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Re-Approval of 2003 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
19 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | For | For | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Haley | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leslie Kilgore | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
4 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reapproval of material terms of the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal on Sea Level Rise Risks Report | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
2 | Elect Paul Kenyon | Mgmt | For | For | For | |||
3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
4 | Elect Noam Gottesman | Mgmt | For | For | For | |||
5 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Lord Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NRG Yield, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYLD | CUSIP 62942X405 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Chlebowski, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mauricio Gutierrez | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kirkland B. Andrews | Mgmt | For | Withhold | Against | |||
1.4 | Elect Brian R. Ford | Mgmt | For | Withhold | Against | |||
1.5 | Elect Ferrell P. McClean | Mgmt | For | Withhold | Against | |||
1.6 | Elect Christopher S. Sotos | Mgmt | For | Withhold | Against | |||
2 | Amendment to Certificate of Incorporation Permitting Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.2 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.4 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.6 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Bundled Amendments to the Certificate of Incorporation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
3 | Elect Peter Smitham | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect John E. Feick | Mgmt | For | For | For | |||
6 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
7 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions And Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||
1.2 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Campbell | Mgmt | For | For | For | |||
2 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
3 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
5 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Paypal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wences Casares | Mgmt | For | For | For | |||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
3 | Elect John J. Donahoe | Mgmt | For | For | For | |||
4 | Elect David Dorman | Mgmt | For | For | For | |||
5 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
6 | Elect David M. Moffett | Mgmt | For | For | For | |||
7 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the Employee Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
5 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
6 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
7 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
8 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
9 | Elect Donal O'Connor | Mgmt | For | For | For | |||
10 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
11 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Approve Amendments to Memorandum of Association | Mgmt | For | For | For | |||
17 | Adopt Revised Articles of Association | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Deromedi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Plum Creek Timber Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCL | CUSIP 729251108 | 02/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | Abstain | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James G. Berges | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
4 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of Performance Goals Under Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of the Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For | |||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Elect Ira D. Hall | Mgmt | For | For | For | |||
6 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | |||
7 | Elect Larry D. McVay | Mgmt | For | For | For | |||
8 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
9 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
11 | Elect Robert L. Wood | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 162(m) Performance Measures | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Press Ganey Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGND | CUSIP 74113L102 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Norman W Alpert | Mgmt | For | Against | Against | |||
2 | Elect Patrick T. Ryan | Mgmt | For | Against | Against | |||
3 | Elect Ellen M. Zane | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | Against | Against | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of 2016 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
3 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect James E. Cartwright | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect John A. Lederer | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.11 | Elect Alexandre van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect John A. Lederer | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.11 | Elect Alexandre van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Rollins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROL | CUSIP 775711104 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bill J. Dismuke | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Lawley | Mgmt | For | For | For | |||
1.3 | Elect John F. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Certificate Amendment Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Equity Retention | ShrHoldr | Against | Against | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
5 | Elect Michael E. Marks | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
8 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
9 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
15 | Ratification of Board Size | Mgmt | For | For | For | |||
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
4 | Elect William D. Jones | Mgmt | For | For | For | |||
5 | Elect William G. Ouchi | Mgmt | For | For | For | |||
6 | Elect Debra L. Reed | Mgmt | For | For | For | |||
7 | Elect William C. Rusnack | Mgmt | For | For | For | |||
8 | Elect William P. Rutledge | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
11 | Elect James C. Yardley | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.2 | Elect Victor L. Lund | Mgmt | For | For | For | |||
1.3 | Elect John W. Mecom, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Ellen Ochoa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | |||
5 | Elect James A. Lawrence | Mgmt | For | For | For | |||
6 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
7 | Elect Anthony Smurfit | Mgmt | For | For | For | |||
8 | Elect Frits Beurskens | Mgmt | For | For | For | |||
9 | Elect Christel Bories | Mgmt | For | For | For | |||
10 | Elect Thomas Brodin | Mgmt | For | For | For | |||
11 | Elect Irial Finan | Mgmt | For | For | For | |||
12 | Elect Gary McGann | Mgmt | For | For | For | |||
13 | Elect John Moloney | Mgmt | For | For | For | |||
14 | Elect Roberto Newell | Mgmt | For | For | For | |||
15 | Elect Rosemary Thorne | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
22 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John C. Bates | Mgmt | For | For | For | |||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.6 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||
1.7 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.11 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | |||
4 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
5 | Elect William A. Jeffrey | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Yong Nam | Mgmt | For | For | For | |||
8 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
10 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | |||
12 | Elect Laura H. Wright | Mgmt | For | For | For | |||
13 | Elect Thomas J. Lynch as Chairman | Mgmt | For | For | For | |||
14 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||
15 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | |||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | |||
18 | Approval of Annual Report | Mgmt | For | For | For | |||
19 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | |||
22 | Appoint Deloitte and Touche as auditor | Mgmt | For | For | For | |||
23 | Appoint Deloitte AG, Zurich as Swiss registered auditor | Mgmt | For | For | For | |||
24 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | For | |||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
26 | Executive Compensation | Mgmt | For | For | For | |||
27 | Board Compensation | Mgmt | For | For | For | |||
28 | Appropriation of Earnings | Mgmt | For | For | For | |||
29 | Declaration of Dividend | Mgmt | For | For | For | |||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
31 | Increase in Authorized Capital | Mgmt | For | For | For | |||
32 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
33 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.9 | Elect Kavita Patel | Mgmt | For | For | For | |||
1.10 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2015 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Janet F. Clark | Mgmt | For | For | For | |||
5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
6 | Elect Ronald Kirk | Mgmt | For | For | For | |||
7 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
8 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
9 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Procter and Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
6 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect David. S. Taylor | Mgmt | For | For | For | |||
10 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert S. Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
3 | Elect David C. Chang | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
6 | Elect Donna A. James | Mgmt | For | For | For | |||
7 | Elect Don Logan | Mgmt | For | For | For | |||
8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect John E. Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TreeHouse Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THS | CUSIP 89469A104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George V. Bayly | Mgmt | For | For | For | |||
2 | Elect Gary D. Smith | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tubemogul Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUBE | CUSIP 898570106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Toth | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
3 | Elect Marc N. Casper | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
7 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
8 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Scott W. Wine | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
6 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
7 | Elect Robert D. Reed | Mgmt | For | For | For | |||
8 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
9 | Elect James D. Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
6 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect David J. Pang | Mgmt | For | For | For | |||
9 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | |||
14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Candace K. Beinecke | Mgmt | For | For | For | |||
1.2 | Elect Robert P. Kogod | Mgmt | For | For | For | |||
1.3 | Elect Richard R. West | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
2 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
3 | Elect Douglas J. McGregor | Mgmt | For | For | For | |||
4 | Elect Vincent J. Trosino | Mgmt | For | For | For | |||
5 | Approval of the 2016 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
2 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Langomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect John D. Gass | Mgmt | For | For | For | |||
5 | Elect Emyr Jones Parry | Mgmt | For | For | For | |||
6 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Wells Fargo and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ray R. Irani | Mgmt | For | For | For | |||
1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wynn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
3 | Elect David Filo | Mgmt | For | For | For | |||
4 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
2 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
3 | Elect Greg Creed | Mgmt | For | For | For | |||
4 | Elect David W. Dorman | Mgmt | For | For | For | |||
5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
7 | Elect Keith Meister | Mgmt | For | For | For | |||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
10 | Elect P. Justin Skala | Mgmt | For | For | For | |||
11 | Elect Elane B. Stock | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Labeling Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
3i Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
III | CINS G88473148 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Asquith | Mgmt | For | For | For | |||
5 | Elect Caroline J. Banszky | Mgmt | For | For | For | |||
6 | Elect Simon A. Borrows | Mgmt | For | For | For | |||
7 | Elect Peter Grosch | Mgmt | For | For | For | |||
8 | Elect David Hutchinson | Mgmt | For | For | For | |||
9 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
10 | Elect Martine Verluyten | Mgmt | For | For | For | |||
11 | Elect Julia Wilson | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
A10 Networks Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATEN | CUSIP 002121101 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Two Directors (Slate) | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ABB Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBN | CINS H0010V101 | 04/21/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Reduction in Par Value of Shares; Capital Distribution | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
9 | Board Compensation | Mgmt | For | TNA | N/A | |||
10 | Executive Compensation | Mgmt | For | TNA | N/A | |||
11 | Elect Matti Alahuhta | Mgmt | For | TNA | N/A | |||
12 | Elect David Constable | Mgmt | For | TNA | N/A | |||
13 | Elect Frederico Fleury Curado | Mgmt | For | TNA | N/A | |||
14 | Elect Robyn M. Denholm | Mgmt | For | TNA | N/A | |||
15 | Elect Louis R. Hughes | Mgmt | For | TNA | N/A | |||
16 | Elect David Meline | Mgmt | For | TNA | N/A | |||
17 | Elect Satish Pai | Mgmt | For | TNA | N/A | |||
18 | Elect Michel de Rosen | Mgmt | For | TNA | N/A | |||
19 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | |||
20 | Elect Ying Yeh | Mgmt | For | TNA | N/A | |||
21 | Elect Peter R. Voser as Chairman | Mgmt | For | TNA | N/A | |||
22 | Elect David Constable as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Frederico Fleury Curado as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Michel de Rosen as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Ying Yeh as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Approval of Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Acadia Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACAD | CUSIP 004225108 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Brege | Mgmt | For | For | For | |||
1.2 | Elect Stephen R. Davis | Mgmt | For | For | For | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Access National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANCX | CUSIP 004337101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Shoemaker | Mgmt | For | For | For | |||
1.2 | Elect Thomas M. Kody | Mgmt | For | For | For | |||
1.3 | Elect J. Randolph Babbitt | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Accuray Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARAY | CUSIP 004397105 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth H. Davila | Mgmt | For | For | For | |||
2 | Elect Joshua H. Levine | Mgmt | For | For | For | |||
3 | Elect Emad Rizk | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 10/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Merger/Acquisition | Mgmt | For | For | For | |||
4 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
5 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
8 | Board Compensation | Mgmt | For | For | For | |||
9 | Additional or Miscellaneous Proposals | ShrHoldr | For | Against | Against | |||
Aceto Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACET | CUSIP 004446100 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert L. Eilender | Mgmt | For | For | For | |||
1.2 | Elect Salvatore Guccione | Mgmt | For | For | For | |||
1.3 | Elect Hans C. Noetzli | Mgmt | For | For | For | |||
1.4 | Elect William N. Britton | Mgmt | For | For | For | |||
1.5 | Elect Natasha Giordano | Mgmt | For | For | For | |||
1.6 | Elect Alan G. Levin | Mgmt | For | For | For | |||
1.7 | Elect Daniel B. Yarosh | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of 2015 Equity Participation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
ACS Actividades de Construccion y Servicios, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACS | CINS E7813W163 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Remuneration Report | Mgmt | For | Against | Against | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Ratify Co-option and Elect Javier Fernandez Alonso | Mgmt | For | Against | Against | |||
9 | Elect Manuel Delgado Solis | Mgmt | For | Against | Against | |||
10 | Elect Jose Javier Echenique Landiribar | Mgmt | For | Against | Against | |||
11 | Elect Mariano Hernandez Herreros | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Capitalisation of Reserves Bonus Share Issuance; Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares and Cancel Treasury Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Actelion Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATLN | CINS H0032X135 | 05/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
8 | Elect Jean-Pierre Garnier | Mgmt | For | TNA | N/A | |||
9 | Elect Jean-Paul Clozel | Mgmt | For | TNA | N/A | |||
10 | Elect Juhani Anttila | Mgmt | For | TNA | N/A | |||
11 | Elect Robert J. Bertolini | Mgmt | For | TNA | N/A | |||
12 | Elect John J. Greisch | Mgmt | For | TNA | N/A | |||
13 | Elect Peter Gruss | Mgmt | For | TNA | N/A | |||
14 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | |||
15 | Elect Jean Malo | Mgmt | For | TNA | N/A | |||
16 | Elect David M. Stout | Mgmt | For | TNA | N/A | |||
17 | Elect Herna Verhagen | Mgmt | For | TNA | N/A | |||
18 | Elect Jean-Pierre Garnier as Chairman | Mgmt | For | TNA | N/A | |||
19 | Elect Herna Verhagen as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Jean-Pierre Garnier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect John J. Greisch as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Additional or Miscellaneous Proposals | ShrHoldr | Abstain | TNA | N/A | |||
Adecco SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADEN | CINS H00392318 | 04/21/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Rolf Dorig as Chairman | Mgmt | For | TNA | N/A | |||
10 | Elect Dominique-Jean Chertier | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Christophe Deslarzes | Mgmt | For | TNA | N/A | |||
12 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
13 | Elect Didier Lamouche | Mgmt | For | TNA | N/A | |||
14 | Elect Thomas C. O'Neill | Mgmt | For | TNA | N/A | |||
15 | Elect David N. Prince | Mgmt | For | TNA | N/A | |||
16 | Elect Wanda Rapaczynski | Mgmt | For | TNA | N/A | |||
17 | Elect Kathleen P. Taylor | Mgmt | For | TNA | N/A | |||
18 | Elect Alexander Gut as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Thomas C. O'Neill as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Wanda Rapaczynski as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Jean-Christophe Deslarzes as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
25 | Change of Company Headquarters | Mgmt | For | TNA | N/A | |||
26 | Change of Company Name | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
5 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
6 | Elect Alastair D. Lyons | Mgmt | For | Against | Against | |||
7 | Elect Henry Engelhardt | Mgmt | For | Against | Against | |||
8 | Elect David Stevens | Mgmt | For | Against | Against | |||
9 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
10 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
11 | Elect Annette Court | Mgmt | For | Against | Against | |||
12 | Elect Jean Park | Mgmt | For | Against | Against | |||
13 | Elect Penny James | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Amendment to Discretionary Free Share Scheme | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Thomas M. Rohrs | Mgmt | For | For | For | |||
1.6 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yiannis N. Papanicolaou | Mgmt | For | Withhold | Against | |||
1.2 | Elect Konstantinos D. Koutsomitopoulos | Mgmt | For | Withhold | Against | |||
Aegon N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CINS N00927298 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Robert J. Routs to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Ben van der Veer to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Dirk P.M. Verbeek to the Supervisory Board | Mgmt | For | For | For | |||
12 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares for Equity Awards | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Amendments to Article 3 (Registered Office) | Mgmt | For | For | For | |||
8 | Amendments to Article 15 (General Meeting) | Mgmt | For | For | For | |||
9 | Amendments to Article 43 (Audit Committee) | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
2 | Elect Charles L. Harrington | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
5 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect James H. Miller | Mgmt | For | For | For | |||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
9 | Elect Moises Naim | Mgmt | For | For | For | |||
10 | Elect Charles O. Rossotti | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 10/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
AG Mortgage Investment Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MITT | CUSIP 001228105 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur S. Ainsberg | Mgmt | For | For | For | |||
1.2 | Elect Andrew L. Berger | Mgmt | For | For | For | |||
1.3 | Elect Joseph LaManna | Mgmt | For | For | For | |||
1.4 | Elect Jonathan Lieberman | Mgmt | For | For | For | |||
1.5 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.6 | Elect David Roberts | Mgmt | For | For | For | |||
1.7 | Elect Frank Stadelmaier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ageas SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 03/31/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Authority to Reduce Capital Through the Cancellation of Shares | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles (Annual General Meeting) | Mgmt | For | TNA | N/A | |||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
12 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Remuneration Report | Mgmt | For | TNA | N/A | |||
15 | Elect Yvonne Lang Ketterer | Mgmt | For | TNA | N/A | |||
16 | Elect Antonio Cano | Mgmt | For | TNA | N/A | |||
17 | Elect Jane Murphy | Mgmt | For | TNA | N/A | |||
18 | Elect Lucrezia Reichlin | Mgmt | For | TNA | N/A | |||
19 | Elect Richard David Jackson | Mgmt | For | TNA | N/A | |||
20 | Authority to Reduce Capital Through the Cancellation of Shares | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
22 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
23 | Amendments to Articles (Annual General Meeting) | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Opus Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPB | CUSIP 684000102 | 02/29/2016 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | MICHAEL L. MEYER | Mgmt | For | N/A | N/A | |||
1.2 | NORMAN B. RICE | Mgmt | For | N/A | N/A | |||
1.3 | RICHARD A. SANCHEZ | Mgmt | For | N/A | N/A | |||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS OPUS BANK S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Mgmt | For | N/A | N/A | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
AGL Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAS | CUSIP 001204106 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Agree Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADC | CUSIP 008492100 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joey Agree | Mgmt | For | For | For | |||
1.2 | Elect William S. Rubenfaer | Mgmt | For | For | For | |||
1.3 | Elect Leon M. Schurgin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendments to Charter to Prohibit the Board from Converting Common Stock to Preferred Stock | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect TEO Swee Lian | Mgmt | For | For | For | |||
5 | Elect Narongchai Akrasanee | Mgmt | For | For | For | |||
6 | Elect George YEO Yong-Boon | Mgmt | For | For | For | |||
7 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ton Buchner to the Management Board | Mgmt | For | For | For | |||
10 | Amendment to Remuneration Policy (STI Metrics) | Mgmt | For | For | For | |||
11 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||
12 | Elect Sari Baldauf | Mgmt | For | For | For | |||
13 | Elect Ben Verwaayen | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
2 | Elect Hakan Bjorklund | Mgmt | For | Against | Against | |||
3 | Elect Geoffrey S. Ginsburg | Mgmt | For | For | For | |||
4 | Elect Carol R. Goldberg | Mgmt | For | For | For | |||
5 | Elect John F. Levy | Mgmt | For | For | For | |||
6 | Elect Brian A. Markison | Mgmt | For | For | For | |||
7 | Elect Thomas F. Wilson McKillop | Mgmt | For | For | For | |||
8 | Elect John Quelch | Mgmt | For | For | For | |||
9 | Elect James Roosevelt, Jr. | Mgmt | For | For | For | |||
10 | Elect Namal Nawana | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allegiant Travel Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGT | CUSIP 01748X102 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Montie Brewer | Mgmt | For | For | For | |||
2 | Elect Gary Ellmer | Mgmt | For | For | For | |||
3 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda A. Marvin | Mgmt | For | For | For | |||
5 | Elect Charles W. Pollard | Mgmt | For | For | For | |||
6 | Elect John T. Redmond | Mgmt | For | For | For | |||
7 | 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
10 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
11 | Plurality Voting Standard for Contested Elections | Mgmt | For | For | For | |||
12 | Board Authority to Determine Board Size | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Friedrich Eichiner as Supervisory Board Member | Mgmt | For | TNA | N/A | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
3 | Elect Bart Friedman | Mgmt | For | For | For | |||
4 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
5 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
6 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
7 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
8 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
9 | Elect Scott A. Carmilani as Chairman | Mgmt | For | For | For | |||
10 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
11 | Elect Bart Friedman | Mgmt | For | For | For | |||
12 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
13 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
14 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
15 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
16 | Election of Independent Proxy | Mgmt | For | For | For | |||
17 | Approval of 2016 Executive Compensation Under Swiss Law | Mgmt | For | For | For | |||
18 | Approval of 2016 Director Compensation Under Swiss Law | Mgmt | For | For | For | |||
19 | Advisory Vote on 2015 Executive Compensation | Mgmt | For | For | For | |||
20 | Approve 2015 Annual Report and Financial Statements | Mgmt | For | For | For | |||
21 | Approve the Retention of Disposable Profits | Mgmt | For | For | For | |||
22 | Approval of the Payment of Dividends to Shareholders | Mgmt | For | For | For | |||
23 | Approve the Cancelling of Treasury Shares | Mgmt | For | For | For | |||
24 | Approval of New Shares Repurchase Program | Mgmt | For | For | For | |||
25 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
26 | Election of Deloitte & Touch as Independent Auditor and Deloitte AG as Statutory Auditor | Mgmt | For | For | For | |||
27 | Election of Special Auditor | Mgmt | For | For | For | |||
28 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
29 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 12/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
3 | Approval of 2015 Compensation for new directors | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allison Transmission Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSN | CUSIP 01973R101 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David F. Denison | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect James A. Star | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
5 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect John W. Rowe | Mgmt | For | For | For | |||
8 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
9 | Elect Mary Alice Taylor | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Altra Industrial Motion Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIMC | CUSIP 02208R106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edmund M. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Carl R. Christenson | Mgmt | For | For | For | |||
1.3 | Elect Lyle G. Ganske | Mgmt | For | For | For | |||
1.4 | Elect Michael S. Lipscomb | Mgmt | For | For | For | |||
1.5 | Elect Larry McPherson | Mgmt | For | For | For | |||
1.6 | Elect Thomas W. Swidarski | Mgmt | For | For | For | |||
1.7 | Elect James H. Woodward, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder proposal regarding report on tobacco ingredients | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Amadeus IT Holding SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMS | CINS E04908112 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Merger by Absorption (Amadeus IT Group) | Mgmt | For | For | For | |||
7 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||
8 | Elect David Gordon Comyn Webster | Mgmt | For | For | For | |||
9 | Elect Francesco Loredan | Mgmt | For | For | For | |||
10 | Elect Stuart Anderson McAlpine | Mgmt | For | For | For | |||
11 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | |||
12 | Elect Clara Furse | Mgmt | For | For | For | |||
13 | Elect Pierre-Henri Gourgeon | Mgmt | For | For | For | |||
14 | Remuneration Report | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Performance Share Plan | Mgmt | For | For | For | |||
17 | Restricted Share Plan | Mgmt | For | For | For | |||
18 | Share Match Plan | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities Regarding Incentive Plans | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Heiden | Mgmt | For | For | For | |||
2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
3 | Elect John A. Fallon | Mgmt | For | For | For | |||
4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
5 | Elect Lesley Russell | Mgmt | For | For | For | |||
6 | Elect Gino Santini | Mgmt | For | For | For | |||
7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
8 | Elect James R. Sulat | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Ambarella, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMBA | CUSIP G037AX101 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chenming C. Hu | Mgmt | For | For | For | |||
1.2 | Elect Feng-Ming Wang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Amcor Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMC | CINS Q03080100 | 10/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Graeme R. Liebelt | Mgmt | For | For | For | |||
3 | Re-elect Jeremy L. Sutcliffe | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Ron Delia - LTIP) | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Ron Delia - EMIP) | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Simon Olswang | Mgmt | For | For | For | |||
5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
6 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
7 | Elect Clayton M. Christensen | Mgmt | For | Against | Against | |||
8 | Elect Eli Gelman | Mgmt | For | For | For | |||
9 | Elect James S. Kahan | Mgmt | For | For | For | |||
10 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
11 | Elect Giora Yaron | Mgmt | For | For | For | |||
12 | Increase in Dividend | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Axle and Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | For | For | |||
1.2 | Elect John F Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Capital Agency Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 02503X105 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Malon Wilkus | Mgmt | For | For | For | |||
2 | Elect John R. Erickson | Mgmt | For | For | For | |||
3 | Elect Samuel A. Flax | Mgmt | For | For | For | |||
4 | Elect Alvin N. Puryear | Mgmt | For | For | For | |||
5 | Elect Robert M. Couch | Mgmt | For | For | For | |||
6 | Elect Morris A. Davis | Mgmt | For | For | For | |||
7 | Elect Randy E. Dobbs | Mgmt | For | For | For | |||
8 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
9 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
10 | Amendment to the Equity Incentive Plan for Independent Directors | Mgmt | For | For | For | |||
11 | Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Gary Kain | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexander M. Clark | Mgmt | For | For | For | |||
1.2 | Elect John M. Matovina | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Matula | Mgmt | For | For | For | |||
1.4 | Elect Gerard D. Neugent | Mgmt | For | For | For | |||
2 | 2016 Employee Incentive Plan | Mgmt | For | For | For | |||
3 | 2014 Independent Insurance Agent Restricted Stock and RSU Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | Withhold | Against | |||
1.4 | Elect John B. Berding | Mgmt | For | Withhold | Against | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | Withhold | Against | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | Withhold | Against | |||
1.7 | Elect James E. Evans | Mgmt | For | Withhold | Against | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | Withhold | Against | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | Withhold | Against | |||
1.10 | Elect William W. Verity | Mgmt | For | Withhold | Against | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Approval of Senior Executive Long Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
American Vanguard Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVD | CUSIP 030371108 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Baskin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Clark | Mgmt | For | For | For | |||
3 | Elect Debra F. Edwards | Mgmt | For | For | For | |||
4 | Elect Morton D. Erlich | Mgmt | For | For | For | |||
5 | Elect Alfred F. Ingulli | Mgmt | For | For | For | |||
6 | Elect John L. Killmer | Mgmt | For | For | For | |||
7 | Elect Eric G. Wintemute | Mgmt | For | For | For | |||
8 | Elect M. Esmail Zirakparvar | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 1994 Stock Incentive Plan | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Amsurg Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSG | CUSIP 03232P405 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Deal | Mgmt | For | For | For | |||
2 | Elect Steven I. Geringer | Mgmt | For | For | For | |||
3 | Elect Claire M. Gulmi | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Equity and Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | For | For | |||
1.2 | Elect Susan C. Fisch | Mgmt | For | For | For | |||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | For | For | |||
1.4 | Elect George Karfunkel | Mgmt | For | For | For | |||
1.5 | Elect Michael Karfunkel | Mgmt | For | For | For | |||
1.6 | Elect Jay J. Miller | Mgmt | For | For | For | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Amendments to Company's Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Ana Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9202 | CINS J51914109 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shinichiroh Itoh | Mgmt | For | For | For | |||
4 | Elect Shinya Katanozaka | Mgmt | For | For | For | |||
5 | Elect Shigeyuki Takemura | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Tonomoto | Mgmt | For | For | For | |||
7 | Elect Toyoyuki Nagamine | Mgmt | For | For | For | |||
8 | Elect Yuji Hirako | Mgmt | For | For | For | |||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
10 | Elect Shohsuke Mori | Mgmt | For | For | For | |||
11 | Elect Ado Yamamoto | Mgmt | For | For | For | |||
12 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
13 | Elect Eiji Kanazawa | Mgmt | For | For | For | |||
14 | Elect Shingo Matsuo | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
Anacor Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANAC | CUSIP 032420101 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
1.2 | Elect Lucy Shapiro | Mgmt | For | For | For | |||
1.3 | Elect Wendell Wierenga | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the performance goals under the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
4 | Elect James A. Champy | Mgmt | For | For | For | |||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | |||
6 | Elect Edward H. Frank | Mgmt | For | For | For | |||
7 | Elect John C. Hodgson | Mgmt | For | For | For | |||
8 | Elect Neil S. Novich | Mgmt | For | For | For | |||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
10 | Elect Lisa T. Su | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
10 | Remuneration Report | Mgmt | For | TNA | N/A | |||
11 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
12 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
13 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
14 | Authority to Cancel VVPR-strips | Mgmt | For | TNA | N/A | |||
15 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
Anicom Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8715 | CINS J0166U103 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Nobuaki Komori | Mgmt | For | For | For | |||
4 | Elect Yumiko Momose | Mgmt | For | For | For | |||
5 | Elect Tohru Ishibashi | Mgmt | For | For | For | |||
6 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
7 | Elect Yoshiharu Kawanishi | Mgmt | For | For | For | |||
8 | Elect Satoshi Hirai | Mgmt | For | For | For | |||
9 | Elect Tatsuhiko Kamei | Mgmt | For | For | For | |||
10 | Elect Kazuo Suda as Statutory Auditor | Mgmt | For | For | For | |||
Annaly Capital Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLY | CUSIP 035710409 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin G. Keyes | Mgmt | For | For | For | |||
2 | Elect Kevin P. Brady | Mgmt | For | For | For | |||
3 | Elect E. Wayne Nordberg | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | |||
3 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Apigee Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APIC | CUSIP 03765N108 | 01/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Promod Haque | Mgmt | For | For | For | |||
1.2 | Elect Chet Kapoor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Apollo Commercial Real Estate Finance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARI | CUSIP 03762U105 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffery M. Gault | Mgmt | For | For | For | |||
1.2 | Elect Mark C. Biderman | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Kasdin | Mgmt | For | For | For | |||
1.4 | Elect Eric L. Press | Mgmt | For | For | For | |||
1.5 | Elect Scott S. Prince | Mgmt | For | For | For | |||
1.6 | Elect Stuart A. Rothstein | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Salvati | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Applied Genetic Technologies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGTC | CUSIP 03820J100 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Koenig | Mgmt | For | For | For | |||
1.2 | Elect Ivana Magovcevic-Liebisch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aralez Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARLZ | CUSIP 03852X100 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adrian Adams | Mgmt | For | For | For | |||
1.2 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
1.3 | Elect Neal F. Fowler | Mgmt | For | For | For | |||
1.4 | Elect Rob Harris | Mgmt | For | For | For | |||
1.5 | Elect Arthur S. Kirsch | Mgmt | For | For | For | |||
1.6 | Elect Kenneth B. Lee, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Seth A. Rudnick, M.D. | Mgmt | For | For | For | |||
1.8 | Elect F. Martin Thrasher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Arbor Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABR | CUSIP 038923108 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Archie R. Dykes | Mgmt | For | For | For | |||
1.2 | Elect Joseph Martello | Mgmt | For | For | For | |||
1.3 | Elect Stanley Kreitman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Arbor Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABR | CUSIP 038923108 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Ardelyx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARDX | CUSIP 039697107 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Mott | Mgmt | For | For | For | |||
1.2 | Elect Michael Raab | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Argan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGX | CUSIP 04010E109 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rainer H. Bosselmann | Mgmt | For | For | For | |||
1.2 | Elect Henry A. Crumpton | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Flanders | Mgmt | For | For | For | |||
1.4 | Elect Peter W. Getsinger | Mgmt | For | For | For | |||
1.5 | Elect William F. Griffin, Jr. | Mgmt | For | For | For | |||
1.6 | Elect William F. Leimkuhler | Mgmt | For | For | For | |||
1.7 | Elect W.G. Champion Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James W. Quinn | Mgmt | For | For | For | |||
1.9 | Elect Brian R. Sherras | Mgmt | For | For | For | |||
2 | Approval of the 2016 Executive Performance Plan for William F. Griffin, Jr. | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ariad Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARIA | CUSIP 04033A100 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harvey J. Berger | Mgmt | For | For | For | |||
2 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
3 | Elect Wayne Wilson | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Aristocrat Leisure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CINS Q0521T108 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Ian Blackburne | Mgmt | For | Against | Against | |||
3 | Re-elect Stephen Morro | Mgmt | For | Against | Against | |||
4 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Jamie Odell) | Mgmt | For | For | For | |||
6 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Arlington Asset Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AI | CUSIP 041356205 | 06/09/2016 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott R. Arnold | Mgmt | N/A | N/A | N/A | |||
1.2 | Elect W. Brian Maillian | Mgmt | N/A | N/A | N/A | |||
1.3 | Elect Raymond C. Mikulich | Mgmt | N/A | N/A | N/A | |||
1.4 | Elect Donald H. Putnam | Mgmt | N/A | N/A | N/A | |||
1.5 | Elect Barry L. Kasoff | Mgmt | N/A | N/A | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | N/A | N/A | |||
3 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | N/A | N/A | |||
Arlington Asset Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AI | CUSIP 041356205 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric F. Billings | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Altobello | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.4 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.5 | Elect Peter A. Gallagher | Mgmt | For | For | For | |||
1.6 | Elect Ralph S. Michael, III | Mgmt | For | For | For | |||
1.7 | Elect Anthony P. Nader, III. | Mgmt | For | For | For | |||
1.8 | Elect J. Rock Tonkel, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Armour Residential REIT Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARR | CUSIP 042315507 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott J. Ulm | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey J. Zimmer | Mgmt | For | For | For | |||
1.3 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
1.4 | Elect Marc H. Bell | Mgmt | For | For | For | |||
1.5 | Elect Carolyn Downey | Mgmt | For | For | For | |||
1.6 | Elect Thomas K. Guba | Mgmt | For | For | For | |||
1.7 | Elect Robert C. Hain | Mgmt | For | For | For | |||
1.8 | Elect John P. Hollihan III | Mgmt | For | For | For | |||
1.9 | Elect Stewart J. Paperin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Asahi Kasei Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3407 | CINS J0242P110 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendment to Articles | Mgmt | For | For | For | |||
3 | Elect Ichiroh Itoh | Mgmt | For | For | For | |||
4 | Elect Hideki Kobori | Mgmt | For | For | For | |||
5 | Elect Yuji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Masafumi Nakao | Mgmt | For | For | For | |||
7 | Elect Shuichi Sakamoto | Mgmt | For | For | For | |||
8 | Elect Nobuyuki Kakizawa | Mgmt | For | For | For | |||
9 | Elect Norio Ichino | Mgmt | For | For | For | |||
10 | Elect Masumi Shiraishi | Mgmt | For | For | For | |||
11 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
Asaleo Care Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHY | CINS Q0557U102 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Mats Berencreutz | Mgmt | For | Against | Against | |||
3 | Re-elect Sue Morphet | Mgmt | For | Against | Against | |||
4 | Elect Robert Sjostrom | Mgmt | For | Against | Against | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Ascena Retail Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Usdan | Mgmt | For | Against | Against | |||
2 | Elect Randy L. Pearce | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Ashford Hospitality Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CUSIP 044103109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Monty J. Bennett | Mgmt | For | For | For | |||
1.2 | Elect Benjamin J. Ansell | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Callahan | Mgmt | For | For | For | |||
1.4 | Elect Amish Gupta | Mgmt | For | For | For | |||
1.5 | Elect Kamal Jafarnia | Mgmt | For | For | For | |||
1.6 | Elect Philip S. Payne | Mgmt | For | For | For | |||
1.7 | Elect Alan L. Tallis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Pressman | Mgmt | For | For | For | |||
1.2 | Elect Gordon Ireland | Mgmt | For | For | For | |||
1.3 | Elect Karl Mayr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Stock Incentive Plan for Non-Employee Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Aspen Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZPN | CUSIP 045327103 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary E. Haroian | Mgmt | For | For | For | |||
1.2 | Elect Antonio Pietri | Mgmt | For | For | For | |||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Timothy Clarke | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
10 | Elect Charles Sinclair | Mgmt | For | For | For | |||
11 | Elect Peter A. Smith | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | APPOINTMENT OF AUDITOR | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Yutaka Kase | Mgmt | For | For | For | |||
6 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
7 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
8 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
9 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
10 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Atos SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CINS F06116101 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Scrip Dividend | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Elect Aminata Niane to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lynn Sharp Paine to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Vernon Sankey to the Board of Directors | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | Against | Against | |||
12 | Remuneration of Thierry Breton, chairman and CEO | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Considerations for Contributions in Kind | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendments to Article 4 | Mgmt | For | For | For | |||
9 | Amendments to Article 28 | Mgmt | For | For | For | |||
10 | Amendments to Article 42 | Mgmt | For | For | For | |||
11 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
12 | Long-term Incentive Plan | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Elect Monica Ribe Salat | Mgmt | For | Against | Against | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AtriCure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRC | CUSIP 04963C209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael H. Carrel | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Collar | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Drake | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Hooven | Mgmt | For | For | For | |||
1.5 | Elect Richard M. Johnston | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth D. Krell | Mgmt | For | For | For | |||
1.7 | Elect Mark R. Lanning | Mgmt | For | For | For | |||
1.8 | Elect Karen P. Robards | Mgmt | For | For | For | |||
1.9 | Elect Robert S. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Certificate of Incorporation to Permit the Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Aurizon Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZJ | CINS Q0695Q104 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect John D. Cooper | Mgmt | For | For | For | |||
3 | Re-elect Karen Field | Mgmt | For | For | For | |||
4 | Elect Samantha Lewis | Mgmt | For | For | For | |||
5 | Elect Timothy M. Poole | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Lance Hockridge) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Aurobindo Pharma Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARBP | CINS Y04527142 | 12/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares and/or Covertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
Austevoll Seafood Asa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUSS | CINS R0814U100 | 05/25/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
7 | Minutes | Mgmt | For | TNA | N/A | |||
8 | Agenda | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
13 | Audit Committee Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
15 | Elect Helge Singelstad | Mgmt | For | TNA | N/A | |||
16 | Elect Helge Mogster | Mgmt | For | TNA | N/A | |||
17 | Elect Lill Maren Mogster | Mgmt | For | TNA | N/A | |||
18 | Elect Leif Teksum | Mgmt | For | TNA | N/A | |||
19 | Elect Helge Singelstad as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect Harald Eikesdal | Mgmt | For | TNA | N/A | |||
21 | Elect Anne Sofie Utne | Mgmt | For | TNA | N/A | |||
22 | Elect Nils Petter Hollekim | Mgmt | For | TNA | N/A | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
AVG Technologies N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVG | CUSIP N07831105 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect J. Ross to the Management Board | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Bundled Amendments to Company's Articles of Association | Mgmt | For | For | For | |||
7 | Designation of Supervisory Board to Grant Share Rights Under the Option Plan | Mgmt | For | Against | Against | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Aviva Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AV | CINS G0683Q109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Claudia Arney | Mgmt | For | For | For | |||
5 | Elect Andy Briggs | Mgmt | For | For | For | |||
6 | Elect Belen Romana Garcia | Mgmt | For | For | For | |||
7 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||
8 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
9 | Elect Patricia Cross | Mgmt | For | For | For | |||
10 | Elect Michael Hawker | Mgmt | For | For | For | |||
11 | Elect Michael Mire | Mgmt | For | For | For | |||
12 | Elect Sir Adrian Montague | Mgmt | For | For | For | |||
13 | Elect Robert W. Stein | Mgmt | For | For | For | |||
14 | Elect Thomas Stoddard | Mgmt | For | For | For | |||
15 | Elect Scott Wheway | Mgmt | For | For | For | |||
16 | Elect Mark Wilson | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
23 | Authority to repurchase 8 3/4% preference shares | Mgmt | For | For | For | |||
24 | Authority to repurchase 8 3/8% preference shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
26 | Authority to Issue Solvency II Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Solvency II Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.4 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.5 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Remuneration of Henri de Castries, Chairman and CEO | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Deputy CEO | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Stefan Lippe to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Francois Martineau to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Irene Dorner to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Angelien Kemna to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Doina Palici-Chehab to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Alain Raynaud as Employee Representative | Mgmt | Against | For | Against | |||
16 | Elect Martin Woll as Employee Representative | Mgmt | Against | For | Against | |||
17 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (Emmanuel Charnavel) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andreas C. Kramvis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory S. Ledford | Mgmt | For | Withhold | Against | |||
1.3 | Elect Martin W. Sumner | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXSB | CINS Y0487S137 | 07/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Usha Sangwan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||
6 | Elect S. Vishvanathan | Mgmt | For | For | For | |||
7 | Approval of Revised Remuneration of Sanjiv Misra | Mgmt | For | For | For | |||
8 | Appointment of Shikha Sharma (Managing Director and CEO); Approval of Remuneration | Mgmt | For | For | For | |||
9 | Approval of Revised Remuneration of V. Srinivasan | Mgmt | For | For | For | |||
10 | Elect Sanjeev Kumar Gupta | Mgmt | For | For | For | |||
11 | Appointment of Sanjeev Kumar Gupta (Executive Director (Corporate Centre) and CFO) | Mgmt | For | For | For | |||
12 | Approval of Revised Remuneration of Sanjeev Kumar Gupta | Mgmt | For | For | For | |||
13 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
15 | Amendment to Foreign Investment Restriction | Mgmt | For | For | For | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXSB | CINS Y0487S137 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Prasad R. Menon | Mgmt | For | For | For | |||
Axis Capital Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXS | CUSIP G0692U109 | 09/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Boisseau | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Butt | Mgmt | For | For | For | |||
1.3 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.4 | Elect Andrew Large | Mgmt | For | For | For | |||
1.5 | Elect Alice Young | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Axis Capital Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXS | CUSIP G0692U109 | 08/03/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Technical Amendments to Charter/Bylaw | Mgmt | For | N/A | N/A | |||
2 | Merger | Mgmt | For | N/A | N/A | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | N/A | N/A | |||
4 | Right to Adjourn Meeting | Mgmt | For | N/A | N/A | |||
AZZ Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZZ | CUSIP 002474104 | 07/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.2 | Elect Martin C. Bowen | Mgmt | For | For | For | |||
1.3 | Elect H. Kirk Downey | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. Feehan | Mgmt | For | For | For | |||
1.5 | Elect Thomas E. Ferguson | Mgmt | For | For | For | |||
1.6 | Elect Peter A. Hegedus | Mgmt | For | For | For | |||
1.7 | Elect Kevern R. Joyce | Mgmt | For | For | For | |||
1.8 | Elect Stephan E. Pirnat | Mgmt | For | For | For | |||
2 | Amendment to the Company's Name | Mgmt | For | For | For | |||
3 | Amendment to the Senior Management Bonus Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Babcock International Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAB | CINS G0689Q152 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Michael J. Turner | Mgmt | For | For | For | |||
5 | Elect Peter Rogers | Mgmt | For | For | For | |||
6 | Elect William Tame | Mgmt | For | For | For | |||
7 | Elect Kevin Thomas | Mgmt | For | For | For | |||
8 | Elect Archie Bethel | Mgmt | For | For | For | |||
9 | Elect John Davies | Mgmt | For | For | For | |||
10 | Elect Sir David Omand | Mgmt | For | For | For | |||
11 | Elect Ian Duncan | Mgmt | For | For | For | |||
12 | Elect Kate Swann | Mgmt | For | For | For | |||
13 | Elect Anna Stewart | Mgmt | For | For | For | |||
14 | Elect Jeff Randall | Mgmt | For | For | For | |||
15 | Elect Franco Martinelli | Mgmt | For | For | For | |||
16 | Elect Myles Lee | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Employee Share Plan | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Chris Grigg | Mgmt | For | For | For | |||
8 | Elect Ian G. King | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||
13 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice at 14 Days | Mgmt | For | Against | Against | |||
Banc of California, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BANC | CUSIP 05990K106 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Jonah Schnel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | For | N/A | |||
Banco Latinoamericano de Comercio Exterior, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLX | CUSIP P16994132 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3.1 | Elect Herminio A. Blanco | Mgmt | For | For | For | |||
3.2 | Elect Maria da Graca Franca | Mgmt | For | For | For | |||
3.3 | Elect Ricardo M. Arango | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratify Co-option of Belen Romana Garcia | Mgmt | For | For | For | |||
6 | Ratify Co-option of Ignacio Benjumea Cabeza de Vaca | Mgmt | For | For | For | |||
7 | Elect Sol Daurella Comadran | Mgmt | For | For | For | |||
8 | Elect Angel Jado Becerro de Bengoa | Mgmt | For | For | For | |||
9 | Elect Francisco Javier Botin-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||
10 | Elect Isabel Tocino Biscarolasaga | Mgmt | For | For | For | |||
11 | Elect Bruce Carnegie-Brown | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Amendments to Article 23 | Mgmt | For | For | For | |||
14 | Amendments to Articles 40 and 45 | Mgmt | For | For | For | |||
15 | Amendments to Articles 50, 53, 54, 54 bis and 54 ter | Mgmt | For | For | For | |||
16 | Amendments to Article 6 | Mgmt | For | For | For | |||
17 | Amendments to Article 21 | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Scrip Dividend | Mgmt | For | For | For | |||
20 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
21 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
22 | Directors' Fees | Mgmt | For | For | For | |||
23 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
24 | 2016 Variable Remuneration Plan | Mgmt | For | For | For | |||
25 | 2016 Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||
26 | Buy-out Policy | Mgmt | For | For | For | |||
27 | UK Employee Share Saving Scheme | Mgmt | For | For | For | |||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
29 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
Bank Hapoalim Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POLI | CINS M1586M115 | 02/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Israel | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Elect Oded Eran | Mgmt | For | Against | Against | |||
5 | Elect Reuven Krupik | Mgmt | For | Against | Against | |||
6 | Amendments to Articles (Liability Exemption) | Mgmt | For | Abstain | Against | |||
7 | Amendments to Articles (Director Compensation) | Mgmt | For | For | For | |||
8 | Amendment to Compensation Policy (Liability Exemption) | Mgmt | For | For | For | |||
9 | Liability Exemption of Directors & Officers | Mgmt | For | Abstain | Against | |||
10 | Indemnification of Directors & Officers (Controlling Shareholders) | Mgmt | For | Abstain | Against | |||
Bank Hapoalim Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POLI | CINS M1586M115 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Israel | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ido Stern | Mgmt | For | Against | Against | |||
3 | Elect Amnon Dick | Mgmt | For | Against | Against | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richie Boucher | Mgmt | For | For | For | |||
6 | Elect Pat Butler | Mgmt | For | For | For | |||
7 | Elect Patrick Haren | Mgmt | For | For | For | |||
8 | Elect Archie G. Kane | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Brad Martin | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Amendments to Bye-Laws | Mgmt | For | For | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
3 | Elect Edward P. Garden | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Bank of Queensland Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOQ | CINS Q12764116 | 11/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Richard Haire | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Jon Sutton FY2015 LTI Top-Up Grant) | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Jon Sutton FY2016 LTI Grant) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Capital Notes) | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
Barracuda Networks Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUDA | CUSIP 068323104 | 07/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Goetz | Mgmt | For | For | For | |||
1.2 | Elect Michael D. Perone | Mgmt | For | For | For | |||
1.3 | Elect Gordon L. Stitt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Barry Callebaut AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARN | CINS H05072105 | 12/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approval of Annual Report | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Approval of Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Allocation of Retained Earnings | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Board Size | Mgmt | For | TNA | N/A | |||
10 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | |||
11 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
12 | Elect Andreas Schmid | Mgmt | For | TNA | N/A | |||
13 | Elect Fernando Aguirre | Mgmt | For | TNA | N/A | |||
14 | Elect Jakob Bar | Mgmt | For | TNA | N/A | |||
15 | Elect James L. Donald | Mgmt | For | TNA | N/A | |||
16 | Elect Nicolas Jacobs | Mgmt | For | TNA | N/A | |||
17 | Elect Timothy E. Minges | Mgmt | For | TNA | N/A | |||
18 | Elect Wai Ling Liu | Mgmt | For | TNA | N/A | |||
19 | Elect Patrick De Maeseneire | Mgmt | For | TNA | N/A | |||
20 | Elect Andreas Jacobs as Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect James L. Donald as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Fernando Aguirre as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Wai Ling Liu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Patrick de Maeseneire as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Fixed Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Variable Compensation | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Basso Industry Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1527 | CINS Y0718G100 | 06/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Elect Hanneke Faber | Mgmt | For | Against | Against | |||
8 | Elect Wolfgang Plischke | Mgmt | For | For | For | |||
9 | Compensation Policy | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. Brenneman | Mgmt | For | For | For | |||
1.3 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.4 | Elect Robert E. Brown | Mgmt | For | For | For | |||
1.5 | Elect George A. Cope | Mgmt | For | For | For | |||
1.6 | Elect David F. Denison | Mgmt | For | For | For | |||
1.7 | Elect Robert P. Dexter | Mgmt | For | For | For | |||
1.8 | Elect Ian Greenberg | Mgmt | For | For | For | |||
1.9 | Elect Kathrine Lee | Mgmt | For | For | For | |||
1.10 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
1.11 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
1.12 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | |||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Senior Management Gender Equality | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Reconstituting the Compensation Committee | ShrHoldr | Against | Against | For | |||
Beacon Roofing Supply, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BECN | CUSIP 073685109 | 02/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Buck | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Isabella | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Frost | Mgmt | For | For | For | |||
1.4 | Elect Alan Gershenhorn | Mgmt | For | For | For | |||
1.5 | Elect Peter M. Gotsch | Mgmt | For | For | For | |||
1.6 | Elect Philip W. Knisely | Mgmt | For | For | For | |||
1.7 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.8 | Elect Stuart A. Randle | Mgmt | For | For | For | |||
1.9 | Elect Nathan K. Sleeper | Mgmt | For | For | For | |||
1.10 | Elect Douglas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Stock Plan | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 03/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Variation in Use of Proceeds from IPO | Mgmt | For | For | For | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 08/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rakesh Bharti Mittal | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Elect Rajiinder P. Singh | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | Against | Against | |||
8 | Related Party Transactions with Bharti Airtel Limited | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory-- UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory-- AUS) | Mgmt | For | For | For | |||
10 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
11 | Amendments to Constitution Regarding DLC Dividend Share (BHP Billiton Limited) | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding DLC Dividend Share (BHP Billiton Plc) | Mgmt | For | For | For | |||
13 | Amendments to DLC Structure Sharing Agreement | Mgmt | For | For | For | |||
14 | Amendments to Constitution Regarding Holding of Simultaneous General Meetings via Videolink (BHP Billiton Limited) | Mgmt | For | For | For | |||
15 | Amendments to Articles Regarding Holding of Simultaneous General Meetings via Videolink (BHP Billiton plc) | Mgmt | For | For | For | |||
16 | Elect Anita Frew | Mgmt | For | For | For | |||
17 | Re-elect Malcolm Brinded | Mgmt | For | For | For | |||
18 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
19 | Re-elect Pat Davies | Mgmt | For | For | For | |||
20 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
21 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
22 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
23 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
24 | Re-elect John Schubert | Mgmt | For | For | For | |||
25 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
26 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Big Lots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIG | CUSIP 089302103 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect David J. Campisi | Mgmt | For | For | For | |||
1.3 | Elect James R. Chambers | Mgmt | For | For | For | |||
1.4 | Elect Marla C. Gottschalk | Mgmt | For | For | For | |||
1.5 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Nancy A. Reardon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.9 | Elect Russell Solt | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BioDelivery Sciences International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDSI | CUSIP 09060J106 | 07/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis E. O'Donnell, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Samuel P. Sears, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Barry I. Feinberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Biospecifics Technologies Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSTC | CUSIP 090931106 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George M. Gould | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael Schamroth | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jyrki Matttila | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Blackbaud, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLKB | CUSIP 09227Q100 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Nash | Mgmt | For | For | For | |||
2 | Elect Michael P. Gianoni | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Non-Compete Agreement with Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Laurent Bonnafe to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Marion Guillou to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Michel J. Tilmant to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Wouter de Ploey to the Board of Directors | Mgmt | For | For | For | |||
13 | Remuneration of Jean Lemierre, Chairman | Mgmt | For | For | For | |||
14 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | |||
15 | Remuneration of Philippe Bordenave, COO | Mgmt | For | For | For | |||
16 | Remuneration of Francois Villeroy de Galhau, Former COO (until April 2015) | Mgmt | For | For | For | |||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Global Ceiling on Capital Increases w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
24 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | ShrHoldr | Against | Against | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Garrabrants | Mgmt | For | For | For | |||
1.2 | Elect Paul Grinberg | Mgmt | For | For | For | |||
1.3 | Elect Uzair Dada | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Boliden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOL | CINS W17218103 | 05/03/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors | Mgmt | For | TNA | N/A | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
23 | Nomination Committee | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
4 | Elect Brian Gilvary | Mgmt | For | For | For | |||
5 | Elect Paul M. Anderson | Mgmt | For | For | For | |||
6 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | |||
8 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
9 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
10 | Elect Ann Dowling | Mgmt | For | For | For | |||
11 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect John Sawers | Mgmt | For | For | For | |||
14 | Elect Andrew B. Shilston | Mgmt | For | For | For | |||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter D'Alessio | Mgmt | For | For | For | |||
2 | Elect Carol G. Carroll | Mgmt | For | For | For | |||
3 | Elect James C. Diggs | Mgmt | For | For | For | |||
4 | Elect Wyche Fowler | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.2 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Roger H. Brown | Mgmt | For | For | For | |||
1.4 | Elect Marguerite W. Kondracke | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Brinker International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAT | CUSIP 109641100 | 10/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine M. Boltz | Mgmt | For | For | For | |||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
3 | Elect Harriet Edelman | Mgmt | For | For | For | |||
4 | Elect Michael A. George | Mgmt | For | For | For | |||
5 | Elect William T. Giles | Mgmt | For | For | For | |||
6 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
7 | Elect Jon L. Luther | Mgmt | For | For | For | |||
8 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | |||
9 | Elect Jose Luis Prado | Mgmt | For | For | For | |||
10 | Elect Wyman T. Roberts | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Reapproval of the Profit Sharing Plan | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Policy) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Richard Burrows | Mgmt | For | For | For | |||
8 | Elect Nicandro Durante | Mgmt | For | For | For | |||
9 | Elect Susan J. Farr | Mgmt | For | For | For | |||
10 | Elect Ann Godbehere | Mgmt | For | For | For | |||
11 | Elect Savio Kwan | Mgmt | For | For | For | |||
12 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | |||
13 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
14 | Elect Gerard Murphy | Mgmt | For | For | For | |||
15 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
16 | Elect Kieran Poynter | Mgmt | For | For | For | |||
17 | Elect Ben Stevens | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long-term Incentive Plan | Mgmt | For | For | For | |||
22 | Sharesave Scheme | Mgmt | For | For | For | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Richard Daly | Mgmt | For | For | For | |||
3 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
4 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
5 | Elect Brett A. Keller | Mgmt | For | For | For | |||
6 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
7 | Elect Maura A. Markus | Mgmt | For | For | For | |||
8 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
9 | Elect Alan J. Weber | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Brocade Communications Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 04/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Lloyd Carney | Mgmt | For | For | For | |||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
6 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
7 | Elect David L. House | Mgmt | For | For | For | |||
8 | Elect L. William Krause | Mgmt | For | For | For | |||
9 | Elect David E. Roberson | Mgmt | For | For | For | |||
10 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Approval of an Exclusive Forum Provision | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Brother Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6448 | CINS 114813108 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Toshikazu Koike | Mgmt | For | For | For | |||
3 | Elect Shigeki Ishikawa | Mgmt | For | For | For | |||
4 | Elect Tomoyuki Hasegawa | Mgmt | For | For | For | |||
5 | Elect Jun Kamiya | Mgmt | For | For | For | |||
6 | Elect Ichiroh Sasaki | Mgmt | For | For | For | |||
7 | Elect Tadashi Ishiguro | Mgmt | For | For | For | |||
8 | Elect Yukihisa Hirano | Mgmt | For | For | For | |||
9 | Elect Atsushi Nishijoh | Mgmt | For | For | For | |||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||
11 | Elect Kohichi Fukaya | Mgmt | For | For | For | |||
12 | Elect Sohichi Matsuno | Mgmt | For | For | For | |||
13 | Elect Munetaka Fujii | Mgmt | For | For | For | |||
14 | Elect Keiichi Hino | Mgmt | For | For | For | |||
15 | Elect Kohji Onogi | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
Bruker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKR | CUSIP 116794108 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank H. Laukien | Mgmt | For | For | For | |||
1.2 | Elect John Ornell | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Packer | Mgmt | For | For | For | |||
1.4 | Elect Robert Rosenthal | Mgmt | For | For | For | |||
1.5 | Elect Cynthia M. Friend | Mgmt | For | For | For | |||
2 | 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect Roger J. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Gavin Patterson | Mgmt | For | For | For | |||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
7 | Elect Tony Ball | Mgmt | For | For | For | |||
8 | Elect Iain C. Conn | Mgmt | For | For | For | |||
9 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
10 | Elect Karen Richardson | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
13 | ELECT ISABEL HUDSON | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bunge Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CUSIP G16962105 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2.1 | Elect Paul Cornet de Ways Ruart | Mgmt | For | For | For | |||
2.2 | Elect William Engels | Mgmt | For | For | For | |||
2.3 | Elect L. Patrick Lupo | Mgmt | For | For | For | |||
2.4 | Elect Soren Schroder | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2016 Equity Compensation Plan | Mgmt | For | For | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Fees | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Mies | Mgmt | For | For | For | |||
1.3 | Elect Robb A. LeMasters | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Incentive Compensation Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roderick C.G. MacLeod | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect Matthias L. Wolfgruber | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approve 2016 Short-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
1.3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
1.4 | Elect William L. Jews | Mgmt | For | For | For | |||
1.5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
1.6 | Elect J.P. London | Mgmt | For | For | For | |||
1.7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
1.8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
1.9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
1.10 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Terms of Chairman | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Option Grant of CEO | Mgmt | For | Against | Against | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | N/A | N/A | N/A | |||
2 | Elect Shachar Degani | Mgmt | N/A | N/A | N/A | |||
3 | Elect Amichai Beer | Mgmt | N/A | N/A | N/A | |||
4 | Elect Amit Ben Zvi | Mgmt | N/A | N/A | N/A | |||
5 | Elect Ronald Kaplan | Mgmt | N/A | N/A | N/A | |||
6 | Elect Yonathan Melamed | Mgmt | N/A | N/A | N/A | |||
7 | Elect Ofer Tsimchi | Mgmt | N/A | N/A | N/A | |||
8 | Elect Yitzhak Sharir | Mgmt | N/A | N/A | N/A | |||
9 | Elect Amnon Dick | Mgmt | N/A | N/A | N/A | |||
10 | Approval of Chairman Compensation | Mgmt | N/A | N/A | N/A | |||
11 | Directors' Fees | Mgmt | N/A | N/A | N/A | |||
12 | Company Name Change | Mgmt | N/A | N/A | N/A | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | N/A | N/A | N/A | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | N/A | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | For | For | For | |||
2 | Elect Shachar Degani | Mgmt | For | For | For | |||
3 | Elect Amichai Beer | Mgmt | For | For | For | |||
4 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
5 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
6 | Elect Yonathan Melamed | Mgmt | For | For | For | |||
7 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
8 | Elect Yitzhak Sharir | Mgmt | Against | Against | For | |||
9 | Elect Amnon Dick | Mgmt | Against | Against | For | |||
10 | Approval of Chairman Compensation | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Company Name Change | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Cal-Maine Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CALM | CUSIP 128030202 | 10/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adolphus B. Baker | Mgmt | For | Withhold | Against | |||
1.2 | Elect Timothy A. Dawson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Letitia C. Hughes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Sherman Miller | Mgmt | For | Withhold | Against | |||
1.5 | Elect James E. Poole | Mgmt | For | Withhold | Against | |||
1.6 | Elect Steve W. Sanders | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Calamp Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAMP | CUSIP 128126109 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert J. Moyer | Mgmt | For | For | For | |||
1.2 | Elect Kimberly Alexy | Mgmt | For | For | For | |||
1.3 | Elect Michael Burdiek | Mgmt | For | For | For | |||
1.4 | Elect Jeffery R. Gardner | Mgmt | For | For | For | |||
1.5 | Elect Amal Johnson | Mgmt | For | For | For | |||
1.6 | Elect Jorge L. Titinger | Mgmt | For | For | For | |||
1.7 | Elect Larry Wolfe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Caleres, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAL | CUSIP 129500104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ward M. Klein | Mgmt | For | For | For | |||
1.2 | Elect Steven W. Korn | Mgmt | For | For | For | |||
1.3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
1.4 | Elect Diane M. Sullivan | Mgmt | For | For | For | |||
2 | Amendment to the Incentive and Stock Compensation Plan of 2011 | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry D. McVay | Mgmt | For | For | For | |||
1.2 | Elect John C. Wallace | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Finch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Caltex Australia Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTX | CINS Q19884107 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Steven Gregg | Mgmt | For | For | For | |||
3 | Elect Penny Winn | Mgmt | For | For | For | |||
4 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Julian Segal) | Mgmt | For | For | For | |||
7 | Adopt New Constitution | Mgmt | For | For | For | |||
Cambrex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBM | CUSIP 132011107 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rosina B. Dixon | Mgmt | For | For | For | |||
2 | Elect Claes Glassell | Mgmt | For | For | For | |||
3 | Elect Louis J. Grabowsky | Mgmt | For | For | For | |||
4 | Elect Kathryn R. Harrigan | Mgmt | For | For | For | |||
5 | Elect Leon J. Hendrix, Jr. | Mgmt | For | For | For | |||
6 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
7 | Elect Steven M. Klosk | Mgmt | For | For | For | |||
8 | Elect Peter G. Tombros | Mgmt | For | For | For | |||
9 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Campus Crest Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCG | CUSIP 13466Y105 | 01/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4.1 | Elect Randall H. Brown | Mgmt | For | For | For | |||
4.2 | Elect Lauro Gonzalez-Moreno | Mgmt | For | For | For | |||
4.3 | Elect Richard S. Kahlbaugh | Mgmt | For | For | For | |||
4.4 | Elect James W. McCaughan | Mgmt | For | For | For | |||
4.5 | Elect Denis McGlynn | Mgmt | For | For | For | |||
4.6 | Elect Curtis B. McWilliams | Mgmt | For | For | For | |||
4.7 | Elect Raymond Mikulich | Mgmt | For | For | For | |||
4.8 | Elect Daniel L. Simmons | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | For | N/A | |||
Cardinal Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFNL | CUSIP 14149F109 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Alice M. Starr | Mgmt | For | For | For | |||
1.3 | Elect Steven M. Wiltse | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardiome Pharma Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRME | CUSIP 14159U301 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Glickman | Mgmt | For | For | For | |||
1.2 | Elect W. James O'Shea | Mgmt | For | For | For | |||
1.3 | Elect William L. Hunter | Mgmt | For | For | For | |||
1.4 | Elect Mark H. Corrigan | Mgmt | For | For | For | |||
1.5 | Elect Arthur H. Willms | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Meyer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Cardtronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CATM | CUSIP 14161H108 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie Gardner | Mgmt | For | For | For | |||
2 | Elect Stephen A. Rathgaber | Mgmt | For | For | For | |||
3 | Elect Mark Rossi | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cardtronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CATM | CUSIP 14161H108 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Approval of Mandatory Offer Provisions | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Carlisle Companies Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSL | CUSIP 142339100 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin J. Adams | Mgmt | For | For | For | |||
2 | Elect D. Christian Koch | Mgmt | For | For | For | |||
3 | Elect David A. Roberts | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Carter's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRI | CUSIP 146229109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa J. Castagna | Mgmt | For | For | For | |||
2 | Elect William J. Montgoris | Mgmt | For | For | For | |||
3 | Elect David Pulver | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Casetek Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5264 | CINS G19303109 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect TAN Dan-Xu | Mgmt | For | For | For | |||
8 | Elect WANG Zheng-Wei | Mgmt | For | For | For | |||
9 | Elect LI Ming-Yu | Mgmt | For | For | For | |||
10 | Elect Director No.4 | Mgmt | For | Abstain | Against | |||
11 | Elect Director No.5 | Mgmt | For | Abstain | Against | |||
12 | Elect Director No.6 | Mgmt | For | Abstain | Against | |||
13 | Elect Director No.7 | Mgmt | For | Abstain | Against | |||
14 | Elect Director No.8 | Mgmt | For | Abstain | Against | |||
15 | Elect Director No.9 | Mgmt | For | Abstain | Against | |||
16 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Catalent, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTLT | CUSIP 148806102 | 10/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Chiminski | Mgmt | For | For | For | |||
1.2 | Elect E. Bruce McEvoy | Mgmt | For | For | For | |||
1.3 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cavium Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Syed Ali | Mgmt | For | For | For | |||
1.2 | Elect Anthony S. Thornley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.6 | Elect John D. Griffith | Mgmt | For | For | For | |||
1.7 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
1.8 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.9 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation Permitting Removal of Directors Without Cause | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
3 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
4 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
5 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
7 | Elect Paula R. Reynolds | Mgmt | For | For | For | |||
8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
10 | Elect Ray Wirta | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment of Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Cedar Fair, L.P. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUN | CUSIP 150185106 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric L. Affeldt | Mgmt | For | For | For | |||
1.2 | Elect John M. Scott, III | Mgmt | For | For | For | |||
1.3 | Elect D. Scott Olivet | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Amendments to Articles 3, 7, 8, 13, 14, 16, 20, 21, 23 and 28 | Mgmt | For | For | For | |||
6 | Amendments to Article 14 | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulations Articles 2 and 12 | Mgmt | For | For | For | |||
8 | Amendments to General Meeting Regulations Article 10 | Mgmt | For | For | For | |||
9 | Elect Tobias Martinez Gimeno | Mgmt | For | For | For | |||
10 | Elect Francisco Reynes Massanet | Mgmt | For | For | For | |||
11 | Elect Francisco Jose Aljaro Navarro | Mgmt | For | For | For | |||
12 | Elect Jose Maria Coronas Guinart | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Orlando Ayala | Mgmt | For | For | For | |||
1.2 | Elect John R. Roberts | Mgmt | For | For | For | |||
1.3 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
2 | Advisory Resolution to Approve Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 10/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Central Japan Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9022 | CINS J05523105 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiyuki Kasai | Mgmt | For | For | For | |||
4 | Elect Yoshiomi Yamada | Mgmt | For | For | For | |||
5 | Elect Kohei Tsuge | Mgmt | For | For | For | |||
6 | Elect Shin Kaneko | Mgmt | For | For | For | |||
7 | Elect Yutaka Osada | Mgmt | For | For | For | |||
8 | Elect Katsumi Miyazawa | Mgmt | For | For | For | |||
9 | Elect Yoshiki Suyama | Mgmt | For | For | For | |||
10 | Elect Shunichi Kosuge | Mgmt | For | For | For | |||
11 | Elect Mamoru Uno | Mgmt | For | For | For | |||
12 | Elect Kimiaki Tanaka | Mgmt | For | For | For | |||
13 | Elect Hideyuki Shohji | Mgmt | For | For | For | |||
14 | Elect Atsuhito Mori | Mgmt | For | For | For | |||
15 | Elect Torkel Patterson | Mgmt | For | For | For | |||
16 | Elect Fujio Choh | Mgmt | For | For | For | |||
17 | Elect Kenji Koroyasu | Mgmt | For | For | For | |||
18 | Elect Takashi Saeki | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jeff Bell | Mgmt | For | For | For | |||
5 | Elect Mark Hodges | Mgmt | For | For | For | |||
6 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
7 | Elect Iain C. Conn | Mgmt | For | For | For | |||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||
11 | Elect Mike Linn | Mgmt | For | For | For | |||
12 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
13 | Elect Carlos Pascual | Mgmt | For | For | For | |||
14 | Elect Steve Pusey | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | RATIFICATION OF TECHNICAL BREACH OF BORROWING LIMIT | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Increase in Borrowing Powers | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
CEVA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEVA | CUSIP 157210105 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eliyahu Ayalon | Mgmt | For | For | For | |||
1.2 | Elect Zvi Limon | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Mann | Mgmt | For | For | For | |||
1.4 | Elect Peter McManamon | Mgmt | For | For | For | |||
1.5 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||
1.6 | Elect Louis Silver | Mgmt | For | For | For | |||
1.7 | Elect Gideon Wertheizer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Graham A. Cubbin | Mgmt | For | For | For | |||
3 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
4 | Re-elect JoAnne Stephenson | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect George E. Massaro | Mgmt | For | For | For | |||
6 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
7 | Elect C. Richard Reese | Mgmt | For | For | For | |||
8 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2016 Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Chase Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCF | CUSIP 16150R104 | 02/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Everett Chadwick, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adam P. Chase | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter R. Chase | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mary Claire Chase | Mgmt | For | Withhold | Against | |||
1.5 | Elect John H Derby | Mgmt | For | Withhold | Against | |||
1.6 | Elect Lewis P. Gack | Mgmt | For | Withhold | Against | |||
1.7 | Elect George M. Hughes | Mgmt | For | Withhold | Against | |||
1.8 | Elect Chad A. McDaniel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dana Mohler-Faria | Mgmt | For | Withhold | Against | |||
1.10 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
3 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
4 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
5 | Elect David B. Pittaway | Mgmt | For | For | For | |||
6 | Elect Douglas L. Schmick | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | Re-Approval of the Performance Goals for the 2006 Incentive Plan, 2010 Incentive Plan and the Target Bonus Program | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chicago Bridge & Iron Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBI | CUSIP 167250109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Underwood | Mgmt | For | For | For | |||
2 | Elect Deborah M. Fretz | Mgmt | For | For | For | |||
3 | Elect James. H. Miller | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Amendment to the amended 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Childrens Place Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCE | CUSIP 168905107 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jane T. Elfers | Mgmt | For | For | For | |||
2 | Elect John E. Bachman | Mgmt | For | For | For | |||
3 | Elect Susan Patricia Griffith | Mgmt | For | For | For | |||
4 | Elect Joseph Gromek | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Re-Approval of the Performance Criteria in 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Increase of Authorized Common Stock under Equity Incentive Plan | Mgmt | For | Against | Against | |||
8 | Amendment to Charter to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Voting Requirements in the Company's Charter | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Voting Requirement in the Company's Bylaws | Mgmt | For | For | For | |||
11 | Amendment to Advance Notice Provisions | Mgmt | For | For | For | |||
12 | Amendment to Charter and Bylaws Regarding Removal of Directors | Mgmt | For | For | For | |||
13 | Amendment to Charter to Remove Provisions Related to Compromises with Creditors | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Chimera Investment Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Reilly | Mgmt | For | For | For | |||
2 | Elect Matthew Lambiase | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Chimera Investment Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis M. Mahoney | Mgmt | For | For | For | |||
2 | Elect Paul A. Keenan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y1R36J108 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
6 | Directors' Report | Mgmt | For | For | For | |||
7 | Supervisors' Report | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Asset-Backed Securities | Mgmt | For | For | For | |||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | For | For | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
17 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
18 | Elect Kimberly Ross | Mgmt | For | For | For | |||
19 | Elect Robert W. Scully | Mgmt | For | For | For | |||
20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
21 | Elect Theodore Shasta | Mgmt | For | For | For | |||
22 | Elect David H. Sidwell | Mgmt | For | For | For | |||
23 | Elect Olivier Steimer | Mgmt | For | For | For | |||
24 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
26 | Elect Michael P. Connors | Mgmt | For | For | For | |||
27 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
28 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
29 | Elect Robert W. Scully | Mgmt | For | For | For | |||
30 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
35 | Executive Compensation | Mgmt | For | For | For | |||
36 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
37 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Ciena Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIEN | CUSIP 171779309 | 03/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawton W. Fitt | Mgmt | For | For | For | |||
2 | Elect Patrick H. Nettles | Mgmt | For | For | For | |||
3 | Elect Michael J. Rowny | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CIMIC Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CINS Q2424E105 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | REMUNERATION REPORT | Mgmt | For | Against | Against | |||
3 | AMENDMENTS TO CONSTITUTION | Mgmt | For | For | For | |||
4 | Re-elect David P. Robinson | Mgmt | For | Against | Against | |||
Cincinnati Bell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBB | CUSIP 171871403 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phillip R. Cox | Mgmt | For | For | For | |||
2 | Elect Jakki L. Haussler | Mgmt | For | For | For | |||
3 | Elect Craig F. Maier | Mgmt | For | For | For | |||
4 | Elect Russel P. Mayer | Mgmt | For | For | For | |||
5 | Elect John W. Eck | Mgmt | For | For | For | |||
6 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||
7 | Elect Martin J. Yudkovitz | Mgmt | For | For | For | |||
8 | Elect John M. Zrno | Mgmt | For | For | For | |||
9 | Elect Theodore H Torbeck | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Stock Option Plan for Non- Employee Directors | Mgmt | For | For | For | |||
12 | Re-Approval of the 2011 Short-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Cirrus Logic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRUS | CUSIP 172755100 | 07/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Carter | Mgmt | For | For | For | |||
1.2 | Elect Alexander M. Davern | Mgmt | For | For | For | |||
1.3 | Elect Timothy R. Dehne | Mgmt | For | For | For | |||
1.4 | Elect Christine King | Mgmt | For | For | For | |||
1.5 | Elect Jason P. Rhode | Mgmt | For | For | For | |||
1.6 | Elect Alan R. Schuele | Mgmt | For | For | For | |||
1.7 | Elect William D. Sherman | Mgmt | For | For | For | |||
1.8 | Elect David J. Tupman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
15 | Elect James S. Turley | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Citizens & Northern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZNC | CUSIP 172922106 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Bruce Haner | Mgmt | For | For | For | |||
1.2 | Elect Susan E. Hartley | Mgmt | For | For | For | |||
1.3 | Elect Leo F. Lambert | Mgmt | For | For | For | |||
1.4 | Elect Leonard Simpson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CNO Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNO | CUSIP 12621E103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | |||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | |||
3 | Elect Robert C. Greving | Mgmt | For | For | For | |||
4 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
5 | Elect Charles J. Jacklin | Mgmt | For | For | For | |||
6 | Elect Daniel R. Maurer | Mgmt | For | For | For | |||
7 | Elect Neal C. Schneider | Mgmt | For | For | For | |||
8 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
9 | Elect Michael T. Tokarz | Mgmt | For | For | For | |||
10 | Amendment to NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CNP Assurances | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CINS F1876N318 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions (BPCE) | Mgmt | For | For | For | |||
8 | Related Party Transaction (La Banque Postale) | Mgmt | For | For | For | |||
9 | Remuneration of Jean-Paul Faugere, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Frederic Lavenir, CEO | Mgmt | For | For | For | |||
11 | Elect Pierre-Rene Lemas to the Board of Directors | Mgmt | For | Against | Against | |||
12 | Elect Bertrand Walckenaer to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Elect Anne-Sophie Grave to the Board of Directors | Mgmt | For | Against | Against | |||
14 | Elect Stephane Pallez to the Board of Directors | Mgmt | For | Against | Against | |||
15 | Elect Marcia Campbell to the Board of Directors | Mgmt | For | Against | Against | |||
16 | Elect Laurence Guitard to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Elect Jean-Louis Davet as Censor | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor and Alternate Auditor (Mazars and Franck Boyer) | Mgmt | For | For | For | |||
19 | Appointment of Auditor and Alternate Auditor (PricewaterhouseCoopers and Xavier Crepon) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Coca-Cola Amatil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CINS Q2594P146 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Catherine M. Brenner | Mgmt | For | Against | Against | |||
4 | Re-elect Anthony (Tony) G. Froggatt | Mgmt | For | Against | Against | |||
5 | Elect John Borghetti | Mgmt | For | Against | Against | |||
6 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
7 | Equity Grant (MD Alison Watkins) | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Veronique Morali | Mgmt | For | For | For | |||
8 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
9 | Elect Garry Watts | Mgmt | For | For | For | |||
10 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Approve Articles Providing for Initial Terms of Independent Non-Executive Directors, the Chairman, and the CEO | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Cogent Communications Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCOI | CUSIP 19239V302 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | |||
1.2 | Elect Steven D. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Timothy Weingarten | Mgmt | For | For | For | |||
1.4 | Elect Richard T. Liebhaber | Mgmt | For | For | For | |||
1.5 | Elect D. Blake Bath | Mgmt | For | For | For | |||
1.6 | Elect Marc Montagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/19/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
21 | Elect Nikos Stathopoulos | Mgmt | For | TNA | N/A | |||
22 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
23 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
24 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
25 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
26 | Elect Andrew G Barron as Chairman | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Share Savings Program 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to LTIP 2016 | Mgmt | For | TNA | N/A | |||
32 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Authority to Issue Treasury Pursuant to LTIP 2015 | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
36 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
37 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Communications Sales & Leasing Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSAL | CUSIP 20341J104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | Against | Against | |||
2 | Elect Francis X. Frantz | Mgmt | For | Against | Against | |||
3 | Elect Kenneth A. Gunderman | Mgmt | For | Against | Against | |||
4 | Elect David L. Solomon | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Community Healthcare Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHCT | CUSIP 20369C106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Gardner | Mgmt | For | For | For | |||
1.2 | Elect Robert Z. Hensley | Mgmt | For | For | For | |||
1.3 | Elect Alfred Lumsdaine | Mgmt | For | For | For | |||
1.4 | Elect R. Lawrence Van Horn | Mgmt | For | For | For | |||
1.5 | Elect Timothy G. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Bernard Gautier to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Frederic Lemoine to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Jean-Dominique Senard to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Ieda Gomes Yell to the Board of Directors | Mgmt | For | For | For | |||
12 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
13 | Appointment of Alternate Auditor (Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
14 | Remuneration of Pierre-Andre de Chalendar, Chairman and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Stock Options | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
5 | Elect Johnny Thomson | Mgmt | For | For | For | |||
6 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
7 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
8 | Elect Richard Cousins | Mgmt | For | For | For | |||
9 | Elect Gary Green | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Susan E. Murray | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compugroup Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Mark Foster | Mgmt | For | For | For | |||
6 | Elect Nancy Killefer | Mgmt | For | For | For | |||
7 | Elect Sachin Lawande | Mgmt | For | For | For | |||
8 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
9 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
10 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
CONMED Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNMD | CUSIP 207410101 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bronson | Mgmt | For | For | For | |||
1.2 | Elect Brian Concannon | Mgmt | For | For | For | |||
1.3 | Elect Charles M. Farkas | Mgmt | For | For | For | |||
1.4 | Elect Martha Goldberg Aronson | Mgmt | For | For | For | |||
1.5 | Elect Jo Ann Golden | Mgmt | For | For | For | |||
1.6 | Elect Curt R. Hartman | Mgmt | For | For | For | |||
1.7 | Elect Dirk Kuyper | Mgmt | For | For | For | |||
1.8 | Elect Jerome J. Lande | Mgmt | For | For | For | |||
1.9 | Elect Mark E. Tryniski | Mgmt | For | For | For | |||
1.10 | Elect John L. Workman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2016 Non-Employee Direectors Equity Compensation Plan | Mgmt | For | For | For | |||
Continental AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CON | CINS D16212140 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Elmar Degenhart | Mgmt | For | For | For | |||
7 | Ratify Jose A. Avila | Mgmt | For | For | For | |||
8 | Ratify Ralf Cramer | Mgmt | For | For | For | |||
9 | Ratify Hans-Jurgen Duensing | Mgmt | For | For | For | |||
10 | Ratify Frank Jourdan | Mgmt | For | For | For | |||
11 | Ratify Helmut Matschi | Mgmt | For | For | For | |||
12 | Ratify Ariane Reinhart | Mgmt | For | For | For | |||
13 | Ratify Wolfgang Schafer | Mgmt | For | For | For | |||
14 | Ratify Nikolai Setzer | Mgmt | For | For | For | |||
15 | Ratify Heinz-Gerhard Wente | Mgmt | For | For | For | |||
16 | Ratify Wolfgang Reitzle | Mgmt | For | For | For | |||
17 | Ratify Gunter Dunkel | Mgmt | For | For | For | |||
18 | Ratify Hans Fischl | Mgmt | For | For | For | |||
19 | Ratify Peter Gutzmer | Mgmt | For | For | For | |||
20 | Ratify Peter Hausmann | Mgmt | For | For | For | |||
21 | Ratify Michael Iglhaut | Mgmt | For | For | For | |||
22 | Ratify Klaus Mangold | Mgmt | For | For | For | |||
23 | Ratify Hartmut Meine | Mgmt | For | For | For | |||
24 | Ratify Sabine Neuss | Mgmt | For | For | For | |||
25 | Ratify Rolf Nonnenmacher | Mgmt | For | For | For | |||
26 | Ratify Dirk Nordmann | Mgmt | For | For | For | |||
27 | Ratify Artur Otto | Mgmt | For | For | For | |||
28 | Ratify Klaus Rosenfeld | Mgmt | For | For | For | |||
29 | Ratify Georg F. Schaeffler | Mgmt | For | For | For | |||
30 | Ratify Maria-Elisabeth Schaeffler-Thumann | Mgmt | For | For | For | |||
31 | Ratify Jorg Schonfelder | Mgmt | For | For | For | |||
32 | Ratify Stefan Scholz | Mgmt | For | For | For | |||
33 | Ratify Kirsten Vorkel | Mgmt | For | For | For | |||
34 | Ratify Elke Volkmann | Mgmt | For | For | For | |||
35 | Ratify Erwin Worle | Mgmt | For | For | For | |||
36 | Ratify Siegfried Wolf | Mgmt | For | For | For | |||
37 | Appointment of Auditor | Mgmt | For | For | For | |||
Continental Building Products Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPX | CUSIP 211171103 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bachmann | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cooper Tire and Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTB | CUSIP 216831107 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy V. Armes | Mgmt | For | For | For | |||
1.2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
1.3 | Elect Steven M. Chapman | Mgmt | For | For | For | |||
1.4 | Elect Susan F. Davis | Mgmt | For | For | For | |||
1.5 | Elect John J. Holland | Mgmt | For | For | For | |||
1.6 | Elect John F. Meier | Mgmt | For | For | For | |||
1.7 | Elect Gary S. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect John H. Shuey | Mgmt | For | For | For | |||
1.9 | Elect Robert D. Welding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cooper-Standard Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPS | CUSIP 21676P103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glenn R. August | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey S. Edwards | Mgmt | For | For | For | |||
1.3 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
1.4 | Elect David J. Mastrocola | Mgmt | For | For | For | |||
1.5 | Elect Justin E. Mirro | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Remenar | Mgmt | For | For | For | |||
1.7 | Elect Sonya F. Sepahban | Mgmt | For | For | For | |||
1.8 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
1.9 | Elect Stephen A. Van Oss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Anand Nallathambi | Mgmt | For | For | For | |||
6 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
7 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
8 | Elect David F. Walker | Mgmt | For | For | For | |||
9 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Variable Short-Term) | Mgmt | For | TNA | N/A | |||
10 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
11 | Executive Compensation (Variable Long-Term) | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorised Capital for Scrip Dividends | Mgmt | For | TNA | N/A | |||
13 | Increase and Extension of Authorised Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Urs Rohner as Chairman | Mgmt | For | TNA | N/A | |||
15 | Elect Jassim Bin Hamad J.J. Al Thani | Mgmt | For | TNA | N/A | |||
16 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
17 | Elect Noreen Doyle | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
19 | Elect Jean Lanier | Mgmt | For | TNA | N/A | |||
20 | Elect Seraina Maag | Mgmt | For | TNA | N/A | |||
21 | Elect Kaikhushru Nargolwala | Mgmt | For | TNA | N/A | |||
22 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
23 | Elect Richard E. Thornburgh | Mgmt | For | TNA | N/A | |||
24 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
25 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
26 | Elect Joaquin J. Ribeiro | Mgmt | For | TNA | N/A | |||
27 | Elect Iris Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
28 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
29 | Elect Jean Lanier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
30 | Elect Kaikhushru Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
33 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
35 | Additional or Miscellaneous Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
36 | Additional or Miscellaneous Board Proposals | Mgmt | For | TNA | N/A | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 11/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Private Placement | Mgmt | For | TNA | N/A | |||
3 | Rights Issue | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Authorize Proxy to Vote on Additional Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
6 | Authorize Proxy to Vote on Additional Board Proposals | Mgmt | For | TNA | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
6 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
7 | Elect Maeve Carton | Mgmt | For | For | For | |||
8 | Elect Nicky Hartery | Mgmt | For | For | For | |||
9 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
10 | Elect Rebecca A. McDonald | Mgmt | For | For | For | |||
11 | Elect Don McGovern | Mgmt | For | For | For | |||
12 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
13 | Elect Albert Manifold | Mgmt | For | For | For | |||
14 | Elect Senan Murphy | Mgmt | For | For | For | |||
15 | Elect Lucinda Riches | Mgmt | For | For | For | |||
16 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
17 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
18 | Elect Mark S. Towe | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
25 | Scrip Dividend | Mgmt | For | For | For | |||
Criteo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRTO | CUSIP 226718104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean-Baptiste Rudelle to the Board of Directors | Mgmt | For | For | For | |||
2 | Elect James Warner to the Board of Directors | Mgmt | For | For | For | |||
3 | Ratify the Co-Option of Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
4 | Elect Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
5 | Elect Eric Eichmann to the Board of Directors | Mgmt | For | For | For | |||
6 | Elect Domninique Vidal to the Board of Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation of ONE YEAR | Mgmt | For | Abstain | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation of TWO YEARS | Mgmt | Against | Abstain | N/A | |||
11 | Frequency of Advisory Vote on Executive Compensation of THREE YEARS | Mgmt | Against | Abstain | N/A | |||
12 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
13 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
17 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
18 | Related Party Transactions (France Digitale) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Approval of the 2016 Stock Option Plan | Mgmt | For | Against | Against | |||
21 | Amendment of Time-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
22 | Amendment of Performance-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
23 | Authority to Issue Stock Options | Mgmt | For | Against | Against | |||
24 | Authority to Grant Free Shares/RSUs (Employees) | Mgmt | For | Against | Against | |||
25 | Authority to Grant Performance Shares/PSUs (Executives) | Mgmt | For | Against | Against | |||
26 | Authority to Issue Warrants | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases Regarding Proposals 23.00 to 26.00 | Mgmt | For | Abstain | Against | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and/or Convertible Securities Through Private Placement to Qualified Institutional Investors | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
31 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
32 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
33 | Greenshoe | Mgmt | For | For | For | |||
34 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
35 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
36 | Amend Articles Regarding Quorum at General Meetings | Mgmt | For | For | For | |||
37 | Amend Articles Regarding Director and Censor Terms | Mgmt | For | For | For | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.4 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
1.5 | Elect William G. Little | Mgmt | For | For | For | |||
1.6 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.7 | Elect James H. Miller | Mgmt | For | For | For | |||
1.8 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.9 | Elect Thomas A. Ralph | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CSG Systems International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGS | CUSIP 126349109 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald H. Cooper | Mgmt | For | For | For | |||
2 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
3 | Elect Donald B. Reed | Mgmt | For | For | For | |||
4 | Amendment to the Performance Bonus Program | Mgmt | For | For | For | |||
5 | Re-Approval of Material Terms under the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 12/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | |||
Cubic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUB | CUSIP 229669106 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter C. Zable | Mgmt | For | For | For | |||
1.2 | Elect Bruce G. Blakley | Mgmt | For | For | For | |||
1.3 | Elect Bradley H. Feldmann | Mgmt | For | For | For | |||
1.4 | Elect Edwin A. Guiles | Mgmt | For | For | For | |||
1.5 | Elect Janice M. Hamby | Mgmt | For | For | For | |||
1.6 | Elect Steven J. Norris | Mgmt | For | For | For | |||
1.7 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
1.8 | Elect John H. Warner, Jr. | Mgmt | For | For | For | |||
2 | Amendment to Certificate of Incorporation Regarding Removal of Directors | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Customers Bancorp, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUBI | CUSIP 23204G100 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel K. Rothermel | Mgmt | For | For | For | |||
1.2 | Elect John R. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CVR Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVI | CUSIP 12662P108 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bob G. Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect SungHwan Cho | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jonathan Frates | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carl C. Icahn | Mgmt | For | Withhold | Against | |||
1.5 | Elect Andrew Langham | Mgmt | For | Withhold | Against | |||
1.6 | Elect John J. Lipinski | Mgmt | For | Withhold | Against | |||
1.7 | Elect Stephen Mongillo | Mgmt | For | Withhold | Against | |||
1.8 | Elect James M. Strock | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Reapproval of the Performance Incentive Plan | Mgmt | For | For | For | |||
Cypress Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CY | CUSIP 232806109 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T.J. Rodgers | Mgmt | For | For | For | |||
1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
1.3 | Elect Eric A. Benhamou | Mgmt | For | For | For | |||
1.4 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.5 | Elect John H. Kispert | Mgmt | For | For | For | |||
1.6 | Elect O.C. Kwon | Mgmt | For | For | For | |||
1.7 | Elect Wilbert van den Hoek | Mgmt | For | For | For | |||
1.8 | Elect Michael S. Wishart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CYS Investments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYS | CUSIP 12673A108 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin E. Grant | Mgmt | For | For | For | |||
1.2 | Elect Tanya S. Beder | Mgmt | For | For | For | |||
1.3 | Elect Karen Hammond | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey P. Hughes | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Jonas | Mgmt | For | For | For | |||
1.6 | Elect Raymond A. Redlingshafer, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.8 | Elect James A. Stern | Mgmt | For | For | For | |||
1.9 | Elect David A. Tyson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dai Nippon Printing Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7912 | CINS J10584100 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshitoshi Kitajima | Mgmt | For | For | For | |||
5 | Elect Kohichi Takanami | Mgmt | For | For | For | |||
6 | Elect Masayoshi Yamada | Mgmt | For | For | For | |||
7 | Elect Yoshinari Kitajima | Mgmt | For | For | For | |||
8 | Elect Masahiko Wada | Mgmt | For | For | For | |||
9 | Elect Tetsuji Morino | Mgmt | For | For | For | |||
10 | Elect Tokuji Kanda | Mgmt | For | For | For | |||
11 | Elect Motoharu Kitajima | Mgmt | For | For | For | |||
12 | Elect Takashi Saitoh | Mgmt | For | For | For | |||
13 | Elect Satoru Inoue | Mgmt | For | For | For | |||
14 | Elect Tadao Tsukada | Mgmt | For | For | For | |||
15 | Elect Tsukasa Miyajima | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Manfred Bischoff | Mgmt | For | Against | Against | |||
10 | Elect Petraea Heynike | Mgmt | For | Against | Against | |||
Daiwa Securities Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8601 | CINS J11718111 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shigeharu Suzuki | Mgmt | For | Against | Against | |||
3 | Elect Takashi Hibino | Mgmt | For | Against | Against | |||
4 | Elect Seiji Nakata | Mgmt | For | Against | Against | |||
5 | Elect Shinya Nishio | Mgmt | For | Against | Against | |||
6 | Elect Toshihiro Matsui | Mgmt | For | Against | Against | |||
7 | Elect Keiko Tashiro | Mgmt | For | Against | Against | |||
8 | Elect Mikita Komatsu | Mgmt | For | Against | Against | |||
9 | Elect Morimasa Matsuda | Mgmt | For | Against | Against | |||
10 | Elect Nobuko Matsubara | Mgmt | For | Against | Against | |||
11 | Elect Keiichi Tadaki | Mgmt | For | Against | Against | |||
12 | Elect Tadashi Onodera | Mgmt | For | Against | Against | |||
13 | Elect Michiaki Ogasawara | Mgmt | For | Against | Against | |||
14 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||
15 | Elect Ikuo Nishikawa | Mgmt | For | Against | Against | |||
16 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Pat A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
14 | Amendments to Memorandum of Association (Companies Act 2014) | Mgmt | For | For | For | |||
15 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 10/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Placing and Open Offer) | Mgmt | For | For | For | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDB | CINS K22272114 | 03/17/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
8 | Elect Urban Backstrom | Mgmt | For | TNA | N/A | |||
9 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
10 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
11 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
12 | Elect Trond O Westlie | Mgmt | For | TNA | N/A | |||
13 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
14 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles Regarding Bearer Shares | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Regarding Meeting Notice | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Interim Dividend | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
21 | Directors' Fees | Mgmt | For | TNA | N/A | |||
22 | Amended Remuneration Policy | Mgmt | For | TNA | N/A | |||
23 | Shareholder Proposal Regarding Stopping Investments in Non-Renewable Energy | ShrHoldr | Against | TNA | N/A | |||
24 | Shareholder Proposal Regarding Executive Board Remuneration | ShrHoldr | For | TNA | N/A | |||
25 | Shareholder Proposal Regarding Introduction of an FTT Tax | ShrHoldr | Against | TNA | N/A | |||
26 | Shareholder Proposal Regarding Traineeships | ShrHoldr | Against | TNA | N/A | |||
27 | Shareholder Proposal Regarding Hiring Policy | ShrHoldr | Against | TNA | N/A | |||
28 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Deckers Outdoor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DECK | CUSIP 243537107 | 09/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | |||
1.2 | Elect John M. Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Karyn O. Barsa | Mgmt | For | For | For | |||
1.4 | Elect Nelson C. Chan | Mgmt | For | For | For | |||
1.5 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
1.6 | Elect John G. Perenchio | Mgmt | For | For | For | |||
1.7 | Elect James Quinn | Mgmt | For | For | For | |||
1.8 | Elect Lauri Shanahan | Mgmt | For | For | For | |||
1.9 | Elect Bonita C. Stewart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Delhaize Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELB | CINS B33432129 | 05/26/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Remuneration Report | Mgmt | For | TNA | N/A | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Francis S. Blake | Mgmt | For | For | For | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect David G. DeWalt | Mgmt | For | For | For | |||
6 | Elect Thomas E. Donilon | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect George N. Mattson | Mgmt | For | For | For | |||
11 | Elect Douglas R Ralph | Mgmt | For | For | For | |||
12 | Elect Sergio A. L. Rial | Mgmt | For | For | For | |||
13 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2007 Performance Compensation Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Delta Lloyd Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DL | CINS N25633103 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Rights Issue | Mgmt | For | For | For | |||
5 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
6 | Increase in Authorised Share Capital | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.4 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.9 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.10 | Elect Lee J. Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Depomed, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEPO | CUSIP 249908104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Staple | Mgmt | For | For | For | |||
2 | Elect Karen A. Dawes | Mgmt | For | For | For | |||
3 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | |||
4 | Elect Samuel R. Saks, M.D. | Mgmt | For | For | For | |||
5 | Elect James A. Schoeneck | Mgmt | For | For | For | |||
6 | Elect David B. Zenoff | Mgmt | For | For | For | |||
7 | Amendment to the Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Depomed, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEPO | CUSIP 249908104 | 11/20/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Revoke Consent to Call Special Meeting Regarding Removal of Directors and Bylaw Amendments | ShrHoldr | Against | TNA | N/A | |||
2 | Revoke Consent to Call Special Meeting Regarding Election of Dissident Board Members | ShrHoldr | Against | TNA | N/A | |||
Depomed, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEPO | CUSIP 249908104 | 11/20/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | THIS PROPOSAL REFERS TO THE WHITE CARD. THIS VIF, WHEN PROPERLY EXECUTED, WILL GRANT HORIZON A PROXY TO REQUEST THE REMOVAL AND BYLAW AMENDMENTS SPECIAL MEETING BUT WILL NOT GRANT HORIZON AUTHORITY TO VOTE ON ANY MATTER PRESENTED AT THE REMOVAL AND BYLAW AMENDMENTS SPECIAL MEETING. A PROPERLY EXECUTED VIF FOR WHICH NO INSTRUCTION IS GIVEN WILL GRANT HORIZON A PROXY TO REQUEST THE REMOVAL AND BYLAW AMENDMENTS SPECIAL MEETING. | Mgmt | N/A | N/A | N/A | |||
2 | THIS PROPOSAL REFERS TO THE BLUE CARD. THIS VIF, WHEN PROPERLY EXECUTED, WILL GRANT HORIZON A PROXY TO REQUEST THE ELECTION SPECIAL MEETING BUT WILL NOT GRANT HORIZON AUTHORITY TO VOTE ON ANY MATTER PRESENTED AT THE ELECTION SPECIAL MEETING. A PROPERLY EXECUTED VIF FOR WHICH NO INSTRUCTION IS GIVEN WILL GRANT HORIZON A PROXY TO REQUEST THE ELECTION SPECIAL MEETING. | Mgmt | N/A | N/A | N/A | |||
Depomed, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEPO | CUSIP 249908104 | 11/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Shareholder Proposal to Call Special Meeting Regarding Removal of Directors and Bylaw Amendments (White Card) | ShrHoldr | N/A | For | N/A | |||
2 | Shareholder Proposal to Call Special Meeting Regarding Election of Dissident Board Members (Blue Card) | ShrHoldr | N/A | For | N/A | |||
Depomed, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEPO | CUSIP 249908104 | 11/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Shareholder Proposal to Call Special Meeting Regarding Removal of Directors and Bylaw Amendments (White Card) | ShrHoldr | N/A | For | N/A | |||
2 | Shareholder Proposal to Call Special Meeting Regarding Election of Dissident Board Members (Blue Card) | ShrHoldr | N/A | For | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim Statements for First Quarter of 2017 | Mgmt | For | For | For | |||
11 | Elect Katja Windt | Mgmt | For | Against | Against | |||
12 | Elect Werner Gatzer | Mgmt | For | For | For | |||
13 | Elect Ingrid Deltenre | Mgmt | For | Against | Against | |||
14 | Elect Nikolaus von Bomhard | Mgmt | For | Against | Against | |||
15 | Amendment to Previously Approved Profit-and-Loss Transfer Agreement | Mgmt | For | For | For | |||
Deutsche Telekom AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CINS D2035M136 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | Abstain | Against | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | Abstain | Against | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | Abstain | Against | |||
12 | Elect Helga Jung as Supervisory Board Member | Mgmt | For | Against | Against | |||
13 | Supervisory Board Members' Fees | Mgmt | For | Abstain | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEWANHOUS | CINS Y2055V112 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dheeraj R. Wadhawan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Kapil Wadhawan (Chairman and Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Elect Vijaya Sampath | Mgmt | For | Against | Against | |||
8 | Directors' Commission | Mgmt | For | For | For | |||
9 | Authority to Issue Non-convertible Debentures | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEWANHOUS | CINS Y2055V112 | 08/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven R. Altman | Mgmt | For | For | For | |||
2 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||
3 | Elect Jay S. Skyler | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Dexus Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXS | CINS Q3190P134 | 10/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Ratify John C. Conde as a Director | Mgmt | For | For | For | |||
4 | Ratify Richard Sheppard as a Director | Mgmt | For | For | For | |||
5 | Ratify Peter St. George as a Director | Mgmt | For | For | For | |||
6 | Ratify Placement of Securities | Mgmt | For | For | For | |||
DHT Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHT | CUSIP Y2065G121 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Einar Michael Steimler | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joseph H. Pyne | Mgmt | For | Withhold | Against | |||
2 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
Diamond Resorts International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRII | CUSIP 25272T104 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen J. Cloobeck | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Wolf | Mgmt | For | For | For | |||
1.3 | Elect Frankie Sue Del Papa | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Dillard's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDS | CUSIP 254067101 | 05/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank R. Mori | Mgmt | For | Against | Against | |||
2 | Elect Reynie Rutledge | Mgmt | For | Against | Against | |||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Nick White | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Gould | Mgmt | For | For | For | |||
1.2 | Elect M. LaVoy Robison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1812S105 | 04/26/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Minutes | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
10 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
11 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Election Committee | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1812S105 | 06/13/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Minutes | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Director Tenure | Mgmt | For | TNA | N/A | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect David J. Illingworth | Mgmt | For | For | For | |||
5 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Domenic Pilla | Mgmt | For | For | For | |||
8 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
10 | Elect Denis A. Turcotte | Mgmt | For | For | For | |||
11 | Elect John D. Williams | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
dorma+kaba Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOKA | CINS H0536M155 | 10/20/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Ulrich Graf as Chairman | Mgmt | For | TNA | N/A | |||
7 | Elect Elton S.K. Chiu | Mgmt | For | TNA | N/A | |||
8 | Elect Daniel Daeniker | Mgmt | For | TNA | N/A | |||
9 | Elect Rolf Dorig | Mgmt | For | TNA | N/A | |||
10 | Elect Karina Dubs | Mgmt | For | TNA | N/A | |||
11 | Elect Hans Hess | Mgmt | For | TNA | N/A | |||
12 | Elect John Heppner | Mgmt | For | TNA | N/A | |||
13 | Elect Christine Mankel | Mgmt | For | TNA | N/A | |||
14 | Elect Stephanie Brecht-Bergen | Mgmt | For | TNA | N/A | |||
15 | Elect Hans Gummert | Mgmt | For | TNA | N/A | |||
16 | Elect Rolf Dorig as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Hans Gummert as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Hans Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Douglas Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLOW | CUSIP 25960R105 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret S. Dano | Mgmt | For | For | For | |||
1.2 | Elect Donald W. Sturdivant | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHoldr | Against | Against | For | |||
DSP Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSPG | CUSIP 23332B106 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ofer Elyakim | Mgmt | For | For | For | |||
1.2 | Elect Tom Lacey | Mgmt | For | For | For | |||
1.3 | Elect Gabi Seligsohn | Mgmt | For | For | For | |||
1.4 | Elect Yair Seroussi | Mgmt | For | For | For | |||
1.5 | Elect Norman Taffe | Mgmt | For | For | For | |||
1.6 | Elect Patrick Tanguy | Mgmt | For | For | For | |||
1.7 | Elect Kenneth H. Traub | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Voting Requirement for Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Adoption of Exclusive Forum | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DSW Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSW | CUSIP 23334L102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine J. Eisenman | Mgmt | For | For | For | |||
1.2 | Elect Joanna T. Lau | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. Schottenstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/20/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Little | Mgmt | For | TNA | N/A | |||
1.2 | Elect Cletus Davis | Mgmt | For | TNA | N/A | |||
1.3 | Elect Timothy P. Halter | Mgmt | For | TNA | N/A | |||
1.4 | Elect Glenn Robinson | Mgmt | For | TNA | N/A | |||
2 | Approval of the 2016 Omnibus Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Approval of Material Terms of Performance Goals Under the 2016 Omnibus Incentive Plan | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Dyax Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYAX | CUSIP 26746E103 | 01/21/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Dynavax Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVAX | CUSIP 268158201 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Carson | Mgmt | For | For | For | |||
1.2 | Elect Eddie Gray | Mgmt | For | For | For | |||
1.3 | Elect Laura Brege | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
E.ON SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOAN | CINS D24914133 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim Financial Statements in 2016 | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Financial Statements for First Quarter of 2017 | Mgmt | For | For | For | |||
12 | Temporary Increase in Supervisory Board Size | Mgmt | For | Against | Against | |||
13 | Amendments to Articles Regarding the Election of the Chairman of the Supervisory Board | Mgmt | For | For | For | |||
14 | Amendments to Articles Regarding Thresholds for Transactions Requiring Prior Consent | Mgmt | For | For | For | |||
15 | Elect Carolina Dybeck Happe | Mgmt | For | Against | Against | |||
16 | Elect Karl-Ludwig Kley | Mgmt | For | Against | Against | |||
17 | Elect Erich Clementi | Mgmt | For | Against | Against | |||
18 | Elect Andreas Schmitz | Mgmt | For | Against | Against | |||
19 | Elect Ewald Woste | Mgmt | For | Against | Against | |||
20 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
21 | Spin-off and Transfer Agreement | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect John M. Lee | Mgmt | For | For | For | |||
1.6 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.7 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.8 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.9 | Elect Keith W. Renken | Mgmt | For | For | For | |||
1.10 | Elect Lester M. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Easyjet plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EZJ | CINS G3030S109 | 02/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Andrew Findlay | Mgmt | For | For | For | |||
5 | Elect Margaret Chris Browne | Mgmt | For | For | For | |||
6 | Elect John Barton | Mgmt | For | For | For | |||
7 | Elect Charles Gurassa | Mgmt | For | For | For | |||
8 | Elect Carolyn McCall | Mgmt | For | For | For | |||
9 | Elect Adele Anderson | Mgmt | For | For | For | |||
10 | Elect Andreas Bierwirth | Mgmt | For | For | For | |||
11 | Elect Keith Hamill | Mgmt | For | For | For | |||
12 | Elect Andrew Martin | Mgmt | For | For | For | |||
13 | Elect Francois Rubichon | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
4 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
5 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
6 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
7 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
10 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Junji Nagashima | Mgmt | For | For | For | |||
8 | Elect Shuji Etoh | Mgmt | For | For | For | |||
9 | Elect Itaru Nakamura | Mgmt | For | For | For | |||
10 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
11 | Elect Akihito Urashima | Mgmt | For | For | For | |||
12 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
13 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Naori Fukuda as Statutory Auditor | Mgmt | For | Against | Against | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERJ | CUSIP 29082A107 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Cancellation of Stock Option Plan for Board of Directors | Mgmt | For | Against | Against | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fuad El-Hibri | Mgmt | For | For | For | |||
1.2 | Elect Ronald B. Richard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael D. Rumbolz | Mgmt | For | For | For | |||
1.2 | Elect James R. Kroner | Mgmt | For | For | For | |||
1.3 | Elect Michael J. McSally | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ems-Chemie Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMSN | CINS H22206199 | 08/08/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Board Compensation | Mgmt | For | TNA | N/A | |||
4 | Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Ulf Berg as a Director and a Member of the Compensation Committee | Mgmt | For | TNA | N/A | |||
8 | Elect Magdalena Martullo as a Director | Mgmt | For | TNA | N/A | |||
9 | Elect Joachim Streu as a Director and a Member of the Compensation Committee | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Merki as a Director and a Member of the Compensation Committee | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles Regarding VeguV | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Jane L. Peverett | Mgmt | For | For | For | |||
1.8 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.9 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.10 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Ashwini Gupta | Mgmt | For | Withhold | Against | |||
1.3 | Elect Wendy Hannam | Mgmt | For | For | For | |||
1.4 | Elect Michael P. Monaco | Mgmt | For | For | For | |||
1.5 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.6 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.7 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.9 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Endesa SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELE | CINS E41222113 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts | Mgmt | For | For | For | |||
3 | Management Reports | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Amendments to Article 4 | Mgmt | For | For | For | |||
7 | Amendments to Article 17 | Mgmt | For | For | For | |||
8 | Amendments to Article 41 | Mgmt | For | For | For | |||
9 | Amendments to Articles 52 and 58 | Mgmt | For | For | For | |||
10 | Amendments to Article 65 | Mgmt | For | For | For | |||
11 | Amendments to Article 1 | Mgmt | For | For | For | |||
12 | Amendments to Article 8 | Mgmt | For | For | For | |||
13 | Amendments to Article 11 | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
16 | Long-term Incentive Plans | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 01/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List of Statutory Auditors Presented by Ministry of Economy and Finance | Mgmt | For | For | For | |||
8 | List of Statutory Auditors Presented by Group of Mutual Funds and Institutional Investors Representing 2.155% of Share Capital | Mgmt | For | N/A | N/A | |||
9 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
10 | Long-Term Incentive Plan 2016 | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Amendments to Article 14.3 | Mgmt | For | For | For | |||
EnerSys | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENS | CUSIP 29275Y102 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hwan-yoon F. Chung | Mgmt | For | For | For | |||
2 | Elect Arthur T. Katsaros | Mgmt | For | For | For | |||
3 | Elect Robert Magnus | Mgmt | For | For | For | |||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Godfrey M. Long, Jr. | Mgmt | For | For | For | |||
2 | Elect Thomas R. Price | Mgmt | For | For | For | |||
3 | Elect Alejandro Quiroz | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Entellus Medical Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENTL | CUSIP 29363K105 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John K. Bakewell | Mgmt | For | For | For | |||
1.2 | Elect David B. Milne | Mgmt | For | For | For | |||
1.3 | Elect Robert S. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
Entravision Communications Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVC | CUSIP 29382R107 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter F. Ulloa | Mgmt | For | Withhold | Against | |||
1.2 | Elect Paul A. Zevnik | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gilbert R. Vasquez | Mgmt | For | Withhold | Against | |||
1.4 | Elect Patricia Diaz Dennis | Mgmt | For | Withhold | Against | |||
1.5 | Elect Juan Saldivar von Wuthenau | Mgmt | For | Withhold | Against | |||
1.6 | Elect Martha Elena Diaz | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barrett Brady | Mgmt | For | For | For | |||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.8 | Elect Howard Walker | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eros International Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EROS | CUSIP G3788M114 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Jyoti Deshpande | Mgmt | For | Against | Against | |||
3 | Elect Vijay Ahuja | Mgmt | For | Against | Against | |||
4 | Elect Rajeev Misra | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Essent Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESNT | CUSIP G3198U102 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Glanville | Mgmt | For | For | For | |||
1.2 | Elect Allan Levine | Mgmt | For | For | For | |||
1.3 | Elect Adolfo F. Marzol | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ethan Allen Interiors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETH | CUSIP 297602104 | 11/24/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Glickman | Mgmt | N/A | N/A | N/A | |||
1.2 | Elect Kathy Herbert | Mgmt | N/A | N/A | N/A | |||
1.3 | Elect Richard Mansouri | Mgmt | N/A | N/A | N/A | |||
1.4 | Elect Annelise Osborne | Mgmt | N/A | N/A | N/A | |||
1.5 | Elect Ken Pilot | Mgmt | N/A | N/A | N/A | |||
1.6 | Elect Alexander Wolf | Mgmt | N/A | N/A | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | N/A | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | N/A | N/A | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | N/A | N/A | N/A | |||
5 | Approval of CEO Employment Agreement | Mgmt | N/A | N/A | N/A | |||
6 | Amendments to Articles Regarding Business Combination Approval | Mgmt | N/A | N/A | N/A | |||
Ethan Allen Interiors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETH | CUSIP 297602104 | 11/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Farooq Kathwari | Mgmt | For | For | For | |||
1.2 | Elect James B. Carlson | Mgmt | For | For | For | |||
1.3 | Elect Clinton A. Clark | Mgmt | For | For | For | |||
1.4 | Elect John J. Dooner, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Domenick J. Esposito | Mgmt | For | For | For | |||
1.6 | Elect James W. Schmotter | Mgmt | For | For | For | |||
1.7 | Elect Tara J. Stacom | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of Incentive Components of CEO Employment Agreement | Mgmt | For | Against | Against | |||
6 | Amendments to Articles Regarding Business Combination Approval | Mgmt | For | For | For | |||
Eurazeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Special Dividend | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Roland du Luart de Montsaulnin to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Victoire de Margerie to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Georges Pauget to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Harold Boel to the Supervisory Board | Mgmt | For | For | For | |||
13 | Remuneration of Patrick Sayer, Executive Chairman | Mgmt | For | For | For | |||
14 | Remuneration of Virginie Morgon, CEO, Philippe Audouin, CFO, and Bruno Keller, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
24 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Euronext NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENX | CINS N3113K397 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect Kerstin Gunther | Mgmt | For | Against | Against | |||
11 | Elect Dick Sluimers | Mgmt | For | Against | Against | |||
12 | Elect Maria Joao Borges Carioca Rodrigues to the Management Board | Mgmt | For | For | For | |||
13 | Authorisation of the Granting of Rights to French Beneficiaries | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
EVONIK INDUSTRIES AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | Abstain | Against | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | Abstain | Against | |||
9 | Elect Angela Titzrath | Mgmt | For | Against | Against | |||
10 | Elect Ulrich Weber | Mgmt | For | Against | Against | |||
11 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
12 | Supervisory Board Member's Fees | Mgmt | For | Abstain | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
Experian Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPN | CINS G32655105 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Lloyd Pitchford | Mgmt | For | For | For | |||
4 | Elect Kerry Williams | Mgmt | For | For | For | |||
5 | Elect Fabiola Arredondo | Mgmt | For | For | For | |||
6 | Elect Jan Babiak | Mgmt | For | For | For | |||
7 | Elect Brian Cassin | Mgmt | For | For | For | |||
8 | Elect Roger Davis | Mgmt | For | For | For | |||
9 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
10 | Elect Don Robert | Mgmt | For | For | For | |||
11 | Elect George Rose | Mgmt | For | For | For | |||
12 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
13 | Elect Paul A. Walker | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Performance Share Plan | Mgmt | For | For | For | |||
18 | Co-Investment Plan | Mgmt | For | Against | Against | |||
19 | Share Option Plan | Mgmt | For | For | For | |||
20 | UK Sharesave Plan | Mgmt | For | For | For | |||
21 | UK All-Employee Share Plan | Mgmt | For | For | For | |||
22 | Free Share Plan | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theo Killion | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Farmer Bros. Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FARM | CUSIP 307675108 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randy E. Clark | Mgmt | For | For | For | |||
1.2 | Elect Jeanne Farmer Grossman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Farmers Capital Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFKT | CUSIP 309562106 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2.1 | Elect R. Terry Bennett | Mgmt | For | Withhold | Against | |||
2.2 | Elect Michael J. Crawford | Mgmt | For | Withhold | Against | |||
2.3 | Elect Lloyd C. Hillard, Jr. | Mgmt | For | Withhold | Against | |||
2.4 | Elect Dr. William C. Nash | Mgmt | For | Withhold | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
FCB Financial Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCB | CUSIP 30255G103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Berkinow | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Constance | Mgmt | For | Withhold | Against | |||
1.3 | Elect William L. Mack | Mgmt | For | For | For | |||
1.4 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Federated National Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNHC | CUSIP 31422T101 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Wilcox, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 04/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect John Elkann | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | Against | Against | |||
9 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
10 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
11 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
12 | Elect Glenn Earle | Mgmt | For | For | For | |||
13 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
14 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
15 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
16 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
17 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Demerger | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Demerger | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 06/03/2016 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Johnny Guerry | Mgmt | N/A | N/A | N/A | |||
1.2 | Elect Terrell T. Philen | Mgmt | N/A | N/A | N/A | |||
1.3 | Elect Management Nominee Martin K. Birmingham | Mgmt | N/A | N/A | N/A | |||
1.4 | Elect Management Nominee James H. Wyckoff | Mgmt | N/A | N/A | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | N/A | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | N/A | N/A | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin K. Birmingham | Mgmt | For | For | For | |||
1.2 | Elect Samuel M. Gullo | Mgmt | For | For | For | |||
1.3 | Elect Kim E. VanGelder | Mgmt | For | For | For | |||
1.4 | Elect James H. Wyckoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First BanCorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBP | CUSIP 318672706 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aurelio Aleman | Mgmt | For | For | For | |||
2 | Elect Juan Acosta-Reboyras | Mgmt | For | For | For | |||
3 | Elect Luz A. Crespo | Mgmt | For | For | For | |||
4 | Elect Robert T. Gormley | Mgmt | For | For | For | |||
5 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
6 | Elect Michael P. Harmon | Mgmt | For | For | For | |||
7 | Elect Roberto R. Herencia | Mgmt | For | For | For | |||
8 | Elect David I. Matson | Mgmt | For | For | For | |||
9 | Elect Jose Menendez-Cortada | Mgmt | For | For | For | |||
10 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
First Community Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCBC | CUSIP 31983A103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel L. Elmore | Mgmt | For | For | For | |||
1.2 | Elect Richard S. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
First Industrial Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CUSIP 32054K103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
3 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||
4 | Elect John Rau | Mgmt | For | For | For | |||
5 | Elect L. Peter Sharpe | Mgmt | For | For | For | |||
6 | Elect W. Ed Tyler | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
FirstMerit Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMER | CUSIP 337915102 | 06/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Five Prime Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPRX | CUSIP 33830X104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin M. Berger | Mgmt | For | For | For | |||
2 | Elect William R. Ringo | Mgmt | For | Abstain | Against | |||
3 | Elect Lewis T. Williams | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Flight Centre Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLT | CINS Q39175106 | 11/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Robert Baker | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Buran | Mgmt | For | For | For | |||
2 | Elect James D. Bennett | Mgmt | For | For | For | |||
3 | Elect Alfred A. DelliBovi | Mgmt | For | For | For | |||
4 | Elect Thomas S. Gulotta | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Cao Huiquan | Mgmt | For | Against | Against | |||
4 | Elect Jean Baderschneider | Mgmt | For | Against | Against | |||
5 | Performance Rights Plan | Mgmt | For | Against | Against | |||
6 | Equity Grant (MD/CEO Neville Power and Executive Director Peter Meurs) | Mgmt | For | For | For | |||
Foxtons Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOXT | CINS G3654P100 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Final Dividend | Mgmt | For | For | For | |||
3 | Special Dividend | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Andrew J. Adcock | Mgmt | For | For | For | |||
6 | Elect Ian E. Barlow | Mgmt | For | For | For | |||
7 | Elect Michael Brown | Mgmt | For | For | For | |||
8 | Elect Nic Budden | Mgmt | For | For | For | |||
9 | Elect Annette Court | Mgmt | For | For | For | |||
10 | Elect Gerard Nieslony | Mgmt | For | For | For | |||
11 | Elect Garry Watts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Cancellation of Share Premium Account | Mgmt | For | For | For | |||
Frontier Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTR | CUSIP 35906A108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | |||
1.3 | Elect Diana S. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect Edward Fraioli | Mgmt | For | For | For | |||
1.5 | Elect Daniel J. McCarthy | Mgmt | For | For | For | |||
1.6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
1.7 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
1.8 | Elect Howard L. Schrott | Mgmt | For | For | For | |||
1.9 | Elect Larraine D. Segil | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.11 | Elect Myron A. Wick, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Fuji Heavy Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7270 | CINS J14406136 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuyuki Yoshinaga | Mgmt | For | For | For | |||
5 | Elect Jun Kondoh | Mgmt | For | For | For | |||
6 | Elect Naoto Mutoh | Mgmt | For | For | For | |||
7 | Elect Mitsuru Takahashi | Mgmt | For | For | For | |||
8 | Elect Takeshi Tachimori | Mgmt | For | For | For | |||
9 | Elect Masahiro Kasai | Mgmt | For | For | For | |||
10 | Elect Yoshinori Komamura | Mgmt | For | For | For | |||
11 | Elect Shigehiro Aoyama | Mgmt | For | For | For | |||
12 | Elect Shuzoh Haimoto | Mgmt | For | Against | Against | |||
13 | Elect Yasuyuki Abe | Mgmt | For | For | For | |||
14 | Elect Kenji Tamazawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
3 | Elect Tatsuya Tanaka | Mgmt | For | For | For | |||
4 | Elect Norihiko Taniguchi | Mgmt | For | For | For | |||
5 | Elect Hidehiro Tsukano | Mgmt | For | For | For | |||
6 | Elect Duncan Tait | Mgmt | For | For | For | |||
7 | Elect Tatsuzumi Furukawa | Mgmt | For | For | For | |||
8 | Elect Miyako Suda | Mgmt | For | For | For | |||
9 | Elect Jun Yokota | Mgmt | For | For | For | |||
10 | Elect Chiaki Mukai | Mgmt | For | For | For | |||
11 | Elect Atsushi Abe | Mgmt | For | For | For | |||
12 | Elect Kazuhiko Katoh | Mgmt | For | For | For | |||
13 | Elect Megumi Yamamuro | Mgmt | For | For | For | |||
14 | Elect Hiroshi Mitani | Mgmt | For | For | For | |||
15 | Elect Yoshiki Kondoh | Mgmt | For | For | For | |||
Fukuoka Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8354 | CINS J17129107 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaaki Tani | Mgmt | For | For | For | |||
5 | Elect Takashige Shibato | Mgmt | For | For | For | |||
6 | Elect Takashi Yoshikai | Mgmt | For | For | For | |||
7 | Elect Masayuki Aoyagi | Mgmt | For | For | For | |||
8 | Elect Yasuhiko Yoshida | Mgmt | For | For | For | |||
9 | Elect Yuji Shirakawa | Mgmt | For | For | For | |||
10 | Elect Yasuaki Morikawa | Mgmt | For | For | For | |||
11 | Elect Ei Takeshita | Mgmt | For | For | For | |||
12 | Elect Fumio Sakurai | Mgmt | For | For | For | |||
13 | Elect Shunsuke Yoshizawa | Mgmt | For | For | For | |||
14 | Elect Satoru Fukuda | Mgmt | For | For | For | |||
15 | Elect Hideaki Takahashi | Mgmt | For | For | For | |||
16 | Elect Masahiko Fukazawa | Mgmt | For | For | For | |||
17 | Elect Fumihide Sugimoto as Statutory Auditor | Mgmt | For | For | For | |||
18 | Elect Masahiko Tsuchiya | Mgmt | For | For | For | |||
19 | Elect Masamichi Miura | Mgmt | For | For | For | |||
G & K Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GK | CUSIP 361268105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.2 | Elect Douglas A. Milroy | Mgmt | For | For | For | |||
1.3 | Elect Alice M. Richter | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
G-III Apparel Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIII | CUSIP 36237H101 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Morris Goldfarb | Mgmt | For | For | For | |||
1.2 | Elect Sammy Aaron | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Brosig | Mgmt | For | For | For | |||
1.4 | Elect Alan Feller | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Goldfarb | Mgmt | For | For | For | |||
1.6 | Elect Jeanette Nostra | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Pomerantz | Mgmt | For | For | For | |||
1.8 | Elect Allen E. Sirkin | Mgmt | For | For | For | |||
1.9 | Elect Willem van Bokhorst | Mgmt | For | For | For | |||
1.10 | Elect Cheryl Vitali | Mgmt | For | For | For | |||
1.11 | Elect Richard D. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
General Growth Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 370023103 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect John K. Haley | Mgmt | For | For | For | |||
5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
6 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
7 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
9 | Elect Mark R. Patterson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa M. Giles | Mgmt | For | For | For | |||
1.2 | Elect Michael S. Kagnoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
5 | Elect David M. Moffett | Mgmt | For | For | For | |||
6 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
7 | Elect John R. Nichols | Mgmt | For | For | For | |||
8 | Elect James A. Parke | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Geo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEO | CUSIP 36162J106 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence E. Anthony | Mgmt | For | For | For | |||
1.2 | Elect Anne N. Foreman | Mgmt | For | For | For | |||
1.3 | Elect Richard H. Glanton | Mgmt | For | For | For | |||
1.4 | Elect Christopher C. Wheeler | Mgmt | For | For | For | |||
1.5 | Elect Julie Myers Wood | Mgmt | For | Withhold | Against | |||
1.6 | Elect George C. Zoley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Senior Management Performance Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | |||
Gigamon Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIMO | CUSIP 37518B102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Hooper | Mgmt | For | For | For | |||
1.2 | Elect John H. Kispert | Mgmt | For | For | For | |||
1.3 | Elect Joan A. Dempsey | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
GlaxoSmithKline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
4 | Elect Jesse Goodman | Mgmt | For | For | For | |||
5 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
6 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
7 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Urs Rohner | Mgmt | For | For | For | |||
13 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
3 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
4 | Elect William E. Macaulay | Mgmt | For | For | For | |||
5 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
6 | Elect Peter R. Coates | Mgmt | For | For | For | |||
7 | Elect John J. Mack | Mgmt | For | For | For | |||
8 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
9 | Elect Patrice E. Merrin | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Globus Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMED | CUSIP 379577208 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Paul | Mgmt | For | Against | Against | |||
2 | Elect Daniel T. Lemaitre | Mgmt | For | Against | Against | |||
3 | Elect Ann D. Rhoads | Mgmt | For | Against | Against | |||
4 | Approval of Material Terms of the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Archbold | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Golden Agri-Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
E5H | CINS V39076134 | 04/21/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mauritius | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Directors' Fees | Mgmt | For | TNA | N/A | |||
4 | Elect Frankle (Djafar) Widjaja | Mgmt | For | TNA | N/A | |||
5 | Elect Rafael Buhay Concepcion, Jr. | Mgmt | For | TNA | N/A | |||
6 | Elect HONG Pian Tee | Mgmt | For | TNA | N/A | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
10 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
Grand Canyon Education Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOPE | CUSIP 38526M106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brent D. Richardson | Mgmt | For | For | For | |||
2 | Elect Brian E. Mueller | Mgmt | For | For | For | |||
3 | Elect David J. Johnson | Mgmt | For | For | For | |||
4 | Elect Jack A. Henry | Mgmt | For | For | For | |||
5 | Elect Bradley A. Casper | Mgmt | For | For | For | |||
6 | Elect Kevin F. Warren | Mgmt | For | For | For | |||
7 | Elect Sara R. Dial | Mgmt | For | For | For | |||
8 | Approval of Performance Goals Under Annual Cash Incentive Plan | Mgmt | For | For | For | |||
9 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Graphic Packaging Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPK | CUSIP 388689101 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David D. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
1.3 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Gray Television, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTN | CUSIP 389375106 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hilton H. Howell, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Howell W. Newton | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard L. Boger | Mgmt | For | Withhold | Against | |||
1.4 | Elect T.L. Elder | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robin R. Howell | Mgmt | For | Withhold | Against | |||
1.6 | Elect Elizabeth R. Neuhoff | Mgmt | For | Withhold | Against | |||
1.7 | Elect Hugh E. Norton | Mgmt | For | Withhold | Against | |||
1.8 | Elect Harriett J. Robinson | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Greatbatch, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GB | CUSIP 39153L106 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Dziedzic | Mgmt | For | For | For | |||
1.3 | Elect Jean Hobby | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | |||
1.5 | Elect M. Craig Maxwell | Mgmt | For | For | For | |||
1.6 | Elect Filippo Passerini | Mgmt | For | For | For | |||
1.7 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.8 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.9 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | 2016 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committees Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of the Audit and Corporate Governance Committee Chairman | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares; Report on the Company's Repurchase Programme | Mgmt | For | For | For | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Dividend Policy | Mgmt | For | For | For | |||
2 | Interim Dividend | Mgmt | For | For | For | |||
3 | Report on Tax Compliance | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Amendments to Shared Responsibility Agreement | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Gungho Online Entertainment Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3765 | CINS J18912105 | 03/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Taizoh Son | Mgmt | For | For | For | |||
3 | Elect Kazuki Morishita | Mgmt | For | For | For | |||
4 | Elect Kazuya Sakai | Mgmt | For | For | For | |||
5 | Elect Yoshinori Kitamura | Mgmt | For | For | For | |||
6 | Elect Masato Ochi | Mgmt | For | For | For | |||
7 | Elect Kohji Yoshida | Mgmt | For | For | For | |||
8 | Elect Norikazu Ohba | Mgmt | For | For | For | |||
9 | Elect Hidetsugu Ohnishi | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Halozyme Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HALO | CUSIP 40637H109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
1.2 | Elect Connie L. Matsui | Mgmt | For | For | For | |||
1.3 | Elect Helen I. Torley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Plan | Mgmt | For | Against | Against | |||
5 | Approval of the Executive Incentive Plan | Mgmt | For | For | For | |||
Hang Lung Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0010 | CINS Y30148111 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Ronnie CHAN Chichung | Mgmt | For | For | For | |||
6 | Elect Simon IP Sik On | Mgmt | For | For | For | |||
7 | Elect Roy CHEN Yang Chung | Mgmt | For | For | For | |||
8 | Elect HO Hau Cheong | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Ahn | Mgmt | For | For | For | |||
2 | Elect Christie K. Chu | Mgmt | For | For | For | |||
3 | Elect Harry Chung | Mgmt | For | For | For | |||
4 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
5 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
6 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
7 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
8 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
9 | Elect Michael Yang | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Harvey Norman Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HVN | CINS Q4525E117 | 11/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Declare Dividends | Mgmt | For | For | For | |||
5 | Re-elect Michael J. Harvey | Mgmt | For | Against | Against | |||
6 | Re-elect Christopher H. Brown | Mgmt | For | Against | Against | |||
7 | Re-elect John E. Slack-Smith | Mgmt | For | Against | Against | |||
8 | Equity Grant (Executive Chairman Gerry Harvey) | Mgmt | For | For | For | |||
9 | Equity Grant (CEO Kay Page) | Mgmt | For | For | For | |||
10 | Equity Grant (Executive Director/ COO John Slack-Smith) | Mgmt | For | For | For | |||
11 | Equity Grant (Executive Director David Ackery) | Mgmt | For | For | For | |||
12 | Equity Grant (Executive Director/CFO/ Company Secretary Chris Mentis) | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Spill Resolution | Mgmt | Against | Against | For | |||
HCI Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCI | CUSIP 40416E103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Apostolou | Mgmt | For | Withhold | Against | |||
1.2 | Elect Paresh Patel | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory Politis | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Health Net, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNT | CUSIP 42222G108 | 10/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Healthequity Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HQY | CUSIP 42226A107 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Selander | Mgmt | For | For | For | |||
1.2 | Elect Jon Kessler | Mgmt | For | For | For | |||
1.3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | |||
1.4 | Elect Frank A. Corvino | Mgmt | For | For | For | |||
1.5 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.7 | Elect Frank T. Medici | Mgmt | For | For | For | |||
1.8 | Elect Manu Rana | Mgmt | For | For | For | |||
1.9 | Elect Ian Sacks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924309 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
1.9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Omnibus Performance Incentive Plan | Mgmt | For | For | For | |||
Heartland Financial USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLF | CUSIP 42234Q102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark C. Falb | Mgmt | For | For | For | |||
1.2 | Elect John K. Schmidt | Mgmt | For | For | For | |||
1.3 | Elect Duane E. White | Mgmt | For | For | For | |||
2 | Approval of the Amendment and Restatement of the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Heineken Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIO | CINS N39338194 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
12 | Elect Pamela Mars-Wright | Mgmt | For | Against | Against | |||
13 | Elect Yonca Brunini | Mgmt | For | Against | Against | |||
Hercules Technology Growth Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 07/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allyn C. Woodward, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Fallon | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. Hoffman | Mgmt | For | For | For | |||
1.4 | Elect Susanne D. Lyons | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For | |||
Heritage Insurance Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRTG | CUSIP 42727J102 | 06/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Lucas | Mgmt | For | For | For | |||
1.2 | Elect Richard Widdiecombe | Mgmt | For | For | For | |||
1.3 | Elect Pete Apostolou | Mgmt | For | For | For | |||
1.4 | Elect Irini Barlas | Mgmt | For | For | For | |||
1.5 | Elect Trifon Houvardas | Mgmt | For | For | For | |||
1.6 | Elect James Masiello | Mgmt | For | For | For | |||
1.7 | Elect Nicholas Pappas | Mgmt | For | For | For | |||
1.8 | Elect Joseph Vattamattam | Mgmt | For | For | For | |||
1.9 | Elect Vijay Walvekar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hersha Hospitality Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HT | CUSIP 427825500 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay H. Shah | Mgmt | For | For | For | |||
2 | Elect Thomas J. Hutchison III | Mgmt | For | For | For | |||
3 | Elect Donald J. Landry | Mgmt | For | For | For | |||
4 | Elect Michael Alan Leven | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares to the Investment Manager | Mgmt | For | For | For | |||
13 | Disapplication of Preemptive Rights (Investment Manager) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
18 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Internalization | Mgmt | For | For | For | |||
2 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
3 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
4 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hino Motors Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7205 | CINS 433406105 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masakazu Ichikawa | Mgmt | For | For | For | |||
4 | Elect Yasuhiko Ichihashi | Mgmt | For | For | For | |||
5 | Elect Satoru Mohri | Mgmt | For | For | For | |||
6 | Elect Hiroshi Kokaji | Mgmt | For | For | For | |||
7 | Elect Kenji Suzuki | Mgmt | For | For | For | |||
8 | Elect Shin Endoh | Mgmt | For | For | For | |||
9 | Elect Hiroshi Kajikawa | Mgmt | For | For | For | |||
10 | Elect Taketo Nakane | Mgmt | For | For | For | |||
11 | Elect Toshitaka Hagiwara | Mgmt | For | For | For | |||
12 | Elect Motokazu Yoshida | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshihide Maeda | Mgmt | For | Against | Against | |||
15 | Elect Mizuho Yamamoto | Mgmt | For | Against | Against | |||
16 | Elect Akio Tsujii | Mgmt | For | Against | Against | |||
17 | Elect Yoshiaki Kitahara as Alternate Statutory Auditor | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
Hitachi Chemical Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4217 | CINS J20160107 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuyuki Tanaka | Mgmt | For | Against | Against | |||
3 | Elect Yoshio Ohsawa | Mgmt | For | Against | Against | |||
4 | Elect Takemoto Ohto | Mgmt | For | Against | Against | |||
5 | Elect George Olcott | Mgmt | For | Against | Against | |||
6 | Elect Chieko Matsuda | Mgmt | For | Against | Against | |||
7 | Elect Shigeru Azuhata | Mgmt | For | Against | Against | |||
8 | Elect Kazuyoshi Tsunoda | Mgmt | For | Against | Against | |||
9 | Elect Yoshihiro Nomura | Mgmt | For | Against | Against | |||
10 | Elect Richard E. Dyck | Mgmt | For | Against | Against | |||
11 | Elect Kohji Tanaka | Mgmt | For | Against | Against | |||
12 | Elect Hisashi Maruyama | Mgmt | For | Against | Against | |||
Hitachi High-Technologies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8036 | CINS J20416103 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masao Hisada | Mgmt | For | For | For | |||
3 | Elect Masahiro Miyazaki | Mgmt | For | For | For | |||
4 | Elect Yoshikazu Dairaku | Mgmt | For | For | For | |||
5 | Elect Toyoaki Nakamura | Mgmt | For | For | For | |||
6 | Elect Hideyo Hayakawa | Mgmt | For | For | For | |||
7 | Elect Hiromichi Toda | Mgmt | For | For | For | |||
8 | Elect Yuji Nishimi | Mgmt | For | For | For | |||
HollyFrontier Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HFC | CUSIP 436106108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect George Damiris | Mgmt | For | For | For | |||
3 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
4 | Elect R. Kevin Hardage | Mgmt | For | For | For | |||
5 | Elect Michael C. Jennings | Mgmt | For | For | For | |||
6 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
7 | Elect James H. Lee | Mgmt | For | For | For | |||
8 | Elect Franklin Myers | Mgmt | For | For | For | |||
9 | Elect Michael E. Rose | Mgmt | For | For | For | |||
10 | Elect Tommy A. Valenta | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the Material Terms of the Long-Term Incentive Plan | Mgmt | For | For | For | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Christodoro | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sally W. Crawford | Mgmt | For | For | For | |||
1.3 | Elect Scott T. Garrett | Mgmt | For | For | For | |||
1.4 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
1.5 | Elect Lawrence M. Levy | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
1.7 | Elect Samuel J. Merksamer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Christina Stamoulis | Mgmt | For | For | For | |||
1.9 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
1.10 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Horizon Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBNC | CUSIP 440407104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan D. Aaron | Mgmt | For | For | For | |||
1.2 | Elect Craig M. Dwight | Mgmt | For | For | For | |||
1.3 | Elect Larry N. Middleton | Mgmt | For | For | For | |||
1.4 | Elect Robert E. Swinehart | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 04/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Henri de Castries | Mgmt | For | For | For | |||
5 | Elect Irene LEE Yun Lien | Mgmt | For | Against | Against | |||
6 | Elect Pauline van der Meer Mohr | Mgmt | For | For | For | |||
7 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
8 | Elect Phillip Ameen | Mgmt | For | For | For | |||
9 | Elect Kathleen Casey | Mgmt | For | For | For | |||
10 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
11 | Elect Lord Evans of Weardale | Mgmt | For | For | For | |||
12 | Elect Joachim Faber | Mgmt | For | For | For | |||
13 | Elect Douglas J. Flint | Mgmt | For | For | For | |||
14 | Elect Stuart T. Gulliver | Mgmt | For | For | For | |||
15 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
16 | Elect John P. Lipsky | Mgmt | For | For | For | |||
17 | Elect Rachel Lomax | Mgmt | For | For | For | |||
18 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
19 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
20 | Elect Marc Moses | Mgmt | For | For | For | |||
21 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
30 | Scrip Dividend | Mgmt | For | For | For | |||
31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hua Han Biopharmaceutical Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0587 | CINS G4638Y100 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peter ZHANG Y. | Mgmt | For | For | For | |||
6 | Elect ZHOU Chong Ke | Mgmt | For | For | For | |||
7 | Elect LIN Shu Guang | Mgmt | For | For | For | |||
8 | Elect ZHOU Xin | Mgmt | For | For | For | |||
9 | Elect TSO Sze Wai | Mgmt | For | For | For | |||
10 | Elect CHEN Lei | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||
17 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
18 | Change in Company Name | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hyster-Yale Materials Handling Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172105 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect John P. Jumper | Mgmt | For | For | For | |||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | For | For | |||
1.5 | Elect Joesph F Loughrey | Mgmt | For | For | For | |||
1.6 | Elect Alfred M. Rankin, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Claiborne R. Rankin | Mgmt | For | For | For | |||
1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Britton T. Taplin | Mgmt | For | For | For | |||
1.10 | Elect Eugene Wong | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 04/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts | Mgmt | For | For | For | |||
4 | Management Reports | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | First Bonus Share Issuance | Mgmt | For | For | For | |||
9 | Second Bonus Share Issuance | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
12 | Elect Inigo Victor de Oriol Ibarra | Mgmt | For | For | For | |||
13 | Elect Ines Macho Stadler | Mgmt | For | For | For | |||
14 | Elect Braulio Medel Camara | Mgmt | For | For | For | |||
15 | Elect Samantha Barber | Mgmt | For | For | For | |||
16 | Elect Xabier Sagredo Ormaza | Mgmt | For | For | For | |||
17 | Amendments to Articles 2, 3, 5, 6, 7, 8, 9 and 32 | Mgmt | For | For | For | |||
18 | Amendments to Articles 12 | Mgmt | For | For | For | |||
19 | Amendments to Articles 34, 37, 38, 39, 40, 41, 42, 43, 44 and 45 | Mgmt | For | For | For | |||
20 | Amendments to General Meeting Regulations Articles 1, 6, 13 and 14 | Mgmt | For | For | For | |||
21 | Amendments to General Meeting Regulation Article 16 | Mgmt | For | For | For | |||
22 | Amendments to General Meeting Regulation Articles 22 and 32 | Mgmt | For | For | For | |||
23 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
25 | Remuneration Report | Mgmt | For | For | For | |||
ICF International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICFI | CUSIP 44925C103 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.2 | Elect Sanjay Gupta | Mgmt | For | For | For | |||
1.3 | Elect Peter M. Schulte | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Joseph R. Saucedo | Mgmt | For | For | For | |||
1.4 | Elect Richard H. Sherman | Mgmt | For | For | For | |||
1.5 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.6 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.7 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Idex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IEX | CUSIP 45167R104 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest J. Mrozek | Mgmt | For | For | For | |||
1.2 | Elect David C. Parry | Mgmt | For | For | For | |||
1.3 | Elect Livingston Satterthwaite | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
IDT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDT | CUSIP 448947507 | 12/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chenkin | Mgmt | For | Against | Against | |||
2 | Elect Eric F. Cosentino | Mgmt | For | Against | Against | |||
3 | Elect Howard S. Jonas | Mgmt | For | Against | Against | |||
4 | Elect Bill Pereira | Mgmt | For | Against | Against | |||
5 | Elect Judah Schorr | Mgmt | For | Against | Against | |||
6 | Amendment to the 2015 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | Against | Against | |||
8 | Elect Cyril Poidatz to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Thomas Reynaud to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Antoine Levavasseur to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Olivier Rosenfeld to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Marie-Christine Levet to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Corinne Vigreux to the Board of Directors | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Remuneration of Cyril Poidatz (Chairman) | Mgmt | For | For | For | |||
16 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
17 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel and Thomas Reynaud, deputy CEOs | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
19 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Immune Design Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMDZ | CUSIP 45252L103 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin Berger | Mgmt | For | For | For | |||
1.2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
1.3 | Elect Peter Svennilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
3 | Elect Allen Chao | Mgmt | For | For | For | |||
4 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
5 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
6 | Elect Janet S. Vergis | Mgmt | For | For | For | |||
7 | Elect G. Frederick Wilkinson | Mgmt | For | For | For | |||
8 | Amendment to the 2002 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 12/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Imperial Tobacco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMT | CINS G4721W102 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alison Cooper | Mgmt | For | For | For | |||
5 | Elect David J. Haines | Mgmt | For | For | For | |||
6 | Elect Michael Herlihy | Mgmt | For | For | For | |||
7 | Elect Matthew Phillips | Mgmt | For | For | For | |||
8 | Elect Oliver Tant | Mgmt | For | For | For | |||
9 | Elect Mark Williamson | Mgmt | For | For | For | |||
10 | Elect Karen Witts | Mgmt | For | For | For | |||
11 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Change in Company Name | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Imprivata Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMPR | CUSIP 45323J103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Barrett | Mgmt | For | For | For | |||
1.2 | Elect Paul Maeder | Mgmt | For | For | For | |||
1.3 | Elect John A. Blaeser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
INC Research Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCR | CUSIP 45329R109 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert W. Breckon | Mgmt | For | Against | Against | |||
2 | Elect David F. Burgstahler | Mgmt | For | Against | Against | |||
3 | Elect Terry Woodward | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
Incitec Pivot Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS Q4887E101 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Paul Brasher | Mgmt | For | For | For | |||
3 | Re-elect Graham Smorgon | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO James Fazzino) | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
inContact, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAAS | CUSIP 45336E109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore Stern | Mgmt | For | For | For | |||
1.2 | Elect Paul Jarman | Mgmt | For | For | For | |||
1.3 | Elect Steve M. Barnett | Mgmt | For | For | For | |||
1.4 | Elect Mark J. Emkjer | Mgmt | For | For | For | |||
1.5 | Elect Blake O. Fisher, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Paul Koeppe | Mgmt | For | For | For | |||
1.7 | Elect Hamid Akhavan | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Incyte Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCY | CUSIP 45337C102 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Julian C. Baker | Mgmt | For | For | For | |||
1.2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.3 | Elect Paul A. Brooke | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Clancy | Mgmt | For | For | For | |||
1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||
1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Herve Hoppenot | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Industria de Diseño Textil S.A. - INDITEX, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITX | CINS E6282J125 | 07/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports (Individual) | Mgmt | For | For | For | |||
5 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Pablo Isla Alvarez de Tejera | Mgmt | For | For | For | |||
8 | Elect Amancio Ortega Gaona | Mgmt | For | For | For | |||
9 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | For | For | |||
10 | Elect Jose Luis Duran Schulz | Mgmt | For | For | For | |||
11 | Amendments to Title I of Articles | Mgmt | For | For | For | |||
12 | Amendments to Title II of Articles | Mgmt | For | For | For | |||
13 | Amendments to Title III of Articles | Mgmt | For | For | For | |||
14 | Amendments to Titles IV, V and VI of Articles | Mgmt | For | For | For | |||
15 | Approval of Consolidated Text of Articles | Mgmt | For | For | For | |||
16 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Remuneration Report | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Industrivarden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDU | CINS W45430100 | 05/09/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
15 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
16 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
17 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
18 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
19 | Board Size | Mgmt | For | TNA | N/A | |||
20 | Directors' Fees | Mgmt | For | TNA | N/A | |||
21 | Elect Par Boman | Mgmt | For | TNA | N/A | |||
22 | Elect Christian Caspar | Mgmt | For | TNA | N/A | |||
23 | Elect Bengt Kjell | Mgmt | For | TNA | N/A | |||
24 | Elect Nina Linander | Mgmt | For | TNA | N/A | |||
25 | Elect Fredrik Lundberg | Mgmt | For | TNA | N/A | |||
26 | Elect Annika Lundius | Mgmt | For | TNA | N/A | |||
27 | Elect Lars Pettersson | Mgmt | For | TNA | N/A | |||
28 | Elect Helena Stjernholm | Mgmt | For | TNA | N/A | |||
29 | Elect Fredrik Lundberg as Chairman | Mgmt | For | TNA | N/A | |||
30 | Number of Auditors | Mgmt | For | TNA | N/A | |||
31 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
32 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
33 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
34 | Long-term Share Savings Program | Mgmt | For | TNA | N/A | |||
35 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
36 | Shareholder Proposal Regarding Implementing Equality | ShrHoldr | N/A | TNA | N/A | |||
37 | Shareholder Proposal Regarding Reporting Results on Equality | ShrHoldr | N/A | TNA | N/A | |||
38 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
39 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
40 | Shareholder Proposal Regarding Nomination Committee Instructions | ShrHoldr | N/A | TNA | N/A | |||
41 | Shareholder Proposal Regarding Directors' Fees Petition | ShrHoldr | N/A | TNA | N/A | |||
42 | Shareholder Proposal Regarding Small and Medium-sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
43 | Shareholder Proposal Regarding Unequal Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
44 | Shareholder Proposal Regarding Unequal Voting Rights Petition | ShrHoldr | N/A | TNA | N/A | |||
45 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
46 | Shareholder Proposal Regarding Recruitment of Politicians Petition | ShrHoldr | N/A | TNA | N/A | |||
47 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Infinera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFN | CUSIP 45667G103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Daane | Mgmt | For | For | For | |||
2 | Elect Marcel Gani | Mgmt | For | For | For | |||
3 | Elect Mark A. Wegleitner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approval of 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Supervisory Board Fees | Mgmt | For | Abstain | Against | |||
16 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | |||
17 | Elect Ann Sherry to the Supervisory Board | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ingram Micro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IM | CUSIP 457153104 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
2 | Elect David A. Barnes | Mgmt | For | For | For | |||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
4 | Elect John R. Ingram | Mgmt | For | For | For | |||
5 | Elect Dale R. Laurance | Mgmt | For | For | For | |||
6 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
7 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
8 | Elect Carol G. Mills | Mgmt | For | For | For | |||
9 | Elect Alain Monie | Mgmt | For | For | For | |||
10 | Elect Wade Oosterman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of Amendment to 2011 Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Innophos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPHS | CUSIP 45774N108 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||
1.2 | Elect Kim Ann Mink | Mgmt | For | For | For | |||
1.3 | Elect Linda Myrick | Mgmt | For | For | For | |||
1.4 | Elect Karen R. Osar | Mgmt | For | For | For | |||
1.5 | Elect John Steitz | Mgmt | For | For | For | |||
1.6 | Elect Peter Thomas | Mgmt | For | For | For | |||
1.7 | Elect James Zallie | Mgmt | For | For | For | |||
1.8 | Elect Robert Zatta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Innospec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IOSP | CUSIP 45768S105 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick S. Williams | Mgmt | For | Withhold | Against | |||
1.2 | Elect Lawrence J. Padfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect David F. Landless | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Inotek Pharmaceuticals Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITEK | CUSIP 45780V102 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carsten Boess | Mgmt | For | For | For | |||
1.2 | Elect J. Martin Carroll | Mgmt | For | For | For | |||
1.3 | Elect Gary M. Phillips | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Insulet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PODD | CUSIP 45784P101 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jessica Hopfield | Mgmt | For | For | For | |||
1.2 | Elect David A. Lemoine | Mgmt | For | For | For | |||
1.3 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Insys Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INSY | CUSIP 45824V209 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick P. Fourteau | Mgmt | For | Withhold | Against | |||
1.2 | Elect John N. Kapoor | Mgmt | For | Withhold | Against | |||
1.3 | Elect Theodore H. Stanley | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Schofield | Mgmt | For | For | For | |||
1.2 | Elect Gregory L. Waters | Mgmt | For | For | For | |||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||
1.5 | Elect Ken Kannappan | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Rango | Mgmt | For | For | For | |||
1.7 | Elect Norman Taffe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Inteliquent, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IQNT | CUSIP 45825N107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rian J. Wren | Mgmt | For | For | For | |||
1.2 | Elect James P. Hynes | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. Beatty | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Ingeneri | Mgmt | For | For | For | |||
1.5 | Elect Timothy A. Samples | Mgmt | For | For | For | |||
1.6 | Elect Edward M. Greenberg | Mgmt | For | For | For | |||
1.7 | Elect Lauren F. Wright | Mgmt | For | For | For | |||
1.8 | Elect Matthew Carter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Company's Certificate of Incorporation to Implement Majority Voting | Mgmt | For | For | For | |||
5 | Removal of Directors | Mgmt | For | For | For | |||
InterDigital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDCC | CUSIP 45867G101 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey K. Belk | Mgmt | For | For | For | |||
2 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
3 | Elect John A. Kritzmacher | Mgmt | For | For | For | |||
4 | Elect William J. Merritt | Mgmt | For | For | For | |||
5 | Elect Kai O. Oistamo | Mgmt | For | For | For | |||
6 | Elect Jean F. Rankin | Mgmt | For | For | For | |||
7 | Elect Robert S. Roath | Mgmt | For | For | For | |||
8 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | Abstain | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | Against | Against | |||
9 | Elect Willie Walsh | Mgmt | For | Against | Against | |||
10 | Elect Patrick Cescau | Mgmt | For | Against | Against | |||
11 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | Against | Against | |||
12 | Elect Denise Kingsmill | Mgmt | For | Against | Against | |||
13 | Elect James A. Lawrence | Mgmt | For | Against | Against | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | Against | Against | |||
15 | Elect Kieran Poynter | Mgmt | For | Against | Against | |||
16 | Elect Marjorie Scardino | Mgmt | For | Against | Against | |||
17 | Elect Alberto Miguel Terol Esteban | Mgmt | For | Against | Against | |||
18 | Elect Marc Bolland | Mgmt | For | Against | Against | |||
19 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | Against | Against | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Abstain | Against | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intersil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIL | CUSIP 46069S109 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
2 | Elect Sohail Khan | Mgmt | For | For | For | |||
3 | Elect Gregory S. Lang | Mgmt | For | For | For | |||
4 | Elect Donald Macleod | Mgmt | For | For | For | |||
5 | Elect Ernest Maddock | Mgmt | For | For | For | |||
6 | Elect Forrest E. Norrod | Mgmt | For | For | For | |||
7 | Elect Necip Sayiner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Diane B. Greene | Mgmt | For | For | For | |||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
7 | Elect Brad D. Smith | Mgmt | For | For | For | |||
8 | Elect Jeff Weiner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Invesco Mortgage Capital Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVR | CUSIP 46131B100 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James S. Balloun | Mgmt | For | For | For | |||
2 | Elect John S. Day | Mgmt | For | For | For | |||
3 | Elect Karen D. Kelley | Mgmt | For | For | For | |||
4 | Elect Edward J. Hardin | Mgmt | For | For | For | |||
5 | Elect James R. Lientz, Jr. | Mgmt | For | For | For | |||
6 | Elect Gregory G. McGreevey | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Investor AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INVE | CINS W48102128 | 05/10/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Number of Auditors | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | |||
20 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | |||
21 | Elect Johan Forssell | Mgmt | For | TNA | N/A | |||
22 | Elect Magdalena Gerger | Mgmt | For | TNA | N/A | |||
23 | Elect Tom Johnstone | Mgmt | For | TNA | N/A | |||
24 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
25 | Elect Hans Straberg | Mgmt | For | TNA | N/A | |||
26 | Elect Lena Treschow Torell | Mgmt | For | TNA | N/A | |||
27 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | |||
28 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
29 | Elect Sara Ohrvall | Mgmt | For | TNA | N/A | |||
30 | Elect Jacob Wallenberg as Chairman | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
33 | Stock Matching Plan | Mgmt | For | TNA | N/A | |||
34 | Authority to Repurchase Shares and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Issue Treasury Shares Pursuant to Stock Matching Plan | Mgmt | For | TNA | N/A | |||
36 | Shareholder Proposal Regarding Occupational Accidents | ShrHoldr | N/A | TNA | N/A | |||
37 | Shareholder Proposal Regarding Occupation Accidents Working Group | ShrHoldr | N/A | TNA | N/A | |||
38 | Shareholder Proposal Regarding Occupational Accidents Report | ShrHoldr | N/A | TNA | N/A | |||
39 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
40 | Shareholder Proposal Regarding Equality Working Group | ShrHoldr | N/A | TNA | N/A | |||
41 | Shareholder Proposal Regarding Equality Report | ShrHoldr | N/A | TNA | N/A | |||
42 | Shareholder Proposal Regarding Shareholders Association | ShrHoldr | N/A | TNA | N/A | |||
43 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
44 | Shareholder Proposal Regarding Nomination Committee Instructions | ShrHoldr | N/A | TNA | N/A | |||
45 | Shareholder Proposal Regarding Directors' Fees Petition | ShrHoldr | N/A | TNA | N/A | |||
46 | Shareholder Proposal Regarding Unequal Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
47 | Shareholder Proposal Regarding Petition for Unequal Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
48 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
49 | Shareholder Proposal Regarding Cool-off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Small and Medium-size Shareholders | ShrHoldr | N/A | TNA | N/A | |||
51 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Investors Real Estate Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRET | CUSIP 461730103 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Caira | Mgmt | For | For | For | |||
2 | Elect Linda Hall | Mgmt | For | For | For | |||
3 | Elect Terrance Maxwell | Mgmt | For | For | For | |||
4 | Elect Timothy P. Mihalick | Mgmt | For | For | For | |||
5 | Elect Jeffrey L. Miller | Mgmt | For | For | For | |||
6 | Elect Pamela J. Moret | Mgmt | For | For | For | |||
7 | Elect Stephen L. Stenehjem | Mgmt | For | For | For | |||
8 | Elect John D. Stewart | Mgmt | For | For | For | |||
9 | Elect Jeffrey K. Woodbury | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Ionis Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IONS | CUSIP 462222100 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley T. Crooke | Mgmt | For | For | For | |||
1.2 | Elect Joseph Klein, III | Mgmt | For | For | For | |||
1.3 | Elect Joseph Loscalzo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
4 | Elect Kohji Takayanagi | Mgmt | For | For | For | |||
5 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
6 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
7 | Elect Shuichi Koseki | Mgmt | For | For | For | |||
8 | Elect Eiichi Yonekura | Mgmt | For | For | For | |||
9 | Elect Masahiro Imai | Mgmt | For | For | For | |||
10 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
11 | Elect Kazutaka Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
13 | Elect Yasuyuki Harada | Mgmt | For | For | For | |||
14 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
15 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
16 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
17 | Elect Yoshio Akamatsu | Mgmt | For | For | For | |||
18 | Elect Kiyoshi Yamaguchi | Mgmt | For | For | For | |||
19 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry M. Cohen | Mgmt | For | For | For | |||
2 | Elect Thomas I. Morgan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 07/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown | Mgmt | For | For | For | |||
2 | Elect Joanna T. Lau | Mgmt | For | For | For | |||
3 | Elect Samuel L. Odle | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ITV plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITV | CINS G4984A110 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Final Dividend | Mgmt | For | For | For | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Elect Anna Manz | Mgmt | For | For | For | |||
6 | Elect Peter Bazalgette | Mgmt | For | For | For | |||
7 | Elect Adam Crozier | Mgmt | For | For | For | |||
8 | Elect Roger Faxon | Mgmt | For | For | For | |||
9 | Elect Ian Griffiths | Mgmt | For | For | For | |||
10 | Elect Mary Harris | Mgmt | For | For | For | |||
11 | Elect Andy Haste | Mgmt | For | For | For | |||
12 | Elect John Ormerod | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles | Mgmt | For | For | For | |||
21 | Share Incentive Plan | Mgmt | For | For | For | |||
IXIA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XXIA | CUSIP 45071R109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Asscher | Mgmt | For | For | For | |||
1.2 | Elect Ilan Daskal | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Fram | Mgmt | For | For | For | |||
1.4 | Elect Errol Ginsberg | Mgmt | For | For | For | |||
1.5 | Elect Gail E. Hamilton | Mgmt | For | For | For | |||
1.6 | Elect Bethany Mayer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jabil Circuit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBL | CUSIP 466313103 | 01/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anousheh Ansari | Mgmt | For | For | For | |||
1.2 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Timothy L. Main | Mgmt | For | For | For | |||
1.4 | Elect Mark T. Mondello | Mgmt | For | For | For | |||
1.5 | Elect Frank A. Newman | Mgmt | For | For | For | |||
1.6 | Elect John C. Plant | Mgmt | For | For | For | |||
1.7 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Sansone | Mgmt | For | For | For | |||
1.9 | Elect David M. Stout | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Short Term Incentive Plan | Mgmt | For | For | For | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
10 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
11 | Elect Toshinori Shin | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
13 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
14 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
15 | Elect Hisao Taguchi | Mgmt | For | For | For | |||
16 | Elect Yasushi Suzuka | Mgmt | For | For | For | |||
17 | Elect Hiroyuki Kumasaka | Mgmt | For | For | For | |||
18 | Elect Shinji Hatta | Mgmt | For | For | For | |||
19 | Elect Osamu Kamo | Mgmt | For | For | For | |||
Japan Hotel REIT Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8985 | CINS J2761Q107 | 11/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Kaname Masuda as Executive Director | Mgmt | For | For | For | |||
3 | Elect Hiroshi Matsuzawa | Mgmt | For | For | For | |||
4 | Elect Tetsuya Mishiku | Mgmt | For | For | For | |||
5 | Elect Hiroto Kashii | Mgmt | For | For | For | |||
6 | Elect Hisashi Furukawa as Alternate Executive Director | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||
8 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
9 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
10 | Elect Main Kohda | Mgmt | For | For | For | |||
11 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Jardine Cycle and Carriage Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCNC | CINS Y43703100 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
5 | Elect CHANG See Hiang | Mgmt | For | For | For | |||
6 | Elect Hassan Abas | Mgmt | For | For | For | |||
7 | Elect Michael KOK Pak Kuan | Mgmt | For | For | For | |||
8 | Elect Adrian Teng | Mgmt | For | For | For | |||
9 | Authorization for BOON Yoon Chiang to Continue as Director | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Related Party Transactions | Mgmt | For | For | For | |||
14 | Adoption of New Constitution | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
John B. Sanfilippo and Son, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS | CUSIP 800422107 | 10/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jim Edgar | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ellen C. Taaffe | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel M. Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson Matthey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JMAT | CINS G51604158 | 12/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Jones Lang LaSalle Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JLL | CUSIP 48020Q107 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Colin Dyer | Mgmt | For | For | For | |||
4 | Elect DeAnne S. Julius | Mgmt | For | For | For | |||
5 | Elect Ming Lu | Mgmt | For | For | For | |||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
8 | Elect Ann Marie Petach | Mgmt | For | For | For | |||
9 | Elect Shailesh Rao | Mgmt | For | For | For | |||
10 | Elect Christian Ulbrich | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
JTEKT Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6473 | CINS J2946V104 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tetsuo Agata | Mgmt | For | For | For | |||
4 | Elect Seihoh Kawakami | Mgmt | For | For | For | |||
5 | Elect Masakazu Isaka | Mgmt | For | For | For | |||
6 | Elect Atsushi Kume | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Miyazaki | Mgmt | For | For | For | |||
8 | Elect Hiroyuki Kaijima | Mgmt | For | For | For | |||
9 | Elect Takao Miyatani | Mgmt | For | For | For | |||
10 | Elect Iwao Okamoto | Mgmt | For | For | For | |||
11 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
12 | Elect Tomokazu Takahashi | Mgmt | For | For | For | |||
13 | Elect Takumi Matsumoto | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
2 | Elect Gary J Daichendt | Mgmt | For | For | For | |||
3 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Scott Kriens | Mgmt | For | For | For | |||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||
8 | Elect Rami Rahim | Mgmt | For | For | For | |||
9 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
10 | Elect William Stensrud | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Vote | ShrHoldr | Against | For | Against | |||
Kadant Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAI | CUSIP 48282T104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jonathan W. Painter | Mgmt | For | For | For | |||
2 | Elect William A. Rainville | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kaneka Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4118 | CINS J2975N106 | 06/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Elect Kimikazu Sugawara | Mgmt | For | TNA | N/A | |||
3 | Elect Mamoru Kadokura | Mgmt | For | TNA | N/A | |||
4 | Elect Hirosaku Nagano | Mgmt | For | TNA | N/A | |||
5 | Elect Minoru Tanaka | Mgmt | For | TNA | N/A | |||
6 | Elect Toshio Nakamura | Mgmt | For | TNA | N/A | |||
7 | Elect Akira Iwazawa | Mgmt | For | TNA | N/A | |||
8 | Elect Hidesuke Amachi | Mgmt | For | TNA | N/A | |||
9 | Elect Shinichiroh Kametaka | Mgmt | For | TNA | N/A | |||
10 | Elect Shinobu Ishihara | Mgmt | For | TNA | N/A | |||
11 | Elect Kazuhiko Fujii | Mgmt | For | TNA | N/A | |||
12 | Elect Takeo Inokuchi | Mgmt | For | TNA | N/A | |||
13 | Elect Mamoru Mohri | Mgmt | For | TNA | N/A | |||
14 | Elect Hideyuki Matsui | Mgmt | For | TNA | N/A | |||
15 | Elect Yasuhiro Uozumi | Mgmt | For | TNA | N/A | |||
16 | Elect Masafumi Nakahigashi as Alternate Statutory Auditor | Mgmt | For | TNA | N/A | |||
17 | Bonus | Mgmt | For | TNA | N/A | |||
18 | Renewal of Takeover Defense Plan | Mgmt | For | TNA | N/A | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | |||
8 | Elect Tohru Nagashima | Mgmt | For | For | For | |||
9 | Elect Masayuki Oku | Mgmt | For | For | For | |||
10 | Elect Toraki Inoue as Statutory Auditor | Mgmt | For | For | For | |||
11 | Outside Directors' Fees | Mgmt | For | For | For | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Bahash | Mgmt | For | For | For | |||
1.2 | Elect David G. Gabriel | Mgmt | For | For | For | |||
1.3 | Elect Brian R. Gamache | Mgmt | For | For | For | |||
1.4 | Elect David P. Storch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Incentive Plan | Mgmt | For | Against | Against | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect James P. Hallett | Mgmt | For | For | For | |||
4 | Elect Mark E. Hill | Mgmt | For | For | For | |||
5 | Elect J. Mark Howell | Mgmt | For | For | For | |||
6 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
8 | Elect John P. Larson | Mgmt | For | For | For | |||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
10 | Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark E. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect James R. Blackwell | Mgmt | For | For | For | |||
1.3 | Elect Stuart J. B. Bradie | Mgmt | For | For | For | |||
1.4 | Elect Loren K. Carroll | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Curtiss | Mgmt | For | For | For | |||
1.6 | Elect Umberto della Sala | Mgmt | For | For | For | |||
1.7 | Elect Lester L. Lyles | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack B. Moore | Mgmt | For | For | For | |||
1.9 | Elect Ann D. Pickard | Mgmt | For | For | For | |||
1.10 | Elect Richard J. Slater | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2006 Stock and Incentive Plan | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
5 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
6 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
7 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
8 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
9 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
11 | Elect Takashi Shohji | Mgmt | For | For | For | |||
12 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
17 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
18 | Elect Kohichi Ishizu | Mgmt | For | For | For | |||
19 | Elect Akira Yamashita | Mgmt | For | For | For | |||
20 | Elect Kakuji Takano | Mgmt | For | For | For | |||
21 | Elect Nobuaki Katoh | Mgmt | For | For | For | |||
22 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cathy Hendrickson | Mgmt | For | For | For | |||
1.2 | Elect Stanley R. Zax | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KYGA | CINS G52416107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Gerry Behan | Mgmt | For | For | For | |||
5 | Elect Hugh Brady | Mgmt | For | For | For | |||
6 | Elect Patrick Casey | Mgmt | For | For | For | |||
7 | Elect James Devane | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Tom Moran | Mgmt | For | For | For | |||
16 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
17 | Elect Philip Toomey | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kerry Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0683 | CINS G52440107 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WONG Siu Kong | Mgmt | For | For | For | |||
6 | Elect KUOK Khoon Hua | Mgmt | For | For | For | |||
7 | Elect Marina WONG Yu Pok | Mgmt | For | For | For | |||
8 | Elect Stephen CHANG Tso Tung | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Kforce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFRC | CUSIP 493732101 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Sutter | Mgmt | For | For | For | |||
1.3 | Elect Ralph E. Struzziero | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||
5 | 2016 Stock Incentive Plan | Mgmt | For | Against | Against | |||
KIA Motors Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000270 | CINS Y47601102 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Member: NAM Sang Goo | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Kindred Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KND | CUSIP 494580103 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joel Ackerman | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Blum | Mgmt | For | For | For | |||
3 | Elect Benjamin A Breier | Mgmt | For | For | For | |||
4 | Elect Thomas P. Cooper | Mgmt | For | For | For | |||
5 | Elect Paul J. Diaz | Mgmt | For | For | For | |||
6 | Elect Heyward R. Donigan | Mgmt | For | For | For | |||
7 | Elect Richard A. Goodman | Mgmt | For | For | For | |||
8 | Elect Christopher T. Hjelm | Mgmt | For | For | For | |||
9 | Elect Frederick J. Kleisner | Mgmt | For | For | For | |||
10 | Elect Sharad Mansukani | Mgmt | For | For | For | |||
11 | Elect Phyllis R. Yale | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Alignment Shares and Transformation Incentive Plan | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Daniel Bernard | Mgmt | For | For | For | |||
7 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
8 | Elect Pascal Cagni | Mgmt | For | For | For | |||
9 | Elect Clare M. Chapman | Mgmt | For | For | For | |||
10 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
11 | Elect Veronique Laury | Mgmt | For | For | For | |||
12 | Elect Mark Seligman | Mgmt | For | For | For | |||
13 | Elect Karen Witts | Mgmt | For | For | For | |||
14 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Koninklijke Ahold N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AH | CINS N0139V167 | 03/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Merger/Acquisition | Mgmt | For | For | For | |||
3 | Elect Frans Muller to the Management Board | Mgmt | For | For | For | |||
4 | Elect Pierre Bouchut to the Management Board | Mgmt | For | For | For | |||
5 | Elect Kevin Holt to the Management Board | Mgmt | For | For | For | |||
6 | Elect Mats Jansson to the Supervisory Board | Mgmt | For | For | For | |||
7 | Elect Jacques de Vaucleroy to the Supervisory Board | Mgmt | For | For | For | |||
8 | Elect Patrick De Maeseneire to the Supervisory Board | Mgmt | For | For | For | |||
9 | Elect Dominique Leroy to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Bill McEwan to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Jack L. Stahl to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Johnny Thijs to the Supervisory Board | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Amendments to Articles Regarding Option Rights to SAC | Mgmt | For | Against | Against | |||
15 | Elect Jeff Carr to the Management Board | Mgmt | For | For | For | |||
16 | Elect James McCann to the Management Board | Mgmt | For | For | For | |||
17 | Elect Mark G. McGrath to the Supervisory Board | Mgmt | For | For | For | |||
18 | Elect Mary Anne Citrino to the Supervisory Board | Mgmt | For | For | For | |||
19 | Remuneration Policy | Mgmt | For | For | For | |||
20 | Supervisory Board Fees | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Koninklijke Ahold N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AH | CINS N0139V167 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Cancel Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect CHO Hwan Ik as CEO | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 03/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LEE Sung Han | Mgmt | For | Against | Against | |||
2 | Election of Audit Committee Member: LEE Sung Han | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Member: JO Jeon Hyuk | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect RYU Hyang Ryeol | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Korn/Ferry International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFY | CUSIP 500643200 | 09/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
2 | Elect Gary D. Burnison | Mgmt | For | For | For | |||
3 | Elect William R. Floyd | Mgmt | For | For | For | |||
4 | Elect Christina A. Gold | Mgmt | For | For | For | |||
5 | Elect Jerry Leamon | Mgmt | For | For | For | |||
6 | Elect Debra J. Perry | Mgmt | For | For | For | |||
7 | Elect George T. Shaheen | Mgmt | For | For | For | |||
8 | Elect Harry L. You | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraton Performance Polymers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
1.2 | Elect Barry J. Goldstein | Mgmt | For | For | For | |||
1.3 | Elect Dan F. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the Material Terms of the Performance Metrics for Section 162(M) of the Internal Revenue Code | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | Against | Against | |||
2 | Elect Robert D. Beyer | Mgmt | For | Against | Against | |||
3 | Elect Anne Gates | Mgmt | For | Against | Against | |||
4 | Elect Susan J. Kropf | Mgmt | For | Against | Against | |||
5 | Elect W. Rodney McMullen | Mgmt | For | Against | Against | |||
6 | Elect Jorge P. Montoya | Mgmt | For | Against | Against | |||
7 | Elect Clyde R. Moore | Mgmt | For | Against | Against | |||
8 | Elect Susan M. Phillips | Mgmt | For | Against | Against | |||
9 | Elect James A. Runde | Mgmt | For | Against | Against | |||
10 | Elect Ronald L. Sargent | Mgmt | For | Against | Against | |||
11 | Elect Bobby S. Shackouls | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Kuraray Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3405 | CINS J37006137 | 03/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Fumio Itoh | Mgmt | For | For | For | |||
5 | Elect Masaaki Itoh | Mgmt | For | For | For | |||
6 | Elect Sadaaki Matsuyama | Mgmt | For | For | For | |||
7 | Elect Kazuhiko Kugawa | Mgmt | For | For | For | |||
8 | Elect Hiroaya Hayase | Mgmt | For | For | For | |||
9 | Elect Yukiatsu Komiya | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Nakayama | Mgmt | For | For | For | |||
11 | Elect Kenichi Abe | Mgmt | For | For | For | |||
12 | Elect Yoshimasa Sano | Mgmt | For | For | For | |||
13 | Elect Hitoshi Toyoura | Mgmt | For | For | For | |||
14 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | |||
15 | Elect Jun Hamano | Mgmt | For | For | For | |||
16 | Elect Kunio Yukiyoshi | Mgmt | For | For | For | |||
17 | Elect Yoshimitsu Okamoto | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/12/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Chairman | Mgmt | For | TNA | N/A | |||
8 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
9 | Elect Philippe P. Dauman | Mgmt | For | TNA | N/A | |||
10 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
11 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
12 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
13 | Elect Bruno Lafont | Mgmt | For | TNA | N/A | |||
14 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
15 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
16 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
17 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
18 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
20 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
21 | Elect Paul Desmarais, Jr. as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Oscar Fanjul as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Adrian Loader as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Nassef Sawiris as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Board Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Compensation | Mgmt | For | TNA | N/A | |||
Lagardere SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMB | CINS F5485U100 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Remuneration of Arnaud Lagardere, CEO | Mgmt | For | For | For | |||
8 | Remuneration of Management | Mgmt | For | For | For | |||
9 | Elect Nathalie Andrieux to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Georges Chodron de Courcel to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Pierre Lescure to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Helene Molinari to the Supervisory Board | Mgmt | For | For | For | |||
13 | Elect Francois Roussely to the Supervisory Board | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | |||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Landauer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LDR | CUSIP 51476K103 | 02/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey A. Bailey | Mgmt | For | For | For | |||
2 | Elect Michael P. Kaminski | Mgmt | For | For | For | |||
3 | Elect Michael T. Leatherman | Mgmt | For | For | For | |||
4 | Elect David E. Meador | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
Lannett Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCI | CUSIP 516012101 | 01/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Farber | Mgmt | For | For | For | |||
1.2 | Elect Arthur P. Bedrosian | Mgmt | For | For | For | |||
1.3 | Elect James M. Maher | Mgmt | For | For | For | |||
1.4 | Elect David Drabik | Mgmt | For | For | For | |||
1.5 | Elect Paul Taveira | Mgmt | For | For | For | |||
1.6 | Elect Albert Paonessa III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Exclusive Forum Provision | Mgmt | For | Against | Against | |||
Lattice Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSCC | CUSIP 518415104 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darin G. Billerbeck | Mgmt | For | For | For | |||
1.2 | Elect Robin A. Abrams | Mgmt | For | For | For | |||
1.3 | Elect John E. Bourgoin | Mgmt | For | For | For | |||
1.4 | Elect Robert R. Herb | Mgmt | For | For | For | |||
1.5 | Elect Mark E. Jensen | Mgmt | For | For | For | |||
1.6 | Elect D. Jeffrey Richardson | Mgmt | For | For | For | |||
1.7 | Elect Frederick D. Weber | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lazard Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LAZ | CUSIP G54050102 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard N. Haass | Mgmt | For | For | For | |||
1.2 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
1.3 | Elect Richard D. Parsons | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the French Sub-Plan under the 2008 Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jespen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
8 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
9 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
10 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote to Approve Executive Compensation | Mgmt | For | For | For | |||
Leggett & Platt, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP 524660107 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert E. Brunner | Mgmt | For | For | For | |||
2 | Elect Robert G. Culp, III | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
5 | Elect Matthew C. Flanigan | Mgmt | For | For | For | |||
6 | Elect Karl G. Glassman | Mgmt | For | For | For | |||
7 | Elect Joseph W. McClanathan | Mgmt | For | For | For | |||
8 | Elect Judy C. Odom | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | |||
6 | Elect YANG Yuanqing | Mgmt | For | For | For | |||
7 | Elect ZHAO John Huan | Mgmt | For | For | For | |||
8 | Elect Nicholas C. Allen | Mgmt | For | For | For | |||
9 | Retirement of TING Lee Sen | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lexington Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXP | CUSIP 529043101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Robert Roskind | Mgmt | For | For | For | |||
2 | Elect T. Wilson Eglin | Mgmt | For | For | For | |||
3 | Elect Richard J. Rouse | Mgmt | For | For | For | |||
4 | Elect Harold First | Mgmt | For | For | For | |||
5 | Elect Richard S. Frary | Mgmt | For | For | For | |||
6 | Elect Lawrence L. Gray | Mgmt | For | For | For | |||
7 | Elect Claire A. Koeneman | Mgmt | For | For | For | |||
8 | Elect Kevin W. Lynch | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Lexmark International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXK | CUSIP 529771107 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph E. Gomory | Mgmt | For | For | For | |||
2 | Elect Michael J. Maples | Mgmt | For | For | For | |||
3 | Elect Stephen R. Hardis | Mgmt | For | For | For | |||
4 | Elect William R. Fields | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
7 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
8 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
9 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
10 | Elect Paul A. Rooke | Mgmt | For | For | For | |||
11 | Elect Sandra L. Helton | Mgmt | For | For | For | |||
12 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Media Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229300 | 04/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stocks | Mgmt | For | For | For | |||
2 | Recapitalization | Mgmt | For | For | For | |||
3 | Conversion of Securities | Mgmt | For | For | For | |||
4 | Group Disposition | Mgmt | For | For | For | |||
5 | Adjourn Meeting | Mgmt | For | For | For | |||
LifeLock Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOCK | CUSIP 53224V100 | 05/05/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd Davis | Mgmt | For | TNA | N/A | |||
1.2 | Elect David Cowan | Mgmt | For | TNA | N/A | |||
1.3 | Elect Jaynie Miller Studenmund | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Approval of the Senior Executive Bonus Plan | Mgmt | For | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Ligand Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGND | CUSIP 53220K504 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
1.2 | Elect Todd C. Davis | Mgmt | For | For | For | |||
1.3 | Elect John L. Higgins | Mgmt | For | For | For | |||
1.4 | Elect John W. Kozarich | Mgmt | For | For | For | |||
1.5 | Elect John L. LaMattina | Mgmt | For | For | For | |||
1.6 | Elect Sunil Patel | Mgmt | For | For | For | |||
1.7 | Elect Stephen L. Sabba | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Cunningham | Mgmt | For | For | For | |||
2 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
3 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
4 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
5 | Elect William P. Payne | Mgmt | For | For | For | |||
6 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
7 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Lions Gate Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGF | CUSIP 535919203 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Burns | Mgmt | For | For | For | |||
1.2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
1.3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
1.4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
1.5 | Elect Frank Giustra | Mgmt | For | For | For | |||
1.6 | Elect Harald H. Ludwig | Mgmt | For | For | For | |||
1.7 | Elect John C. Malone | Mgmt | For | For | For | |||
1.8 | Elect G. Scott Paterson | Mgmt | For | For | For | |||
1.9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.10 | Elect Daryl Simm | Mgmt | For | For | For | |||
1.11 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
1.12 | Elect Phyllis Yaffe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Littelfuse, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LFUS | CUSIP 537008104 | 04/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tzau-Jin Chung | Mgmt | For | For | For | |||
2 | Elect Cary T. Fu | Mgmt | For | For | For | |||
3 | Elect Anthony Grillo | Mgmt | For | For | For | |||
4 | Elect Gordon Hunter | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect William P. Noglows | Mgmt | For | For | For | |||
7 | Elect Ronald L. Schubel | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Lixil Group Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5938 | CINS J3893W103 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yohichiroh Ushioda | Mgmt | For | Against | Against | |||
4 | Elect Yoshizumi Kanamori | Mgmt | For | Against | Against | |||
5 | Elect Yoshinobu Kikuchi | Mgmt | For | Against | Against | |||
6 | Elect Keiichiroh Ina | Mgmt | For | Against | Against | |||
7 | Elect Hidehiko Satoh | Mgmt | For | Against | Against | |||
8 | Elect Tsutomu Kawaguchi | Mgmt | For | Against | Against | |||
9 | Elect Main Kohda Tokuko Sawa | Mgmt | For | Against | Against | |||
10 | Elect Barbara Judge | Mgmt | For | Against | Against | |||
11 | Elect Ryuichi Kawamoto | Mgmt | For | Against | Against | |||
12 | Elect Hirokazu Yamanashi | Mgmt | For | Against | Against | |||
13 | Elect Kinya Seto | Mgmt | For | Against | Against | |||
14 | Elect Toshimasa Iue | Mgmt | For | Against | Against | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Approval of the 2016 Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
LSB Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXU | CUSIP 502160104 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan S. Bobb | Mgmt | For | For | For | |||
1.2 | Elect Jack E. Golsen | Mgmt | For | For | For | |||
1.3 | Elect Richard S. Sanders, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Approval of the 2016 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
LTC Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTC | CUSIP 502175102 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Boyd W. Hendrickson | Mgmt | For | For | For | |||
2 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
3 | Elect Devra G. Shapiro | Mgmt | For | For | For | |||
4 | Elect Wendy L. Simpson | Mgmt | For | For | For | |||
5 | Elect Timothy J. Triche | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Elect Francesco Milleri | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
2 | Elect Lincoln Benet | Mgmt | For | For | For | |||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
4 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
5 | Elect Thomas Aebischer | Mgmt | For | For | For | |||
6 | Elect Dan Coombs | Mgmt | For | For | For | |||
7 | Elect James D. Guilfoyle | Mgmt | For | For | For | |||
8 | Adoption of Dutch Statutory Annual Accounts for 2015 | Mgmt | For | For | For | |||
9 | Discharge From Liability of Members of the Management | Mgmt | For | For | For | |||
10 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
13 | Allocation of Dividends | Mgmt | For | For | For | |||
14 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For | |||
15 | Authority of Management Board to Repurchase Shares | Mgmt | For | For | For | |||
magicJack VocalTec Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CALL | CUSIP M6787E101 | 07/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald A. Burns | Mgmt | For | For | For | |||
2 | Elect Richard Harris | Mgmt | For | For | For | |||
3 | Elect Yuen Wah Sing | Mgmt | For | For | For | |||
4 | Elect Gerald Vento | Mgmt | For | For | For | |||
5 | Election of External Director Yoseph Dauber | Mgmt | For | For | For | |||
6 | Declaration of Material Interest | Mgmt | For | For | For | |||
7 | Approval of CEO's Employment Agreement | Mgmt | For | For | For | |||
8 | Declaration of Material Interest | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
1.6 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.7 | Elect David A. Lamneck | Mgmt | For | For | For | |||
1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.10 | Elect Karen L. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.12 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.13 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.14 | Elect Maxwell F. Reid | Mgmt | For | For | For | |||
1.15 | Elect Karen L. Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
MainSource Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFG | CUSIP 56062Y102 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen L. Bardwell | Mgmt | For | For | For | |||
1.2 | Elect William G. Barron | Mgmt | For | For | For | |||
1.3 | Elect Vincent A. Berta | Mgmt | For | For | For | |||
1.4 | Elect Archie M. Brown, Jr. | Mgmt | For | For | For | |||
1.5 | Elect D.J. Hines | Mgmt | For | For | For | |||
1.6 | Elect Erin P. Hoeflinger | Mgmt | For | For | For | |||
1.7 | Elect Thomas M. O'Brien | Mgmt | For | For | For | |||
1.8 | Elect Lawrence R. Rueff | Mgmt | For | For | For | |||
1.9 | Elect John G. Seale | Mgmt | For | For | For | |||
1.10 | Elect Charles J. Thayer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Malibu Boats Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBUU | CUSIP 56117J100 | 10/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Phillip S. Estes | Mgmt | For | Withhold | Against | |||
1.2 | Elect James R. Buch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter E. Murphy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Manhattan Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANH | CUSIP 562750109 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Huntz, Jr. | Mgmt | For | For | For | |||
2 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
3 | Elect John H. Heyman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Approval of the Performance Criteria Under the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of the 2016 Annual Cash Bonus Plan | Mgmt | For | For | For | |||
Marcus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCS | CUSIP 566330106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen H. Marcus | Mgmt | For | For | For | |||
1.2 | Elect Diane Marcus Gershowitz | Mgmt | For | For | For | |||
1.3 | Elect Daniel F. McKeithan, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Allan H. Selig | Mgmt | For | For | For | |||
1.5 | Elect Timothy E. Hoeksema | Mgmt | For | For | For | |||
1.6 | Elect Bruce J. Olson | Mgmt | For | For | For | |||
1.7 | Elect Philip L. Milstein | Mgmt | For | For | For | |||
1.8 | Elect Bronson J. Haase | Mgmt | For | For | For | |||
1.9 | Elect James D. Ericson | Mgmt | For | For | For | |||
1.10 | Elect Gregory S. Marcus | Mgmt | For | For | For | |||
1.11 | Elect Brian J. Stark | Mgmt | For | Withhold | Against | |||
1.12 | Elect Katherine M. Gehl | Mgmt | For | For | For | |||
1.13 | Elect David M. Baum | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Marcus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCS | CUSIP 566330106 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen H. Marcus | Mgmt | For | For | For | |||
1.2 | Elect Diane Marcus Gershowitz | Mgmt | For | For | For | |||
1.3 | Elect Daniel F. McKeithan, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Allan H. Selig | Mgmt | For | For | For | |||
1.5 | Elect Timothy E. Hoeksema | Mgmt | For | For | For | |||
1.6 | Elect Bruce J. Olson | Mgmt | For | For | For | |||
1.7 | Elect Philip L. Milstein | Mgmt | For | For | For | |||
1.8 | Elect Bronson J. Haase | Mgmt | For | For | For | |||
1.9 | Elect James D. Ericson | Mgmt | For | For | For | |||
1.10 | Elect Gregory S. Marcus | Mgmt | For | For | For | |||
1.11 | Elect Brian J. Stark | Mgmt | For | For | For | |||
1.12 | Elect Katherine M. Gehl | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Marks and Spencer Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKS | CINS G5824M107 | 07/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Helen A. Weir | Mgmt | For | For | For | |||
5 | Elect Richard Solomons | Mgmt | For | For | For | |||
6 | Elect Manvinder Banga | Mgmt | For | For | For | |||
7 | Elect Alison Brittain | Mgmt | For | For | For | |||
8 | Elect Marc Bolland | Mgmt | For | For | For | |||
9 | Elect Patrick Bousquet-Chavanne | Mgmt | For | For | For | |||
10 | Elect Miranda Curtis | Mgmt | For | For | For | |||
11 | Elect John Dixon | Mgmt | For | For | For | |||
12 | Elect Martha Lane Fox | Mgmt | For | For | For | |||
13 | Elect Andy Halford | Mgmt | For | For | For | |||
14 | Elect Steve Rowe | Mgmt | For | For | For | |||
15 | Elect Robert Swannell | Mgmt | For | For | For | |||
16 | Elect Laura Wade-Gery | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Performance Share Plan 2015 | Mgmt | For | For | For | |||
25 | Executive Share Option Plan 2015 | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond L. Gellein, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Hutchison III | Mgmt | For | For | For | |||
1.3 | Elect Dianna F. Morgan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Parfet | Mgmt | For | For | For | |||
2 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
3 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
MasTec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTZ | CUSIP 576323109 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Dwyer | Mgmt | For | For | For | |||
1.2 | Elect Jose S. Sorzano | Mgmt | For | For | For | |||
1.3 | Elect Javier Palomarez | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
MasTec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTZ | CUSIP 576323109 | 10/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose R. Mas | Mgmt | For | For | For | |||
1.2 | Elect John Van Heuvelen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Matrix Service Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRX | CUSIP 576853105 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Hewitt | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Hall | Mgmt | For | For | For | |||
1.3 | Elect I. Edgar Hendrix | Mgmt | For | For | For | |||
1.4 | Elect Paul K. Lackey | Mgmt | For | For | For | |||
1.5 | Elect Tom E. Maxwell | Mgmt | For | For | For | |||
1.6 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
1.7 | Elect James H. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Matson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MATX | CUSIP 57686G105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Blake Baird | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Chun | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Cox | Mgmt | For | For | For | |||
1.4 | Elect Walter A. Dods, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.6 | Elect Constance H. Lau | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey N. Watanabe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MAXIMUS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMS | CUSIP 577933104 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul R. Lederer | Mgmt | For | For | For | |||
2 | Elect Peter B. Pond | Mgmt | For | For | For | |||
3 | Elect James R. Thompson, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Mazda Motor Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7261 | CINS J41551110 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Seita Kanai | Mgmt | For | For | For | |||
4 | Elect Masamichi Kogai | Mgmt | For | For | For | |||
5 | Elect Akira Marumoto | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Shohbuda | Mgmt | For | For | For | |||
7 | Elect Kiyoshi Fujiwara | Mgmt | For | For | For | |||
8 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
6 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
7 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
8 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
9 | Elect David M. Lawrence | Mgmt | For | For | For | |||
10 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
11 | Elect Susan R. Salka | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Reapproval of the Management Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Adoption of Proxy Access Bylaw | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Medipal Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7459 | CINS J4189T101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shuichi Watanabe | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Chohfuku | Mgmt | For | For | For | |||
4 | Elect Toshihide Yoda | Mgmt | For | For | For | |||
5 | Elect Yuji Sakon | Mgmt | For | For | For | |||
6 | Elect Takuroh Hasegawa | Mgmt | For | For | For | |||
7 | Elect Shinjiroh Watanabe | Mgmt | For | For | For | |||
8 | Elect Kunio Ninomiya | Mgmt | For | For | For | |||
9 | Elect Michiko Kawanobe | Mgmt | For | For | For | |||
10 | Elect Mitsuko Kagami | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Medley Capital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCC | CUSIP 58503F106 | 03/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Seth Taube | Mgmt | For | Withhold | Against | |||
1.2 | Elect Arthur S. Ainsberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Mellanox Technologies, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLNX | CUSIP M51363113 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eyal Waldman | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Dov Baharav | Mgmt | For | For | For | |||
4 | Elect Glenda M Dorchak | Mgmt | For | For | For | |||
5 | Elect Thomas Weatherford | Mgmt | For | For | For | |||
6 | Elect Shai Cohen | Mgmt | For | For | For | |||
7 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
8 | Elect Thomas J. Riordan | Mgmt | For | For | For | |||
9 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
10 | Salary and Bonus of CEO | Mgmt | For | Against | Against | |||
11 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
12 | Approval of the Grant of Restricted Share Units to the CEO | Mgmt | For | Against | Against | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Global Share Option Incentive Plan (2006) | Mgmt | For | Against | Against | |||
16 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
17 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
18 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
19 | Approval of Compensation Philosophy | Mgmt | For | Against | Against | |||
20 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
Men's Wearhouse Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MW | CUSIP 587118100 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William B. Sechrest | Mgmt | For | For | For | |||
1.2 | Elect David H. Edwab | Mgmt | For | For | For | |||
1.3 | Elect Douglas S. Ewert | Mgmt | For | For | For | |||
1.4 | Elect Rinaldo S. Brutoco | Mgmt | For | For | For | |||
1.5 | Elect Sheldon I. Stein | Mgmt | For | For | For | |||
1.6 | Elect Grace Nichols | Mgmt | For | For | For | |||
1.7 | Elect Allen Questrom | Mgmt | For | For | For | |||
1.8 | Elect B. Michael Becker | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Approve Performance Goals Under 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
1.3 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
1.5 | Elect Walden C. Rhines | Mgmt | For | For | For | |||
1.6 | Elect Cheryl L. Shavers | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey M. Stafeil | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | 1989 Employee Stock Purchase Plan and Foreign Sub-plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CINS D5357W103 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Approval of Financial Statements | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Merrimack Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect John M. Dineen | Mgmt | For | For | For | |||
1.4 | Elect Vivian S. Lee, M.D., Ph.D. | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Ulrik B. Nielson, Ph.D. | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Russel T. Ray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Tyler Haahr | Mgmt | For | For | For | |||
1.2 | Elect Bradley C. Hanson | Mgmt | For | For | For | |||
1.3 | Elect Elizabeth G. Hoople | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Authorization of Non-Voting Common Stock | Mgmt | For | Against | Against | |||
Metro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEO | CINS D53968125 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Ann-Kristin Achleitner | Mgmt | For | Against | Against | |||
10 | Elect Karin Dohm | Mgmt | For | Against | Against | |||
11 | Elect Peter Kupfer | Mgmt | For | For | For | |||
12 | Elect Jurgen B. Steinemann | Mgmt | For | Against | Against | |||
13 | Increase in Authorised Capital | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Transaction | Mgmt | For | Abstain | Against | |||
2 | Adoption of New Articles | Mgmt | For | Against | Against | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | Against | Against | |||
7 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 03/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approve Transaction | Mgmt | For | TNA | N/A | |||
3 | Adoption of New Articles | Mgmt | For | TNA | N/A | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | TNA | N/A | |||
8 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | TNA | N/A | |||
Metro Bank Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRO | CINS G60640102 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Vernon W. Hill, II | Mgmt | For | Against | Against | |||
3 | Elect Craig Donaldson | Mgmt | For | Against | Against | |||
4 | Elect Michael Brierley | Mgmt | For | Against | Against | |||
5 | Elect Alastair Gunn | Mgmt | For | Against | Against | |||
6 | Elect Stuart Bernau | Mgmt | For | Against | Against | |||
7 | Elect Keith Carby | Mgmt | For | Against | Against | |||
8 | Elect Lord Flight | Mgmt | For | Against | Against | |||
9 | Elect Eugene Lockhart | Mgmt | For | Against | Against | |||
10 | Elect Roger Farah | Mgmt | For | Against | Against | |||
11 | Elect Michael Snyder | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Brodsky | Mgmt | For | For | For | |||
2 | Elect Richard J. Byrne | Mgmt | For | For | For | |||
3 | Elect Alan L. Gosule | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MGM China Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2282 | CINS G60744102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect James Joseph Murren | Mgmt | For | Against | Against | |||
6 | Elect Grant R. Bowie | Mgmt | For | For | For | |||
7 | Elect Daniel J. D'Arrigo | Mgmt | For | For | For | |||
8 | Elect Peter WONG Man Kong | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Microsemi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSCC | CUSIP 595137100 | 02/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James J. Peterson | Mgmt | For | For | For | |||
2 | Elect Dennis R. Leibel | Mgmt | For | For | For | |||
3 | Elect Thomas R. Anderson | Mgmt | For | For | For | |||
4 | Elect William E. Bendush | Mgmt | For | For | For | |||
5 | Elect Paul F. Folino | Mgmt | For | For | For | |||
6 | Elect William L. Healey | Mgmt | For | For | For | |||
7 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
8 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Performance Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Miller Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLR | CUSIP 600551204 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore H. Ashford III | Mgmt | For | For | For | |||
1.2 | Elect A. Russell Chandler III | Mgmt | For | For | For | |||
1.3 | Elect William G. Miller | Mgmt | For | For | For | |||
1.4 | Elect William G. Miller II | Mgmt | For | For | For | |||
1.5 | Elect Richard H. Roberts | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MiMedx Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDXG | CUSIP 602496101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Terry Dewberry | Mgmt | For | For | For | |||
1.2 | Elect Larry W. Papasan | Mgmt | For | For | For | |||
1.3 | Elect Parker H. Petit | Mgmt | For | For | For | |||
2 | Approval of the 2016 Equity and Cash Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
2 | Elect Barbara R. Smith | Mgmt | For | For | For | |||
3 | Elect Donald C. Winter | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Mitsubishi Chemical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4188 | CINS J44046100 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshimitsu Kobayashi | Mgmt | For | Against | Against | |||
3 | Elect Hiroaki Ishizuka | Mgmt | For | Against | Against | |||
4 | Elect Takumi Ubagai | Mgmt | For | Against | Against | |||
5 | Elect Hitoshi Ochi | Mgmt | For | Against | Against | |||
6 | Elect Masayuki Mitsuka | Mgmt | For | Against | Against | |||
7 | Elect Yujiroh Ichihara | Mgmt | For | Against | Against | |||
8 | Elect Glenn H. Fredrickson | Mgmt | For | Against | Against | |||
9 | Elect Yoshihiro Umeha | Mgmt | For | Against | Against | |||
10 | Elect Hisao Urata | Mgmt | For | Against | Against | |||
11 | Elect Takeo Kikkawa | Mgmt | For | Against | Against | |||
12 | Elect Taigi Itoh | Mgmt | For | Against | Against | |||
13 | Elect Kazuhiro Watanabe | Mgmt | For | Against | Against | |||
14 | Elect Hideko Kunii | Mgmt | For | Against | Against | |||
15 | Elect Takayuki Hashimoto | Mgmt | For | Against | Against | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
4 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
5 | Elect Eiichi Tanabe | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
7 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
8 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
9 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
10 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
11 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
12 | Elect Hideaki Ohmiya | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Tadashi Kunihiro | Mgmt | For | For | For | |||
15 | Elect Ikuo Nishikawa | Mgmt | For | For | For | |||
16 | Elect Yasuko Takayama | Mgmt | For | For | For | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||
3 | Elect Masaki Sakuyama | Mgmt | For | Against | Against | |||
4 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||
5 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||
6 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | |||
7 | Elect Masayuki Ichige | Mgmt | For | Against | Against | |||
8 | Elect Yutaka Ohhashi | Mgmt | For | Against | Against | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | |||
11 | Elect Kazunori Watanabe | Mgmt | For | Against | Against | |||
12 | Elect Katsunori Nagayasu | Mgmt | For | Against | Against | |||
13 | Elect Hiroko Koide | Mgmt | For | Against | Against | |||
Mitsubishi Gas Chemical Company Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4182 | CINS J43959113 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | |||
3 | Elect Kazuo Sakai | Mgmt | For | For | For | |||
4 | Elect Toshikiyo Kurai | Mgmt | For | For | For | |||
5 | Elect Kunio Kawa | Mgmt | For | For | For | |||
6 | Elect Kenji Inamasa | Mgmt | For | For | For | |||
7 | Elect Katsushige Hayashi | Mgmt | For | For | For | |||
8 | Elect Masahiro Johno | Mgmt | For | For | For | |||
9 | Elect Yasuhiro Satoh | Mgmt | For | For | For | |||
10 | Elect Masashi Fujii | Mgmt | For | For | For | |||
11 | Elect Susumu Yoshida | Mgmt | For | For | For | |||
12 | Elect Masamichi Mizukami | Mgmt | For | For | For | |||
13 | Elect Yoshimasa Nihei | Mgmt | For | For | For | |||
14 | Elect Kazuo Tanigawa | Mgmt | For | For | For | |||
15 | Elect Takayuki Watanabe | Mgmt | For | Against | Against | |||
16 | Elect Katsuhiko Sugita | Mgmt | For | Against | Against | |||
17 | Reserved Retirement Allowances for Directors | Mgmt | For | For | For | |||
Mitsubishi Materials Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5711 | CINS J44024107 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Hiroshi Yao | Mgmt | For | For | For | |||
5 | Elect Akira Takeuchi | Mgmt | For | For | For | |||
6 | Elect Osamu Iida | Mgmt | For | For | For | |||
7 | Elect Naoki Ono | Mgmt | For | For | For | |||
8 | Elect Nobuo Shibano | Mgmt | For | For | For | |||
9 | Elect Yasunobu Suzuki | Mgmt | For | For | For | |||
10 | Elect Yukio Okamoto | Mgmt | For | For | For | |||
11 | Elect Takashi Matsumoto | Mgmt | For | For | For | |||
12 | Elect Mariko Tokunoh | Mgmt | For | For | For | |||
13 | Elect Hiroshi Kubota | Mgmt | For | Against | Against | |||
14 | Elect Katsuhiko Ishizuka | Mgmt | For | Against | Against | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | For | For | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kiyoshi Sono | Mgmt | For | Against | Against | |||
5 | Elect Takashi Nagaoka | Mgmt | For | Against | Against | |||
6 | Elect Mikio Ikegaya | Mgmt | For | Against | Against | |||
7 | Elect Nobuyuki Hirano | Mgmt | For | Against | Against | |||
8 | Elect Tadashi Kuroda | Mgmt | For | Against | Against | |||
9 | Elect Muneaki Tokunari | Mgmt | For | Against | Against | |||
10 | Elect Masamichi Yasuda | Mgmt | For | Against | Against | |||
11 | Elect Takashi Oyamada | Mgmt | For | Against | Against | |||
12 | Elect Takashi Mikumo | Mgmt | For | Against | Against | |||
13 | Elect Takehiko Shimamoto | Mgmt | For | Against | Against | |||
14 | Elect Yuko Kawamoto | Mgmt | For | Against | Against | |||
15 | Elect Haruka Matsuyama @ Haruka Katoh | Mgmt | For | Against | Against | |||
16 | Elect Kunie Okamoto | Mgmt | For | Against | Against | |||
17 | Elect Tsutomu Okuda | Mgmt | For | Against | Against | |||
18 | Elect Hiroshi Kawakami | Mgmt | For | Against | Against | |||
19 | Elect Yukihiro Satoh | Mgmt | For | Against | Against | |||
20 | Elect Akira Yamate | Mgmt | For | Against | Against | |||
21 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Discount Program for Male Customers | ShrHoldr | Against | Against | For | |||
Mitsubishi UFJ Lease & Finance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8593 | CINS J4706D100 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ryuichi Murata | Mgmt | For | For | For | |||
3 | Elect Tadashi Shiraishi | Mgmt | For | For | For | |||
4 | Elect Yasuyuki Sakata | Mgmt | For | For | For | |||
5 | Elect Tsuyoshi Nonoguchi | Mgmt | For | For | For | |||
6 | Elect Hideki Kobayakawa | Mgmt | For | For | For | |||
7 | Elect Naoki Satoh | Mgmt | For | For | For | |||
8 | Elect Katsuhiko Aoki | Mgmt | For | For | For | |||
9 | Elect Akira Hane | Mgmt | For | For | For | |||
10 | Elect Hiroto Yamashita | Mgmt | For | For | For | |||
11 | Elect Takeo Kudoh | Mgmt | For | For | For | |||
12 | Elect Teruyuki Minoura | Mgmt | For | For | For | |||
13 | Elect Toshio Haigoh | Mgmt | For | For | For | |||
14 | Elect Tadashi Kuroda | Mgmt | For | For | For | |||
15 | Elect Shinya Yoshida | Mgmt | For | For | For | |||
16 | Elect Naohito Suzuki as Statutory Auditor | Mgmt | For | Against | Against | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuo Onozawa as Director | Mgmt | For | For | For | |||
4 | Elect Kenji Iino | Mgmt | For | For | For | |||
5 | Elect Yukimi Ozeki | Mgmt | For | For | For | |||
6 | Bonus | Mgmt | For | For | For | |||
Mixi, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2121 | CINS J45993110 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Hiroki Morita | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Ogino | Mgmt | For | For | For | |||
4 | Elect Kohki Kimura | Mgmt | For | For | For | |||
5 | Elect Kenji Kasahara | Mgmt | For | For | For | |||
6 | Elect Ichiya Nakamura | Mgmt | For | For | For | |||
7 | Elect Tatsuya Aoyagi | Mgmt | For | For | For | |||
8 | Elect Hiroyuki Wakamatsu as Statutory Auditor | Mgmt | For | For | For | |||
9 | Elect Hideo Tsukamoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Mizuho Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
4 | Elect Shuhsaku Tsuhara | Mgmt | For | Against | Against | |||
5 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
6 | Elect Kohji Fujiwara | Mgmt | For | Against | Against | |||
7 | Elect Kohichi Iida | Mgmt | For | Against | Against | |||
8 | Elect Hideyuki Takahashi | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Mitsuo Ohhashi | Mgmt | For | Against | Against | |||
11 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
12 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
14 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
15 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Dividend Proposals | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Election of Dissident Board Member | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Speaking to Customers Over the Phone | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Customer Grades | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Green Sheet Minimum Fee | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Abolishing Customer Grading System | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
MKS Instruments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKSI | CUSIP 55306N104 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard S. Chute | Mgmt | For | For | For | |||
1.2 | Elect Peter R. Hanley | Mgmt | For | For | For | |||
1.3 | Elect Jacqueline F. Moloney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mobile Iron Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOBL | CUSIP 60739U204 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tae Hea Nahm | Mgmt | For | For | For | |||
1.2 | Elect Frank Marshall | Mgmt | For | For | For | |||
1.3 | Elect Aaref Hilaly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Elect Eyal Desheh | Mgmt | For | For | For | |||
4 | Elect Peter Seth Neustadter | Mgmt | For | For | For | |||
5 | Authority to Issue Shares and to Limit or Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Molina Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOH | CUSIP 60855R100 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Z. Fedak | Mgmt | For | For | For | |||
2 | Elect John C. Molina | Mgmt | For | For | For | |||
3 | Elect Steven J. Orlando | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monolithic Power Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPWR | CUSIP 609839105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Hsing | Mgmt | For | For | For | |||
1.2 | Elect Herbert Chang | Mgmt | For | For | For | |||
1.3 | Elect Eugen Elmiger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monster Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy T. Yates | Mgmt | For | For | For | |||
3 | Elect John R. Gaulding | Mgmt | For | For | For | |||
4 | Elect James P. McVeigh | Mgmt | For | For | For | |||
5 | Elect Gillian Munson | Mgmt | For | For | For | |||
6 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
7 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 11/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Ratify Appointment of Statutory Auditor | Mgmt | For | TNA | N/A | |||
3 | Suppression of Preemptive Rights for Share Capital Increase (Mota Gestao e Participacoes - Sociedade Gestora de Participacoes Sociais S.A.) | Mgmt | For | TNA | N/A | |||
4 | Authority to Increase Share Capital | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
MSA Safety Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSA | CUSIP 553498106 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.2 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
2 | Amendment to the CEO Annual Incentive Award Plan | Mgmt | For | For | For | |||
3 | Amendment to the Management Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MTS Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSC | CUSIP 553777103 | 02/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Jefferey A. Graves | Mgmt | For | For | For | |||
1.3 | Elect David D. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Randy J. Martinez | Mgmt | For | For | For | |||
1.5 | Elect Barb J. Samardzich | Mgmt | For | For | For | |||
1.6 | Elect Michael V. Schrock | Mgmt | For | For | For | |||
1.7 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.8 | Elect Kenneth Yu | Mgmt | For | For | For | |||
2 | Ratification of KPMG | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
Muenchener Rueckversicherungs AG (Munich Re) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUV2 | CINS D55535104 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
12 | Elect Clement B. Booth as Supervisory Board Member | Mgmt | For | TNA | N/A | |||
13 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
5 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
6 | Elect Tohru Inoue | Mgmt | For | For | For | |||
7 | Elect Norio Nakajima | Mgmt | For | For | For | |||
8 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
9 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
10 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
11 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
12 | Elect Junichi Tanaka | Mgmt | For | For | For | |||
13 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||
15 | Elect Hiroshi Ueno | Mgmt | For | For | For | |||
16 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
17 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Myriad Genetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYGN | CUSIP 62855J104 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John T. Henderson | Mgmt | For | For | For | |||
1.2 | Elect S. Louise Phanstiel | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
National CineMedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCMI | CUSIP 635309107 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter B. Brandow | Mgmt | For | For | For | |||
1.2 | Elect Lee Roy Mitchell | Mgmt | For | For | For | |||
1.3 | Elect Craig R. Ramsey | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
National Health Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHI | CUSIP 63633D104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Jobe | Mgmt | For | Against | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Natixis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Insurance Benefits of Laurent Mignon, CEO | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
12 | Ratification of the Co-option of Francoise Lemalle to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Ratification of the Co-option of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
14 | Election of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
15 | Elect Stephanie Paix to the Board of Directors | Mgmt | For | Against | Against | |||
16 | Elect Alain Condaminas to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
19 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor (Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares (Short-term Incentive Plan) | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of Exclusive Forum Provision | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/07/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
7 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
8 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
16 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
17 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
18 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
19 | Elect Peter Brabeck-Letmathe as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | Against | TNA | N/A | |||
NetScout Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTCT | CUSIP 64115T104 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor A. DeMarines | Mgmt | For | For | For | |||
1.2 | Elect Vincent J. Mullarkey | Mgmt | For | For | For | |||
1.3 | Elect James A. Lico | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Neurocrine Biosciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBIX | CUSIP 64125C109 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Corinne H. Nevinny | Mgmt | For | For | For | |||
1.2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
NeuStar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSR | CUSIP 64126X201 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Ballew | Mgmt | For | For | For | |||
2 | Elect Lisa A. Hook | Mgmt | For | For | For | |||
3 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
New World Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0017 | CINS Y63084126 | 02/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Disposal of Guiyang Project | Mgmt | For | For | For | |||
4 | Disposal of Chengdu Project | Mgmt | For | For | For | |||
New World Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0017 | CINS Y63084126 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | For | For | |||
New World Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0017 | CINS Y63084126 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Henry CHENG Kar Shun | Mgmt | For | Against | Against | |||
6 | Elect CHEN Guanzhan | Mgmt | For | For | For | |||
7 | Elect Sonia CHENG Chi Man | Mgmt | For | For | For | |||
8 | Elect Howard YEUNG Ping Leung | Mgmt | For | For | For | |||
9 | Elect Payson CHA Mou Sing | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Grant Options under Share Option Scheme | Mgmt | For | Against | Against | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
Nexon Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3659 | CINS J4914X104 | 03/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Reduce Stated Capital, Capital Reserve and Earned Reserve | Mgmt | For | For | For | |||
2 | Elect Owen Mahoney | Mgmt | For | For | For | |||
3 | Elect Shiroh Uemura | Mgmt | For | For | For | |||
4 | Elect PARK Ji Won | Mgmt | For | For | For | |||
5 | Elect KIM Jeong Ju | Mgmt | For | For | For | |||
6 | Elect LEE Do Hwa | Mgmt | For | For | For | |||
7 | Elect Satoshi Honda | Mgmt | For | For | For | |||
8 | Elect Shiroh Kuniya | Mgmt | For | For | For | |||
9 | Equity Compensation Plan | Mgmt | For | For | For | |||
Nexstar Broadcasting Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXST | CUSIP 65336K103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3.1 | Elect Lisbeth McNabb | Mgmt | For | For | For | |||
3.2 | Elect C. Thomas McMillen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Next plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 02/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Dividends | Mgmt | For | For | For | |||
Next plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Barton | Mgmt | For | For | For | |||
5 | Elect Steve Barber | Mgmt | For | For | For | |||
6 | Elect Caroline Goodall | Mgmt | For | For | For | |||
7 | Elect Amanda James | Mgmt | For | For | For | |||
8 | Elect Michael Law | Mgmt | For | For | For | |||
9 | Elect Francis Salway | Mgmt | For | For | For | |||
10 | Elect Jane Shields | Mgmt | For | For | For | |||
11 | Elect Dianne Thompson | Mgmt | For | For | For | |||
12 | Elect Simon Wolfson | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Nidec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6594 | CINS J52968104 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
3 | Elect Hiroshi Kobe | Mgmt | For | For | For | |||
4 | Elect Mikio Katayama | Mgmt | For | For | For | |||
5 | Elect Akira Satoh | Mgmt | For | For | For | |||
6 | Elect Toshihiko Miyabe | Mgmt | For | For | For | |||
7 | Elect Kiyoto Ido | Mgmt | For | For | For | |||
8 | Elect Noriko Ishida | Mgmt | For | For | For | |||
9 | Elect Eisuke Nagatomo | Mgmt | For | For | For | |||
10 | Elect Junko Watanabe | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Nimble Storage Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NMBL | CUSIP 65440R101 | 07/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Goetz | Mgmt | For | For | For | |||
1.2 | Elect William D. Jenkins Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ping Li | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
8 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
9 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
10 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
11 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||
12 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
13 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
14 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Nippon Paint Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4612 | CINS J55053128 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kenji Sakai | Mgmt | For | For | For | |||
5 | Elect Tetsushi Tadoh | Mgmt | For | For | For | |||
6 | Elect Kanji Nishijima | Mgmt | For | For | For | |||
7 | Elect Manabu Minami | Mgmt | For | For | For | |||
8 | Elect GOH Hup Jin | Mgmt | For | For | For | |||
9 | Elect Takeru Matsumoto | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Mishina | Mgmt | For | For | For | |||
11 | Elect Tohya Kawabe | Mgmt | For | For | For | |||
12 | Elect Toshihiko Oinuma | Mgmt | For | For | For | |||
Nippon Steel & Sumitomo Metal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5401 | CINS J55678106 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shohji Muneoka | Mgmt | For | For | For | |||
4 | Elect Kohsei Shindoh | Mgmt | For | For | For | |||
5 | Elect Sohichiroh Sakuma | Mgmt | For | For | For | |||
6 | Elect Yasumitsu Saeki | Mgmt | For | For | For | |||
7 | Elect Shinji Fujino | Mgmt | For | For | For | |||
8 | Elect Eiji Hashimoto | Mgmt | For | For | For | |||
9 | Elect Kenji Takahashi | Mgmt | For | For | For | |||
10 | Elect Toshiharu Sakae | Mgmt | For | For | For | |||
11 | Elect Ritsuya Iwai | Mgmt | For | For | For | |||
12 | Elect Machi Nakata | Mgmt | For | For | For | |||
13 | Elect Shinji Tanimoto | Mgmt | For | For | For | |||
14 | Elect Shinichi Nakamura | Mgmt | For | For | For | |||
15 | Elect Mutsutake Ohtsuka | Mgmt | For | For | For | |||
16 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
17 | Elect Atsuhiko Yoshie | Mgmt | For | Against | Against | |||
18 | Elect Masato Tsuribe | Mgmt | For | Against | Against | |||
19 | Elect Seiichiroh Azuma | Mgmt | For | For | For | |||
20 | Adoption of a Takeover Defense Plan | Mgmt | For | Against | Against | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||
5 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
6 | Elect Jun Sawada | Mgmt | For | For | For | |||
7 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||
8 | Elect Akira Shimada | Mgmt | For | For | For | |||
9 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
10 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
11 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
12 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
15 | Elect Takao Maezawa as Statutory Auditor | Mgmt | For | For | For | |||
Nippon Television Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9404 | CINS J56171101 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
4 | Elect Yoshio Ohkubo | Mgmt | For | For | For | |||
5 | Elect Yoshinobu Kosugi | Mgmt | For | For | For | |||
6 | Elect Kimio Maruyama | Mgmt | For | For | For | |||
7 | Elect Akira Ishizawa | Mgmt | For | For | For | |||
8 | Elect Yohji Sugahara | Mgmt | For | For | For | |||
9 | Elect Kenichi Hirose | Mgmt | For | For | For | |||
10 | Elect Tsuneo Watanabe | Mgmt | For | For | For | |||
11 | Elect Hiroshi Maeda | Mgmt | For | For | For | |||
12 | Elect Takashi Imai | Mgmt | For | For | For | |||
13 | Elect Ken Satoh | Mgmt | For | For | For | |||
14 | Elect Tadao Kakizoe | Mgmt | For | For | For | |||
15 | Elect Yasushi Manago | Mgmt | For | For | For | |||
16 | Elect Yasuhiro Nose | Mgmt | For | Against | Against | |||
17 | Elect Norio Mochizuki | Mgmt | For | Against | Against | |||
18 | Elect Katsuhiro Masukata as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigetoshi Andoh as Statutory Auditor | Mgmt | For | For | For | |||
4 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Nitto Denko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6988 | CINS J58472119 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
4 | Elect Yukio Nagira | Mgmt | For | For | For | |||
5 | Elect Hideo Takasaki | Mgmt | For | For | For | |||
6 | Elect Tohru Takeuchi | Mgmt | For | For | For | |||
7 | Elect Toshiyuki Umehara | Mgmt | For | For | For | |||
8 | Elect Tsutomu Nishioka | Mgmt | For | For | For | |||
9 | Elect Yasushi Nakahira | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | |||
12 | Elect Takashi Hatchoji | Mgmt | For | For | For | |||
13 | Elect Yoshihiro Taniguchi | Mgmt | For | For | For | |||
14 | Elect Masashi Teranishi | Mgmt | For | For | For | |||
15 | Elect Mitsuhide Shiraki | Mgmt | For | For | For | |||
16 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
NN Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NN | CINS N64038107 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends from Company Reserves | Mgmt | For | For | For | |||
8 | Ratification of Management Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect Jan H. Holsboer | Mgmt | For | For | For | |||
11 | Elect Yvonne van Rooij | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reduce Share Capital through Cancellation of Shares | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NN Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NN | CINS N64038107 | 10/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Elect Helene Vletter-van Dort | Mgmt | For | For | For | |||
3 | Elect Robert Jenkins | Mgmt | For | For | For | |||
4 | Elect Dick Harryvan | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
NN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNBR | CUSIP 629337106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Dries | Mgmt | For | For | For | |||
1.2 | Elect David K. Floyd | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CINS X61873133 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
2 | Elect Paul Kenyon | Mgmt | For | For | For | |||
3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
4 | Elect Noam Gottesman | Mgmt | For | For | For | |||
5 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Lord Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Nomura Holdings Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8604 | CINS J59009159 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuyuki Koga | Mgmt | For | For | For | |||
3 | Elect Kohji Nagai | Mgmt | For | For | For | |||
4 | Elect Tetsu Ozaki | Mgmt | For | For | For | |||
5 | Elect Hisato Miyashita | Mgmt | For | For | For | |||
6 | Elect David Benson | Mgmt | For | For | For | |||
7 | Elect Takao Kusakari | Mgmt | For | For | For | |||
8 | Elect Hiroshi Kimura | Mgmt | For | For | For | |||
9 | Elect Noriaki Shimazaki | Mgmt | For | For | For | |||
10 | Elect Toshinori Kanemoto | Mgmt | For | For | For | |||
11 | Elect Clara Furse | Mgmt | For | For | For | |||
12 | Elect Michael LIM Choo San | Mgmt | For | For | For | |||
Nomura Real Estate Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3231 | CINS J5893B104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kamezoh Nakai | Mgmt | For | For | For | |||
3 | Elect Eiji Kutsukake | Mgmt | For | For | For | |||
4 | Elect Seiichi Miyajima | Mgmt | For | For | For | |||
5 | Elect Toshiaki Seki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Kimura | Mgmt | For | For | For | |||
7 | Elect Yuhkoh Yoshida | Mgmt | For | For | For | |||
8 | Elect Shigeru Matsushima | Mgmt | For | For | For | |||
9 | Elect Satoko Shinohara @ Satoko Kuma | Mgmt | For | For | For | |||
Norsk Hydro ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHY | CINS R61115102 | 05/02/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
11 | Elect Terje Venold | Mgmt | For | TNA | N/A | |||
12 | Elect Susanne Munch Thore | Mgmt | For | TNA | N/A | |||
13 | Elect Sten-Arthur Saelor | Mgmt | For | TNA | N/A | |||
14 | Elect Anne-Margrethe Firing | Mgmt | For | TNA | N/A | |||
15 | Elect Unni Steinsmo | Mgmt | For | TNA | N/A | |||
16 | Elect Anne Kverneland Bogsnes | Mgmt | For | TNA | N/A | |||
17 | Elect Birger Solberg | Mgmt | For | TNA | N/A | |||
18 | Elect Nils Bastiansen | Mgmt | For | TNA | N/A | |||
19 | Elect Shahzad Abid | Mgmt | For | TNA | N/A | |||
20 | Elect Berit Ledel Henriksen | Mgmt | For | TNA | N/A | |||
21 | Elect Jorunn Sætre | Mgmt | For | TNA | N/A | |||
22 | Elect Odd Arild Grefstad | Mgmt | For | TNA | N/A | |||
23 | Elect Ylva Lindberg as Deputy Member | Mgmt | For | TNA | N/A | |||
24 | Elect Hilde Christiane Bjornland as Deputy Member | Mgmt | For | TNA | N/A | |||
25 | Elect Nils Morten Huseby as Deputy Member | Mgmt | For | TNA | N/A | |||
26 | Elect Terje Venold | Mgmt | For | TNA | N/A | |||
27 | Elect Mette I. Wikborg | Mgmt | For | TNA | N/A | |||
28 | Elect Susanne Munch Thore | Mgmt | For | TNA | N/A | |||
29 | Elect Berit Ledel Henriksen | Mgmt | For | TNA | N/A | |||
30 | Elect Terje Venold as Chairman | Mgmt | For | TNA | N/A | |||
31 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||
32 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
Northern Oil & Gas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOG | CUSIP 665531109 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael L. Reger | Mgmt | For | For | For | |||
1.2 | Elect Lisa Bromiley | Mgmt | For | For | For | |||
1.3 | Elect Robert Grabb | Mgmt | For | For | For | |||
1.4 | Elect Delos Cy Jamison | Mgmt | For | For | For | |||
1.5 | Elect Jack E. King | Mgmt | For | For | For | |||
1.6 | Elect Richard Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
21 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Novavax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVAX | CUSIP 670002104 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
1.2 | Elect Michael A. McManus, Jr. | Mgmt | For | For | For | |||
1.3 | Elect James F. Young | Mgmt | For | For | For | |||
2 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVO-B | CINS K72807132 | 03/18/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Directors' Fees for 2015 | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees for 2016 | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Elect Goran A. Ando | Mgmt | For | TNA | N/A | |||
10 | Elect Jeppe Christiansen | Mgmt | For | TNA | N/A | |||
11 | Elect Bruno Angelici | Mgmt | For | TNA | N/A | |||
12 | Elect Brian Daniels | Mgmt | For | TNA | N/A | |||
13 | Elect Sylvie Gregoire | Mgmt | For | TNA | N/A | |||
14 | Elect Liz Hewitt | Mgmt | For | TNA | N/A | |||
15 | Elect Mary T. Szela | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Regarding Bearer Shares | Mgmt | For | TNA | N/A | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles Regarding Trademark | Mgmt | For | TNA | N/A | |||
22 | Amendments to Articles Regarding Executive Management Registration | Mgmt | For | TNA | N/A | |||
23 | Amendments to Articles Regarding Report Language | Mgmt | For | TNA | N/A | |||
24 | Amendment to Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
NTT DoCoMo Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9437 | CINS J59399121 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | |||
4 | Elect Hiroyasu Asami | Mgmt | For | For | For | |||
5 | Elect Toshiki Nakayama | Mgmt | For | For | For | |||
6 | Elect Akira Terasaki | Mgmt | For | For | For | |||
7 | Elect Seizoh Onoe | Mgmt | For | For | For | |||
8 | Elect Hirotaka Satoh | Mgmt | For | For | For | |||
9 | Elect Kiyohiro Ohmatsuzawa | Mgmt | For | For | For | |||
10 | Elect Hiroshi Tsujigami | Mgmt | For | For | For | |||
11 | Elect Kohji Furukawa | Mgmt | For | For | For | |||
12 | Elect Kyohji Murakami | Mgmt | For | For | For | |||
13 | Elect Seiji Maruyama | Mgmt | For | For | For | |||
14 | Elect Kaoru Katoh | Mgmt | For | For | For | |||
15 | Elect Teruyasu Murakami | Mgmt | For | For | For | |||
16 | Elect Noriko Endoh | Mgmt | For | For | For | |||
17 | Elect Shinichiroh Ueno | Mgmt | For | For | For | |||
18 | Elect Tohru Kobayashi as Statutory Auditor | Mgmt | For | Against | Against | |||
Numericable- SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable- SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, former CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chairman | Mgmt | For | For | For | |||
11 | Elect Jeremie Bonnin to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Luce Gendry to the Board of Directors | Mgmt | For | For | For | |||
14 | Ratification of the Co-Option of Michel Combes to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Eric Denoyer to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Alain Weill to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Alexandre Marque to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Manon Brouillette to the Board of Directors | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
20 | Amendment to Articles Regarding Corporate Name | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Grant Restricted Shares | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nutraceutical International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUTR | CUSIP 67060Y101 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank W. Gay, II | Mgmt | For | For | For | |||
1.2 | Elect Gregory M. Benson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect William J. Miller | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
16 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Oberoi Realty Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OBEROIRLTY | CINS Y6424D109 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Bindu Oberoi | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Karamjit Singh Kalsi | Mgmt | For | Against | Against | |||
8 | Directors' Commission | Mgmt | For | For | For | |||
9 | Approval of Revised Remuneration of Saumil Daru | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Adoption of New Articles | Mgmt | For | Against | Against | |||
12 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
Oberoi Realty Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OBEROIRLTY | CINS Y6424D109 | 07/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Preferential Allotment of Equity Shares | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect John E. Feick | Mgmt | For | For | For | |||
6 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
7 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions And Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman R. Bobins | Mgmt | For | For | For | |||
1.2 | Elect Craig R. Callen | Mgmt | For | For | For | |||
1.3 | Elect Bernard J. Korman | Mgmt | For | For | For | |||
1.4 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
1.5 | Elect Ben W. Perks | Mgmt | For | For | For | |||
1.6 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 07/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman R. Bobins | Mgmt | For | For | For | |||
1.2 | Elect Craig R. Callen | Mgmt | For | For | For | |||
1.3 | Elect Thomas F. Franke | Mgmt | For | For | For | |||
1.4 | Elect Bernard J. Korman | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Omega Protein Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OME | CUSIP 68210P107 | 06/28/2016 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bret D. Scholtes | Mgmt | For | N/A | N/A | |||
1.2 | Elect Gary J. Ermers | Mgmt | For | N/A | N/A | |||
1.3 | Elect David H. Clarke | Mgmt | For | N/A | N/A | |||
2 | Ratification of Auditor | Mgmt | For | N/A | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | N/A | N/A | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | N/A | N/A | |||
Omega Protein Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OME | CUSIP 68210P107 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael N. Christodolou | Mgmt | N/A | For | N/A | |||
1.2 | Elect David H. Clarke | Mgmt | N/A | For | N/A | |||
1.3 | Elect Bret D. Scholtes | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | |||
OMV AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMV | CINS A51460110 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Long Term Incentive Plan 2016 | Mgmt | For | For | For | |||
8 | Matching Share Plan 2016 | Mgmt | For | For | For | |||
9 | Elect Marc C. Hall | Mgmt | For | Against | Against | |||
10 | Elect Peter Loscher | Mgmt | For | Against | Against | |||
11 | Elect Ahmed Matar Al Mazrouei | Mgmt | For | Against | Against | |||
12 | Elect Karl Rose | Mgmt | For | Against | Against | |||
13 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
On Assignment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASGN | CUSIP 682159108 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William E. Brock | Mgmt | For | For | For | |||
1.2 | Elect Brian J. Callaghan | Mgmt | For | For | For | |||
1.3 | Elect Edwin A. Sheridan, IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Campbell | Mgmt | For | For | For | |||
2 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
3 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
5 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
OncoMed Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMED | CUSIP 68234X102 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack W. Lasersohn | Mgmt | For | For | For | |||
1.2 | Elect Deepa R. Pakianathan | Mgmt | For | For | For | |||
1.3 | Elect Jonathan D. Root | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph A. Amato | Mgmt | For | For | For | |||
2 | Elect Jeffrey A. Gould | Mgmt | For | For | For | |||
3 | Elect Matthew J. Gould | Mgmt | For | For | For | |||
4 | Elect J. Robert Lovejoy | Mgmt | For | For | For | |||
5 | 2016 Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ophthotech Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPHT | CUSIP 683745103 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Guyer | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dyrberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Opus Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPB | CUSIP 684000102 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael L. Allison | Mgmt | For | For | For | |||
1.2 | Elect Michael L. Meyer | Mgmt | For | For | For | |||
1.3 | Elect Norman B. Rice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Orange SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORA | CINS F6866T100 | 06/07/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
9 | Elect Jose Luis Duran to the Board of Directors | Mgmt | For | TNA | N/A | |||
10 | Elect Charles-Henri Filippi to the Board of Directors | Mgmt | For | TNA | N/A | |||
11 | Elect Bernard Ramanantsoa to the Board of Directors | Mgmt | For | TNA | N/A | |||
12 | Remuneration of Stephane Richard, Chairman and CEO | Mgmt | For | TNA | N/A | |||
13 | Remuneration of Gervais Pellissier, Deputy CEO | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles Regarding the Board of Directors | Mgmt | For | TNA | N/A | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | |||
17 | Authorisation of Legal Formalities | Mgmt | For | TNA | N/A | |||
18 | Shareholder Countermotion Regarding Distribution of Profits (Proposal A) | ShrHoldr | Against | TNA | N/A | |||
19 | Shareholder Proposal to Pay Dividends in Shares (Proposal B) | ShrHoldr | Against | TNA | N/A | |||
20 | Shareholder Proposal Regarding Limit on Board Memberships (Proposal C) | ShrHoldr | Against | TNA | N/A | |||
OraSure Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSUR | CUSIP 68554V108 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eamonn P. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Stephen S. Tang | Mgmt | For | For | For | |||
1.3 | Elect Douglas G. Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Orbital ATK Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OA | CUSIP 68557N103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
2 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
3 | Elect Martin C. Faga | Mgmt | For | For | For | |||
4 | Elect Lennard A. Fisk | Mgmt | For | For | For | |||
5 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
6 | Elect Robert M. Hanisee | Mgmt | For | For | For | |||
7 | Elect Ronald Kadish | Mgmt | For | For | For | |||
8 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
9 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
10 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
11 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
12 | Elect James G. Roche | Mgmt | For | For | For | |||
13 | Elect Harrison H. Schmitt | Mgmt | For | For | For | |||
14 | Elect David W. Thompson | Mgmt | For | For | For | |||
15 | Elect Scott L. Webster | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||
18 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Orbital ATK Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OA | CUSIP 68557N103 | 08/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter P. Chilton | Mgmt | For | For | For | |||
2 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
3 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
4 | Elect Martin C. Faga | Mgmt | For | For | For | |||
5 | Elect Lennard A. Fisk | Mgmt | For | For | For | |||
6 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
7 | Elect Robert M. Hanisee | Mgmt | For | For | For | |||
8 | Elect Ronald T. Kadish | Mgmt | For | For | For | |||
9 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
10 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
11 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
12 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
13 | Elect James G. Roche | Mgmt | For | For | For | |||
14 | Elect Harrison H. Schmitt | Mgmt | For | For | For | |||
15 | Elect David W. Thompson | Mgmt | For | For | For | |||
16 | Elect Scott L. Webster | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Approval of 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Consolidated Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Auditor Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||
4 | Elect Kazuo Kojima | Mgmt | For | Against | Against | |||
5 | Elect Tamio Umaki | Mgmt | For | Against | Against | |||
6 | Elect Katsunobu Kamei | Mgmt | For | Against | Against | |||
7 | Elect Yuichi Nishigori | Mgmt | For | Against | Against | |||
8 | Elect Kiyoshi Fushitani | Mgmt | For | Against | Against | |||
9 | Elect Hideaki Takahashi | Mgmt | For | Against | Against | |||
10 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | |||
11 | Elect Robert Feldman | Mgmt | For | Against | Against | |||
12 | Elect Takeshi Niinami | Mgmt | For | Against | Against | |||
13 | Elect Nobuaki Usui | Mgmt | For | Against | Against | |||
14 | Elect Ryuji Yasuda | Mgmt | For | Against | Against | |||
15 | Elect Heizoh Takenaka | Mgmt | For | Against | Against | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/14/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Opening of Meeting; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Compensation Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
8 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles Regarding Board Observer | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
11 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
12 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
13 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
14 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
15 | Elect Lisbeth Valther | Mgmt | For | TNA | N/A | |||
16 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
17 | Elect Nils K. Selte | Mgmt | For | TNA | N/A | |||
18 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
19 | Elect Stein Erik Hagen as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect Grace Reksten Skaugen as Vice Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Anders Christian Stray Ryssdal | Mgmt | For | TNA | N/A | |||
22 | Elect Karin Bing Orgland | Mgmt | For | TNA | N/A | |||
23 | Elect Leiv Askvig | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Christian Stray Ryssdal as Nomination Committee Chairman | Mgmt | For | TNA | N/A | |||
25 | Directors' Fees | Mgmt | For | TNA | N/A | |||
26 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
27 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
Osram Licht AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSR | CINS D5963B113 | 02/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor for Fiscal Year 2015/2016 | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Reports for First Half of Fiscal Year 2015/2016 | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Additional Interim Reports for Fiscal Year 2015/2016 and First Quarter of Fiscal Year 2016/2017 | Mgmt | For | For | For | |||
Otsuka Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4768 | CINS J6243L115 | 03/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tetsuo Saitoh as Director | Mgmt | For | For | For | |||
5 | Elect Naoto Minai | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Nakai | Mgmt | For | For | For | |||
7 | Elect Tetsutaroh Wakatsuki | Mgmt | For | For | For | |||
8 | Elect Etsuo Hada | Mgmt | For | For | For | |||
9 | Retirement Allowances for Statutory Auditor | Mgmt | For | For | For | |||
Otsuka Holdings Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4578 | CINS J63117105 | 03/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Ichiroh Ohtsuka | Mgmt | For | For | For | |||
4 | Elect Tatsuo Higuchi | Mgmt | For | For | For | |||
5 | Elect Atsumasa Makise | Mgmt | For | For | For | |||
6 | Elect Yoshiroh Matsuo | Mgmt | For | For | For | |||
7 | Elect Sadanobu Tobe | Mgmt | For | For | For | |||
8 | Elect Tatsuroh Watanabe | Mgmt | For | For | For | |||
9 | Elect Yasuyuki Hirotomi | Mgmt | For | For | For | |||
10 | Elect Tadaaki Kohnose | Mgmt | For | For | For | |||
11 | Elect Yukio Matsutani | Mgmt | For | For | For | |||
12 | Elect Yohko Wachi as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary F. Colter | Mgmt | For | For | For | |||
1.2 | Elect Joseph J. DeAngelo | Mgmt | For | For | For | |||
1.3 | Elect Gordon J. Hardie | Mgmt | For | For | For | |||
1.4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
1.5 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
1.7 | Elect John J. McMackin, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Alan J. Murray | Mgmt | For | For | For | |||
1.9 | Elect Hari N. Nair | Mgmt | For | For | For | |||
1.10 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Carol A. Williams | Mgmt | For | For | For | |||
1.12 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Oxford Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXM | CUSIP 691497309 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Helen Ballard | Mgmt | For | For | For | |||
2 | Elect Thomas C. Gallagher | Mgmt | For | For | For | |||
3 | Elect Virginia A. Hepner | Mgmt | For | For | For | |||
4 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | |||
1.2 | Elect John J. Carona | Mgmt | For | For | For | |||
1.3 | Elect Ayad A Fargo | Mgmt | For | For | For | |||
1.4 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.5 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.6 | Elect John D. Goddard | Mgmt | For | For | For | |||
1.7 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.8 | Elect Michael L. McKennon | Mgmt | For | For | For | |||
1.9 | Elect Zareh M Sarrafian | Mgmt | For | For | For | |||
1.10 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacira Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCRX | CUSIP 695127100 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Hastings | Mgmt | For | For | For | |||
1.2 | Elect John P. Longenecker | Mgmt | For | For | For | |||
1.3 | Elect Andreas Wicki | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.2 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.3 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.4 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.6 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.7 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.8 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.9 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.10 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.12 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Kazunori Takami | Mgmt | For | For | For | |||
6 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
8 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
11 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
12 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
13 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
14 | Elect Jun Ishii | Mgmt | For | For | For | |||
15 | Elect Masayuki Oku | Mgmt | For | For | For | |||
16 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
17 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
18 | Elect Kazuhiko Toyama | Mgmt | For | For | For | |||
19 | Elect Mamoru Yoshida | Mgmt | For | Against | Against | |||
20 | Elect Mitsuko Miyagawa | Mgmt | For | Against | Against | |||
21 | Directors' Fees | Mgmt | For | Against | Against | |||
Papa John's International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PZZA | CUSIP 698813102 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher L. Coleman | Mgmt | For | For | For | |||
2 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
3 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
4 | Elect Sonya E. Medina | Mgmt | For | For | For | |||
5 | Elect W. Kent Taylor | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Reapproval of 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Partners Group Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/11/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Peter Wuffli as Chairman | Mgmt | For | TNA | N/A | |||
10 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
11 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
12 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||
13 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
14 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
15 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||
16 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
17 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
18 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
19 | Elect Grace del Rosario- Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Steffen Meister as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Patrick Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PATK | CUSIP 703343103 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Cerulli | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Cleveland | Mgmt | For | For | For | |||
1.3 | Elect John A. Forbes | Mgmt | For | For | For | |||
1.4 | Elect Paul E. Hassler | Mgmt | For | For | For | |||
1.5 | Elect Michael A. Kitson | Mgmt | For | For | For | |||
1.6 | Elect Andy L. Nemeth | Mgmt | For | For | For | |||
1.7 | Elect M. Scott Welch | Mgmt | For | For | For | |||
1.8 | Elect Walter E. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Paylocity Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCTY | CUSIP 70438V106 | 12/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark H. Mishler | Mgmt | For | For | For | |||
1.2 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PCCW Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0008 | CINS Y6802P120 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Richard LI Tzar Kai | Mgmt | For | For | For | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect David WEI Zhe | Mgmt | For | For | For | |||
8 | Elect David LI Kwok-po | Mgmt | For | Against | Against | |||
9 | Elect Aman Mehta | Mgmt | For | Against | Against | |||
10 | Elect Lars Eric Nils Rodert | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PennyMac Financial Services Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFSI | CUSIP 70932B101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanford L. Kurland | Mgmt | For | For | For | |||
1.2 | Elect David A. Spector | Mgmt | For | For | For | |||
1.3 | Elect Matthew Botein | Mgmt | For | For | For | |||
1.4 | Elect James K. Hunt | Mgmt | For | For | For | |||
1.5 | Elect Patrick Kinsella | Mgmt | For | For | For | |||
1.6 | Elect Joseph F. Mazzella | Mgmt | For | For | For | |||
1.7 | Elect Farhad Nanji | Mgmt | For | For | For | |||
1.8 | Elect Mark Wiedman | Mgmt | For | For | For | |||
1.9 | Elect Emily Youssouf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Craig Beam | Mgmt | For | For | For | |||
1.2 | Elect David F. Dierker | Mgmt | For | For | For | |||
1.3 | Elect David L. Mead | Mgmt | For | For | For | |||
1.4 | Elect Susan D. Rector | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Wolf | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | |||
2 | Elect Ralph C. Derrickson | Mgmt | For | For | For | |||
3 | Elect John S. Hamlin | Mgmt | For | For | For | |||
4 | Elect James R. Kackley | Mgmt | For | For | For | |||
5 | Elect David S. Lundeen | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G7015D110 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alan Cook | Mgmt | For | Against | Against | |||
4 | Elect Emer Daly | Mgmt | For | Against | Against | |||
5 | Elect Jeremy Masding | Mgmt | For | Against | Against | |||
6 | Elect Julie O'Neill | Mgmt | For | Against | Against | |||
7 | Elect Richard Pike | Mgmt | For | Against | Against | |||
8 | Elect Ken Slattery | Mgmt | For | Against | Against | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Approve Directors' Fee Cap | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||
6 | Elect David Jenkinson | Mgmt | For | For | For | |||
7 | Elect Jonathan Davie | Mgmt | For | For | For | |||
8 | Elect Marion Sears | Mgmt | For | For | For | |||
9 | Elect Rachel Kentleton | Mgmt | For | For | For | |||
10 | Elect Nigel Mills | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Peugeot SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UG | CINS F72313111 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividend | Mgmt | For | For | For | |||
7 | Related Party Agreements in Favour of the Management Board (Cancellation of Defined Benefit Pension and Commitment to a New Defined Contribution Plan) | Mgmt | For | Abstain | Against | |||
8 | Ratification of the Co-option of Catherine Bradley to the Supervisory Board | Mgmt | For | Against | Against | |||
9 | Elect Catherine Bradley to the Supervisory Board | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Zhu Yanfeng to the Supervisory Board | Mgmt | For | Against | Against | |||
11 | Ratification of the Co-option of Dongfeng Motor to the Supervisory Board | Mgmt | For | Against | Against | |||
12 | Elect Helle Kristoffersen to the Supervisory Board | Mgmt | For | Against | Against | |||
13 | Supervisory Board Member' Fees | Mgmt | For | For | For | |||
14 | Remuneration of Carlos Tavares, Chairman of the Managing Board | Mgmt | For | For | For | |||
15 | Remuneration of Jean-Baptiste Chasseloup de Chatillon, Gregoire Olivier and Jean-Christophe Quemard, Other Members of the Managing Board | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Authority to Grant Warrants as a Takeover Defence | Mgmt | For | Against | Against | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Amendments to Article 10 Regarding Director Share Ownership | Mgmt | For | For | For | |||
21 | Amendments to Article 11 Regarding Record Date | Mgmt | For | For | For | |||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
PGT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGTI | CUSIP 69336V101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexander R. Castaldi | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Joseph McHugh | Mgmt | For | Withhold | Against | |||
1.3 | Elect William J. Morgan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PharMerica Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMC | CUSIP 71714F104 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory S. Weishar | Mgmt | For | For | For | |||
1.2 | Elect W. Robert Dahl, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Frank E. Collins | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
1.5 | Elect Marjorie W. Dorr | Mgmt | For | For | For | |||
1.6 | Elect Thomas P. Gerrity | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Oakley | Mgmt | For | For | For | |||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
1.9 | Elect Patrick G. LePore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Deromedi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Pitney Bowes Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBI | CUSIP 724479100 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Anne M. Busquet | Mgmt | For | For | For | |||
3 | Elect Roger Fradin | Mgmt | For | For | For | |||
4 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
5 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
6 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
7 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect Linda S. Sanford | Mgmt | For | For | For | |||
10 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
11 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Re-Approval of the Performance Goals under the Key Employees Incentive Plan | Mgmt | For | For | For | |||
15 | Re-Approval of the Performance Goals under the 2013 Stock Plan | Mgmt | For | For | For | |||
Plexus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLXS | CUSIP 729132100 | 02/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralf R. Boer | Mgmt | For | For | For | |||
1.2 | Elect Stephen P. Cortinovis | Mgmt | For | For | For | |||
1.3 | Elect David J. Drury | Mgmt | For | For | For | |||
1.4 | Elect Joann M. Eisenhart | Mgmt | For | For | For | |||
1.5 | Elect Dean A. Foate | Mgmt | For | For | For | |||
1.6 | Elect Rainer Jueckstock | Mgmt | For | For | For | |||
1.7 | Elect Peter Kelly | Mgmt | For | For | For | |||
1.8 | Elect Phil R. Martens | Mgmt | For | For | For | |||
1.9 | Elect Michael V. Schrock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joaquin E. Bacardi, III | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect David Goel | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Portola Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTLA | CUSIP 737010108 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Brege | Mgmt | For | For | For | |||
1.2 | Elect Hollings C. Renton | Mgmt | For | For | For | |||
1.3 | Elect William Lis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Post Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPS | CUSIP 737464107 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Goddard III | Mgmt | For | For | For | |||
1.2 | Elect David P. Stockert | Mgmt | For | For | For | |||
1.3 | Elect Walter M. Deriso, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Russell R. French | Mgmt | For | For | For | |||
1.5 | Elect Toni Jennings | Mgmt | For | For | For | |||
1.6 | Elect John F. Morgan | Mgmt | For | For | For | |||
1.7 | Elect Ronald de Waal | Mgmt | For | For | For | |||
1.8 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Power Integrations, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWI | CUSIP 739276103 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Balu Balakrishnan | Mgmt | For | For | For | |||
1.2 | Elect Alan D. Bickell | Mgmt | For | For | For | |||
1.3 | Elect Nicholas E. Brathwaite | Mgmt | For | For | For | |||
1.4 | Elect William L. George | Mgmt | For | For | For | |||
1.5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
1.6 | Elect E. Floyd Kvamme | Mgmt | For | For | For | |||
1.7 | Elect Steven J. Sharp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2016 Incentive Award Plan | Mgmt | For | For | For | |||
4 | Amendment to 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Pozen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POZN | CUSIP 73941U102 | 02/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Issuance of Common Stock (Private Placement) | Mgmt | For | For | For | |||
3 | Issuance of Common Stock (upon the Potential Conversion of the Convertible Notes) | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
5 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pozen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POZN | CUSIP 73941U102 | 12/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Issuance of Common Stock (Private Placement) | Mgmt | For | For | For | |||
3 | Issuance of Common Stock (upon the Potential Exchange of the Exchange Notes) | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
5 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Reduction of Share Premium Account | Mgmt | For | For | For | |||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Armando Zagalo De Lima | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2016 Short-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
PRA Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 69354N106 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Fain | Mgmt | For | For | For | |||
1.2 | Elect David Roberts | Mgmt | For | For | For | |||
1.3 | Elect Vikram A. Atal | Mgmt | For | For | For | |||
1.4 | Elect Geir L. Olsen | Mgmt | For | For | For | |||
1.5 | Elect Kevin P. Stevenson | Mgmt | For | For | For | |||
1.6 | Elect Lance L. Weaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 08/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Charles J. Hinkaty | Mgmt | For | For | For | |||
1.5 | Elect Sheila A. Hopkins | Mgmt | For | For | For | |||
1.6 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.7 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Garn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ProSiebenSat.1 Media SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSM | CINS D6216S143 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Ketan Mehta as Supervisory Board Member | Mgmt | For | For | For | |||
11 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
12 | Increase in Authorized Capital | Mgmt | For | For | For | |||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | |||
Prothena Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRTA | CUSIP G72800108 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard T. Collier | Mgmt | For | For | For | |||
2 | Elect K. Anders O. Harfstrand | Mgmt | For | For | For | |||
3 | Elect Christopher S. Henney | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
8 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
9 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Providence Service Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRSC | CUSIP 743815102 | 09/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kristi L. Meints | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Conversion of Preferred Stock | Mgmt | For | For | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
3 | Elect James G. Cullen | Mgmt | For | For | For | |||
4 | Elect Mark B. Grier | Mgmt | For | For | For | |||
5 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
6 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
7 | Elect Peter R. Lighte | Mgmt | For | For | For | |||
8 | Elect George Paz | Mgmt | For | For | For | |||
9 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
10 | Elect Christine A. Poon | Mgmt | For | For | For | |||
11 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
12 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
13 | Elect Michael A. Todman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Issue Shares Program | Mgmt | For | Against | Against | |||
3 | Change in the Danapera pension fund premium | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 07/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Brent Callinicos | Mgmt | For | For | For | |||
3 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
4 | Elect Juan R. Figuereo | Mgmt | For | For | For | |||
5 | Elect Joseph B. Fuller | Mgmt | For | For | For | |||
6 | Elect V. James Marino | Mgmt | For | For | For | |||
7 | Elect G. Penny McIntyre | Mgmt | For | For | For | |||
8 | Elect Henry Nasella | Mgmt | For | For | For | |||
9 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
QAD Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QADB | CUSIP 74727D306 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karl F. Lopker | Mgmt | For | Abstain | Against | |||
2 | Elect Pamela M. Lopker | Mgmt | For | Abstain | Against | |||
3 | Elect Scott J. Adelson | Mgmt | For | Abstain | Against | |||
4 | Elect Lee D. Roberts | Mgmt | For | Abstain | Against | |||
5 | Elect Leslie J. Stretch | Mgmt | For | Abstain | Against | |||
6 | Elect Peter R. van Cuylenburg | Mgmt | For | Abstain | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Approval of the 2016 Stock Incentive Program | Mgmt | For | Against | Against | |||
9 | Amendment to the 2016 Stock Incentive Program | Mgmt | For | Against | Against | |||
Qantas Airways Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QAN | CINS Q77974105 | 10/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leigh Clifford | Mgmt | For | For | For | |||
3 | Re-elect William Meaney | Mgmt | For | For | For | |||
4 | Re-elect Paul Rayner | Mgmt | For | For | For | |||
5 | Elect Todd Sampson | Mgmt | For | For | For | |||
6 | Equity Grant (CEO Alan Joyce) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
8 | Approve Capital Return | Mgmt | For | For | For | |||
9 | Approve Share Consolidation | Mgmt | For | For | For | |||
QLogic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLGC | CUSIP 747277101 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Dickson | Mgmt | For | For | For | |||
2 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
3 | Elect Christine King | Mgmt | For | For | For | |||
4 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
5 | Elect Prasad L. Rampalli | Mgmt | For | For | For | |||
6 | Elect Jay A. Rossiter | Mgmt | For | For | For | |||
7 | Elect George D. Wells | Mgmt | For | For | For | |||
8 | Elect William M. Zeitler | Mgmt | For | For | For | |||
9 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Qorvo Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery R. Gardner | Mgmt | For | For | For | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | For | For | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Bruce E. Ranck | Mgmt | For | For | For | |||
9 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
10 | Elect Pat Wood III | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
Quantum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTM | CUSIP 747906204 | 08/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Andersen | Mgmt | For | For | For | |||
2 | Elect Paul R. Auvil III | Mgmt | For | For | For | |||
3 | Elect Philip Black | Mgmt | For | For | For | |||
4 | Elect Louis DiNardo | Mgmt | For | For | For | |||
5 | Elect Dale L. Fuller | Mgmt | For | For | For | |||
6 | Elect Jon W. Gacek | Mgmt | For | For | For | |||
7 | Elect David A. Krall | Mgmt | For | For | For | |||
8 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
9 | Elect David E. Roberson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Quebecor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBR.A | CUSIP 748193208 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christian Dube | Mgmt | For | For | For | |||
1.2 | Elect Robert Pare | Mgmt | For | For | For | |||
1.3 | Elect Normand Provost | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Diversity Policy | ShrHoldr | Against | Against | For | |||
Questar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP 748356102 | 05/12/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Radnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDNT | CUSIP 750491102 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard G. Berger | Mgmt | For | For | For | |||
1.2 | Elect Marvin S. Cadwell | Mgmt | For | For | For | |||
1.3 | Elect John V. Crues III | Mgmt | For | For | For | |||
1.4 | Elect Norman R. Hames | Mgmt | For | For | For | |||
1.5 | Elect Lawrence L. Levitt | Mgmt | For | For | For | |||
1.6 | Elect Michael L. Sherman | Mgmt | For | For | For | |||
1.7 | Elect David L. Swartz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raiffeisen Bank International AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RBI | CINS A7111G104 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Walter Rothensteiner to the Supervisory Board | Mgmt | For | Against | Against | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares for Securities Trading | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rakuten Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4755 | CINS J64264104 | 03/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |||
4 | Elect Masayuki Hosaka | Mgmt | For | For | For | |||
5 | Elect Charles B. Baxter | Mgmt | For | For | For | |||
6 | Elect Ken Kutaragi | Mgmt | For | For | For | |||
7 | Elect Jun Murai | Mgmt | For | For | For | |||
8 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
9 | Elect Joshua G. James | Mgmt | For | For | For | |||
10 | Elect Takashi Mitachi | Mgmt | For | For | For | |||
11 | Elect Katsuyuki Yamaguchi | Mgmt | For | Against | Against | |||
12 | Elect Takahide Uchida | Mgmt | For | Against | Against | |||
13 | Equity Compensation Plan for Inside Directors, Executive Officers and Employees | Mgmt | For | Against | Against | |||
14 | Equity Compensation Plan for Outside Directors | Mgmt | For | Against | Against | |||
15 | Equity Compensation Plan for Statutory Auditors | Mgmt | For | Against | Against | |||
16 | Adoption of Appendix Concerning Share Options for California Residents | Mgmt | For | For | For | |||
Ramco Gershenson Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPT | CUSIP 751452202 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
1.2 | Elect Alice M Connell | Mgmt | For | For | For | |||
1.3 | Elect Dennis E. Gershenson | Mgmt | For | For | For | |||
1.4 | Elect Arthur H. Goldberg | Mgmt | For | For | For | |||
1.5 | Elect David J. Nettina | Mgmt | For | For | For | |||
1.6 | Elect Joel M. Pashcow | Mgmt | For | For | For | |||
1.7 | Elect Mark K. Rosenfeld | Mgmt | For | For | For | |||
1.8 | Elect Laurie M. Shahon | Mgmt | For | For | For | |||
1.9 | Elect Michael A. Ward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect James E. Cartwright | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
Realogy Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLGY | CUSIP 75605Y106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
2 | Elect Marc E. Becker | Mgmt | For | For | For | |||
3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
4 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
5 | Elect Richard A. Smith | Mgmt | For | For | For | |||
6 | Elect Michael J. Williams | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Reckitt Benckiser Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RB | CINS G74079107 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | |||
6 | Elect Nicandro Durante | Mgmt | For | For | For | |||
7 | Elect Mary Harris | Mgmt | For | For | For | |||
8 | Elect Adrian Hennah | Mgmt | For | For | For | |||
9 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||
10 | Elect Kenneth Hydon | Mgmt | For | For | For | |||
11 | Elect Rakesh Kapoor | Mgmt | For | For | For | |||
12 | Elect Andre Lacroix | Mgmt | For | For | For | |||
13 | Elect Christopher A. Sinclair | Mgmt | For | For | For | |||
14 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
15 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Red Electrica Corporacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REE | CINS E42807102 | 07/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Board Size | Mgmt | For | Against | Against | |||
3 | Elect Juan Francisco Lasala Bernard | Mgmt | For | For | For | |||
4 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Regal Entertainment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGC | CUSIP 758766109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David H. Keyte | Mgmt | For | For | For | |||
1.3 | Elect Amy E. Miles | Mgmt | For | For | For | |||
1.4 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Standalone Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Performance Share Plan | Mgmt | For | For | For | |||
6 | Deferred Share Bonus Plan | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Elect Mark Dixon | Mgmt | For | For | For | |||
12 | Elect Dominik de Daniel | Mgmt | For | For | For | |||
13 | Elect Lance Browne | Mgmt | For | For | For | |||
14 | Elect Elmar Heggen | Mgmt | For | For | For | |||
15 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
16 | Elect Francois Pauly | Mgmt | For | For | For | |||
17 | Elect Florence Pierre | Mgmt | For | For | For | |||
18 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
21 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
22 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
23 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anna Manning | Mgmt | For | For | For | |||
1.2 | Elect William J. Bartlett | Mgmt | For | For | For | |||
1.3 | Elect Christine R. Detrick | Mgmt | For | For | For | |||
1.4 | Elect Alan C. Henderson | Mgmt | For | For | For | |||
1.5 | Elect Joyce A. Phillips | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Reliance Steel & Aluminum Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RS | CUSIP 759509102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah J Anderson | Mgmt | For | For | For | |||
2 | Elect John G. Figueroa | Mgmt | For | For | For | |||
3 | Elect Thomas W. Gimbel | Mgmt | For | For | For | |||
4 | Elect David H. Hannah | Mgmt | For | For | For | |||
5 | Elect Douglas M. Hayes | Mgmt | For | For | For | |||
6 | Elect Mark V. Kaminski | Mgmt | For | For | For | |||
7 | Elect Robert A. McEvoy | Mgmt | For | For | For | |||
8 | Elect Gregg J. Mollins | Mgmt | For | For | For | |||
9 | Elect Andrew G. Sharkey III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Renasant Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNST | CUSIP 75970E107 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred F. Sharpe | Mgmt | For | For | For | |||
1.2 | Elect John M. Creekmore | Mgmt | For | For | For | |||
1.3 | Elect Jill V. Deer | Mgmt | For | For | For | |||
1.4 | Elect Neal A. Holland, Jr. | Mgmt | For | For | For | |||
1.5 | Elect E. Robinson McGraw | Mgmt | For | For | For | |||
1.6 | Elect Hollis C. Cheek | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Approval of Section 162(m) performance measures | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Renault SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNO | CINS F77098105 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions (Previously Approved) | Mgmt | For | For | For | |||
8 | Related Party Transactions (French State) | Mgmt | For | For | For | |||
9 | Related Party Transactions (Nissan) | Mgmt | For | Against | Against | |||
10 | Presentation of Report on Redeemable Shares | Mgmt | For | For | For | |||
11 | Remuneration of Carlos Ghosn, Chairman and CEO | Mgmt | For | For | For | |||
12 | Elect Thierry Desmarest to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Olivia Qiu to the Board of Directors | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Repligen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGEN | CUSIP 759916109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicolas M. Barthelemy | Mgmt | For | For | For | |||
1.2 | Elect Glenn L. Cooper | Mgmt | For | For | For | |||
1.3 | Elect John G. Cox | Mgmt | For | For | For | |||
1.4 | Elect Karen A. Dawes | Mgmt | For | For | For | |||
1.5 | Elect Glenn P. Muir | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. Ryan, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Tony J. Hunt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Repsol, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REP | CINS E8471S130 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | First Scrip Dividend | Mgmt | For | For | For | |||
7 | Second Scrip Dividend | Mgmt | For | For | For | |||
8 | Loyalty Incentive Scheme | Mgmt | For | For | For | |||
9 | Elect Isidro Faine Casas | Mgmt | For | Against | Against | |||
10 | Ratify Co-option and Elect Gonzalo Maria Gortazar Rotaeche | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | STIP 2016 (CEO) | Mgmt | For | For | For | |||
13 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Republic Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RBCAA | CUSIP 760281204 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig A. Greenberg | Mgmt | For | For | For | |||
1.2 | Elect Michael T. Rust | Mgmt | For | For | For | |||
1.3 | Elect R. Wayne Stratton | Mgmt | For | For | For | |||
1.4 | Elect Susan Stout Tamme | Mgmt | For | For | For | |||
1.5 | Elect A. Scott Trager | Mgmt | For | For | For | |||
1.6 | Elect Steven E. Trager | Mgmt | For | For | For | |||
1.7 | Elect Mark A. Vogt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Resona Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8308 | CINS J6448E106 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles: Preferred Shares | Mgmt | For | For | For | |||
3 | Amendments to Articles: Business Purpose | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Higashi | Mgmt | For | For | For | |||
5 | Elect Tetsuya Kan | Mgmt | For | For | For | |||
6 | Elect Yuji Furukawa | Mgmt | For | For | For | |||
7 | Elect Kaoru Isono | Mgmt | For | For | For | |||
8 | Elect Emi Ohsono | Mgmt | For | For | For | |||
9 | Elect Toshio Arima | Mgmt | For | For | For | |||
10 | Elect Yohko Sanuki | Mgmt | For | For | For | |||
11 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
12 | Elect Tadamitsu Matsui | Mgmt | For | For | For | |||
13 | Elect Hidehiko Satoh | Mgmt | For | For | For | |||
14 | Amendments to Articles: Preferred Shares | Mgmt | For | For | For | |||
RIB Software AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Sandy Moser | Mgmt | For | For | For | |||
11 | Elect Matthias Rumpelhardt | Mgmt | For | For | For | |||
12 | Elect Klaus Hirschle | Mgmt | For | For | For | |||
13 | Elect Martin A. Fischer | Mgmt | For | For | For | |||
14 | Elect Steve Swant | Mgmt | For | For | For | |||
15 | Change of Legal Form; Election of Directors | Mgmt | For | Against | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
4 | Elect Robert E. Brown | Mgmt | For | For | For | |||
5 | Elect Megan Clark | Mgmt | For | For | For | |||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||
7 | Elect Ann Godbehere | Mgmt | For | For | For | |||
8 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
9 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
10 | Elect Chris J. Lynch | Mgmt | For | For | For | |||
11 | Elect Paul M. Tellier | Mgmt | For | For | For | |||
12 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
13 | Elect John S. Varley | Mgmt | For | For | For | |||
14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RMR Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMR | CUSIP 74967R106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Logan | Mgmt | For | Abstain | Against | |||
2 | Elect Adam D. Portnoy | Mgmt | For | Abstain | Against | |||
3 | Elect Barry M. Portnoy | Mgmt | For | Abstain | Against | |||
4 | Elect Walter C. Watkins | Mgmt | For | Abstain | Against | |||
5 | Elect Frederick N. Zeytoonjian | Mgmt | For | Abstain | Against | |||
6 | Omnibus Equity Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Rockwell Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMTI | CUSIP 774374102 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald D. Boyd | Mgmt | For | Withhold | Against | |||
2 | 2016 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.2 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.3 | Elect Brian D. Jellison | Mgmt | For | For | For | |||
1.4 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.7 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.8 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.9 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of 2016 Incentive Plan | Mgmt | For | For | For | |||
Rovi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Carson | Mgmt | For | For | For | |||
1.2 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
1.3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
1.4 | Elect N. Steven Lucas | Mgmt | For | For | For | |||
1.5 | Elect James E. Meyer | Mgmt | For | For | For | |||
1.6 | Elect Ruthann Quindlen | Mgmt | For | For | For | |||
1.7 | Elect Raghavendra Rau | Mgmt | For | For | For | |||
1.8 | Elect Glenn W. Welling | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Statutory Auditor | Mgmt | For | For | For | |||
2 | Authority to Set Statutory Auditor's Fees | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory -- UK) | Mgmt | For | For | For | |||
Royal Boskalis Westminster NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKA | CINS N14952266 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Change in Structure Regime | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements for First Half of 2016 | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Quarterly Financial Statements | Mgmt | For | For | For | |||
11 | Elect Werner Brandt | Mgmt | For | Against | Against | |||
12 | Elect Maria van der Hoeven | Mgmt | For | Against | Against | |||
13 | Elect Hans-Peter Keitel | Mgmt | For | Against | Against | |||
14 | Elect Martina Koederitz | Mgmt | For | Against | Against | |||
15 | Elect Dagmar Muhlenfeld | Mgmt | For | For | For | |||
16 | Elect Peter Ottmann | Mgmt | For | Against | Against | |||
17 | Elect Gunther Schartz | Mgmt | For | Against | Against | |||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
19 | Elect Wolfgang Schussel | Mgmt | For | Against | Against | |||
20 | Elect Ullrich Sierau | Mgmt | For | For | For | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dave Beran | Mgmt | For | Against | Against | |||
4 | Elect Jan du Plessis | Mgmt | For | Against | Against | |||
5 | Elect Javier Ferran | Mgmt | For | Against | Against | |||
6 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
7 | Elect Mark Armour | Mgmt | For | Against | Against | |||
8 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
9 | Elect Alan Clark | Mgmt | For | Against | Against | |||
10 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
11 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
12 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sage Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAGE | CUSIP 78667J108 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Starr | Mgmt | For | For | For | |||
2 | Elect James Frates | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Salmar Asa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SALM | CINS R7445C102 | 06/07/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
6 | Voting List; Agenda | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividend | Mgmt | For | TNA | N/A | |||
9 | Directors' Fees | Mgmt | For | TNA | N/A | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
11 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
12 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
13 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
14 | Elect Kjell Storeide | Mgmt | For | TNA | N/A | |||
15 | Elect Tove Nedreberg | Mgmt | For | TNA | N/A | |||
16 | Elect Helge Moen | Mgmt | For | TNA | N/A | |||
17 | Elect Endre Kolbjornsen | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | For | For | |||
3 | Elect SONG Kwang Soo | Mgmt | For | For | For | |||
4 | Elect PARK Jae Wan | Mgmt | For | For | For | |||
5 | Elect YOON Boo Keun | Mgmt | For | For | For | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | |||
7 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Banks, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Toni D. Cooley | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Khayat | Mgmt | For | For | For | |||
1.4 | Elect Dianne Mooney | Mgmt | For | For | For | |||
1.5 | Elect Gail Jones Pittman | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | Against | For | |||
Sanmina Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANM | CUSIP 801056102 | 03/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Neil R. Bonke | Mgmt | For | For | For | |||
2 | Elect Michael J. Clarke | Mgmt | For | For | For | |||
3 | Elect Eugene A. Delaney | Mgmt | For | For | For | |||
4 | Elect John P. Goldsberry | Mgmt | For | For | For | |||
5 | Elect Joseph G. Licata, Jr. | Mgmt | For | For | For | |||
6 | Elect Mario M. Rosati | Mgmt | For | Against | Against | |||
7 | Elect Wayne Shortridge | Mgmt | For | For | For | |||
8 | Elect Jure Sola | Mgmt | For | For | For | |||
9 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Laurent Attal to the Board of Directors | Mgmt | For | Against | Against | |||
8 | Elect Claudie Haignere to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Carole Piwnica to the Board of Directors | Mgmt | For | Against | Against | |||
10 | Elect Thomas Sudhof to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Diane Souza to the Board of Directors | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
5 | Elect Michael E. Marks | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
8 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
9 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
15 | Ratification of Board Size | Mgmt | For | For | For | |||
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Remuneration of Denis Kessler, Chairman and CEO | Mgmt | For | For | For | |||
8 | Elect Michele Aronvald to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Bruno Pfister to the Board of Directors | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
12 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
16 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Authority to Issue Contingent Convertible Bonds | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to grant performance shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
25 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
4 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Scotts Miracle-Gro Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMG | CUSIP 810186106 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Hanft | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen L. Johnson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Katherine H. Littlefield | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECU-B | CINS W7912C118 | 05/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Seiko Epson Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6724 | CINS J7030F105 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Minoru Usui | Mgmt | For | For | For | |||
5 | Elect Shigeki Inoue | Mgmt | For | For | For | |||
6 | Elect Yoneharu Fukushima | Mgmt | For | For | For | |||
7 | Elect Kohichi Kubota | Mgmt | For | For | For | |||
8 | Elect Masayuki Kawana | Mgmt | For | For | For | |||
9 | Elect Tatsuaki Seki | Mgmt | For | For | For | |||
10 | Elect Hideaki Ohmiya | Mgmt | For | For | For | |||
11 | Elect Mari Matsunaga | Mgmt | For | For | For | |||
12 | Elect Noriyuki Hama | Mgmt | For | For | For | |||
13 | Elect Michihiro Nara | Mgmt | For | For | For | |||
14 | Elect Chikami Tsubaki | Mgmt | For | For | For | |||
15 | Elect Yoshio Shirai | Mgmt | For | For | For | |||
16 | Non-Audit Committe Director's Fee | Mgmt | For | For | For | |||
17 | Audit Committe Director's Fee | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
19 | Performance Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Sekisui Chemical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4204 | CINS J70703137 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Naofumi Negishi | Mgmt | For | For | For | |||
4 | Elect Teiji Kohge | Mgmt | For | For | For | |||
5 | Elect Hajime Kubo | Mgmt | For | For | For | |||
6 | Elect Satoshi Uenoyama | Mgmt | For | For | For | |||
7 | Elect Shunichi Sekiguchi | Mgmt | For | For | For | |||
8 | Elect Keita Katoh | Mgmt | For | For | For | |||
9 | Elect Yoshiyuki Hirai | Mgmt | For | For | For | |||
10 | Elect Hiroyuki Taketomo | Mgmt | For | For | For | |||
11 | Elect Kunio Ishizuka | Mgmt | For | For | For | |||
12 | Elect Yutaka Kase | Mgmt | For | For | For | |||
13 | Elect Takashi Gotoh | Mgmt | For | For | For | |||
14 | Elect Yuhichi Hamabe | Mgmt | For | For | For | |||
15 | Trust Type Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Select Income REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIR | CUSIP 81618T100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barry M. Portnoy | Mgmt | For | Abstain | Against | |||
2 | Elect Jeffrey P. Somers | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Medical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEM | CUSIP 81619Q105 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell L. Carson | Mgmt | For | For | For | |||
2 | Elect James S. Ely III | Mgmt | For | For | For | |||
3 | Elect William H. Frist | Mgmt | For | For | For | |||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
5 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Semtech Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTC | CUSIP 816850101 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen M. Antle | Mgmt | For | For | For | |||
1.2 | Elect James P. Burra | Mgmt | For | For | For | |||
1.3 | Elect Bruce C. Edwards | Mgmt | For | For | For | |||
1.4 | Elect Rockell N. Hankin | Mgmt | For | For | For | |||
1.5 | Elect Ye Jane Li | Mgmt | For | For | For | |||
1.6 | Elect James T. Lindstrom | Mgmt | For | For | For | |||
1.7 | Elect Mohan R. Maheswaran | Mgmt | For | For | For | |||
1.8 | Elect Carmelo J. Santoro | Mgmt | For | For | For | |||
1.9 | Elect Sylvia Summers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Sensata Technologies Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ST | CUSIP N7902X106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.2 | Elect Martha Sullivan | Mgmt | For | For | For | |||
1.3 | Elect Beda Bolzenius | Mgmt | For | For | For | |||
1.4 | Elect James E. Heppelman | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Jacobson | Mgmt | For | For | For | |||
1.6 | Elect Charles W. Peffer | Mgmt | For | For | For | |||
1.7 | Elect Kirk P. Pond | Mgmt | For | For | For | |||
1.8 | Elect Andrew Teich | Mgmt | For | For | For | |||
1.9 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Stephen Zide | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Accounts and Reports (Dutch Statutory) | Mgmt | For | For | For | |||
4 | Discharge of Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | AMEND THE ARTICLES OF ASSOCIATION TO INCLUDE A DERIVATIVE DISCLOSURE REQUIREMENT | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | AMEND THE DIRECTOR REMUNERATION POLICY AND IMPLEMENT A DIRECTOR STOCK OWNERSHIP REQUIREMENT | Mgmt | For | For | For | |||
Servicemaster Global Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SERV | CUSIP 81761R109 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard P. Fox | Mgmt | For | For | For | |||
1.2 | Elect Laurie Ann Goldman | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Tiller, Jr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
5 | Elect Junroh Itoh | Mgmt | For | For | For | |||
6 | Elect Kunio Takahashi | Mgmt | For | For | For | |||
7 | Elect Akihiko Shimizu | Mgmt | For | For | For | |||
8 | Elect Yasuhiro Suzuki | Mgmt | For | For | For | |||
9 | Elect Kazuki Furuya | Mgmt | For | For | For | |||
10 | Elect Takashi Anzai | Mgmt | For | For | For | |||
11 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | |||
12 | Elect Joseph Michael Depinto | Mgmt | For | For | For | |||
13 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
14 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
15 | Elect Kunio Itoh | Mgmt | For | For | For | |||
16 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shimamura Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8227 | CINS J72208101 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Hideyuki Yoshioka | Mgmt | For | Against | Against | |||
3 | Elect Hiroyuki Shimamura | Mgmt | For | Against | Against | |||
4 | Elect Keiichi Hayase | Mgmt | For | For | For | |||
5 | Elect Shigehisa Horinokita | Mgmt | For | Against | Against | |||
6 | Retirement Allowances for Statutory Auditor | Mgmt | For | For | For | |||
Shinsei Bank Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8303 | CINS J7385L103 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hideyuki Kudoh | Mgmt | For | For | For | |||
4 | Elect Yukio Nakamura | Mgmt | For | For | For | |||
5 | Elect J. Christopher Flowers | Mgmt | For | For | For | |||
6 | Elect Ernest M. Higa | Mgmt | For | For | For | |||
7 | Elect Shigeru Kani | Mgmt | For | For | For | |||
8 | Elect Jun Makihara | Mgmt | For | For | For | |||
9 | Elect Ryuichi Tomimura | Mgmt | For | For | For | |||
10 | Elect Shinya Nagata as Statutory Auditor | Mgmt | For | For | For | |||
11 | Elect Naohisa Aikawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Shinichi Yokoyama | Mgmt | For | Against | Against | |||
10 | Elect Ikuo Katoh | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
9 | Elect Sara Mathew | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Increase in Authorised Capital | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shiseido Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Tsunehiko Iwai | Mgmt | For | For | For | |||
5 | Elect Tohru Sakai | Mgmt | For | For | For | |||
6 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shohichiroh Iwata | Mgmt | For | For | For | |||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
9 | Elect Tatsuo Uemura | Mgmt | For | For | For | |||
10 | Elect Eiko Tsujiyama as Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Long Term Incentive Plan | Mgmt | For | Against | Against | |||
ShoreTel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOR | CUSIP 825211105 | 11/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shane Robinson | Mgmt | For | For | For | |||
1.2 | Elect Charles D. Kissner | Mgmt | For | For | For | |||
1.3 | Elect Constance E. Skidmore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Equity Incentive Plan | Mgmt | For | Against | Against | |||
Shutterfly Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFLY | CUSIP 82568P304 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher North | Mgmt | For | For | For | |||
1.2 | Elect Elizabeth S. Rafael | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Zeisser | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Shutterfly Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFLY | CUSIP 82568P304 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Nicola Leibinger-Kammuller | Mgmt | For | Against | Against | |||
10 | Elect Jim Hagemann Snabe | Mgmt | For | Against | Against | |||
11 | Elect Werner Wenning | Mgmt | For | Against | Against | |||
12 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
13 | Spin-off and Transfer Agreement | Mgmt | For | For | For | |||
Silicon Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLAB | CUSIP 826919102 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William G. Bock | Mgmt | For | For | For | |||
1.2 | Elect Jack R. Lazar | Mgmt | For | For | For | |||
1.3 | Elect Neil Kim | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Sinclair Broadcast Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBGI | CUSIP 829226109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David D. Smith | Mgmt | For | Withhold | Against | |||
1.2 | Elect Frederick G. Smith | Mgmt | For | Withhold | Against | |||
1.3 | Elect J. Duncan Smith | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert E. Smith | Mgmt | For | Withhold | Against | |||
1.5 | Elect Howard E. Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Lawrence E. McCanna | Mgmt | For | Withhold | Against | |||
1.7 | Elect Daniel C. Keith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Martin R. Leader | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to Charter Concerning Class B Common Stock | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
Sirius XM Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIRI | CUSIP 82968B103 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joan L. Amble | Mgmt | For | Withhold | Against | |||
1.2 | Elect George W. Bodenheimer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark D. Carleton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Eddy W. Hartenstein | Mgmt | For | Withhold | Against | |||
1.5 | Elect James P. Holden | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.7 | Elect Evan D. Malone | Mgmt | For | Withhold | Against | |||
1.8 | Elect James E. Meyer | Mgmt | For | Withhold | Against | |||
1.9 | Elect James F. Mooney | Mgmt | For | Withhold | Against | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
1.11 | Elect Vanessa A. Wittman | Mgmt | For | Withhold | Against | |||
1.12 | Elect David M. Zaslav | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Six Flags Entertainment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIX | CUSIP 83001A102 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kurt M. Cellar | Mgmt | For | For | For | |||
1.2 | Elect John M. Duffey | Mgmt | For | For | For | |||
1.3 | Elect Charles A. Koppelman | Mgmt | For | For | For | |||
1.4 | Elect Jon L. Luther | Mgmt | For | For | For | |||
1.5 | Elect Usman Nabi | Mgmt | For | For | For | |||
1.6 | Elect Stephen D. Owens | Mgmt | For | For | For | |||
1.7 | Elect James Reid-Anderson | Mgmt | For | For | For | |||
1.8 | Elect Richard W. Roedel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
SJM Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
880 | CINS Y8076V106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect NG Chi Sing | Mgmt | For | For | For | |||
6 | Elect Henry CHENG Kar Shun | Mgmt | For | Against | Against | |||
7 | Elect CHAU Tak Hay | Mgmt | For | For | For | |||
8 | Elect David LAN Hong Tsung | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Grant Options under Share Option Scheme | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jun Ho | Mgmt | For | For | For | |||
3 | Elect PARK Jung Ho | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
Skandinaviska Enskilda Banken AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEB-A | CINS W25381141 | 03/22/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Amendment to Articles Regarding Board Size | Mgmt | For | TNA | N/A | |||
17 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Johan H. Andresen, Jr. | Mgmt | For | TNA | N/A | |||
20 | Elect Signhild Arnegard Hansen | Mgmt | For | TNA | N/A | |||
21 | Elect Samir Brikho | Mgmt | For | TNA | N/A | |||
22 | Elect Annika Falkengren | Mgmt | For | TNA | N/A | |||
23 | Elect Winnie Kin Wah Fok | Mgmt | For | TNA | N/A | |||
24 | Elect Urban Jansson | Mgmt | For | TNA | N/A | |||
25 | Elect Birgitta Kantola | Mgmt | For | TNA | N/A | |||
26 | Elect Tomas Nicolin | Mgmt | For | TNA | N/A | |||
27 | Elect Sven Nyman | Mgmt | For | TNA | N/A | |||
28 | Elect Jesper Ovesen | Mgmt | For | TNA | N/A | |||
29 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
30 | Elect Helena Saxon | Mgmt | For | TNA | N/A | |||
31 | Elect Sara Ohrvall | Mgmt | For | TNA | N/A | |||
32 | Elect Marcus Wallenberg as Chairman | Mgmt | For | TNA | N/A | |||
33 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
34 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
35 | All Employee Programme (AEP) | Mgmt | For | TNA | N/A | |||
36 | Share Deferral Program (SDP) | Mgmt | For | TNA | N/A | |||
37 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
38 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
39 | Transfer of Shares Pursuant of LTIPs | Mgmt | For | TNA | N/A | |||
40 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
41 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
42 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
43 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
44 | Shareholder Proposal Regarding Implementing Equality | ShrHoldr | N/A | TNA | N/A | |||
45 | Shareholder Proposal Regarding Annual Report | ShrHoldr | N/A | TNA | N/A | |||
46 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
47 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
48 | Shareholder Proposal Regarding Nomination Committee | ShrHoldr | N/A | TNA | N/A | |||
49 | Shareholder Proposal Regarding Small and Medium-sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Petition for Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
51 | Shareholder Proposal Regarding Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Petition for Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
53 | Shareholder Proposal Regarding Petition for Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
54 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
55 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Sky Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKY | CINS G8212B105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Ferguson | Mgmt | For | For | For | |||
5 | Elect Jeremy Darroch | Mgmt | For | For | For | |||
6 | Elect Andrew Griffith | Mgmt | For | For | For | |||
7 | Elect Tracy Clarke | Mgmt | For | For | For | |||
8 | Elect Martin J. Gilbert | Mgmt | For | Against | Against | |||
9 | Elect Adine Grate | Mgmt | For | For | For | |||
10 | Elect David Lewis | Mgmt | For | For | For | |||
11 | Elect Matthieu Pigasse | Mgmt | For | Against | Against | |||
12 | Elect Andy Sukawaty | Mgmt | For | For | For | |||
13 | Elect Chase Carey | Mgmt | For | For | For | |||
14 | Elect James Murdoch | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
5 | Elect Christine King | Mgmt | For | For | For | |||
6 | Elect David P. McGlade | Mgmt | For | For | For | |||
7 | Elect David J. McLachlan | Mgmt | For | For | For | |||
8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement to Amend Bylaws | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement to Approve Certain Actions | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement to Approve Business Combinations with Any Related Person | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend Charter Provisions Governing Directors | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement to Amend Charter Provisions Governing Action by Stockholders | Mgmt | For | For | For | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Dongwen | Mgmt | For | For | For | |||
6 | Elect LU Rongchang | Mgmt | For | For | For | |||
7 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Smith & Wesson Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWHC | CUSIP 831756101 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry M. Monheit | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Scott | Mgmt | For | For | For | |||
1.3 | Elect Robert H. Brust | Mgmt | For | For | For | |||
1.4 | Elect P. James Debney | Mgmt | For | For | For | |||
1.5 | Elect John B. Furman | Mgmt | For | For | For | |||
1.6 | Elect Gregory J. Gluchowski, Jr | Mgmt | For | For | For | |||
1.7 | Elect Michael F. Golden | Mgmt | For | For | For | |||
1.8 | Elect Mitchell A. Saltz | Mgmt | For | For | For | |||
1.9 | Elect I. Marie Wadecki | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | |||
5 | Elect James A. Lawrence | Mgmt | For | For | For | |||
6 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
7 | Elect Anthony Smurfit | Mgmt | For | For | For | |||
8 | Elect Frits Beurskens | Mgmt | For | For | For | |||
9 | Elect Christel Bories | Mgmt | For | For | For | |||
10 | Elect Thomas Brodin | Mgmt | For | For | For | |||
11 | Elect Irial Finan | Mgmt | For | For | For | |||
12 | Elect Gary McGann | Mgmt | For | For | For | |||
13 | Elect John Moloney | Mgmt | For | For | For | |||
14 | Elect Roberto Newell | Mgmt | For | For | For | |||
15 | Elect Rosemary Thorne | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
22 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Lorenzo Bini Smaghi, Non-Executive Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, Deputy CEOs | Mgmt | For | For | For | |||
11 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
12 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Juan Maria Nin Genova to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Emmanuel Roman to the Board of Directors | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights and Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | |||
23 | Authority to Issue Performance Shares (Other Employees) | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | For | For | |||
4 | Elect Nikesh Arora | Mgmt | For | For | For | |||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
6 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
7 | Elect Yun MA | Mgmt | For | For | For | |||
8 | Elect Manabu Miyasaka | Mgmt | For | For | For | |||
9 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
10 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
11 | Equity Compensation Plan for Directors of the Company | Mgmt | For | For | For | |||
12 | Equity Compensation Plan for Directors, Executive Officers, Employees and Advisers of the Company and its Subsidiaries | Mgmt | For | For | For | |||
13 | Transfer of Shares of Subsidiaries in Accordance with Reorganization of Group Companies | Mgmt | For | For | For | |||
Sohgo Security Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2331 | CINS J7607Z104 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Atsushi Murai | Mgmt | For | For | For | |||
4 | Elect Yukiyasu Aoyama | Mgmt | For | For | For | |||
5 | Elect Yuichi Miyazawa | Mgmt | For | For | For | |||
6 | Elect Kiyomi Hara | Mgmt | For | For | For | |||
7 | Elect Yoshiroh Kuribayashi | Mgmt | For | For | For | |||
8 | Elect Hirohisa Hokari | Mgmt | For | For | For | |||
9 | Elect Hiraku Ohtani | Mgmt | For | For | For | |||
10 | Elect Tsuyoshi Murai | Mgmt | For | For | For | |||
11 | Elect Yutaka Takehana | Mgmt | For | For | For | |||
12 | Elect Masakazu Iwaki | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David S. Wachter | Mgmt | For | For | For | |||
2 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For | |||
SolarWinds Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWI | CUSIP 83416B109 | 01/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Sonic Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SONC | CUSIP 835451105 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Neal Black | Mgmt | For | For | For | |||
1.2 | Elect Clifford Hudson | Mgmt | For | For | For | |||
1.3 | Elect Federico F. Pena | Mgmt | For | For | For | |||
1.4 | Elect Susan E. Thronson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control Change In Control | ShrHoldr | Against | Against | For | |||
Sopra Steria Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOP | CINS F20906115 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Pierre Pasquier, Executive Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Francois Enaud, CEO (until March 17, 2015) | Mgmt | For | For | For | |||
11 | Remuneration of Vincent Paris, CEO (from March 17, 2015) | Mgmt | For | For | For | |||
12 | Elect Jessica Scale to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Auditeurs & Conseils Associes) and Alternate Auditor (Pimpaneau & Associes) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
20 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
25 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
28 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sound Global Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
00967 | CINS Y80748109 | 01/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect LIU Wei | Mgmt | For | For | For | |||
5 | Elect MA Yuanju | Mgmt | For | For | For | |||
6 | Elect ZHANG Shuting | Mgmt | For | For | For | |||
7 | Elect LUO Jianhua | Mgmt | For | For | For | |||
8 | Elect WEN Yibo | Mgmt | For | For | For | |||
9 | Elect JIANG Anping | Mgmt | For | Against | Against | |||
10 | Directors' Fees for FY 2014 | Mgmt | For | For | For | |||
11 | Authority to Fix Directors' Remuneration | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Sound Global Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
00967 | CINS Y80748109 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
Sovran Self Storage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSS | CUSIP 84610H108 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Attea | Mgmt | For | For | For | |||
1.2 | Elect Kenneth F. Myszka | Mgmt | For | For | For | |||
1.3 | Elect Charles E. Lannon | Mgmt | For | For | For | |||
1.4 | Elect Stephen R. Rusmisel | Mgmt | For | For | For | |||
1.5 | Elect Arthur L. Havener, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Mark G. Barberio | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Re-elect Paul Berriman | Mgmt | For | For | For | |||
5 | Re-elect Charles Sitch | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Simon Moutter) | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEP Simon Moutter) | Mgmt | For | For | For | |||
8 | Amendments to Constitution | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SpartanNash Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 847215100 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Spectranetics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPNC | CUSIP 84760C107 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Drake | Mgmt | For | For | For | |||
1.2 | Elect William C. Jennings | Mgmt | For | For | For | |||
1.3 | Elect Joseph M. Ruggio | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2016 Incentive Award Plan | Mgmt | For | For | For | |||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Spirit AeroSystems Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPR | CUSIP 848574109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles L. Chadwell | Mgmt | For | For | For | |||
1.2 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
1.3 | Elect Paul E. Fulchino | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Ronald T. Kadish | Mgmt | For | For | For | |||
1.7 | Elect Larry A. Lawson | Mgmt | For | For | For | |||
1.8 | Elect John L. Plueger | Mgmt | For | For | For | |||
1.9 | Elect Francis Raborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Spok Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPOK | CUSIP 84863T106 | 07/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect N. Blair Butterfield | Mgmt | For | For | For | |||
1.2 | Elect Nicholas A. Gallopo | Mgmt | For | For | For | |||
1.3 | Elect Stacia A. Hylton | Mgmt | For | For | For | |||
1.4 | Elect Vincent D. Kelly | Mgmt | For | For | For | |||
1.5 | Elect Brian O'Reilly | Mgmt | For | For | For | |||
1.6 | Elect Matthew Oristano | Mgmt | For | For | For | |||
1.7 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
1.8 | Elect Royce Yudkoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Keith Hellawell | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Simon Bentley | Mgmt | For | For | For | |||
7 | Elect Dave Forsey | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Elect Matthew I. Pearson | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights (Rights Issue) | Mgmt | For | For | For | |||
15 | Amendment to the 2015 Share Scheme | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alistair Phillips-Davies | Mgmt | For | Against | Against | |||
5 | Elect Gregor Alexander | Mgmt | For | Against | Against | |||
6 | Elect Jeremy Beeton | Mgmt | For | Against | Against | |||
7 | Elect Katie Bickerstaffe | Mgmt | For | Against | Against | |||
8 | Elect Sue Bruce | Mgmt | For | Against | Against | |||
9 | Elect Richard Gillingwater | Mgmt | For | Against | Against | |||
10 | Elect Peter Lynas | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Ratification of 2014 Dividends | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Solvency II) | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
STAAR Surgical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAA | CUSIP 852312305 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen C. Farrell | Mgmt | For | For | For | |||
1.2 | Elect Caren Mason | Mgmt | For | For | For | |||
1.3 | Elect John Moore | Mgmt | For | For | For | |||
1.4 | Elect Louis E. Silverman | Mgmt | For | For | For | |||
1.5 | Elect William P. Wall | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Adopt Resignation Policy for Election of Directors and Right to Call Special Meetings | Mgmt | For | For | For | |||
4 | Fix board size between 3 and 9 directors | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
STAAR Surgical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAA | CUSIP 852312305 | 07/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark B. Logan | Mgmt | For | Withhold | Against | |||
1.2 | Elect Caren Mason | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.4 | Elect John Moore | Mgmt | For | For | For | |||
1.5 | Elect J. Steven Roush | Mgmt | For | For | For | |||
1.6 | Elect Louis E. Silverman | Mgmt | For | For | For | |||
1.7 | Elect Charles P. Slacik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Standex International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXI | CUSIP 854231107 | 10/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles H. Cannon, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey S. Edwards | Mgmt | For | For | For | |||
1.3 | Elect Gerald H. Fickenscher | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Starwood Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | For | For | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect William C. Freda | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Statoil ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CINS R8413J103 | 05/11/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
7 | Agenda | Mgmt | For | TNA | N/A | |||
8 | Minutes | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Authority to Distribute Interim Dividends | Mgmt | For | TNA | N/A | |||
11 | Authority to Issue Shares for 2015 Fourth Quarter Scrip Dividend | Mgmt | For | TNA | N/A | |||
12 | Authority to Issue Shares for 2016 Scrip Dividends | Mgmt | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding Climate Change Strategy | ShrHoldr | Against | TNA | N/A | |||
14 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
15 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
16 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Bastiansen | Mgmt | For | TNA | N/A | |||
20 | Elect Greger Mannsverk | Mgmt | For | TNA | N/A | |||
21 | Elect Steinar Olsen | Mgmt | For | TNA | N/A | |||
22 | Elect Ingvald Strommen | Mgmt | For | TNA | N/A | |||
23 | Elect Rune Bjerke | Mgmt | For | TNA | N/A | |||
24 | Elect Siri Kalvig | Mgmt | For | TNA | N/A | |||
25 | Elect Terje Venold | Mgmt | For | TNA | N/A | |||
26 | Elect Kjersti Kleven | Mgmt | For | TNA | N/A | |||
27 | Elect Birgitte Ringstad | Mgmt | For | TNA | N/A | |||
28 | Elect Jarle Roth | Mgmt | For | TNA | N/A | |||
29 | Elect Kathrine Næss | Mgmt | For | TNA | N/A | |||
30 | Elect Kjerstin Fyllingen as Deputy Member | Mgmt | For | TNA | N/A | |||
31 | Elect Nina Kivijervi Jonassen as Deputy Member | Mgmt | For | TNA | N/A | |||
32 | Elect Hakon Volldal as Deputy Member | Mgmt | For | TNA | N/A | |||
33 | Elect Kari Skeidsvoll Moe as Deputy Member | Mgmt | For | TNA | N/A | |||
34 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
35 | Elect Tom Rathke | Mgmt | For | TNA | N/A | |||
36 | Elect Elisabeth Berge and Bjorn Stale Haavik as Personal Deputy Member | Mgmt | For | TNA | N/A | |||
37 | Elect Jarle Roth | Mgmt | For | TNA | N/A | |||
38 | Authority to Repurchase Shares for Employee Share Savings Plan | Mgmt | For | TNA | N/A | |||
39 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
40 | Adjustment of Marketing Instructions | Mgmt | For | TNA | N/A | |||
41 | Shareholder Proposal Regarding Establishment of Risk Management Committee | ShrHoldr | Against | TNA | N/A | |||
STERIS Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STE | CUSIP 859152100 | 08/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Breeden | Mgmt | For | For | For | |||
1.2 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||
1.3 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
1.4 | Elect David B. Lewis | Mgmt | For | For | For | |||
1.5 | Elect Kevin M. McMullen | Mgmt | For | For | For | |||
1.6 | Elect Walter M Rosebrough, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Mohsen M. Sohi | Mgmt | For | For | For | |||
1.8 | Elect John P. Wareham | Mgmt | For | For | For | |||
1.9 | Elect Loyal W. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Michael B. Wood | Mgmt | For | For | For | |||
2 | Approval of Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
STERIS Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STE | CUSIP 859152100 | 10/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.7 | Elect Robert Smith | Mgmt | For | For | For | |||
1.8 | Elect Amelia Newton Varela | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of Material Terms of Performance Goals Under 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan B. DeGaynor | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Stora Enso Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STERV | CINS X8T9CM113 | 04/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Stroer SE & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAX | CINS D8169G100 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts of Stroer SE | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||
9 | Elect Anette Bronder | Mgmt | For | Against | Against | |||
10 | Elect Vicente Vento Bosch | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Elect Christoph Vilanek | Mgmt | For | Against | Against | |||
13 | Elect Dirk Stroer | Mgmt | For | For | For | |||
14 | Elect Ulrich Voigt | Mgmt | For | Against | Against | |||
15 | Elect Julia Flemmerer | Mgmt | For | For | For | |||
16 | Elect Anette Bronder | Mgmt | For | Against | Against | |||
17 | Elect Vicente Vento Bosch | Mgmt | For | For | For | |||
18 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | For | For | |||
19 | Amendment to Stock Option Plan 2013 | Mgmt | For | For | For | |||
20 | Approval of Profit-and-Loss Transfer Agreements | Mgmt | For | For | For | |||
21 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maureen E. O'Connell | Mgmt | For | For | For | |||
2 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sumitomo Heavy Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6302 | CINS J77497113 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshinobu Nakamura | Mgmt | For | For | For | |||
4 | Elect Shunsuke Betsukawa | Mgmt | For | For | For | |||
5 | Elect Shinji Nishimura | Mgmt | For | For | For | |||
6 | Elect Yoshiyuki Tomita | Mgmt | For | For | For | |||
7 | Elect Toshiharu Tanaka | Mgmt | For | For | For | |||
8 | Elect Kazuto Kaneshige | Mgmt | For | For | For | |||
9 | Elect Mikio Ide | Mgmt | For | For | For | |||
10 | Elect Shinji Shimomura | Mgmt | For | For | For | |||
11 | Elect Susumu Takahashi | Mgmt | For | For | For | |||
12 | Elect Hideo Kojima | Mgmt | For | For | For | |||
13 | Elect Yuji Takaishi | Mgmt | For | Against | Against | |||
14 | Elect Takeo Wakae | Mgmt | For | For | For | |||
15 | Elect Tomoyuki Katoh | Mgmt | For | For | For | |||
16 | Elect Yoshio Kohra | Mgmt | For | For | For | |||
Sumitomo Metal Mining Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5713 | CINS J77712123 | 06/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nobumasa Kemori | Mgmt | For | For | For | |||
4 | Elect Yoshiaki Nakazato | Mgmt | For | For | For | |||
5 | Elect Naoyuki Tsuchida | Mgmt | For | For | For | |||
6 | Elect Mikinobu Ogata | Mgmt | For | For | For | |||
7 | Elect Akira Nozaki | Mgmt | For | For | For | |||
8 | Elect Tsutomu Ushijima | Mgmt | For | For | For | |||
9 | Elect Hitoshi Taimatsu | Mgmt | For | For | For | |||
10 | Elect Kazuhisa Nakano | Mgmt | For | For | For | |||
11 | Elect Hajime Satoh | Mgmt | For | Against | Against | |||
12 | Elect Yasuyuki Nakayama | Mgmt | For | Against | Against | |||
13 | Elect Junichi Kondoh | Mgmt | For | For | For | |||
14 | Elect Kazuhiro Mishina as Alternate Statutory Auditor | Mgmt | For | For | For | |||
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
5 | Elect Jun Ohta | Mgmt | For | For | For | |||
6 | Elect Kohichi Noda | Mgmt | For | For | For | |||
7 | Elect Tetsuya Kubo | Mgmt | For | For | For | |||
8 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |||
9 | Elect Toshiyuki Teramoto | Mgmt | For | For | For | |||
10 | Elect Rokuroh Tsuruta | Mgmt | For | For | For | |||
Sumitomo Mitsui Trust Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8309 | CINS J0752J108 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Hitoshi Tsunekage | Mgmt | For | For | For | |||
6 | Elect Kunitaroh Kitamura | Mgmt | For | For | For | |||
7 | Elect Nobuo Iwasaki | Mgmt | For | For | For | |||
8 | Elect Rikiya Hattori | Mgmt | For | For | For | |||
9 | Elect Testuo Ohkubo | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Koshimura | Mgmt | For | For | For | |||
11 | Elect Sohichi Shinohara | Mgmt | For | For | For | |||
12 | Elect Takeshi Suzuki | Mgmt | For | For | For | |||
13 | Elect Mikio Araki | Mgmt | For | For | For | |||
14 | Elect Yasuyuki Yagi | Mgmt | For | For | For | |||
15 | Elect Takashi Yoshida | Mgmt | For | For | For | |||
Sumitomo Warehouse Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Shohichi Abe | Mgmt | For | For | For | |||
3 | Elect Takanori Ono | Mgmt | For | For | For | |||
4 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
5 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
7 | Elect Takafumi Watanabe | Mgmt | For | For | For | |||
8 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
9 | Elect Mutsuo Mabuchi as Statutory Auditor | Mgmt | For | For | For | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.2 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |||
1.4 | Elect Kenneth J. Kay | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Opt Out of Maryland's Unsolicited Takeover Act | ShrHoldr | Against | Against | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Supernus Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUPN | CUSIP 868459108 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack A. Khattar | Mgmt | For | For | For | |||
1.2 | Elect M. James Barrett, Ph.D. | Mgmt | For | Withhold | Against | |||
1.3 | Elect William A. Nuerge | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Surgical Care Affiliates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCAI | CUSIP 86881L106 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew P. Hayek | Mgmt | For | For | For | |||
2 | Elect Frederick A. Hessler | Mgmt | For | For | For | |||
3 | Elect Lisa Skeete Tatum | Mgmt | For | For | For | |||
4 | Approval of 2016 Omnibus Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Surya Semesta Internusa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSIA | CINS Y7147Y131 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
5 | Elect Johannes Suriadjaja | Mgmt | For | Against | Against | |||
Suzuken Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9987 | CINS J78454105 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | |||
3 | Elect Hiromi Miyata | Mgmt | For | For | For | |||
4 | Elect Shigeru Asano | Mgmt | For | For | For | |||
5 | Elect Masao Saitoh | Mgmt | For | For | For | |||
6 | Elect Yoshimichi Izawa | Mgmt | For | For | For | |||
7 | Elect Hisashi Tamura | Mgmt | For | For | For | |||
8 | Elect Keisuke Ueda | Mgmt | For | For | For | |||
9 | Elect Toshiaki Iwatani | Mgmt | For | For | For | |||
10 | Elect Yasunori Usui | Mgmt | For | For | For | |||
11 | Elect Meiji Katoh as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Suzuki Motor Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7269 | CINS J78529138 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Osamu Suzuki | Mgmt | For | For | For | |||
5 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||
7 | Elect Osamu Honda | Mgmt | For | For | For | |||
8 | Elect Takashi Iwatsuki | Mgmt | For | For | For | |||
9 | Elect Masahiko Nagao | Mgmt | For | For | For | |||
10 | Elect Hiroaki Matsuura | Mgmt | For | For | For | |||
11 | Elect Masakazu Iguchi | Mgmt | For | For | For | |||
12 | Elect Sakutaroh Tanino | Mgmt | For | For | For | |||
13 | Elect Kunio Nakamura | Mgmt | For | For | For | |||
14 | Elect Eiji Mochizuki | Mgmt | For | For | For | |||
15 | Elect Norio Tanaka | Mgmt | For | For | For | |||
16 | Elect Yasuhiro Yamazaki | Mgmt | For | For | For | |||
17 | Elect Nobuyuki Araki | Mgmt | For | For | For | |||
Svenska Cellulosa Aktiebolaget SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCA.A | CINS W90152120 | 04/14/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Par Boman | Mgmt | For | TNA | N/A | |||
18 | Elect Annemarie Gardshol | Mgmt | For | TNA | N/A | |||
19 | Elect Magnus Groth | Mgmt | For | TNA | N/A | |||
20 | Elect Louise Julian Svanberg | Mgmt | For | TNA | N/A | |||
21 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
22 | Elect Barbara M. Thoralfsson | Mgmt | For | TNA | N/A | |||
23 | Elect Ewa Bjorling | Mgmt | For | TNA | N/A | |||
24 | Elect Maija-Liisa Friman | Mgmt | For | TNA | N/A | |||
25 | Elect Johan Malmquist | Mgmt | For | TNA | N/A | |||
26 | Elect Par Boman as Chairman | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
31 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Sweco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWECB | CINS W9421X112 | 04/14/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
21 | Share Bonus Plan 2016 | Mgmt | For | TNA | N/A | |||
22 | Issue of Series C Shares Pursuant to Share Bonus Scheme 2016 | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Series C Shares Pursuant to Share Bonus Scheme 2016 | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares Pursuant to Share Bonus Scheme 2016 | Mgmt | For | TNA | N/A | |||
25 | Authority to Transfer Series B Treasury Shares Pursuant to Share Bonus Scheme 2016 | Mgmt | For | TNA | N/A | |||
26 | Authority to Transfer Treasury Shares to Secure Payment of Social Security Contributions | Mgmt | For | TNA | N/A | |||
27 | Authority to Issue Treasury Shares Pursuant to Share Bonus Scheme 2015 | Mgmt | For | TNA | N/A | |||
28 | Share Saving Scheme 2016 | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares Pursuant to Share Saving Scheme 2016 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to Share Saving Scheme 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to Share Saving Scheme 2013 | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWED | CINS W9423X102 | 04/05/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of CEO's Acts | Mgmt | For | TNA | N/A | |||
17 | Ratification of Ulrika Francke's Acts | Mgmt | For | TNA | N/A | |||
18 | Ratification of Goran Hedman's Acts | Mgmt | For | TNA | N/A | |||
19 | Ratification of Lars Idermark's Acts | Mgmt | For | TNA | N/A | |||
20 | Ratification of Pia Rudengren's Acts | Mgmt | For | TNA | N/A | |||
21 | Ratification of Anders Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
22 | Ratification of Karl-Henrik Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
23 | Ratification of Siv Svensson's Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Anders Igel's Acts | Mgmt | For | TNA | N/A | |||
25 | Ratification of Charlotte Wallin's Acts | Mgmt | For | TNA | N/A | |||
26 | Ratification of Camilla Linder's Acts | Mgmt | For | TNA | N/A | |||
27 | Ratification of Roger Ljung's Acts | Mgmt | For | TNA | N/A | |||
28 | Ratification of Karin Sandstrom's Acts | Mgmt | For | TNA | N/A | |||
29 | Board Size | Mgmt | For | TNA | N/A | |||
30 | Directors and Auditor's Fees | Mgmt | For | TNA | N/A | |||
31 | Elect Bodil Eriksson | Mgmt | For | TNA | N/A | |||
32 | Elect Peter Norman | Mgmt | For | TNA | N/A | |||
33 | Elect Ulrika Francke | Mgmt | For | TNA | N/A | |||
34 | Elect Goran Hedman | Mgmt | For | TNA | N/A | |||
35 | Elect Lars Idermark | Mgmt | For | TNA | N/A | |||
36 | Elect Pia Rudengren | Mgmt | For | TNA | N/A | |||
37 | Elect Anders Sundstrom | Mgmt | Abstain | TNA | N/A | |||
38 | Elect Karl-Henrik Sundstrom | Mgmt | For | TNA | N/A | |||
39 | Elect Siv Svensson | Mgmt | For | TNA | N/A | |||
40 | Election of Chairman | Mgmt | For | TNA | N/A | |||
41 | Nomination Committee | Mgmt | For | TNA | N/A | |||
42 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
43 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
44 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
45 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
46 | Long Term Incentive Plan 2016 (EKEN) | Mgmt | For | TNA | N/A | |||
47 | Long Term Incentive Plan 2016 (IP 2016) | Mgmt | For | TNA | N/A | |||
48 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
49 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Lean-Concept | ShrHoldr | N/A | TNA | N/A | |||
51 | Shareholder Proposal Regarding Shareholder Communication | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Basic Services | ShrHoldr | N/A | TNA | N/A | |||
53 | Shareholder Proposal Regarding Absolute Equality Vision | ShrHoldr | N/A | TNA | N/A | |||
54 | Shareholder Proposal Regarding Equality Implementation | ShrHoldr | N/A | TNA | N/A | |||
55 | Shareholder Proposal Regarding Annual Report on Equality | ShrHoldr | N/A | TNA | N/A | |||
56 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
57 | Shareholder Proposal Regarding Board Fees | ShrHoldr | N/A | TNA | N/A | |||
58 | Shareholder Proposal Regarding Alerting Swedish Government About Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
59 | Shareholder Proposal Regarding Politicians Serving on the Board | ShrHoldr | N/A | TNA | N/A | |||
60 | Shareholder Proposal Regarding Cooling-Off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
61 | Shareholder Proposal Regarding Dismantling Swedbank Stadium Sign | ShrHoldr | N/A | TNA | N/A | |||
62 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Swedish Match AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWMA | CINS W92277115 | 04/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
15 | Bonus Issue | Mgmt | For | TNA | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
17 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Elect Conny Karlsson | Mgmt | For | TNA | N/A | |||
22 | Elect Andrew Cripps | Mgmt | For | TNA | N/A | |||
23 | Number of Auditors | Mgmt | For | TNA | N/A | |||
24 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Amendments to Articles Regarding Auditor Term | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
28 | Shareholder Proposal Regarding Occupational Accidents | ShrHoldr | N/A | TNA | N/A | |||
29 | Shareholder Proposal Regarding Occupational Accidents Working Group | ShrHoldr | N/A | TNA | N/A | |||
30 | Shareholder Proposal Regarding Occupational Accidents Report | ShrHoldr | N/A | TNA | N/A | |||
31 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
32 | Shareholder Proposal Regarding Implementation of Equality | ShrHoldr | N/A | TNA | N/A | |||
33 | Shareholder Proposal Regarding Equality Report | ShrHoldr | N/A | TNA | N/A | |||
34 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
35 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
36 | Shareholder Proposal Regarding Nomination Committee Instructions | ShrHoldr | N/A | TNA | N/A | |||
37 | Shareholder Proposal Regarding Directors' Fees Petition | ShrHoldr | N/A | TNA | N/A | |||
38 | Shareholder Proposal Regarding Small and Medium-sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
39 | Shareholder Proposal Regarding Unequal Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
40 | Shareholder Proposal Regarding Cool-off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
41 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
Swiss Life Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLHN | CINS H8404J162 | 04/26/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation (Variable Short-Term) | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Fixed and Variable Long-Term) | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Dorig as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Wolf Becke | Mgmt | For | TNA | N/A | |||
12 | Elect Gerold Buhrer | Mgmt | For | TNA | N/A | |||
13 | Elect Adrienne Corboud Fumagalli | Mgmt | For | TNA | N/A | |||
14 | Elect Ueli Dietiker | Mgmt | For | TNA | N/A | |||
15 | Elect Damir Filipovic | Mgmt | For | TNA | N/A | |||
16 | Elect Frank W. Keuper | Mgmt | For | TNA | N/A | |||
17 | Elect Henry Peter | Mgmt | For | TNA | N/A | |||
18 | Elect Frank Schnewlin | Mgmt | For | TNA | N/A | |||
19 | Elect Franziska Tschudi Sauber | Mgmt | For | TNA | N/A | |||
20 | Elect Klaus Tschutscher | Mgmt | For | TNA | N/A | |||
21 | Elect Henry Peter as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Frank Schnewlin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Franziska Tschudi Sauber as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Swiss Re Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SREN | CINS H8431B109 | 04/22/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Walter B. Kielholz as Chairman | Mgmt | For | TNA | N/A | |||
8 | Elect Raymond K. F. Ch'ien | Mgmt | For | TNA | N/A | |||
9 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
10 | Elect Mary Francis | Mgmt | For | TNA | N/A | |||
11 | Elect Rajna Gibson Brandon | Mgmt | For | TNA | N/A | |||
12 | Elect C. Robert Henrikson | Mgmt | For | TNA | N/A | |||
13 | Elect Trevor Manuel | Mgmt | For | TNA | N/A | |||
14 | Elect Carlos E. Represas | Mgmt | For | TNA | N/A | |||
15 | Elect Phillip K. Ryan | Mgmt | For | TNA | N/A | |||
16 | Elect Susan L. Wagner | Mgmt | For | TNA | N/A | |||
17 | Elect Paul Tucker | Mgmt | For | TNA | N/A | |||
18 | Elect Renato Fassbind as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect C. Robert Henrikson as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Carlos E. Represas as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Raymond K.F. Chien as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | |||
26 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
27 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
28 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Brown | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
4 | Elect David Mahoney | Mgmt | For | For | For | |||
5 | Elect Robert S. Miller | Mgmt | For | For | For | |||
6 | Elect Anita Sands | Mgmt | For | For | For | |||
7 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
8 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
9 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding International Policy Committee | ShrHoldr | Against | Against | For | |||
Symetra Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYA | CUSIP 87151Q106 | 11/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Synaptics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNA | CUSIP 87157D109 | 10/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Buchanan | Mgmt | For | For | For | |||
2 | Elect Keith B. Geeslin | Mgmt | For | For | For | |||
3 | Elect James L. Whims | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2010 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
Synchronoss Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNCR | CUSIP 87157B103 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James M. McCormick | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donnie M. Moore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect Matthew F.C. Miau | Mgmt | For | For | For | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.9 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.10 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Management Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tabcorp Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAH | CINS Q8815D101 | 10/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Elmer Funke Kupper | Mgmt | For | For | For | |||
3 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO David Attenborough - Performance Rights) | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO David Attenborough - Additional Performance Rights and Shares) | Mgmt | For | For | For | |||
Talen Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLN | CUSIP 87422J105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | For | For | |||
1.2 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Casey, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Philip G. Cox | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Farr | Mgmt | For | For | For | |||
1.6 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
1.7 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
1.8 | Elect Michael B. Hoffman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMT | CINS Y85740267 | 08/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Satish Borwankar | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Taylor Wimpey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CINS G86954107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Special Dividend | Mgmt | For | For | For | |||
4 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
5 | Elect Peter T. Redfern | Mgmt | For | For | For | |||
6 | Elect Ryan Mangold | Mgmt | For | For | For | |||
7 | Elect James Jordan | Mgmt | For | For | For | |||
8 | Elect Kate Barker | Mgmt | For | For | For | |||
9 | Elect Margaret Ford | Mgmt | For | For | For | |||
10 | Elect Mike Hussey | Mgmt | For | For | For | |||
11 | Elect Robert Rowley | Mgmt | For | For | For | |||
12 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Related Party Transactions (CEO Pete Redfern) | Mgmt | For | For | For | |||
21 | Related Party Transactions (CEO Pete Redfern) | Mgmt | For | For | For | |||
22 | Related Party Transactions (CFO Ryan Mangold) | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Team Health Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMH | CUSIP 87817A107 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Lynn Massingale | Mgmt | For | For | For | |||
2 | Elect Michael D Snow | Mgmt | For | For | For | |||
3 | Elect Edwin M. Crawford | Mgmt | For | For | For | |||
4 | Elect Scott Osfeld | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Tech Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECD | CUSIP 878237106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Robert Dutkowsky | Mgmt | For | For | For | |||
3 | Elect Harry J. Harczak, Jr. | Mgmt | For | For | For | |||
4 | Elect Kathleen Misunas | Mgmt | For | For | For | |||
5 | Elect Thomas I. Morgan | Mgmt | For | For | For | |||
6 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
7 | Elect Patrick G. Sayer | Mgmt | For | For | For | |||
8 | Elect Savio W. Tung | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Technip SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEC | CINS F90676101 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Scrip Dividend | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Non-Compete Agreement and Supplementary Retirement Benefits for Chairman and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Thierry Pilenko, Chairman and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Didier Houssin to the Board of Directors | Mgmt | For | For | For | |||
12 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
13 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights but w/Priority Subscription Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of Common Representative | Mgmt | For | For | For | |||
2 | Election of Common Representative; Term Length; Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Conversion of Savings Shares into Ordinary Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telenor ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CINS R21882106 | 05/11/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Accounts and Reports; Distribution of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Authority to Distribute Dividends | Mgmt | For | TNA | N/A | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
12 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
13 | Elect Anne Kvam | Mgmt | For | TNA | N/A | |||
14 | Elect Maalfrid Brath (First Deputy Member) | Mgmt | For | TNA | N/A | |||
15 | Governing Bodies' Fees | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Russell A. Higgins | Mgmt | For | For | For | |||
3 | Re-elect Margaret L. Seale | Mgmt | For | For | For | |||
4 | Re-elect Steve Vamos | Mgmt | For | For | For | |||
5 | Elect Traci A.N. Vassallo | Mgmt | For | For | For | |||
6 | Equity Grant (CEO Andrew Penn) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tenneco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 880349105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas C. Freyman | Mgmt | For | For | For | |||
2 | Elect Dennis J. Letham | Mgmt | For | For | For | |||
3 | Elect James S. Metcalf | Mgmt | For | For | For | |||
4 | Elect Roger B. Porter | Mgmt | For | For | For | |||
5 | Elect David B. Price, Jr. | Mgmt | For | For | For | |||
6 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
7 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Elect Roger J. Wood | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
3 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
4 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
5 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | For | For | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.9 | Elect Kavita Patel | Mgmt | For | For | For | |||
1.10 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2015 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||
Tesoro Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSO | CUSIP 881609101 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
2 | Elect Edward G. Galante | Mgmt | For | For | For | |||
3 | Elect Gregory J. Goff | Mgmt | For | For | For | |||
4 | Elect Robert W. Goldman | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | |||
7 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
8 | Elect Susan Tomasky | Mgmt | For | For | For | |||
9 | Elect Michael E. Wiley | Mgmt | For | For | For | |||
10 | Elect Patrick Y. Yang | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Tessera Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRA | CUSIP 88164L100 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard S. Hill | Mgmt | For | For | For | |||
2 | Elect Christopher A. Seams | Mgmt | For | For | For | |||
3 | Elect Donald E. Stout | Mgmt | For | For | For | |||
4 | Elect George A. Riedel | Mgmt | For | For | For | |||
5 | Elect John Chenault | Mgmt | For | For | For | |||
6 | Elect Thomas A. Lacey | Mgmt | For | For | For | |||
7 | Elect Tudor Brown | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Tetra Tech, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTEK | CUSIP 88162G103 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan L. Batrack | Mgmt | For | For | For | |||
1.2 | Elect Hugh M. Grant | Mgmt | For | For | For | |||
1.3 | Elect Patrick C. Haden | Mgmt | For | For | For | |||
1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | |||
1.5 | Elect Kimberly E. Ritrievi | Mgmt | For | For | For | |||
1.6 | Elect Albert E. Smith | Mgmt | For | For | For | |||
1.7 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
1.8 | Elect Richard H. Truly | Mgmt | For | For | For | |||
1.9 | Elect Kristen M. Volpi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Amendment of Compensation Policy | Mgmt | For | Against | Against | |||
5 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
6 | Salary Increase of CEO | Mgmt | For | For | For | |||
7 | Amendment of CEO's Bonus Scheme | Mgmt | For | For | For | |||
8 | Amendment of CEO's Annual Equity Grants | Mgmt | For | For | For | |||
9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Abravanel | Mgmt | For | For | For | |||
2 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||
3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||
4 | Elect Galia Maor | Mgmt | For | For | For | |||
5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | |||
6 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |||
7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
8 | Remuneration of Directors | Mgmt | For | For | For | |||
9 | Remuneration of Chairman | Mgmt | For | For | For | |||
10 | Salary Increase of CEO | Mgmt | For | For | For | |||
11 | Special Bonus of CEO | Mgmt | For | For | For | |||
12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 11/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Preferred Shares | Mgmt | For | For | For | |||
Thales Sa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HO | CINS F9156M108 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non Tax-deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Thierry Aulagnon to the Board of Directors | Mgmt | For | Against | Against | |||
8 | Ratification of the Co-option of Martin Vial to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Remuneration of Patrice Caine, chairman and CEO | Mgmt | For | For | For | |||
10 | Elect Laurent Collet-Billon to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Martin Vial to the Board of Directors | Mgmt | For | Against | Against | |||
12 | Elect Yannick d'Escatha to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Amendments Regarding Board of Directors | Mgmt | For | For | For | |||
15 | Amendments Regarding Board of Directors | Mgmt | For | For | For | |||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares Through Private Placement | Mgmt | For | Against | Against | |||
20 | Greenshoe | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Global Ceiling | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
The Andersons, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANDE | CUSIP 034164103 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gerard M Anderson | Mgmt | For | For | For | |||
1.3 | Elect Patrick E. Bowe | Mgmt | For | For | For | |||
1.4 | Elect Catherine M. Kilbane | Mgmt | For | For | For | |||
1.5 | Elect Robert J. King, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ross W. Manire | Mgmt | For | For | For | |||
1.7 | Elect Donald L. Mennel | Mgmt | For | For | For | |||
1.8 | Elect Patrick S. Mullin | Mgmt | For | For | For | |||
1.9 | Elect John T. Stout, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Jacqueline F. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William W. Crouse | Mgmt | For | For | For | |||
2 | Elect John C. Kelly | Mgmt | For | For | For | |||
3 | Elect Hiroaki Shigeta | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
The Wharf (Holdings) Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0004 | CINS Y8800U127 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Alexander AU Siu Kee | Mgmt | For | For | For | |||
5 | Elect CHAN Kwok Pong | Mgmt | For | Against | Against | |||
6 | Elect Edward CHEN Kwan Yiu | Mgmt | For | For | For | |||
7 | Elect Hans M. Jebsen | Mgmt | For | Against | Against | |||
8 | Elect LENG Yen Thean | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Thor Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THO | CUSIP 885160101 | 12/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew E. Graves | Mgmt | For | For | For | |||
1.2 | Elect Alan Siegel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ThyssenKrupp AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKA | CINS D8398Q119 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tokai Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKAI | CUSIP 88907J107 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy J. Barberich | Mgmt | For | For | For | |||
1.2 | Elect David A. Kessler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tokyo Electric Power Company Holdings, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9501 | CINS J86914108 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takafumi Anegawa | Mgmt | For | Against | Against | |||
3 | Elect Hideko Kunii | Mgmt | For | Against | Against | |||
4 | Elect Tomoaki Kobayakawa | Mgmt | For | Against | Against | |||
5 | Elect Toshihiro Sano | Mgmt | For | Against | Against | |||
6 | Elect Fumio Sudo | Mgmt | For | Against | Against | |||
7 | Elect Masahiko Sudoh | Mgmt | For | Against | Against | |||
8 | Elect Toshiroh Takebe | Mgmt | For | Against | Against | |||
9 | Elect Keita Nishiyama | Mgmt | For | Against | Against | |||
10 | Elect Yasuchika Hasegawa | Mgmt | For | Against | Against | |||
11 | Elect Naomi Hirose | Mgmt | For | Against | Against | |||
12 | Elect Yoshiaki Fujimori | Mgmt | For | Against | Against | |||
13 | Elect Hiroya Masuda | Mgmt | For | Against | Against | |||
14 | Elect Yuji Masuda | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Restarting Nuclear Operations | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Withdrawal From Nuclear Power Operations | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Evacuation Plans | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Relocating Company Headquarters to Kashiwazaki-Kariwa Nuclear Power Station | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Concerning the Release of Radiation Contaminated Water | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Construction of New Coal Fired Generation | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Employees Decommissioning Fukushima Daiichi | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Restrictions on Investments | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Director Compensation | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
Toppan Printing Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7911 | CINS 890747108 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Naoki Adachi | Mgmt | For | For | For | |||
4 | Elect Shingo Kaneko | Mgmt | For | For | For | |||
5 | Elect Yoshihiro Furuya | Mgmt | For | For | For | |||
6 | Elect Yoshiyuki Nagayama | Mgmt | For | For | For | |||
7 | Elect Yukio Maeda | Mgmt | For | For | For | |||
8 | Elect Shinichi Ohkubo | Mgmt | For | For | For | |||
9 | Elect Hidetaka Kakiya | Mgmt | For | For | For | |||
10 | Elect Atsushi Itoh | Mgmt | For | For | For | |||
11 | Elect Makoto Arai | Mgmt | For | For | For | |||
12 | Elect Hideharu Maro | Mgmt | For | For | For | |||
13 | Elect Naoyuki Matsuda | Mgmt | For | For | For | |||
14 | Elect Nobuaki Satoh | Mgmt | For | For | For | |||
15 | Elect Taroh Izawa | Mgmt | For | For | For | |||
16 | Elect Kunio Sakuma | Mgmt | For | For | For | |||
17 | Elect Yoshinobu Noma | Mgmt | For | For | For | |||
18 | Elect Ryohko Tohyama | Mgmt | For | For | For | |||
19 | Elect Sumio Ezaki | Mgmt | For | For | For | |||
20 | Elect Yasuhiko Yamano | Mgmt | For | For | For | |||
21 | Elect Tetsuroh Ueki | Mgmt | For | For | For | |||
22 | Elect Keiko Kakiuchi as Statutory Auditor | Mgmt | For | For | For | |||
23 | Directors' Fees | Mgmt | For | For | For | |||
24 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
7 | Scrip Dividend Option for Interim Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Gerard Lamarche to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre to the Board of Directors | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Charles Keller as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | |||
15 | Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | |||
16 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
17 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
19 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | |||
20 | Related Party Transactions (Thierry Desmarest) | Mgmt | For | For | For | |||
21 | Related Party Transactions (Patrick Pouyanne) | Mgmt | For | For | For | |||
22 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
23 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
27 | Greenshoe | Mgmt | For | For | For | |||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
31 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tower Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSEM | CUSIP M87915274 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
2 | Elect Kalman Kaufman | Mgmt | For | Against | Against | |||
3 | Elect Dana Gross | Mgmt | For | Against | Against | |||
4 | Elect Rami Guzman | Mgmt | For | Against | Against | |||
5 | Elect Yoav Chelouche | Mgmt | For | Against | Against | |||
6 | Elect Rony Ross | Mgmt | For | Against | Against | |||
7 | Elect Iris Avner as External Director | Mgmt | For | Against | Against | |||
8 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
9 | Appoint Amir Elstein as Chairman | Mgmt | For | For | For | |||
10 | Compensation Policy | Mgmt | For | For | For | |||
11 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
12 | Salary Increase for CEO | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Equity Grant for CEO | Mgmt | For | For | For | |||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
16 | Liability Insurance of Directors/Officers | Mgmt | For | For | For | |||
17 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Akio Toyoda | Mgmt | For | For | For | |||
4 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
5 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
6 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
7 | Elect Didier Leroy | Mgmt | For | For | For | |||
8 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
9 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
10 | Elect Ikuo Uno | Mgmt | For | For | For | |||
11 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
12 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
TransEnterix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXC | CUSIP 89366M201 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Pope | Mgmt | For | For | For | |||
1.3 | Elect Andrea Biffi | Mgmt | For | For | For | |||
1.4 | Elect Jane H. Hsiao | Mgmt | For | For | For | |||
1.5 | Elect William N. Kelley | Mgmt | For | For | For | |||
1.6 | Elect Aftab R. Kherani | Mgmt | For | For | For | |||
1.7 | Elect David B. Milne | Mgmt | For | For | For | |||
1.8 | Elect Richard C. Pfenniger, Jr. | Mgmt | For | For | For | |||
1.9 | Elect William N. Starling | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Trevena, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRVN | CUSIP 89532E109 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Dougherty | Mgmt | For | For | For | |||
1.2 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Trex Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TREX | CUSIP 89531P105 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Cline | Mgmt | For | For | For | |||
1.2 | Elect Michael F. Golden | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Posey | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Triangle Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPLM | CUSIP 89600B201 | 07/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Hill | Mgmt | For | For | For | |||
1.2 | Elect Roy A. Aneed | Mgmt | For | For | For | |||
1.3 | Elect Gus D. Halas | Mgmt | For | For | For | |||
1.4 | Elect Randal Matkaluk | Mgmt | For | For | For | |||
1.5 | Elect Brian Minnehan | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Samuels | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Trinseo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSE | CUSIP L9340P101 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christoper D. Pappas | Mgmt | For | Against | Against | |||
2 | Elect Stephen M. Zide | Mgmt | For | Against | Against | |||
3 | Elect Felix Hauser | Mgmt | For | Against | Against | |||
4 | Ratification of Appointment of Class III Director | Mgmt | For | Against | Against | |||
5 | Ratification of Director Compensation Program | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Results | Mgmt | For | For | For | |||
9 | Ratification of Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Ratification of Accountant | Mgmt | For | For | For | |||
12 | Scrip Dividend | Mgmt | For | For | For | |||
13 | Share Repurchase | Mgmt | For | For | For | |||
Triple-S Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTS | CUSIP 896749108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David H. Chafey, Jr. | Mgmt | For | For | For | |||
2 | Elect Antonio F. Faria-Soto | Mgmt | For | For | For | |||
3 | Elect Manuel Figueroa-Collazo | Mgmt | For | For | For | |||
4 | Elect Joseph A. Frick | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Triumph Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGI | CUSIP 896818101 | 07/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Bourgon | Mgmt | For | For | For | |||
2 | Elect John G. Drosdick | Mgmt | For | For | For | |||
3 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
4 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
5 | Elect Dawne S. Hickton | Mgmt | For | For | For | |||
6 | Elect Richard C. Ill | Mgmt | For | For | For | |||
7 | Elect William L. Mansfield | Mgmt | For | For | For | |||
8 | Elect Adam J. Palmer | Mgmt | For | For | For | |||
9 | Elect Joseph M. Silvestri | Mgmt | For | For | For | |||
10 | Elect George Simpson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
TrueBlue, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBI | CUSIP 89785X101 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen B. Brown | Mgmt | For | For | For | |||
2 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
3 | Elect William C. Goings | Mgmt | For | For | For | |||
4 | Elect Stephen M. Robb | Mgmt | For | For | For | |||
5 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | |||
6 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | |||
7 | Elect Bonnie W. Soodik | Mgmt | For | For | For | |||
8 | Elect William W. Steele | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Amendment to Remove Restrictions on Increases in the Size of the Board | Mgmt | For | For | For | |||
11 | Amendment to Indemnification Provisions | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI | CINS D8484K166 | 02/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Acts of Friedrich Joussen | Mgmt | For | For | For | |||
7 | Ratify Acts of Peter Long | Mgmt | For | For | For | |||
8 | Ratify Acts of Horst Baier | Mgmt | For | For | For | |||
9 | Ratify Acts of David Burling | Mgmt | For | For | For | |||
10 | Ratify Acts of Sebastian Ebel | Mgmt | For | For | For | |||
11 | Ratify Acts of Johan Lundgren | Mgmt | For | For | For | |||
12 | Ratify Acts of William Waggott | Mgmt | For | For | For | |||
13 | Ratify Acts of Klaus Mangold | Mgmt | For | For | For | |||
14 | Ratify Acts of Frank Jakobi | Mgmt | For | For | For | |||
15 | Ratify Acts of Michael Hodgkinson | Mgmt | For | For | For | |||
16 | Ratify Acts of Andreas Barczewski | Mgmt | For | For | For | |||
17 | Ratify Acts of Peter Bremme | Mgmt | For | For | For | |||
18 | Ratify Acts of Arnd Dunse | Mgmt | For | For | For | |||
19 | Ratify Acts of Edgar Ernst | Mgmt | For | For | For | |||
20 | Ratify Acts of Angelika Gifford | Mgmt | For | For | For | |||
21 | Ratify Acts of Valerie Frances Gooding | Mgmt | For | For | For | |||
22 | Ratify Acts of Dierk Hirschel | Mgmt | For | For | For | |||
23 | Ratify Acts of Vladimir Lukin | Mgmt | For | For | For | |||
24 | Ratify Acts of Minnow Powell | Mgmt | For | For | For | |||
25 | Ratify Acts of Coline McConville | Mgmt | For | For | For | |||
26 | Ratify Acts of Janis Kong | Mgmt | For | For | For | |||
27 | Ratify Acts of Michael Ponipp | Mgmt | For | For | For | |||
28 | Ratify Acts of Wilfried Rau | Mgmt | For | For | For | |||
29 | Ratify Acts of Carmen Riu Guell | Mgmt | For | For | For | |||
30 | Ratify Acts of Carola Schwirn | Mgmt | For | For | For | |||
31 | Ratify Acts of Maxim G. Shemetov | Mgmt | For | For | For | |||
32 | Ratify Acts of Anette Strempel | Mgmt | For | For | For | |||
33 | Ratify Acts of Christian Strenger | Mgmt | For | For | For | |||
34 | Ratify Acts of Ortwin Strubelt | Mgmt | For | For | For | |||
35 | Ratify Acts of Marcell Witt | Mgmt | For | For | For | |||
36 | Appointment of Auditor | Mgmt | For | For | For | |||
37 | Increase in Authorised Capital 2016/I | Mgmt | For | For | For | |||
38 | Increase in Authorised Capital 2016/II | Mgmt | For | For | For | |||
39 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
40 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
41 | Elect Edgar Ernst | Mgmt | For | For | For | |||
42 | Elect Angelika Gifford | Mgmt | For | For | For | |||
43 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
44 | Elect Peter Long | Mgmt | For | For | For | |||
45 | Elect Klaus Mangold | Mgmt | For | For | For | |||
46 | Elect Alexey A. Mordashov | Mgmt | For | For | For | |||
47 | Elect Carmen Riu Guell | Mgmt | For | For | For | |||
48 | Amendments to Articles | Mgmt | For | For | For | |||
49 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect Lisa A. Pollina | Mgmt | For | For | For | |||
5 | Elect William Roth | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyler Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYL | CUSIP 902252105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||
2 | Elect Glen A. Carter | Mgmt | For | For | For | |||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||
5 | Elect Larry D. Leinweber | Mgmt | For | For | For | |||
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||
7 | Elect Daniel M. Pope | Mgmt | For | For | For | |||
8 | Elect Dustin R. Womble | Mgmt | For | For | For | |||
9 | Elect John M. Yeaman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Transaction of Other Business | Mgmt | For | Against | Against | |||
U.S. Concrete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USCR | CUSIP 90333L201 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eugene I. Davis | Mgmt | For | For | For | |||
2 | Elect William J. Sandbrook | Mgmt | For | For | For | |||
3 | Elect Kurt M. Cellar | Mgmt | For | For | For | |||
4 | Elect Michael D. Lundin | Mgmt | For | For | For | |||
5 | Elect Robert M. Rayner | Mgmt | For | For | For | |||
6 | Elect Colin M. Sutherland | Mgmt | For | For | For | |||
7 | Elect Theodore P. Rossi | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ubiquiti Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNT | CUSIP 90347A100 | 12/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rafael Torres | Mgmt | For | Abstain | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSG | CINS H892U1882 | 05/10/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits; Dividend from Reserves | Mgmt | For | TNA | N/A | |||
5 | Special Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
9 | Elect Axel A. Weber as Chairman | Mgmt | For | TNA | N/A | |||
10 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
11 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
12 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
13 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
14 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
18 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||
20 | Elect Ann Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect William G. Parrett as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
5 | Elect Anne Pol | Mgmt | For | For | For | |||
6 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
7 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
8 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
9 | Elect John L. Walsh | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Uni-President Enterprises Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1216 | CINS Y91475106 | 06/22/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | TNA | N/A | |||
6 | Elect LO Chih-Hsien | Mgmt | For | TNA | N/A | |||
7 | Elect KAO Hsiu-Ling | Mgmt | For | TNA | N/A | |||
8 | Elect CHEN Jui-Tang | Mgmt | For | TNA | N/A | |||
9 | Elect HOU Po-Ming | Mgmt | For | TNA | N/A | |||
10 | Elect HOU Po-Yu | Mgmt | For | TNA | N/A | |||
11 | Elect WU Chung-Ho | Mgmt | For | TNA | N/A | |||
12 | Elect WU Ping-Chih | Mgmt | For | TNA | N/A | |||
13 | Elect LIN Chang-Sheng | Mgmt | For | TNA | N/A | |||
14 | Elect LIU Hsiu-Jen | Mgmt | For | TNA | N/A | |||
15 | Elect CHENG Kao-Huei | Mgmt | For | TNA | N/A | |||
16 | Elect LIN Yun | Mgmt | For | TNA | N/A | |||
17 | Elect YUE Chao-Tang | Mgmt | For | TNA | N/A | |||
18 | Elect LU Hong-Te | Mgmt | For | TNA | N/A | |||
19 | Non-compete Restrictions for Directors | Mgmt | For | TNA | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Scrip Dividend | Mgmt | For | For | For | |||
6 | Increase of Legal Reserve | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | List of Statutory Auditors Presented by Fondazione Cassa di Risparmio di Torino, Cofimar S.r.l. and Allianz | Mgmt | For | For | For | |||
9 | List of Statutory Auditors Presented by Institutional Investors Representing 1.818% of Share Capital | Mgmt | For | N/A | N/A | |||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
11 | Elect Mohamed Hamad al Mehairi | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | 2016 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
14 | 2016 Employee Share Ownership Plan | Mgmt | For | For | For | |||
15 | Capitalisation of Reserves to Service Scrip Dividend | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (2015 Group Incentive System) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (2016 Group Incentive System) | Mgmt | For | For | For | |||
Unifin Financiera Sapi De CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIFIN | CINS P94461103 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO and Auditor's Report | Mgmt | For | For | For | |||
2 | Report of the Board | Mgmt | For | For | For | |||
3 | Operations and Activities Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | Against | Against | |||
5 | Audit and Corporate Governance Committees' Reports | Mgmt | For | For | For | |||
6 | Report on Tax Compliance | Mgmt | For | For | For | |||
7 | Authority to Increase Legal Reserve | Mgmt | For | Against | Against | |||
8 | Allocation of Dividends | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
10 | Ratification of Board and CEO's Acts | Mgmt | For | Against | Against | |||
11 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
12 | Election of Board Committee Members; Fees | Mgmt | For | Against | Against | |||
13 | Election of Secretary and Deputy Secretary | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
6 | Elect Laura M. Cha | Mgmt | For | For | For | |||
7 | Elect Vittorio Colao | Mgmt | For | For | For | |||
8 | Elect Louise O. Fresco | Mgmt | For | For | For | |||
9 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann | Mgmt | For | For | For | |||
11 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
12 | Elect Paul Polman | Mgmt | For | For | For | |||
13 | Elect John Rishton | Mgmt | For | For | For | |||
14 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
15 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
16 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
17 | Elect Youngme Moon | Mgmt | For | For | For | |||
18 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unilever plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULVR | CINS G92087165 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
5 | Elect Vittorio Colao | Mgmt | For | For | For | |||
6 | Elect Louise O. Fresco | Mgmt | For | For | For | |||
7 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
8 | Elect Judith Hartmann | Mgmt | For | For | For | |||
9 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect John Rishton | Mgmt | For | For | For | |||
12 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
13 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
14 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
15 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
16 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Uniqure NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QURE | CUSIP N90064101 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Articles (Change in Corporate Structure) | Mgmt | For | For | For | |||
6 | Elect Dan Soland | Mgmt | For | Against | Against | |||
7 | Elect Matthew Kapusta | Mgmt | For | Against | Against | |||
8 | Elect Sander van Deventer | Mgmt | For | Against | Against | |||
9 | Elect Paula Soteropoulos | Mgmt | For | Against | Against | |||
10 | Elect David Schaffer | Mgmt | For | Against | Against | |||
11 | Elect William H. Lewis | Mgmt | For | Against | Against | |||
12 | Elect Philip Astley-Sparke | Mgmt | For | Against | Against | |||
13 | Elect J. Kaye | Mgmt | For | Against | Against | |||
14 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
15 | Option Grant to M. C. Kapusta, CFO | Mgmt | For | For | For | |||
16 | Option Grant to D. B. Soland, CEO | Mgmt | For | For | For | |||
17 | Option Grant to P. Astley-Sparke, Non-Executive Director | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Amendment to Restated 2014 Share Incentive Plan | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares under 2014 Share Incentive Plan | Mgmt | For | Against | Against | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
United Community Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCBI | CUSIP 90984P303 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Blalock | Mgmt | For | For | For | |||
1.2 | Elect L. Cathy Cox | Mgmt | For | For | For | |||
1.3 | Elect Kenneth L. Daniels | Mgmt | For | For | For | |||
1.4 | Elect H. Lynn Harton | Mgmt | For | For | For | |||
1.5 | Elect W. C. Nelson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Thomas A. Richlovsky | Mgmt | For | For | For | |||
1.7 | Elect Jimmy C. Tallent | Mgmt | For | For | For | |||
1.8 | Elect Tim R. Wallis | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Key Employee Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
United Insurance Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIHC | CUSIP 910710102 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kern M. Davis | Mgmt | For | For | For | |||
1.2 | Elect William H. Hood III | Mgmt | For | For | For | |||
1.3 | Elect Sherrill W. Hudson | Mgmt | For | For | For | |||
1.4 | Elect Alec L. Poitevint II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect William R. Johnson | Mgmt | For | For | For | |||
5 | Elect Candace Kendle | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
9 | Elect John T. Stankey | Mgmt | For | For | For | |||
10 | Elect Carol B. Tome | Mgmt | For | For | For | |||
11 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | For | For | |||
5 | Elect Steven L. Mogford | Mgmt | For | For | For | |||
6 | Elect Catherine Bell | Mgmt | For | For | For | |||
7 | Elect Stephen A. Carter | Mgmt | For | For | For | |||
8 | Elect Mark S. Clare | Mgmt | For | For | For | |||
9 | Elect Russ Houlden | Mgmt | For | For | For | |||
10 | Elect Brian May | Mgmt | For | For | For | |||
11 | Elect Sara Weller | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Universal Health Realty Income Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHT | CUSIP 91359E105 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Miles L. Berger | Mgmt | For | For | For | |||
1.2 | Elect Elliot J. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment of the 2007 Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Universal Truckload Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UACL | CUSIP 91388P105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew T. Moroun | Mgmt | For | Withhold | Against | |||
1.2 | Elect Manuel J. Moroun | Mgmt | For | Withhold | Against | |||
1.3 | Elect Frederick P. Calderone | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph J. Casaroll | Mgmt | For | Withhold | Against | |||
1.5 | Elect Daniel J. Deane | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Regan | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jefferey A. Rogers | Mgmt | For | Withhold | Against | |||
1.8 | Elect Daniel C. Sullivan | Mgmt | For | Withhold | Against | |||
1.9 | Elect Richard P. Urban | Mgmt | For | Withhold | Against | |||
1.10 | Elect H.E. Wolfe | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
UPM-Kymmene Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPM1V | CINS X9518S108 | 04/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividend | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Reversal Entries of Revaluation of Reserves | Mgmt | For | For | For | |||
20 | Charitable Donations | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221126 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Retirement Benefits of Jacques Aschenbroich, CEO | Mgmt | For | For | For | |||
9 | Elect Mari-Noelle Jego-Laveissiere to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Veronique Weill to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Thierry Moulonguet to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Georges Pauget to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Ulrike Steinhorst to the Board of Directors | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
17 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (Jean-Maurice El Nouchi) | Mgmt | For | For | For | |||
19 | Remuneration of Pascal Colombani, Chairman (until February 18, 2016) | Mgmt | For | For | For | |||
20 | Remuneration of Jacques Aschenbroich, CEO | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Stock Split | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Amendment Regarding Directors' Age Limits | Mgmt | For | For | For | |||
25 | Amendments Regarding CEO and Deputy CEO Age Limits | Mgmt | For | For | For | |||
26 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
2 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
3 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
4 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
5 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
6 | Elect Susan Kaufman Purcell | Mgmt | For | For | For | |||
7 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
8 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
9 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Articles Regarding Removal of Directors | Mgmt | For | For | For | |||
13 | Re-approval of the 2011 Omnibus Stock Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.4 | Elect Anton H. George | Mgmt | For | For | For | |||
1.5 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.7 | Elect Patrick K. Mullen | Mgmt | For | For | For | |||
1.8 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.9 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.10 | Elect Teresa J. Tanner | Mgmt | For | For | For | |||
1.11 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the At-Risk Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Veeva Systems Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEEV | CUSIP 922475108 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald E. F. Codd | Mgmt | For | For | For | |||
1.2 | Elect Peter P. Gassner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Veolia Environnement S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jacques Aschenbroich to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Isabelle Courville to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Guillaume Texier to the Board of Directors | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot, Chairman and CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
VeriFone Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAY | CUSIP 92342Y109 | 03/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
2 | Elect Karen Austin | Mgmt | For | For | For | |||
3 | Elect Paul Galant | Mgmt | For | For | For | |||
4 | Elect Alex W. Hart | Mgmt | For | For | For | |||
5 | Elect Robert B. Henske | Mgmt | For | For | For | |||
6 | Elect Wenda Harris Millard | Mgmt | For | For | For | |||
7 | Elect Eitan Raff | Mgmt | For | For | For | |||
8 | Elect Jonathan I. Schwartz | Mgmt | For | For | For | |||
9 | Elect Jane Thompson | Mgmt | For | For | For | |||
10 | Approval of Amended and Restated Bonus Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Verint Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRNT | CUSIP 92343X100 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | |||
1.2 | Elect Victor A. DeMarines | Mgmt | For | For | For | |||
1.3 | Elect John Egan | Mgmt | For | For | For | |||
1.4 | Elect Larry Myers | Mgmt | For | For | For | |||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | |||
1.6 | Elect Howard Safir | Mgmt | For | For | For | |||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Vestas Wind Systems A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWS | CINS K9773J128 | 03/30/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
9 | Elect Carsten Bjerg | Mgmt | For | TNA | N/A | |||
10 | Elect Eija Pitkanen | Mgmt | For | TNA | N/A | |||
11 | Elect Henrik Andersen | Mgmt | For | TNA | N/A | |||
12 | Elect Henry Stenson | Mgmt | For | TNA | N/A | |||
13 | Elect Lars Josefsson | Mgmt | For | TNA | N/A | |||
14 | Elect Lykke Friis | Mgmt | For | TNA | N/A | |||
15 | Elect Torben Ballegaard Sorensen | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees for 2015 | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees for 2016 | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
21 | Amendment to Articles Regarding Report Language | Mgmt | For | TNA | N/A | |||
22 | Amendment to Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Vina Concha y Toro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCO | CUSIP 927191106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor & Risk Rating Agency | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Directors' Committee Fees and Budget | Mgmt | For | Against | Against | |||
6 | Publication of Company Notices | Mgmt | For | For | For | |||
7 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
8 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Vinci SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports, Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Jean-Pierre Lamoure to the Board of Directors | Mgmt | For | Against | Against | |||
8 | Elect Nasser Hassan al Ansari (Representative of Qatar Holding LLC) to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Remuneration of Xavier Huillard, Chairman and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Pierre Coppey, Deputy CEO | Mgmt | For | For | For | |||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Virgin America Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VA | CUSIP 92765X208 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cyrus F. Freidheim, Jr. | Mgmt | For | For | For | |||
2 | Elect Robert A. Nickell | Mgmt | For | For | For | |||
3 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
4 | Elect Jennifer L. Vogel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
8 | Elect Marilyn H. Spearing | Mgmt | For | For | For | |||
9 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
10 | Elect Patrick McCall | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vista Outdoor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTO | CUSIP 928377100 | 08/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Callahan | Mgmt | For | For | For | |||
1.2 | Elect Gary L. McArthur | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Tarola | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Visteon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VC | CUSIP 92839U206 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Jones | Mgmt | For | For | For | |||
2 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
3 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||
4 | Elect Robert J. Manzo | Mgmt | For | For | For | |||
5 | Elect Francis M. Scricco | Mgmt | For | For | For | |||
6 | Elect David L. Treadwell | Mgmt | For | For | For | |||
7 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
8 | Elect Rouzbeh Yassini-Fard | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to Bylaws to Implement Proxy Access | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Voya Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOYA | CUSIP 929089100 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynne Biggar | Mgmt | For | For | For | |||
2 | Elect Jane P. Chwick | Mgmt | For | For | For | |||
3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
4 | Elect J. Barry Griswell | Mgmt | For | For | For | |||
5 | Elect Frederick S. Hubbell | Mgmt | For | For | For | |||
6 | Elect Rodney O. Martin, Jr. | Mgmt | For | For | For | |||
7 | Elect Byron H. Pollitt, Jr. | Mgmt | For | For | For | |||
8 | Elect Joseph V. Tripodi | Mgmt | For | For | For | |||
9 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
10 | Elect David K. Zwiener | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2017 Annual Cash Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
Wabash National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNC | CUSIP 929566107 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Giromini | Mgmt | For | For | For | |||
2 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
3 | Elect James D. Kelly | Mgmt | For | For | For | |||
4 | Elect John E. Kunz | Mgmt | For | For | For | |||
5 | Elect Larry J. Magee | Mgmt | For | For | For | |||
6 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
7 | Elect Scott K. Sorensen | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Re-approval of Material Terms of 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
WageWorks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAGE | CUSIP 930427109 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerome D. Gramaglia | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Metzger | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Waste Connections, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 941053100 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Web.com Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEB | CUSIP 94733A104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert S. McCoy, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Phillip J. Facchina | Mgmt | For | For | For | |||
1.3 | Elect John Giuliani | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breon | Mgmt | For | For | For | |||
2 | Elect Kenneth A. Burdick | Mgmt | For | For | For | |||
3 | Elect Carol J. Burt | Mgmt | For | For | For | |||
4 | Elect Roel C. Campos | Mgmt | For | For | For | |||
5 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
6 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
7 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
8 | Elect William L. Trubeck | Mgmt | For | For | For | |||
9 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wells Fargo and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Welspun India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WELSPUNIND | CINS Y9535J114 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Split | Mgmt | For | For | For | |||
3 | Amendments to Memorandum (Share Capital Structure) | Mgmt | For | For | For | |||
West Pharmaceutical Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WST | CUSIP 955306105 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. Buthman | Mgmt | For | For | For | |||
1.2 | Elect William F. Feehery | Mgmt | For | For | For | |||
1.3 | Elect Eric M. Green | Mgmt | For | For | For | |||
1.4 | Elect Thomas W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect Paula A. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Myla P. Lai-Goldman, M.D. | Mgmt | For | For | For | |||
1.7 | Elect Douglas A. Michels | Mgmt | For | For | For | |||
1.8 | Elect John H. Weiland | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. Zenner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval for the 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Beach | Mgmt | For | For | For | |||
2 | Elect William S. Boyd | Mgmt | For | For | For | |||
3 | Elect Howard N. Gould | Mgmt | For | For | For | |||
4 | Elect Steven J. Hilton | Mgmt | For | Against | Against | |||
5 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
6 | Elect Robert P. Latta | Mgmt | For | For | For | |||
7 | Elect Cary Mack | Mgmt | For | For | For | |||
8 | Elect Todd Marshall | Mgmt | For | For | For | |||
9 | Elect M. Nafees Nagy | Mgmt | For | For | For | |||
10 | Elect James E. Nave | Mgmt | For | For | For | |||
11 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 02/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect GUO Lijun | Mgmt | For | For | For | |||
5 | Elect ZHANG Taixi | Mgmt | For | For | For | |||
6 | Elect Conway LEE Kong Wai | Mgmt | For | Against | Against | |||
7 | Elect Kenneth Marc Sullivan | Mgmt | For | For | For | |||
8 | Elect YOU Mu | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wheelock & Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0020 | CINS Y9553V106 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Stephen NG Tin Hoi | Mgmt | For | Against | Against | |||
5 | Elect Mignonne CHENG | Mgmt | For | For | For | |||
6 | Elect Winston LEONG Kwok Wai | Mgmt | For | For | For | |||
7 | Elect Alan H. Smith | Mgmt | For | For | For | |||
8 | Elect Nancy TSE Sau Ling | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Aller | Mgmt | For | For | For | |||
1.2 | Elect James E. Catlin | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Walen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
William Hill plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMH | CINS G9645P117 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Bowcock | Mgmt | For | For | For | |||
5 | Elect Gareth Davis | Mgmt | For | For | For | |||
6 | Elect James R. Henderson | Mgmt | For | For | For | |||
7 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
8 | Elect Georgina Harvey | Mgmt | For | For | For | |||
9 | Elect Ashley Highfield | Mgmt | For | For | For | |||
10 | Elect David S. Lowden | Mgmt | For | For | For | |||
11 | Elect Imelda Walsh | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Andrew Higginson | Mgmt | For | For | For | |||
5 | Elect David Potts | Mgmt | For | For | For | |||
6 | Elect Trevor Strain | Mgmt | For | For | For | |||
7 | Elect Rooney Anand | Mgmt | For | For | For | |||
8 | Elect Neil Davidson | Mgmt | For | For | For | |||
9 | Elect Irwin C. Lee | Mgmt | For | For | For | |||
10 | Elect Belinda Richards | Mgmt | For | For | For | |||
11 | Elect Paula A. Vennells | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Notice Meeting Period at 14 Days | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
6 | Elect John P. Daly | Mgmt | For | For | For | |||
7 | Elect Gareth Davis | Mgmt | For | For | For | |||
8 | Elect Pilar Lopez | Mgmt | For | For | For | |||
9 | Elect John Martin | Mgmt | For | For | For | |||
10 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
11 | Elect Alan Murray | Mgmt | For | For | For | |||
12 | Elect Frank W. Roach | Mgmt | For | For | For | |||
13 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
Wolters Kluwer NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WKL | CINS ADPV09931 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect Rene Hooft Graafland | Mgmt | For | For | For | |||
11 | Elect Jeanette Horan | Mgmt | For | For | For | |||
12 | Elect Fidelma Russo | Mgmt | For | For | For | |||
13 | Supervisory Board's Fees | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Wolverine World Wide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWW | CUSIP 978097103 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey M. Boromisa | Mgmt | For | For | For | |||
1.2 | Elect Gina R. Boswell | Mgmt | For | For | For | |||
1.3 | Elect David T. Kollat | Mgmt | For | For | For | |||
1.4 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Stock Incentive Plan of 2016 | Mgmt | For | Against | Against | |||
Woodside Petroleum Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPL | CINS 980228100 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Frank C. Cooper | Mgmt | For | For | For | |||
3 | Re-elect Sarah E. Ryan | Mgmt | For | For | For | |||
4 | Elect Ann Pickard | Mgmt | For | For | For | |||
5 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Woodward, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWD | CUSIP 980745103 | 01/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Cohn | Mgmt | For | For | For | |||
2 | Elect James R. Rulseh | Mgmt | For | For | For | |||
3 | Elect Gregg C. Sengstack | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Woolworths Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOW | CINS Q98418108 | 11/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Gordon Cairns | Mgmt | For | For | For | |||
3 | Re-elect Michael Ullmer | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Woori Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000030 | CINS Y9695N137 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect LEE Dong Gun | Mgmt | For | For | For | |||
4 | Elect NAM Gi Myung | Mgmt | For | For | For | |||
5 | Elect CHOI Gwang Woo | Mgmt | For | For | For | |||
6 | Elect LEE Ho Geun | Mgmt | For | For | For | |||
7 | Elect KIM Seong Yong | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: KIM Seong Yong | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
World Acceptance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRLD | CUSIP 981419104 | 08/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Alexander McLean, III | Mgmt | For | For | For | |||
1.2 | Elect James R. Gilreath | Mgmt | For | For | For | |||
1.3 | Elect Charles D. Way | Mgmt | For | For | For | |||
1.4 | Elect Ken R. Bramlett, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Scott J. Vassalluzzo | Mgmt | For | For | For | |||
1.6 | Elect Darrell E. Whitaker | Mgmt | For | For | For | |||
1.7 | Elect Janet Lewis Matricciani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
World Fuel Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INT | CUSIP 981475106 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Kasbar | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ken Bakshi | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jorge L. Benitez | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard A. Kassar | Mgmt | For | Withhold | Against | |||
1.5 | Elect Myles Klein | Mgmt | For | Withhold | Against | |||
1.6 | Elect John L. Manley | Mgmt | For | Withhold | Against | |||
1.7 | Elect J. Thomas Presby | Mgmt | For | Withhold | Against | |||
1.8 | Elect Stephen K. Roddenberry | Mgmt | For | Withhold | Against | |||
1.9 | Elect Paul H. Stebbins | Mgmt | For | Withhold | Against | |||
2 | Approval of the 2016 Omnibus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Worldpay Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPG | CINS G97744109 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect John M. Allan | Mgmt | For | Against | Against | |||
7 | Elect James Brocklebank | Mgmt | For | Against | Against | |||
8 | Elect Philip Jansen | Mgmt | For | Against | Against | |||
9 | Elect Ron Khalifa | Mgmt | For | Against | Against | |||
10 | Elect Robin Marshall | Mgmt | For | Against | Against | |||
11 | Elect Rick Medlock | Mgmt | For | Against | Against | |||
12 | Elect Deanna W. Oppenheimer | Mgmt | For | Against | Against | |||
13 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |||
14 | Elect Martin Scicluna | Mgmt | For | Against | Against | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer -- Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
7 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
8 | Elect Paul Richardson | Mgmt | For | For | For | |||
9 | Elect Hugo Shong | Mgmt | For | For | For | |||
10 | Elect Timothy Shriver | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
16 | Elect Nicole Seligman | Mgmt | For | For | For | |||
17 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
X5 Retail Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Andrey Elinson to the Supervisory Board | Mgmt | For | For | For | |||
10 | Amendment to the Supervisory Board Remuneration Policy | Mgmt | For | Against | Against | |||
11 | Supervisory Board Fees | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
2 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
3 | Elect William Curt Hunter | Mgmt | For | For | For | |||
4 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
5 | Elect Charles Prince | Mgmt | For | For | For | |||
6 | Elect Ann N. Reese | Mgmt | For | For | For | |||
7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
8 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
XPO Logistics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XPO | CUSIP 983793100 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley S. Jacobs | Mgmt | For | For | For | |||
2 | Elect Gena L. Ashe | Mgmt | For | For | For | |||
3 | Elect Louis DeJoy | Mgmt | For | For | For | |||
4 | Elect Michael G. Jesselson | Mgmt | For | For | For | |||
5 | Elect Adrian P. Kingshott | Mgmt | For | For | For | |||
6 | Elect Jason D. Papastavrou | Mgmt | For | For | For | |||
7 | Elect Oren G. Shaffer | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
5 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
9 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
10 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Timothy Teck Leng CHEN | Mgmt | For | Against | Against | |||
5 | Elect XU Wen Jiong | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Yara International ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YAR | CINS R9900C106 | 05/10/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Opening of Meeting; Agenda | Mgmt | For | TNA | N/A | |||
6 | Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
9 | Presentation of Corporate Governance Report | Mgmt | For | TNA | N/A | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
13 | Election of Directors | Mgmt | For | TNA | N/A | |||
14 | Election of Nomination Committee | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Appointment of Amit Goenka (CEO of Asia Today Ltd., Mauritius); Approval of Remuneration | Mgmt | For | For | For | |||
3 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
ZELTIQ Aesthetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZLTQ | CUSIP 98933Q108 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.2 | Elect Andrew N. Schiff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2016 Executive Performance Award Plan | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Ramon Alaix | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Equity Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
5 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
6 | Elect Alastair D. Lyons | Mgmt | For | Against | Against | |||
7 | Elect Henry Engelhardt | Mgmt | For | Against | Against | |||
8 | Elect David Stevens | Mgmt | For | Against | Against | |||
9 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
10 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
11 | Elect Annette Court | Mgmt | For | Against | Against | |||
12 | Elect Jean Park | Mgmt | For | Against | Against | |||
13 | Elect Penny James | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Amendment to Discretionary Free Share Scheme | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Amendments to Article 3 (Registered Office) | Mgmt | For | For | For | |||
8 | Amendments to Article 15 (General Meeting) | Mgmt | For | For | For | |||
9 | Amendments to Article 43 (Audit Committee) | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Heiden | Mgmt | For | For | For | |||
2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
3 | Elect John A. Fallon | Mgmt | For | For | For | |||
4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
5 | Elect Lesley Russell | Mgmt | For | For | For | |||
6 | Elect Gino Santini | Mgmt | For | For | For | |||
7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
8 | Elect James R. Sulat | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect John A. Paulson | Mgmt | For | For | For | |||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CUSIP 03524A108 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | Against | Against | |||
6 | Stock Options for Directors | Mgmt | For | For | For | |||
7 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
8 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
9 | Authority to Cancel VVPR-strips | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X204 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
23 | Long-Term Incentive Plan 2016 | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Timothy Clarke | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
10 | Elect Charles Sinclair | Mgmt | For | For | For | |||
11 | Elect Peter A. Smith | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | APPOINTMENT OF AUDITOR | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
18 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
19 | Elect James M. Michener | Mgmt | For | For | For | |||
20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Yutaka Kase | Mgmt | For | For | For | |||
6 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
7 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
8 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
9 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
10 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendments to Article 4 | Mgmt | For | For | For | |||
9 | Amendments to Article 28 | Mgmt | For | For | For | |||
10 | Amendments to Article 42 | Mgmt | For | For | For | |||
11 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
12 | Long-term Incentive Plan | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Elect Monica Ribe Salat | Mgmt | For | Against | Against | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Mann Jr. | Mgmt | For | For | For | |||
1.2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
1.3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect William L. Mansfield | Mgmt | For | For | For | |||
1.7 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
1.8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
1.9 | Elect David N. Weinstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Material Terms Under the 2011 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the Material Terms Under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hanno C. Fiedler | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richie Boucher | Mgmt | For | For | For | |||
6 | Elect Pat Butler | Mgmt | For | For | For | |||
7 | Elect Patrick Haren | Mgmt | For | For | For | |||
8 | Elect Archie G. Kane | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Brad Martin | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Amendments to Bye-Laws | Mgmt | For | For | For | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 03/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Variation in Use of Proceeds from IPO | Mgmt | For | For | For | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 08/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rakesh Bharti Mittal | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Elect Rajiinder P. Singh | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | Against | Against | |||
8 | Related Party Transactions with Bharti Airtel Limited | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect Roger J. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Cabot Oil and Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
CalAtlantic Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAA | CUSIP 128195104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.2 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.3 | Elect William L. Jews | Mgmt | For | For | For | |||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Mellor | Mgmt | For | For | For | |||
1.6 | Elect Norman J. Metcalfe | Mgmt | For | For | For | |||
1.7 | Elect Larry T. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.9 | Elect Charlotte St. Martin | Mgmt | For | For | For | |||
1.10 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital Senior Living Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSU | CUSIP 140475104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ed Grier | Mgmt | For | For | For | |||
1.2 | Elect Philip A. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Ronald A. Malone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Michael P. Huseby | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Balan Nair | Mgmt | For | Against | Against | |||
9 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
10 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
11 | 2016 Executive Incentive Performance Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | TWC Merger Agreement | Mgmt | For | For | For | |||
2 | TWC Share Issuance | Mgmt | For | For | For | |||
3 | Bright House Share Issuance | Mgmt | For | For | For | |||
4 | Shareholders Agreement | Mgmt | For | For | For | |||
5 | General Certificate of Incorporation Proposal | Mgmt | For | For | For | |||
6 | Remove Special Approval Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
7 | Board Size and Nomination Rights | Mgmt | For | For | For | |||
8 | Board Actions Requiring Approval of Majority Vote | Mgmt | For | For | For | |||
9 | Limit Voting Power on Shares Owned in Excess of Voting Caps | Mgmt | For | For | For | |||
10 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Darlene J. Friedman | Mgmt | For | For | For | |||
1.3 | Elect John S. Charlesworth | Mgmt | For | For | For | |||
1.4 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.5 | Elect Montgomery F. Moran | Mgmt | For | For | For | |||
1.6 | Elect Neil W. Flanzraich | Mgmt | For | For | For | |||
1.7 | Elect Patrick J. Flynn | Mgmt | For | For | For | |||
1.8 | Elect Stephen E. Gillett | Mgmt | For | For | For | |||
1.9 | Elect Steve Ells | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings | Mgmt | For | For | For | |||
5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/19/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
21 | Elect Nikos Stathopoulos | Mgmt | For | TNA | N/A | |||
22 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
23 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
24 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
25 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
26 | Elect Andrew G Barron as Chairman | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Share Savings Program 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to LTIP 2016 | Mgmt | For | TNA | N/A | |||
32 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Authority to Issue Treasury Pursuant to LTIP 2015 | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
36 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
37 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
5 | Elect Johnny Thomson | Mgmt | For | For | For | |||
6 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
7 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
8 | Elect Richard Cousins | Mgmt | For | For | For | |||
9 | Elect Gary Green | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Susan E. Murray | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Mark Foster | Mgmt | For | For | For | |||
6 | Elect Nancy Killefer | Mgmt | For | For | For | |||
7 | Elect Sachin Lawande | Mgmt | For | For | For | |||
8 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
9 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
10 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
6 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
7 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Pat A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
14 | Amendments to Memorandum of Association (Companies Act 2014) | Mgmt | For | For | For | |||
15 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 10/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Placing and Open Offer) | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEWANHOUS | CINS Y2055V112 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dheeraj R. Wadhawan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Kapil Wadhawan (Chairman and Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Elect Vijaya Sampath | Mgmt | For | Against | Against | |||
8 | Directors' Commission | Mgmt | For | For | For | |||
9 | Authority to Issue Non-convertible Debentures | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEWANHOUS | CINS Y2055V112 | 08/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
dorma+kaba Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOKA | CINS H0536M155 | 10/20/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Ulrich Graf as Chairman | Mgmt | For | TNA | N/A | |||
7 | Elect Elton S.K. Chiu | Mgmt | For | TNA | N/A | |||
8 | Elect Daniel Daeniker | Mgmt | For | TNA | N/A | |||
9 | Elect Rolf Dorig | Mgmt | For | TNA | N/A | |||
10 | Elect Karina Dubs | Mgmt | For | TNA | N/A | |||
11 | Elect Hans Hess | Mgmt | For | TNA | N/A | |||
12 | Elect John Heppner | Mgmt | For | TNA | N/A | |||
13 | Elect Christine Mankel | Mgmt | For | TNA | N/A | |||
14 | Elect Stephanie Brecht-Bergen | Mgmt | For | TNA | N/A | |||
15 | Elect Hans Gummert | Mgmt | For | TNA | N/A | |||
16 | Elect Rolf Dorig as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Hans Gummert as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Hans Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHoldr | Against | Against | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Alessandro Profumo | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Eurazeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Special Dividend | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Roland du Luart de Montsaulnin to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Victoire de Margerie to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Georges Pauget to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Harold Boel to the Supervisory Board | Mgmt | For | For | For | |||
13 | Remuneration of Patrick Sayer, Executive Chairman | Mgmt | For | For | For | |||
14 | Remuneration of Virginie Morgon, CEO, Philippe Audouin, CFO, and Bruno Keller, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
24 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Fortune Brands Home and Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan S. Kilsby | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
GrubHub Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUB | CUSIP 400110102 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Justin L. Sadrian | Mgmt | For | For | For | |||
1.2 | Elect David Fisher | Mgmt | For | For | For | |||
1.3 | Elect Benjamin Spero | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares to the Investment Manager | Mgmt | For | For | For | |||
13 | Disapplication of Preemptive Rights (Investment Manager) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
18 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Internalization | Mgmt | For | For | For | |||
2 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
3 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
4 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
3 | Elect Allen Chao | Mgmt | For | For | For | |||
4 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
5 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
6 | Elect Janet S. Vergis | Mgmt | For | For | For | |||
7 | Elect G. Frederick Wilkinson | Mgmt | For | For | For | |||
8 | Amendment to the 2002 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 12/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Imperial Tobacco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMT | CINS G4721W102 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alison Cooper | Mgmt | For | For | For | |||
5 | Elect David J. Haines | Mgmt | For | For | For | |||
6 | Elect Michael Herlihy | Mgmt | For | For | For | |||
7 | Elect Matthew Phillips | Mgmt | For | For | For | |||
8 | Elect Oliver Tant | Mgmt | For | For | For | |||
9 | Elect Mark Williamson | Mgmt | For | For | For | |||
10 | Elect Karen Witts | Mgmt | For | For | For | |||
11 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Change in Company Name | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Supervisory Board Fees | Mgmt | For | Abstain | Against | |||
16 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | |||
17 | Elect Ann Sherry to the Supervisory Board | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | Abstain | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | Against | Against | |||
9 | Elect Willie Walsh | Mgmt | For | Against | Against | |||
10 | Elect Patrick Cescau | Mgmt | For | Against | Against | |||
11 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | Against | Against | |||
12 | Elect Denise Kingsmill | Mgmt | For | Against | Against | |||
13 | Elect James A. Lawrence | Mgmt | For | Against | Against | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | Against | Against | |||
15 | Elect Kieran Poynter | Mgmt | For | Against | Against | |||
16 | Elect Marjorie Scardino | Mgmt | For | Against | Against | |||
17 | Elect Alberto Miguel Terol Esteban | Mgmt | For | Against | Against | |||
18 | Elect Marc Bolland | Mgmt | For | Against | Against | |||
19 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | Against | Against | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Abstain | Against | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
4 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
5 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
6 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
7 | Elect Alex Shumate | Mgmt | For | For | For | |||
8 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
9 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2010 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||
8 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
9 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
10 | Elect Main Kohda | Mgmt | For | For | For | |||
11 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
5 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
6 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
7 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
8 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
9 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
11 | Elect Takashi Shohji | Mgmt | For | For | For | |||
12 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
17 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
18 | Elect Kohichi Ishizu | Mgmt | For | For | For | |||
19 | Elect Akira Yamashita | Mgmt | For | For | For | |||
20 | Elect Kakuji Takano | Mgmt | For | For | For | |||
21 | Elect Nobuaki Katoh | Mgmt | For | For | For | |||
22 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cathy Hendrickson | Mgmt | For | For | For | |||
1.2 | Elect Stanley R. Zax | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KYGA | CINS G52416107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Gerry Behan | Mgmt | For | For | For | |||
5 | Elect Hugh Brady | Mgmt | For | For | For | |||
6 | Elect Patrick Casey | Mgmt | For | For | For | |||
7 | Elect James Devane | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Tom Moran | Mgmt | For | For | For | |||
16 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
17 | Elect Philip Toomey | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendment to Par Value; Capital Repayment | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect P.A.M. van Bommel to the Supervisory Board | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Cancellation of Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 09/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | Against | Against | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
Level 3 Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVLT | CUSIP 52729N308 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
2 | Elect Jeff K. Storey | Mgmt | For | For | For | |||
3 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
4 | Elect Steven T. Clontz | Mgmt | For | For | For | |||
5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
6 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
7 | Elect Spencer B. Hays | Mgmt | For | For | For | |||
8 | Elect Michael J. Mahoney | Mgmt | For | For | For | |||
9 | Elect Kevin W. Mooney | Mgmt | For | For | For | |||
10 | Elect Peter Seah Lim Huat | Mgmt | For | For | For | |||
11 | Elect Peter H. van Oppen | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratify the Company's Exclusive Forum Bylaw | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Shares for Acquisition of CWC | Mgmt | For | For | For | |||
2 | Acquisition of CWC Shares held by Chairman of Liberty Global | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U138 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew J. Cole | Mgmt | For | For | For | |||
2 | Elect Richard R. Green | Mgmt | For | For | For | |||
3 | Elect David E. Rapley | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Approval of the 2016 Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Elect Francesco Milleri | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Markwest Energy Partners LP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | Against | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Transaction | Mgmt | For | Abstain | Against | |||
2 | Adoption of New Articles | Mgmt | For | Against | Against | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | Against | Against | |||
7 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 03/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approve Transaction | Mgmt | For | TNA | N/A | |||
3 | Adoption of New Articles | Mgmt | For | TNA | N/A | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | TNA | N/A | |||
8 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | TNA | N/A | |||
Metro Bank Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRO | CINS G60640102 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Vernon W. Hill, II | Mgmt | For | Against | Against | |||
3 | Elect Craig Donaldson | Mgmt | For | Against | Against | |||
4 | Elect Michael Brierley | Mgmt | For | Against | Against | |||
5 | Elect Alastair Gunn | Mgmt | For | Against | Against | |||
6 | Elect Stuart Bernau | Mgmt | For | Against | Against | |||
7 | Elect Keith Carby | Mgmt | For | Against | Against | |||
8 | Elect Lord Flight | Mgmt | For | Against | Against | |||
9 | Elect Eugene Lockhart | Mgmt | For | Against | Against | |||
10 | Elect Roger Farah | Mgmt | For | Against | Against | |||
11 | Elect Michael Snyder | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect David L. Chicoine | Mgmt | For | For | For | |||
3 | Elect Janice L. Fields | Mgmt | For | For | For | |||
4 | Elect Hugh Grant | Mgmt | For | For | For | |||
5 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
6 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
7 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
8 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
9 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
10 | Elect William U. Parfet | Mgmt | For | For | For | |||
11 | Elect George H. Poste | Mgmt | For | For | For | |||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Performance Goals Under the Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Natixis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Insurance Benefits of Laurent Mignon, CEO | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
12 | Ratification of the Co-option of Francoise Lemalle to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Ratification of the Co-option of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
14 | Election of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
15 | Elect Stephanie Paix to the Board of Directors | Mgmt | For | Against | Against | |||
16 | Elect Alain Condaminas to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
19 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor (Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares (Short-term Incentive Plan) | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
NH Hoteles, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHH | CINS E7650R103 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles 24, 27 and 31 | Mgmt | For | For | For | |||
3 | Amendments to Articles 35, 37, 38 and 42 | Mgmt | For | For | For | |||
4 | Amendments to Articles 45 and 46 | Mgmt | For | For | For | |||
5 | Amendments to Article 47 | Mgmt | For | For | For | |||
6 | Amendments to Article 48 | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
8 | Presentation of Report on Amendments to Board Regulations | Mgmt | For | For | For | |||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
8 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
9 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
10 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
11 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||
12 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
13 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
14 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||
5 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
6 | Elect Jun Sawada | Mgmt | For | For | For | |||
7 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||
8 | Elect Akira Shimada | Mgmt | For | For | For | |||
9 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
10 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
11 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
12 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
15 | Elect Takao Maezawa as Statutory Auditor | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
2 | Elect Paul Kenyon | Mgmt | For | For | For | |||
3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
4 | Elect Noam Gottesman | Mgmt | For | For | For | |||
5 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Lord Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
21 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NRG Yield, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYLD | CUSIP 62942X405 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Chlebowski, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mauricio Gutierrez | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kirkland B. Andrews | Mgmt | For | Withhold | Against | |||
1.4 | Elect Brian R. Ford | Mgmt | For | Withhold | Against | |||
1.5 | Elect Ferrell P. McClean | Mgmt | For | Withhold | Against | |||
1.6 | Elect Christopher S. Sotos | Mgmt | For | Withhold | Against | |||
2 | Amendment to Certificate of Incorporation Permitting Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Numericable- SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable- SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, former CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chairman | Mgmt | For | For | For | |||
11 | Elect Jeremie Bonnin to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Luce Gendry to the Board of Directors | Mgmt | For | For | For | |||
14 | Ratification of the Co-Option of Michel Combes to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Eric Denoyer to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Alain Weill to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Alexandre Marque to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Manon Brouillette to the Board of Directors | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
20 | Amendment to Articles Regarding Corporate Name | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Grant Restricted Shares | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G7015D110 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alan Cook | Mgmt | For | Against | Against | |||
4 | Elect Emer Daly | Mgmt | For | Against | Against | |||
5 | Elect Jeremy Masding | Mgmt | For | Against | Against | |||
6 | Elect Julie O'Neill | Mgmt | For | Against | Against | |||
7 | Elect Richard Pike | Mgmt | For | Against | Against | |||
8 | Elect Ken Slattery | Mgmt | For | Against | Against | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Approve Directors' Fee Cap | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Deromedi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 07/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
13 | Amendment to Certificate to Preserve Value of NOLs | Mgmt | For | For | For | |||
14 | Renewal of Section 382 Shareholder Rights Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect James E. Cartwright | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Standalone Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Performance Share Plan | Mgmt | For | For | For | |||
6 | Deferred Share Bonus Plan | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Elect Mark Dixon | Mgmt | For | For | For | |||
12 | Elect Dominik de Daniel | Mgmt | For | For | For | |||
13 | Elect Lance Browne | Mgmt | For | For | For | |||
14 | Elect Elmar Heggen | Mgmt | For | For | For | |||
15 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
16 | Elect Francois Pauly | Mgmt | For | For | For | |||
17 | Elect Florence Pierre | Mgmt | For | For | For | |||
18 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
21 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
22 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
23 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
RIB Software AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Sandy Moser | Mgmt | For | For | For | |||
11 | Elect Matthias Rumpelhardt | Mgmt | For | For | For | |||
12 | Elect Klaus Hirschle | Mgmt | For | For | For | |||
13 | Elect Martin A. Fischer | Mgmt | For | For | For | |||
14 | Elect Steve Swant | Mgmt | For | For | For | |||
15 | Change of Legal Form; Election of Directors | Mgmt | For | Against | Against | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78388J106 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
2 | Elect Jack Langer | Mgmt | For | For | For | |||
3 | Elect Jeffrey A. Stoops | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.2 | Elect Victor L. Lund | Mgmt | For | For | For | |||
1.3 | Elect John W. Mecom, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Ellen Ochoa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Shinichi Yokoyama | Mgmt | For | Against | Against | |||
10 | Elect Ikuo Katoh | Mgmt | For | Against | Against | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jun Ho | Mgmt | For | For | For | |||
3 | Elect PARK Jung Ho | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Solvency II) | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Standard Pacific Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPF | CUSIP 85375C101 | 09/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Issuance of Common Stock | Mgmt | For | For | For | |||
3 | Reverse Stock Split | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Right to Act by Written Consent | Mgmt | For | For | For | |||
6 | Exclusive Forum Provision | Mgmt | For | For | For | |||
7 | Adoption of Amended and Restated Bylaws | Mgmt | For | For | For | |||
8 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
9 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Stroer SE & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAX | CINS D8169G100 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts of Stroer SE | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||
9 | Elect Anette Bronder | Mgmt | For | Against | Against | |||
10 | Elect Vicente Vento Bosch | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Elect Christoph Vilanek | Mgmt | For | Against | Against | |||
13 | Elect Dirk Stroer | Mgmt | For | For | For | |||
14 | Elect Ulrich Voigt | Mgmt | For | Against | Against | |||
15 | Elect Julia Flemmerer | Mgmt | For | For | For | |||
16 | Elect Anette Bronder | Mgmt | For | Against | Against | |||
17 | Elect Vicente Vento Bosch | Mgmt | For | For | For | |||
18 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | For | For | |||
19 | Amendment to Stock Option Plan 2013 | Mgmt | For | For | For | |||
20 | Approval of Profit-and-Loss Transfer Agreements | Mgmt | For | For | For | |||
21 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Sumitomo Realty & Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8830 | CINS J77841112 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masumi Aoki as Director | Mgmt | For | For | For | |||
3 | Elect Takaaki Ono as Statutory Auditor | Mgmt | For | For | For | |||
4 | Elect Kohzoh Uno as Alternate Statutory Auditor | Mgmt | For | For | For | |||
5 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Patrick CHAN Kin Wah | Mgmt | For | Against | Against | |||
6 | Elect Roy CHUNG Chi Ping | Mgmt | For | Against | Against | |||
7 | Elect Camille Jojo | Mgmt | For | Against | Against | |||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | |||
9 | Elect Manfred Kuhlmann | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of Common Representative | Mgmt | For | For | For | |||
2 | Election of Common Representative; Term Length; Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Conversion of Savings Shares into Ordinary Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher T. Cook | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Rucker | Mgmt | For | For | For | |||
1.3 | Elect William E. Watts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TreeHouse Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THS | CUSIP 89469A104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George V. Bayly | Mgmt | For | For | For | |||
2 | Elect Gary D. Smith | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
6 | Elect Laura M. Cha | Mgmt | For | For | For | |||
7 | Elect Vittorio Colao | Mgmt | For | For | For | |||
8 | Elect Louise O. Fresco | Mgmt | For | For | For | |||
9 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann | Mgmt | For | For | For | |||
11 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
12 | Elect Paul Polman | Mgmt | For | For | For | |||
13 | Elect John Rishton | Mgmt | For | For | For | |||
14 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
15 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
16 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
17 | Elect Youngme Moon | Mgmt | For | For | For | |||
18 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Natural Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNFI | CUSIP 911163103 | 12/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric F. Artz | Mgmt | For | For | For | |||
2 | Elect Ann Torre Bates | Mgmt | For | For | For | |||
3 | Elect Denise M. Clark | Mgmt | For | For | For | |||
4 | Elect Michael S. Funk | Mgmt | For | For | For | |||
5 | Elect Gail A. Graham | Mgmt | For | For | For | |||
6 | Elect James P. Heffernan | Mgmt | For | For | For | |||
7 | Elect Peter Roy | Mgmt | For | For | For | |||
8 | Elect Steven L. Spinner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Veolia Environnement S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jacques Aschenbroich to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Isabelle Courville to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Guillaume Texier to the Board of Directors | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot, Chairman and CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
6 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect David J. Pang | Mgmt | For | For | For | |||
9 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | |||
14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Worldpay Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPG | CINS G97744109 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect John M. Allan | Mgmt | For | Against | Against | |||
7 | Elect James Brocklebank | Mgmt | For | Against | Against | |||
8 | Elect Philip Jansen | Mgmt | For | Against | Against | |||
9 | Elect Ron Khalifa | Mgmt | For | Against | Against | |||
10 | Elect Robin Marshall | Mgmt | For | Against | Against | |||
11 | Elect Rick Medlock | Mgmt | For | Against | Against | |||
12 | Elect Deanna W. Oppenheimer | Mgmt | For | Against | Against | |||
13 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |||
14 | Elect Martin Scicluna | Mgmt | For | Against | Against | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
3 | Elect David Filo | Mgmt | For | For | For | |||
4 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
5 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
9 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
10 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Health Care Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Approval of Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Acceleron Pharma Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLRN | CUSIP 00434H108 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tom Maniatis | Mgmt | For | For | For | |||
1.2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
1.3 | Elect Joseph S. Zakrzewski | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of Short-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Achaogen Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKAO | CUSIP 004449104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Hillan | Mgmt | For | For | For | |||
1.2 | Elect Gregory Stea | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Adaptimmune Therapeutics Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADAP | CUSIP 00653A107 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect James Noble | Mgmt | For | Against | Against | |||
4 | Elect Elliott Sigal | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
Adaptimmune Therapeutics Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADAP | CUSIP 00653A107 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Aerie Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AERI | CUSIP 00771V108 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerald D. Cagle | Mgmt | For | For | For | |||
1.2 | Elect Richard Croarkin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 10/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Anstice | Mgmt | For | For | For | |||
2 | Elect Robert A. Breyer | Mgmt | For | For | For | |||
3 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
7 | Authority to Issue Shares with or without Preemptive Rights | Mgmt | For | For | For | |||
8 | Amendments to Articles Regarding Irish Companies Act 2014 | Mgmt | For | For | For | |||
9 | Amendments to Memorandum Regarding Irish Companies Act 2014 | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Heiden | Mgmt | For | For | For | |||
2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
3 | Elect John A. Fallon | Mgmt | For | For | For | |||
4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
5 | Elect Lesley Russell | Mgmt | For | For | For | |||
6 | Elect Gino Santini | Mgmt | For | For | For | |||
7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
8 | Elect James R. Sulat | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anacor Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANAC | CUSIP 032420101 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
1.2 | Elect Lucy Shapiro | Mgmt | For | For | For | |||
1.3 | Elect Wendell Wierenga | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the performance goals under the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | |||
3 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Applied Genetic Technologies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGTC | CUSIP 03820J100 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Koenig | Mgmt | For | For | For | |||
1.2 | Elect Ivana Magovcevic-Liebisch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aspen Pharmacare Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APN | CINS S0754A105 | 12/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Social and Ethics Committee Report | Mgmt | For | For | For | |||
3 | Re-elect Roy C. Andersen | Mgmt | For | For | For | |||
4 | Re-elect Douglas K. Dlamini | Mgmt | For | For | For | |||
5 | Re-elect Christopher N. Mortimer | Mgmt | For | For | For | |||
6 | Elect David Simon Redfern | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Elect Audit and Risk Committee Member (Roy Andersen) | Mgmt | For | For | For | |||
9 | Elect Audit and Risk Committee Member (John Buchanan) | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (Maureen Manyama-Matome) | Mgmt | For | For | For | |||
11 | Elect Audit and Risk Committee Member (Sindi Zilwa) | Mgmt | For | For | For | |||
12 | General Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Board Chairman) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Audit and Risk Committee Chairman) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Remuneration and Nomination Committee Chairman) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Remuneration and Nomination Committee Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Social and Ethics Committee Chairman) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | |||
24 | Approve Financial Assistance | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Assembly Biosciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASMB | CUSIP 045396108 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony E. Altig | Mgmt | For | For | For | |||
1.2 | Elect Mark Auerbach | Mgmt | For | For | For | |||
1.3 | Elect Richard DiMarchi | Mgmt | For | For | For | |||
1.4 | Elect Myron Z. Holubiak | Mgmt | For | For | For | |||
1.5 | Elect William Ringo | Mgmt | For | Withhold | Against | |||
1.6 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.7 | Elect Derek Small | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Yutaka Kase | Mgmt | For | For | For | |||
6 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
7 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
8 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
9 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
10 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aurobindo Pharma Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARBP | CINS Y04527142 | 12/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares and/or Covertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
2 | Elect John D. Forsyth | Mgmt | For | For | For | |||
3 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
4 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Elect Hanneke Faber | Mgmt | For | Against | Against | |||
8 | Elect Wolfgang Plischke | Mgmt | For | For | For | |||
9 | Compensation Policy | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
Bellicum Pharmaceuticals | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLCM | CUSIP 079481107 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James F. Brown | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Slawin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.4 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.7 | Elect David Pyott | Mgmt | For | For | For | |||
1.8 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Blueprint Medicines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPMC | CUSIP 09627Y109 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Albers | Mgmt | For | For | For | |||
1.2 | Elect Mark Goldberg | Mgmt | For | For | For | |||
1.3 | Elect Nicholas Lydon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Donna A. James | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Carbylan Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBYL | CUSIP 141384107 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert Cha | Mgmt | For | For | For | |||
1.2 | Elect Guy P. Nohra | Mgmt | For | For | For | |||
1.3 | Elect David J. Saul | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reverse Stock Split | Mgmt | For | For | For | |||
Catabasis Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CATB | CUSIP 14875P107 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jill C. Milne | Mgmt | For | For | For | |||
1.2 | Elect Michael D. Kishbauch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cellectis SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALCLS | CUSIP 15117K103 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | Against | Against | |||
5 | Elect Mathieu Simon to the Board of Directors | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
7 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
9 | Authority to Issue Shares Through Private Placement (Underwriters) | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares Through Private Placement (Specified Investors) | Mgmt | For | Against | Against | |||
13 | Greenshoe | Mgmt | For | Against | Against | |||
14 | Global Ceiling | Mgmt | For | For | For | |||
15 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
16 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
17 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
18 | Authority to Grant Warrants | Mgmt | For | Against | Against | |||
19 | Authority to Grant Warrants | Mgmt | For | Against | Against | |||
20 | Authority to Issue Preferred Shares | Mgmt | For | Against | Against | |||
21 | Global Ceiling | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
ChemoCentryx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCXI | CUSIP 16383L106 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Geoffrey M. Parker | Mgmt | For | For | For | |||
1.2 | Elect James L. Tyree | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chiasma Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMA | CUSIP 16706W102 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Leuchtenberger | Mgmt | For | For | For | |||
1.2 | Elect David M. Stack | Mgmt | For | For | For | |||
1.3 | Elect John A. Scarlett | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
China Biologic Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPO | CUSIP 16938C106 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David (Xiaoying) Gao | Mgmt | For | For | For | |||
1.2 | Elect CHOW Joseph | Mgmt | For | For | For | |||
1.3 | Elect Min Fang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Cidara Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDTX | CUSIP 171757107 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Rocklage | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Circassia Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIR | CINS G21477107 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Marvin Samson | Mgmt | For | Against | Against | |||
4 | Elect Francesco Granata | Mgmt | For | Against | Against | |||
5 | Elect Steven Harris | Mgmt | For | Against | Against | |||
6 | Elect Julien Cotta | Mgmt | For | Against | Against | |||
7 | Elect Rod Hafner | Mgmt | For | Against | Against | |||
8 | Elect Tim Corn | Mgmt | For | Against | Against | |||
9 | Elect Russell Cummings | Mgmt | For | Against | Against | |||
10 | Elect Jean-Jacques Garaud | Mgmt | For | Against | Against | |||
11 | Elect Cathrin Petty | Mgmt | For | Against | Against | |||
12 | Elect Charles Swingland | Mgmt | For | Against | Against | |||
13 | Elect Lota S. Zoth | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Conatus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNAT | CUSIP 20600T108 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David F. Hale | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Mento | Mgmt | For | For | For | |||
1.3 | Elect Harold Van Wart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Concert Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNCE | CUSIP 206022105 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald W. Barrett | Mgmt | For | For | For | |||
1.2 | Elect Meghan FitzGerald | Mgmt | For | For | For | |||
1.3 | Elect Wendell Wierenga | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
6 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
7 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Corium International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORI | CUSIP 21887L107 | 03/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric H. Bjerkholt | Mgmt | For | For | For | |||
1.2 | Elect Phyllis Gardner | Mgmt | For | For | For | |||
1.3 | Elect David L. Greenwood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
CytomX Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTMX | CUSIP 23284F105 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sean A. McCarthy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the Performance Measures Included in the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Diplomat Pharmacy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPLO | CUSIP 25456K101 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin Wolin | Mgmt | For | For | For | |||
1.2 | Elect Kenneth O. Klepper | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect John T. Cardis | Mgmt | For | For | For | |||
3 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Technical Amendments to the Company's Memorandum of Association | Mgmt | For | For | For | |||
13 | Amendments to the Company's Articles of Association | Mgmt | For | For | For | |||
14 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Elect Douglas S. Ingram | Mgmt | For | For | For | |||
16 | Elect Todd B. Sisitsky | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Five Prime Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPRX | CUSIP 33830X104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin M. Berger | Mgmt | For | For | For | |||
2 | Elect William R. Ringo | Mgmt | For | Abstain | Against | |||
3 | Elect Lewis T. Williams | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Flex Pharma Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLKS | CUSIP 33938A105 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc D. Kozin | Mgmt | For | For | For | |||
1.2 | Elect Roderick MacKinnon | Mgmt | For | For | For | |||
1.3 | Elect Michelle V. Stacy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Fresenius Medical Care AG & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FME | CINS D2734Z107 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy | Mgmt | For | For | For | |||
10 | Elect Gerd Krick to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Dieter Schenk to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Rolf A. Classon to the Supervisory Board and Joint Committee | Mgmt | For | Against | Against | |||
13 | Elect William P. Johnston to the Supervisory Board and Joint Committee | Mgmt | For | Against | Against | |||
14 | Elect Deborah Doyle McWhinney to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Elect Pascale Witz to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Amendment to Pooling Agreement | Mgmt | For | For | For | |||
19 | Amendment to the Stock Option Plan 2011 | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
GlaxoSmithKline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
4 | Elect Jesse Goodman | Mgmt | For | For | For | |||
5 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
6 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
7 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Urs Rohner | Mgmt | For | For | For | |||
13 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Glenmark Pharmaceuticals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLENMARK | CINS Y2711C144 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Cheryl Pinto | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
5 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
Hua Han Biopharmaceutical Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0587 | CINS G4638Y100 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peter ZHANG Y. | Mgmt | For | For | For | |||
6 | Elect ZHOU Chong Ke | Mgmt | For | For | For | |||
7 | Elect LIN Shu Guang | Mgmt | For | For | For | |||
8 | Elect ZHOU Xin | Mgmt | For | For | For | |||
9 | Elect TSO Sze Wai | Mgmt | For | For | For | |||
10 | Elect CHEN Lei | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||
17 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
18 | Change in Company Name | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Immune Design Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMDZ | CUSIP 45252L103 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin Berger | Mgmt | For | For | For | |||
1.2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
1.3 | Elect Peter Svennilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Innocoll AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INNL | CUSIP 45780Q103 | 01/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation from Germany to Ireland | Mgmt | For | For | For | |||
2 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Innocoll AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INNL | CUSIP 45780Q103 | 08/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
2 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Shumeet Banerji | Mgmt | For | Against | Against | |||
5 | Elect James Culverwell | Mgmt | For | Against | Against | |||
6 | Elect David R. Brennan | Mgmt | For | Against | Against | |||
7 | Elect Rolf D. Schmidt | Mgmt | For | Against | Against | |||
8 | Elect Jonathan Symonds | Mgmt | For | Against | Against | |||
9 | Elect Joe Wiley | Mgmt | For | Against | Against | |||
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | Against | Against | |||
12 | Increase in Authorized Capital | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Inovio Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INO | CUSIP 45773H201 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Avtar S. Dhillon | Mgmt | For | For | For | |||
1.2 | Elect J. Joseph Kim | Mgmt | For | For | For | |||
1.3 | Elect Simon X. Benito | Mgmt | For | For | For | |||
1.4 | Elect Morton Collins | Mgmt | For | For | For | |||
1.5 | Elect Adel A.F. Mahmoud | Mgmt | For | For | For | |||
1.6 | Elect Angel Cabrera | Mgmt | For | For | For | |||
1.7 | Elect David B. Weiner | Mgmt | For | For | For | |||
1.8 | Elect Nancy J. Wyenski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
Keryx Biopharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KERX | CUSIP 492515101 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin J. Cameron | Mgmt | For | For | For | |||
1.2 | Elect John P. Butler | Mgmt | For | For | For | |||
1.3 | Elect Steven C. Gilman | Mgmt | For | For | For | |||
1.4 | Elect Gregory P. Madison | Mgmt | For | For | For | |||
1.5 | Elect Daniel P. Regan | Mgmt | For | For | For | |||
1.6 | Elect Michael Rogers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Incentive Plan | Mgmt | For | Against | Against | |||
Kindred Biosciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIN | CUSIP 494577109 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Chin | Mgmt | For | Abstain | Against | |||
2 | 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kite Pharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KITE | CUSIP 49803L109 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Farah H. Champsi | Mgmt | For | For | For | |||
1.2 | Elect Roy Doumani | Mgmt | For | For | For | |||
1.3 | Elect Ran Nussbaum | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Marinus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRNS | CUSIP 56854Q101 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anand Mehra | Mgmt | For | For | For | |||
1.2 | Elect Nicole Vitullo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Medtronic, plc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
Merrimack Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect John M. Dineen | Mgmt | For | For | For | |||
1.4 | Elect Vivian S. Lee, M.D., Ph.D. | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Ulrik B. Nielson, Ph.D. | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Russel T. Ray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Morphosys AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOR | CINS D55040105 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Cancellation of Conditional Capital 2003-II | Mgmt | For | For | For | |||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
11 | Performance Share Plan 2016; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Stock Option Plan 2016; Increase in Conditional Capital | Mgmt | For | Against | Against | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 01/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redemption of Preferred Stock | Mgmt | For | For | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heather Bresch | Mgmt | For | For | For | |||
2 | Elect Wendy Cameron | Mgmt | For | For | For | |||
3 | Elect Robert J. Cindrich | Mgmt | For | For | For | |||
4 | Elect Robert J. Coury | Mgmt | For | For | For | |||
5 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | |||
6 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
7 | Elect Melina Higgins | Mgmt | For | For | For | |||
8 | Elect Douglas J. Leech | Mgmt | For | For | For | |||
9 | Elect Rajiv Malik | Mgmt | For | For | For | |||
10 | Elect Joseph C. Maroon | Mgmt | For | For | For | |||
11 | Elect Mark Parrish | Mgmt | For | For | For | |||
12 | Elect Rodney L. Piatt | Mgmt | For | For | For | |||
13 | Elect Randall L. Vanderveen | Mgmt | For | For | For | |||
14 | Adoption of the Dutch Annual Accounts | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Re-Approval of 2003 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
19 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | For | For | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Neos Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEOS | CUSIP 64052L106 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Heller | Mgmt | For | For | For | |||
1.2 | Elect Bryant Fong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Oldaker | Mgmt | For | For | For | |||
1.2 | Elect Stanley Westreich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | Against | Against | |||
Nippon Shinyaku Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4516 | CINS J55784102 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigenobu Maekawa | Mgmt | For | For | For | |||
4 | Elect Tsugio Tanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Yura | Mgmt | For | For | For | |||
6 | Elect Akira Matsuura | Mgmt | For | For | For | |||
7 | Elect Hitoshi Saitoh | Mgmt | For | For | For | |||
8 | Elect Kenroh Kobayashi | Mgmt | For | For | For | |||
9 | Elect Shohzoh Sano | Mgmt | For | For | For | |||
10 | Elect Yukio Sugiura | Mgmt | For | For | For | |||
11 | Elect Hitoshi Sakata | Mgmt | For | For | For | |||
12 | Elect Hideya Mukai | Mgmt | For | Against | Against | |||
13 | Elect Tsuyoshi Kondoh | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
21 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
OncoGenex Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXI | CUSIP 68230A106 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Cormack | Mgmt | For | For | For | |||
1.2 | Elect Neil Clendeninn | Mgmt | For | For | For | |||
1.3 | Elect Jack Goldstein | Mgmt | For | For | For | |||
1.4 | Elect Martin A. Mattingly | Mgmt | For | For | For | |||
1.5 | Elect Stewart Parker | Mgmt | For | For | For | |||
1.6 | Elect David Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
5 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
6 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
7 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
8 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
9 | Elect Donal O'Connor | Mgmt | For | For | For | |||
10 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
11 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Approve Amendments to Memorandum of Association | Mgmt | For | For | For | |||
17 | Adopt Revised Articles of Association | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
Portola Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTLA | CUSIP 737010108 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Brege | Mgmt | For | For | For | |||
1.2 | Elect Hollings C. Renton | Mgmt | For | For | For | |||
1.3 | Elect William Lis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PTC Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTCT | CUSIP 69366J200 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allan Jacobson | Mgmt | For | For | For | |||
1.2 | Elect C. Geoffrey McDonough | Mgmt | For | Withhold | Against | |||
1.3 | Elect David P. Southwell | Mgmt | For | For | For | |||
1.4 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Laurent Attal to the Board of Directors | Mgmt | For | Against | Against | |||
8 | Elect Claudie Haignere to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Carole Piwnica to the Board of Directors | Mgmt | For | Against | Against | |||
10 | Elect Thomas Sudhof to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Diane Souza to the Board of Directors | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Shinichi Yokoyama | Mgmt | For | Against | Against | |||
10 | Elect Ikuo Katoh | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
9 | Elect Sara Mathew | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Increase in Authorised Capital | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sihuan Pharmaceutical Holdings Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0460 | CINS G8162K113 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Homer Sun | Mgmt | For | For | For | |||
6 | Elect TSANG Wah Kwong | Mgmt | For | Against | Against | |||
7 | Elect ZHU Xun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Sihuan Pharmaceutical Holdings Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0460 | CINS G8162K113 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect GUO Weicheng | Mgmt | For | For | For | |||
6 | Elect MENG Xianhui | Mgmt | For | For | For | |||
7 | Elect Patrick SUN | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | |||
5 | Elect LIAN Wanyong as Director | Mgmt | For | Against | Against | |||
6 | Elect LI Xiaojuan as Supervisor | Mgmt | For | Against | Against | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 03/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect ZHUO Fumin | Mgmt | For | Against | Against | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Supervisors' Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Supervisors' Fees | Mgmt | For | For | For | |||
10 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
11 | Elect WU Yijian | Mgmt | For | For | For | |||
12 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Corporate Bonds | Mgmt | For | For | For | |||
Sorrento Therapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRNE | CUSIP 83587F202 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Ji | Mgmt | For | Withhold | Against | |||
1.2 | Elect William S. Marth | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kim D. Janda | Mgmt | For | Withhold | Against | |||
1.4 | Elect Douglas Ebersole | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jaisim Shah | Mgmt | For | Withhold | Against | |||
1.6 | Elect David H. Deming | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Synutra International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYUT | CUSIP 87164C102 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jinrong Chen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.9 | Elect Kavita Patel | Mgmt | For | For | For | |||
1.10 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2015 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||
Tetraphase Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTPH | CUSIP 88165N105 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Garen Bohlin | Mgmt | For | For | For | |||
1.2 | Elect John Freund | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Amendment of Compensation Policy | Mgmt | For | Against | Against | |||
5 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
6 | Salary Increase of CEO | Mgmt | For | For | For | |||
7 | Amendment of CEO's Bonus Scheme | Mgmt | For | For | For | |||
8 | Amendment of CEO's Annual Equity Grants | Mgmt | For | For | For | |||
9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Abravanel | Mgmt | For | For | For | |||
2 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||
3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||
4 | Elect Galia Maor | Mgmt | For | For | For | |||
5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | |||
6 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |||
7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
8 | Remuneration of Directors | Mgmt | For | For | For | |||
9 | Remuneration of Chairman | Mgmt | For | For | For | |||
10 | Salary Increase of CEO | Mgmt | For | For | For | |||
11 | Special Bonus of CEO | Mgmt | For | For | For | |||
12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 11/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Preferred Shares | Mgmt | For | For | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William W. Crouse | Mgmt | For | For | For | |||
2 | Elect John C. Kelly | Mgmt | For | For | For | |||
3 | Elect Hiroaki Shigeta | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
10 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Tokai Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKAI | CUSIP 88907J107 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy J. Barberich | Mgmt | For | For | For | |||
1.2 | Elect David A. Kessler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Trevena, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRVN | CUSIP 89532E109 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Dougherty | Mgmt | For | For | For | |||
1.2 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Trillium Therapeutics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TR | CUSIP 89620X506 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Luke M. Beshar | Mgmt | For | For | For | |||
1.2 | Elect Henry Friesen | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Kirkman | Mgmt | For | For | For | |||
1.4 | Elect Michael Moore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Reynolds | Mgmt | For | For | For | |||
1.6 | Elect Niclas Stiernholm | Mgmt | For | For | For | |||
1.7 | Elect Calvin Stiller | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Approval of 2016 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Advance Notice Requirement | Mgmt | For | For | For | |||
Ultragenyx Pharmaceutical Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RARE | CUSIP 90400D108 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Aliski | Mgmt | For | For | For | |||
2 | Elect Lars Ekman | Mgmt | For | For | For | |||
3 | Elect Matthew K. Fust | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Unilife Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIS | CUSIP 90478E103 | 02/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock Upon Conversion of Series A Preferred Stock | Mgmt | For | For | For | |||
Unilife Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIS | CUSIP 90478E103 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
Unilife Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIS | CUSIP 90478E103 | 11/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Shortall | Mgmt | For | For | For | |||
2 | Elect Jeff Carter | Mgmt | For | For | For | |||
3 | Elect William Galle | Mgmt | For | For | For | |||
4 | Elect John Lund | Mgmt | For | For | For | |||
5 | Elect Mary Katherine Wold | Mgmt | For | For | For | |||
6 | Elect Harry A. Hamill | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
9 | Issuance of Common Stock (LPT) | Mgmt | For | For | For | |||
10 | Issuance of Common Stock (Cantor) | Mgmt | For | For | For | |||
11 | Approval of Stock Grant (Director Hamill) | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Uniqure NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QURE | CUSIP N90064101 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Articles (Change in Corporate Structure) | Mgmt | For | For | For | |||
6 | Elect Dan Soland | Mgmt | For | Against | Against | |||
7 | Elect Matthew Kapusta | Mgmt | For | Against | Against | |||
8 | Elect Sander van Deventer | Mgmt | For | Against | Against | |||
9 | Elect Paula Soteropoulos | Mgmt | For | Against | Against | |||
10 | Elect David Schaffer | Mgmt | For | Against | Against | |||
11 | Elect William H. Lewis | Mgmt | For | Against | Against | |||
12 | Elect Philip Astley-Sparke | Mgmt | For | Against | Against | |||
13 | Elect J. Kaye | Mgmt | For | Against | Against | |||
14 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
15 | Option Grant to M. C. Kapusta, CFO | Mgmt | For | For | For | |||
16 | Option Grant to D. B. Soland, CEO | Mgmt | For | For | For | |||
17 | Option Grant to P. Astley-Sparke, Non-Executive Director | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Amendment to Restated 2014 Share Incentive Plan | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares under 2014 Share Incentive Plan | Mgmt | For | Against | Against | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Verastem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTM | CUSIP 92337C104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Friedman | Mgmt | For | For | For | |||
1.2 | Elect Michael Kauffman, M.D. | Mgmt | For | For | For | |||
1.3 | Elect S. Louise Phanstiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Boger | Mgmt | For | For | For | |||
1.2 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
1.3 | Elect Yuchun Lee | Mgmt | For | For | For | |||
1.4 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Vitae Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTAE | CUSIP 92847N103 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald J. Hayden, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Robert V. Gunderson, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gino Santini | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Ramon Alaix | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Zosano Pharma Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZSAN | CUSIP 98979H103 | 11/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Daddona | Mgmt | For | Withhold | Against | |||
1.2 | Elect Vikram Lamba | Mgmt | For | Withhold | Against | |||
2 | Option Exchange Program | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Utilities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
7 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
8 | Elect George MacKenzie | Mgmt | For | For | For | |||
9 | Elect Susan N. Story | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CUSIP 05577E101 | 07/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Gavin Patterson | Mgmt | For | For | For | |||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
7 | Elect Tony Ball | Mgmt | For | For | For | |||
8 | Elect Iain C. Conn | Mgmt | For | For | For | |||
9 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
10 | Elect Karen Richardson | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
13 | ELECT ISABEL HUDSON | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jeff Bell | Mgmt | For | For | For | |||
5 | Elect Mark Hodges | Mgmt | For | For | For | |||
6 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
7 | Elect Iain C. Conn | Mgmt | For | For | For | |||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||
11 | Elect Mike Linn | Mgmt | For | For | For | |||
12 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
13 | Elect Carlos Pascual | Mgmt | For | For | For | |||
14 | Elect Steve Pusey | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | RATIFICATION OF TECHNICAL BREACH OF BORROWING LIMIT | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Increase in Borrowing Powers | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/19/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
21 | Elect Nikos Stathopoulos | Mgmt | For | TNA | N/A | |||
22 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
23 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
24 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
25 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
26 | Elect Andrew G Barron as Chairman | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Share Savings Program 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to LTIP 2016 | Mgmt | For | TNA | N/A | |||
32 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Authority to Issue Treasury Pursuant to LTIP 2015 | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
36 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
37 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | |||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
5 | Elect John W. Harris | Mgmt | For | For | For | |||
6 | Elect Mark J. Kington | Mgmt | For | For | For | |||
7 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
8 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
10 | Elect David A. Wollard | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Financial Analysis of North Ana 3 Construction | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.4 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.6 | Elect Ann M. Gray | Mgmt | For | For | For | |||
1.7 | Elect John T. Herron | Mgmt | For | For | For | |||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Elimination of Supermajority Voting Provisions | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.2 | Elect Pat Wood III | Mgmt | For | For | For | |||
1.3 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.5 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.7 | Elect John R. Sult | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2012 Long Term incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
EDP Renovaveis SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDPR | CINS E3847K101 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Management and Corporate Governance Reports | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratify Co-Option of Miguel Dias Amaro | Mgmt | For | For | For | |||
6 | Elect Francisco Seixas da Costa | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Junji Nagashima | Mgmt | For | For | For | |||
8 | Elect Shuji Etoh | Mgmt | For | For | For | |||
9 | Elect Itaru Nakamura | Mgmt | For | For | For | |||
10 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
11 | Elect Akihito Urashima | Mgmt | For | For | For | |||
12 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
13 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Naori Fukuda as Statutory Auditor | Mgmt | For | Against | Against | |||
Engie | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENGI | CINS F7629A107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividend | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Supplementary Retirement Benefits (Isabelle Kocher, Deputy-CEO) | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Gerard Mestrallet to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Isabelle Kocher to the Board of Directors | Mgmt | For | Against | Against | |||
12 | Elect Peter Ricketts to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Elect Fabrice Bregier to the Board of Directors | Mgmt | For | Against | Against | |||
14 | Remuneration of Gerard Mestrallet, Chairman and CEO | Mgmt | For | For | For | |||
15 | Remuneration of Isabelle Kocher, Deputy-CEO | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights (During Public Takeover) | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares w/o Preemptive Rights (During Public Takeover) | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement (During Public Takeover) | Mgmt | For | Against | Against | |||
24 | Greenshoe (During Public Takeover) | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind (During Public Takeover) | Mgmt | For | Against | Against | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
29 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
30 | Authority to Increase Capital Through Capitalisations (During Takeover Period) | Mgmt | For | Against | Against | |||
31 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
32 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
33 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
34 | Amendments to Article Regarding Employee Representative Working Hours | Mgmt | For | For | For | |||
35 | Amendments to Article Regarding Chairman Age-Limits | Mgmt | For | For | For | |||
36 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
GDF Suez | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSZ | CINS F42768105 | 07/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Amendment Regarding Company Name | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 04/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts | Mgmt | For | For | For | |||
4 | Management Reports | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | First Bonus Share Issuance | Mgmt | For | For | For | |||
9 | Second Bonus Share Issuance | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
12 | Elect Inigo Victor de Oriol Ibarra | Mgmt | For | For | For | |||
13 | Elect Ines Macho Stadler | Mgmt | For | For | For | |||
14 | Elect Braulio Medel Camara | Mgmt | For | For | For | |||
15 | Elect Samantha Barber | Mgmt | For | For | For | |||
16 | Elect Xabier Sagredo Ormaza | Mgmt | For | For | For | |||
17 | Amendments to Articles 2, 3, 5, 6, 7, 8, 9 and 32 | Mgmt | For | For | For | |||
18 | Amendments to Articles 12 | Mgmt | For | For | For | |||
19 | Amendments to Articles 34, 37, 38, 39, 40, 41, 42, 43, 44 and 45 | Mgmt | For | For | For | |||
20 | Amendments to General Meeting Regulations Articles 1, 6, 13 and 14 | Mgmt | For | For | For | |||
21 | Amendments to General Meeting Regulation Article 16 | Mgmt | For | For | For | |||
22 | Amendments to General Meeting Regulation Articles 22 and 32 | Mgmt | For | For | For | |||
23 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
25 | Remuneration Report | Mgmt | For | For | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 07/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect Steven Holliday | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect John Pettigrew | Mgmt | For | For | For | |||
7 | Elect Dean Seavers | Mgmt | For | For | For | |||
8 | Elect Nora Brownell | Mgmt | For | For | For | |||
9 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
10 | Elect Therese Esperdy | Mgmt | For | For | For | |||
11 | Elect Paul Golby | Mgmt | For | For | For | |||
12 | Elect Ruth Kelly | Mgmt | For | For | For | |||
13 | Elect Mark Williamson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reapproval of material terms of the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal on Sea Level Rise Risks Report | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Numericable-SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable-SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, former CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chairman | Mgmt | For | For | For | |||
11 | Elect Jeremie Bonnin to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Luce Gendry to the Board of Directors | Mgmt | For | For | For | |||
14 | Ratification of the Co-Option of Michel Combes to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Eric Denoyer to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Alain Weill to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Alexandre Marque to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Manon Brouillette to the Board of Directors | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
20 | Amendment to Articles Regarding Corporate Name | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Grant Restricted Shares | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Willie A. Deese | Mgmt | For | For | For | |||
2 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | |||
3 | Elect William V. Hickey | Mgmt | For | For | For | |||
4 | Elect Ralph Izzo | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect David Lilley | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect Susan Tomasky | Mgmt | For | For | For | |||
11 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements for First Half of 2016 | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Quarterly Financial Statements | Mgmt | For | For | For | |||
11 | Elect Werner Brandt | Mgmt | For | Against | Against | |||
12 | Elect Maria van der Hoeven | Mgmt | For | Against | Against | |||
13 | Elect Hans-Peter Keitel | Mgmt | For | Against | Against | |||
14 | Elect Martina Koederitz | Mgmt | For | Against | Against | |||
15 | Elect Dagmar Muhlenfeld | Mgmt | For | For | For | |||
16 | Elect Peter Ottmann | Mgmt | For | Against | Against | |||
17 | Elect Gunther Schartz | Mgmt | For | Against | Against | |||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
19 | Elect Wolfgang Schussel | Mgmt | For | Against | Against | |||
20 | Elect Ullrich Sierau | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
4 | Elect William D. Jones | Mgmt | For | For | For | |||
5 | Elect William G. Ouchi | Mgmt | For | For | For | |||
6 | Elect Debra L. Reed | Mgmt | For | For | For | |||
7 | Elect William C. Rusnack | Mgmt | For | For | For | |||
8 | Elect William P. Rutledge | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
11 | Elect James C. Yardley | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Severn Trent plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVT | CINS G8056D159 | 07/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect James Bowling | Mgmt | For | For | For | |||
6 | Elect John Coghlan | Mgmt | For | For | For | |||
7 | Elect Andrew J. Duff | Mgmt | For | For | For | |||
8 | Elect Gordon Fryett | Mgmt | For | For | For | |||
9 | Elect Olivia Garfield | Mgmt | For | For | For | |||
10 | Elect Martin J. Lamb | Mgmt | For | For | For | |||
11 | Elect Philip Remnant | Mgmt | For | For | For | |||
12 | Elect Angela Strank | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Snam S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRG | CINS T8578N103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Board Size | Mgmt | For | Against | Against | |||
7 | Board Term Length | Mgmt | For | Abstain | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List of Directors Presented by CDP Reti S.p.A | Mgmt | For | Against | Against | |||
10 | List of Directors Presented by Group of Institutional Investors Representing 0.026% of Share Capital | Mgmt | For | N/A | N/A | |||
11 | List of Directors Presented by INARCASSA | Mgmt | For | N/A | N/A | |||
12 | Election of Chairman of Board | Mgmt | For | Abstain | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | List of Statutory Auditors Presented by CDP Reti S.p.A | Mgmt | N/A | For | N/A | |||
16 | List of Statutory Auditors Presented by Group of Institutional Investors Representing 0.026% of Share Capital | Mgmt | N/A | Abstain | N/A | |||
17 | Election of Chairman of Statutory Auditors | Mgmt | For | For | For | |||
18 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alistair Phillips-Davies | Mgmt | For | Against | Against | |||
5 | Elect Gregor Alexander | Mgmt | For | Against | Against | |||
6 | Elect Jeremy Beeton | Mgmt | For | Against | Against | |||
7 | Elect Katie Bickerstaffe | Mgmt | For | Against | Against | |||
8 | Elect Sue Bruce | Mgmt | For | Against | Against | |||
9 | Elect Richard Gillingwater | Mgmt | For | Against | Against | |||
10 | Elect Peter Lynas | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Ratification of 2014 Dividends | Mgmt | For | For | For | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | For | For | |||
5 | Elect Steven L. Mogford | Mgmt | For | For | For | |||
6 | Elect Catherine Bell | Mgmt | For | For | For | |||
7 | Elect Stephen A. Carter | Mgmt | For | For | For | |||
8 | Elect Mark S. Clare | Mgmt | For | For | For | |||
9 | Elect Russ Houlden | Mgmt | For | For | For | |||
10 | Elect Brian May | Mgmt | For | For | For | |||
11 | Elect Sara Weller | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jacques Aschenbroich to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Isabelle Courville to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Guillaume Texier to the Board of Directors | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot, Chairman and CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
WEC Energy Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 92939U106 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
3 | Elect William J. Brodsky | Mgmt | For | For | For | |||
4 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | |||
5 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
6 | Elect Curt S. Culver | Mgmt | For | For | For | |||
7 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
8 | Elect Paul W. Jones | Mgmt | For | For | For | |||
9 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
10 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
11 | Elect Allen L. Leverett | Mgmt | For | For | For | |||
12 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth and Income Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Approval of Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 10/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Merger/Acquisition | Mgmt | For | For | For | |||
4 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
5 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
8 | Board Compensation | Mgmt | For | For | For | |||
9 | Additional or Miscellaneous Proposals | ShrHoldr | For | Against | Against | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
2 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
3 | Elect Michael G. Morris | Mgmt | For | For | For | |||
4 | Elect E. Stanley O'Neal | Mgmt | For | For | For | |||
5 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Re-Approval of the Performance Goals under the Annual Cash Incentive Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect John A. Paulson | Mgmt | For | For | For | |||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Annell Bay | Mgmt | For | For | For | |||
2 | Elect John J. Christmann | Mgmt | For | For | For | |||
3 | Elect Chansoo Joung | Mgmt | For | For | For | |||
4 | Elect William C. Montgomery | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | 2016 Omnibus Compensation Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
18 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
19 | Elect James M. Michener | Mgmt | For | For | For | |||
20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AT&T, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.4 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.5 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andreas C. Kramvis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory S. Ledford | Mgmt | For | Withhold | Against | |||
1.3 | Elect Martin W. Sumner | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Mann Jr. | Mgmt | For | For | For | |||
1.2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
1.3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect William L. Mansfield | Mgmt | For | For | For | |||
1.7 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
1.8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
1.9 | Elect David N. Weinstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Material Terms Under the 2011 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the Material Terms Under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
3 | Elect Edward P. Garden | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
2 | Elect John D. Forsyth | Mgmt | For | For | For | |||
3 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
4 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
BB and T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
4 | Elect James A. Faulkner | Mgmt | For | For | For | |||
5 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
6 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
7 | Elect Kelly S. King | Mgmt | For | For | For | |||
8 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
9 | Elect Edward C. Milligan | Mgmt | For | For | For | |||
10 | Elect Charles A. Patton | Mgmt | For | For | For | |||
11 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
12 | Elect William J. Reuter | Mgmt | For | For | For | |||
13 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
14 | Elect Christine Sears | Mgmt | For | For | For | |||
15 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
16 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
17 | Elect Edwin H. Welch | Mgmt | For | For | For | |||
18 | Elect Stephen T. Williams | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory-- UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory-- AUS) | Mgmt | For | For | For | |||
10 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
11 | Amendments to Constitution Regarding DLC Dividend Share (BHP Billiton Limited) | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding DLC Dividend Share (BHP Billiton Plc) | Mgmt | For | For | For | |||
13 | Amendments to DLC Structure Sharing Agreement | Mgmt | For | For | For | |||
14 | Amendments to Constitution Regarding Holding of Simultaneous General Meetings via Videolink (BHP Billiton Limited) | Mgmt | For | For | For | |||
15 | Amendments to Articles Regarding Holding of Simultaneous General Meetings via Videolink (BHP Billiton plc) | Mgmt | For | For | For | |||
16 | Elect Anita Frew | Mgmt | For | For | For | |||
17 | Re-elect Malcolm Brinded | Mgmt | For | For | For | |||
18 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
19 | Re-elect Pat Davies | Mgmt | For | For | For | |||
20 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
21 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
22 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
23 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
24 | Re-elect John Schubert | Mgmt | For | For | For | |||
25 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
26 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Boise Cascade Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCC | CUSIP 09739D100 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karen E. Gowland | Mgmt | For | For | For | |||
2 | Elect David H. Hannah | Mgmt | For | For | For | |||
3 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Approval of the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751200 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.8 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.9 | Elect August W. Henningsen | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
1.15 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
5 | Amendment to the Deferred Share Unit Plan | Mgmt | For | Against | Against | |||
6 | Share Consolidation | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Disclosure of Vote Results | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Cabot Oil and Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | For | For | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
17 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
18 | Elect Kimberly Ross | Mgmt | For | For | For | |||
19 | Elect Robert W. Scully | Mgmt | For | For | For | |||
20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
21 | Elect Theodore Shasta | Mgmt | For | For | For | |||
22 | Elect David H. Sidwell | Mgmt | For | For | For | |||
23 | Elect Olivier Steimer | Mgmt | For | For | For | |||
24 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
26 | Elect Michael P. Connors | Mgmt | For | For | For | |||
27 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
28 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
29 | Elect Robert W. Scully | Mgmt | For | For | For | |||
30 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
35 | Executive Compensation | Mgmt | For | For | For | |||
36 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
37 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
15 | Elect James S. Turley | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | |||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | |||
Concho Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXO | CUSIP 20605P101 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary A. Merriman | Mgmt | For | For | For | |||
1.2 | Elect Ray M. Poage | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect John V. Faraci | Mgmt | For | For | For | |||
6 | Elect Jody L Freeman | Mgmt | For | For | For | |||
7 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
8 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
9 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
11 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/11/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicholas J. Deluliis | Mgmt | For | TNA | N/A | |||
1.2 | Elect Alvin R. Carpenter | Mgmt | For | TNA | N/A | |||
1.3 | Elect William E. Davis | Mgmt | For | TNA | N/A | |||
1.4 | Elect Maureen Lally-Green | Mgmt | For | TNA | N/A | |||
1.5 | Elect Gregory A. Lanham | Mgmt | For | TNA | N/A | |||
1.6 | Elect Bernard Lanigan, Jr. | Mgmt | For | TNA | N/A | |||
1.7 | Elect John T. Mills | Mgmt | For | TNA | N/A | |||
1.8 | Elect Joseph P. Platt | Mgmt | For | TNA | N/A | |||
1.9 | Elect William P. Powell | Mgmt | For | TNA | N/A | |||
1.10 | Elect Edwin S. Robertson | Mgmt | For | TNA | N/A | |||
1.11 | Elect William N. Thorndike, Jr. | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | TNA | N/A | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | TNA | N/A | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Gould | Mgmt | For | For | For | |||
1.2 | Elect M. LaVoy Robison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERJ | CUSIP 29082A107 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Cancellation of Stock Option Plan for Board of Directors | Mgmt | For | Against | Against | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect John R. Egan | Mgmt | For | For | For | |||
5 | Elect William D. Green | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Paul Sagan | Mgmt | For | For | For | |||
8 | Elect Laura J. Sen | Mgmt | For | For | For | |||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Goodrich | Mgmt | For | For | For | |||
2 | Elect Jay Grinney | Mgmt | For | For | For | |||
3 | Elect Frances Powell Hawes | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Fortune Brands Home and Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan S. Kilsby | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Tracy Gardner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Arthur Peck | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | |||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
3 | Elect John J. Brennan | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
13 | Elect James J. Mulva | Mgmt | For | For | For | |||
14 | Elect James E. Rohr | Mgmt | For | For | For | |||
15 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
6 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hewlett Packard Enterprise Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPE | CUSIP 42824C109 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Ammann | Mgmt | For | For | For | |||
2 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
3 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
4 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
6 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
7 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
9 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
10 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
11 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
12 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
10 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
11 | Elect Subra Suresh | Mgmt | For | For | For | |||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry M. Cohen | Mgmt | For | For | For | |||
2 | Elect Thomas I. Morgan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 07/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown | Mgmt | For | For | For | |||
2 | Elect Joanna T. Lau | Mgmt | For | For | For | |||
3 | Elect Samuel L. Odle | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Linde AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIN | CINS D50348107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Financial Statements | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
13 | Elect Victoria Ossadnik | Mgmt | For | Against | Against | |||
14 | Elect Wolfgang Reitzle | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy Embree | Mgmt | For | For | For | |||
2 | Elect Lizanne C. Gottung | Mgmt | For | For | For | |||
3 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
4 | Elect Colin D. Watson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
3 | Elect John A. Bryant | Mgmt | For | For | For | |||
4 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect William H. Lenehan | Mgmt | For | For | For | |||
7 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
8 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
Markwest Energy Partners LP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | Against | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
Medtronic, plc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Monte E. Ford | Mgmt | For | Withhold | Against | |||
1.4 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.7 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.10 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.11 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect David L. Chicoine | Mgmt | For | For | For | |||
3 | Elect Janice L. Fields | Mgmt | For | For | For | |||
4 | Elect Hugh Grant | Mgmt | For | For | For | |||
5 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
6 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
7 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
8 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
9 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
10 | Elect William U. Parfet | Mgmt | For | For | For | |||
11 | Elect George H. Poste | Mgmt | For | For | For | |||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Performance Goals Under the Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
4 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.2 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.3 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.4 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.6 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.7 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.8 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.9 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.10 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.12 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
QLogic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLGC | CUSIP 747277101 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Dickson | Mgmt | For | For | For | |||
2 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
3 | Elect Christine King | Mgmt | For | For | For | |||
4 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
5 | Elect Prasad L. Rampalli | Mgmt | For | For | For | |||
6 | Elect Jay A. Rossiter | Mgmt | For | For | For | |||
7 | Elect George D. Wells | Mgmt | For | For | For | |||
8 | Elect William M. Zeitler | Mgmt | For | For | For | |||
9 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
13 | Amendment to Certificate to Preserve Value of NOLs | Mgmt | For | For | For | |||
14 | Renewal of Section 382 Shareholder Rights Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect James E. Cartwright | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Edwardson | Mgmt | For | For | For | |||
1.2 | Elect Andrew J. Policano | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey L. Turner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | For | For | |||
3 | Elect SONG Kwang Soo | Mgmt | For | For | For | |||
4 | Elect PARK Jae Wan | Mgmt | For | For | For | |||
5 | Elect YOON Boo Keun | Mgmt | For | For | For | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | |||
7 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CUSIP 80105N105 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Laurent Attal to the Board of Directors | Mgmt | For | Against | Against | |||
5 | Elect Claudie Haignere to the Board of Directors | Mgmt | For | Against | Against | |||
6 | Elect Carole Piwnica to the Board of Directors | Mgmt | For | Against | Against | |||
7 | Elect Thomas Sudhof to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Diane Souza to the Board of Directors | Mgmt | For | For | For | |||
9 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
13 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
5 | Elect Michael E. Marks | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
8 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
9 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
15 | Ratification of Board Size | Mgmt | For | For | For | |||
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Nicola Leibinger-Kammuller | Mgmt | For | Against | Against | |||
10 | Elect Jim Hagemann Snabe | Mgmt | For | Against | Against | |||
11 | Elect Werner Wenning | Mgmt | For | Against | Against | |||
12 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
13 | Spin-off and Transfer Agreement | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect William C. Freda | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Amendment of Compensation Policy | Mgmt | For | Against | Against | |||
5 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
6 | Salary Increase of CEO | Mgmt | For | For | For | |||
7 | Amendment of CEO's Bonus Scheme | Mgmt | For | For | For | |||
8 | Amendment of CEO's Annual Equity Grants | Mgmt | For | For | For | |||
9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Abravanel | Mgmt | For | For | For | |||
2 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||
3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||
4 | Elect Galia Maor | Mgmt | For | For | For | |||
5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | |||
6 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |||
7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
8 | Remuneration of Directors | Mgmt | For | For | For | |||
9 | Remuneration of Chairman | Mgmt | For | For | For | |||
10 | Salary Increase of CEO | Mgmt | For | For | For | |||
11 | Special Bonus of CEO | Mgmt | For | For | For | |||
12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 11/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Preferred Shares | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Procter and Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
6 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect David. S. Taylor | Mgmt | For | For | For | |||
10 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher T. Cook | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Rucker | Mgmt | For | For | For | |||
1.3 | Elect William E. Watts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
3 | Elect David C. Chang | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
6 | Elect Donna A. James | Mgmt | For | For | For | |||
7 | Elect Don Logan | Mgmt | For | For | For | |||
8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect John E. Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
4 | Scrip Dividend Option for Interim Dividends | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Gerard Lamarche to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Maria van der Hoeven to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Jean Lemierre to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Charles Keller as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | For | Against | |||
11 | Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | For | Against | |||
12 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
13 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | |||
16 | Related Party Transactions (Thierry Desmarest) | Mgmt | For | For | For | |||
17 | Related Party Transactions (Patrick Pouyanne) | Mgmt | For | For | For | |||
18 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
19 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect John D. Gass | Mgmt | For | For | For | |||
5 | Elect Emyr Jones Parry | Mgmt | For | For | For | |||
6 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Wells Fargo and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Marc R. Bitzer | Mgmt | For | For | For | |||
3 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
4 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
5 | Elect Gerri T. Elliott | Mgmt | For | For | For | |||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
7 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
8 | Elect John D. Liu | Mgmt | For | For | For | |||
9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
10 | Elect William D. Perez | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Aller | Mgmt | For | For | For | |||
1.2 | Elect James E. Catlin | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Walen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
3 | Elect David Filo | Mgmt | For | For | For | |||
4 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Zimmer Biomet Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZBH | CUSIP 98956P102 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
10 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
11 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
12 | Elect Jeffrey K. Rhodes | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Ramon Alaix | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth Opportunities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
A.O. Smith Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOS | CUSIP 831865209 | 04/11/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gloster B. Current, Jr. | Mgmt | For | TNA | N/A | |||
1.2 | Elect William P. Greubel | Mgmt | For | TNA | N/A | |||
1.3 | Elect Idelle K. Wolf | Mgmt | For | TNA | N/A | |||
1.4 | Elect Gene C. Wulf | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Exclusive Forum Designation | Mgmt | For | TNA | N/A | |||
5 | Increase of Authorized Common Stock | Mgmt | For | TNA | N/A | |||
6 | Increase of Authorized Class A Common Stock | Mgmt | For | TNA | N/A | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | Against | Against | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
2.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
2.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
2.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
2.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
2.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
2.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
2.8 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
2.9 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
2.10 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
2.11 | Elect Alejandro Wolff | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CUSIP 03524A108 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | Against | Against | |||
6 | Stock Options for Directors | Mgmt | For | For | For | |||
7 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
8 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
9 | Authority to Cancel VVPR-strips | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Applied Micro Circuits Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMCC | CUSIP 03822W406 | 08/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Cesaratto | Mgmt | For | For | For | |||
2 | Elect Paramesh Gopi | Mgmt | For | For | For | |||
3 | Elect Paul R. Gray | Mgmt | For | For | For | |||
4 | Elect Fred A. Shlapak | Mgmt | For | For | For | |||
5 | Elect Robert F. Sproull | Mgmt | For | For | For | |||
6 | Elect Duston M. Williams | Mgmt | For | For | For | |||
7 | Elect Christopher F. Zepf | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Timothy Clarke | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
10 | Elect Charles Sinclair | Mgmt | For | For | For | |||
11 | Elect Peter A. Smith | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | APPOINTMENT OF AUDITOR | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 11/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Elect Lucien Y.K. Wong | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Cabot Oil and Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Capitol Acquisition Corp II | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLAC | CUSIP 14056V105 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence Calcano | Mgmt | For | For | For | |||
1.2 | Elect Richard C. Donaldson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Capitol Acquisition Corp II | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLAC | CUSIP 14056V105 | 07/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | I HEREBY EXERCISE MY CONVERSION RIGHTS TO CONVERT TO CASH. MARK FOR = YES OR AGAINST = NO | Mgmt | N/A | Against | N/A | |||
3 | I hereby certify that I am not acting in concert, or as a “group” (as defined in Section 13(d)(3) of the Securities Exchange Act of 1934, as amended), with any other shareholder with respect to the shares of common stock of Capitol owned by me in connection with the proposed business combination between Capitol and Lindblad. | Mgmt | N/A | For | N/A | |||
4 | Company Name Change | Mgmt | For | For | For | |||
5 | Amendment to Classified Board | Mgmt | For | For | For | |||
6 | Remove Outdated Provisions | Mgmt | For | For | For | |||
7 | Provisions Related to Jones Act | Mgmt | For | For | For | |||
8 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
9 | Elect Paul J. Brown | Mgmt | For | For | For | |||
10 | Elect John M. Fahey, Jr. | Mgmt | For | For | For | |||
11 | Elect L. Dyson Dryden | Mgmt | For | For | For | |||
12 | Elect Sven-Olof Lindblad | Mgmt | For | For | For | |||
13 | Elect Mark D. Ein | Mgmt | For | For | For | |||
14 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cavium Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Syed Ali | Mgmt | For | For | For | |||
1.2 | Elect Anthony S. Thornley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Darlene J. Friedman | Mgmt | For | For | For | |||
1.3 | Elect John S. Charlesworth | Mgmt | For | For | For | |||
1.4 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.5 | Elect Montgomery F. Moran | Mgmt | For | For | For | |||
1.6 | Elect Neil W. Flanzraich | Mgmt | For | For | For | |||
1.7 | Elect Patrick J. Flynn | Mgmt | For | For | For | |||
1.8 | Elect Stephen E. Gillett | Mgmt | For | For | For | |||
1.9 | Elect Steve Ells | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings | Mgmt | For | For | For | |||
5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
6 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
7 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.3 | Elect John W. Stanton | Mgmt | For | For | For | |||
1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven R. Altman | Mgmt | For | For | For | |||
2 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||
3 | Elect Jay S. Skyler | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
10 | Elect David W. Nelms | Mgmt | For | For | For | |||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
5 | Elect Paula A. Price | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect John T. Cardis | Mgmt | For | For | For | |||
3 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/12/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rose Marie Bravo | Mgmt | For | TNA | N/A | |||
2 | Elect Paul J. Fribourg | Mgmt | For | TNA | N/A | |||
3 | Elect Mellody Hobson | Mgmt | For | TNA | N/A | |||
4 | Elect Irvine O. Hockaday, Jr. | Mgmt | For | TNA | N/A | |||
5 | Elect Barry S. Sternlicht | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Amended and Restated 2002 Share Incentive Plan | Mgmt | For | TNA | N/A | |||
9 | Amendment to the Non-Employee Director Share Incentive Plan | Mgmt | For | TNA | N/A | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley, II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa M. Giles | Mgmt | For | For | For | |||
1.2 | Elect Michael S. Kagnoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Godaddy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Blake J. Irving | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles J. Robel | Mgmt | For | Withhold | Against | |||
1.3 | Elect John I. Park | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Inmarsat plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISAT | CINS G4807U103 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tony Bates | Mgmt | For | For | For | |||
5 | Elect Simon Bax | Mgmt | For | For | For | |||
6 | Elect Sir Bryan Carsberg | Mgmt | For | For | For | |||
7 | Elect Stephen Davidson | Mgmt | For | Against | Against | |||
8 | Elect Kathleen R. Flaherty | Mgmt | For | For | For | |||
9 | Elect Robert C. Kehler | Mgmt | For | For | For | |||
10 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
11 | Elect Rupert Pearce | Mgmt | For | For | For | |||
12 | Elect Abraham Peled | Mgmt | For | For | For | |||
13 | Elect Robert A. Ruijter | Mgmt | For | For | For | |||
14 | Elect Andrew J. Sukawaty | Mgmt | For | For | For | |||
15 | Elect Hamadoun Toure | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Scrip Dividend | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Level 3 Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVLT | CUSIP 52729N308 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
2 | Elect Jeff K. Storey | Mgmt | For | For | For | |||
3 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
4 | Elect Steven T. Clontz | Mgmt | For | For | For | |||
5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
6 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
7 | Elect Spencer B. Hays | Mgmt | For | For | For | |||
8 | Elect Michael J. Mahoney | Mgmt | For | For | For | |||
9 | Elect Kevin W. Mooney | Mgmt | For | For | For | |||
10 | Elect Peter Seah Lim Huat | Mgmt | For | For | For | |||
11 | Elect Peter H. van Oppen | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratify the Company's Exclusive Forum Bylaw | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Shares for Acquisition of CWC | Mgmt | For | For | For | |||
2 | Acquisition of CWC Shares held by Chairman of Liberty Global | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U138 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew J. Cole | Mgmt | For | For | For | |||
2 | Elect Richard R. Green | Mgmt | For | For | For | |||
3 | Elect David E. Rapley | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Lindblad Expeditions Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIND | CUSIP 535219109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul J. Brown | Mgmt | For | For | For | |||
1.2 | Elect Bernard W. Aronson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2016 CEO Share Allocation Plan | Mgmt | For | For | For | |||
Lions Gate Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGF | CUSIP 535919203 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Burns | Mgmt | For | For | For | |||
1.2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
1.3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
1.4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
1.5 | Elect Frank Giustra | Mgmt | For | For | For | |||
1.6 | Elect Harald H. Ludwig | Mgmt | For | For | For | |||
1.7 | Elect John C. Malone | Mgmt | For | For | For | |||
1.8 | Elect G. Scott Paterson | Mgmt | For | For | For | |||
1.9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.10 | Elect Daryl Simm | Mgmt | For | For | For | |||
1.11 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
1.12 | Elect Phyllis Yaffe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Haley | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leslie Kilgore | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Oldaker | Mgmt | For | For | For | |||
1.2 | Elect Stanley Westreich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | Against | Against | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Campbell | Mgmt | For | For | For | |||
2 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
3 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
5 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
5 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
6 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
7 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
8 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
9 | Elect Donal O'Connor | Mgmt | For | For | For | |||
10 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
11 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Approve Amendments to Memorandum of Association | Mgmt | For | For | For | |||
17 | Adopt Revised Articles of Association | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
3 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
4 | Elect William S. Kaiser | Mgmt | For | For | For | |||
5 | Elect Donald H. Livingstone | Mgmt | For | For | For | |||
6 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect John A. Lederer | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.11 | Elect Alexandre van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | N/A | Abstain | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Certificate Amendment Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Equity Retention | ShrHoldr | Against | Against | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Shopify Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SH | CUSIP 82509L107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.4 | Elect Jeremy Levine | Mgmt | For | For | For | |||
1.5 | Elect Trevor Oelschig | Mgmt | For | For | For | |||
1.6 | Elect John Phillips | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jun Ho | Mgmt | For | For | For | |||
3 | Elect PARK Jung Ho | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
3 | Elect David C. Chang | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
6 | Elect Donna A. James | Mgmt | For | For | For | |||
7 | Elect Don Logan | Mgmt | For | For | For | |||
8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect John E. Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toyota Industries Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6201 | CINS J92628106 | 06/10/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
5 | Elect Tetsuroh Toyoda | Mgmt | For | TNA | N/A | |||
6 | Elect Akira Ohnishi | Mgmt | For | TNA | N/A | |||
7 | Elect Kazue Sasaki | Mgmt | For | TNA | N/A | |||
8 | Elect Shinya Furukawa | Mgmt | For | TNA | N/A | |||
9 | Elect Masaharu Suzuki | Mgmt | For | TNA | N/A | |||
10 | Elect Takuo Sasaki | Mgmt | For | TNA | N/A | |||
11 | Elect Kan Ohtsuka | Mgmt | For | TNA | N/A | |||
12 | Elect Taku Yamamoto | Mgmt | For | TNA | N/A | |||
13 | Elect Shuzoh Sumi | Mgmt | For | TNA | N/A | |||
14 | Elect Kenichiroh Yamanishi | Mgmt | For | TNA | N/A | |||
15 | Elect Mitsuhisa Katoh | Mgmt | For | TNA | N/A | |||
16 | Elect Toshifumi Ogawa | Mgmt | For | TNA | N/A | |||
17 | Elect Akihisa Mizuno | Mgmt | For | TNA | N/A | |||
18 | Bonus | Mgmt | For | TNA | N/A | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
6 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect David J. Pang | Mgmt | For | For | For | |||
9 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | |||
14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
5 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
9 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
10 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
2 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
3 | Elect Greg Creed | Mgmt | For | For | For | |||
4 | Elect David W. Dorman | Mgmt | For | For | For | |||
5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
7 | Elect Keith Meister | Mgmt | For | For | For | |||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
10 | Elect P. Justin Skala | Mgmt | For | For | For | |||
11 | Elect Elane B. Stock | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Labeling Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT High Yield Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
3 | Elect Maureen A. Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen A. Feinberg | Mgmt | For | For | For | |||
6 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
8 | Elect John Stack | Mgmt | For | For | For | |||
9 | Elect Michael F. Steib | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
11 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Berry Plastics Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Idalene F. Kesner | Mgmt | For | For | For | |||
1.2 | Elect Carl J. Rickertsen | Mgmt | For | For | For | |||
1.3 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
CIT Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIT | CUSIP 125581801 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
3 | Elect Alan Frank | Mgmt | For | For | For | |||
4 | Elect William M. Freeman | Mgmt | For | For | For | |||
5 | Elect Steven T. Mnuchin | Mgmt | For | For | For | |||
6 | Elect R. Brad Oates | Mgmt | For | For | For | |||
7 | Elect John J. Oros | Mgmt | For | For | For | |||
8 | Elect Marianne M. Parrs | Mgmt | For | For | For | |||
9 | Elect Gerald Rosenfeld | Mgmt | For | For | For | |||
10 | Elect John R. Ryan | Mgmt | For | For | For | |||
11 | Elect Sheila A. Stamps | Mgmt | For | For | For | |||
12 | Elect Peter J. Tobin | Mgmt | For | For | For | |||
13 | Elect Laura S. Unger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Removal of Directors | Mgmt | For | For | For | |||
18 | Amendment to Articles to Remove NOL Provision | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
Eldorado Resorts Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERI | CUSIP 28470R102 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary L. Carano | Mgmt | For | For | For | |||
1.2 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
1.3 | Elect James B. Hawkins | Mgmt | For | For | For | |||
1.4 | Elect Michael E. Pegram | Mgmt | For | For | For | |||
1.5 | Elect Thomas R. Reeg | Mgmt | For | For | For | |||
1.6 | Elect David P. Tomick | Mgmt | For | For | For | |||
1.7 | Elect Roger P. Wagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EP Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/11/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Hix | Mgmt | For | TNA | N/A | |||
1.2 | Elect Jauegu Nam | Mgmt | For | TNA | N/A | |||
1.3 | Elect Donald A. Wagner | Mgmt | For | TNA | N/A | |||
1.4 | Elect Rakesh Wilson | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
6 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.2 | Elect Victor L. Lund | Mgmt | For | For | For | |||
1.3 | Elect John W. Mecom, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Ellen Ochoa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Spectrum Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPB | CUSIP 84763R101 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Omar M. Asali | Mgmt | For | Withhold | Against | |||
1.2 | Elect Norman S. Matthews | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph S. Steinberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of the 2011 Omnibus Equity Award Plan | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Equity Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
5 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
6 | Elect Alastair D. Lyons | Mgmt | For | Against | Against | |||
7 | Elect Henry Engelhardt | Mgmt | For | Against | Against | |||
8 | Elect David Stevens | Mgmt | For | Against | Against | |||
9 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
10 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
11 | Elect Annette Court | Mgmt | For | Against | Against | |||
12 | Elect Jean Park | Mgmt | For | Against | Against | |||
13 | Elect Penny James | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Amendment to Discretionary Free Share Scheme | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ton Buchner to the Management Board | Mgmt | For | For | For | |||
10 | Amendment to Remuneration Policy (STI Metrics) | Mgmt | For | For | For | |||
11 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||
12 | Elect Sari Baldauf | Mgmt | For | For | For | |||
13 | Elect Ben Verwaayen | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
10 | Remuneration Report | Mgmt | For | TNA | N/A | |||
11 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
12 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
13 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
14 | Authority to Cancel VVPR-strips | Mgmt | For | TNA | N/A | |||
15 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Director's Fees | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Vanisha Mittal Bhatia | Mgmt | For | For | For | |||
8 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
9 | Elect Jeannot Krecke | Mgmt | For | For | For | |||
10 | Elect Karel de Gucht | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan (Special Grant) | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Timothy Clarke | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
10 | Elect Charles Sinclair | Mgmt | For | For | For | |||
11 | Elect Peter A. Smith | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | APPOINTMENT OF AUDITOR | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Yutaka Kase | Mgmt | For | For | For | |||
6 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
7 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
8 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
9 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
10 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXSB | CINS Y0487S137 | 07/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Usha Sangwan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||
6 | Elect S. Vishvanathan | Mgmt | For | For | For | |||
7 | Approval of Revised Remuneration of Sanjiv Misra | Mgmt | For | For | For | |||
8 | Appointment of Shikha Sharma (Managing Director and CEO); Approval of Remuneration | Mgmt | For | For | For | |||
9 | Approval of Revised Remuneration of V. Srinivasan | Mgmt | For | For | For | |||
10 | Elect Sanjeev Kumar Gupta | Mgmt | For | For | For | |||
11 | Appointment of Sanjeev Kumar Gupta (Executive Director (Corporate Centre) and CFO) | Mgmt | For | For | For | |||
12 | Approval of Revised Remuneration of Sanjeev Kumar Gupta | Mgmt | For | For | For | |||
13 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
15 | Amendment to Foreign Investment Restriction | Mgmt | For | For | For | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXSB | CINS Y0487S137 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Prasad R. Menon | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richie Boucher | Mgmt | For | For | For | |||
6 | Elect Pat Butler | Mgmt | For | For | For | |||
7 | Elect Patrick Haren | Mgmt | For | For | For | |||
8 | Elect Archie G. Kane | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Brad Martin | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Amendments to Bye-Laws | Mgmt | For | For | For | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 03/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Variation in Use of Proceeds from IPO | Mgmt | For | For | For | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 08/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rakesh Bharti Mittal | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Elect Rajiinder P. Singh | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | Against | Against | |||
8 | Related Party Transactions with Bharti Airtel Limited | Mgmt | For | For | For | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Amendments to Articles 3, 7, 8, 13, 14, 16, 20, 21, 23 and 28 | Mgmt | For | For | For | |||
6 | Amendments to Article 14 | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulations Articles 2 and 12 | Mgmt | For | For | For | |||
8 | Amendments to General Meeting Regulations Article 10 | Mgmt | For | For | For | |||
9 | Elect Tobias Martinez Gimeno | Mgmt | For | For | For | |||
10 | Elect Francisco Reynes Massanet | Mgmt | For | For | For | |||
11 | Elect Francisco Jose Aljaro Navarro | Mgmt | For | For | For | |||
12 | Elect Jose Maria Coronas Guinart | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jeff Bell | Mgmt | For | For | For | |||
5 | Elect Mark Hodges | Mgmt | For | For | For | |||
6 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
7 | Elect Iain C. Conn | Mgmt | For | For | For | |||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||
11 | Elect Mike Linn | Mgmt | For | For | For | |||
12 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
13 | Elect Carlos Pascual | Mgmt | For | For | For | |||
14 | Elect Steve Pusey | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | RATIFICATION OF TECHNICAL BREACH OF BORROWING LIMIT | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Increase in Borrowing Powers | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Graham A. Cubbin | Mgmt | For | For | For | |||
3 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
4 | Re-elect JoAnne Stephenson | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
China Mobile Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHANG Bing | Mgmt | For | For | For | |||
6 | Elect LI Yue | Mgmt | For | For | For | |||
7 | Elect SHA Yuejia | Mgmt | For | Against | Against | |||
8 | Elect LIU Aili | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/19/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
21 | Elect Nikos Stathopoulos | Mgmt | For | TNA | N/A | |||
22 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
23 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
24 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
25 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
26 | Elect Andrew G Barron as Chairman | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Share Savings Program 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to LTIP 2016 | Mgmt | For | TNA | N/A | |||
32 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Authority to Issue Treasury Pursuant to LTIP 2015 | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
36 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
37 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
5 | Elect Johnny Thomson | Mgmt | For | For | For | |||
6 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
7 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
8 | Elect Richard Cousins | Mgmt | For | For | For | |||
9 | Elect Gary Green | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Susan E. Murray | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 11/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Private Placement | Mgmt | For | TNA | N/A | |||
3 | Rights Issue | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Authorize Proxy to Vote on Additional Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
6 | Authorize Proxy to Vote on Additional Board Proposals | Mgmt | For | TNA | N/A | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 12/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
4 | Elect Masanori Togawa | Mgmt | For | For | For | |||
5 | Elect Chiyono Terada | Mgmt | For | For | For | |||
6 | Elect Tatsuo Kawada | Mgmt | For | For | For | |||
7 | Elect Akiji Makino | Mgmt | For | For | For | |||
8 | Elect Ken Tayano | Mgmt | For | For | For | |||
9 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||
10 | Elect Jiroh Tomita | Mgmt | For | For | For | |||
11 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||
12 | Elect Kohichi Takahashi | Mgmt | For | For | For | |||
13 | Elect David L. Swift | Mgmt | For | For | For | |||
14 | Elect Yuan Fang | Mgmt | For | For | For | |||
15 | Elect Tohru Nagashima as Statutory Auditor | Mgmt | For | For | For | |||
16 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Junji Nagashima | Mgmt | For | For | For | |||
8 | Elect Shuji Etoh | Mgmt | For | For | For | |||
9 | Elect Itaru Nakamura | Mgmt | For | For | For | |||
10 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
11 | Elect Akihito Urashima | Mgmt | For | For | For | |||
12 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
13 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Naori Fukuda as Statutory Auditor | Mgmt | For | Against | Against | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 04/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect John Elkann | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | Against | Against | |||
9 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
10 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
11 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
12 | Elect Glenn Earle | Mgmt | For | For | For | |||
13 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
14 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
15 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
16 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
17 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Demerger | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Demerger | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Imperial Tobacco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMT | CINS G4721W102 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alison Cooper | Mgmt | For | For | For | |||
5 | Elect David J. Haines | Mgmt | For | For | For | |||
6 | Elect Michael Herlihy | Mgmt | For | For | For | |||
7 | Elect Matthew Phillips | Mgmt | For | For | For | |||
8 | Elect Oliver Tant | Mgmt | For | For | For | |||
9 | Elect Mark Williamson | Mgmt | For | For | For | |||
10 | Elect Karen Witts | Mgmt | For | For | For | |||
11 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Change in Company Name | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Supervisory Board Fees | Mgmt | For | Abstain | Against | |||
16 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | |||
17 | Elect Ann Sherry to the Supervisory Board | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | Abstain | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | Against | Against | |||
9 | Elect Willie Walsh | Mgmt | For | Against | Against | |||
10 | Elect Patrick Cescau | Mgmt | For | Against | Against | |||
11 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | Against | Against | |||
12 | Elect Denise Kingsmill | Mgmt | For | Against | Against | |||
13 | Elect James A. Lawrence | Mgmt | For | Against | Against | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | Against | Against | |||
15 | Elect Kieran Poynter | Mgmt | For | Against | Against | |||
16 | Elect Marjorie Scardino | Mgmt | For | Against | Against | |||
17 | Elect Alberto Miguel Terol Esteban | Mgmt | For | Against | Against | |||
18 | Elect Marc Bolland | Mgmt | For | Against | Against | |||
19 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | Against | Against | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Abstain | Against | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
10 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
11 | Elect Toshinori Shin | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
13 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
14 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
15 | Elect Hisao Taguchi | Mgmt | For | For | For | |||
16 | Elect Yasushi Suzuka | Mgmt | For | For | For | |||
17 | Elect Hiroyuki Kumasaka | Mgmt | For | For | For | |||
18 | Elect Shinji Hatta | Mgmt | For | For | For | |||
19 | Elect Osamu Kamo | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||
8 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
9 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
10 | Elect Main Kohda | Mgmt | For | For | For | |||
11 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | |||
8 | Elect Tohru Nagashima | Mgmt | For | For | For | |||
9 | Elect Masayuki Oku | Mgmt | For | For | For | |||
10 | Elect Toraki Inoue as Statutory Auditor | Mgmt | For | For | For | |||
11 | Outside Directors' Fees | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
5 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
6 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
7 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
8 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
9 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
11 | Elect Takashi Shohji | Mgmt | For | For | For | |||
12 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
17 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
18 | Elect Kohichi Ishizu | Mgmt | For | For | For | |||
19 | Elect Akira Yamashita | Mgmt | For | For | For | |||
20 | Elect Kakuji Takano | Mgmt | For | For | For | |||
21 | Elect Nobuaki Katoh | Mgmt | For | For | For | |||
22 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KYGA | CINS G52416107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Gerry Behan | Mgmt | For | For | For | |||
5 | Elect Hugh Brady | Mgmt | For | For | For | |||
6 | Elect Patrick Casey | Mgmt | For | For | For | |||
7 | Elect James Devane | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Tom Moran | Mgmt | For | For | For | |||
16 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
17 | Elect Philip Toomey | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/12/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Chairman | Mgmt | For | TNA | N/A | |||
8 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
9 | Elect Philippe P. Dauman | Mgmt | For | TNA | N/A | |||
10 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
11 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
12 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
13 | Elect Bruno Lafont | Mgmt | For | TNA | N/A | |||
14 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
15 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
16 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
17 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
18 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
20 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
21 | Elect Paul Desmarais, Jr. as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Oscar Fanjul as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Adrian Loader as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Nassef Sawiris as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Board Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Compensation | Mgmt | For | TNA | N/A | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | |||
6 | Elect YANG Yuanqing | Mgmt | For | For | For | |||
7 | Elect ZHAO John Huan | Mgmt | For | For | For | |||
8 | Elect Nicholas C. Allen | Mgmt | For | For | For | |||
9 | Retirement of TING Lee Sen | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lixil Group Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5938 | CINS J3893W103 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yohichiroh Ushioda | Mgmt | For | Against | Against | |||
4 | Elect Yoshizumi Kanamori | Mgmt | For | Against | Against | |||
5 | Elect Yoshinobu Kikuchi | Mgmt | For | Against | Against | |||
6 | Elect Keiichiroh Ina | Mgmt | For | Against | Against | |||
7 | Elect Hidehiko Satoh | Mgmt | For | Against | Against | |||
8 | Elect Tsutomu Kawaguchi | Mgmt | For | Against | Against | |||
9 | Elect Main Kohda Tokuko Sawa | Mgmt | For | Against | Against | |||
10 | Elect Barbara Judge | Mgmt | For | Against | Against | |||
11 | Elect Ryuichi Kawamoto | Mgmt | For | Against | Against | |||
12 | Elect Hirokazu Yamanashi | Mgmt | For | Against | Against | |||
13 | Elect Kinya Seto | Mgmt | For | Against | Against | |||
14 | Elect Toshimasa Iue | Mgmt | For | Against | Against | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Elect Francesco Milleri | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Transaction | Mgmt | For | Abstain | Against | |||
2 | Adoption of New Articles | Mgmt | For | Against | Against | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | Against | Against | |||
7 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 03/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approve Transaction | Mgmt | For | TNA | N/A | |||
3 | Adoption of New Articles | Mgmt | For | TNA | N/A | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | TNA | N/A | |||
8 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | TNA | N/A | |||
Metro Bank Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRO | CINS G60640102 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Vernon W. Hill, II | Mgmt | For | Against | Against | |||
3 | Elect Craig Donaldson | Mgmt | For | Against | Against | |||
4 | Elect Michael Brierley | Mgmt | For | Against | Against | |||
5 | Elect Alastair Gunn | Mgmt | For | Against | Against | |||
6 | Elect Stuart Bernau | Mgmt | For | Against | Against | |||
7 | Elect Keith Carby | Mgmt | For | Against | Against | |||
8 | Elect Lord Flight | Mgmt | For | Against | Against | |||
9 | Elect Eugene Lockhart | Mgmt | For | Against | Against | |||
10 | Elect Roger Farah | Mgmt | For | Against | Against | |||
11 | Elect Michael Snyder | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuo Onozawa as Director | Mgmt | For | For | For | |||
4 | Elect Kenji Iino | Mgmt | For | For | For | |||
5 | Elect Yukimi Ozeki | Mgmt | For | For | For | |||
6 | Bonus | Mgmt | For | For | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Elect Eyal Desheh | Mgmt | For | For | For | |||
4 | Elect Peter Seth Neustadter | Mgmt | For | For | For | |||
5 | Authority to Issue Shares and to Limit or Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
5 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
6 | Elect Tohru Inoue | Mgmt | For | For | For | |||
7 | Elect Norio Nakajima | Mgmt | For | For | For | |||
8 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
9 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
10 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
11 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
12 | Elect Junichi Tanaka | Mgmt | For | For | For | |||
13 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||
15 | Elect Hiroshi Ueno | Mgmt | For | For | For | |||
16 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
17 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Natixis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Insurance Benefits of Laurent Mignon, CEO | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
12 | Ratification of the Co-option of Francoise Lemalle to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Ratification of the Co-option of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
14 | Election of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
15 | Elect Stephanie Paix to the Board of Directors | Mgmt | For | Against | Against | |||
16 | Elect Alain Condaminas to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
19 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor (Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares (Short-term Incentive Plan) | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
8 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
9 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
10 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
11 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||
12 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
13 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
14 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||
5 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
6 | Elect Jun Sawada | Mgmt | For | For | For | |||
7 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||
8 | Elect Akira Shimada | Mgmt | For | For | For | |||
9 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
10 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
11 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
12 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
15 | Elect Takao Maezawa as Statutory Auditor | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CINS X61873133 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
21 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Numericable- SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable- SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, former CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chairman | Mgmt | For | For | For | |||
11 | Elect Jeremie Bonnin to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Luce Gendry to the Board of Directors | Mgmt | For | For | For | |||
14 | Ratification of the Co-Option of Michel Combes to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Eric Denoyer to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Alain Weill to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Alexandre Marque to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Manon Brouillette to the Board of Directors | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
20 | Amendment to Articles Regarding Corporate Name | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Grant Restricted Shares | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pandora A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNDORA | CINS K7681L102 | 03/16/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees for 2015 | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees for 2016 | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
11 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles Regarding Bearer Shares | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles Regarding Meeting Notice | Mgmt | For | TNA | N/A | |||
15 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
16 | Elect Peder Tuborgh | Mgmt | For | TNA | N/A | |||
17 | Elect Christian Frigast | Mgmt | For | TNA | N/A | |||
18 | Elect Allan L. Leighton | Mgmt | For | TNA | N/A | |||
19 | Elect Andrea Dawn Alvey | Mgmt | For | TNA | N/A | |||
20 | Elect Ronica Wang | Mgmt | For | TNA | N/A | |||
21 | Elect Anders Boyer-Sogaard | Mgmt | For | TNA | N/A | |||
22 | Elect Bjorn Gulden | Mgmt | For | TNA | N/A | |||
23 | Elect Per Bank | Mgmt | For | TNA | N/A | |||
24 | Elect Michael Hauge Sorensen | Mgmt | For | TNA | N/A | |||
25 | Elect Birgitta Stymne Goransson | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G7015D110 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alan Cook | Mgmt | For | Against | Against | |||
4 | Elect Emer Daly | Mgmt | For | Against | Against | |||
5 | Elect Jeremy Masding | Mgmt | For | Against | Against | |||
6 | Elect Julie O'Neill | Mgmt | For | Against | Against | |||
7 | Elect Richard Pike | Mgmt | For | Against | Against | |||
8 | Elect Ken Slattery | Mgmt | For | Against | Against | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Approve Directors' Fee Cap | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||
6 | Elect David Jenkinson | Mgmt | For | For | For | |||
7 | Elect Jonathan Davie | Mgmt | For | For | For | |||
8 | Elect Marion Sears | Mgmt | For | For | For | |||
9 | Elect Rachel Kentleton | Mgmt | For | For | For | |||
10 | Elect Nigel Mills | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RIB Software AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Sandy Moser | Mgmt | For | For | For | |||
11 | Elect Matthias Rumpelhardt | Mgmt | For | For | For | |||
12 | Elect Klaus Hirschle | Mgmt | For | For | For | |||
13 | Elect Martin A. Fischer | Mgmt | For | For | For | |||
14 | Elect Steve Swant | Mgmt | For | For | For | |||
15 | Change of Legal Form; Election of Directors | Mgmt | For | Against | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
4 | Elect Robert E. Brown | Mgmt | For | For | For | |||
5 | Elect Megan Clark | Mgmt | For | For | For | |||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||
7 | Elect Ann Godbehere | Mgmt | For | For | For | |||
8 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
9 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
10 | Elect Chris J. Lynch | Mgmt | For | For | For | |||
11 | Elect Paul M. Tellier | Mgmt | For | For | For | |||
12 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
13 | Elect John S. Varley | Mgmt | For | For | For | |||
14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements for First Half of 2016 | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Quarterly Financial Statements | Mgmt | For | For | For | |||
11 | Elect Werner Brandt | Mgmt | For | Against | Against | |||
12 | Elect Maria van der Hoeven | Mgmt | For | Against | Against | |||
13 | Elect Hans-Peter Keitel | Mgmt | For | Against | Against | |||
14 | Elect Martina Koederitz | Mgmt | For | Against | Against | |||
15 | Elect Dagmar Muhlenfeld | Mgmt | For | For | For | |||
16 | Elect Peter Ottmann | Mgmt | For | Against | Against | |||
17 | Elect Gunther Schartz | Mgmt | For | Against | Against | |||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
19 | Elect Wolfgang Schussel | Mgmt | For | Against | Against | |||
20 | Elect Ullrich Sierau | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Laurent Attal to the Board of Directors | Mgmt | For | Against | Against | |||
8 | Elect Claudie Haignere to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Carole Piwnica to the Board of Directors | Mgmt | For | Against | Against | |||
10 | Elect Thomas Sudhof to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Diane Souza to the Board of Directors | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECU-B | CINS W7912C118 | 05/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
9 | Elect Sara Mathew | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Increase in Authorised Capital | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Nicola Leibinger-Kammuller | Mgmt | For | Against | Against | |||
10 | Elect Jim Hagemann Snabe | Mgmt | For | Against | Against | |||
11 | Elect Werner Wenning | Mgmt | For | Against | Against | |||
12 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
13 | Spin-off and Transfer Agreement | Mgmt | For | For | For | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Dongwen | Mgmt | For | For | For | |||
6 | Elect LU Rongchang | Mgmt | For | For | For | |||
7 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | |||
5 | Elect James A. Lawrence | Mgmt | For | For | For | |||
6 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
7 | Elect Anthony Smurfit | Mgmt | For | For | For | |||
8 | Elect Frits Beurskens | Mgmt | For | For | For | |||
9 | Elect Christel Bories | Mgmt | For | For | For | |||
10 | Elect Thomas Brodin | Mgmt | For | For | For | |||
11 | Elect Irial Finan | Mgmt | For | For | For | |||
12 | Elect Gary McGann | Mgmt | For | For | For | |||
13 | Elect John Moloney | Mgmt | For | For | For | |||
14 | Elect Roberto Newell | Mgmt | For | For | For | |||
15 | Elect Rosemary Thorne | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
22 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Lorenzo Bini Smaghi, Non-Executive Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, Deputy CEOs | Mgmt | For | For | For | |||
11 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
12 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Juan Maria Nin Genova to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Emmanuel Roman to the Board of Directors | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights and Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | |||
23 | Authority to Issue Performance Shares (Other Employees) | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Re-elect Paul Berriman | Mgmt | For | For | For | |||
5 | Re-elect Charles Sitch | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Simon Moutter) | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEP Simon Moutter) | Mgmt | For | For | For | |||
8 | Amendments to Constitution | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Keith Hellawell | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Simon Bentley | Mgmt | For | For | For | |||
7 | Elect Dave Forsey | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Elect Matthew I. Pearson | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights (Rights Issue) | Mgmt | For | For | For | |||
15 | Amendment to the 2015 Share Scheme | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Solvency II) | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWED | CINS W9423X102 | 04/05/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of CEO's Acts | Mgmt | For | TNA | N/A | |||
17 | Ratification of Ulrika Francke's Acts | Mgmt | For | TNA | N/A | |||
18 | Ratification of Goran Hedman's Acts | Mgmt | For | TNA | N/A | |||
19 | Ratification of Lars Idermark's Acts | Mgmt | For | TNA | N/A | |||
20 | Ratification of Pia Rudengren's Acts | Mgmt | For | TNA | N/A | |||
21 | Ratification of Anders Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
22 | Ratification of Karl-Henrik Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
23 | Ratification of Siv Svensson's Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Anders Igel's Acts | Mgmt | For | TNA | N/A | |||
25 | Ratification of Charlotte Wallin's Acts | Mgmt | For | TNA | N/A | |||
26 | Ratification of Camilla Linder's Acts | Mgmt | For | TNA | N/A | |||
27 | Ratification of Roger Ljung's Acts | Mgmt | For | TNA | N/A | |||
28 | Ratification of Karin Sandstrom's Acts | Mgmt | For | TNA | N/A | |||
29 | Board Size | Mgmt | For | TNA | N/A | |||
30 | Directors and Auditor's Fees | Mgmt | For | TNA | N/A | |||
31 | Elect Bodil Eriksson | Mgmt | For | TNA | N/A | |||
32 | Elect Peter Norman | Mgmt | For | TNA | N/A | |||
33 | Elect Ulrika Francke | Mgmt | For | TNA | N/A | |||
34 | Elect Goran Hedman | Mgmt | For | TNA | N/A | |||
35 | Elect Lars Idermark | Mgmt | For | TNA | N/A | |||
36 | Elect Pia Rudengren | Mgmt | For | TNA | N/A | |||
37 | Elect Anders Sundstrom | Mgmt | Abstain | TNA | N/A | |||
38 | Elect Karl-Henrik Sundstrom | Mgmt | For | TNA | N/A | |||
39 | Elect Siv Svensson | Mgmt | For | TNA | N/A | |||
40 | Election of Chairman | Mgmt | For | TNA | N/A | |||
41 | Nomination Committee | Mgmt | For | TNA | N/A | |||
42 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
43 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
44 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
45 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
46 | Long Term Incentive Plan 2016 (EKEN) | Mgmt | For | TNA | N/A | |||
47 | Long Term Incentive Plan 2016 (IP 2016) | Mgmt | For | TNA | N/A | |||
48 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
49 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Lean-Concept | ShrHoldr | N/A | TNA | N/A | |||
51 | Shareholder Proposal Regarding Shareholder Communication | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Basic Services | ShrHoldr | N/A | TNA | N/A | |||
53 | Shareholder Proposal Regarding Absolute Equality Vision | ShrHoldr | N/A | TNA | N/A | |||
54 | Shareholder Proposal Regarding Equality Implementation | ShrHoldr | N/A | TNA | N/A | |||
55 | Shareholder Proposal Regarding Annual Report on Equality | ShrHoldr | N/A | TNA | N/A | |||
56 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
57 | Shareholder Proposal Regarding Board Fees | ShrHoldr | N/A | TNA | N/A | |||
58 | Shareholder Proposal Regarding Alerting Swedish Government About Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
59 | Shareholder Proposal Regarding Politicians Serving on the Board | ShrHoldr | N/A | TNA | N/A | |||
60 | Shareholder Proposal Regarding Cooling-Off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
61 | Shareholder Proposal Regarding Dismantling Swedbank Stadium Sign | ShrHoldr | N/A | TNA | N/A | |||
62 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMT | CINS Y85740267 | 08/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Satish Borwankar | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of Common Representative | Mgmt | For | For | For | |||
2 | Election of Common Representative; Term Length; Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Conversion of Savings Shares into Ordinary Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Russell A. Higgins | Mgmt | For | For | For | |||
3 | Re-elect Margaret L. Seale | Mgmt | For | For | For | |||
4 | Re-elect Steve Vamos | Mgmt | For | For | For | |||
5 | Elect Traci A.N. Vassallo | Mgmt | For | For | For | |||
6 | Equity Grant (CEO Andrew Penn) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
6 | Elect Laura M. Cha | Mgmt | For | For | For | |||
7 | Elect Vittorio Colao | Mgmt | For | For | For | |||
8 | Elect Louise O. Fresco | Mgmt | For | For | For | |||
9 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann | Mgmt | For | For | For | |||
11 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
12 | Elect Paul Polman | Mgmt | For | For | For | |||
13 | Elect John Rishton | Mgmt | For | For | For | |||
14 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
15 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
16 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
17 | Elect Youngme Moon | Mgmt | For | For | For | |||
18 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221126 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Retirement Benefits of Jacques Aschenbroich, CEO | Mgmt | For | For | For | |||
9 | Elect Mari-Noelle Jego-Laveissiere to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Veronique Weill to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Thierry Moulonguet to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Georges Pauget to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Ulrike Steinhorst to the Board of Directors | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
17 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (Jean-Maurice El Nouchi) | Mgmt | For | For | For | |||
19 | Remuneration of Pascal Colombani, Chairman (until February 18, 2016) | Mgmt | For | For | For | |||
20 | Remuneration of Jacques Aschenbroich, CEO | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Stock Split | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Amendment Regarding Directors' Age Limits | Mgmt | For | For | For | |||
25 | Amendments Regarding CEO and Deputy CEO Age Limits | Mgmt | For | For | For | |||
26 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jacques Aschenbroich to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Isabelle Courville to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Guillaume Texier to the Board of Directors | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot, Chairman and CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
8 | Elect Marilyn H. Spearing | Mgmt | For | For | For | |||
9 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
10 | Elect Patrick McCall | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect GUO Lijun | Mgmt | For | For | For | |||
5 | Elect ZHANG Taixi | Mgmt | For | For | For | |||
6 | Elect Conway LEE Kong Wai | Mgmt | For | Against | Against | |||
7 | Elect Kenneth Marc Sullivan | Mgmt | For | For | For | |||
8 | Elect YOU Mu | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
6 | Elect John P. Daly | Mgmt | For | For | For | |||
7 | Elect Gareth Davis | Mgmt | For | For | For | |||
8 | Elect Pilar Lopez | Mgmt | For | For | For | |||
9 | Elect John Martin | Mgmt | For | For | For | |||
10 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
11 | Elect Alan Murray | Mgmt | For | For | For | |||
12 | Elect Frank W. Roach | Mgmt | For | For | For | |||
13 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
Worldpay Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPG | CINS G97744109 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect John M. Allan | Mgmt | For | Against | Against | |||
7 | Elect James Brocklebank | Mgmt | For | Against | Against | |||
8 | Elect Philip Jansen | Mgmt | For | Against | Against | |||
9 | Elect Ron Khalifa | Mgmt | For | Against | Against | |||
10 | Elect Robin Marshall | Mgmt | For | Against | Against | |||
11 | Elect Rick Medlock | Mgmt | For | Against | Against | |||
12 | Elect Deanna W. Oppenheimer | Mgmt | For | Against | Against | |||
13 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |||
14 | Elect Martin Scicluna | Mgmt | For | Against | Against | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer -- Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
7 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
8 | Elect Paul Richardson | Mgmt | For | For | For | |||
9 | Elect Hugo Shong | Mgmt | For | For | For | |||
10 | Elect Timothy Shriver | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
16 | Elect Nicole Seligman | Mgmt | For | For | For | |||
17 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
5 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
9 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
10 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Growth Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
5 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
6 | Elect Alastair D. Lyons | Mgmt | For | Against | Against | |||
7 | Elect Henry Engelhardt | Mgmt | For | Against | Against | |||
8 | Elect David Stevens | Mgmt | For | Against | Against | |||
9 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
10 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
11 | Elect Annette Court | Mgmt | For | Against | Against | |||
12 | Elect Jean Park | Mgmt | For | Against | Against | |||
13 | Elect Penny James | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Amendment to Discretionary Free Share Scheme | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect TEO Swee Lian | Mgmt | For | For | For | |||
5 | Elect Narongchai Akrasanee | Mgmt | For | For | For | |||
6 | Elect George YEO Yong-Boon | Mgmt | For | For | For | |||
7 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ton Buchner to the Management Board | Mgmt | For | For | For | |||
10 | Amendment to Remuneration Policy (STI Metrics) | Mgmt | For | For | For | |||
11 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||
12 | Elect Sari Baldauf | Mgmt | For | For | For | |||
13 | Elect Ben Verwaayen | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
10 | Remuneration Report | Mgmt | For | TNA | N/A | |||
11 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
12 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
13 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
14 | Authority to Cancel VVPR-strips | Mgmt | For | TNA | N/A | |||
15 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
Anicom Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8715 | CINS J0166U103 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Nobuaki Komori | Mgmt | For | For | For | |||
4 | Elect Yumiko Momose | Mgmt | For | For | For | |||
5 | Elect Tohru Ishibashi | Mgmt | For | For | For | |||
6 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
7 | Elect Yoshiharu Kawanishi | Mgmt | For | For | For | |||
8 | Elect Satoshi Hirai | Mgmt | For | For | For | |||
9 | Elect Tatsuhiko Kamei | Mgmt | For | For | For | |||
10 | Elect Kazuo Suda as Statutory Auditor | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Timothy Clarke | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
10 | Elect Charles Sinclair | Mgmt | For | For | For | |||
11 | Elect Peter A. Smith | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | APPOINTMENT OF AUDITOR | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Yutaka Kase | Mgmt | For | For | For | |||
6 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
7 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
8 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
9 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
10 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aurobindo Pharma Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARBP | CINS Y04527142 | 12/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Shares and/or Covertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
Austevoll Seafood Asa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUSS | CINS R0814U100 | 05/25/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
7 | Minutes | Mgmt | For | TNA | N/A | |||
8 | Agenda | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
13 | Audit Committee Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
15 | Elect Helge Singelstad | Mgmt | For | TNA | N/A | |||
16 | Elect Helge Mogster | Mgmt | For | TNA | N/A | |||
17 | Elect Lill Maren Mogster | Mgmt | For | TNA | N/A | |||
18 | Elect Leif Teksum | Mgmt | For | TNA | N/A | |||
19 | Elect Helge Singelstad as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect Harald Eikesdal | Mgmt | For | TNA | N/A | |||
21 | Elect Anne Sofie Utne | Mgmt | For | TNA | N/A | |||
22 | Elect Nils Petter Hollekim | Mgmt | For | TNA | N/A | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXSB | CINS Y0487S137 | 07/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Usha Sangwan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||
6 | Elect S. Vishvanathan | Mgmt | For | For | For | |||
7 | Approval of Revised Remuneration of Sanjiv Misra | Mgmt | For | For | For | |||
8 | Appointment of Shikha Sharma (Managing Director and CEO); Approval of Remuneration | Mgmt | For | For | For | |||
9 | Approval of Revised Remuneration of V. Srinivasan | Mgmt | For | For | For | |||
10 | Elect Sanjeev Kumar Gupta | Mgmt | For | For | For | |||
11 | Appointment of Sanjeev Kumar Gupta (Executive Director (Corporate Centre) and CFO) | Mgmt | For | For | For | |||
12 | Approval of Revised Remuneration of Sanjeev Kumar Gupta | Mgmt | For | For | For | |||
13 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
15 | Amendment to Foreign Investment Restriction | Mgmt | For | For | For | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXSB | CINS Y0487S137 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Prasad R. Menon | Mgmt | For | For | For | |||
Barry Callebaut AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARN | CINS H05072105 | 12/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approval of Annual Report | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Approval of Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Allocation of Retained Earnings | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Board Size | Mgmt | For | TNA | N/A | |||
10 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | |||
11 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
12 | Elect Andreas Schmid | Mgmt | For | TNA | N/A | |||
13 | Elect Fernando Aguirre | Mgmt | For | TNA | N/A | |||
14 | Elect Jakob Bar | Mgmt | For | TNA | N/A | |||
15 | Elect James L. Donald | Mgmt | For | TNA | N/A | |||
16 | Elect Nicolas Jacobs | Mgmt | For | TNA | N/A | |||
17 | Elect Timothy E. Minges | Mgmt | For | TNA | N/A | |||
18 | Elect Wai Ling Liu | Mgmt | For | TNA | N/A | |||
19 | Elect Patrick De Maeseneire | Mgmt | For | TNA | N/A | |||
20 | Elect Andreas Jacobs as Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect James L. Donald as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Fernando Aguirre as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Wai Ling Liu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Patrick de Maeseneire as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Fixed Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Variable Compensation | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Basso Industry Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1527 | CINS Y0718G100 | 06/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 03/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Variation in Use of Proceeds from IPO | Mgmt | For | For | For | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 08/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rakesh Bharti Mittal | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Elect Rajiinder P. Singh | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | Against | Against | |||
8 | Related Party Transactions with Bharti Airtel Limited | Mgmt | For | For | For | |||
Casetek Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5264 | CINS G19303109 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect TAN Dan-Xu | Mgmt | For | For | For | |||
8 | Elect WANG Zheng-Wei | Mgmt | For | For | For | |||
9 | Elect LI Ming-Yu | Mgmt | For | For | For | |||
10 | Elect Director No.4 | Mgmt | For | Abstain | Against | |||
11 | Elect Director No.5 | Mgmt | For | Abstain | Against | |||
12 | Elect Director No.6 | Mgmt | For | Abstain | Against | |||
13 | Elect Director No.7 | Mgmt | For | Abstain | Against | |||
14 | Elect Director No.8 | Mgmt | For | Abstain | Against | |||
15 | Elect Director No.9 | Mgmt | For | Abstain | Against | |||
16 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Amendments to Articles 3, 7, 8, 13, 14, 16, 20, 21, 23 and 28 | Mgmt | For | For | For | |||
6 | Amendments to Article 14 | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulations Articles 2 and 12 | Mgmt | For | For | For | |||
8 | Amendments to General Meeting Regulations Article 10 | Mgmt | For | For | For | |||
9 | Elect Tobias Martinez Gimeno | Mgmt | For | For | For | |||
10 | Elect Francisco Reynes Massanet | Mgmt | For | For | For | |||
11 | Elect Francisco Jose Aljaro Navarro | Mgmt | For | For | For | |||
12 | Elect Jose Maria Coronas Guinart | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Graham A. Cubbin | Mgmt | For | For | For | |||
3 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
4 | Re-elect JoAnne Stephenson | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y1R36J108 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
6 | Directors' Report | Mgmt | For | For | For | |||
7 | Supervisors' Report | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Asset-Backed Securities | Mgmt | For | For | For | |||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/19/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
21 | Elect Nikos Stathopoulos | Mgmt | For | TNA | N/A | |||
22 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
23 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
24 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
25 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
26 | Elect Andrew G Barron as Chairman | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Share Savings Program 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to LTIP 2016 | Mgmt | For | TNA | N/A | |||
32 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Authority to Issue Treasury Pursuant to LTIP 2015 | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
36 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
37 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
5 | Elect Johnny Thomson | Mgmt | For | For | For | |||
6 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
7 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
8 | Elect Richard Cousins | Mgmt | For | For | For | |||
9 | Elect Gary Green | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Susan E. Murray | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compugroup Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 11/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Private Placement | Mgmt | For | TNA | N/A | |||
3 | Rights Issue | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Authorize Proxy to Vote on Additional Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
6 | Authorize Proxy to Vote on Additional Board Proposals | Mgmt | For | TNA | N/A | |||
Criteo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRTO | CUSIP 226718104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean-Baptiste Rudelle to the Board of Directors | Mgmt | For | For | For | |||
2 | Elect James Warner to the Board of Directors | Mgmt | For | For | For | |||
3 | Ratify the Co-Option of Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
4 | Elect Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
5 | Elect Eric Eichmann to the Board of Directors | Mgmt | For | For | For | |||
6 | Elect Domninique Vidal to the Board of Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation of ONE YEAR | Mgmt | For | Abstain | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation of TWO YEARS | Mgmt | Against | Abstain | N/A | |||
11 | Frequency of Advisory Vote on Executive Compensation of THREE YEARS | Mgmt | Against | Abstain | N/A | |||
12 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
13 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
17 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
18 | Related Party Transactions (France Digitale) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Approval of the 2016 Stock Option Plan | Mgmt | For | Against | Against | |||
21 | Amendment of Time-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
22 | Amendment of Performance-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
23 | Authority to Issue Stock Options | Mgmt | For | Against | Against | |||
24 | Authority to Grant Free Shares/RSUs (Employees) | Mgmt | For | Against | Against | |||
25 | Authority to Grant Performance Shares/PSUs (Executives) | Mgmt | For | Against | Against | |||
26 | Authority to Issue Warrants | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases Regarding Proposals 23.00 to 26.00 | Mgmt | For | Abstain | Against | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and/or Convertible Securities Through Private Placement to Qualified Institutional Investors | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
31 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
32 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
33 | Greenshoe | Mgmt | For | For | For | |||
34 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
35 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
36 | Amend Articles Regarding Quorum at General Meetings | Mgmt | For | For | For | |||
37 | Amend Articles Regarding Director and Censor Terms | Mgmt | For | For | For | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 12/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Pat A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
14 | Amendments to Memorandum of Association (Companies Act 2014) | Mgmt | For | For | For | |||
15 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 10/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Placing and Open Offer) | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEWANHOUS | CINS Y2055V112 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dheeraj R. Wadhawan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Kapil Wadhawan (Chairman and Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Elect Vijaya Sampath | Mgmt | For | Against | Against | |||
8 | Directors' Commission | Mgmt | For | For | For | |||
9 | Authority to Issue Non-convertible Debentures | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEWANHOUS | CINS Y2055V112 | 08/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||
dorma+kaba Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOKA | CINS H0536M155 | 10/20/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Ulrich Graf as Chairman | Mgmt | For | TNA | N/A | |||
7 | Elect Elton S.K. Chiu | Mgmt | For | TNA | N/A | |||
8 | Elect Daniel Daeniker | Mgmt | For | TNA | N/A | |||
9 | Elect Rolf Dorig | Mgmt | For | TNA | N/A | |||
10 | Elect Karina Dubs | Mgmt | For | TNA | N/A | |||
11 | Elect Hans Hess | Mgmt | For | TNA | N/A | |||
12 | Elect John Heppner | Mgmt | For | TNA | N/A | |||
13 | Elect Christine Mankel | Mgmt | For | TNA | N/A | |||
14 | Elect Stephanie Brecht-Bergen | Mgmt | For | TNA | N/A | |||
15 | Elect Hans Gummert | Mgmt | For | TNA | N/A | |||
16 | Elect Rolf Dorig as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Hans Gummert as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Hans Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Junji Nagashima | Mgmt | For | For | For | |||
8 | Elect Shuji Etoh | Mgmt | For | For | For | |||
9 | Elect Itaru Nakamura | Mgmt | For | For | For | |||
10 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
11 | Elect Akihito Urashima | Mgmt | For | For | For | |||
12 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
13 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Naori Fukuda as Statutory Auditor | Mgmt | For | Against | Against | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERJ | CUSIP 29082A107 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Cancellation of Stock Option Plan for Board of Directors | Mgmt | For | Against | Against | |||
Euronext NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENX | CINS N3113K397 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect Kerstin Gunther | Mgmt | For | Against | Against | |||
11 | Elect Dick Sluimers | Mgmt | For | Against | Against | |||
12 | Elect Maria Joao Borges Carioca Rodrigues to the Management Board | Mgmt | For | For | For | |||
13 | Authorisation of the Granting of Rights to French Beneficiaries | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 04/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect John Elkann | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | Against | Against | |||
9 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
10 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
11 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
12 | Elect Glenn Earle | Mgmt | For | For | For | |||
13 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
14 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
15 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
16 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
17 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Demerger | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Demerger | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Foxtons Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOXT | CINS G3654P100 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Final Dividend | Mgmt | For | For | For | |||
3 | Special Dividend | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Andrew J. Adcock | Mgmt | For | For | For | |||
6 | Elect Ian E. Barlow | Mgmt | For | For | For | |||
7 | Elect Michael Brown | Mgmt | For | For | For | |||
8 | Elect Nic Budden | Mgmt | For | For | For | |||
9 | Elect Annette Court | Mgmt | For | For | For | |||
10 | Elect Gerard Nieslony | Mgmt | For | For | For | |||
11 | Elect Garry Watts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Cancellation of Share Premium Account | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committees Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of the Audit and Corporate Governance Committee Chairman | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares; Report on the Company's Repurchase Programme | Mgmt | For | For | For | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Dividend Policy | Mgmt | For | For | For | |||
2 | Interim Dividend | Mgmt | For | For | For | |||
3 | Report on Tax Compliance | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Amendments to Shared Responsibility Agreement | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares to the Investment Manager | Mgmt | For | For | For | |||
13 | Disapplication of Preemptive Rights (Investment Manager) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
18 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Internalization | Mgmt | For | For | For | |||
2 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
3 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
4 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hua Han Biopharmaceutical Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0587 | CINS G4638Y100 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peter ZHANG Y. | Mgmt | For | For | For | |||
6 | Elect ZHOU Chong Ke | Mgmt | For | For | For | |||
7 | Elect LIN Shu Guang | Mgmt | For | For | For | |||
8 | Elect ZHOU Xin | Mgmt | For | For | For | |||
9 | Elect TSO Sze Wai | Mgmt | For | For | For | |||
10 | Elect CHEN Lei | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||
17 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
18 | Change in Company Name | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | Against | Against | |||
8 | Elect Cyril Poidatz to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Thomas Reynaud to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Antoine Levavasseur to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Olivier Rosenfeld to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Marie-Christine Levet to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Corinne Vigreux to the Board of Directors | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Remuneration of Cyril Poidatz (Chairman) | Mgmt | For | For | For | |||
16 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
17 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel and Thomas Reynaud, deputy CEOs | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
19 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Supervisory Board Fees | Mgmt | For | Abstain | Against | |||
16 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | |||
17 | Elect Ann Sherry to the Supervisory Board | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | Abstain | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | Against | Against | |||
9 | Elect Willie Walsh | Mgmt | For | Against | Against | |||
10 | Elect Patrick Cescau | Mgmt | For | Against | Against | |||
11 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | Against | Against | |||
12 | Elect Denise Kingsmill | Mgmt | For | Against | Against | |||
13 | Elect James A. Lawrence | Mgmt | For | Against | Against | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | Against | Against | |||
15 | Elect Kieran Poynter | Mgmt | For | Against | Against | |||
16 | Elect Marjorie Scardino | Mgmt | For | Against | Against | |||
17 | Elect Alberto Miguel Terol Esteban | Mgmt | For | Against | Against | |||
18 | Elect Marc Bolland | Mgmt | For | Against | Against | |||
19 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | Against | Against | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Abstain | Against | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ITV plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITV | CINS G4984A110 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Final Dividend | Mgmt | For | For | For | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Elect Anna Manz | Mgmt | For | For | For | |||
6 | Elect Peter Bazalgette | Mgmt | For | For | For | |||
7 | Elect Adam Crozier | Mgmt | For | For | For | |||
8 | Elect Roger Faxon | Mgmt | For | For | For | |||
9 | Elect Ian Griffiths | Mgmt | For | For | For | |||
10 | Elect Mary Harris | Mgmt | For | For | For | |||
11 | Elect Andy Haste | Mgmt | For | For | For | |||
12 | Elect John Ormerod | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles | Mgmt | For | For | For | |||
21 | Share Incentive Plan | Mgmt | For | For | For | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
10 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
11 | Elect Toshinori Shin | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
13 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
14 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
15 | Elect Hisao Taguchi | Mgmt | For | For | For | |||
16 | Elect Yasushi Suzuka | Mgmt | For | For | For | |||
17 | Elect Hiroyuki Kumasaka | Mgmt | For | For | For | |||
18 | Elect Shinji Hatta | Mgmt | For | For | For | |||
19 | Elect Osamu Kamo | Mgmt | For | For | For | |||
Japan Hotel REIT Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8985 | CINS J2761Q107 | 11/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Kaname Masuda as Executive Director | Mgmt | For | For | For | |||
3 | Elect Hiroshi Matsuzawa | Mgmt | For | For | For | |||
4 | Elect Tetsuya Mishiku | Mgmt | For | For | For | |||
5 | Elect Hiroto Kashii | Mgmt | For | For | For | |||
6 | Elect Hisashi Furukawa as Alternate Executive Director | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||
8 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
9 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
10 | Elect Main Kohda | Mgmt | For | For | For | |||
11 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Jenoptik AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEN | CINS D3721X105 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Doreen Nowotne | Mgmt | For | Against | Against | |||
10 | Elect Evert Dudok | Mgmt | For | Against | Against | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
Johnson Matthey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JMAT | CINS G51604158 | 12/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kaneka Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4118 | CINS J2975N106 | 06/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Elect Kimikazu Sugawara | Mgmt | For | TNA | N/A | |||
3 | Elect Mamoru Kadokura | Mgmt | For | TNA | N/A | |||
4 | Elect Hirosaku Nagano | Mgmt | For | TNA | N/A | |||
5 | Elect Minoru Tanaka | Mgmt | For | TNA | N/A | |||
6 | Elect Toshio Nakamura | Mgmt | For | TNA | N/A | |||
7 | Elect Akira Iwazawa | Mgmt | For | TNA | N/A | |||
8 | Elect Hidesuke Amachi | Mgmt | For | TNA | N/A | |||
9 | Elect Shinichiroh Kametaka | Mgmt | For | TNA | N/A | |||
10 | Elect Shinobu Ishihara | Mgmt | For | TNA | N/A | |||
11 | Elect Kazuhiko Fujii | Mgmt | For | TNA | N/A | |||
12 | Elect Takeo Inokuchi | Mgmt | For | TNA | N/A | |||
13 | Elect Mamoru Mohri | Mgmt | For | TNA | N/A | |||
14 | Elect Hideyuki Matsui | Mgmt | For | TNA | N/A | |||
15 | Elect Yasuhiro Uozumi | Mgmt | For | TNA | N/A | |||
16 | Elect Masafumi Nakahigashi as Alternate Statutory Auditor | Mgmt | For | TNA | N/A | |||
17 | Bonus | Mgmt | For | TNA | N/A | |||
18 | Renewal of Takeover Defense Plan | Mgmt | For | TNA | N/A | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
5 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
6 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
7 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
8 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
9 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
11 | Elect Takashi Shohji | Mgmt | For | For | For | |||
12 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
17 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
18 | Elect Kohichi Ishizu | Mgmt | For | For | For | |||
19 | Elect Akira Yamashita | Mgmt | For | For | For | |||
20 | Elect Kakuji Takano | Mgmt | For | For | For | |||
21 | Elect Nobuaki Katoh | Mgmt | For | For | For | |||
22 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cathy Hendrickson | Mgmt | For | For | For | |||
1.2 | Elect Stanley R. Zax | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KYGA | CINS G52416107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Gerry Behan | Mgmt | For | For | For | |||
5 | Elect Hugh Brady | Mgmt | For | For | For | |||
6 | Elect Patrick Casey | Mgmt | For | For | For | |||
7 | Elect James Devane | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Tom Moran | Mgmt | For | For | For | |||
16 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
17 | Elect Philip Toomey | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/12/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Chairman | Mgmt | For | TNA | N/A | |||
8 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
9 | Elect Philippe P. Dauman | Mgmt | For | TNA | N/A | |||
10 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
11 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
12 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
13 | Elect Bruno Lafont | Mgmt | For | TNA | N/A | |||
14 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
15 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
16 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
17 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
18 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
20 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
21 | Elect Paul Desmarais, Jr. as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Oscar Fanjul as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Adrian Loader as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Nassef Sawiris as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Board Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Compensation | Mgmt | For | TNA | N/A | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | |||
6 | Elect YANG Yuanqing | Mgmt | For | For | For | |||
7 | Elect ZHAO John Huan | Mgmt | For | For | For | |||
8 | Elect Nicholas C. Allen | Mgmt | For | For | For | |||
9 | Retirement of TING Lee Sen | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lixil Group Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5938 | CINS J3893W103 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yohichiroh Ushioda | Mgmt | For | Against | Against | |||
4 | Elect Yoshizumi Kanamori | Mgmt | For | Against | Against | |||
5 | Elect Yoshinobu Kikuchi | Mgmt | For | Against | Against | |||
6 | Elect Keiichiroh Ina | Mgmt | For | Against | Against | |||
7 | Elect Hidehiko Satoh | Mgmt | For | Against | Against | |||
8 | Elect Tsutomu Kawaguchi | Mgmt | For | Against | Against | |||
9 | Elect Main Kohda Tokuko Sawa | Mgmt | For | Against | Against | |||
10 | Elect Barbara Judge | Mgmt | For | Against | Against | |||
11 | Elect Ryuichi Kawamoto | Mgmt | For | Against | Against | |||
12 | Elect Hirokazu Yamanashi | Mgmt | For | Against | Against | |||
13 | Elect Kinya Seto | Mgmt | For | Against | Against | |||
14 | Elect Toshimasa Iue | Mgmt | For | Against | Against | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Elect Francesco Milleri | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Transaction | Mgmt | For | Abstain | Against | |||
2 | Adoption of New Articles | Mgmt | For | Against | Against | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | Against | Against | |||
7 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 03/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approve Transaction | Mgmt | For | TNA | N/A | |||
3 | Adoption of New Articles | Mgmt | For | TNA | N/A | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | TNA | N/A | |||
8 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | TNA | N/A | |||
Metro Bank Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRO | CINS G60640102 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Vernon W. Hill, II | Mgmt | For | Against | Against | |||
3 | Elect Craig Donaldson | Mgmt | For | Against | Against | |||
4 | Elect Michael Brierley | Mgmt | For | Against | Against | |||
5 | Elect Alastair Gunn | Mgmt | For | Against | Against | |||
6 | Elect Stuart Bernau | Mgmt | For | Against | Against | |||
7 | Elect Keith Carby | Mgmt | For | Against | Against | |||
8 | Elect Lord Flight | Mgmt | For | Against | Against | |||
9 | Elect Eugene Lockhart | Mgmt | For | Against | Against | |||
10 | Elect Roger Farah | Mgmt | For | Against | Against | |||
11 | Elect Michael Snyder | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Elect Eyal Desheh | Mgmt | For | For | For | |||
4 | Elect Peter Seth Neustadter | Mgmt | For | For | For | |||
5 | Authority to Issue Shares and to Limit or Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 11/30/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Ratify Appointment of Statutory Auditor | Mgmt | For | TNA | N/A | |||
3 | Suppression of Preemptive Rights for Share Capital Increase (Mota Gestao e Participacoes - Sociedade Gestora de Participacoes Sociais S.A.) | Mgmt | For | TNA | N/A | |||
4 | Authority to Increase Share Capital | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
5 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
6 | Elect Tohru Inoue | Mgmt | For | For | For | |||
7 | Elect Norio Nakajima | Mgmt | For | For | For | |||
8 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
9 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
10 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
11 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
12 | Elect Junichi Tanaka | Mgmt | For | For | For | |||
13 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||
15 | Elect Hiroshi Ueno | Mgmt | For | For | For | |||
16 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
17 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Natixis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Insurance Benefits of Laurent Mignon, CEO | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
12 | Ratification of the Co-option of Francoise Lemalle to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Ratification of the Co-option of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
14 | Election of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
15 | Elect Stephanie Paix to the Board of Directors | Mgmt | For | Against | Against | |||
16 | Elect Alain Condaminas to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
19 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor (Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares (Short-term Incentive Plan) | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nidec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6594 | CINS J52968104 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
3 | Elect Hiroshi Kobe | Mgmt | For | For | For | |||
4 | Elect Mikio Katayama | Mgmt | For | For | For | |||
5 | Elect Akira Satoh | Mgmt | For | For | For | |||
6 | Elect Toshihiko Miyabe | Mgmt | For | For | For | |||
7 | Elect Kiyoto Ido | Mgmt | For | For | For | |||
8 | Elect Noriko Ishida | Mgmt | For | For | For | |||
9 | Elect Eisuke Nagatomo | Mgmt | For | For | For | |||
10 | Elect Junko Watanabe | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
8 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
9 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
10 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
11 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||
12 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
13 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
14 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||
5 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
6 | Elect Jun Sawada | Mgmt | For | For | For | |||
7 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||
8 | Elect Akira Shimada | Mgmt | For | For | For | |||
9 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
10 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
11 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
12 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
15 | Elect Takao Maezawa as Statutory Auditor | Mgmt | For | For | For | |||
Nippon Television Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9404 | CINS J56171101 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
4 | Elect Yoshio Ohkubo | Mgmt | For | For | For | |||
5 | Elect Yoshinobu Kosugi | Mgmt | For | For | For | |||
6 | Elect Kimio Maruyama | Mgmt | For | For | For | |||
7 | Elect Akira Ishizawa | Mgmt | For | For | For | |||
8 | Elect Yohji Sugahara | Mgmt | For | For | For | |||
9 | Elect Kenichi Hirose | Mgmt | For | For | For | |||
10 | Elect Tsuneo Watanabe | Mgmt | For | For | For | |||
11 | Elect Hiroshi Maeda | Mgmt | For | For | For | |||
12 | Elect Takashi Imai | Mgmt | For | For | For | |||
13 | Elect Ken Satoh | Mgmt | For | For | For | |||
14 | Elect Tadao Kakizoe | Mgmt | For | For | For | |||
15 | Elect Yasushi Manago | Mgmt | For | For | For | |||
16 | Elect Yasuhiro Nose | Mgmt | For | Against | Against | |||
17 | Elect Norio Mochizuki | Mgmt | For | Against | Against | |||
18 | Elect Katsuhiro Masukata as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CINS X61873133 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
2 | Elect Paul Kenyon | Mgmt | For | For | For | |||
3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
4 | Elect Noam Gottesman | Mgmt | For | For | For | |||
5 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Lord Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
21 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Numericable- SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable- SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, former CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chairman | Mgmt | For | For | For | |||
11 | Elect Jeremie Bonnin to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Luce Gendry to the Board of Directors | Mgmt | For | For | For | |||
14 | Ratification of the Co-Option of Michel Combes to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Eric Denoyer to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Alain Weill to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Alexandre Marque to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Manon Brouillette to the Board of Directors | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
20 | Amendment to Articles Regarding Corporate Name | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Grant Restricted Shares | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Oberoi Realty Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OBEROIRLTY | CINS Y6424D109 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Bindu Oberoi | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Karamjit Singh Kalsi | Mgmt | For | Against | Against | |||
8 | Directors' Commission | Mgmt | For | For | For | |||
9 | Approval of Revised Remuneration of Saumil Daru | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Adoption of New Articles | Mgmt | For | Against | Against | |||
12 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
Oberoi Realty Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OBEROIRLTY | CINS Y6424D109 | 07/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Preferential Allotment of Equity Shares | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/14/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Opening of Meeting; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Compensation Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
8 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles Regarding Board Observer | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
11 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
12 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
13 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
14 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
15 | Elect Lisbeth Valther | Mgmt | For | TNA | N/A | |||
16 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
17 | Elect Nils K. Selte | Mgmt | For | TNA | N/A | |||
18 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
19 | Elect Stein Erik Hagen as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect Grace Reksten Skaugen as Vice Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect Anders Christian Stray Ryssdal | Mgmt | For | TNA | N/A | |||
22 | Elect Karin Bing Orgland | Mgmt | For | TNA | N/A | |||
23 | Elect Leiv Askvig | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Christian Stray Ryssdal as Nomination Committee Chairman | Mgmt | For | TNA | N/A | |||
25 | Directors' Fees | Mgmt | For | TNA | N/A | |||
26 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
27 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G7015D110 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alan Cook | Mgmt | For | Against | Against | |||
4 | Elect Emer Daly | Mgmt | For | Against | Against | |||
5 | Elect Jeremy Masding | Mgmt | For | Against | Against | |||
6 | Elect Julie O'Neill | Mgmt | For | Against | Against | |||
7 | Elect Richard Pike | Mgmt | For | Against | Against | |||
8 | Elect Ken Slattery | Mgmt | For | Against | Against | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Approve Directors' Fee Cap | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Issue Shares Program | Mgmt | For | Against | Against | |||
3 | Change in the Danapera pension fund premium | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 07/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Quebecor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBR.A | CUSIP 748193208 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christian Dube | Mgmt | For | For | For | |||
1.2 | Elect Robert Pare | Mgmt | For | For | For | |||
1.3 | Elect Normand Provost | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Diversity Policy | ShrHoldr | Against | Against | For | |||
Rakuten Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4755 | CINS J64264104 | 03/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |||
4 | Elect Masayuki Hosaka | Mgmt | For | For | For | |||
5 | Elect Charles B. Baxter | Mgmt | For | For | For | |||
6 | Elect Ken Kutaragi | Mgmt | For | For | For | |||
7 | Elect Jun Murai | Mgmt | For | For | For | |||
8 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
9 | Elect Joshua G. James | Mgmt | For | For | For | |||
10 | Elect Takashi Mitachi | Mgmt | For | For | For | |||
11 | Elect Katsuyuki Yamaguchi | Mgmt | For | Against | Against | |||
12 | Elect Takahide Uchida | Mgmt | For | Against | Against | |||
13 | Equity Compensation Plan for Inside Directors, Executive Officers and Employees | Mgmt | For | Against | Against | |||
14 | Equity Compensation Plan for Outside Directors | Mgmt | For | Against | Against | |||
15 | Equity Compensation Plan for Statutory Auditors | Mgmt | For | Against | Against | |||
16 | Adoption of Appendix Concerning Share Options for California Residents | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Standalone Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Performance Share Plan | Mgmt | For | For | For | |||
6 | Deferred Share Bonus Plan | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Elect Mark Dixon | Mgmt | For | For | For | |||
12 | Elect Dominik de Daniel | Mgmt | For | For | For | |||
13 | Elect Lance Browne | Mgmt | For | For | For | |||
14 | Elect Elmar Heggen | Mgmt | For | For | For | |||
15 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
16 | Elect Francois Pauly | Mgmt | For | For | For | |||
17 | Elect Florence Pierre | Mgmt | For | For | For | |||
18 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
21 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
22 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
23 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
RIB Software AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Sandy Moser | Mgmt | For | For | For | |||
11 | Elect Matthias Rumpelhardt | Mgmt | For | For | For | |||
12 | Elect Klaus Hirschle | Mgmt | For | For | For | |||
13 | Elect Martin A. Fischer | Mgmt | For | For | For | |||
14 | Elect Steve Swant | Mgmt | For | For | For | |||
15 | Change of Legal Form; Election of Directors | Mgmt | For | Against | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements for First Half of 2016 | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Quarterly Financial Statements | Mgmt | For | For | For | |||
11 | Elect Werner Brandt | Mgmt | For | Against | Against | |||
12 | Elect Maria van der Hoeven | Mgmt | For | Against | Against | |||
13 | Elect Hans-Peter Keitel | Mgmt | For | Against | Against | |||
14 | Elect Martina Koederitz | Mgmt | For | Against | Against | |||
15 | Elect Dagmar Muhlenfeld | Mgmt | For | For | For | |||
16 | Elect Peter Ottmann | Mgmt | For | Against | Against | |||
17 | Elect Gunther Schartz | Mgmt | For | Against | Against | |||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
19 | Elect Wolfgang Schussel | Mgmt | For | Against | Against | |||
20 | Elect Ullrich Sierau | Mgmt | For | For | For | |||
Salmar Asa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SALM | CINS R7445C102 | 06/07/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A | |||
6 | Voting List; Agenda | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividend | Mgmt | For | TNA | N/A | |||
9 | Directors' Fees | Mgmt | For | TNA | N/A | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
11 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
12 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
13 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
14 | Elect Kjell Storeide | Mgmt | For | TNA | N/A | |||
15 | Elect Tove Nedreberg | Mgmt | For | TNA | N/A | |||
16 | Elect Helge Moen | Mgmt | For | TNA | N/A | |||
17 | Elect Endre Kolbjornsen | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | For | For | |||
3 | Elect SONG Kwang Soo | Mgmt | For | For | For | |||
4 | Elect PARK Jae Wan | Mgmt | For | For | For | |||
5 | Elect YOON Boo Keun | Mgmt | For | For | For | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | |||
7 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Shinichi Yokoyama | Mgmt | For | Against | Against | |||
10 | Elect Ikuo Katoh | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
9 | Elect Sara Mathew | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Increase in Authorised Capital | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shiseido Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Tsunehiko Iwai | Mgmt | For | For | For | |||
5 | Elect Tohru Sakai | Mgmt | For | For | For | |||
6 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shohichiroh Iwata | Mgmt | For | For | For | |||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
9 | Elect Tatsuo Uemura | Mgmt | For | For | For | |||
10 | Elect Eiko Tsujiyama as Statutory Auditor | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Long Term Incentive Plan | Mgmt | For | Against | Against | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jun Ho | Mgmt | For | For | For | |||
3 | Elect PARK Jung Ho | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Dongwen | Mgmt | For | For | For | |||
6 | Elect LU Rongchang | Mgmt | For | For | For | |||
7 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | |||
5 | Elect James A. Lawrence | Mgmt | For | For | For | |||
6 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
7 | Elect Anthony Smurfit | Mgmt | For | For | For | |||
8 | Elect Frits Beurskens | Mgmt | For | For | For | |||
9 | Elect Christel Bories | Mgmt | For | For | For | |||
10 | Elect Thomas Brodin | Mgmt | For | For | For | |||
11 | Elect Irial Finan | Mgmt | For | For | For | |||
12 | Elect Gary McGann | Mgmt | For | For | For | |||
13 | Elect John Moloney | Mgmt | For | For | For | |||
14 | Elect Roberto Newell | Mgmt | For | For | For | |||
15 | Elect Rosemary Thorne | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
22 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Sohgo Security Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2331 | CINS J7607Z104 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Atsushi Murai | Mgmt | For | For | For | |||
4 | Elect Yukiyasu Aoyama | Mgmt | For | For | For | |||
5 | Elect Yuichi Miyazawa | Mgmt | For | For | For | |||
6 | Elect Kiyomi Hara | Mgmt | For | For | For | |||
7 | Elect Yoshiroh Kuribayashi | Mgmt | For | For | For | |||
8 | Elect Hirohisa Hokari | Mgmt | For | For | For | |||
9 | Elect Hiraku Ohtani | Mgmt | For | For | For | |||
10 | Elect Tsuyoshi Murai | Mgmt | For | For | For | |||
11 | Elect Yutaka Takehana | Mgmt | For | For | For | |||
12 | Elect Masakazu Iwaki | Mgmt | For | For | For | |||
Sopra Steria Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOP | CINS F20906115 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Pierre Pasquier, Executive Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Francois Enaud, CEO (until March 17, 2015) | Mgmt | For | For | For | |||
11 | Remuneration of Vincent Paris, CEO (from March 17, 2015) | Mgmt | For | For | For | |||
12 | Elect Jessica Scale to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Auditeurs & Conseils Associes) and Alternate Auditor (Pimpaneau & Associes) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
20 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
25 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
28 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sound Global Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
00967 | CINS Y80748109 | 01/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect LIU Wei | Mgmt | For | For | For | |||
5 | Elect MA Yuanju | Mgmt | For | For | For | |||
6 | Elect ZHANG Shuting | Mgmt | For | For | For | |||
7 | Elect LUO Jianhua | Mgmt | For | For | For | |||
8 | Elect WEN Yibo | Mgmt | For | For | For | |||
9 | Elect JIANG Anping | Mgmt | For | Against | Against | |||
10 | Directors' Fees for FY 2014 | Mgmt | For | For | For | |||
11 | Authority to Fix Directors' Remuneration | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Sound Global Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
00967 | CINS Y80748109 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Keith Hellawell | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Simon Bentley | Mgmt | For | For | For | |||
7 | Elect Dave Forsey | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Elect Matthew I. Pearson | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights (Rights Issue) | Mgmt | For | For | For | |||
15 | Amendment to the 2015 Share Scheme | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Solvency II) | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Stroer SE & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAX | CINS D8169G100 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts of Stroer SE | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||
9 | Elect Anette Bronder | Mgmt | For | Against | Against | |||
10 | Elect Vicente Vento Bosch | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Elect Christoph Vilanek | Mgmt | For | Against | Against | |||
13 | Elect Dirk Stroer | Mgmt | For | For | For | |||
14 | Elect Ulrich Voigt | Mgmt | For | Against | Against | |||
15 | Elect Julia Flemmerer | Mgmt | For | For | For | |||
16 | Elect Anette Bronder | Mgmt | For | Against | Against | |||
17 | Elect Vicente Vento Bosch | Mgmt | For | For | For | |||
18 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | For | For | |||
19 | Amendment to Stock Option Plan 2013 | Mgmt | For | For | For | |||
20 | Approval of Profit-and-Loss Transfer Agreements | Mgmt | For | For | For | |||
21 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Sumitomo Warehouse Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Shohichi Abe | Mgmt | For | For | For | |||
3 | Elect Takanori Ono | Mgmt | For | For | For | |||
4 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
5 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
7 | Elect Takafumi Watanabe | Mgmt | For | For | For | |||
8 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
9 | Elect Mutsuo Mabuchi as Statutory Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Surya Semesta Internusa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSIA | CINS Y7147Y131 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
5 | Elect Johannes Suriadjaja | Mgmt | For | Against | Against | |||
Sweco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWECB | CINS W9421X112 | 04/14/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
21 | Share Bonus Plan 2016 | Mgmt | For | TNA | N/A | |||
22 | Issue of Series C Shares Pursuant to Share Bonus Scheme 2016 | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Series C Shares Pursuant to Share Bonus Scheme 2016 | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares Pursuant to Share Bonus Scheme 2016 | Mgmt | For | TNA | N/A | |||
25 | Authority to Transfer Series B Treasury Shares Pursuant to Share Bonus Scheme 2016 | Mgmt | For | TNA | N/A | |||
26 | Authority to Transfer Treasury Shares to Secure Payment of Social Security Contributions | Mgmt | For | TNA | N/A | |||
27 | Authority to Issue Treasury Shares Pursuant to Share Bonus Scheme 2015 | Mgmt | For | TNA | N/A | |||
28 | Share Saving Scheme 2016 | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares Pursuant to Share Saving Scheme 2016 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to Share Saving Scheme 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to Share Saving Scheme 2013 | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMT | CINS Y85740267 | 08/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Satish Borwankar | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of Common Representative | Mgmt | For | For | For | |||
2 | Election of Common Representative; Term Length; Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Conversion of Savings Shares into Ordinary Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unifin Financiera Sapi De CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIFIN | CINS P94461103 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO and Auditor's Report | Mgmt | For | For | For | |||
2 | Report of the Board | Mgmt | For | For | For | |||
3 | Operations and Activities Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | Against | Against | |||
5 | Audit and Corporate Governance Committees' Reports | Mgmt | For | For | For | |||
6 | Report on Tax Compliance | Mgmt | For | For | For | |||
7 | Authority to Increase Legal Reserve | Mgmt | For | Against | Against | |||
8 | Allocation of Dividends | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
10 | Ratification of Board and CEO's Acts | Mgmt | For | Against | Against | |||
11 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
12 | Election of Board Committee Members; Fees | Mgmt | For | Against | Against | |||
13 | Election of Secretary and Deputy Secretary | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Election of Meeting Delegates | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Veolia Environnement S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jacques Aschenbroich to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Isabelle Courville to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Guillaume Texier to the Board of Directors | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot, Chairman and CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vina Concha y Toro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCO | CINS P9796J100 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Chile | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor & Risk Rating Agency | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Directors' Committee Fees and Budget | Mgmt | For | Against | Against | |||
6 | Publication of Company Notices | Mgmt | For | For | For | |||
7 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
8 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
8 | Elect Marilyn H. Spearing | Mgmt | For | For | For | |||
9 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
10 | Elect Patrick McCall | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Welspun India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WELSPUNIND | CINS Y9535J114 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Split | Mgmt | For | For | For | |||
3 | Amendments to Memorandum (Share Capital Structure) | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect GUO Lijun | Mgmt | For | For | For | |||
5 | Elect ZHANG Taixi | Mgmt | For | For | For | |||
6 | Elect Conway LEE Kong Wai | Mgmt | For | Against | Against | |||
7 | Elect Kenneth Marc Sullivan | Mgmt | For | For | For | |||
8 | Elect YOU Mu | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
6 | Elect John P. Daly | Mgmt | For | For | For | |||
7 | Elect Gareth Davis | Mgmt | For | For | For | |||
8 | Elect Pilar Lopez | Mgmt | For | For | For | |||
9 | Elect John Martin | Mgmt | For | For | For | |||
10 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
11 | Elect Alan Murray | Mgmt | For | For | For | |||
12 | Elect Frank W. Roach | Mgmt | For | For | For | |||
13 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
Worldpay Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPG | CINS G97744109 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect John M. Allan | Mgmt | For | Against | Against | |||
7 | Elect James Brocklebank | Mgmt | For | Against | Against | |||
8 | Elect Philip Jansen | Mgmt | For | Against | Against | |||
9 | Elect Ron Khalifa | Mgmt | For | Against | Against | |||
10 | Elect Robin Marshall | Mgmt | For | Against | Against | |||
11 | Elect Rick Medlock | Mgmt | For | Against | Against | |||
12 | Elect Deanna W. Oppenheimer | Mgmt | For | Against | Against | |||
13 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |||
14 | Elect Martin Scicluna | Mgmt | For | Against | Against | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer -- Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
7 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
8 | Elect Paul Richardson | Mgmt | For | For | For | |||
9 | Elect Hugo Shong | Mgmt | For | For | For | |||
10 | Elect Timothy Shriver | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
16 | Elect Nicole Seligman | Mgmt | For | For | For | |||
17 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
X5 Retail Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Andrey Elinson to the Supervisory Board | Mgmt | For | For | For | |||
10 | Amendment to the Supervisory Board Remuneration Policy | Mgmt | For | Against | Against | |||
11 | Supervisory Board Fees | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
5 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
9 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
10 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Appointment of Amit Goenka (CEO of Asia Today Ltd., Mauritius); Approval of Remuneration | Mgmt | For | For | For | |||
3 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Value Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
ACE Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 10/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Merger/Acquisition | Mgmt | For | For | For | |||
4 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
5 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
8 | Board Compensation | Mgmt | For | For | For | |||
9 | Additional or Miscellaneous Proposals | ShrHoldr | For | Against | Against | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
5 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
6 | Elect Alastair D. Lyons | Mgmt | For | Against | Against | |||
7 | Elect Henry Engelhardt | Mgmt | For | Against | Against | |||
8 | Elect David Stevens | Mgmt | For | Against | Against | |||
9 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
10 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
11 | Elect Annette Court | Mgmt | For | Against | Against | |||
12 | Elect Jean Park | Mgmt | For | Against | Against | |||
13 | Elect Penny James | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Amendment to Discretionary Free Share Scheme | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Amendments to Article 3 (Registered Office) | Mgmt | For | For | For | |||
8 | Amendments to Article 15 (General Meeting) | Mgmt | For | For | For | |||
9 | Amendments to Article 43 (Audit Committee) | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect TEO Swee Lian | Mgmt | For | For | For | |||
5 | Elect Narongchai Akrasanee | Mgmt | For | For | For | |||
6 | Elect George YEO Yong-Boon | Mgmt | For | For | For | |||
7 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ton Buchner to the Management Board | Mgmt | For | For | For | |||
10 | Amendment to Remuneration Policy (STI Metrics) | Mgmt | For | For | For | |||
11 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||
12 | Elect Sari Baldauf | Mgmt | For | For | For | |||
13 | Elect Ben Verwaayen | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Friedrich Eichiner as Supervisory Board Member | Mgmt | For | TNA | N/A | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
10 | Remuneration Report | Mgmt | For | TNA | N/A | |||
11 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
12 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
13 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
14 | Authority to Cancel VVPR-strips | Mgmt | For | TNA | N/A | |||
15 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
Asaleo Care Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHY | CINS Q0557U102 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Mats Berencreutz | Mgmt | For | Against | Against | |||
3 | Re-elect Sue Morphet | Mgmt | For | Against | Against | |||
4 | Elect Robert Sjostrom | Mgmt | For | Against | Against | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Yutaka Kase | Mgmt | For | For | For | |||
6 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
7 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
8 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
9 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
10 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendments to Article 4 | Mgmt | For | For | For | |||
9 | Amendments to Article 28 | Mgmt | For | For | For | |||
10 | Amendments to Article 42 | Mgmt | For | For | For | |||
11 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
12 | Long-term Incentive Plan | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Elect Monica Ribe Salat | Mgmt | For | Against | Against | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Remuneration of Henri de Castries, Chairman and CEO | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Deputy CEO | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Stefan Lippe to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Francois Martineau to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Irene Dorner to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Angelien Kemna to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Doina Palici-Chehab to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Alain Raynaud as Employee Representative | Mgmt | Against | For | Against | |||
16 | Elect Martin Woll as Employee Representative | Mgmt | Against | For | Against | |||
17 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (Emmanuel Charnavel) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Chris Grigg | Mgmt | For | For | For | |||
8 | Elect Ian G. King | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||
13 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richie Boucher | Mgmt | For | For | For | |||
6 | Elect Pat Butler | Mgmt | For | For | For | |||
7 | Elect Patrick Haren | Mgmt | For | For | For | |||
8 | Elect Archie G. Kane | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Brad Martin | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Amendments to Bye-Laws | Mgmt | For | For | For | |||
Bank of Queensland Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOQ | CINS Q12764116 | 11/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Richard Haire | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Jon Sutton FY2015 LTI Top-Up Grant) | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Jon Sutton FY2016 LTI Grant) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Capital Notes) | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
Barry Callebaut AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARN | CINS H05072105 | 12/09/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approval of Annual Report | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Approval of Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Allocation of Retained Earnings | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
9 | Board Size | Mgmt | For | TNA | N/A | |||
10 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | |||
11 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
12 | Elect Andreas Schmid | Mgmt | For | TNA | N/A | |||
13 | Elect Fernando Aguirre | Mgmt | For | TNA | N/A | |||
14 | Elect Jakob Bar | Mgmt | For | TNA | N/A | |||
15 | Elect James L. Donald | Mgmt | For | TNA | N/A | |||
16 | Elect Nicolas Jacobs | Mgmt | For | TNA | N/A | |||
17 | Elect Timothy E. Minges | Mgmt | For | TNA | N/A | |||
18 | Elect Wai Ling Liu | Mgmt | For | TNA | N/A | |||
19 | Elect Patrick De Maeseneire | Mgmt | For | TNA | N/A | |||
20 | Elect Andreas Jacobs as Chairman | Mgmt | For | TNA | N/A | |||
21 | Elect James L. Donald as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Fernando Aguirre as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Wai Ling Liu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Patrick de Maeseneire as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Fixed Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Variable Compensation | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Elect Hanneke Faber | Mgmt | For | Against | Against | |||
8 | Elect Wolfgang Plischke | Mgmt | For | For | For | |||
9 | Compensation Policy | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. Brenneman | Mgmt | For | For | For | |||
1.3 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.4 | Elect Robert E. Brown | Mgmt | For | For | For | |||
1.5 | Elect George A. Cope | Mgmt | For | For | For | |||
1.6 | Elect David F. Denison | Mgmt | For | For | For | |||
1.7 | Elect Robert P. Dexter | Mgmt | For | For | For | |||
1.8 | Elect Ian Greenberg | Mgmt | For | For | For | |||
1.9 | Elect Kathrine Lee | Mgmt | For | For | For | |||
1.10 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
1.11 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
1.12 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | |||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Senior Management Gender Equality | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Reconstituting the Compensation Committee | ShrHoldr | Against | Against | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory-- UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory-- AUS) | Mgmt | For | For | For | |||
10 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
11 | Amendments to Constitution Regarding DLC Dividend Share (BHP Billiton Limited) | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding DLC Dividend Share (BHP Billiton Plc) | Mgmt | For | For | For | |||
13 | Amendments to DLC Structure Sharing Agreement | Mgmt | For | For | For | |||
14 | Amendments to Constitution Regarding Holding of Simultaneous General Meetings via Videolink (BHP Billiton Limited) | Mgmt | For | For | For | |||
15 | Amendments to Articles Regarding Holding of Simultaneous General Meetings via Videolink (BHP Billiton plc) | Mgmt | For | For | For | |||
16 | Elect Anita Frew | Mgmt | For | For | For | |||
17 | Re-elect Malcolm Brinded | Mgmt | For | For | For | |||
18 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
19 | Re-elect Pat Davies | Mgmt | For | For | For | |||
20 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
21 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
22 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
23 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
24 | Re-elect John Schubert | Mgmt | For | For | For | |||
25 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
26 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Casetek Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5264 | CINS G19303109 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect TAN Dan-Xu | Mgmt | For | For | For | |||
8 | Elect WANG Zheng-Wei | Mgmt | For | For | For | |||
9 | Elect LI Ming-Yu | Mgmt | For | For | For | |||
10 | Elect Director No.4 | Mgmt | For | Abstain | Against | |||
11 | Elect Director No.5 | Mgmt | For | Abstain | Against | |||
12 | Elect Director No.6 | Mgmt | For | Abstain | Against | |||
13 | Elect Director No.7 | Mgmt | For | Abstain | Against | |||
14 | Elect Director No.8 | Mgmt | For | Abstain | Against | |||
15 | Elect Director No.9 | Mgmt | For | Abstain | Against | |||
16 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jeff Bell | Mgmt | For | For | For | |||
5 | Elect Mark Hodges | Mgmt | For | For | For | |||
6 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
7 | Elect Iain C. Conn | Mgmt | For | For | For | |||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||
11 | Elect Mike Linn | Mgmt | For | For | For | |||
12 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
13 | Elect Carlos Pascual | Mgmt | For | For | For | |||
14 | Elect Steve Pusey | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | RATIFICATION OF TECHNICAL BREACH OF BORROWING LIMIT | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Increase in Borrowing Powers | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Graham A. Cubbin | Mgmt | For | For | For | |||
3 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
4 | Re-elect JoAnne Stephenson | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | For | For | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
17 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
18 | Elect Kimberly Ross | Mgmt | For | For | For | |||
19 | Elect Robert W. Scully | Mgmt | For | For | For | |||
20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
21 | Elect Theodore Shasta | Mgmt | For | For | For | |||
22 | Elect David H. Sidwell | Mgmt | For | For | For | |||
23 | Elect Olivier Steimer | Mgmt | For | For | For | |||
24 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
26 | Elect Michael P. Connors | Mgmt | For | For | For | |||
27 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
28 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
29 | Elect Robert W. Scully | Mgmt | For | For | For | |||
30 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
35 | Executive Compensation | Mgmt | For | For | For | |||
36 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
37 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/19/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
21 | Elect Nikos Stathopoulos | Mgmt | For | TNA | N/A | |||
22 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
23 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
24 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
25 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
26 | Elect Andrew G Barron as Chairman | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Share Savings Program 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to LTIP 2016 | Mgmt | For | TNA | N/A | |||
32 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Authority to Issue Treasury Pursuant to LTIP 2015 | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
36 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
37 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Bernard Gautier to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Frederic Lemoine to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Jean-Dominique Senard to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Ieda Gomes Yell to the Board of Directors | Mgmt | For | For | For | |||
12 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
13 | Appointment of Alternate Auditor (Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
14 | Remuneration of Pierre-Andre de Chalendar, Chairman and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Stock Options | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Variable Short-Term) | Mgmt | For | TNA | N/A | |||
10 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
11 | Executive Compensation (Variable Long-Term) | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorised Capital for Scrip Dividends | Mgmt | For | TNA | N/A | |||
13 | Increase and Extension of Authorised Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Urs Rohner as Chairman | Mgmt | For | TNA | N/A | |||
15 | Elect Jassim Bin Hamad J.J. Al Thani | Mgmt | For | TNA | N/A | |||
16 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
17 | Elect Noreen Doyle | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
19 | Elect Jean Lanier | Mgmt | For | TNA | N/A | |||
20 | Elect Seraina Maag | Mgmt | For | TNA | N/A | |||
21 | Elect Kaikhushru Nargolwala | Mgmt | For | TNA | N/A | |||
22 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
23 | Elect Richard E. Thornburgh | Mgmt | For | TNA | N/A | |||
24 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
25 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
26 | Elect Joaquin J. Ribeiro | Mgmt | For | TNA | N/A | |||
27 | Elect Iris Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
28 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
29 | Elect Jean Lanier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
30 | Elect Kaikhushru Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
33 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
35 | Additional or Miscellaneous Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
36 | Additional or Miscellaneous Board Proposals | Mgmt | For | TNA | N/A | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 11/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Private Placement | Mgmt | For | TNA | N/A | |||
3 | Rights Issue | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Authorize Proxy to Vote on Additional Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
6 | Authorize Proxy to Vote on Additional Board Proposals | Mgmt | For | TNA | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
6 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
7 | Elect Maeve Carton | Mgmt | For | For | For | |||
8 | Elect Nicky Hartery | Mgmt | For | For | For | |||
9 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
10 | Elect Rebecca A. McDonald | Mgmt | For | For | For | |||
11 | Elect Don McGovern | Mgmt | For | For | For | |||
12 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
13 | Elect Albert Manifold | Mgmt | For | For | For | |||
14 | Elect Senan Murphy | Mgmt | For | For | For | |||
15 | Elect Lucinda Riches | Mgmt | For | For | For | |||
16 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
17 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
18 | Elect Mark S. Towe | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
25 | Scrip Dividend | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Manfred Bischoff | Mgmt | For | Against | Against | |||
10 | Elect Petraea Heynike | Mgmt | For | Against | Against | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDB | CINS K22272114 | 03/17/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
8 | Elect Urban Backstrom | Mgmt | For | TNA | N/A | |||
9 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
10 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
11 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
12 | Elect Trond O Westlie | Mgmt | For | TNA | N/A | |||
13 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
14 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles Regarding Bearer Shares | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles Regarding Meeting Notice | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Interim Dividend | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
21 | Directors' Fees | Mgmt | For | TNA | N/A | |||
22 | Amended Remuneration Policy | Mgmt | For | TNA | N/A | |||
23 | Shareholder Proposal Regarding Stopping Investments in Non-Renewable Energy | ShrHoldr | Against | TNA | N/A | |||
24 | Shareholder Proposal Regarding Executive Board Remuneration | ShrHoldr | For | TNA | N/A | |||
25 | Shareholder Proposal Regarding Introduction of an FTT Tax | ShrHoldr | Against | TNA | N/A | |||
26 | Shareholder Proposal Regarding Traineeships | ShrHoldr | Against | TNA | N/A | |||
27 | Shareholder Proposal Regarding Hiring Policy | ShrHoldr | Against | TNA | N/A | |||
28 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1812S105 | 04/26/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Minutes | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
10 | Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
11 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Election Committee | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1812S105 | 06/13/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Minutes | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Director Tenure | Mgmt | For | TNA | N/A | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Junji Nagashima | Mgmt | For | For | For | |||
8 | Elect Shuji Etoh | Mgmt | For | For | For | |||
9 | Elect Itaru Nakamura | Mgmt | For | For | For | |||
10 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
11 | Elect Akihito Urashima | Mgmt | For | For | For | |||
12 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
13 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Naori Fukuda as Statutory Auditor | Mgmt | For | Against | Against | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Jane L. Peverett | Mgmt | For | For | For | |||
1.8 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.9 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.10 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
Eurazeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Special Dividend | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Roland du Luart de Montsaulnin to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Victoire de Margerie to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Georges Pauget to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Harold Boel to the Supervisory Board | Mgmt | For | For | For | |||
13 | Remuneration of Patrick Sayer, Executive Chairman | Mgmt | For | For | For | |||
14 | Remuneration of Virginie Morgon, CEO, Philippe Audouin, CFO, and Bruno Keller, Former CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
24 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
3 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
4 | Elect William E. Macaulay | Mgmt | For | For | For | |||
5 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
6 | Elect Peter R. Coates | Mgmt | For | For | For | |||
7 | Elect John J. Mack | Mgmt | For | For | For | |||
8 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
9 | Elect Patrice E. Merrin | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hang Lung Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0010 | CINS Y30148111 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Ronnie CHAN Chichung | Mgmt | For | For | For | |||
6 | Elect Simon IP Sik On | Mgmt | For | For | For | |||
7 | Elect Roy CHEN Yang Chung | Mgmt | For | For | For | |||
8 | Elect HO Hau Cheong | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares to the Investment Manager | Mgmt | For | For | For | |||
13 | Disapplication of Preemptive Rights (Investment Manager) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
18 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Internalization | Mgmt | For | For | For | |||
2 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
3 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
4 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Supervisory Board Fees | Mgmt | For | Abstain | Against | |||
16 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | |||
17 | Elect Ann Sherry to the Supervisory Board | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
4 | Elect Kohji Takayanagi | Mgmt | For | For | For | |||
5 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
6 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
7 | Elect Shuichi Koseki | Mgmt | For | For | For | |||
8 | Elect Eiichi Yonekura | Mgmt | For | For | For | |||
9 | Elect Masahiro Imai | Mgmt | For | For | For | |||
10 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
11 | Elect Kazutaka Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
13 | Elect Yasuyuki Harada | Mgmt | For | For | For | |||
14 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
15 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
16 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
17 | Elect Yoshio Akamatsu | Mgmt | For | For | For | |||
18 | Elect Kiyoshi Yamaguchi | Mgmt | For | For | For | |||
19 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
10 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
11 | Elect Toshinori Shin | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
13 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
14 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
15 | Elect Hisao Taguchi | Mgmt | For | For | For | |||
16 | Elect Yasushi Suzuka | Mgmt | For | For | For | |||
17 | Elect Hiroyuki Kumasaka | Mgmt | For | For | For | |||
18 | Elect Shinji Hatta | Mgmt | For | For | For | |||
19 | Elect Osamu Kamo | Mgmt | For | For | For | |||
Japan Hotel REIT Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8985 | CINS J2761Q107 | 11/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Kaname Masuda as Executive Director | Mgmt | For | For | For | |||
3 | Elect Hiroshi Matsuzawa | Mgmt | For | For | For | |||
4 | Elect Tetsuya Mishiku | Mgmt | For | For | For | |||
5 | Elect Hiroto Kashii | Mgmt | For | For | For | |||
6 | Elect Hisashi Furukawa as Alternate Executive Director | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||
8 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
9 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
10 | Elect Main Kohda | Mgmt | For | For | For | |||
11 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
5 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
6 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
7 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
8 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
9 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
11 | Elect Takashi Shohji | Mgmt | For | For | For | |||
12 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
17 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
18 | Elect Kohichi Ishizu | Mgmt | For | For | For | |||
19 | Elect Akira Yamashita | Mgmt | For | For | For | |||
20 | Elect Kakuji Takano | Mgmt | For | For | For | |||
21 | Elect Nobuaki Katoh | Mgmt | For | For | For | |||
22 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KYGA | CINS G52416107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Gerry Behan | Mgmt | For | For | For | |||
5 | Elect Hugh Brady | Mgmt | For | For | For | |||
6 | Elect Patrick Casey | Mgmt | For | For | For | |||
7 | Elect James Devane | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Tom Moran | Mgmt | For | For | For | |||
16 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
17 | Elect Philip Toomey | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | |||
6 | Elect YANG Yuanqing | Mgmt | For | For | For | |||
7 | Elect ZHAO John Huan | Mgmt | For | For | For | |||
8 | Elect Nicholas C. Allen | Mgmt | For | For | For | |||
9 | Retirement of TING Lee Sen | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Transaction | Mgmt | For | Abstain | Against | |||
2 | Adoption of New Articles | Mgmt | For | Against | Against | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | Against | Against | |||
7 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 03/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approve Transaction | Mgmt | For | TNA | N/A | |||
3 | Adoption of New Articles | Mgmt | For | TNA | N/A | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | TNA | N/A | |||
8 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | TNA | N/A | |||
Metro Bank Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRO | CINS G60640102 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Vernon W. Hill, II | Mgmt | For | Against | Against | |||
3 | Elect Craig Donaldson | Mgmt | For | Against | Against | |||
4 | Elect Michael Brierley | Mgmt | For | Against | Against | |||
5 | Elect Alastair Gunn | Mgmt | For | Against | Against | |||
6 | Elect Stuart Bernau | Mgmt | For | Against | Against | |||
7 | Elect Keith Carby | Mgmt | For | Against | Against | |||
8 | Elect Lord Flight | Mgmt | For | Against | Against | |||
9 | Elect Eugene Lockhart | Mgmt | For | Against | Against | |||
10 | Elect Roger Farah | Mgmt | For | Against | Against | |||
11 | Elect Michael Snyder | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
4 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
5 | Elect Eiichi Tanabe | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
7 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
8 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
9 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
10 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
11 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
12 | Elect Hideaki Ohmiya | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Tadashi Kunihiro | Mgmt | For | For | For | |||
15 | Elect Ikuo Nishikawa | Mgmt | For | For | For | |||
16 | Elect Yasuko Takayama | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Keiji Kimura | Mgmt | For | Against | Against | |||
5 | Elect Hirotaka Sugiyama | Mgmt | For | Against | Against | |||
6 | Elect Joh Katoh | Mgmt | For | Against | Against | |||
7 | Elect Junichi Tanisawa | Mgmt | For | Against | Against | |||
8 | Elect Junichi Yoshida | Mgmt | For | Against | Against | |||
9 | Elect Hiroshi Katayama | Mgmt | For | Against | Against | |||
10 | Elect Yutaka Yanagisawa | Mgmt | For | Against | Against | |||
11 | Elect Tohru Ohkusa | Mgmt | For | Against | Against | |||
12 | Elect Isao Matsuhashi | Mgmt | For | Against | Against | |||
13 | Elect Shin Ebihara | Mgmt | For | Against | Against | |||
14 | Elect Shu Tomioka | Mgmt | For | Against | Against | |||
15 | Elect Masaaki Shirakawa | Mgmt | For | Against | Against | |||
16 | Elect Shin Nagase | Mgmt | For | Against | Against | |||
17 | Elect Setsuko Egami | Mgmt | For | Against | Against | |||
18 | Elect Iwao Taka | Mgmt | For | Against | Against | |||
19 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuo Onozawa as Director | Mgmt | For | For | For | |||
4 | Elect Kenji Iino | Mgmt | For | For | For | |||
5 | Elect Yukimi Ozeki | Mgmt | For | For | For | |||
6 | Bonus | Mgmt | For | For | For | |||
Mizuho Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
4 | Elect Shuhsaku Tsuhara | Mgmt | For | Against | Against | |||
5 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
6 | Elect Kohji Fujiwara | Mgmt | For | Against | Against | |||
7 | Elect Kohichi Iida | Mgmt | For | Against | Against | |||
8 | Elect Hideyuki Takahashi | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Mitsuo Ohhashi | Mgmt | For | Against | Against | |||
11 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
12 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
14 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
15 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Dividend Proposals | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Election of Dissident Board Member | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Speaking to Customers Over the Phone | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Customer Grades | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Green Sheet Minimum Fee | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Abolishing Customer Grading System | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
Natixis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Insurance Benefits of Laurent Mignon, CEO | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
12 | Ratification of the Co-option of Francoise Lemalle to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Ratification of the Co-option of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
14 | Election of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
15 | Elect Stephanie Paix to the Board of Directors | Mgmt | For | Against | Against | |||
16 | Elect Alain Condaminas to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
19 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor (Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares (Short-term Incentive Plan) | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/07/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
7 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
8 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
16 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
17 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
18 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
19 | Elect Peter Brabeck-Letmathe as Chairman | Mgmt | For | TNA | N/A | |||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | Against | TNA | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
8 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
9 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
10 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
11 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||
12 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
13 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
14 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||
5 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
6 | Elect Jun Sawada | Mgmt | For | For | For | |||
7 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||
8 | Elect Akira Shimada | Mgmt | For | For | For | |||
9 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
10 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
11 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
12 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
15 | Elect Takao Maezawa as Statutory Auditor | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigetoshi Andoh as Statutory Auditor | Mgmt | For | For | For | |||
4 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CINS X61873133 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
2 | Elect Paul Kenyon | Mgmt | For | For | For | |||
3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
4 | Elect Noam Gottesman | Mgmt | For | For | For | |||
5 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Lord Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
21 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Kazunori Takami | Mgmt | For | For | For | |||
6 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
8 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
11 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
12 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
13 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
14 | Elect Jun Ishii | Mgmt | For | For | For | |||
15 | Elect Masayuki Oku | Mgmt | For | For | For | |||
16 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
17 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
18 | Elect Kazuhiko Toyama | Mgmt | For | For | For | |||
19 | Elect Mamoru Yoshida | Mgmt | For | Against | Against | |||
20 | Elect Mitsuko Miyagawa | Mgmt | For | Against | Against | |||
21 | Directors' Fees | Mgmt | For | Against | Against | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G7015D110 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alan Cook | Mgmt | For | Against | Against | |||
4 | Elect Emer Daly | Mgmt | For | Against | Against | |||
5 | Elect Jeremy Masding | Mgmt | For | Against | Against | |||
6 | Elect Julie O'Neill | Mgmt | For | Against | Against | |||
7 | Elect Richard Pike | Mgmt | For | Against | Against | |||
8 | Elect Ken Slattery | Mgmt | For | Against | Against | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Approve Directors' Fee Cap | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements for First Half of 2016 | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Quarterly Financial Statements | Mgmt | For | For | For | |||
11 | Elect Werner Brandt | Mgmt | For | Against | Against | |||
12 | Elect Maria van der Hoeven | Mgmt | For | Against | Against | |||
13 | Elect Hans-Peter Keitel | Mgmt | For | Against | Against | |||
14 | Elect Martina Koederitz | Mgmt | For | Against | Against | |||
15 | Elect Dagmar Muhlenfeld | Mgmt | For | For | For | |||
16 | Elect Peter Ottmann | Mgmt | For | Against | Against | |||
17 | Elect Gunther Schartz | Mgmt | For | Against | Against | |||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
19 | Elect Wolfgang Schussel | Mgmt | For | Against | Against | |||
20 | Elect Ullrich Sierau | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | For | For | |||
3 | Elect SONG Kwang Soo | Mgmt | For | For | For | |||
4 | Elect PARK Jae Wan | Mgmt | For | For | For | |||
5 | Elect YOON Boo Keun | Mgmt | For | For | For | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | |||
7 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Laurent Attal to the Board of Directors | Mgmt | For | Against | Against | |||
8 | Elect Claudie Haignere to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Carole Piwnica to the Board of Directors | Mgmt | For | Against | Against | |||
10 | Elect Thomas Sudhof to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Diane Souza to the Board of Directors | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Remuneration of Denis Kessler, Chairman and CEO | Mgmt | For | For | For | |||
8 | Elect Michele Aronvald to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Bruno Pfister to the Board of Directors | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
12 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
16 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Authority to Issue Contingent Convertible Bonds | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to grant performance shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
25 | Amendment Regarding Record Date | Mgmt | For | For | For | |||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
4 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
5 | Elect Junroh Itoh | Mgmt | For | For | For | |||
6 | Elect Kunio Takahashi | Mgmt | For | For | For | |||
7 | Elect Akihiko Shimizu | Mgmt | For | For | For | |||
8 | Elect Yasuhiro Suzuki | Mgmt | For | For | For | |||
9 | Elect Kazuki Furuya | Mgmt | For | For | For | |||
10 | Elect Takashi Anzai | Mgmt | For | For | For | |||
11 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | |||
12 | Elect Joseph Michael Depinto | Mgmt | For | For | For | |||
13 | Elect Scott Trevor Davis | Mgmt | For | For | For | |||
14 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
15 | Elect Kunio Itoh | Mgmt | For | For | For | |||
16 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shinsei Bank Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8303 | CINS J7385L103 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hideyuki Kudoh | Mgmt | For | For | For | |||
4 | Elect Yukio Nakamura | Mgmt | For | For | For | |||
5 | Elect J. Christopher Flowers | Mgmt | For | For | For | |||
6 | Elect Ernest M. Higa | Mgmt | For | For | For | |||
7 | Elect Shigeru Kani | Mgmt | For | For | For | |||
8 | Elect Jun Makihara | Mgmt | For | For | For | |||
9 | Elect Ryuichi Tomimura | Mgmt | For | For | For | |||
10 | Elect Shinya Nagata as Statutory Auditor | Mgmt | For | For | For | |||
11 | Elect Naohisa Aikawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Nicola Leibinger-Kammuller | Mgmt | For | Against | Against | |||
10 | Elect Jim Hagemann Snabe | Mgmt | For | Against | Against | |||
11 | Elect Werner Wenning | Mgmt | For | Against | Against | |||
12 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
13 | Spin-off and Transfer Agreement | Mgmt | For | For | For | |||
Skandinaviska Enskilda Banken AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEB-A | CINS W25381141 | 03/22/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Amendment to Articles Regarding Board Size | Mgmt | For | TNA | N/A | |||
17 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Johan H. Andresen, Jr. | Mgmt | For | TNA | N/A | |||
20 | Elect Signhild Arnegard Hansen | Mgmt | For | TNA | N/A | |||
21 | Elect Samir Brikho | Mgmt | For | TNA | N/A | |||
22 | Elect Annika Falkengren | Mgmt | For | TNA | N/A | |||
23 | Elect Winnie Kin Wah Fok | Mgmt | For | TNA | N/A | |||
24 | Elect Urban Jansson | Mgmt | For | TNA | N/A | |||
25 | Elect Birgitta Kantola | Mgmt | For | TNA | N/A | |||
26 | Elect Tomas Nicolin | Mgmt | For | TNA | N/A | |||
27 | Elect Sven Nyman | Mgmt | For | TNA | N/A | |||
28 | Elect Jesper Ovesen | Mgmt | For | TNA | N/A | |||
29 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
30 | Elect Helena Saxon | Mgmt | For | TNA | N/A | |||
31 | Elect Sara Ohrvall | Mgmt | For | TNA | N/A | |||
32 | Elect Marcus Wallenberg as Chairman | Mgmt | For | TNA | N/A | |||
33 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
34 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
35 | All Employee Programme (AEP) | Mgmt | For | TNA | N/A | |||
36 | Share Deferral Program (SDP) | Mgmt | For | TNA | N/A | |||
37 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
38 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
39 | Transfer of Shares Pursuant of LTIPs | Mgmt | For | TNA | N/A | |||
40 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
41 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
42 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
43 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
44 | Shareholder Proposal Regarding Implementing Equality | ShrHoldr | N/A | TNA | N/A | |||
45 | Shareholder Proposal Regarding Annual Report | ShrHoldr | N/A | TNA | N/A | |||
46 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
47 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
48 | Shareholder Proposal Regarding Nomination Committee | ShrHoldr | N/A | TNA | N/A | |||
49 | Shareholder Proposal Regarding Small and Medium-sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Petition for Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
51 | Shareholder Proposal Regarding Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Petition for Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
53 | Shareholder Proposal Regarding Petition for Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
54 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
55 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Re-elect Paul Berriman | Mgmt | For | For | For | |||
5 | Re-elect Charles Sitch | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Simon Moutter) | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEP Simon Moutter) | Mgmt | For | For | For | |||
8 | Amendments to Constitution | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alistair Phillips-Davies | Mgmt | For | Against | Against | |||
5 | Elect Gregor Alexander | Mgmt | For | Against | Against | |||
6 | Elect Jeremy Beeton | Mgmt | For | Against | Against | |||
7 | Elect Katie Bickerstaffe | Mgmt | For | Against | Against | |||
8 | Elect Sue Bruce | Mgmt | For | Against | Against | |||
9 | Elect Richard Gillingwater | Mgmt | For | Against | Against | |||
10 | Elect Peter Lynas | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Scrip Dividend | Mgmt | For | For | For | |||
18 | Ratification of 2014 Dividends | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
5 | Elect Jun Ohta | Mgmt | For | For | For | |||
6 | Elect Kohichi Noda | Mgmt | For | For | For | |||
7 | Elect Tetsuya Kubo | Mgmt | For | For | For | |||
8 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |||
9 | Elect Toshiyuki Teramoto | Mgmt | For | For | For | |||
10 | Elect Rokuroh Tsuruta | Mgmt | For | For | For | |||
Sumitomo Realty & Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8830 | CINS J77841112 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masumi Aoki as Director | Mgmt | For | For | For | |||
3 | Elect Takaaki Ono as Statutory Auditor | Mgmt | For | For | For | |||
4 | Elect Kohzoh Uno as Alternate Statutory Auditor | Mgmt | For | For | For | |||
5 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Sumitomo Warehouse Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Shohichi Abe | Mgmt | For | For | For | |||
3 | Elect Takanori Ono | Mgmt | For | For | For | |||
4 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
5 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
7 | Elect Takafumi Watanabe | Mgmt | For | For | For | |||
8 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
9 | Elect Mutsuo Mabuchi as Statutory Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWED | CINS W9423X102 | 04/05/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of CEO's Acts | Mgmt | For | TNA | N/A | |||
17 | Ratification of Ulrika Francke's Acts | Mgmt | For | TNA | N/A | |||
18 | Ratification of Goran Hedman's Acts | Mgmt | For | TNA | N/A | |||
19 | Ratification of Lars Idermark's Acts | Mgmt | For | TNA | N/A | |||
20 | Ratification of Pia Rudengren's Acts | Mgmt | For | TNA | N/A | |||
21 | Ratification of Anders Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
22 | Ratification of Karl-Henrik Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
23 | Ratification of Siv Svensson's Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Anders Igel's Acts | Mgmt | For | TNA | N/A | |||
25 | Ratification of Charlotte Wallin's Acts | Mgmt | For | TNA | N/A | |||
26 | Ratification of Camilla Linder's Acts | Mgmt | For | TNA | N/A | |||
27 | Ratification of Roger Ljung's Acts | Mgmt | For | TNA | N/A | |||
28 | Ratification of Karin Sandstrom's Acts | Mgmt | For | TNA | N/A | |||
29 | Board Size | Mgmt | For | TNA | N/A | |||
30 | Directors and Auditor's Fees | Mgmt | For | TNA | N/A | |||
31 | Elect Bodil Eriksson | Mgmt | For | TNA | N/A | |||
32 | Elect Peter Norman | Mgmt | For | TNA | N/A | |||
33 | Elect Ulrika Francke | Mgmt | For | TNA | N/A | |||
34 | Elect Goran Hedman | Mgmt | For | TNA | N/A | |||
35 | Elect Lars Idermark | Mgmt | For | TNA | N/A | |||
36 | Elect Pia Rudengren | Mgmt | For | TNA | N/A | |||
37 | Elect Anders Sundstrom | Mgmt | Abstain | TNA | N/A | |||
38 | Elect Karl-Henrik Sundstrom | Mgmt | For | TNA | N/A | |||
39 | Elect Siv Svensson | Mgmt | For | TNA | N/A | |||
40 | Election of Chairman | Mgmt | For | TNA | N/A | |||
41 | Nomination Committee | Mgmt | For | TNA | N/A | |||
42 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
43 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
44 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
45 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
46 | Long Term Incentive Plan 2016 (EKEN) | Mgmt | For | TNA | N/A | |||
47 | Long Term Incentive Plan 2016 (IP 2016) | Mgmt | For | TNA | N/A | |||
48 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
49 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Lean-Concept | ShrHoldr | N/A | TNA | N/A | |||
51 | Shareholder Proposal Regarding Shareholder Communication | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Basic Services | ShrHoldr | N/A | TNA | N/A | |||
53 | Shareholder Proposal Regarding Absolute Equality Vision | ShrHoldr | N/A | TNA | N/A | |||
54 | Shareholder Proposal Regarding Equality Implementation | ShrHoldr | N/A | TNA | N/A | |||
55 | Shareholder Proposal Regarding Annual Report on Equality | ShrHoldr | N/A | TNA | N/A | |||
56 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
57 | Shareholder Proposal Regarding Board Fees | ShrHoldr | N/A | TNA | N/A | |||
58 | Shareholder Proposal Regarding Alerting Swedish Government About Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
59 | Shareholder Proposal Regarding Politicians Serving on the Board | ShrHoldr | N/A | TNA | N/A | |||
60 | Shareholder Proposal Regarding Cooling-Off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
61 | Shareholder Proposal Regarding Dismantling Swedbank Stadium Sign | ShrHoldr | N/A | TNA | N/A | |||
62 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of Common Representative | Mgmt | For | For | For | |||
2 | Election of Common Representative; Term Length; Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Conversion of Savings Shares into Ordinary Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Russell A. Higgins | Mgmt | For | For | For | |||
3 | Re-elect Margaret L. Seale | Mgmt | For | For | For | |||
4 | Re-elect Steve Vamos | Mgmt | For | For | For | |||
5 | Elect Traci A.N. Vassallo | Mgmt | For | For | For | |||
6 | Equity Grant (CEO Andrew Penn) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
7 | Scrip Dividend Option for Interim Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Gerard Lamarche to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre to the Board of Directors | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Charles Keller as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | |||
15 | Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | Against | For | |||
16 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
17 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
19 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | |||
20 | Related Party Transactions (Thierry Desmarest) | Mgmt | For | For | For | |||
21 | Related Party Transactions (Patrick Pouyanne) | Mgmt | For | For | For | |||
22 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
23 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
27 | Greenshoe | Mgmt | For | For | For | |||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
31 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Akio Toyoda | Mgmt | For | For | For | |||
4 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
5 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
6 | Elect Takahiko Ijichi | Mgmt | For | For | For | |||
7 | Elect Didier Leroy | Mgmt | For | For | For | |||
8 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
9 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
10 | Elect Ikuo Uno | Mgmt | For | For | For | |||
11 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
12 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSG | CINS H892U1882 | 05/10/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits; Dividend from Reserves | Mgmt | For | TNA | N/A | |||
5 | Special Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
9 | Elect Axel A. Weber as Chairman | Mgmt | For | TNA | N/A | |||
10 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
11 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
12 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
13 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
14 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
18 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||
20 | Elect Ann Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect William G. Parrett as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
6 | Elect Laura M. Cha | Mgmt | For | For | For | |||
7 | Elect Vittorio Colao | Mgmt | For | For | For | |||
8 | Elect Louise O. Fresco | Mgmt | For | For | For | |||
9 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann | Mgmt | For | For | For | |||
11 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
12 | Elect Paul Polman | Mgmt | For | For | For | |||
13 | Elect John Rishton | Mgmt | For | For | For | |||
14 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
15 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
16 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
17 | Elect Youngme Moon | Mgmt | For | For | For | |||
18 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Veolia Environnement S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jacques Aschenbroich to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Isabelle Courville to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Guillaume Texier to the Board of Directors | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot, Chairman and CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vinci SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports, Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Jean-Pierre Lamoure to the Board of Directors | Mgmt | For | Against | Against | |||
8 | Elect Nasser Hassan al Ansari (Representative of Qatar Holding LLC) to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Remuneration of Xavier Huillard, Chairman and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Pierre Coppey, Deputy CEO | Mgmt | For | For | For | |||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
8 | Elect Marilyn H. Spearing | Mgmt | For | For | For | |||
9 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
10 | Elect Patrick McCall | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
6 | Elect John P. Daly | Mgmt | For | For | For | |||
7 | Elect Gareth Davis | Mgmt | For | For | For | |||
8 | Elect Pilar Lopez | Mgmt | For | For | For | |||
9 | Elect John Martin | Mgmt | For | For | For | |||
10 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
11 | Elect Alan Murray | Mgmt | For | For | For | |||
12 | Elect Frank W. Roach | Mgmt | For | For | For | |||
13 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
Worldpay Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPG | CINS G97744109 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect John M. Allan | Mgmt | For | Against | Against | |||
7 | Elect James Brocklebank | Mgmt | For | Against | Against | |||
8 | Elect Philip Jansen | Mgmt | For | Against | Against | |||
9 | Elect Ron Khalifa | Mgmt | For | Against | Against | |||
10 | Elect Robin Marshall | Mgmt | For | Against | Against | |||
11 | Elect Rick Medlock | Mgmt | For | Against | Against | |||
12 | Elect Deanna W. Oppenheimer | Mgmt | For | Against | Against | |||
13 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |||
14 | Elect Martin Scicluna | Mgmt | For | Against | Against | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer -- Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
7 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
8 | Elect Paul Richardson | Mgmt | For | For | For | |||
9 | Elect Hugo Shong | Mgmt | For | For | For | |||
10 | Elect Timothy Shriver | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
16 | Elect Nicole Seligman | Mgmt | For | For | For | |||
17 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
5 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
9 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
10 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Investors Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 10/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Dhiren Fonseca | Mgmt | For | For | For | |||
5 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
6 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect Katherine Savitt | Mgmt | For | For | For | |||
9 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
10 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
11 | Elect Eric K. Yeaman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Heiden | Mgmt | For | For | For | |||
2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
3 | Elect John A. Fallon | Mgmt | For | For | For | |||
4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
5 | Elect Lesley Russell | Mgmt | For | For | For | |||
6 | Elect Gino Santini | Mgmt | For | For | For | |||
7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
8 | Elect James R. Sulat | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Simon Olswang | Mgmt | For | For | For | |||
5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
6 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
7 | Elect Clayton M. Christensen | Mgmt | For | Against | Against | |||
8 | Elect Eli Gelman | Mgmt | For | For | For | |||
9 | Elect James S. Kahan | Mgmt | For | For | For | |||
10 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
11 | Elect Giora Yaron | Mgmt | For | For | For | |||
12 | Increase in Dividend | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas R. Ketteler | Mgmt | For | For | For | |||
2 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect John A. Paulson | Mgmt | For | For | For | |||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | |||
3 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Armada Hoffler Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHH | CUSIP 04208T108 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George F. Allen | Mgmt | For | For | For | |||
1.2 | Elect James A. Carroll | Mgmt | For | For | For | |||
1.3 | Elect James C. Cherry | Mgmt | For | For | For | |||
1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | |||
1.5 | Elect Eva S. Hardy | Mgmt | For | For | For | |||
1.6 | Elect Daniel A. Hoffler | Mgmt | For | For | For | |||
1.7 | Elect A. Russell Kirk | Mgmt | For | For | For | |||
1.8 | Elect John W. Snow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
18 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
19 | Elect James M. Michener | Mgmt | For | For | For | |||
20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 11/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.4 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.5 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andreas C. Kramvis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory S. Ledford | Mgmt | For | Withhold | Against | |||
1.3 | Elect Martin W. Sumner | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
3 | Elect Edward P. Garden | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 04/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | ShrHoldr | Against | Against | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
2 | Elect J. Patrick Doyle | Mgmt | For | For | For | |||
3 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
4 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
5 | Elect Hubert Joly | Mgmt | For | For | For | |||
6 | Elect David W. Kenny | Mgmt | For | For | For | |||
7 | Elect Karen A. McLoughlin | Mgmt | For | For | For | |||
8 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
9 | Elect Claudia F. Munce | Mgmt | For | For | For | |||
10 | Elect Gerard R. Vittecoq | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 11/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Broadcom Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Elect Lucien Y.K. Wong | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Cabot Oil and Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Terms of Chairman | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Services Agreement with Controlling Shareholder | Mgmt | For | For | For | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
3 | Manpower Agreement with Controlling Shareholder | Mgmt | For | For | For | |||
4 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
5 | Interim Compensation Terms of Deputy CEO | Mgmt | For | For | For | |||
6 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
7 | Amendment to Compensation Policy (Board Meetings) | Mgmt | For | For | For | |||
8 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
9 | Amendment to Compensation Policy (Liability Insurance) | Mgmt | For | Against | Against | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Option Grant of CEO | Mgmt | For | Against | Against | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | N/A | N/A | N/A | |||
2 | Elect Shachar Degani | Mgmt | N/A | N/A | N/A | |||
3 | Elect Amichai Beer | Mgmt | N/A | N/A | N/A | |||
4 | Elect Amit Ben Zvi | Mgmt | N/A | N/A | N/A | |||
5 | Elect Ronald Kaplan | Mgmt | N/A | N/A | N/A | |||
6 | Elect Yonathan Melamed | Mgmt | N/A | N/A | N/A | |||
7 | Elect Ofer Tsimchi | Mgmt | N/A | N/A | N/A | |||
8 | Elect Yitzhak Sharir | Mgmt | N/A | N/A | N/A | |||
9 | Elect Amnon Dick | Mgmt | N/A | N/A | N/A | |||
10 | Approval of Chairman Compensation | Mgmt | N/A | N/A | N/A | |||
11 | Directors' Fees | Mgmt | N/A | N/A | N/A | |||
12 | Company Name Change | Mgmt | N/A | N/A | N/A | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | N/A | N/A | N/A | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | N/A | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | For | For | For | |||
2 | Elect Shachar Degani | Mgmt | For | For | For | |||
3 | Elect Amichai Beer | Mgmt | For | For | For | |||
4 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
5 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
6 | Elect Yonathan Melamed | Mgmt | For | For | For | |||
7 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
8 | Elect Yitzhak Sharir | Mgmt | Against | Against | For | |||
9 | Elect Amnon Dick | Mgmt | Against | Against | For | |||
10 | Approval of Chairman Compensation | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Company Name Change | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
3 | Elect Juan Gallardo | Mgmt | For | For | For | |||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
8 | Elect William A. Osborn | Mgmt | For | For | For | |||
9 | Elect Debra L. Reed | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Miles D. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
15 | Elect James S. Turley | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Denton | Mgmt | For | For | For | |||
2 | Elect Andrea Guerra | Mgmt | For | For | For | |||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
4 | Elect Victor Luis | Mgmt | For | For | For | |||
5 | Elect Ivan Menezes | Mgmt | For | For | For | |||
6 | Elect William R. Nuti | Mgmt | For | For | For | |||
7 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
8 | Elect Jide J. Zeitlin | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
Coca-Cola European Partners Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Veronique Morali | Mgmt | For | For | For | |||
8 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
9 | Elect Garry Watts | Mgmt | For | For | For | |||
10 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Coca-Cola European Partners Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Approve Articles Providing for Initial Terms of Independent Non-Executive Directors, the Chairman, and the CEO | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | |||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Mark Foster | Mgmt | For | For | For | |||
6 | Elect Nancy Killefer | Mgmt | For | For | For | |||
7 | Elect Sachin Lawande | Mgmt | For | For | For | |||
8 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
9 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
10 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect John V. Faraci | Mgmt | For | For | For | |||
6 | Elect Jody L Freeman | Mgmt | For | For | For | |||
7 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
8 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
9 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
11 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald W. Blair | Mgmt | For | For | For | |||
2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Clark | Mgmt | For | For | For | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
7 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
8 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
9 | Elect Kevin J. Martin | Mgmt | For | For | For | |||
10 | Elect Deborah D. Rieman | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
13 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.3 | Elect John W. Stanton | Mgmt | For | For | For | |||
1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Deere and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
4 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
5 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
6 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect Gregory R. Page | Mgmt | For | For | For | |||
9 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Corporate Values in Political Spending | ShrHoldr | Against | Against | For | |||
Del Taco Restaurants Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TACO | CUSIP 245496104 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ari B. Levy | Mgmt | For | For | For | |||
1.2 | Elect Paul J.B. Murphy III | Mgmt | For | For | For | |||
1.3 | Elect R.J. Melman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
10 | Elect David W. Nelms | Mgmt | For | For | For | |||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
5 | Elect Paula A. Price | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Easterly Government Properties, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEA | CUSIP 27616P103 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Trimble III | Mgmt | For | For | For | |||
2 | Elect Darrell W. Crate | Mgmt | For | For | For | |||
3 | Elect Michael P. Ibe | Mgmt | For | For | For | |||
4 | Elect William H. Binnie | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Fisher | Mgmt | For | For | For | |||
6 | Elect Emil W. Henry Jr. | Mgmt | For | For | For | |||
7 | Elect James E. Mead | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
4 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
5 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
6 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
7 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
10 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
7 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
8 | Elect Denise F. Warren | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect John R. Egan | Mgmt | For | For | For | |||
5 | Elect William D. Green | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Paul Sagan | Mgmt | For | For | For | |||
8 | Elect Laura J. Sen | Mgmt | For | For | For | |||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CUSIP N31738102 | 04/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect John Elkann | Mgmt | For | For | For | |||
4 | Elect Sergio Marchionne | Mgmt | For | Against | Against | |||
5 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
6 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
7 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
8 | Elect Glenn Earle | Mgmt | For | For | For | |||
9 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
11 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | DEMERGER | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CUSIP N31738102 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | DEMERGER | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.4 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Stranding of Coal Generation Facilities | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/08/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | TNA | N/A | |||
1.2 | Elect Gerald J. Ford | Mgmt | For | TNA | N/A | |||
1.3 | Elect Lydia H. Kennard | Mgmt | For | TNA | N/A | |||
1.4 | Elect Andrew Langham | Mgmt | For | TNA | N/A | |||
1.5 | Elect Jon C. Madonna | Mgmt | For | TNA | N/A | |||
1.6 | Elect Courtney Mather | Mgmt | For | TNA | N/A | |||
1.7 | Elect Dustan E. McCoy | Mgmt | For | TNA | N/A | |||
1.8 | Elect Frances Fragos Townsend | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Adoption of Proxy Access | Mgmt | For | TNA | N/A | |||
5 | Increase in Authorized Common Stock | Mgmt | For | TNA | N/A | |||
6 | Amendment to Articles Regarding Removal of Directors | Mgmt | For | TNA | N/A | |||
7 | 2016 Stock Incentive Plan | Mgmt | For | TNA | N/A | |||
8 | Shareholder Proposal Regarding Enhanced Oil Recovery | ShrHoldr | Against | TNA | N/A | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Tracy Gardner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Arthur Peck | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | |||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
3 | Elect John J. Brennan | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
13 | Elect James J. Mulva | Mgmt | For | For | For | |||
14 | Elect James E. Rohr | Mgmt | For | For | For | |||
15 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
6 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Elect James C. Johnson | Mgmt | For | For | For | |||
3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
4 | Elect Franck J. Moison | Mgmt | For | For | For | |||
5 | Elect Robert F. Moran | Mgmt | For | For | For | |||
6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HASI | CUSIP 41068X100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Eckel | Mgmt | For | For | For | |||
1.2 | Elect Teresa M. Brenner | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Cirilli | Mgmt | For | For | For | |||
1.4 | Elect Charles M. O'Neil | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Osborne | Mgmt | For | For | For | |||
1.6 | Elect Steve G. Osgood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HCA Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
2 | Elect Robert J. Dennis | Mgmt | For | For | For | |||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
5 | Elect William R. Frist | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday | Mgmt | For | For | For | |||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
8 | Elect Jay O. Light | Mgmt | For | For | For | |||
9 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
10 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
11 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
12 | Elect John W. Rowe | Mgmt | For | For | For | |||
13 | Re-Approval of 2006 Stock Incentive Plan for Key Employees for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Hewlett Packard Enterprise Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPE | CUSIP 42824C109 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Ammann | Mgmt | For | For | For | |||
2 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
3 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
4 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
6 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
7 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
9 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
10 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
11 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
12 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
10 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
11 | Elect Subra Suresh | Mgmt | For | For | For | |||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect David N. Farr | Mgmt | For | For | For | |||
4 | Elect Mark Fields | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||
14 | Elect Peter R. Voser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Jane L. Harman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
1.10 | Elect Henrik O. Schliemann | Mgmt | For | For | For | |||
1.11 | Elect S. Scott Smith | Mgmt | For | For | For | |||
1.12 | Elect Barry J. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect James P. Hallett | Mgmt | For | For | For | |||
4 | Elect Mark E. Hill | Mgmt | For | For | For | |||
5 | Elect J. Mark Howell | Mgmt | For | For | For | |||
6 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
8 | Elect John P. Larson | Mgmt | For | For | For | |||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
10 | Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Preferred Shareholders' Right to Call Special Meetings | Mgmt | For | For | For | |||
3 | Require Preferred Shareholders' Approval for Certain Amendments | Mgmt | For | For | For | |||
4 | Require Preferred Shareholders' Approval for Certain Transactions | Mgmt | For | For | For | |||
5 | Change in Board Size | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect H. James Dallas | Mgmt | For | For | For | |||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
12 | Elect Demos Parneros | Mgmt | For | For | For | |||
13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
14 | Elect David K. Wilson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2016 Annual Performance Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Milton Cooper | Mgmt | For | For | For | |||
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | |||
5 | Elect Joe Grills | Mgmt | For | For | For | |||
6 | Elect Frank Lourenso | Mgmt | For | For | For | |||
7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
8 | Elect Richard Saltzman | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven A. Burd | Mgmt | For | For | For | |||
3 | Elect Dale E. Jones | Mgmt | For | For | For | |||
4 | Elect Kevin Mansell | Mgmt | For | For | For | |||
5 | Elect Jonas Prising | Mgmt | For | For | For | |||
6 | Elect John E. Schlifske | Mgmt | For | For | For | |||
7 | Elect Frank V. Sica | Mgmt | For | For | For | |||
8 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
9 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
10 | Elect Stephen E. Watson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Re-approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Re-approval of the 2010 Long-Term Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | Against | Against | |||
2 | Elect Robert D. Beyer | Mgmt | For | Against | Against | |||
3 | Elect Anne Gates | Mgmt | For | Against | Against | |||
4 | Elect Susan J. Kropf | Mgmt | For | Against | Against | |||
5 | Elect W. Rodney McMullen | Mgmt | For | Against | Against | |||
6 | Elect Jorge P. Montoya | Mgmt | For | Against | Against | |||
7 | Elect Clyde R. Moore | Mgmt | For | Against | Against | |||
8 | Elect Susan M. Phillips | Mgmt | For | Against | Against | |||
9 | Elect James A. Runde | Mgmt | For | Against | Against | |||
10 | Elect Ronald L. Sargent | Mgmt | For | Against | Against | |||
11 | Elect Bobby S. Shackouls | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jespen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
8 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
9 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
10 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote to Approve Executive Compensation | Mgmt | For | For | For | |||
Legg Mason, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LM | CUSIP 524901105 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Angelica | Mgmt | For | For | For | |||
1.2 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
1.3 | Elect Barry W. Huff | Mgmt | For | For | For | |||
1.4 | Elect Dennis M. Kass | Mgmt | For | For | For | |||
1.5 | Elect Cheryl G. Krongard | Mgmt | For | For | For | |||
1.6 | Elect John V. Murphy | Mgmt | For | For | For | |||
1.7 | Elect John H. Myers | Mgmt | For | For | For | |||
1.8 | Elect W. Allen Reed | Mgmt | For | For | For | |||
1.9 | Elect Margaret Milner Richardson | Mgmt | For | For | For | |||
1.10 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||
1.11 | Elect Joseph A. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Level 3 Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVLT | CUSIP 52729N308 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
2 | Elect Jeff K. Storey | Mgmt | For | For | For | |||
3 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
4 | Elect Steven T. Clontz | Mgmt | For | For | For | |||
5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
6 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
7 | Elect Spencer B. Hays | Mgmt | For | For | For | |||
8 | Elect Michael J. Mahoney | Mgmt | For | For | For | |||
9 | Elect Kevin W. Mooney | Mgmt | For | For | For | |||
10 | Elect Peter Seah Lim Huat | Mgmt | For | For | For | |||
11 | Elect Peter H. van Oppen | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratify the Company's Exclusive Forum Bylaw | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Cunningham | Mgmt | For | For | For | |||
2 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
3 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
4 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
5 | Elect William P. Payne | Mgmt | For | For | For | |||
6 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
7 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Approval of the 2016 Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
2 | Elect Lincoln Benet | Mgmt | For | For | For | |||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
4 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
5 | Elect Thomas Aebischer | Mgmt | For | For | For | |||
6 | Elect Dan Coombs | Mgmt | For | For | For | |||
7 | Elect James D. Guilfoyle | Mgmt | For | For | For | |||
8 | Adoption of Dutch Statutory Annual Accounts for 2015 | Mgmt | For | For | For | |||
9 | Discharge From Liability of Members of the Management | Mgmt | For | For | For | |||
10 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
13 | Allocation of Dividends | Mgmt | For | For | For | |||
14 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For | |||
15 | Authority of Management Board to Repurchase Shares | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
3 | Elect John A. Bryant | Mgmt | For | For | For | |||
4 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect William H. Lenehan | Mgmt | For | For | For | |||
7 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
8 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Parfet | Mgmt | For | For | For | |||
2 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
3 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Walter E. Massey | Mgmt | For | For | For | |||
9 | Elect John Mulligan | Mgmt | For | For | For | |||
10 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Miles D. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report of Values in Political Spending (1) | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report of Values in Political Spending (2) | ShrHoldr | Against | Against | For | |||
Medtronic, plc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Memorial Resource Development Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRD | CUSIP 58605Q109 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tony R. Weber | Mgmt | For | Abstain | Against | |||
2 | Elect Jay C. Graham | Mgmt | For | Abstain | Against | |||
3 | Elect Scott A. Gieselman | Mgmt | For | Abstain | Against | |||
4 | Elect Kenneth A. Hersh | Mgmt | For | Abstain | Against | |||
5 | Elect Robert A. Innamorati | Mgmt | For | Abstain | Against | |||
6 | Elect Carol Lee O'Neill | Mgmt | For | Abstain | Against | |||
7 | Elect Pat Wood III | Mgmt | For | Abstain | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Monte E. Ford | Mgmt | For | Withhold | Against | |||
1.4 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.7 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.10 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.11 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
MiX Telematics Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIX | CUSIP 60688N102 | 09/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Approve NEDs' Fees | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Authority to Issue Shares Pursuant to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
5 | Re-elect Richard Bruyns | Mgmt | For | Against | Against | |||
6 | Re-elect Tony Welton | Mgmt | For | Against | Against | |||
7 | Elect Mark J. Lamberti | Mgmt | For | Against | Against | |||
8 | Elect Mohammed Akoojee | Mgmt | For | Against | Against | |||
9 | Elect Audit and Risk Committee Member (Tony Welton) | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (Richard Bruyns) | Mgmt | For | For | For | |||
11 | Elect Audit and Risk Committee Member (Chris Ewing) | Mgmt | For | For | For | |||
12 | Elect Audit and Risk Committee Member (Enos N. Banda) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heather Bresch | Mgmt | For | For | For | |||
2 | Elect Wendy Cameron | Mgmt | For | For | For | |||
3 | Elect Robert J. Cindrich | Mgmt | For | For | For | |||
4 | Elect Robert J. Coury | Mgmt | For | For | For | |||
5 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | |||
6 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
7 | Elect Melina Higgins | Mgmt | For | For | For | |||
8 | Elect Douglas J. Leech | Mgmt | For | For | For | |||
9 | Elect Rajiv Malik | Mgmt | For | For | For | |||
10 | Elect Joseph C. Maroon | Mgmt | For | For | For | |||
11 | Elect Mark Parrish | Mgmt | For | For | For | |||
12 | Elect Rodney L. Piatt | Mgmt | For | For | For | |||
13 | Elect Randall L. Vanderveen | Mgmt | For | For | For | |||
14 | Adoption of the Dutch Annual Accounts | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Re-Approval of 2003 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
19 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | For | For | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||
1.2 | Elect John P. Kotts | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||
1.4 | Elect Anthony G. Petrello | Mgmt | For | Withhold | Against | |||
1.5 | Elect Dag Skattum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Howard Wolf | Mgmt | For | Withhold | Against | |||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Approval of the 2016 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
2 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
3 | Elect Tor R. Braham | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect Gerald D. Held | Mgmt | For | For | For | |||
6 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
7 | Elect George Kurian | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Nordstrom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWN | CUSIP 655664100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Tanya L. Domier | Mgmt | For | For | For | |||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
4 | Elect Blake W. Nordstrom | Mgmt | For | For | For | |||
5 | Elect Erik B. Nordstrom | Mgmt | For | For | For | |||
6 | Elect Peter E. Nordstrom | Mgmt | For | For | For | |||
7 | Elect Philip G. Satre | Mgmt | For | For | For | |||
8 | Elect Brad D. Smith | Mgmt | For | For | For | |||
9 | Elect Gordon A. Smith | Mgmt | For | For | For | |||
10 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
11 | Elect B. Kevin Turner | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.2 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.4 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.6 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Bundled Amendments to the Certificate of Incorporation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect William J. Miller | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
16 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
7 | Elect Susan S. Denison | Mgmt | For | For | For | |||
8 | Elect Michael A. Henning | Mgmt | For | For | For | |||
9 | Elect Deborah J. Kissire | Mgmt | For | For | For | |||
10 | Elect John R. Murphy | Mgmt | For | For | For | |||
11 | Elect John R. Purcell | Mgmt | For | For | For | |||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee C. Banks | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Bohn | Mgmt | For | For | For | |||
1.3 | Elect Linda S. Harty | Mgmt | For | For | For | |||
1.4 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | |||
1.6 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
1.7 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
1.8 | Elect Candy M. Obourn | Mgmt | For | For | For | |||
1.9 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
1.10 | Elect Wolfgang R. Schmitt | Mgmt | For | For | For | |||
1.11 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.12 | Elect James L. Wainscott | Mgmt | For | For | For | |||
1.13 | Elect Donald E. Washkewicz | Mgmt | For | For | For | |||
1.14 | Elect Thomas L. Williams | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2015 Performance Bonus Plan | Mgmt | For | For | For | |||
Paypal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wences Casares | Mgmt | For | For | For | |||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
3 | Elect John J. Donahoe | Mgmt | For | For | For | |||
4 | Elect David Dorman | Mgmt | For | For | For | |||
5 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
6 | Elect David M. Moffett | Mgmt | For | For | For | |||
7 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the Employee Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
5 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
6 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
7 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
8 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
9 | Elect Donal O'Connor | Mgmt | For | For | For | |||
10 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
11 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Approve Amendments to Memorandum of Association | Mgmt | For | For | For | |||
17 | Adopt Revised Articles of Association | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
3 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Rayonier Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RYN | CUSIP 754907103 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
2 | Elect John. A Blumberg | Mgmt | For | For | For | |||
3 | Elect Dod A. Fraser | Mgmt | For | For | For | |||
4 | Elect Scott R. Jones | Mgmt | For | For | For | |||
5 | Elect Bernard Lanigan, Jr. | Mgmt | For | For | For | |||
6 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
7 | Elect V. Larkin Martin | Mgmt | For | For | For | |||
8 | Elect David L. Nunes | Mgmt | For | For | For | |||
9 | Elect Andrew G. Wiltshere | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect James E. Cartwright | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
3 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
4 | Elect William S. Kaiser | Mgmt | For | For | For | |||
5 | Elect Donald H. Livingstone | Mgmt | For | For | For | |||
6 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
5 | Elect Michael E. Marks | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
8 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
9 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
15 | Ratification of Board Size | Mgmt | For | For | For | |||
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.2 | Elect Victor L. Lund | Mgmt | For | For | For | |||
1.3 | Elect John W. Mecom, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Ellen Ochoa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Spirit AeroSystems Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPR | CUSIP 848574109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles L. Chadwell | Mgmt | For | For | For | |||
1.2 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
1.3 | Elect Paul E. Fulchino | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Ronald T. Kadish | Mgmt | For | For | For | |||
1.7 | Elect Larry A. Lawson | Mgmt | For | For | For | |||
1.8 | Elect John L. Plueger | Mgmt | For | For | For | |||
1.9 | Elect Francis Raborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect William C. Freda | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Brown | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
4 | Elect David Mahoney | Mgmt | For | For | For | |||
5 | Elect Robert S. Miller | Mgmt | For | For | For | |||
6 | Elect Anita Sands | Mgmt | For | For | For | |||
7 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
8 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
9 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding International Policy Committee | ShrHoldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
3 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
4 | Elect Calvin Darden | Mgmt | For | For | For | |||
5 | Elect Henrique De Castro | Mgmt | For | For | For | |||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | |||
7 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
8 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Mary E. Minnick | Mgmt | For | For | For | |||
11 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
12 | Elect Derica W. Rice | Mgmt | For | For | For | |||
13 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
14 | Elect John G. Stumpf | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Tempur Sealy International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPX | CUSIP 88023U101 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
2 | Elect John A. Heil | Mgmt | For | For | For | |||
3 | Elect Jon L. Luther | Mgmt | For | For | For | |||
4 | Elect Usman Nabi | Mgmt | For | For | For | |||
5 | Elect Richard W. Neu | Mgmt | For | For | For | |||
6 | Elect Scott L. Thompson | Mgmt | For | For | For | |||
7 | Elect Robert B. Trussell, Jr. | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Amendment of Compensation Policy | Mgmt | For | Against | Against | |||
5 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
6 | Salary Increase of CEO | Mgmt | For | For | For | |||
7 | Amendment of CEO's Bonus Scheme | Mgmt | For | For | For | |||
8 | Amendment of CEO's Annual Equity Grants | Mgmt | For | For | For | |||
9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Janet F. Clark | Mgmt | For | For | For | |||
5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
6 | Elect Ronald Kirk | Mgmt | For | For | For | |||
7 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
8 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
9 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
The Goodyear Tire and Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The New Home Company Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWHM | CUSIP 645370107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wayne Stelmar | Mgmt | For | For | For | |||
1.2 | Elect Sam Bakhshandehpour | Mgmt | For | For | For | |||
1.3 | Elect Michael Berchtold | Mgmt | For | For | For | |||
1.4 | Elect Gregory P. Lindstrom | Mgmt | For | For | For | |||
2 | Approval of the 2016 Incentive Award Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The PNC Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
5 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||
6 | Elect Kay Coles James | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Jane G. Pepper | Mgmt | For | For | For | |||
9 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
10 | Elect Lorene K. Steffes | Mgmt | For | For | For | |||
11 | Elect Dennis F. Strigl | Mgmt | For | For | For | |||
12 | Elect Michael J. Ward | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2016 Incentive Award Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter and Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
6 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect David. S. Taylor | Mgmt | For | For | For | |||
10 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
3 | Elect David C. Chang | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
6 | Elect Donna A. James | Mgmt | For | For | For | |||
7 | Elect Don Logan | Mgmt | For | For | For | |||
8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect John E. Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Transdigm Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDG | CUSIP 893641100 | 03/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Dries | Mgmt | For | For | For | |||
1.2 | Elect Mervin Dunn | Mgmt | For | For | For | |||
1.3 | Elect Michael Graff | Mgmt | For | For | For | |||
1.4 | Elect W. Nicholas Howley | Mgmt | For | For | For | |||
1.5 | Elect Raymond Laubenthal | Mgmt | For | For | For | |||
1.6 | Elect Robert J Small | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
12 | Elect Alan D. Schnitzer | Mgmt | For | For | For | |||
13 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
14 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Trinity Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRN | CUSIP 896522109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John L. Adams | Mgmt | For | For | For | |||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.3 | Elect David W. Biegler | Mgmt | For | For | For | |||
1.4 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
1.5 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
1.6 | Elect Ronald J. Gafford | Mgmt | For | For | For | |||
1.7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.8 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
1.9 | Elect Douglas L. Rock | Mgmt | For | For | For | |||
1.10 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
1.11 | Elect Timothy R. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tubemogul Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUBE | CUSIP 898570106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Toth | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyson Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSN | CUSIP 902494103 | 02/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Tyson | Mgmt | For | For | For | |||
2 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
3 | Elect Mike Beebe | Mgmt | For | For | For | |||
4 | Elect Mikel A. Durham | Mgmt | For | For | For | |||
5 | Elect Kevin M. McNamara | Mgmt | For | For | For | |||
6 | Elect Brad T. Sauer | Mgmt | For | For | For | |||
7 | Elect Donnie Smith | Mgmt | For | For | For | |||
8 | Elect Robert Thurber | Mgmt | For | For | For | |||
9 | Elect Barbara A. Tyson | Mgmt | For | For | For | |||
10 | Renewal of the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Gestation Crates | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | Against | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Ernest E. Jones | Mgmt | For | For | For | |||
5 | Elect Anne Pol | Mgmt | For | For | For | |||
6 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
7 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
8 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
9 | Elect John L. Walsh | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
2 | Elect Jane C. Garvey | Mgmt | For | For | For | |||
3 | Elect BarnabyBarney M. Harford | Mgmt | For | For | For | |||
4 | Elect Walter Isaacson | Mgmt | For | For | For | |||
5 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||
6 | Elect Robert A. Milton | Mgmt | For | For | For | |||
7 | Elect Oscar Munoz | Mgmt | For | For | For | |||
8 | Elect William R. Nuti | Mgmt | For | For | For | |||
9 | Elect Edward L. Shapiro | Mgmt | For | For | For | |||
10 | Elect Laurence E. Simmons | Mgmt | For | For | For | |||
11 | Elect David J. Vitale | Mgmt | For | For | For | |||
12 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher Causey | Mgmt | For | For | For | |||
2 | Elect Richard Giltner | Mgmt | For | For | For | |||
3 | Elect Judy Olian | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph W Gorder | Mgmt | For | For | For | |||
2 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
3 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
4 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
5 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
6 | Elect Susan Kaufman Purcell | Mgmt | For | For | For | |||
7 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
8 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
9 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Articles Regarding Removal of Directors | Mgmt | For | For | For | |||
13 | Re-approval of the 2011 Omnibus Stock Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
6 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect David J. Pang | Mgmt | For | For | For | |||
9 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | |||
14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Langomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Waste Connections, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 941053100 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
WCI Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCIC | CUSIP 92923C807 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Bartels, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Keith E. Bass | Mgmt | For | For | For | |||
1.3 | Elect Michelle MacKay | Mgmt | For | For | For | |||
1.4 | Elect Darius G. Nevin | Mgmt | For | For | For | |||
1.5 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||
1.6 | Elect Charles C. Reardon | Mgmt | For | For | For | |||
1.7 | Elect Christopher E. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Wells Fargo and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
West Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSTC | CUSIP 952355204 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laura A. Grattan | Mgmt | For | For | For | |||
2 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
3 | Elect Gregory T. Sloma | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Western Digital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Western Digital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.2 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.6 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.7 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
2 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
3 | Elect William Curt Hunter | Mgmt | For | For | For | |||
4 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
5 | Elect Charles Prince | Mgmt | For | For | For | |||
6 | Elect Ann N. Reese | Mgmt | For | For | For | |||
7 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
8 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
3 | Elect David Filo | Mgmt | For | For | For | |||
4 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Growth Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
A.O. Smith Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOS | CUSIP 831865209 | 04/11/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gloster B. Current, Jr. | Mgmt | For | TNA | N/A | |||
1.2 | Elect William P. Greubel | Mgmt | For | TNA | N/A | |||
1.3 | Elect Idelle K. Wolf | Mgmt | For | TNA | N/A | |||
1.4 | Elect Gene C. Wulf | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Exclusive Forum Designation | Mgmt | For | TNA | N/A | |||
5 | Increase of Authorized Common Stock | Mgmt | For | TNA | N/A | |||
6 | Increase of Authorized Class A Common Stock | Mgmt | For | TNA | N/A | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | Against | Against | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
2.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
2.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
2.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
2.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
2.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
2.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
2.8 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
2.9 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
2.10 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
2.11 | Elect Alejandro Wolff | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CUSIP 03524A108 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | Against | Against | |||
6 | Stock Options for Directors | Mgmt | For | For | For | |||
7 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
8 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
9 | Authority to Cancel VVPR-strips | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Applied Micro Circuits Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMCC | CUSIP 03822W406 | 08/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Cesaratto | Mgmt | For | For | For | |||
2 | Elect Paramesh Gopi | Mgmt | For | For | For | |||
3 | Elect Paul R. Gray | Mgmt | For | For | For | |||
4 | Elect Fred A. Shlapak | Mgmt | For | For | For | |||
5 | Elect Robert F. Sproull | Mgmt | For | For | For | |||
6 | Elect Duston M. Williams | Mgmt | For | For | For | |||
7 | Elect Christopher F. Zepf | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Timothy Clarke | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
10 | Elect Charles Sinclair | Mgmt | For | For | For | |||
11 | Elect Peter A. Smith | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | APPOINTMENT OF AUDITOR | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 11/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.4 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.7 | Elect David Pyott | Mgmt | For | For | For | |||
1.8 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Blueprint Medicines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPMC | CUSIP 09627Y109 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Albers | Mgmt | For | For | For | |||
1.2 | Elect Mark Goldberg | Mgmt | For | For | For | |||
1.3 | Elect Nicholas Lydon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.2 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Roger H. Brown | Mgmt | For | For | For | |||
1.4 | Elect Marguerite W. Kondracke | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Elect Lucien Y.K. Wong | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Cabot Oil and Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Capitol Acquisition Corp II | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLAC | CUSIP 14056V105 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence Calcano | Mgmt | For | For | For | |||
1.2 | Elect Richard C. Donaldson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Capitol Acquisition Corp II | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLAC | CUSIP 14056V105 | 07/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | I HEREBY EXERCISE MY CONVERSION RIGHTS TO CONVERT TO CASH. MARK FOR = YES OR AGAINST = NO | Mgmt | N/A | Against | N/A | |||
3 | I hereby certify that I am not acting in concert, or as a “group” (as defined in Section 13(d)(3) of the Securities Exchange Act of 1934, as amended), with any other shareholder with respect to the shares of common stock of Capitol owned by me in connection with the proposed business combination between Capitol and Lindblad. | Mgmt | N/A | For | N/A | |||
4 | Company Name Change | Mgmt | For | For | For | |||
5 | Amendment to Classified Board | Mgmt | For | For | For | |||
6 | Remove Outdated Provisions | Mgmt | For | For | For | |||
7 | Provisions Related to Jones Act | Mgmt | For | For | For | |||
8 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
9 | Elect Paul J. Brown | Mgmt | For | For | For | |||
10 | Elect John M. Fahey, Jr. | Mgmt | For | For | For | |||
11 | Elect L. Dyson Dryden | Mgmt | For | For | For | |||
12 | Elect Sven-Olof Lindblad | Mgmt | For | For | For | |||
13 | Elect Mark D. Ein | Mgmt | For | For | For | |||
14 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cardiome Pharma Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRME | CUSIP 14159U301 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Glickman | Mgmt | For | For | For | |||
1.2 | Elect W. James O'Shea | Mgmt | For | For | For | |||
1.3 | Elect William L. Hunter | Mgmt | For | For | For | |||
1.4 | Elect Mark H. Corrigan | Mgmt | For | For | For | |||
1.5 | Elect Arthur H. Willms | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Meyer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Cavium Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Syed Ali | Mgmt | For | For | For | |||
1.2 | Elect Anthony S. Thornley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Darlene J. Friedman | Mgmt | For | For | For | |||
1.3 | Elect John S. Charlesworth | Mgmt | For | For | For | |||
1.4 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.5 | Elect Montgomery F. Moran | Mgmt | For | For | For | |||
1.6 | Elect Neil W. Flanzraich | Mgmt | For | For | For | |||
1.7 | Elect Patrick J. Flynn | Mgmt | For | For | For | |||
1.8 | Elect Stephen E. Gillett | Mgmt | For | For | For | |||
1.9 | Elect Steve Ells | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings | Mgmt | For | For | For | |||
5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Cognex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGNX | CUSIP 192422103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | |||
1.2 | Elect Anthony Sun | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Willett | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
6 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
7 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.3 | Elect John W. Stanton | Mgmt | For | For | For | |||
1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
1.2 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.3 | Elect David A. Jones | Mgmt | For | For | For | |||
1.4 | Elect Stephen M. King | Mgmt | For | For | For | |||
1.5 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
1.6 | Elect Kevin M. Mailender | Mgmt | For | For | For | |||
1.7 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
1.8 | Elect Kevin M. Sheehan | Mgmt | For | For | For | |||
1.9 | Elect Jennifer Storms | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Davidstea Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTEA | CUSIP 238661102 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emilia Di Raddo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Tom Folliard | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael J. Mardy | Mgmt | For | Withhold | Against | |||
1.4 | Elect David McCreight | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lorenzo Salvaggio | Mgmt | For | Withhold | Against | |||
1.6 | Elect Herschel H. Segal | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sarah Segal | Mgmt | For | Withhold | Against | |||
1.8 | Elect Kathleen C. Tierney | Mgmt | For | Withhold | Against | |||
1.9 | Elect Maurice Tousson | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sylvain Toutant | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven R. Altman | Mgmt | For | For | For | |||
2 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||
3 | Elect Jay S. Skyler | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Gould | Mgmt | For | For | For | |||
1.2 | Elect M. LaVoy Robison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
5 | Elect Paula A. Price | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect John T. Cardis | Mgmt | For | For | For | |||
3 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/12/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rose Marie Bravo | Mgmt | For | TNA | N/A | |||
2 | Elect Paul J. Fribourg | Mgmt | For | TNA | N/A | |||
3 | Elect Mellody Hobson | Mgmt | For | TNA | N/A | |||
4 | Elect Irvine O. Hockaday, Jr. | Mgmt | For | TNA | N/A | |||
5 | Elect Barry S. Sternlicht | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Amended and Restated 2002 Share Incentive Plan | Mgmt | For | TNA | N/A | |||
9 | Amendment to the Non-Employee Director Share Incentive Plan | Mgmt | For | TNA | N/A | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley, II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
2 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
3 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
4 | Elect Daniel J. Kaufman | Mgmt | For | For | For | |||
5 | Elect Richard L. Markee | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Approval of the 2016 Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortune Brands Home and Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan S. Kilsby | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freescale Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSL | CUSIP G3727Q101 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa M. Giles | Mgmt | For | For | For | |||
1.2 | Elect Michael S. Kagnoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Godaddy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Blake J. Irving | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles J. Robel | Mgmt | For | Withhold | Against | |||
1.3 | Elect John I. Park | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 12/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
3 | Elect Allen Chao | Mgmt | For | For | For | |||
4 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
5 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
6 | Elect Janet S. Vergis | Mgmt | For | For | For | |||
7 | Elect G. Frederick Wilkinson | Mgmt | For | For | For | |||
8 | Amendment to the 2002 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect James P. Hallett | Mgmt | For | For | For | |||
4 | Elect Mark E. Hill | Mgmt | For | For | For | |||
5 | Elect J. Mark Howell | Mgmt | For | For | For | |||
6 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
8 | Elect John P. Larson | Mgmt | For | For | For | |||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
10 | Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cathy Hendrickson | Mgmt | For | For | For | |||
1.2 | Elect Stanley R. Zax | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Level 3 Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVLT | CUSIP 52729N308 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
2 | Elect Jeff K. Storey | Mgmt | For | For | For | |||
3 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
4 | Elect Steven T. Clontz | Mgmt | For | For | For | |||
5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
6 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
7 | Elect Spencer B. Hays | Mgmt | For | For | For | |||
8 | Elect Michael J. Mahoney | Mgmt | For | For | For | |||
9 | Elect Kevin W. Mooney | Mgmt | For | For | For | |||
10 | Elect Peter Seah Lim Huat | Mgmt | For | For | For | |||
11 | Elect Peter H. van Oppen | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratify the Company's Exclusive Forum Bylaw | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Shares for Acquisition of CWC | Mgmt | For | For | For | |||
2 | Acquisition of CWC Shares held by Chairman of Liberty Global | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U138 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew J. Cole | Mgmt | For | For | For | |||
2 | Elect Richard R. Green | Mgmt | For | For | For | |||
3 | Elect David E. Rapley | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Lindblad Expeditions Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIND | CUSIP 535219109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul J. Brown | Mgmt | For | For | For | |||
1.2 | Elect Bernard W. Aronson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2016 CEO Share Allocation Plan | Mgmt | For | For | For | |||
Lions Gate Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGF | CUSIP 535919203 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Burns | Mgmt | For | For | For | |||
1.2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
1.3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
1.4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
1.5 | Elect Frank Giustra | Mgmt | For | For | For | |||
1.6 | Elect Harald H. Ludwig | Mgmt | For | For | For | |||
1.7 | Elect John C. Malone | Mgmt | For | For | For | |||
1.8 | Elect G. Scott Paterson | Mgmt | For | For | For | |||
1.9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.10 | Elect Daryl Simm | Mgmt | For | For | For | |||
1.11 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
1.12 | Elect Phyllis Yaffe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Elect Eyal Desheh | Mgmt | For | For | For | |||
4 | Elect Peter Seth Neustadter | Mgmt | For | For | For | |||
5 | Authority to Issue Shares and to Limit or Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Haley | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leslie Kilgore | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Oldaker | Mgmt | For | For | For | |||
1.2 | Elect Stanley Westreich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Equity Compensation Plan | Mgmt | For | Against | Against | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
15 | Committee Member Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Supress Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
Old Dominion Freight Line, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODFL | CUSIP 679580100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Earl E. Congdon | Mgmt | For | For | For | |||
1.2 | Elect David S. Congdon | Mgmt | For | For | For | |||
1.3 | Elect John R. Congdon, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Robert G. Culp, III | Mgmt | For | For | For | |||
1.5 | Elect Bradley R. Gabosch | Mgmt | For | For | For | |||
1.6 | Elect Patrick D. Hanley | Mgmt | For | For | For | |||
1.7 | Elect John D. Kasarda | Mgmt | For | For | For | |||
1.8 | Elect Leo H. Suggs | Mgmt | For | For | For | |||
1.9 | Elect D. Michael Wray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Campbell | Mgmt | For | For | For | |||
2 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
3 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
5 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.2 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.3 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.4 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.6 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.7 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.8 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.9 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.10 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.12 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
5 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
6 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
7 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
8 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
9 | Elect Donal O'Connor | Mgmt | For | For | For | |||
10 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
11 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Approve Amendments to Memorandum of Association | Mgmt | For | For | For | |||
17 | Adopt Revised Articles of Association | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Premier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PINC | CUSIP 74051N102 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barclay E. Berdan | Mgmt | For | Withhold | Against | |||
1.2 | Elect William E. Mayer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Scott Reiner | Mgmt | For | Withhold | Against | |||
1.4 | Elect Terry D. Shaw | Mgmt | For | Withhold | Against | |||
1.5 | Elect Richard J. Statuto | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ellen C. Wolf | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Exclusive Forum Provision | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Equity Compensation Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
3 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
4 | Elect William S. Kaiser | Mgmt | For | For | For | |||
5 | Elect Donald H. Livingstone | Mgmt | For | For | For | |||
6 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Certificate Amendment Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Equity Retention | ShrHoldr | Against | Against | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Shopify Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SH | CUSIP 82509L107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.4 | Elect Jeremy Levine | Mgmt | For | For | For | |||
1.5 | Elect Trevor Oelschig | Mgmt | For | For | For | |||
1.6 | Elect John Phillips | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jun Ho | Mgmt | For | For | For | |||
3 | Elect PARK Jung Ho | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | |||
SS&C Technologies Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Smita Conjeevaram | Mgmt | For | For | For | |||
1.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
1.3 | Elect William C. Stone | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Tempur Sealy International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPX | CUSIP 88023U101 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
2 | Elect John A. Heil | Mgmt | For | For | For | |||
3 | Elect Jon L. Luther | Mgmt | For | For | For | |||
4 | Elect Usman Nabi | Mgmt | For | For | For | |||
5 | Elect Richard W. Neu | Mgmt | For | For | For | |||
6 | Elect Scott L. Thompson | Mgmt | For | For | For | |||
7 | Elect Robert B. Trussell, Jr. | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.9 | Elect Kavita Patel | Mgmt | For | For | For | |||
1.10 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2015 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Middleby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIDD | CUSIP 596278101 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | |||
1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | |||
1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | |||
1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | |||
1.5 | Elect John R. Miller III | Mgmt | For | For | For | |||
1.6 | Elect Gordon O'Brien | Mgmt | For | For | For | |||
1.7 | Elect Philip G. Putnam | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Re-Approval of the Performance Goals Under the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Re-Approval of the Performance Goals Under the Value Creation Incentive Plan | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
3 | Elect David C. Chang | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
6 | Elect Donna A. James | Mgmt | For | For | For | |||
7 | Elect Don Logan | Mgmt | For | For | For | |||
8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect John E. Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tubemogul Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUBE | CUSIP 898570106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Toth | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
8 | Elect Marilyn H. Spearing | Mgmt | For | For | For | |||
9 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
10 | Elect Patrick McCall | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
6 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect David J. Pang | Mgmt | For | For | For | |||
9 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | |||
14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
2 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | |||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Re-Approval of the 2011 Stock Incentive Plan for Purposes of Macron Law Qualification | Mgmt | For | For | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
2 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
3 | Elect Greg Creed | Mgmt | For | For | For | |||
4 | Elect David W. Dorman | Mgmt | For | For | For | |||
5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
7 | Elect Keith Meister | Mgmt | For | For | For | |||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
10 | Elect P. Justin Skala | Mgmt | For | For | For | |||
11 | Elect Elane B. Stock | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Labeling Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Value Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
2 | Elect Hakan Bjorklund | Mgmt | For | Against | Against | |||
3 | Elect Geoffrey S. Ginsburg | Mgmt | For | For | For | |||
4 | Elect Carol R. Goldberg | Mgmt | For | For | For | |||
5 | Elect John F. Levy | Mgmt | For | For | For | |||
6 | Elect Brian A. Markison | Mgmt | For | For | For | |||
7 | Elect Thomas F. Wilson McKillop | Mgmt | For | For | For | |||
8 | Elect John Quelch | Mgmt | For | For | For | |||
9 | Elect James Roosevelt, Jr. | Mgmt | For | For | For | |||
10 | Elect Namal Nawana | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect John A. Paulson | Mgmt | For | For | For | |||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
2 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | |||
3 | Approval of The Performance Goals in 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Annell Bay | Mgmt | For | For | For | |||
2 | Elect John J. Christmann | Mgmt | For | For | For | |||
3 | Elect Chansoo Joung | Mgmt | For | For | For | |||
4 | Elect William C. Montgomery | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | 2016 Omnibus Compensation Plan | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.4 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.5 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Mann Jr. | Mgmt | For | For | For | |||
1.2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
1.3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect William L. Mansfield | Mgmt | For | For | For | |||
1.7 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
1.8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
1.9 | Elect David N. Weinstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Material Terms Under the 2011 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the Material Terms Under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
BankUnited Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKU | CUSIP 06652K103 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Kanas | Mgmt | For | For | For | |||
1.2 | Elect Rajinder P. Singh | Mgmt | For | For | For | |||
1.3 | Elect Tere Blanca | Mgmt | For | For | For | |||
1.4 | Elect Eugene F. DeMark | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Dowling | Mgmt | For | For | For | |||
1.6 | Elect Douglas J. Pauls | Mgmt | For | For | For | |||
1.7 | Elect A. Gail Prudenti | Mgmt | For | For | For | |||
1.8 | Elect Sanjiv Sobti | Mgmt | For | For | For | |||
1.9 | Elect A. Robert Towbin | Mgmt | For | For | For | |||
1.10 | Elect Lynne Wines | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | For | N/A | |||
BNC Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNCN | CUSIP 05566T101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lenin J. Peters | Mgmt | For | For | For | |||
1.2 | Elect John S. Ramsey, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Smith | Mgmt | For | For | For | |||
1.4 | Elect D. Vann Williford | Mgmt | For | For | For | |||
1.5 | Elect Thomas R. Sloan | Mgmt | For | For | For | |||
1.6 | Elect Abney S. Boxley, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Donna A. James | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Capital Bank Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBF | CUSIP 139794101 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Capital Bank Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBF | CUSIP 139794101 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha M. Bachman | Mgmt | For | For | For | |||
1.2 | Elect Richard M. DeMartini | Mgmt | For | For | For | |||
1.3 | Elect Peter N. Foss | Mgmt | For | For | For | |||
1.4 | Elect William A. Hodges | Mgmt | For | For | For | |||
1.5 | Elect Oscar A. Keller III | Mgmt | For | For | For | |||
1.6 | Elect Marc D. Oken | Mgmt | For | For | For | |||
1.7 | Elect R. Eugene Taylor | Mgmt | For | For | For | |||
1.8 | Elect William G. Ward, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
15 | Elect James S. Turley | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Veronique Morali | Mgmt | For | For | For | |||
8 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
9 | Elect Garry Watts | Mgmt | For | For | For | |||
10 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Mark Foster | Mgmt | For | For | For | |||
6 | Elect Nancy Killefer | Mgmt | For | For | For | |||
7 | Elect Sachin Lawande | Mgmt | For | For | For | |||
8 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
9 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
10 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Deckers Outdoor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DECK | CUSIP 243537107 | 09/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | |||
1.2 | Elect John M. Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Karyn O. Barsa | Mgmt | For | For | For | |||
1.4 | Elect Nelson C. Chan | Mgmt | For | For | For | |||
1.5 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
1.6 | Elect John G. Perenchio | Mgmt | For | For | For | |||
1.7 | Elect James Quinn | Mgmt | For | For | For | |||
1.8 | Elect Lauri Shanahan | Mgmt | For | For | For | |||
1.9 | Elect Bonita C. Stewart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.4 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.9 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.10 | Elect Lee J. Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley, II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Jorge L. Benitez | Mgmt | For | For | For | |||
4 | Elect Katherine B. Blackburn | Mgmt | For | For | For | |||
5 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
6 | Elect Greg D. Carmichael | Mgmt | For | For | For | |||
7 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
8 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
10 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
11 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase Maximum Number of Directors | Mgmt | For | For | For | |||
2 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
3 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
4 | Elect Thomas J. Barrack, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
6 | Elect L. Martin Gibbs | Mgmt | For | For | For | |||
7 | Elect Boris Groysberg | Mgmt | For | For | For | |||
8 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
9 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
10 | Elect Reynold Levy | Mgmt | For | For | For | |||
11 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
12 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
13 | Elect George G. C. Parker | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.4 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Stranding of Coal Generation Facilities | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Frontier Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTR | CUSIP 35906A108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | |||
1.3 | Elect Diana S. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect Edward Fraioli | Mgmt | For | For | For | |||
1.5 | Elect Daniel J. McCarthy | Mgmt | For | For | For | |||
1.6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
1.7 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
1.8 | Elect Howard L. Schrott | Mgmt | For | For | For | |||
1.9 | Elect Larraine D. Segil | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.11 | Elect Myron A. Wick, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
1.2 | Elect Oivind Lorentzen III | Mgmt | For | For | For | |||
1.3 | Elect Mark A. Scudder | Mgmt | For | For | For | |||
1.4 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
1.5 | Elect Joseph H. Pyne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Archbold | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Graphic Packaging Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPK | CUSIP 388689101 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David D. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
1.3 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Elect James C. Johnson | Mgmt | For | For | For | |||
3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
4 | Elect Franck J. Moison | Mgmt | For | For | For | |||
5 | Elect Robert F. Moran | Mgmt | For | For | For | |||
6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Elect Edward H. Meyer | Mgmt | For | For | For | |||
5 | Elect Robert Nail | Mgmt | For | For | For | |||
6 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
7 | Elect Abraham N. Reichental | Mgmt | For | For | For | |||
8 | Elect Kenneth M. Reiss | Mgmt | For | For | For | |||
9 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
10 | Elect Frank Sklarsky | Mgmt | For | For | For | |||
11 | Elect Gary G. Steel | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Host Hotels and Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HST | CUSIP 44107P104 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L. Baglivo | Mgmt | For | For | For | |||
2 | Elect Sheila C. Bair | Mgmt | For | For | For | |||
3 | Elect Terence C. Golden | Mgmt | For | For | For | |||
4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
5 | Elect Richard E. Marriott | Mgmt | For | For | For | |||
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
8 | Elect Gordon H. Smith | Mgmt | For | For | For | |||
9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Charter Providing Shareholder to Amend Bylaws | Mgmt | For | For | For | |||
13 | Amendment to Charter Reducing the Special Meeting Threshold | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
10 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
11 | Elect Subra Suresh | Mgmt | For | For | For | |||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
4 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
5 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
6 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
7 | Elect Alex Shumate | Mgmt | For | For | For | |||
8 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
9 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2010 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 04/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
10 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | Withhold | Against | |||
1.2 | Elect Karey D. Barker | Mgmt | For | For | For | |||
1.3 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.4 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
2 | Non-Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Monte E. Ford | Mgmt | For | Withhold | Against | |||
1.4 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.7 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.10 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.11 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
2 | Elect Paul Kenyon | Mgmt | For | For | For | |||
3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
4 | Elect Noam Gottesman | Mgmt | For | For | For | |||
5 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Lord Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NorthStar Realty Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRF | CUSIP 66704R803 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David T. Hamamoto | Mgmt | For | For | For | |||
1.2 | Elect Judith A. Hannaway | Mgmt | For | For | For | |||
1.3 | Elect Wesley D. Minami | Mgmt | For | For | For | |||
1.4 | Elect Louis J. Paglia | Mgmt | For | For | For | |||
1.5 | Elect Gregory Z. Rush | Mgmt | For | For | For | |||
1.6 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Omnibus Stock Incentive Plan | Mgmt | For | Against | Against | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.3 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.4 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Arthur H. McElwee, Jr. | Mgmt | For | For | For | |||
1.8 | Elect James T. Morris | Mgmt | For | For | For | |||
1.9 | Elect Randall T. Shepard | Mgmt | For | For | For | |||
1.10 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.11 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.12 | Elect Derrick J. Stewart | Mgmt | For | For | For | |||
1.13 | Elect Katherine E. White | Mgmt | For | For | For | |||
1.14 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
OraSure Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSUR | CUSIP 68554V108 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eamonn P. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Stephen S. Tang | Mgmt | For | For | For | |||
1.3 | Elect Douglas G. Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Orbital ATK Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OA | CUSIP 68557N103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
2 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
3 | Elect Martin C. Faga | Mgmt | For | For | For | |||
4 | Elect Lennard A. Fisk | Mgmt | For | For | For | |||
5 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
6 | Elect Robert M. Hanisee | Mgmt | For | For | For | |||
7 | Elect Ronald Kadish | Mgmt | For | For | For | |||
8 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
9 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
10 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
11 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
12 | Elect James G. Roche | Mgmt | For | For | For | |||
13 | Elect Harrison H. Schmitt | Mgmt | For | For | For | |||
14 | Elect David W. Thompson | Mgmt | For | For | For | |||
15 | Elect Scott L. Webster | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||
18 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Orbital ATK Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OA | CUSIP 68557N103 | 08/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter P. Chilton | Mgmt | For | For | For | |||
2 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
3 | Elect Mark W. DeYoung | Mgmt | For | For | For | |||
4 | Elect Martin C. Faga | Mgmt | For | For | For | |||
5 | Elect Lennard A. Fisk | Mgmt | For | For | For | |||
6 | Elect Ronald R. Fogleman | Mgmt | For | For | For | |||
7 | Elect Robert M. Hanisee | Mgmt | For | For | For | |||
8 | Elect Ronald T. Kadish | Mgmt | For | For | For | |||
9 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
10 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
11 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
12 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
13 | Elect James G. Roche | Mgmt | For | For | For | |||
14 | Elect Harrison H. Schmitt | Mgmt | For | For | For | |||
15 | Elect David W. Thompson | Mgmt | For | For | For | |||
16 | Elect Scott L. Webster | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Approval of 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.2 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.3 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.4 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
1.6 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.7 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.8 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.9 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.10 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.12 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Deromedi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
QLogic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLGC | CUSIP 747277101 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Dickson | Mgmt | For | For | For | |||
2 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
3 | Elect Christine King | Mgmt | For | For | For | |||
4 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
5 | Elect Prasad L. Rampalli | Mgmt | For | For | For | |||
6 | Elect Jay A. Rossiter | Mgmt | For | For | For | |||
7 | Elect George D. Wells | Mgmt | For | For | For | |||
8 | Elect William M. Zeitler | Mgmt | For | For | For | |||
9 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
Regal Entertainment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGC | CUSIP 758766109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David H. Keyte | Mgmt | For | For | For | |||
1.3 | Elect Amy E. Miles | Mgmt | For | For | For | |||
1.4 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Silgan Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLGN | CUSIP 827048109 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Philip Silver | Mgmt | For | Withhold | Against | |||
1.2 | Elect William C. Jennings | Mgmt | For | Withhold | Against | |||
2 | Re-approval of performance criteria under the Senior Executive Performance Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karen L. Daniel | Mgmt | For | For | For | |||
2 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
3 | Elect James P. Holden | Mgmt | For | For | For | |||
4 | Elect Nathan J. Jones | Mgmt | For | For | For | |||
5 | Elect Harry W. Knueppel | Mgmt | For | For | For | |||
6 | Elect W. Dudley Lehman | Mgmt | For | For | For | |||
7 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
8 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
9 | Elect Donald J. Stebbins | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Amendment of Compensation Policy | Mgmt | For | Against | Against | |||
5 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
6 | Salary Increase of CEO | Mgmt | For | For | For | |||
7 | Amendment of CEO's Bonus Scheme | Mgmt | For | For | For | |||
8 | Amendment of CEO's Annual Equity Grants | Mgmt | For | For | For | |||
9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Abravanel | Mgmt | For | For | For | |||
2 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||
3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||
4 | Elect Galia Maor | Mgmt | For | For | For | |||
5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | |||
6 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |||
7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
8 | Remuneration of Directors | Mgmt | For | For | For | |||
9 | Remuneration of Chairman | Mgmt | For | For | For | |||
10 | Salary Increase of CEO | Mgmt | For | For | For | |||
11 | Special Bonus of CEO | Mgmt | For | For | For | |||
12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 11/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Preferred Shares | Mgmt | For | For | For | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Karen C. Francis | Mgmt | For | For | For | |||
3 | Elect Richard H. Booth | Mgmt | For | For | For | |||
4 | Elect Joseph R. Ramrath | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Vista Outdoor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTO | CUSIP 928377100 | 08/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Callahan | Mgmt | For | For | For | |||
1.2 | Elect Gary L. McArthur | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Tarola | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | |||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Re-Approval of the 2011 Stock Incentive Plan for Purposes of Macron Law Qualification | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Aller | Mgmt | For | For | For | |||
1.2 | Elect James E. Catlin | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Walen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ray R. Irani | Mgmt | For | For | For | |||
1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wynn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Research Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | Against | Against | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 10/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
5 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Approval of Annual Incentive Plan Terms | Mgmt | For | For | For | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
2.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
2.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
2.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
2.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
2.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
2.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
2.8 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
2.9 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
2.10 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
2.11 | Elect Alejandro Wolff | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
2 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
3 | Elect Michael G. Morris | Mgmt | For | For | For | |||
4 | Elect E. Stanley O'Neal | Mgmt | For | For | For | |||
5 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Re-Approval of the Performance Goals under the Annual Cash Incentive Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allegion plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLE | CUSIP G0176J109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Chesser | Mgmt | For | For | For | |||
2 | Elect Carla Cico | Mgmt | For | For | For | |||
3 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
10 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
11 | Plurality Voting Standard for Contested Elections | Mgmt | For | For | For | |||
12 | Board Authority to Determine Board Size | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Heiden | Mgmt | For | For | For | |||
2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
3 | Elect John A. Fallon | Mgmt | For | For | For | |||
4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
5 | Elect Lesley Russell | Mgmt | For | For | For | |||
6 | Elect Gino Santini | Mgmt | For | For | For | |||
7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
8 | Elect James R. Sulat | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect John A. Paulson | Mgmt | For | For | For | |||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
5 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
7 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
8 | Elect George MacKenzie | Mgmt | For | For | For | |||
9 | Elect Susan N. Story | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
4 | Elect James A. Champy | Mgmt | For | For | For | |||
5 | Elect Bruce R. Evans | Mgmt | For | For | For | |||
6 | Elect Edward H. Frank | Mgmt | For | For | For | |||
7 | Elect John C. Hodgson | Mgmt | For | For | For | |||
8 | Elect Neil S. Novich | Mgmt | For | For | For | |||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
10 | Elect Lisa T. Su | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | |||
3 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Annell Bay | Mgmt | For | For | For | |||
2 | Elect John J. Christmann | Mgmt | For | For | For | |||
3 | Elect Chansoo Joung | Mgmt | For | For | For | |||
4 | Elect William C. Montgomery | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | 2016 Omnibus Compensation Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
18 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
19 | Elect James M. Michener | Mgmt | For | For | For | |||
20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 11/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
1.3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.4 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.5 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andreas C. Kramvis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory S. Ledford | Mgmt | For | Withhold | Against | |||
1.3 | Elect Martin W. Sumner | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Mann Jr. | Mgmt | For | For | For | |||
1.2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
1.3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect William L. Mansfield | Mgmt | For | For | For | |||
1.7 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
1.8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
1.9 | Elect David N. Weinstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Material Terms Under the 2011 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the Material Terms Under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hanno C. Fiedler | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
3 | Elect Edward P. Garden | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
2 | Elect John D. Forsyth | Mgmt | For | For | For | |||
3 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
4 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect James F. Orr | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 04/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | ShrHoldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Blue Buffalo Pet Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUFF | CUSIP 09531U102 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael A. Eck | Mgmt | For | Withhold | Against | |||
1.2 | Elect Frances Frei | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kurt Schmidt | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751200 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.8 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.9 | Elect August W. Henningsen | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
1.15 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
5 | Amendment to the Deferred Share Unit Plan | Mgmt | For | Against | Against | |||
6 | Share Consolidation | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Disclosure of Vote Results | ShrHoldr | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | Against | Against | |||
2 | Elect Karen E. Dykstra | Mgmt | For | Against | Against | |||
3 | Elect Carol B. Einiger | Mgmt | For | Against | Against | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | Against | Against | |||
5 | Elect Joel I. Klein | Mgmt | For | Against | Against | |||
6 | Elect Douglas T. Linde | Mgmt | For | Against | Against | |||
7 | Elect Matthew J. Lustig | Mgmt | For | Against | Against | |||
8 | Elect Alan J. Patricof | Mgmt | For | Against | Against | |||
9 | Elect Owen D. Thomas | Mgmt | For | Against | Against | |||
10 | Elect Martin Turchin | Mgmt | For | Against | Against | |||
11 | Elect David A. Twardock | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Donna A. James | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.2 | Elect Joshua Bekenstein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Roger H. Brown | Mgmt | For | For | For | |||
1.4 | Elect Marguerite W. Kondracke | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Elect Lucien Y.K. Wong | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect Roger J. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
5 | Elect John C. Kelly | Mgmt | For | For | For | |||
6 | Elect David F. Melcher | Mgmt | For | For | For | |||
7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
10 | Elect John H. Weiland | Mgmt | For | For | For | |||
11 | Elect Anthony Welters | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Cabot Oil and Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
5 | Elect Robert Kelley | Mgmt | For | For | For | |||
6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Terms of Chairman | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Services Agreement with Controlling Shareholder | Mgmt | For | For | For | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
3 | Manpower Agreement with Controlling Shareholder | Mgmt | For | For | For | |||
4 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
5 | Interim Compensation Terms of Deputy CEO | Mgmt | For | For | For | |||
6 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
7 | Amendment to Compensation Policy (Board Meetings) | Mgmt | For | For | For | |||
8 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
9 | Amendment to Compensation Policy (Liability Insurance) | Mgmt | For | Against | Against | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Option Grant of CEO | Mgmt | For | Against | Against | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | N/A | N/A | N/A | |||
2 | Elect Shachar Degani | Mgmt | N/A | N/A | N/A | |||
3 | Elect Amichai Beer | Mgmt | N/A | N/A | N/A | |||
4 | Elect Amit Ben Zvi | Mgmt | N/A | N/A | N/A | |||
5 | Elect Ronald Kaplan | Mgmt | N/A | N/A | N/A | |||
6 | Elect Yonathan Melamed | Mgmt | N/A | N/A | N/A | |||
7 | Elect Ofer Tsimchi | Mgmt | N/A | N/A | N/A | |||
8 | Elect Yitzhak Sharir | Mgmt | N/A | N/A | N/A | |||
9 | Elect Amnon Dick | Mgmt | N/A | N/A | N/A | |||
10 | Approval of Chairman Compensation | Mgmt | N/A | N/A | N/A | |||
11 | Directors' Fees | Mgmt | N/A | N/A | N/A | |||
12 | Company Name Change | Mgmt | N/A | N/A | N/A | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | N/A | N/A | N/A | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | N/A | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | For | For | For | |||
2 | Elect Shachar Degani | Mgmt | For | For | For | |||
3 | Elect Amichai Beer | Mgmt | For | For | For | |||
4 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
5 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
6 | Elect Yonathan Melamed | Mgmt | For | For | For | |||
7 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
8 | Elect Yitzhak Sharir | Mgmt | Against | Against | For | |||
9 | Elect Amnon Dick | Mgmt | Against | Against | For | |||
10 | Approval of Chairman Compensation | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Company Name Change | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Castlight Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSLT | CUSIP 14862Q100 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ed Park | Mgmt | For | For | For | |||
1.2 | Elect David B. Singer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cavium Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Syed Ali | Mgmt | For | For | For | |||
1.2 | Elect Anthony S. Thornley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
3 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
4 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
5 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
7 | Elect Paula R. Reynolds | Mgmt | For | For | For | |||
8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
10 | Elect Ray Wirta | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment of Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.2 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.3 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.4 | Elect Michael A. Grandin | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Valerie A.A. Nielsen | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Michael P. Huseby | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Balan Nair | Mgmt | For | Against | Against | |||
9 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
10 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
11 | 2016 Executive Incentive Performance Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Neal A. Shear | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
3 | Elect Robert E. Denham | Mgmt | For | For | For | |||
4 | Elect Alice P. Gast | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect John S. Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to Non-Employee Directors' Equity Compensation and Deferral Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special meeting | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Darlene J. Friedman | Mgmt | For | For | For | |||
1.3 | Elect John S. Charlesworth | Mgmt | For | For | For | |||
1.4 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.5 | Elect Montgomery F. Moran | Mgmt | For | For | For | |||
1.6 | Elect Neil W. Flanzraich | Mgmt | For | For | For | |||
1.7 | Elect Patrick J. Flynn | Mgmt | For | For | For | |||
1.8 | Elect Stephen E. Gillett | Mgmt | For | For | For | |||
1.9 | Elect Steve Ells | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings | Mgmt | For | For | For | |||
5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | For | For | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
17 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
18 | Elect Kimberly Ross | Mgmt | For | For | For | |||
19 | Elect Robert W. Scully | Mgmt | For | For | For | |||
20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
21 | Elect Theodore Shasta | Mgmt | For | For | For | |||
22 | Elect David H. Sidwell | Mgmt | For | For | For | |||
23 | Elect Olivier Steimer | Mgmt | For | For | For | |||
24 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
26 | Elect Michael P. Connors | Mgmt | For | For | For | |||
27 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
28 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
29 | Elect Robert W. Scully | Mgmt | For | For | For | |||
30 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
35 | Executive Compensation | Mgmt | For | For | For | |||
36 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
37 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cimarex Energy Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEC | CUSIP 171798101 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa A. Stewart | Mgmt | For | For | For | |||
2 | Elect Hans Helmerich | Mgmt | For | For | For | |||
3 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | |||
4 | Elect Monroe W. Robertson | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
15 | Elect James S. Turley | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | |||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
5 | Elect Mark Foster | Mgmt | For | For | For | |||
6 | Elect Nancy Killefer | Mgmt | For | For | For | |||
7 | Elect Sachin Lawande | Mgmt | For | For | For | |||
8 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
9 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
10 | Elect Sean O'Keefe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Concho Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXO | CUSIP 20605P101 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary A. Merriman | Mgmt | For | For | For | |||
1.2 | Elect Ray M. Poage | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect John V. Faraci | Mgmt | For | For | For | |||
6 | Elect Jody L Freeman | Mgmt | For | For | For | |||
7 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
8 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
9 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
11 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Continental Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLR | CUSIP 212015101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold G. Hamm | Mgmt | For | Withhold | Against | |||
1.2 | Elect John T. McNabb II | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
3 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
4 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
5 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
6 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
7 | Elect Stanley Zinberg | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.3 | Elect John W. Stanton | Mgmt | For | For | For | |||
1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Criteo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRTO | CUSIP 226718104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean-Baptiste Rudelle to the Board of Directors | Mgmt | For | For | For | |||
2 | Elect James Warner to the Board of Directors | Mgmt | For | For | For | |||
3 | Ratify the Co-Option of Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
4 | Elect Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
5 | Elect Eric Eichmann to the Board of Directors | Mgmt | For | For | For | |||
6 | Elect Domninique Vidal to the Board of Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation of ONE YEAR | Mgmt | For | Abstain | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation of TWO YEARS | Mgmt | Against | Abstain | N/A | |||
11 | Frequency of Advisory Vote on Executive Compensation of THREE YEARS | Mgmt | Against | Abstain | N/A | |||
12 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
13 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
17 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
18 | Related Party Transactions (France Digitale) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Approval of the 2016 Stock Option Plan | Mgmt | For | Against | Against | |||
21 | Amendment of Time-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
22 | Amendment of Performance-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
23 | Authority to Issue Stock Options | Mgmt | For | Against | Against | |||
24 | Authority to Grant Free Shares/RSUs (Employees) | Mgmt | For | Against | Against | |||
25 | Authority to Grant Performance Shares/PSUs (Executives) | Mgmt | For | Against | Against | |||
26 | Authority to Issue Warrants | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases Regarding Proposals 23.00 to 26.00 | Mgmt | For | Abstain | Against | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and/or Convertible Securities Through Private Placement to Qualified Institutional Investors | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
31 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
32 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
33 | Greenshoe | Mgmt | For | For | For | |||
34 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
35 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
36 | Amend Articles Regarding Quorum at General Meetings | Mgmt | For | For | For | |||
37 | Amend Articles Regarding Director and Censor Terms | Mgmt | For | For | For | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 12/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | |||
1.3 | Elect David A. Hager | Mgmt | For | For | For | |||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.8 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
1.9 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Related to Energy Policy and Climate Change | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven R. Altman | Mgmt | For | For | For | |||
2 | Elect Barbara E. Kahn | Mgmt | For | For | For | |||
3 | Elect Jay S. Skyler | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
5 | Elect Paula A. Price | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
4 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect John T. Cardis | Mgmt | For | For | For | |||
3 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERJ | CUSIP 29082A107 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Cancellation of Stock Option Plan for Board of Directors | Mgmt | For | Against | Against | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect John R. Egan | Mgmt | For | For | For | |||
5 | Elect William D. Green | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Paul Sagan | Mgmt | For | For | For | |||
8 | Elect Laura J. Sen | Mgmt | For | For | For | |||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Alessandro Profumo | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect John Hughes | Mgmt | For | For | For | |||
1.5 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.6 | Elect William Luby | Mgmt | For | For | For | |||
1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.8 | Elect Howard Walker | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.2 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.3 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gary P. Martin | Mgmt | For | For | For | |||
1.5 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | |||
1.6 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.8 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/12/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rose Marie Bravo | Mgmt | For | TNA | N/A | |||
2 | Elect Paul J. Fribourg | Mgmt | For | TNA | N/A | |||
3 | Elect Mellody Hobson | Mgmt | For | TNA | N/A | |||
4 | Elect Irvine O. Hockaday, Jr. | Mgmt | For | TNA | N/A | |||
5 | Elect Barry S. Sternlicht | Mgmt | For | TNA | N/A | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Amended and Restated 2002 Share Incentive Plan | Mgmt | For | TNA | N/A | |||
9 | Amendment to the Non-Employee Director Share Incentive Plan | Mgmt | For | TNA | N/A | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect David W. Faeder | Mgmt | For | For | For | |||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | |||
1.4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
1.5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
1.6 | Elect Joseph S. Vassalluzzo | Mgmt | For | For | For | |||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect William P. Foley, II | Mgmt | For | For | For | |||
3 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
4 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
5 | Elect David K. Hunt | Mgmt | For | For | For | |||
6 | Elect Stephan A. James | Mgmt | For | For | For | |||
7 | Elect Frank R. Martire | Mgmt | For | For | For | |||
8 | Elect Richard N. Massey | Mgmt | For | For | For | |||
9 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
10 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
11 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
2 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
3 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
4 | Elect Daniel J. Kaufman | Mgmt | For | For | For | |||
5 | Elect Richard L. Markee | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Approval of the 2016 Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortune Brands Home and Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan S. Kilsby | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Frank's International N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CUSIP N33462107 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William B. Berry | Mgmt | For | Against | Against | |||
2 | Elect Sheldon R. Erikson | Mgmt | For | Against | Against | |||
3 | Elect Michael C. Kearney | Mgmt | For | Against | Against | |||
4 | Elect Gary P. Luquette | Mgmt | For | Against | Against | |||
5 | Elect Michael E. McMahon | Mgmt | For | Against | Against | |||
6 | Elect Donald Keith Mosing | Mgmt | For | Against | Against | |||
7 | Elect Kirkland D. Mosing | Mgmt | For | Against | Against | |||
8 | Elect Steven B. Mosing | Mgmt | For | Against | Against | |||
9 | Elect Alexander Vriesendorp | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
12 | Accounts and Reports; Authority to Issue Reports in English | Mgmt | For | For | For | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Consolidated Accounts) | Mgmt | For | For | For | |||
17 | Supervisory Board Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
19 | Cancellation of Shares | Mgmt | For | For | For | |||
Gaming And Leisure Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Tracy Gardner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Arthur Peck | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
General Growth Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 370023103 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect John K. Haley | Mgmt | For | For | For | |||
5 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
6 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
7 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
9 | Elect Mark R. Patterson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
5 | Elect David M. Moffett | Mgmt | For | For | For | |||
6 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
7 | Elect John R. Nichols | Mgmt | For | For | For | |||
8 | Elect James A. Parke | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Archbold | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Godaddy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Blake J. Irving | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles J. Robel | Mgmt | For | Withhold | Against | |||
1.3 | Elect John I. Park | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Golar LNG Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLNG | CUSIP G9456A100 | 09/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor Olav Troim | Mgmt | For | Against | Against | |||
2 | Elect Daniel W. Rabun | Mgmt | For | Against | Against | |||
3 | Elect Frederik Halvorsen | Mgmt | For | Against | Against | |||
4 | Elect Carl E. Steen | Mgmt | For | Against | Against | |||
5 | Elect Andrew J.D. Whalley | Mgmt | For | Against | Against | |||
6 | Elect Niels G. Stolt-Nielsen | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rich Williams | Mgmt | For | Withhold | Against | |||
1.2 | Elect Eric Lefkofsky | Mgmt | For | Withhold | Against | |||
1.3 | Elect Theodore Leonsis | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael Angelakis | Mgmt | For | Withhold | Against | |||
1.5 | Elect Peter Barris | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Bass | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey Housenbold | Mgmt | For | Withhold | Against | |||
1.8 | Elect Bradley Keywell | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ann Ziegler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation Regarding Removal of Directors With or Without Cause | Mgmt | For | For | For | |||
5 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Promotions Involving Animals Used in Entertainment | ShrHoldr | Against | Against | For | |||
GrubHub Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUB | CUSIP 400110102 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Justin L. Sadrian | Mgmt | For | For | For | |||
1.2 | Elect David Fisher | Mgmt | For | For | For | |||
1.3 | Elect Benjamin Spero | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
2 | Elect James C. Johnson | Mgmt | For | For | For | |||
3 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
4 | Elect Franck J. Moison | Mgmt | For | For | For | |||
5 | Elect Robert F. Moran | Mgmt | For | For | For | |||
6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP 806407102 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Bacow | Mgmt | For | For | For | |||
3 | Elect Gerald A. Benjamin | Mgmt | For | For | For | |||
4 | Elect Stanley M. Bergman | Mgmt | For | For | For | |||
5 | Elect James P. Breslawski | Mgmt | For | For | For | |||
6 | Elect Paul Brons | Mgmt | For | For | For | |||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | |||
8 | Elect Donald J. Kabat | Mgmt | For | For | For | |||
9 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
10 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | |||
12 | Elect Steven Paladino | Mgmt | For | For | For | |||
13 | Elect Carol Raphael | Mgmt | For | For | For | |||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | |||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
2 | Elect Terrence J. Checki | Mgmt | For | For | For | |||
3 | Elect John B. Hess | Mgmt | For | For | For | |||
4 | Elect Edith E. Holiday | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect David McManus | Mgmt | For | For | For | |||
7 | Elect Kevin O. Meyers | Mgmt | For | For | For | |||
8 | Elect John H. Mullin, III | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect William G. Schrader | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2016 Performance Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Stranded Asset Risk | ShrHoldr | Against | Against | For | |||
Hewlett Packard Enterprise Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPE | CUSIP 42824C109 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Ammann | Mgmt | For | For | For | |||
2 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
3 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
4 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
6 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
7 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
9 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
10 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
11 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
12 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
10 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
11 | Elect Subra Suresh | Mgmt | For | For | For | |||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 12/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Independence Contract Drilling Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICD | CUSIP 453415309 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Byron A. Dunn | Mgmt | For | For | For | |||
1.3 | Elect Arthur Einav | Mgmt | For | For | For | |||
1.4 | Elect Matthew D. Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Edward S. Jacob, III | Mgmt | For | For | For | |||
1.6 | Elect Daniel F. McNease | Mgmt | For | For | For | |||
1.7 | Elect Tighe A. Noonan | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
2 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
3 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
4 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
5 | Elect Edward P. Lawrence | Mgmt | For | For | For | |||
6 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
7 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | 2016 Global Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
4 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
5 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
6 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
7 | Elect Alex Shumate | Mgmt | For | For | For | |||
8 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
9 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2010 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Preferred Shareholders' Right to Call Special Meetings | Mgmt | For | For | For | |||
3 | Require Preferred Shareholders' Approval for Certain Amendments | Mgmt | For | For | For | |||
4 | Require Preferred Shareholders' Approval for Certain Transactions | Mgmt | For | For | For | |||
5 | Change in Board Size | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect H. James Dallas | Mgmt | For | For | For | |||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
9 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
10 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
11 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
12 | Elect Demos Parneros | Mgmt | For | For | For | |||
13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
14 | Elect David K. Wilson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2016 Annual Performance Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Milton Cooper | Mgmt | For | For | For | |||
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | |||
5 | Elect Joe Grills | Mgmt | For | For | For | |||
6 | Elect Frank Lourenso | Mgmt | For | For | For | |||
7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
8 | Elect Richard Saltzman | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
1.3 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
1.6 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
1.8 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
1.10 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
1.11 | Elect C. Park Shaper | Mgmt | For | For | For | |||
1.12 | Elect William A. Smith | Mgmt | For | For | For | |||
1.13 | Elect Joel V. Staff | Mgmt | For | For | For | |||
1.14 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
1.15 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
Kraft Foods Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
9 | Elect John C. Pope | Mgmt | For | For | For | |||
10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/12/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Chairman | Mgmt | For | TNA | N/A | |||
8 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
9 | Elect Philippe P. Dauman | Mgmt | For | TNA | N/A | |||
10 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
11 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
12 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
13 | Elect Bruno Lafont | Mgmt | For | TNA | N/A | |||
14 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
15 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
16 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
17 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
18 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
20 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
21 | Elect Paul Desmarais, Jr. as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Oscar Fanjul as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Adrian Loader as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Nassef Sawiris as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Board Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Compensation | Mgmt | For | TNA | N/A | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Level 3 Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVLT | CUSIP 52729N308 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
2 | Elect Jeff K. Storey | Mgmt | For | For | For | |||
3 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
4 | Elect Steven T. Clontz | Mgmt | For | For | For | |||
5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
6 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
7 | Elect Spencer B. Hays | Mgmt | For | For | For | |||
8 | Elect Michael J. Mahoney | Mgmt | For | For | For | |||
9 | Elect Kevin W. Mooney | Mgmt | For | For | For | |||
10 | Elect Peter Seah Lim Huat | Mgmt | For | For | For | |||
11 | Elect Peter H. van Oppen | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratify the Company's Exclusive Forum Bylaw | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Shares for Acquisition of CWC | Mgmt | For | For | For | |||
2 | Acquisition of CWC Shares held by Chairman of Liberty Global | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U138 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew J. Cole | Mgmt | For | For | For | |||
2 | Elect Richard R. Green | Mgmt | For | For | For | |||
3 | Elect David E. Rapley | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
Markwest Energy Partners LP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | Against | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 04/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
10 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Howard Nye | Mgmt | For | For | For | |||
2 | Elect Laree E. Perez | Mgmt | For | For | For | |||
3 | Elect Dennis L. Rediker | Mgmt | For | For | For | |||
4 | Elect Donald W. Slager | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to Stock Based Award Plan | Mgmt | For | For | For | |||
8 | Approval of Executive Cash Incentive Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect Alton F. Irby III | Mgmt | For | For | For | |||
6 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
7 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
8 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
9 | Elect David M. Lawrence | Mgmt | For | For | For | |||
10 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
11 | Elect Susan R. Salka | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Reapproval of the Management Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Adoption of Proxy Access Bylaw | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Medtronic, plc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
Michaels Companies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Monte E. Ford | Mgmt | For | Withhold | Against | |||
1.4 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
1.7 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
1.9 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
1.10 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
1.11 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 01/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redemption of Preferred Stock | Mgmt | For | For | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heather Bresch | Mgmt | For | For | For | |||
2 | Elect Wendy Cameron | Mgmt | For | For | For | |||
3 | Elect Robert J. Cindrich | Mgmt | For | For | For | |||
4 | Elect Robert J. Coury | Mgmt | For | For | For | |||
5 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | |||
6 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
7 | Elect Melina Higgins | Mgmt | For | For | For | |||
8 | Elect Douglas J. Leech | Mgmt | For | For | For | |||
9 | Elect Rajiv Malik | Mgmt | For | For | For | |||
10 | Elect Joseph C. Maroon | Mgmt | For | For | For | |||
11 | Elect Mark Parrish | Mgmt | For | For | For | |||
12 | Elect Rodney L. Piatt | Mgmt | For | For | For | |||
13 | Elect Randall L. Vanderveen | Mgmt | For | For | For | |||
14 | Adoption of the Dutch Annual Accounts | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Re-Approval of 2003 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
19 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | For | For | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Haley | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leslie Kilgore | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
4 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reapproval of material terms of the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal on Sea Level Rise Risks Report | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.4 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
4 | Re-approval of the Executive Performance Sharing Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
2 | Elect Paul Kenyon | Mgmt | For | For | For | |||
3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
4 | Elect Noam Gottesman | Mgmt | For | For | For | |||
5 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Lord Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NRG Yield, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYLD | CUSIP 62942X405 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Chlebowski, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mauricio Gutierrez | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kirkland B. Andrews | Mgmt | For | Withhold | Against | |||
1.4 | Elect Brian R. Ford | Mgmt | For | Withhold | Against | |||
1.5 | Elect Ferrell P. McClean | Mgmt | For | Withhold | Against | |||
1.6 | Elect Christopher S. Sotos | Mgmt | For | Withhold | Against | |||
2 | Amendment to Certificate of Incorporation Permitting Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.2 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.4 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.6 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.7 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Bundled Amendments to the Certificate of Incorporation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
3 | Elect Peter Smitham | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect John E. Feick | Mgmt | For | For | For | |||
6 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
7 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions And Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||
1.2 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Campbell | Mgmt | For | For | For | |||
2 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
3 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
5 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Paypal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wences Casares | Mgmt | For | For | For | |||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
3 | Elect John J. Donahoe | Mgmt | For | For | For | |||
4 | Elect David Dorman | Mgmt | For | For | For | |||
5 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
6 | Elect David M. Moffett | Mgmt | For | For | For | |||
7 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the Employee Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
13 | Elect Daniel Vasella | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Renewable Energy Targets | ShrHoldr | Against | Against | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
5 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
6 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
7 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
8 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
9 | Elect Donal O'Connor | Mgmt | For | For | For | |||
10 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
11 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Approve Amendments to Memorandum of Association | Mgmt | For | For | For | |||
17 | Adopt Revised Articles of Association | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ian C. Read | Mgmt | For | For | For | |||
10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Deromedi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Plum Creek Timber Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCL | CUSIP 729251108 | 02/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | Abstain | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James G. Berges | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
4 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of Performance Goals Under Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of the Omnibus Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For | |||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Elect Ira D. Hall | Mgmt | For | For | For | |||
6 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | |||
7 | Elect Larry D. McVay | Mgmt | For | For | For | |||
8 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
9 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
11 | Elect Robert L. Wood | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 162(m) Performance Measures | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Press Ganey Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGND | CUSIP 74113L102 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Norman W Alpert | Mgmt | For | Against | Against | |||
2 | Elect Patrick T. Ryan | Mgmt | For | Against | Against | |||
3 | Elect Ellen M. Zane | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | Against | Against | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of 2016 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
3 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect James E. Cartwright | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect John A. Lederer | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.11 | Elect Alexandre van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect John A. Lederer | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.11 | Elect Alexandre van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Rollins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROL | CUSIP 775711104 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bill J. Dismuke | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Lawley | Mgmt | For | For | For | |||
1.3 | Elect John F. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Certificate Amendment Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Equity Retention | ShrHoldr | Against | Against | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
5 | Elect Michael E. Marks | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
8 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
9 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
15 | Ratification of Board Size | Mgmt | For | For | For | |||
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
5 | Elect Neil Lustig | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
4 | Elect William D. Jones | Mgmt | For | For | For | |||
5 | Elect William G. Ouchi | Mgmt | For | For | For | |||
6 | Elect Debra L. Reed | Mgmt | For | For | For | |||
7 | Elect William C. Rusnack | Mgmt | For | For | For | |||
8 | Elect William P. Rutledge | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
11 | Elect James C. Yardley | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.2 | Elect Victor L. Lund | Mgmt | For | For | For | |||
1.3 | Elect John W. Mecom, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Ellen Ochoa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | |||
5 | Elect James A. Lawrence | Mgmt | For | For | For | |||
6 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
7 | Elect Anthony Smurfit | Mgmt | For | For | For | |||
8 | Elect Frits Beurskens | Mgmt | For | For | For | |||
9 | Elect Christel Bories | Mgmt | For | For | For | |||
10 | Elect Thomas Brodin | Mgmt | For | For | For | |||
11 | Elect Irial Finan | Mgmt | For | For | For | |||
12 | Elect Gary McGann | Mgmt | For | For | For | |||
13 | Elect John Moloney | Mgmt | For | For | For | |||
14 | Elect Roberto Newell | Mgmt | For | For | For | |||
15 | Elect Rosemary Thorne | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
22 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John C. Bates | Mgmt | For | For | For | |||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.6 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||
1.7 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.11 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||
3 | Elect Carol A. Davidson | Mgmt | For | For | For | |||
4 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
5 | Elect William A. Jeffrey | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Yong Nam | Mgmt | For | For | For | |||
8 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
10 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | |||
12 | Elect Laura H. Wright | Mgmt | For | For | For | |||
13 | Elect Thomas J. Lynch as Chairman | Mgmt | For | For | For | |||
14 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||
15 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
16 | Elect John C. Van Scoter | Mgmt | For | For | For | |||
17 | Appointment of the Independent Proxy | Mgmt | For | For | For | |||
18 | Approval of Annual Report | Mgmt | For | For | For | |||
19 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | |||
22 | Appoint Deloitte and Touche as auditor | Mgmt | For | For | For | |||
23 | Appoint Deloitte AG, Zurich as Swiss registered auditor | Mgmt | For | For | For | |||
24 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | For | |||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
26 | Executive Compensation | Mgmt | For | For | For | |||
27 | Board Compensation | Mgmt | For | For | For | |||
28 | Appropriation of Earnings | Mgmt | For | For | For | |||
29 | Declaration of Dividend | Mgmt | For | For | For | |||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
31 | Increase in Authorized Capital | Mgmt | For | For | For | |||
32 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
33 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tesaro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRO | CUSIP 881569107 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leon O. Moulder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
1.3 | Elect David Mott | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
1.5 | Elect James O. Armitage | Mgmt | For | For | For | |||
1.6 | Elect Earl M. Collier, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gary A. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Arnold L. Oronsky | Mgmt | For | For | For | |||
1.9 | Elect Kavita Patel | Mgmt | For | For | For | |||
1.10 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2015 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Janet F. Clark | Mgmt | For | For | For | |||
5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
6 | Elect Ronald Kirk | Mgmt | For | For | For | |||
7 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
8 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
9 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Procter and Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
6 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect David. S. Taylor | Mgmt | For | For | For | |||
10 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | |||
8 | Elect Peter W. May | Mgmt | For | For | For | |||
9 | Elect William A. Shutzer | Mgmt | For | For | For | |||
10 | Elect Robert S. Singer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
3 | Elect David C. Chang | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
6 | Elect Donna A. James | Mgmt | For | For | For | |||
7 | Elect Don Logan | Mgmt | For | For | For | |||
8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect John E. Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TreeHouse Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THS | CUSIP 89469A104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George V. Bayly | Mgmt | For | For | For | |||
2 | Elect Gary D. Smith | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tubemogul Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUBE | CUSIP 898570106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Toth | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
3 | Elect Marc N. Casper | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
7 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
8 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Scott W. Wine | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
7 | Elect John F. Sorte | Mgmt | For | For | For | |||
8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
6 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
7 | Elect Robert D. Reed | Mgmt | For | For | For | |||
8 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
9 | Elect James D. Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
6 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect David J. Pang | Mgmt | For | For | For | |||
9 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | |||
14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Candace K. Beinecke | Mgmt | For | For | For | |||
1.2 | Elect Robert P. Kogod | Mgmt | For | For | For | |||
1.3 | Elect Richard R. West | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
2 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
3 | Elect Douglas J. McGregor | Mgmt | For | For | For | |||
4 | Elect Vincent J. Trosino | Mgmt | For | For | For | |||
5 | Approval of the 2016 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
2 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Langomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect John D. Gass | Mgmt | For | For | For | |||
5 | Elect Emyr Jones Parry | Mgmt | For | For | For | |||
6 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Wells Fargo and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
11 | Elect James H. Quigley | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ray R. Irani | Mgmt | For | For | For | |||
1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wynn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
3 | Elect David Filo | Mgmt | For | For | For | |||
4 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
2 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
3 | Elect Greg Creed | Mgmt | For | For | For | |||
4 | Elect David W. Dorman | Mgmt | For | For | For | |||
5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
7 | Elect Keith Meister | Mgmt | For | For | For | |||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | |||
10 | Elect P. Justin Skala | Mgmt | For | For | For | |||
11 | Elect Elane B. Stock | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Labeling Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Small Cap Value Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Abercrombie & Fitch Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANF | CUSIP 002896207 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James B. Bachmann | Mgmt | For | For | For | |||
2 | Elect Bonnie R. Brooks | Mgmt | For | For | For | |||
3 | Elect Terry L. Burman | Mgmt | For | For | For | |||
4 | Elect Sarah M. Gallagher | Mgmt | For | For | For | |||
5 | Elect Michael E. Greenlees | Mgmt | For | For | For | |||
6 | Elect Archie M. Griffin | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect Charles R. Perrin | Mgmt | For | For | For | |||
9 | Elect Stephanie M. Shern | Mgmt | For | For | For | |||
10 | Elect Craig R. Stapleton | Mgmt | For | For | For | |||
11 | Approval of Amendments to Implement Proxy Access | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2016 Long-Term Incentive Plan for Directors | Mgmt | For | For | For | |||
14 | Approval of 2016 Long-Term Incentive Plan for Associates | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Thomas M. Rohrs | Mgmt | For | For | For | |||
1.6 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yiannis N. Papanicolaou | Mgmt | For | Withhold | Against | |||
1.2 | Elect Konstantinos D. Koutsomitopoulos | Mgmt | For | Withhold | Against | |||
Air Methods Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRM | CUSIP 009128307 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. David Kikumoto | Mgmt | For | For | For | |||
1.2 | Elect Jessica L. Wright | Mgmt | For | For | For | |||
1.3 | Elect Joseph E. Whitters | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
2 | Elect Hakan Bjorklund | Mgmt | For | Against | Against | |||
3 | Elect Geoffrey S. Ginsburg | Mgmt | For | For | For | |||
4 | Elect Carol R. Goldberg | Mgmt | For | For | For | |||
5 | Elect John F. Levy | Mgmt | For | For | For | |||
6 | Elect Brian A. Markison | Mgmt | For | For | For | |||
7 | Elect Thomas F. Wilson McKillop | Mgmt | For | For | For | |||
8 | Elect John Quelch | Mgmt | For | For | For | |||
9 | Elect James Roosevelt, Jr. | Mgmt | For | For | For | |||
10 | Elect Namal Nawana | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALE | CUSIP 018522300 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Sidney W. Emery, Jr. | Mgmt | For | For | For | |||
3 | Elect George G. Goldfarb | Mgmt | For | For | For | |||
4 | Elect James S. Haines, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan R. Hodnik | Mgmt | For | For | For | |||
6 | Elect James J. Hoolihan | Mgmt | For | For | For | |||
7 | Elect Heidi E. Jimmerson | Mgmt | For | For | For | |||
8 | Elect Madeleine W. Ludlow | Mgmt | For | For | For | |||
9 | Elect Douglas C. Neve | Mgmt | For | For | For | |||
10 | Elect Leonard C. Rodman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Scott A. Carmilani | Mgmt | For | For | For | |||
3 | Elect Bart Friedman | Mgmt | For | For | For | |||
4 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
5 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
6 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
7 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
8 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
9 | Elect Scott A. Carmilani as Chairman | Mgmt | For | For | For | |||
10 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
11 | Elect Bart Friedman | Mgmt | For | For | For | |||
12 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
13 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
14 | Elect Eric S. Schwartz | Mgmt | For | For | For | |||
15 | Elect Samuel J. Weinhoff | Mgmt | For | For | For | |||
16 | Election of Independent Proxy | Mgmt | For | For | For | |||
17 | Approval of 2016 Executive Compensation Under Swiss Law | Mgmt | For | For | For | |||
18 | Approval of 2016 Director Compensation Under Swiss Law | Mgmt | For | For | For | |||
19 | Advisory Vote on 2015 Executive Compensation | Mgmt | For | For | For | |||
20 | Approve 2015 Annual Report and Financial Statements | Mgmt | For | For | For | |||
21 | Approve the Retention of Disposable Profits | Mgmt | For | For | For | |||
22 | Approval of the Payment of Dividends to Shareholders | Mgmt | For | For | For | |||
23 | Approve the Cancelling of Treasury Shares | Mgmt | For | For | For | |||
24 | Approval of New Shares Repurchase Program | Mgmt | For | For | For | |||
25 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
26 | Election of Deloitte & Touch as Independent Auditor and Deloitte AG as Statutory Auditor | Mgmt | For | For | For | |||
27 | Election of Special Auditor | Mgmt | For | For | For | |||
28 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
29 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 12/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Fiona E. Luck | Mgmt | For | For | For | |||
3 | Approval of 2015 Compensation for new directors | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
American Assets Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAT | CUSIP 024013104 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest S. Rady | Mgmt | For | For | For | |||
1.2 | Elect Larry E. Finger | Mgmt | For | For | For | |||
1.3 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
1.4 | Elect Thomas S. Olinger | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | Withhold | Against | |||
1.4 | Elect John B. Berding | Mgmt | For | Withhold | Against | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | Withhold | Against | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | Withhold | Against | |||
1.7 | Elect James E. Evans | Mgmt | For | Withhold | Against | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | Withhold | Against | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | Withhold | Against | |||
1.10 | Elect William W. Verity | Mgmt | For | Withhold | Against | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Approval of Senior Executive Long Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
American Vanguard Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVD | CUSIP 030371108 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Baskin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Clark | Mgmt | For | For | For | |||
3 | Elect Debra F. Edwards | Mgmt | For | For | For | |||
4 | Elect Morton D. Erlich | Mgmt | For | For | For | |||
5 | Elect Alfred F. Ingulli | Mgmt | For | For | For | |||
6 | Elect John L. Killmer | Mgmt | For | For | For | |||
7 | Elect Eric G. Wintemute | Mgmt | For | For | For | |||
8 | Elect M. Esmail Zirakparvar | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 1994 Stock Incentive Plan | Mgmt | For | For | For | |||
Amerisafe Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSF | CUSIP 03071H100 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jared A. Morris | Mgmt | For | For | For | |||
1.2 | Elect Teri Fontenot | Mgmt | For | For | For | |||
1.3 | Elect Daniel Phillips | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment of the Non-Employee Director Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Apartment Investment and Management Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIV | CUSIP 03748R101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James N. Bailey | Mgmt | For | For | For | |||
2 | Elect Terry Considine | Mgmt | For | For | For | |||
3 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||
4 | Elect J. Landis Martin | Mgmt | For | For | For | |||
5 | Elect Robert A. Miller | Mgmt | For | For | For | |||
6 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
7 | Elect Michael A. Stein | Mgmt | For | For | For | |||
8 | Elect Nina A. Tran | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aralez Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARLZ | CUSIP 03852X100 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adrian Adams | Mgmt | For | For | For | |||
1.2 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
1.3 | Elect Neal F. Fowler | Mgmt | For | For | For | |||
1.4 | Elect Rob Harris | Mgmt | For | For | For | |||
1.5 | Elect Arthur S. Kirsch | Mgmt | For | For | For | |||
1.6 | Elect Kenneth B. Lee, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Seth A. Rudnick, M.D. | Mgmt | For | For | For | |||
1.8 | Elect F. Martin Thrasher | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ARC Document Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARC | CUSIP 00191G103 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kumarakulasingam Suriyakumar | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Formolo | Mgmt | For | For | For | |||
1.3 | Elect Dewitt Kerry McCluggage | Mgmt | For | For | For | |||
1.4 | Elect James F. McNulty | Mgmt | For | For | For | |||
1.5 | Elect Mark W. Mealy | Mgmt | For | For | For | |||
1.6 | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | For | |||
1.7 | Elect Eriberto R. Scocimara | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ascena Retail Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Usdan | Mgmt | For | Against | Against | |||
2 | Elect Randy L. Pearce | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Atlas Air Worldwide Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAWW | CUSIP 049164205 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Agnew | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect William J. Flynn | Mgmt | For | For | For | |||
4 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
5 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
6 | Elect Carol B. Hallett | Mgmt | For | For | For | |||
7 | Elect Frederick McCorkle | Mgmt | For | For | For | |||
8 | Elect Duncan J. McNabb | Mgmt | For | For | For | |||
9 | Elect John K. Wulff | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of the 2016 Incentive Plan | Mgmt | For | Against | Against | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erik J. Anderson | Mgmt | For | For | For | |||
2 | Elect Kristianne Blake | Mgmt | For | For | For | |||
3 | Elect Donald C. Burke | Mgmt | For | For | For | |||
4 | Elect John F. Kelly | Mgmt | For | For | For | |||
5 | Elect Rebecca A. Klein | Mgmt | For | For | For | |||
6 | Elect Scott L. Morris | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Heidi B. Stanley | Mgmt | For | For | For | |||
9 | Elect R. John Taylor | Mgmt | For | For | For | |||
10 | Elect Janet D. Widmann | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Banc of California, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BANC | CUSIP 05990K106 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Jonah Schnel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | For | N/A | |||
Berkshire Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHLB | CUSIP 084680107 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John B. Davies | Mgmt | For | For | For | |||
1.2 | Elect Rodney C. Dimock | Mgmt | For | For | For | |||
1.3 | Elect Laurie Norton Moffatt | Mgmt | For | For | For | |||
1.4 | Elect J. Williar Dunlaevy | Mgmt | For | For | For | |||
1.5 | Elect Patrick J. Sheehan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BlackRock Capital Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKCC | CUSIP 092533108 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Lies | Mgmt | For | For | For | |||
1.2 | Elect Maureen K. Usifer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
BlackRock Capital Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKCC | CUSIP 092533108 | 06/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock at a Discount to NAV | Mgmt | For | For | For | |||
BNC Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNCN | CUSIP 05566T101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lenin J. Peters | Mgmt | For | For | For | |||
1.2 | Elect John S. Ramsey, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Smith | Mgmt | For | For | For | |||
1.4 | Elect D. Vann Williford | Mgmt | For | For | For | |||
1.5 | Elect Thomas R. Sloan | Mgmt | For | For | For | |||
1.6 | Elect Abney S. Boxley, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Garrabrants | Mgmt | For | For | For | |||
1.2 | Elect Paul Grinberg | Mgmt | For | For | For | |||
1.3 | Elect Uzair Dada | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Briggs and Stratton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGG | CUSIP 109043109 | 10/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Humphrey | Mgmt | For | For | For | |||
1.2 | Elect Frank M. Jaehnert | Mgmt | For | For | For | |||
1.3 | Elect Charles I. Story | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 02/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Terms of Chairman | Mgmt | For | For | For | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Services Agreement with Controlling Shareholder | Mgmt | For | For | For | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
3 | Manpower Agreement with Controlling Shareholder | Mgmt | For | For | For | |||
4 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
5 | Interim Compensation Terms of Deputy CEO | Mgmt | For | For | For | |||
6 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
7 | Amendment to Compensation Policy (Board Meetings) | Mgmt | For | For | For | |||
8 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
9 | Amendment to Compensation Policy (Liability Insurance) | Mgmt | For | Against | Against | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 09/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Option Grant of CEO | Mgmt | For | Against | Against | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | N/A | N/A | N/A | |||
2 | Elect Shachar Degani | Mgmt | N/A | N/A | N/A | |||
3 | Elect Amichai Beer | Mgmt | N/A | N/A | N/A | |||
4 | Elect Amit Ben Zvi | Mgmt | N/A | N/A | N/A | |||
5 | Elect Ronald Kaplan | Mgmt | N/A | N/A | N/A | |||
6 | Elect Yonathan Melamed | Mgmt | N/A | N/A | N/A | |||
7 | Elect Ofer Tsimchi | Mgmt | N/A | N/A | N/A | |||
8 | Elect Yitzhak Sharir | Mgmt | N/A | N/A | N/A | |||
9 | Elect Amnon Dick | Mgmt | N/A | N/A | N/A | |||
10 | Approval of Chairman Compensation | Mgmt | N/A | N/A | N/A | |||
11 | Directors' Fees | Mgmt | N/A | N/A | N/A | |||
12 | Company Name Change | Mgmt | N/A | N/A | N/A | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | N/A | N/A | N/A | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | N/A | N/A | |||
Caesarstone Sdot-Yam Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Ronen | Mgmt | For | For | For | |||
2 | Elect Shachar Degani | Mgmt | For | For | For | |||
3 | Elect Amichai Beer | Mgmt | For | For | For | |||
4 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
5 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
6 | Elect Yonathan Melamed | Mgmt | For | For | For | |||
7 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
8 | Elect Yitzhak Sharir | Mgmt | Against | Against | For | |||
9 | Elect Amnon Dick | Mgmt | Against | Against | For | |||
10 | Approval of Chairman Compensation | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Company Name Change | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry D. McVay | Mgmt | For | For | For | |||
1.2 | Elect John C. Wallace | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Finch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.6 | Elect John D. Griffith | Mgmt | For | For | For | |||
1.7 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
1.8 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.9 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation Permitting Removal of Directors Without Cause | Mgmt | For | For | For | |||
Century Communities Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCS | CUSIP 156504300 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Box | Mgmt | For | For | For | |||
1.2 | Elect Dale Francescon | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Francescon | Mgmt | For | For | For | |||
1.4 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.5 | Elect James M. Lippman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
1.2 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.3 | Elect Richard M. Lievense | Mgmt | For | For | For | |||
1.4 | Elect John E. Pelizzari | Mgmt | For | For | For | |||
1.5 | Elect David B. Ramaker | Mgmt | For | For | For | |||
1.6 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.7 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cherry Hill Mortgage Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMI | CUSIP 164651101 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley Middleman | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey B. Lown | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Kislak | Mgmt | For | For | For | |||
1.4 | Elect Joseph P. Murin | Mgmt | For | For | For | |||
1.5 | Elect Regina M. Lowrie | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ClubCorp Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYCC | CUSIP 18948M108 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric L. Affeldt | Mgmt | For | For | For | |||
1.2 | Elect John A. Beckert | Mgmt | For | For | For | |||
1.3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
1.4 | Elect William E. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Colony Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Richard Saltzman | Mgmt | For | For | For | |||
1.3 | Elect George G. C. Parker | Mgmt | For | For | For | |||
1.4 | Elect John A. Somers | Mgmt | For | For | For | |||
1.5 | Elect John L. Steffens | Mgmt | For | For | For | |||
1.6 | Elect Nancy A. Curtin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Continental Building Products Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPX | CUSIP 211171103 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bachmann | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.8 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Core Laboratories N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLB | CUSIP N22717107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles L. Dunlap | Mgmt | For | For | For | |||
2 | Elect Lucia van Geuns | Mgmt | For | For | For | |||
3 | Elect Michael Straughen | Mgmt | For | For | For | |||
4 | Election of Additional Supervisory Director | Mgmt | For | For | For | |||
5 | Amendment of Article 16, Sub-article 15 | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Cancellation of Shares | Mgmt | For | For | For | |||
9 | Extension and Renewal of Exisiting Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Extension of Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Cott Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCB | CUSIP 22163N106 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Benadiba | Mgmt | For | For | For | |||
1.2 | Elect Jerry Fowden | Mgmt | For | For | For | |||
1.3 | Elect David T. Gibbons | Mgmt | For | For | For | |||
1.4 | Elect Stephen H. Halperin | Mgmt | For | Withhold | Against | |||
1.5 | Elect Betty Jane Hess | Mgmt | For | For | For | |||
1.6 | Elect Gregory Monahan | Mgmt | For | For | For | |||
1.7 | Elect Mario Pilozzi | Mgmt | For | For | For | |||
1.8 | Elect Andrew Prozes | Mgmt | For | For | For | |||
1.9 | Elect Eric S. Rosenfeld | Mgmt | For | Withhold | Against | |||
1.10 | Elect Graham Savage | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cypress Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CY | CUSIP 232806109 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T.J. Rodgers | Mgmt | For | For | For | |||
1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
1.3 | Elect Eric A. Benhamou | Mgmt | For | For | For | |||
1.4 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.5 | Elect John H. Kispert | Mgmt | For | For | For | |||
1.6 | Elect O.C. Kwon | Mgmt | For | For | For | |||
1.7 | Elect Wilbert van den Hoek | Mgmt | For | For | For | |||
1.8 | Elect Michael S. Wishart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Del Taco Restaurants Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TACO | CUSIP 245496104 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ari B. Levy | Mgmt | For | For | For | |||
1.2 | Elect Paul J.B. Murphy III | Mgmt | For | For | For | |||
1.3 | Elect R.J. Melman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.4 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.9 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.10 | Elect Lee J. Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.2 | Elect Pat Wood III | Mgmt | For | For | For | |||
1.3 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.5 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.7 | Elect John R. Sult | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2012 Long Term incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGBN | CUSIP 268948106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie M. Alperstein | Mgmt | For | For | For | |||
1.2 | Elect Dudley C. Dworken | Mgmt | For | For | For | |||
1.3 | Elect Harvey M. Goodman | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Paul | Mgmt | For | For | For | |||
1.5 | Elect Robert P. Pincus | Mgmt | For | For | For | |||
1.6 | Elect Norman R. Pozez | Mgmt | For | For | For | |||
1.7 | Elect Donald R. Rogers | Mgmt | For | Withhold | Against | |||
1.8 | Elect Leland M. Weinstein | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Approval of the 2016 Stock Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eagle Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGRX | CUSIP 269796108 | 08/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David M. Pernock | Mgmt | For | For | For | |||
1.2 | Elect Michael Graves | Mgmt | For | For | For | |||
1.3 | Elect Alain Schreiber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
Education Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H203 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |||
1.2 | Elect Monte J. Barrow | Mgmt | For | For | For | |||
1.3 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.4 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.5 | Elect Kimberly K. Schaefer | Mgmt | For | For | For | |||
1.6 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.7 | Elect Thomas Trubiana | Mgmt | For | For | For | |||
1.8 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
El Paso Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EE | CUSIP 283677854 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Robert Brown | Mgmt | For | For | For | |||
1.2 | Elect James W. Cicconi | Mgmt | For | For | For | |||
1.3 | Elect Mary E. Kipp | Mgmt | For | For | For | |||
1.4 | Elect Thomas V. Shockley, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fuad El-Hibri | Mgmt | For | For | For | |||
1.2 | Elect Ronald B. Richard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael D. Rumbolz | Mgmt | For | For | For | |||
1.2 | Elect James R. Kroner | Mgmt | For | For | For | |||
1.3 | Elect Michael J. McSally | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Ashwini Gupta | Mgmt | For | Withhold | Against | |||
1.3 | Elect Wendy Hannam | Mgmt | For | For | For | |||
1.4 | Elect Michael P. Monaco | Mgmt | For | For | For | |||
1.5 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.6 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.7 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.9 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Endurance Specialty Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Baily | Mgmt | For | For | For | |||
2 | Elect Norman Barham | Mgmt | For | For | For | |||
3 | Elect Galen R. Barnes | Mgmt | For | For | For | |||
4 | Elect William H. Bolinder | Mgmt | For | For | For | |||
5 | Elect Philip M. Butterfield | Mgmt | For | For | For | |||
6 | Elect Steven W. Carlsen | Mgmt | For | For | For | |||
7 | Elect John R. Charman | Mgmt | For | For | For | |||
8 | Elect Morgan W. Davis | Mgmt | For | For | For | |||
9 | Elect Susan S. Fleming | Mgmt | For | For | For | |||
10 | Elect Nicholas C. Marsh | Mgmt | For | For | For | |||
11 | Elect Scott D. Moore | Mgmt | For | For | For | |||
12 | Elect William J. Raver | Mgmt | For | For | For | |||
13 | Elect Robert A. Spass | Mgmt | For | For | For | |||
14 | Elect Ian M. Winchester | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Goodrich | Mgmt | For | For | For | |||
2 | Elect Jay Grinney | Mgmt | For | For | For | |||
3 | Elect Frances Powell Hawes | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Godfrey M. Long, Jr. | Mgmt | For | For | For | |||
2 | Elect Thomas R. Price | Mgmt | For | For | For | |||
3 | Elect Alejandro Quiroz | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
EnPro Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPO | CUSIP 29355X107 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen E. Macadam | Mgmt | For | For | For | |||
1.2 | Elect Thomas M. Botts | Mgmt | For | For | For | |||
1.3 | Elect Felix M. Brueck | Mgmt | For | For | For | |||
1.4 | Elect B. Bernard Burns, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.6 | Elect Gordon D. Harnett | Mgmt | For | For | For | |||
1.7 | Elect David L. Hauser | Mgmt | For | For | For | |||
1.8 | Elect John S. Humphrey | Mgmt | For | For | For | |||
1.9 | Elect Kees van der Graaf | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Equity Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Antoinette T. Hubenette | Mgmt | For | For | For | |||
2 | Elect Lee A. Daniels | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barrett Brady | Mgmt | For | For | For | |||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Everi Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVRI | CUSIP 30034T103 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Geoff Judge | Mgmt | For | For | For | |||
1.2 | Elect Michael D. Rumbolz | Mgmt | For | For | For | |||
1.3 | Elect Ronald V. Congemi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Everyday Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVDY | CUSIP 300415106 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dana L. Evan | Mgmt | For | For | For | |||
1.2 | Elect Habib Kairouz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theo Killion | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ferro Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOE | CUSIP 315405100 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
1.2 | Elect Gregory E. Hyland | Mgmt | For | For | For | |||
1.3 | Elect David A. Lorber | Mgmt | For | For | For | |||
1.4 | Elect Timothy K. Pistell | Mgmt | For | For | For | |||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
1.6 | Elect Peter T. Thomas | Mgmt | For | For | For | |||
1.7 | Elect Ronald P. Vargo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Ferroglobe Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSM | CUSIP G33856108 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Incentive Plan | Mgmt | For | For | For | |||
5 | Elect Alan Kestenbaum | Mgmt | For | Against | Against | |||
6 | Elect Javier Lopez Madrid | Mgmt | For | Against | Against | |||
7 | Elect Donald G. Barger | Mgmt | For | Against | Against | |||
8 | Elect Bruce L. Crockett | Mgmt | For | Against | Against | |||
9 | Elect Stuart E. Eizenstat | Mgmt | For | Against | Against | |||
10 | Elect Tomas Garcia Madrid | Mgmt | For | Against | Against | |||
11 | Elect Greger Hamilton | Mgmt | For | Against | Against | |||
12 | Elect Javier Monzon | Mgmt | For | Against | Against | |||
13 | Elect Juan Villar-Mir de Fuentes | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Rectification of March Dividend | Mgmt | Abstain | For | Against | |||
First Busey Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUSE | CUSIP 319383204 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Ambrose | Mgmt | For | For | For | |||
1.2 | Elect David J. Downey | Mgmt | For | For | For | |||
1.3 | Elect Van A. Dukeman | Mgmt | For | For | For | |||
1.4 | Elect Stephen V. King | Mgmt | For | For | For | |||
1.5 | Elect E. Phillips Knox | Mgmt | For | For | For | |||
1.6 | Elect V. B. Leister, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gregory B. Lykins | Mgmt | For | For | For | |||
1.8 | Elect August C. Meyer, Jr. | Mgmt | For | For | For | |||
1.9 | Elect George T. Shapland | Mgmt | For | For | For | |||
1.10 | Elect Thomas G. Sloan | Mgmt | For | For | For | |||
1.11 | Elect Jon D. Stewart | Mgmt | For | For | For | |||
1.12 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Connecticut Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNK | CUSIP 319850103 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald A. Bucchi | Mgmt | For | For | For | |||
1.2 | Elect John J. Carson | Mgmt | For | For | For | |||
1.3 | Elect Kevin S. Ray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
First Financial Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFBC | CUSIP 320209109 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Wickliffe Ach | Mgmt | For | For | For | |||
1.2 | Elect David S. Barker | Mgmt | For | For | For | |||
1.3 | Elect Cynthia O. Booth | Mgmt | For | For | For | |||
1.4 | Elect Claude E. Davis | Mgmt | For | For | For | |||
1.5 | Elect Corinne R. Finnerty | Mgmt | For | For | For | |||
1.6 | Elect Peter E. Geier | Mgmt | For | For | For | |||
1.7 | Elect Murph Knapke | Mgmt | For | For | For | |||
1.8 | Elect Susan L. Knust | Mgmt | For | For | For | |||
1.9 | Elect William J. Kramer | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey D. Meyer | Mgmt | For | For | For | |||
1.11 | Elect John T. Neighbours | Mgmt | For | For | For | |||
1.12 | Elect Richard E. Olszewski | Mgmt | For | For | For | |||
1.13 | Elect Maribeth S. Rahe | Mgmt | For | For | For | |||
2 | Amendment to the Key Executive Short Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
First Merchants Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRME | CUSIP 320817109 | 05/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Howard Halderman | Mgmt | For | For | For | |||
1.2 | Elect Michael C. Rechin | Mgmt | For | For | For | |||
1.3 | Elect Charles E. Schalliol | Mgmt | For | For | For | |||
1.4 | Elect Terry L. Walker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Flagstar Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBC | CUSIP 337930705 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alessandro P. DiNello | Mgmt | For | Against | Against | |||
2 | Elect Jay J. Hansen | Mgmt | For | Against | Against | |||
3 | Elect John D. Lewis | Mgmt | For | Against | Against | |||
4 | Elect David J. Matlin | Mgmt | For | Against | Against | |||
5 | Elect Bruce E. Nyberg | Mgmt | For | Against | Against | |||
6 | Elect James A. Ovenden | Mgmt | For | Against | Against | |||
7 | Elect Peter Schoels | Mgmt | For | Against | Against | |||
8 | Elect David L. Treadwell | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2016 Stock Award and Incentive Plan | Mgmt | For | Against | Against | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.2 | Elect Kelly Steven-Waiss | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Zellner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Franklin Financial Network Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSB | CUSIP 35352P104 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy E. Allen | Mgmt | For | For | For | |||
1.2 | Elect Henry W. Brockman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Herrington | Mgmt | For | For | For | |||
1.4 | Elect David H. Kemp | Mgmt | For | For | For | |||
1.5 | Elect Pamela J. Stephens | Mgmt | For | For | For | |||
1.6 | Elect Melody J. Sullivan | Mgmt | For | For | For | |||
1.7 | Elect Gregory E. Waldron | Mgmt | For | For | For | |||
1.8 | Elect Benjamin P. Wynd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
FTD Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTD | CUSIP 30281V108 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert S. Apatoff | Mgmt | For | For | For | |||
1.2 | Elect Robert Berglass | Mgmt | For | For | For | |||
1.3 | Elect Sue Ann R. Hamilton | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Shean | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Fulton Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FULT | CUSIP 360271100 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||
2 | Elect Denise L. Devine | Mgmt | For | For | For | |||
3 | Elect Patrick J. Freer | Mgmt | For | For | For | |||
4 | Elect George W. Hodges | Mgmt | For | For | For | |||
5 | Elect Albert Morrison, III | Mgmt | For | For | For | |||
6 | Elect James R. Moxley, III | Mgmt | For | For | For | |||
7 | Elect R. Scott Smith, Jr. | Mgmt | For | For | For | |||
8 | Elect Ronald H. Spair | Mgmt | For | For | For | |||
9 | Elect Mark F. Strauss | Mgmt | For | For | For | |||
10 | Elect Ernest J. Waters | Mgmt | For | For | For | |||
11 | Elect E. Philip Wenger | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
General Cable Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGC | CUSIP 369300108 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sallie B. Bailey | Mgmt | For | For | For | |||
2 | Elect Edward Childs Hall, III | Mgmt | For | For | For | |||
3 | Elect Gregory E. Lawton | Mgmt | For | For | For | |||
4 | Elect Michael T. McDonnell | Mgmt | For | For | For | |||
5 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
6 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
7 | Elect John E. Welsh, III | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Globe Specialty Metals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSM | CUSIP 37954N206 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
GNC Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNC | CUSIP 36191G107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Archbold | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
1.4 | Elect Michael F. Hines | Mgmt | For | For | For | |||
1.5 | Elect Amy B. Lane | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Granite Construction Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GVA | CUSIP 387328107 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Dorey | Mgmt | For | For | For | |||
2 | Elect William H. Powell | Mgmt | For | For | For | |||
3 | Elect Claes G. Bjork | Mgmt | For | For | For | |||
4 | Elect Michael F. McNally | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Great Western Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWB | CUSIP 391416104 | 02/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Spies | Mgmt | For | For | For | |||
1.2 | Elect Ken Karels | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
GTT Communications Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CUSIP 362393100 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Calder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect H. Brian Thompson | Mgmt | For | For | For | |||
1.3 | Elect S. Joseph Bruno | Mgmt | For | For | For | |||
1.4 | Elect Rhodric C. Hackman | Mgmt | For | For | For | |||
1.5 | Elect Howard E. Janzen | Mgmt | For | For | For | |||
1.6 | Elect Nick Adamo | Mgmt | For | For | For | |||
1.7 | Elect Theodore B. Smith | Mgmt | For | For | For | |||
1.8 | Elect Elizabeth Satin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Ahn | Mgmt | For | For | For | |||
2 | Elect Christie K. Chu | Mgmt | For | For | For | |||
3 | Elect Harry Chung | Mgmt | For | For | For | |||
4 | Elect Paul Seon-Hong Kim | Mgmt | For | For | For | |||
5 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
6 | Elect Joon Hyung Lee | Mgmt | For | For | For | |||
7 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
8 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
9 | Elect Michael Yang | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Healthcare Trust of America Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTA | CUSIP 42225P501 | 07/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Peters | Mgmt | For | For | For | |||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||
3 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||
4 | Elect Warren D. Fix | Mgmt | For | For | For | |||
5 | Elect Peter N. Foss | Mgmt | For | For | For | |||
6 | Elect Larry L. Mathis | Mgmt | For | For | For | |||
7 | Elect Steve Patterson | Mgmt | For | For | For | |||
8 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Heidrick & Struggles International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSII | CUSIP 422819102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elizabeth L. Axelrod | Mgmt | For | For | For | |||
1.2 | Elect Richard I. Beattie | Mgmt | For | For | For | |||
1.3 | Elect Clare M. Chapman | Mgmt | For | For | For | |||
1.4 | Elect John A. Fazio | Mgmt | For | For | For | |||
1.5 | Elect Mark Foster | Mgmt | For | For | For | |||
1.6 | Elect Jill Kanin-Lovers | Mgmt | For | For | For | |||
1.7 | Elect Gary E. Knell | Mgmt | For | For | For | |||
1.8 | Elect Lyle Logan | Mgmt | For | For | For | |||
1.9 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.10 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
1.11 | Elect Tracy R. Wolstencroft | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hercules Technology Growth Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 07/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allyn C. Woodward, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Fallon | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. Hoffman | Mgmt | For | For | For | |||
1.4 | Elect Susanne D. Lyons | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For | |||
HomeStreet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMST | CUSIP 43785V102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark K. Mason | Mgmt | For | Against | Against | |||
2 | Elect Victor H. Indiek | Mgmt | For | Against | Against | |||
3 | Elect Donald R. Voss | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | |||
IBERIABANK Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBKC | CUSIP 450828108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine D. Abell | Mgmt | For | For | For | |||
1.2 | Elect Angus R. Cooper II | Mgmt | For | For | For | |||
1.3 | Elect William H. Fenstermaker | Mgmt | For | For | For | |||
1.4 | Elect Rick E. Maples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Idacorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDA | CUSIP 451107106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darrel T. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Carlile | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dahl | Mgmt | For | For | For | |||
1.4 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
1.5 | Elect Judith A. Johansen | Mgmt | For | For | For | |||
1.6 | Elect Dennis L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect J. LaMont Keen | Mgmt | For | For | For | |||
1.8 | Elect Christine King | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Navarro | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Tinstman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Independence Contract Drilling Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICD | CUSIP 453415309 | 06/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Byron A. Dunn | Mgmt | For | For | For | |||
1.3 | Elect Arthur Einav | Mgmt | For | For | For | |||
1.4 | Elect Matthew D. Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Edward S. Jacob, III | Mgmt | For | For | For | |||
1.6 | Elect Daniel F. McNease | Mgmt | For | For | For | |||
1.7 | Elect Tighe A. Noonan | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
iStar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAR | CUSIP 45031U408 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Clifford De Souza | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.5 | Elect John G. McDonald | Mgmt | For | For | For | |||
1.6 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.7 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
j2 Global, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | |||
3 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
4 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
5 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
6 | Elect Stephen Ross | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kforce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFRC | CUSIP 493732101 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Sutter | Mgmt | For | For | For | |||
1.3 | Elect Ralph E. Struzziero | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||
5 | 2016 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Kraton Performance Polymers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
1.2 | Elect Barry J. Goldstein | Mgmt | For | For | For | |||
1.3 | Elect Dan F. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2016 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the Material Terms of the Performance Metrics for Section 162(M) of the Internal Revenue Code | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake W. Augsburger | Mgmt | For | For | For | |||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | For | |||
3 | Elect Daniel F. Evans, Jr. | Mgmt | For | For | For | |||
4 | Elect David M. Findlay | Mgmt | For | For | For | |||
5 | Elect Thomas A. Hiatt | Mgmt | For | For | For | |||
6 | Elect Michael L. Kubacki | Mgmt | For | For | For | |||
7 | Elect Charles E. Niemier | Mgmt | For | For | For | |||
8 | Elect Emily E. Pichon | Mgmt | For | For | For | |||
9 | Elect Steven D. Ross | Mgmt | For | For | For | |||
10 | Elect Brian J. Smith | Mgmt | For | For | For | |||
11 | Elect Bradley J. Toothaker | Mgmt | For | For | For | |||
12 | Elect Ronald D. Truex | Mgmt | For | For | For | |||
13 | Elect M. Scott Welch | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lantheus Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNTH | CUSIP 516544103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary Anne Heino | Mgmt | For | Withhold | Against | |||
1.2 | Elect Samuel R. Leno | Mgmt | For | Withhold | Against | |||
1.3 | Elect Derace L. Schaffer | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Logitech International SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGN | CUSIP H50430232 | 09/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Compensation Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
5 | Elect CHUA Kee Lock | Mgmt | For | For | For | |||
6 | Elect Bracken P. Darrell | Mgmt | For | For | For | |||
7 | Elect Sally Davis | Mgmt | For | For | For | |||
8 | Elect Guerrino De Luca | Mgmt | For | For | For | |||
9 | Elect Didier Hirsch | Mgmt | For | For | For | |||
10 | Elect Neil Hunt | Mgmt | For | For | For | |||
11 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
12 | Elect Edouard Bugnion | Mgmt | For | For | For | |||
13 | Elect Sue E. Gove | Mgmt | For | For | For | |||
14 | Elect Lung Yeh | Mgmt | For | For | For | |||
15 | Elect Guerrino De Luca as Chairman | Mgmt | For | For | For | |||
16 | Elect Sally Davis as Compensation Committee Member | Mgmt | For | For | For | |||
17 | Elect Neil Hunt as Compensation Committee Member | Mgmt | For | For | For | |||
18 | Elect Dimitri Panayotopoulos as Compensation Committee Member | Mgmt | For | For | For | |||
19 | Board Compensation | Mgmt | For | For | For | |||
20 | Executive Compensation | Mgmt | For | For | For | |||
21 | Appointment of Auditor | Mgmt | For | For | For | |||
22 | Appointment of Independent Proxy | Mgmt | For | For | For | |||
LTC Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTC | CUSIP 502175102 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Boyd W. Hendrickson | Mgmt | For | For | For | |||
2 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
3 | Elect Devra G. Shapiro | Mgmt | For | For | For | |||
4 | Elect Wendy L. Simpson | Mgmt | For | For | For | |||
5 | Elect Timothy J. Triche | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
1.6 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.7 | Elect David A. Lamneck | Mgmt | For | For | For | |||
1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.10 | Elect Karen L. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.12 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.13 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.14 | Elect Maxwell F. Reid | Mgmt | For | For | For | |||
1.15 | Elect Karen L. Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
MasTec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTZ | CUSIP 576323109 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Dwyer | Mgmt | For | For | For | |||
1.2 | Elect Jose S. Sorzano | Mgmt | For | For | For | |||
1.3 | Elect Javier Palomarez | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Matrix Service Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRX | CUSIP 576853105 | 11/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Hewitt | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Hall | Mgmt | For | For | For | |||
1.3 | Elect I. Edgar Hendrix | Mgmt | For | For | For | |||
1.4 | Elect Paul K. Lackey | Mgmt | For | For | For | |||
1.5 | Elect Tom E. Maxwell | Mgmt | For | For | For | |||
1.6 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
1.7 | Elect James H. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MDC Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCA | CUSIP 552697104 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott L. Kauffman | Mgmt | For | For | For | |||
1.2 | Elect Clare R. Copeland | Mgmt | For | For | For | |||
1.3 | Elect Lawrence S. Kramer | Mgmt | For | For | For | |||
1.4 | Elect Anne Marie O'Donavan | Mgmt | For | For | For | |||
1.5 | Elect Irwin D. Simon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2016 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Memorial Resource Development Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRD | CUSIP 58605Q109 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tony R. Weber | Mgmt | For | Abstain | Against | |||
2 | Elect Jay C. Graham | Mgmt | For | Abstain | Against | |||
3 | Elect Scott A. Gieselman | Mgmt | For | Abstain | Against | |||
4 | Elect Kenneth A. Hersh | Mgmt | For | Abstain | Against | |||
5 | Elect Robert A. Innamorati | Mgmt | For | Abstain | Against | |||
6 | Elect Carol Lee O'Neill | Mgmt | For | Abstain | Against | |||
7 | Elect Pat Wood III | Mgmt | For | Abstain | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
1.3 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
1.5 | Elect Walden C. Rhines | Mgmt | For | For | For | |||
1.6 | Elect Cheryl L. Shavers | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey M. Stafeil | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | 1989 Employee Stock Purchase Plan and Foreign Sub-plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Tyler Haahr | Mgmt | For | For | For | |||
1.2 | Elect Bradley C. Hanson | Mgmt | For | For | For | |||
1.3 | Elect Elizabeth G. Hoople | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Authorization of Non-Voting Common Stock | Mgmt | For | Against | Against | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
2 | Elect Barbara R. Smith | Mgmt | For | For | For | |||
3 | Elect Donald C. Winter | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Monster Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy T. Yates | Mgmt | For | For | For | |||
3 | Elect John R. Gaulding | Mgmt | For | For | For | |||
4 | Elect James P. McVeigh | Mgmt | For | For | For | |||
5 | Elect Gillian Munson | Mgmt | For | For | For | |||
6 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
7 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MSG Networks Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSGN | CUSIP 553573106 | 12/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eugene F. DeMark | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joel M. Litvin | Mgmt | For | Withhold | Against | |||
1.3 | Elect John L. Sykes | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Employee Stock Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Stock Plan for Non-Employee Directors | Mgmt | For | Abstain | Against | |||
National General Holdings Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NGHC | CUSIP 636220303 | 05/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ephraim Brecher | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | |||
1.3 | Elect Patrick Fallon | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Barry Karfunkel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Barbara Paris | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the performance goals under the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
NBT Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBTB | CUSIP 628778102 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin A. Dietrich | Mgmt | For | For | For | |||
1.2 | Elect John C. Mitchell | Mgmt | For | For | For | |||
1.3 | Elect Michael M. Murphy | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
NCI Building Systems, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCS | CUSIP 628852204 | 02/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary L. Forbes | Mgmt | For | Against | Against | |||
2 | Elect George Martinez | Mgmt | For | Against | Against | |||
3 | Elect Jonathan L. Zrebiec | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Neonode Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEON | CUSIP 64051M402 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Reardon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
NMI Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NMIH | CUSIP 629209305 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley M. Shuster | Mgmt | For | For | For | |||
1.2 | Elect Michael Embler | Mgmt | For | For | For | |||
1.3 | Elect James G. Jones | Mgmt | For | For | For | |||
1.4 | Elect Michael Montgomery | Mgmt | For | For | For | |||
1.5 | Elect John Brandon Osmon | Mgmt | For | For | For | |||
1.6 | Elect James H. Ozanne | Mgmt | For | For | For | |||
1.7 | Elect Steven L. Scheid | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
NorthStar Realty Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRF | CUSIP 66704R803 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David T. Hamamoto | Mgmt | For | For | For | |||
1.2 | Elect Judith A. Hannaway | Mgmt | For | For | For | |||
1.3 | Elect Wesley D. Minami | Mgmt | For | For | For | |||
1.4 | Elect Louis J. Paglia | Mgmt | For | For | For | |||
1.5 | Elect Gregory Z. Rush | Mgmt | For | For | For | |||
1.6 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Omnibus Stock Incentive Plan | Mgmt | For | Against | Against | |||
OFG Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose Rafael Fernandez | Mgmt | For | For | For | |||
1.2 | Elect Nestor De Jesus | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.3 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.4 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Arthur H. McElwee, Jr. | Mgmt | For | For | For | |||
1.8 | Elect James T. Morris | Mgmt | For | For | For | |||
1.9 | Elect Randall T. Shepard | Mgmt | For | For | For | |||
1.10 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.11 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.12 | Elect Derrick J. Stewart | Mgmt | For | For | For | |||
1.13 | Elect Katherine E. White | Mgmt | For | For | For | |||
1.14 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Olin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLN | CUSIP 680665205 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Robert Bunch | Mgmt | For | For | For | |||
2 | Elect Randall W. Larrimore | Mgmt | For | For | For | |||
3 | Elect John M. B. O'Connor | Mgmt | For | For | For | |||
4 | Elect William H. Weideman | Mgmt | For | For | For | |||
5 | Elect John E. Fischer | Mgmt | For | For | For | |||
6 | Elect Carol A. Williams | Mgmt | For | For | For | |||
7 | Approval of 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Olin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLN | CUSIP 680665205 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
OM Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMAM | CUSIP G67506108 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Share Repurchase Contracts and Authority to Repurchase Shares | Mgmt | For | For | For | |||
OM Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMAM | CUSIP G67506108 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L. Bain | Mgmt | For | Against | Against | |||
2 | Elect Ian D. Gladman | Mgmt | For | Against | Against | |||
3 | Elect Kyle Prechtl Legg | Mgmt | For | Against | Against | |||
4 | Elect James J. Ritchie | Mgmt | For | Against | Against | |||
5 | Elect John D. Rogers | Mgmt | For | Against | Against | |||
6 | Elect Donald J. Schneider | Mgmt | For | Against | Against | |||
7 | Elect Robert J. Chersi | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
On Assignment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASGN | CUSIP 682159108 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William E. Brock | Mgmt | For | For | For | |||
1.2 | Elect Brian J. Callaghan | Mgmt | For | For | For | |||
1.3 | Elect Edwin A. Sheridan, IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Consolidated Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Auditor Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Orion Marine Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin J. Shanfelter | Mgmt | For | For | For | |||
2 | Elect Gene Stoever | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | |||
1.2 | Elect John J. Carona | Mgmt | For | For | For | |||
1.3 | Elect Ayad A Fargo | Mgmt | For | For | For | |||
1.4 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.5 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.6 | Elect John D. Goddard | Mgmt | For | For | For | |||
1.7 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.8 | Elect Michael L. McKennon | Mgmt | For | For | For | |||
1.9 | Elect Zareh M Sarrafian | Mgmt | For | For | For | |||
1.10 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Paramount Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGRE | CUSIP 69924R108 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert Behler | Mgmt | For | For | For | |||
2 | Elect Thomas Armbrust | Mgmt | For | For | For | |||
3 | Elect Martin Bussman | Mgmt | For | For | For | |||
4 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
5 | Elect Lizanne Galbreath | Mgmt | For | For | For | |||
6 | Elect Karin Klein | Mgmt | For | For | For | |||
7 | Elect Peter Linneman | Mgmt | For | For | For | |||
8 | Elect David P. O'Connor | Mgmt | For | For | For | |||
9 | Elect Katharina Otto-Berstein | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Park-Ohio Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKOH | CUSIP 700666100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew V. Crawford | Mgmt | For | For | For | |||
1.2 | Elect Ronna Romney | Mgmt | For | For | For | |||
1.3 | Elect Steven H. Rosen | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Partnerre Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP G6852T105 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Bylaws | Mgmt | For | For | For | |||
2 | Acquisition | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Partnerre Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP G6852T105 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan H. Holsboer | Mgmt | For | For | For | |||
1.2 | Elect Roberto G. Mendoza | Mgmt | For | For | For | |||
1.3 | Elect Kevin M. Twomey | Mgmt | For | For | For | |||
1.4 | Elect David K. Zwiener | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Kenneth N. Berns | Mgmt | For | For | For | |||
1.3 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.7 | Elect Tiffany J. Thom | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PBF Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBF | CUSIP 69318G106 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas D. O'Malley | Mgmt | For | For | For | |||
1.2 | Elect Spencer Abraham | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
1.4 | Elect S. Eugene Edwards | Mgmt | For | For | For | |||
1.5 | Elect William E. Hantke | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Edward F. Kosnik | Mgmt | For | For | For | |||
1.8 | Elect Robert J. Lavinia | Mgmt | For | For | For | |||
1.9 | Elect Eija Malmivirta | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. Nimbley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | |||
2 | Elect Ralph C. Derrickson | Mgmt | For | For | For | |||
3 | Elect John S. Hamlin | Mgmt | For | For | For | |||
4 | Elect James R. Kackley | Mgmt | For | For | For | |||
5 | Elect David S. Lundeen | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
PGT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGTI | CUSIP 69336V101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexander R. Castaldi | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Joseph McHugh | Mgmt | For | Withhold | Against | |||
1.3 | Elect William J. Morgan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PNM Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNM | CUSIP 69349H107 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman P. Becker | Mgmt | For | For | For | |||
1.2 | Elect Patricia K. Collawn | Mgmt | For | For | For | |||
1.3 | Elect E. Renae Conley | Mgmt | For | For | For | |||
1.4 | Elect Alan J. Fohrer | Mgmt | For | For | For | |||
1.5 | Elect Sidney M. Gutierrez | Mgmt | For | For | For | |||
1.6 | Elect Maureen T. Mullarkey | Mgmt | For | For | For | |||
1.7 | Elect Donald K. Schwanz | Mgmt | For | For | For | |||
1.8 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joaquin E. Bacardi, III | Mgmt | For | For | For | |||
2 | Elect John W. Diercksen | Mgmt | For | For | For | |||
3 | Elect David Goel | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Portland General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POR | CUSIP 736508847 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Ballantine | Mgmt | For | For | For | |||
2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | |||
3 | Elect Jack E. Davis | Mgmt | For | For | For | |||
4 | Elect David A. Dietzler | Mgmt | For | For | For | |||
5 | Elect Kirby A. Dyess | Mgmt | For | For | For | |||
6 | Elect Mark B. Ganz | Mgmt | For | For | For | |||
7 | Elect Kathryn J. Jackson | Mgmt | For | For | For | |||
8 | Elect Neil J. Nelson | Mgmt | For | For | For | |||
9 | Elect M. Lee Pelton | Mgmt | For | For | For | |||
10 | Elect James J. Piro | Mgmt | For | For | For | |||
11 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pozen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POZN | CUSIP 73941U102 | 02/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Issuance of Common Stock (Private Placement) | Mgmt | For | For | For | |||
3 | Issuance of Common Stock (upon the Potential Conversion of the Convertible Notes) | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
5 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pozen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POZN | CUSIP 73941U102 | 12/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Issuance of Common Stock (Private Placement) | Mgmt | For | For | For | |||
3 | Issuance of Common Stock (upon the Potential Exchange of the Exchange Notes) | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
5 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Reduction of Share Premium Account | Mgmt | For | For | For | |||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
PRA Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 69354N106 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Fain | Mgmt | For | For | For | |||
1.2 | Elect David Roberts | Mgmt | For | For | For | |||
1.3 | Elect Vikram A. Atal | Mgmt | For | For | For | |||
1.4 | Elect Geir L. Olsen | Mgmt | For | For | For | |||
1.5 | Elect Kevin P. Stevenson | Mgmt | For | For | For | |||
1.6 | Elect Lance L. Weaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFS | CUSIP 74386T105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas W. Berry | Mgmt | For | For | For | |||
1.2 | Elect Frank L. Fekete | Mgmt | For | For | For | |||
1.3 | Elect Matthew K. Harding | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
QLogic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLGC | CUSIP 747277101 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Dickson | Mgmt | For | For | For | |||
2 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
3 | Elect Christine King | Mgmt | For | For | For | |||
4 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
5 | Elect Prasad L. Rampalli | Mgmt | For | For | For | |||
6 | Elect Jay A. Rossiter | Mgmt | For | For | For | |||
7 | Elect George D. Wells | Mgmt | For | For | For | |||
8 | Elect William M. Zeitler | Mgmt | For | For | For | |||
9 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Quantum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTM | CUSIP 747906204 | 08/31/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Andersen | Mgmt | For | For | For | |||
2 | Elect Paul R. Auvil III | Mgmt | For | For | For | |||
3 | Elect Philip Black | Mgmt | For | For | For | |||
4 | Elect Louis DiNardo | Mgmt | For | For | For | |||
5 | Elect Dale L. Fuller | Mgmt | For | For | For | |||
6 | Elect Jon W. Gacek | Mgmt | For | For | For | |||
7 | Elect David A. Krall | Mgmt | For | For | For | |||
8 | Elect Gregg J. Powers | Mgmt | For | For | For | |||
9 | Elect David E. Roberson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Rayonier Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RYN | CUSIP 754907103 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
2 | Elect John. A Blumberg | Mgmt | For | For | For | |||
3 | Elect Dod A. Fraser | Mgmt | For | For | For | |||
4 | Elect Scott R. Jones | Mgmt | For | For | For | |||
5 | Elect Bernard Lanigan, Jr. | Mgmt | For | For | For | |||
6 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
7 | Elect V. Larkin Martin | Mgmt | For | For | For | |||
8 | Elect David L. Nunes | Mgmt | For | For | For | |||
9 | Elect Andrew G. Wiltshere | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Liniger | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard O. Covey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel J. Predovich | Mgmt | For | Withhold | Against | |||
1.4 | Elect Teresa S. Van De Bogart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Israeli Settlements | ShrHoldr | Against | Against | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anna Manning | Mgmt | For | For | For | |||
1.2 | Elect William J. Bartlett | Mgmt | For | For | For | |||
1.3 | Elect Christine R. Detrick | Mgmt | For | For | For | |||
1.4 | Elect Alan C. Henderson | Mgmt | For | For | For | |||
1.5 | Elect Joyce A. Phillips | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
RenaissanceRe Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNR | CUSIP G7496G103 | 05/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Klehm III | Mgmt | For | For | For | |||
1.2 | Elect Ralph B. Levy | Mgmt | For | For | For | |||
1.3 | Elect Carol P. Sanders | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Zore | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Holland | Mgmt | For | For | For | |||
2 | Elect Richard D. O'Dell | Mgmt | For | For | For | |||
3 | Elect Douglas W. Rockel | Mgmt | For | For | For | |||
4 | The 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Banks, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Toni D. Cooley | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Khayat | Mgmt | For | For | For | |||
1.4 | Elect Dianne Mooney | Mgmt | For | For | For | |||
1.5 | Elect Gail Jones Pittman | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | Against | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Servisfirst Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFBS | CUSIP 81768T108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas A. Broughton, III | Mgmt | For | For | For | |||
1.2 | Elect Stanley M. Brock | Mgmt | For | For | For | |||
1.3 | Elect J. Richard Cashio | Mgmt | For | For | For | |||
1.4 | Elect James J. Filler | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Fuller | Mgmt | For | For | For | |||
1.6 | Elect Hatton C.V. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Simmons First National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFNC | CUSIP 828730200 | 04/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
2.2 | Elect William E. Clark, II | Mgmt | For | For | For | |||
2.3 | Elect Steven A. Cosse | Mgmt | For | For | For | |||
2.4 | Elect Mark C. Doramus | Mgmt | For | For | For | |||
2.5 | Elect Edward Drilling | Mgmt | For | For | For | |||
2.6 | Elect Eugene Hunt | Mgmt | For | For | For | |||
2.7 | Elect Christopher R. Kirkland | Mgmt | For | For | For | |||
2.8 | Elect George A. Makris, Jr. | Mgmt | For | For | For | |||
2.9 | Elect W. Scott McGeorge | Mgmt | For | For | For | |||
2.10 | Elect Joseph D. Porter | Mgmt | For | For | For | |||
2.11 | Elect Robert L. Shoptaw | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
SkyWest, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKYW | CUSIP 830879102 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
1.3 | Elect Russell A. Childs | Mgmt | For | For | For | |||
1.4 | Elect Henry J. Eyring | Mgmt | For | For | For | |||
1.5 | Elect Meredith S. Madden | Mgmt | For | For | For | |||
1.6 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.7 | Elect Andrew C. Roberts | Mgmt | For | For | For | |||
1.8 | Elect Keith E. Smith | Mgmt | For | For | For | |||
1.9 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | |||
1.10 | Elect James L. Welch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Smith & Wesson Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWHC | CUSIP 831756101 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry M. Monheit | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Scott | Mgmt | For | For | For | |||
1.3 | Elect Robert H. Brust | Mgmt | For | For | For | |||
1.4 | Elect P. James Debney | Mgmt | For | For | For | |||
1.5 | Elect John B. Furman | Mgmt | For | For | For | |||
1.6 | Elect Gregory J. Gluchowski, Jr | Mgmt | For | For | For | |||
1.7 | Elect Michael F. Golden | Mgmt | For | For | For | |||
1.8 | Elect Mitchell A. Saltz | Mgmt | For | For | For | |||
1.9 | Elect I. Marie Wadecki | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David S. Wachter | Mgmt | For | For | For | |||
2 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For | |||
Southside Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSI | CUSIP 84470P109 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alton Cade | Mgmt | For | For | For | |||
1.2 | Elect Lee R. Gibson | Mgmt | For | For | For | |||
1.3 | Elect Paul W. Powell | Mgmt | For | For | For | |||
1.4 | Elect Donald W. Thedford | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Boughner | Mgmt | For | For | For | |||
1.2 | Elect Jose A. Cardenas | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Chestnut | Mgmt | For | For | For | |||
1.4 | Elect Stephen C. Comer | Mgmt | For | For | For | |||
1.5 | Elect LeRoy C. Hanneman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect John P. Hester | Mgmt | For | For | For | |||
1.7 | Elect Anne L. Mariucci | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Melarkey | Mgmt | For | For | For | |||
1.9 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.10 | Elect Thomas A. Thomas | Mgmt | For | For | For | |||
1.11 | Elect Terrence L. Wright | Mgmt | For | For | For | |||
2 | Amendment to the Restricted Stock/Unit Plan | Mgmt | For | For | For | |||
3 | Change in Board Size | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
SpartanNash Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 847215100 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
StanCorp Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFG | CUSIP 852891100 | 11/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Abrams | Mgmt | For | For | For | |||
1.2 | Elect John P. Cahill | Mgmt | For | For | For | |||
1.3 | Elect Louis J. Cappelli | Mgmt | For | For | For | |||
1.4 | Elect James F. Deutsch | Mgmt | For | For | For | |||
1.5 | Elect Navy E. Djonovic | Mgmt | For | For | For | |||
1.6 | Elect Fernando Ferrer | Mgmt | For | For | For | |||
1.7 | Elect William F. Helmer | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Kahn | Mgmt | For | For | For | |||
1.9 | Elect Jack L. Kopnisky | Mgmt | For | For | For | |||
1.10 | Elect James J. Landy | Mgmt | For | For | For | |||
1.11 | Elect Robert W. Lazar | Mgmt | For | For | For | |||
1.12 | Elect John C. Millman | Mgmt | For | For | For | |||
1.13 | Elect Richard O'Toole | Mgmt | For | For | For | |||
1.14 | Elect Burt Steinberg | Mgmt | For | For | For | |||
1.15 | Elect Craig S. Thompson | Mgmt | For | For | For | |||
1.16 | Elect William E. Whiston | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Stock Building Supply Holdings, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STCK | CUSIP 86101X104 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Merger Issuance | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan B. DeGaynor | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.2 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |||
1.4 | Elect Kenneth J. Kay | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Opt Out of Maryland's Unsolicited Takeover Act | ShrHoldr | Against | Against | For | |||
SuperCom Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPCB | CUSIP M87095119 | 09/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Elect Shlomit Sarusi as External Director | Mgmt | For | Against | Against | |||
4 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect Matthew F.C. Miau | Mgmt | For | For | For | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.9 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.10 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2016 Management Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tanger Factory Outlet Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKT | CUSIP 875465106 | 05/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Benton | Mgmt | For | For | For | |||
2 | Elect Jeffrey B. Citrin | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
5 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
6 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | For | |||
7 | Elect Allan L. Schuman | Mgmt | For | For | For | |||
8 | Elect Steven B. Tanger | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TCP Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCPC | CUSIP 87238Q103 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Draut | Mgmt | For | For | For | |||
1.2 | Elect Franklin R. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Peter E. Schwab | Mgmt | For | For | For | |||
1.4 | Elect Brian F. Wruble | Mgmt | For | For | For | |||
1.5 | Elect Howard M. Levkowitz | Mgmt | For | For | For | |||
1.6 | Elect Rajneesh Vig | Mgmt | For | For | For | |||
2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
Tessera Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSRA | CUSIP 88164L100 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard S. Hill | Mgmt | For | For | For | |||
2 | Elect Christopher A. Seams | Mgmt | For | For | For | |||
3 | Elect Donald E. Stout | Mgmt | For | For | For | |||
4 | Elect George A. Riedel | Mgmt | For | For | For | |||
5 | Elect John Chenault | Mgmt | For | For | For | |||
6 | Elect Thomas A. Lacey | Mgmt | For | For | For | |||
7 | Elect Tudor Brown | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire and Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Karen C. Francis | Mgmt | For | For | For | |||
3 | Elect Richard H. Booth | Mgmt | For | For | For | |||
4 | Elect Joseph R. Ramrath | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Tidewater Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDW | CUSIP 886423102 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||
1.2 | Elect James C. Day | Mgmt | For | For | For | |||
1.3 | Elect Richard T. du Moulin | Mgmt | For | For | For | |||
1.4 | Elect Morris E. Foster | Mgmt | For | For | For | |||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
1.6 | Elect Richard D. Paterson | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey M. Platt | Mgmt | For | For | For | |||
1.9 | Elect Robert L. Potter | Mgmt | For | For | For | |||
1.10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Jack E. Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tower Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSEM | CUSIP M87915274 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
2 | Elect Kalman Kaufman | Mgmt | For | Against | Against | |||
3 | Elect Dana Gross | Mgmt | For | Against | Against | |||
4 | Elect Rami Guzman | Mgmt | For | Against | Against | |||
5 | Elect Yoav Chelouche | Mgmt | For | Against | Against | |||
6 | Elect Rony Ross | Mgmt | For | Against | Against | |||
7 | Elect Iris Avner as External Director | Mgmt | For | Against | Against | |||
8 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
9 | Appoint Amir Elstein as Chairman | Mgmt | For | For | For | |||
10 | Compensation Policy | Mgmt | For | For | For | |||
11 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
12 | Salary Increase for CEO | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Equity Grant for CEO | Mgmt | For | For | For | |||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
16 | Liability Insurance of Directors/Officers | Mgmt | For | For | For | |||
17 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
TriplePoint Venture Growth BDC Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPVG | CUSIP 89677Y100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert E. Ahye | Mgmt | For | For | For | |||
1.2 | Elect Steven P. Bird | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tristate Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSC | CUSIP 89678F100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony J. Buzzelli | Mgmt | For | For | For | |||
1.2 | Elect Helen Hanna Casey | Mgmt | For | For | For | |||
1.3 | Elect James E. Minnick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
TTM Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMI | CUSIP 87305R109 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James K. Bass | Mgmt | For | For | For | |||
1.2 | Elect Thomas T. Edman | Mgmt | For | For | For | |||
1.3 | Elect Tom Tang Chung Yen | Mgmt | For | For | For | |||
1.4 | Elect Dov S. Zakheim | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Unitil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTL | CUSIP 913259107 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||
1.2 | Elect Edward F. Godfrey | Mgmt | For | For | For | |||
1.3 | Elect Eben S. Moulton | Mgmt | For | For | For | |||
1.4 | Elect David A. Whiteley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mahmoud Abdallah | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | |||
1.3 | Elect John J. Hendrickson | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Noonan | Mgmt | For | For | For | |||
1.5 | Elect Gail Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vectrus Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEC | CUSIP 92242T101 | 05/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis J. Giuliano | Mgmt | For | For | For | |||
2 | Elect Mary L. Howell | Mgmt | For | For | For | |||
3 | Elect Eric M. Pillmore | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Walker and Dunlop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WD | CUSIP 93148P102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Bowers | Mgmt | For | For | For | |||
1.2 | Elect Cynthia Hallenbeck | Mgmt | For | For | For | |||
1.3 | Elect Michael Malone | Mgmt | For | For | For | |||
1.4 | Elect John Rice | Mgmt | For | For | For | |||
1.5 | Elect Dana Schmaltz | Mgmt | For | For | For | |||
1.6 | Elect Howard Smith | Mgmt | For | For | For | |||
1.7 | Elect William Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Washington Federal, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAFD | CUSIP 938824109 | 01/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Barbara L. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Indemnification Provisions | Mgmt | For | For | For | |||
WCI Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCIC | CUSIP 92923C807 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Bartels, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Keith E. Bass | Mgmt | For | For | For | |||
1.3 | Elect Michelle MacKay | Mgmt | For | For | For | |||
1.4 | Elect Darius G. Nevin | Mgmt | For | For | For | |||
1.5 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||
1.6 | Elect Charles C. Reardon | Mgmt | For | For | For | |||
1.7 | Elect Christopher E. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Web.com Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEB | CUSIP 94733A104 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert S. McCoy, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Phillip J. Facchina | Mgmt | For | For | For | |||
1.3 | Elect John Giuliani | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wesbanco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBC | CUSIP 950810101 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher V. Criss | Mgmt | For | For | For | |||
1.2 | Elect James C. Gardill | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Spencer | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Knutson | Mgmt | For | For | For | |||
1.5 | Elect Stephen J. Callen | Mgmt | For | For | For | |||
1.6 | Elect Denise Knouse-Snyder | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Incentive Bonus, Option and Restricted Stock Plan | Mgmt | For | For | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Beach | Mgmt | For | For | For | |||
2 | Elect William S. Boyd | Mgmt | For | For | For | |||
3 | Elect Howard N. Gould | Mgmt | For | For | For | |||
4 | Elect Steven J. Hilton | Mgmt | For | Against | Against | |||
5 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
6 | Elect Robert P. Latta | Mgmt | For | For | For | |||
7 | Elect Cary Mack | Mgmt | For | For | For | |||
8 | Elect Todd Marshall | Mgmt | For | For | For | |||
9 | Elect M. Nafees Nagy | Mgmt | For | For | For | |||
10 | Elect James E. Nave | Mgmt | For | For | For | |||
11 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Wintrust Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTFC | CUSIP 97650W108 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Crist | Mgmt | For | For | For | |||
2 | Elect Bruce K. Crowther | Mgmt | For | For | For | |||
3 | Elect Joseph F. Damico | Mgmt | For | For | For | |||
4 | Elect Zed S. Francis III | Mgmt | For | For | For | |||
5 | Elect Marla F. Glabe | Mgmt | For | For | For | |||
6 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||
7 | Elect Scott K. Heitmann | Mgmt | For | For | For | |||
8 | Elect Christopher J. Perry | Mgmt | For | For | For | |||
9 | Elect Ingrid S. Stafford | Mgmt | For | For | For | |||
10 | Elect Gary D. Sweeney | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Elect Edward J. Wehmer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
WSFS Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSFS | CUSIP 929328102 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
1.2 | Elect Calvert A. Morgan, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Marvin N. Schoenhals | Mgmt | For | For | For | |||
1.4 | Elect David G. Turner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Xcerra Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XCRA | CUSIP 98400J108 | 12/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger W. Blethen | Mgmt | For | For | For | |||
2 | Elect Roger J. Maggs | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
Yadkin Financial Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YDKN | CUSIP 984305102 | 02/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Yadkin Financial Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YDKN | CUSIP 984305102 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Adam Abram | Mgmt | For | For | For | |||
2 | Elect Michael S. Albert | Mgmt | For | For | For | |||
3 | Elect David S. Brody | Mgmt | For | For | For | |||
4 | Elect Scott M. Custer | Mgmt | For | For | For | |||
5 | Elect Harry M. Davis | Mgmt | For | For | For | |||
6 | Elect Barry Z. Dodson | Mgmt | For | For | For | |||
7 | Elect Thomas J. Hall | Mgmt | For | For | For | |||
8 | Elect Thierry Ho | Mgmt | For | For | For | |||
9 | Elect Steven J. Lerner | Mgmt | For | For | For | |||
10 | Elect Michael S. Patterson | Mgmt | For | For | For | |||
11 | Elect Mary E. Rittling | Mgmt | For | For | For | |||
12 | Elect Harry C. Spell | Mgmt | For | For | For | |||
13 | Elect Joseph H. Towell | Mgmt | For | For | For | |||
14 | Elect Richard A. Urquhart, III | Mgmt | For | For | For | |||
15 | Elect Nicolas D. Zerbib | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Voyager Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | Against | Against | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Aercap Holdings N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AER | CUSIP N00985106 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Release of Director Liability | Mgmt | For | For | For | |||
3 | Elect Walter McLallen | Mgmt | For | For | For | |||
4 | Designation of CFO as Person Temporarily Responsible for Management | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Reduction of Capital through Cancellation | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Air Canada | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AC | CUSIP 008911877 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christie J.B. Clark | Mgmt | For | For | For | |||
1.2 | Elect Michael M. Green | Mgmt | For | For | For | |||
1.3 | Elect Jean Marc Huot | Mgmt | For | For | For | |||
1.4 | Elect Joseph B. Leonard | Mgmt | For | For | For | |||
1.5 | Elect Madeleine Paquin | Mgmt | For | For | For | |||
1.6 | Elect David I. Richardson | Mgmt | For | For | For | |||
1.7 | Elect Roy J. Romanow | Mgmt | For | For | For | |||
1.8 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.9 | Elect Vagn Sorensen | Mgmt | For | Withhold | Against | |||
1.10 | Elect Kathleen P. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Annette Verschuren | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Resident Status | Mgmt | Against | Abstain | N/A | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Tsai | Mgmt | For | Against | Against | |||
2 | Elect Jonathan LU Zhaoxi | Mgmt | For | Against | Against | |||
3 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
8 | Reduction of Company Capital | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Heiden | Mgmt | For | For | For | |||
2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
3 | Elect John A. Fallon | Mgmt | For | For | For | |||
4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
5 | Elect Lesley Russell | Mgmt | For | For | For | |||
6 | Elect Gino Santini | Mgmt | For | For | For | |||
7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
8 | Elect James R. Sulat | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
13 | Elect John A. Paulson | Mgmt | For | For | For | |||
14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CUSIP 03524A108 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | Against | Against | |||
6 | Stock Options for Directors | Mgmt | For | For | For | |||
7 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
8 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | Against | Against | |||
9 | Authority to Cancel VVPR-strips | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Ariad Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARIA | CUSIP 04033A100 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harvey J. Berger | Mgmt | For | For | For | |||
2 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
3 | Elect Wayne Wilson | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
18 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
19 | Elect James M. Michener | Mgmt | For | For | For | |||
20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 11/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.4 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.5 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751200 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.8 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.9 | Elect August W. Henningsen | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
1.15 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
5 | Amendment to the Deferred Share Unit Plan | Mgmt | For | Against | Against | |||
6 | Share Consolidation | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Disclosure of Vote Results | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Elect Lucien Y.K. Wong | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Brookdale Senior Living Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKD | CUSIP 112463104 | 06/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jackie M. Clegg | Mgmt | For | For | For | |||
2 | Elect William G. Petty Jr. | Mgmt | For | For | For | |||
3 | Elect James R. Seward | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect Roger J. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
1.8 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.10 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.11 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.12 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Michael P. Huseby | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Balan Nair | Mgmt | For | Against | Against | |||
9 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
10 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
11 | 2016 Executive Incentive Performance Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Darlene J. Friedman | Mgmt | For | For | For | |||
1.3 | Elect John S. Charlesworth | Mgmt | For | For | For | |||
1.4 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.5 | Elect Montgomery F. Moran | Mgmt | For | For | For | |||
1.6 | Elect Neil W. Flanzraich | Mgmt | For | For | For | |||
1.7 | Elect Patrick J. Flynn | Mgmt | For | For | For | |||
1.8 | Elect Stephen E. Gillett | Mgmt | For | For | For | |||
1.9 | Elect Steve Ells | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to Certificate of Incorporation to Provide the Right to Call Special Meetings | Mgmt | For | For | For | |||
5 | Adoption of Proxy Access | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | |||
5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | |||
Communications Sales & Leasing Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSAL | CUSIP 20341J104 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | Against | Against | |||
2 | Elect Francis X. Frantz | Mgmt | For | Against | Against | |||
3 | Elect Kenneth A. Gunderman | Mgmt | For | Against | Against | |||
4 | Elect David L. Solomon | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect John V. Faraci | Mgmt | For | For | For | |||
6 | Elect Jody L Freeman | Mgmt | For | For | For | |||
7 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
8 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
9 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
11 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Criteo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRTO | CUSIP 226718104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean-Baptiste Rudelle to the Board of Directors | Mgmt | For | For | For | |||
2 | Elect James Warner to the Board of Directors | Mgmt | For | For | For | |||
3 | Ratify the Co-Option of Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
4 | Elect Sharon Fox Spielman to the Board of Directors | Mgmt | For | For | For | |||
5 | Elect Eric Eichmann to the Board of Directors | Mgmt | For | For | For | |||
6 | Elect Domninique Vidal to the Board of Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation of ONE YEAR | Mgmt | For | Abstain | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation of TWO YEARS | Mgmt | Against | Abstain | N/A | |||
11 | Frequency of Advisory Vote on Executive Compensation of THREE YEARS | Mgmt | Against | Abstain | N/A | |||
12 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
13 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
14 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
17 | Related Party Transactions (The Galion Project) | Mgmt | For | For | For | |||
18 | Related Party Transactions (France Digitale) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Approval of the 2016 Stock Option Plan | Mgmt | For | Against | Against | |||
21 | Amendment of Time-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
22 | Amendment of Performance-Based RSU Plan 2015 | Mgmt | For | Against | Against | |||
23 | Authority to Issue Stock Options | Mgmt | For | Against | Against | |||
24 | Authority to Grant Free Shares/RSUs (Employees) | Mgmt | For | Against | Against | |||
25 | Authority to Grant Performance Shares/PSUs (Executives) | Mgmt | For | Against | Against | |||
26 | Authority to Issue Warrants | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases Regarding Proposals 23.00 to 26.00 | Mgmt | For | Abstain | Against | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and/or Convertible Securities Through Private Placement to Qualified Institutional Investors | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
31 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
32 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
33 | Greenshoe | Mgmt | For | For | For | |||
34 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
35 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
36 | Amend Articles Regarding Quorum at General Meetings | Mgmt | For | For | For | |||
37 | Amend Articles Regarding Director and Censor Terms | Mgmt | For | For | For | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 12/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Francis S. Blake | Mgmt | For | For | For | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect David G. DeWalt | Mgmt | For | For | For | |||
6 | Elect Thomas E. Donilon | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect George N. Mattson | Mgmt | For | For | For | |||
11 | Elect Douglas R Ralph | Mgmt | For | For | For | |||
12 | Elect Sergio A. L. Rial | Mgmt | For | For | For | |||
13 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2007 Performance Compensation Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEWANHOUS | CINS Y2055V112 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dheeraj R. Wadhawan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Kapil Wadhawan (Chairman and Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Elect Vijaya Sampath | Mgmt | For | Against | Against | |||
8 | Directors' Commission | Mgmt | For | For | For | |||
9 | Authority to Issue Non-convertible Debentures | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEWANHOUS | CINS Y2055V112 | 08/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
10 | Elect David W. Nelms | Mgmt | For | For | For | |||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect John R. Egan | Mgmt | For | For | For | |||
5 | Elect William D. Green | Mgmt | For | For | For | |||
6 | Elect Jami Miscik | Mgmt | For | For | For | |||
7 | Elect Paul Sagan | Mgmt | For | For | For | |||
8 | Elect Laura J. Sen | Mgmt | For | For | For | |||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
1.4 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.5 | Elect Jan Koum | Mgmt | For | For | For | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For | |||
6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For | |||
7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against | |||
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against | |||
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For | |||
10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CUSIP N31738102 | 04/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect John Elkann | Mgmt | For | For | For | |||
4 | Elect Sergio Marchionne | Mgmt | For | Against | Against | |||
5 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
6 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
7 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
8 | Elect Glenn Earle | Mgmt | For | For | For | |||
9 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
11 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | DEMERGER | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CUSIP N31738102 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | DEMERGER | Mgmt | For | For | For | |||
Gaming And Leisure Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Tracy Gardner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Arthur Peck | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
5 | Elect William P. Fricks | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
9 | Elect James N. Mattis | Mgmt | For | For | For | |||
10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
11 | Elect William A. Osborn | Mgmt | For | For | For | |||
12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
1.2 | Elect Oivind Lorentzen III | Mgmt | For | For | For | |||
1.3 | Elect Mark A. Scudder | Mgmt | For | For | For | |||
1.4 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
1.5 | Elect Joseph H. Pyne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
5 | Elect David M. Moffett | Mgmt | For | For | For | |||
6 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
7 | Elect John R. Nichols | Mgmt | For | For | For | |||
8 | Elect James A. Parke | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
3 | Elect John W. Madigan | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Brown | Mgmt | For | For | For | |||
2 | Elect William C. Cobb | Mgmt | For | For | For | |||
3 | Elect Robert A. Gerard | Mgmt | For | For | For | |||
4 | Elect Richard A. Johnson | Mgmt | For | For | For | |||
5 | Elect David B. Lewis | Mgmt | For | For | For | |||
6 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
7 | Elect Bruce C. Rohde | Mgmt | For | For | For | |||
8 | Elect Tom D. Seip | Mgmt | For | For | For | |||
9 | Elect Christianna Wood | Mgmt | For | For | For | |||
10 | Elect James F. Wright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares to the Investment Manager | Mgmt | For | For | For | |||
13 | Disapplication of Preemptive Rights (Investment Manager) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
18 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Inmarsat plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISAT | CINS G4807U103 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tony Bates | Mgmt | For | For | For | |||
5 | Elect Simon Bax | Mgmt | For | For | For | |||
6 | Elect Sir Bryan Carsberg | Mgmt | For | For | For | |||
7 | Elect Stephen Davidson | Mgmt | For | Against | Against | |||
8 | Elect Kathleen R. Flaherty | Mgmt | For | For | For | |||
9 | Elect Robert C. Kehler | Mgmt | For | For | For | |||
10 | Elect Janice I. Obuchowski | Mgmt | For | For | For | |||
11 | Elect Rupert Pearce | Mgmt | For | For | For | |||
12 | Elect Abraham Peled | Mgmt | For | For | For | |||
13 | Elect Robert A. Ruijter | Mgmt | For | For | For | |||
14 | Elect Andrew J. Sukawaty | Mgmt | For | For | For | |||
15 | Elect Hamadoun Toure | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Scrip Dividend | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
1.4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
1.7 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
1.8 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
1.9 | Elect George Stalk Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry M. Cohen | Mgmt | For | For | For | |||
2 | Elect Thomas I. Morgan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 07/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown | Mgmt | For | For | For | |||
2 | Elect Joanna T. Lau | Mgmt | For | For | For | |||
3 | Elect Samuel L. Odle | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
4 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
5 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
6 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
7 | Elect Alex Shumate | Mgmt | For | For | For | |||
8 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
9 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2010 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cathy Hendrickson | Mgmt | For | For | For | |||
1.2 | Elect Stanley R. Zax | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | |||
6 | Elect YANG Yuanqing | Mgmt | For | For | For | |||
7 | Elect ZHAO John Huan | Mgmt | For | For | For | |||
8 | Elect Nicholas C. Allen | Mgmt | For | For | For | |||
9 | Retirement of TING Lee Sen | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Shares for Acquisition of CWC | Mgmt | For | For | For | |||
2 | Acquisition of CWC Shares held by Chairman of Liberty Global | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U138 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew J. Cole | Mgmt | For | For | For | |||
2 | Elect Richard R. Green | Mgmt | For | For | For | |||
3 | Elect David E. Rapley | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Lions Gate Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGF | CUSIP 535919203 | 09/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Burns | Mgmt | For | For | For | |||
1.2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
1.3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
1.4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
1.5 | Elect Frank Giustra | Mgmt | For | For | For | |||
1.6 | Elect Harald H. Ludwig | Mgmt | For | For | For | |||
1.7 | Elect John C. Malone | Mgmt | For | For | For | |||
1.8 | Elect G. Scott Paterson | Mgmt | For | For | For | |||
1.9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.10 | Elect Daryl Simm | Mgmt | For | For | For | |||
1.11 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
1.12 | Elect Phyllis Yaffe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Markwest Energy Partners LP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | Against | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
Medivation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDVN | CUSIP 58501N101 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim D. Blickenstaff | Mgmt | For | For | For | |||
1.2 | Elect Kathryn E. Falberg | Mgmt | For | For | For | |||
1.3 | Elect David T. Hung | Mgmt | For | For | For | |||
1.4 | Elect Michael L. King | Mgmt | For | For | For | |||
1.5 | Elect C. Patrick Machado | Mgmt | For | For | For | |||
1.6 | Elect Dawn Svoronos | Mgmt | For | For | For | |||
1.7 | Elect W. Anthony Vernon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Merrimack Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MACK | CUSIP 590328100 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Mulroy | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Crocker | Mgmt | For | For | For | |||
1.3 | Elect John M. Dineen | Mgmt | For | For | For | |||
1.4 | Elect Vivian S. Lee, M.D., Ph.D. | Mgmt | For | For | For | |||
1.5 | Elect John Mendelsohn, M.D. | Mgmt | For | For | For | |||
1.6 | Elect Ulrik B. Nielson, Ph.D. | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Porter, Ph.D. | Mgmt | For | For | For | |||
1.8 | Elect James H. Quigley | Mgmt | For | For | For | |||
1.9 | Elect Russel T. Ray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect David L. Chicoine | Mgmt | For | For | For | |||
3 | Elect Janice L. Fields | Mgmt | For | For | For | |||
4 | Elect Hugh Grant | Mgmt | For | For | For | |||
5 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
6 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
7 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
8 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
9 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
10 | Elect William U. Parfet | Mgmt | For | For | For | |||
11 | Elect George H. Poste | Mgmt | For | For | For | |||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Performance Goals Under the Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Monster Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy T. Yates | Mgmt | For | For | For | |||
3 | Elect John R. Gaulding | Mgmt | For | For | For | |||
4 | Elect James P. McVeigh | Mgmt | For | For | For | |||
5 | Elect Gillian Munson | Mgmt | For | For | For | |||
6 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
7 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Mylan N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Haley | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leslie Kilgore | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
8 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
9 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
10 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
11 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||
12 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
13 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
14 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||
5 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
6 | Elect Jun Sawada | Mgmt | For | For | For | |||
7 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||
8 | Elect Akira Shimada | Mgmt | For | For | For | |||
9 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
10 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
11 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
12 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
15 | Elect Takao Maezawa as Statutory Auditor | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
2 | Elect Paul Kenyon | Mgmt | For | For | For | |||
3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
4 | Elect Noam Gottesman | Mgmt | For | For | For | |||
5 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Lord Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Leahy Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
15 | Committee Member Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Supress Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
3 | Elect Peter Smitham | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Paypal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wences Casares | Mgmt | For | For | For | |||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
3 | Elect John J. Donahoe | Mgmt | For | For | For | |||
4 | Elect David Dorman | Mgmt | For | For | For | |||
5 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
6 | Elect David M. Moffett | Mgmt | For | For | For | |||
7 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
8 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the Employee Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
3 | Elect Marc Coucke | Mgmt | For | For | For | |||
4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.10 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
3 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
13 | Amendment to Certificate to Preserve Value of NOLs | Mgmt | For | For | For | |||
14 | Renewal of Section 382 Shareholder Rights Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect John A. Lederer | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.11 | Elect Alexandre van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dave Beran | Mgmt | For | Against | Against | |||
4 | Elect Jan du Plessis | Mgmt | For | Against | Against | |||
5 | Elect Javier Ferran | Mgmt | For | Against | Against | |||
6 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
7 | Elect Mark Armour | Mgmt | For | Against | Against | |||
8 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
9 | Elect Alan Clark | Mgmt | For | Against | Against | |||
10 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
11 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
12 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Certificate Amendment Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Equity Retention | ShrHoldr | Against | Against | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Shopify Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SH | CUSIP 82509L107 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.4 | Elect Jeremy Levine | Mgmt | For | For | For | |||
1.5 | Elect Trevor Oelschig | Mgmt | For | For | For | |||
1.6 | Elect John Phillips | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Dongwen | Mgmt | For | For | For | |||
6 | Elect LU Rongchang | Mgmt | For | For | For | |||
7 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMT | CINS Y85740267 | 08/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Satish Borwankar | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tempur Sealy International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPX | CUSIP 88023U101 | 05/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
2 | Elect John A. Heil | Mgmt | For | For | For | |||
3 | Elect Jon L. Luther | Mgmt | For | For | For | |||
4 | Elect Usman Nabi | Mgmt | For | For | For | |||
5 | Elect Richard W. Neu | Mgmt | For | For | For | |||
6 | Elect Scott L. Thompson | Mgmt | For | For | For | |||
7 | Elect Robert B. Trussell, Jr. | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brad W. Buss | Mgmt | For | For | For | |||
2 | Elect Ira Ehrenpreis | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Amendment of Compensation Policy | Mgmt | For | Against | Against | |||
5 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
6 | Salary Increase of CEO | Mgmt | For | For | For | |||
7 | Amendment of CEO's Bonus Scheme | Mgmt | For | For | For | |||
8 | Amendment of CEO's Annual Equity Grants | Mgmt | For | For | For | |||
9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Abravanel | Mgmt | For | For | For | |||
2 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||
3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||
4 | Elect Galia Maor | Mgmt | For | For | For | |||
5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | |||
6 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |||
7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
8 | Remuneration of Directors | Mgmt | For | For | For | |||
9 | Remuneration of Chairman | Mgmt | For | For | For | |||
10 | Salary Increase of CEO | Mgmt | For | For | For | |||
11 | Special Bonus of CEO | Mgmt | For | For | For | |||
12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 11/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Preferred Shares | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
6 | Elect Armando Codina | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | For | For | |||
11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
12 | Elect Mark Vadon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
3 | Elect David C. Chang | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
6 | Elect Donna A. James | Mgmt | For | For | For | |||
7 | Elect Don Logan | Mgmt | For | For | For | |||
8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect John E. Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TreeHouse Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THS | CUSIP 89469A104 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George V. Bayly | Mgmt | For | For | For | |||
2 | Elect Gary D. Smith | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
13 | Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
6 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect David J. Pang | Mgmt | For | For | For | |||
9 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For | |||
14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Barry Rosenstein | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Digital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 03/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Acquisition | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Western Digital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Aller | Mgmt | For | For | For | |||
1.2 | Elect James E. Catlin | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Walen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
3 | Elect David Filo | Mgmt | For | For | For | |||
4 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
5 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
9 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
10 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Variable Trust | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 15, 2016 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 15, 2016 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |||||
/s/ Jonathan S. Horwitz | Executive Vice President, Principal Executive Officer and Compliance Liaison | July 29, 2016 | |||||
Jonathan S. Horwitz | |||||||
Schedule A
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
| Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
|